-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OeieCIcyT5KJTSiNc7w5XLc5ZI6037vjF+tH3aQaEg4Fnu3GMOhL6vN9v6tMH6+1 kRGyy6BL0tb/syCw4h7c7w== 0001004248-10-000004.txt : 20101101 0001004248-10-000004.hdr.sgml : 20101101 20101101120857 ACCESSION NUMBER: 0001004248-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101101 DATE AS OF CHANGE: 20101101 EFFECTIVENESS DATE: 20101101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LANE DOUGLAS C & ASSOCIATES INC CENTRAL INDEX KEY: 0001004248 IRS NUMBER: 133776773 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05200 FILM NUMBER: 101154020 BUSINESS ADDRESS: STREET 1: 100 PARK AVE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122627670 MAIL ADDRESS: STREET 1: 100 PARK AVE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LANE CAPITAL MANAGEMENT/NY DATE OF NAME CHANGE: 19990325 13F-HR 1 table13f20100930.txt 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Douglas C. Lane & Associates, Inc. Address: 777 Third Avenue, 38th Floor New York, NY 10017 Form 13F File Number: 28-5200 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicole Solinga-Stasi Title: Assistant Compliance Officer Phone: (212) 262-7670 Signature, Place, and Date of Signing: Nicole Solinga-Stasi New York, NY 11/1/2010 - ------------------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one) [x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: 1,653,140 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COMMON 88579Y101 17030 196402.32SH SOLE 1700.00 194702.32 ABBOTT LABORATORIES COMMON 002824100 29268 560264.77SH SOLE 23800.00 536464.77 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 13843 167141.99SH SOLE 12600.00 154541.99 ALCOA INC COMMON 013817101 20191 1667306.46SH SOLE 62000.00 1605306.46 ALLSCRIPTS HEALTHCARE COMMON 01988P108 4084 221125.00SH SOLE 26700.00 194425.00 ALTRIA GROUP INC COMMON 02209S103 208 8656.00 SH SOLE 8656.00 AMERICAN EXPRESS CO COMMON 025816109 4048 96312.35 SH SOLE 22800.00 73512.35 AMERICAN INTL GROUP NEW COMMON 026874784 4415 112904.00SH SOLE 112904.00 AMERICAN TOWER CORP CL A COMMON 029912201 4889 95376.00 SH SOLE 1072.00 94304.00 AMGEN, INC COMMON 031162100 20134 365339.00SH SOLE 18200.00 347139.00 ANADARKO PETROLEUM CORP COMMON 032511107 322 5647.00 SH SOLE 5647.00 AOL INC COMMON 00184X105 10852 438450.00SH SOLE 21400.00 417050.00 APACHE CORP COMMON 037411105 5505 56315.51 SH SOLE 114.00 56201.51 APPLE INC COMMON 037833100 688 2426.00 SH SOLE 2426.00 APPLIED MATERIALS, INC COMMON 038222105 14459 1237930.00SH SOLE 52200.00 1185730.00 ARCHER DANIELS MIDLAND CO COMMON 039483102 718 22497.00 SH SOLE 22497.00 AT&T INC COMMON 00206R102 978 34185.37 SH SOLE 34185.37 AUTOMATIC DATA PROCESSING COMMON 053015103 4352 103545.97SH SOLE 17800.00 85745.97 AVALONBAY CMNTYS INC COMMON 053484101 611 