-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NthwthkUjvGaQRoPH15tUPUQ3RNDS7rdyY1tITQk2EzNm+FRBuDEIvinYpONHuGO dB0f2H+AEcKxqmAqaNEhgw== 0001004248-09-000001.txt : 20090130 0001004248-09-000001.hdr.sgml : 20090130 20090130105142 ACCESSION NUMBER: 0001004248-09-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090130 DATE AS OF CHANGE: 20090130 EFFECTIVENESS DATE: 20090130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LANE DOUGLAS C & ASSOCIATES INC CENTRAL INDEX KEY: 0001004248 IRS NUMBER: 133776773 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05200 FILM NUMBER: 09556486 BUSINESS ADDRESS: STREET 1: 100 PARK AVE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122627670 MAIL ADDRESS: STREET 1: 100 PARK AVE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LANE CAPITAL MANAGEMENT/NY DATE OF NAME CHANGE: 19990325 13F-HR 1 table13f20081231.txt 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Douglas C. Lane & Associates, Inc. Address: 100 Park Avenue, 36th Floor New York, NY 10017 Form 13F File Number: 28-5200 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicole Solinga-Stasi Title: Assistant Compliance Officer Phone: (212) 262-7670 Signature, Place, and Date of Signing: Nicole Solinga-Stasi New York, NY 01/30/09 - ------------------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one) [x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: 1,090,433 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COMMON 88579Y101 7536 130975.00SH SOLE 800.00 130175.00 ABBOTT LABORATORIES COMMON 002824100 20671 387321.28SH SOLE 500.00 386821.28 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 3486 69352.00 SH SOLE 700.00 68652.00 ALCOA INC COMMON 013817101 14436 1282019.41SH SOLE 3000.00 1279019.41 ALTRIA GROUP INC COMMON 02209S103 334 22184.25 SH SOLE 22184.25 AMDOCS LTD ORD COMMON G02602103 1859 101665.00SH SOLE 1200.00 100465.00 AMERICAN EXPRESS CO COMMON 025816109 774 41738.35 SH SOLE 41738.35 AMERICAN INTERNATIONAL GROUP, COMMON 026874107 2206 1405008.29SH SOLE 1000.00 1404008.29 AMERICAN TOWER CORP CL A COMMON 029912201 7931 270514.00SH SOLE 1072.00 269442.00 AMGEN, INC COMMON 031162100 2479 42932.00 SH SOLE 42932.00 APACHE CORP COMMON 037411105 7986 107146.29SH SOLE 114.00 107032.29 APPLE INC COMMON 037833100 212 2485.00 SH SOLE 2485.00 APPLIED MATERIALS, INC COMMON 038222105 14673 1448464.00SH SOLE 3000.00 1445464.00 ARCHER DANIELS MIDLAND CO COMMON 039483102 1203 41743.00 SH SOLE 41743.00 AT&T INC COMMON 00206R102 1265 44398.00 SH SOLE 44398.00 AUTOMATIC DATA PROCESSING COMMON 053015103 498 12656.97 SH SOLE 12656.97 AVERY DENNISON CORP COMMON 053611109 10813 330371.00SH SOLE 900.00 329471.00 BAKER HUGHES INC COMMON 057224107 8560 266914.00SH SOLE 400.00 266514.00 BANK OF AMERICA CORP COMMON 060505104 362 25687.00 SH SOLE 25687.00 BANK OF NEW YORK MELLON CORP COMMON 064058100 5725 202077.00SH SOLE 471.00 201606.00 BERKSHIRE HATHAWAY INC CL B COMMON 084670207 302 94.00 SH SOLE 94.00 BOEING CO COMMON 097023105 598 14024.00 SH SOLE 14024.00 BOSTON SCIENTIFIC CORP COMMON 101137107 4698 606968.00SH SOLE 2500.00 604468.00 BP PLC SPON ADR COMMON 055622104 699 14948.00 SH SOLE 14948.00 BRISTOL-MYERS SQUIBB CO COMMON 110122108 15497 666539.21SH SOLE 1000.00 665539.21 CAMERON INTERNATIONAL CORP COMMON 13342B105 5354 261189.00SH SOLE 600.00 260589.00 CAMPBELL SOUP CO COMMON 134429109 19034 634257.53SH SOLE 1000.00 633257.53 CATERPILLAR INC COMMON 149123101 851 19040.00 SH SOLE 19040.00 CELGENE CORP COMMON 151020104 343 6200.00 SH SOLE 6200.00 CERNER CORP COMMON 156782104 7163 186300.00SH SOLE 800.00 185500.00 CHEVRON CORP NEW COMMON 166764100 17501 236590.85SH SOLE 400.00 236190.85 CHUBB CORP COMMON 171232101 451 8837.00 SH SOLE 8837.00 CISCO SYSTEMS INC COMMON 17275R102 18991 1165081.00SH SOLE 2000.00 1163081.00 CITIGROUP INC COMMON 172967101 5147 767127.13SH SOLE 1200.00 765927.13 COCA-COLA CO COMMON 191216100 27377 604759.20SH SOLE 1000.00 603759.20 COLGATE PALMOLIVE CO COMMON 194162103 9541 139197.97SH SOLE 500.00 138697.97 COMCAST CORP CL A COMMON 20030N101 760 45036.00 SH SOLE 45036.00 COMCAST CORP SPL CL A (NON VOT COMMON 20030N200 25748 1594309.60SH SOLE 3500.00 1590809.60 CONOCOPHILLIPS COMMON 20825C104 391 7540.00 SH SOLE 7540.00 CORNING INC COMMON 219350105 134 14041.96 SH SOLE 14041.96 COSTCO WHOLESALE CORP NEW COMMON 22160K105 216 4110.00 SH SOLE 4110.00 COVIDIEN LTD COMMON G2552X108 680 18769.58 SH SOLE 18769.58 DANAHER CORP DEL COMMON 235851102 8386 148130.00SH SOLE 800.00 147330.00 DEERE & CO COMMON 244199105 359 9361.00 SH SOLE 9361.00 DELL INC COMMON 24702R101 114 11149.00 SH SOLE 11149.00 DENTSPLY INTL INC NEW COMMON 249030107 14148 500985.34SH SOLE 1500.00 499485.34 DIAGEO PLC ADR COMMON 25243q205 1391 24524.00 SH SOLE 24524.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F104 2845 200887.00SH SOLE 750.00 200137.00 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F302 2694 201187.00SH SOLE 750.00 200437.00 DISNEY (WALT) CO COMMON 254687106 14254 628201.80SH SOLE 500.00 627701.80 DOW CHEMICAL CO COMMON 260543103 15111 1001388.68SH SOLE 1700.00 999688.68 DU PONT, (E.I.) COMMON 263534109 996 39374.00 SH SOLE 39374.00 DUKE ENERGY CORP COMMON 26441C105 1689 112553.00SH SOLE 112553.00 E M C CORP COMMON 268648102 142 13520.00 SH SOLE 13520.00 EBAY INC COMMON 278642103 9795 701647.00SH SOLE 1000.00 700647.00 ECOLAB INC COMMON 278865100 5738 163230.00SH SOLE 1000.00 162230.00 EMERSON ELECTRIC CO COMMON 291011104 16828 459656.38SH SOLE 1000.00 458656.38 EXPEDITORS INTL OF WASHINGTON COMMON 302130109 8339 250661.00SH SOLE 800.00 249861.00 EXXON MOBIL CORP COMMON 30231G102 23358 292593.07SH SOLE 400.00 292193.07 FEDEX CORP COMMON 31428X106 1392 21706.22 SH SOLE 21706.22 FISERV INC COMMON 337738108 960 26400.00 SH SOLE 26400.00 GANNETT CO, INC COMMON 364730101 7934 991782.00SH SOLE 991782.00 GENENTECH INC COMMON 368710406 17754 214130.00SH SOLE 