5875.00 SH SOLE 5875.00 AVERY DENNISON CORP COMMON 053611109 1814 48881.00 SH SOLE 48881.00 BAKER HUGHES INC COMMON 057224107 1810 42481.00 SH SOLE 400.00 42081.00 BANCO SANTANDER SA ADR COMMON 05964H105 8100 639807.00SH SOLE 53700.00 586107.00 BANK OF AMERICA CORP COMMON 060505104 413 31506.60 SH SOLE 31506.60 BANK OF NEW YORK MELLON CORP COMMON 064058100 8722 333803.54SH SOLE 26800.00 307003.54 BECTON DICKINSON & CO COMMON 075887109 291 3925.00 SH SOLE 3925.00 BERKSHIRE HATHAWAY INC CL B NE COMMON 084670702 451 5457.00 SH SOLE 5457.00 BOEING CO COMMON 097023105 625 9399.30 SH SOLE 9399.30 BORG WARNER INC COMMON 099724106 8289 157525.00SH SOLE 20000.00 137525.00 BOSTON SCIENTIFIC CORP COMMON 101137107 2055 335263.00SH SOLE 335263.00 BP PLC SPON ADR COMMON 055622104 411 9975.00 SH SOLE 9975.00 BRISTOL-MYERS SQUIBB CO COMMON 110122108 23991 884946.27SH SOLE 46200.00 838746.27 CAMERON INTERNATIONAL CORP COMMON 13342B105 4134 96226.00 SH SOLE 600.00 95626.00 CAMPBELL SOUP CO COMMON 134429109 11466 320741.20SH SOLE 320741.20 CATERPILLAR INC COMMON 149123101 1835 23324.00 SH SOLE 23324.00 CELGENE CORP COMMON 151020104 297 5162.00 SH SOLE 5162.00 CERNER CORP COMMON 156782104 15595 185674.00SH SOLE 6600.00 179074.00 CHARLES SCHWAB CORP NEW COMMON 808513105 254 18300.00 SH SOLE 18300.00 CHEVRON CORP NEW COMMON 166764100 18520 228503.21SH SOLE 16700.00 211803.21 CHUBB CORP COMMON 171232101 588 10310.00 SH SOLE 10310.00 CISCO SYSTEMS INC COMMON 17275R102 26465 1208449.00SH SOLE 36600.00 1171849.00 CITIGROUP INC COMMON 172967101 11975 3062768.93SH SOLE 236000.00 2826768.93 COCA-COLA CO COMMON 191216100 35820 612091.20SH SOLE 12400.00 599691.20 COLGATE PALMOLIVE CO COMMON 194162103 10836 140985.96SH SOLE 700.00 140285.96 COMCAST CORP CL A COMMON 20030N101 2155 119197.00SH SOLE 60000.00 59197.00 COMCAST CORP SPL CL A (NON VOT COMMON 20030N200 33588 1974579.05SH SOLE 11000.00 1963579.05 CONOCOPHILLIPS COMMON 20825C104 247 4302.45 SH SOLE 4302.45 COOPER INDUSTRIES PLC SHS COMMON G24140108 488 9980.00 SH SOLE 9980.00 COSTCO WHOLESALE CORP NEW COMMON 22160K105 297 4609.03 SH SOLE 4609.03 COVIDIEN PLC SHS COMMON G2554F105 1061 26402.00 SH SOLE 26402.00 DANAHER CORP DEL COMMON 235851102 13229 325747.00SH SOLE 25300.00 300447.00 DEERE & CO COMMON 244199105 733 10500.00 SH SOLE 10500.00 DENTSPLY INTL INC NEW COMMON 249030107 23332 729808.90SH SOLE 26500.00 703308.90 DIAGEO PLC ADR COMMON 25243Q205 11525 167005.00SH SOLE 17200.00 149805.00 DIEBOLD INC COMMON 253651103 8019 257932.13SH SOLE 257932.13 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F104 7795 178996.00SH SOLE 750.00 178246.