400.00 213730.00 GENERAL ELECTRIC CO COMMON 369604103 22097 1364042.65SH SOLE 2000.00 1362042.65 GENERAL MILLS INC COMMON 370334104 11299 185998.69SH SOLE 400.00 185598.69 HEINZ (H.J.) CO COMMON 423074103 16861 448435.00SH SOLE 700.00 447735.00 HEWLETT PACKARD CO COMMON 428236103 341 9403.00 SH SOLE 9403.00 HLTH CORPORATION COMMON 40422Y101 116 11100.00 SH SOLE 11100.00 HONEYWELL INTL INC COMMON 438516106 569 17345.00 SH SOLE 17345.00 HSBC HLDGS PLC SPON ADR NEW COMMON 404280406 416 8555.00 SH SOLE 8555.00 HUBBELL, INC CL A COMMON 443510102 3126 102334.00SH SOLE 102334.00 HUBBELL, INC CL B COMMON 443510201 1613 49367.00 SH SOLE 49367.00 IMS HEALTH INC COMMON 449934108 11289 744655.07SH SOLE 2000.00 742655.07 INGERSOLL-RAND COMPANY CL A COMMON G4776G101 1570 90518.00 SH SOLE 1500.00 89018.00 INTEL CORP COMMON 458140100 3892 265458.93SH SOLE 265458.93 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 504 5993.00 SH SOLE 5993.00 INTERNATIONAL PAPER CO COMMON 460146103 5972 506112.00SH SOLE 506112.00 INTUIT, INC COMMON 461202103 5158 216817.00SH SOLE 1500.00 215317.00 IRON MOUNTAIN INC COMMON 462846106 8152 329635.00SH SOLE 329635.00 ISTAR FINANCIAL INC COMMON 45031U101 4411 1977912.29SH SOLE 4000.00 1973912.29 ITT CORP NEW COMMON 450911102 1024 22275.00 SH SOLE 22275.00 JACOBS ENGINEERING GROUP INC COMMON 469814107 3771 78401.00 SH SOLE 78401.00 JDS UNIPHASE CORP COMMON 46612J507 3572 978651.00SH SOLE 3000.00 975651.00 JETBLUE AIRWAYS CORP COMMON 477143101 107 15000.00 SH SOLE 15000.00 JOHNSON & JOHNSON COMMON 478160104 10370 173322.66SH SOLE 100.00 173222.66 JPMORGAN CHASE & CO COMMON 46625H100 5643 178972.25SH SOLE 200.00 178772.25 KIMBERLY CLARK CORP COMMON 494368103 6355 120500.00SH SOLE 120500.00 KRAFT FOODS INC CL A COMMON 50075N104 14703 547596.68SH SOLE 1500.00 546096.68 L-3 COMMUNICATIONS HLDGS COMMON 502424104 750 10165.00 SH SOLE 10165.00 LAMAR ADVERTISING CO CL A COMMON 512815101 7537 600085.00SH SOLE 1300.00 598785.00 LEE ENTERPRISES INC COMMON 523768109 13 32000.00 SH SOLE 32000.00 LEVEL 3 COMMUNICATIONS COMMON 52729N100 23 33000.00 SH SOLE 33000.00 LIBERTY GLOBAL INC SER C COMMON 530555309 12212 804502.00SH SOLE 1500.00 803002.00 LIBERTY MEDIA INTERACTIVE SER COMMON 53071M104 2905 931048.00SH SOLE 931048.00 LINEAR TECHNOLOGY CORP COMMON 535678106 12922 584167.00SH SOLE 2000.00 582167.00 MARSH & MCLENNAN COMPANIES, IN COMMON 571748102 18566 764969.61SH SOLE 2200.00 762769.61 MCCLATCHY CO CL A COMMON 579489105 16 20000.00 SH SOLE 20000.00 MCDONALD'S CORP COMMON 580135101 3089 49678.00 SH SOLE 49678.00 MEDTRONIC INC COMMON 585055106 23114 735651.65SH SOLE 1400.00 734251.65 MERCK & CO INC COMMON 589331107 12665 416610.88SH SOLE 1000.00 415610.88 MERIDIAN BIOSCIENCE COMMON 589584101 307 12040.00 SH SOLE 12040.00 MICROCHIP TECHNOLOGY INC COMMON 595017104 14735 754503.00SH SOLE 1900.00 752603.00 MICROSOFT CORP COMMON 594918104 20644 1061924.11SH SOLE 2000.00 1059924.11 MILLIPORE CORP COMMON 