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F302 6935 181592.00SH SOLE 750.00 180842.00 DISNEY (WALT) CO COMMON 254687106 19215 580511.85SH SOLE 500.00 580011.85 DOW CHEMICAL CO COMMON 260543103 17956 653898.29SH SOLE 36200.00 617698.29 DU PONT, (E.I.) COMMON 263534109 892 19993.00 SH SOLE 19993.00 DUKE ENERGY CORP COMMON 26441C105 1053 59447.00 SH SOLE 59447.00 EBAY INC COMMON 278642103 1802 73860.00 SH SOLE 73860.00 ECOLAB INC COMMON 278865100 19366 381669.72SH SOLE 18000.00 363669.72 EMERSON ELECTRIC CO COMMON 291011104 27781 527554.16SH SOLE 16300.00 511254.16 EXPEDITORS INTL OF WASHINGTON COMMON 302130109 24313 525924.00SH SOLE 21500.00 504424.00 EXXON MOBIL CORP COMMON 30231G102 16499 267011.30SH SOLE 14700.00 252311.30 FEDEX CORP COMMON 31428X106 2187 25577.22 SH SOLE 25577.22 FISERV INC COMMON 337738108 1664 30916.00 SH SOLE 30916.00 FRONTIER COMMUNICATIONS CORP COMMON 35906A108 809 99023.46 SH SOLE 99023.46 FULTON FINANCIAL CORP PA COMMON 360271100 236 26015.00 SH SOLE 26015.00 GANNETT CO, INC COMMON 364730101 17625 1441130.69SH SOLE 40000.00 1401130.69 GENERAL ELECTRIC CO COMMON 369604103 31591 1944055.80SH SOLE 81300.00 1862755.80 GENERAL MILLS INC COMMON 370334104 14098 385827.50SH SOLE 800.00 385027.50 GOOGLE INC CL A COMMON 38259P508 273 519.00 SH SOLE 519.00 HARMAN INTERNATIONAL INDS INC COMMON 413086109 13335 399140.00SH SOLE 15000.00 384140.00 HARTCOURT COS INC NEW COMMON 000000000 0 10000.00 SH SOLE 10000.00 HEINZ (H.J.) CO COMMON 423074103 23138 488453.77SH SOLE 700.00 487753.77 HEWLETT PACKARD CO COMMON 428236103 479 11377.00 SH SOLE 11377.00 HONEYWELL INTL INC COMMON 438516106 741 16875.00 SH SOLE 16875.00 HSBC HLDGS PLC SPON ADR NEW COMMON 404280406 19136 378248.00SH SOLE 17800.00 360448.00 HUBBELL, INC CL A COMMON 443510102 4196 85464.00 SH SOLE 85464.00 HUBBELL, INC CL B COMMON 443510201 2773 54646.00 SH SOLE 54646.00 ILLUMINA INC COMMON 452327109 8099 164610.00SH SOLE 20000.00 144610.00 INTEL CORP COMMON 458140100 12348 643132.45SH SOLE 5500.00 637632.45 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 3566 26582.13 SH SOLE 7100.00 19482.13 INTERNATIONAL PAPER CO COMMON 460146103 2218 101970.00SH SOLE 101970.00 IRON MOUNTAIN INC COMMON 462846106 8360 374215.00SH SOLE 32000.00 342215.00 ISTAR FINANCIAL INC COMMON 45031U101 4477 1463138.00SH SOLE 4000.00 1459138.00 ITRON INC COMMON 465741106 8619 140760.00SH SOLE 10900.00 129860.00 JACOBS ENGINEERING GROUP INC COMMON 469814107 384 9925.00 SH SOLE 9925.00 JDS UNIPHASE CORP COMMON 46612J507 5658 456631.00SH SOLE 456631.00 JOHNSON & JOHNSON COMMON 478160104 20412 329444.63SH SOLE 10000.00 319444.63 JOHNSON CONTROLS INC COMMON 478366107 2952 96775.00 SH SOLE 23700.00 73075.00 JPMORGAN CHASE & CO COMMON 46625H100 11565 303854.17SH SOLE 25000.00 278854.17 KIMBERLY CLARK CORP COMMON 494368103 21254 326730.00SH SOLE 12700.00 314030.00 KRAFT FOODS INC CL A COMMON 50075N104 28982 939155.71SH SOLE 40900.00 898255.71 L-3 COMMUNICATIONS HLDGS COMMON 502424104 267 3700.00 SH SOLE 3700.00 LAMAR ADVERTISING CO CL A COMMON 512815101 15533 488165.00SH SOLE 1300.00 486865.00 LEE ENTERPRISES INC COMMON 523768109 65 24348.00 SH SOLE 24348.00 LIBERTY GLOBAL INC SER C COMMON 530555309 5549 181585.00SH SOLE 1500.00 180085.00 LIBERTY MEDIA INTERACTIVE SER COMMON 53071M104 1465 106829.00SH SOLE 106829.00 LINEAR TECHNOLOGY CORP COMMON 535678106 18915 615510.21SH SOLE 27000.00 588510.21 LUXOTTICA GROUP S P A SPON ADR COMMON 55068R202 7978 292460.00SH SOLE 35200.00 257260.00 MARSH & MCLENNAN COMPANIES, IN COMMON 571748102 27120 1124359.16SH SOLE 52900.00 1071459.16 MASTERCARD INC CL A COMMON 57636Q104 13283 59297.03 SH SOLE 4900.00 54397.03 MCCLATCHY CO CL A COMMON 579489105 59 15000.00 SH SOLE 15000.00 MCCORMICK & CO INC COMMON 579780206 15989 380333.00SH SOLE 18500.00 361833.00 MCDONALD'S CORP COMMON 580135101 1155 15498.00 SH SOLE 15498.00 MEDCO HEALTH SOLUTIONS COMMON 58405U102 17003 326605.00SH SOLE 23700.00 302905.00 MEDTRONIC INC COMMON 585055106 24010 715014.06SH SOLE 24400.00 690614.06 MELCO CROWN ENTERTAINMENT LTD COMMON 585464100 84 16500.00 SH SOLE 16500.00 MERCK & CO INC NEW COMMON 58933Y105 33019 897016.59SH SOLE 34400.00 862616.59 MERIDIAN BIOSCIENCE COMMON 589584101 237 10830.00 SH SOLE 10830.00 MICROCHIP TECHNOLOGY INC COMMON 595017104 26445 840853.85SH SOLE 2200.00 838653.85 MICROSOFT CORP COMMON 594918104 18333 748591.41SH SOLE 45700.00 702891.41 NESTLE S A SPON ADR COMMON 641069406 19717 367965.00SH SOLE 24000.00 343965.00 NEWMONT MINING CORP COMMON 651639106 15476 246396.41SH SOLE 1000.00 245396.41 NEWS CORP CL A COMMON 65248E104 21488 1645339.00SH SOLE 5500.00 1639839.00 NEWS CORP CL B COMMON 65248E203 182 12090.00 SH SOLE 12090.00 NOKIA CORP SPON ADR COMMON 654902204 6113 609447.00SH SOLE 84500.00 524947.00 NOVARTIS A G SPON ADR COMMON 66987V109 31561 547267.69SH SOLE 13000.00 534267.69 NUCOR CORP COMMON 670346105 1021 26725.00 SH SOLE 26725.00 OSHKOSH CORP COMMON 688239201 220 8000.00 SH SOLE 8000.00 PATTERSON-UTI ENERGY INC COMMON 703481101 2509 146889.00SH SOLE 146889.00 PAYCHEX INC COMMON 704326107 15039 547089.60SH SOLE 1800.00 545289.60 PEPSICO INC COMMON 713448108 18886 284262.89SH SOLE 10300.00 273962.89 PFIZER INC COMMON 717081103 6226 362580.15SH SOLE 362580.15 PHILIP MORRIS INTL INC COMMON 718172109 389 6942.00 SH SOLE 6942.00 PRAXAIR INC COMMON 74005P104 17138 189873.00SH SOLE 11500.00 178373.00 PROCTER & GAMBLE CO COMMON 742718109 17365 289556.84SH SOLE 15800.00 273756.84 QIAGEN NV ORD COMMON N72482107 13868 781717.00SH SOLE 42500.00 739217.00 QUALCOMM INC COMMON 747525103 37525 831434.79SH SOLE 35200.00 796234.79 SCHLUMBERGER LTD COMMON 806857108 22769 369567.04SH SOLE 17200.00 352367.04 SERVICE CORP INTL COMMON 817565104 11316 1312742.32SH SOLE 5500.00 1307242.32 SIGMA ALDRICH CORP COMMON 826552101 305 5058.00 SH SOLE 5058.00 SONOCO PRODUCTS CO COMMON 835495102 22164 662806.45SH SOLE 1400.00 661406.45 SOUTHWEST AIRLINES CO COMMON 844741108 29411 2250275.47SH SOLE 55000.00 2195275.47 STERICYCLE INC COMMON 858912108 23821 342848.00SH SOLE 13300.00 329548.00 SYSCO CORP COMMON 871829107 9800 343628.01SH SOLE 1200.00 342428.01 TELUS CORP NON-VTG SHS COMMON 87971M202 15962 376903.51SH SOLE 31800.00 345103.51 TEVA PHARMACEUTICAL INDUSTRIES COMMON 881624209 1543 29255.00 SH SOLE 29255.00 TEXTRON INC COMMON 883203101 621 30183.00 SH SOLE 30000.00 183.00 THERMO FISHER SCIENTIFIC COMMON 883556102 12524 261568.00SH SOLE 18900.00 242668.00 THOMSON REUTERS CORP COMMON 884903105 12739 339424.04SH SOLE 22700.00 316724.04 TIME WARNER CABLE INC COMMON 88732J207 766 14197.00 SH SOLE 14197.00 TIME WARNER INC NEW COMMON 887317303 25635 836391.56SH SOLE 25700.00 810691.56 TRANSDIGM GROUP INC COMMON 893641100 2281 36765.00 SH SOLE 36765.00 TRANSOCEAN LTD ZUG NAMEN AKT COMMON H8817H100 2067 32145.00 SH SOLE 200.00 31945.00 UBS AG NEW COMMON H89231338 3299 193720.00SH SOLE 1500.00 192220.00 UNDERGROUND SOLUTIONS COMMON 904323102 2 10000.00 SH SOLE 10000.00 UNILEVER N.V. (NY SHS) COMMON 904784709 18994 635690.00SH SOLE 36300.00 599390.00 UNILEVER PLC SPON ADR NEW COMMON 904767704 309 10617.22 SH SOLE 10617.22 UNION PACIFIC CORP COMMON 907818108 228 2790.00 SH SOLE 2790.00 UNITED PARCEL SERVICE CL B COMMON 911312106 1233 18484.00 SH SOLE 18484.00 UNITED TECHNOLOGIES CORP COMMON 913017109 13496 189477.00SH SOLE 9500.00 179977.00 US BANCORP DEL NEW COMMON 902973304 8190 378832.12SH SOLE 41900.00 336932.12 UTI WORLDWIDE INC ORD COMMON G87210103 1357 84380.00 SH SOLE 84380.00 VERIZON COMMUNICATIONS INC COMMON 92343V104 24480 751157.99SH SOLE 34500.00 716657.99 VISA INC CL A COMMON 92826C839 15290 205904.43SH SOLE 14300.00 191604.43 VODAFONE GROUP PLC ADR COMMON 92857W209 29878 1204274.00SH SOLE 47700.00 1156574.00 VULCAN MATERIALS CO COMMON 929160109 998 27028.00 SH SOLE 10000.00 17028.00 WABCO HOLDINGS INC COMMON 92927K102 873 20824.00 SH SOLE 20824.00 WAL-MART STORES INC COMMON 931142103 1793 33505.78 SH SOLE 33505.78 WASTE MANAGEMENT INC COMMON 94106L109 2298 64296.00 SH SOLE 64296.00 WELLS FARGO & CO NEW COMMON 949746101 418 16637.00 SH SOLE 16637.00 WESTERN UNION CO COMMON 959802109 16764 948741.90SH SOLE 35300.00 913441.90 WILLIAMS COS INC DEL COMMON 969457100 921 48202.00 SH SOLE 800.00 47402.00 WORTHINGTON INDUSTRIES INC COMMON 981811102 684 45540.00 SH SOLE 45540.00 XEROX CORP COMMON 984121103 5104 493176.80SH SOLE 493176.80 ZIMMER HOLDINGS INC COMMON 98956P102 298 5698.00 SH SOLE 5698.00 COLUMBIA BLENDED EQUITY FUND C 19765Y605 231 10812.958SH SOLE 10812.958 FIDELITY MAGELLAN FUND 316184100 235 3639.363 SH SOLE 3639.363
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