601073109 7964 154590.00SH SOLE 500.00 154090.00 NESTLE S A SPON ADR COMMON 641069406 6249 159870.00SH SOLE 700.00 159170.00 NEWMONT MINING CORP COMMON 651639106 28104 690506.26SH SOLE 1200.00 689306.26 NEWS CORP CL A COMMON 65248E104 16291 1792198.00SH SOLE 5000.00 1787198.00 NEWS CORP CL B COMMON 65248E203 140 14571.00 SH SOLE 14571.00 NOVARTIS A G SPON ADR COMMON 66987V109 22185 445843.69SH SOLE 1000.00 444843.69 NUCOR CORP COMMON 670346105 2692 58269.87 SH SOLE 58269.87 OSHKOSH CORP COMMON 688239201 89 10000.00 SH SOLE 10000.00 PATTERSON-UTI ENERGY INC COMMON 703481101 5163 448524.00SH SOLE 1000.00 447524.00 PAYCHEX INC COMMON 704326107 3389 128969.00SH SOLE 1000.00 127969.00 PEPSICO INC COMMON 713448108 8824 161110.00SH SOLE 600.00 160510.00 PFIZER INC COMMON 717081103 4255 240278.35SH SOLE 240278.35 PHILIP MORRIS INTL INC COMMON 718172109 475 10918.00 SH SOLE 10918.00 PRAXAIR INC COMMON 74005P104 5134 86493.00 SH SOLE 86493.00 PROCTER & GAMBLE CO COMMON 742718109 9629 155759.51SH SOLE 155759.51 QIAGEN NV ORD COMMON N72482107 9926 565283.00SH SOLE 1500.00 563783.00 QUALCOMM INC COMMON 747525103 32993 920818.30SH SOLE 1100.00 919718.30 QUEST DIAGNOSTICS INC COMMON 74834L100 208 4000.00 SH SOLE 4000.00 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 342 6656.00 SH SOLE 6656.00 SCHERING-PLOUGH CORP COMMON 806605101 20109 1180821.90SH SOLE 2000.00 1178821.90 SCHLUMBERGER LTD COMMON 806857108 15809 373465.91SH SOLE 400.00 373065.91 SERVICE CORP INTL COMMON 817565104 5758 1158595.00SH SOLE 4500.00 1154095.00 SIRIUS XM RADIO INC COMMON 82967N108 2 16250.00 SH SOLE 16250.00 SONOCO PRODUCTS CO COMMON 835495102 15419 665763.85SH SOLE 1000.00 664763.85 SOUTHWEST AIRLINES CO COMMON 844741108 13421 1556984.00SH SOLE 4000.00 1552984.00 SPECTRA ENERGY CORP COMMON 847560109 596 37851.00 SH SOLE 37851.00 STERICYCLE INC COMMON 858912108 2080 39930.00 SH SOLE 39930.00 STRYKER CORP COMMON 863667101 343 8580.00 SH SOLE 8580.00 SUN MICROSYSTEMS INC COMMON 866810203 67 17582.00 SH SOLE 17582.00 SYSCO CORP COMMON 871829107 331 14450.00 SH SOLE 14450.00 TARGET CORP COMMON 87612E106 294 8513.00 SH SOLE 8513.00 TELUS CORP NON-VTG SHS COMMON 87971M202 3402 119710.00SH SOLE 119710.00 TEVA PHARMACEUTICAL INDUSTRIES COMMON 881624209 1305 30658.00 SH SOLE 30658.00 TEXAS INSTRUMENTS INC COMMON 882508104 4766 307074.00SH SOLE 400.00 306674.00 TIME WARNER INC COMMON 887317105 23524 2338338.16SH SOLE 4000.00 2334338.16 TRANSDIGM GROUP INC COMMON 893641100 12077 359765.00SH SOLE 800.00 358965.00 TRANSOCEAN LTD ZUG NAMEN AKT COMMON H8817H100 3994 84538.00 SH SOLE 200.00 84338.00 TYCO INTERNATIONAL LTD COMMON G9143X208 576 26673.00 SH SOLE 26673.00 UBS AG NEW COMMON H89231338 1189 83170.00 SH SOLE 83170.00 UNITED PARCEL SERVICE CL B COMMON 911312106 685 12415.00 SH SOLE 12415.00 UNITED TECHNOLOGIES CORP COMMON 913017109 4038 75331.00 SH SOLE 75331.00 UNITEDHEALTH GROUP INC COMMON 91324P102 7480 281198.00SH SOLE 1300.00 279898.00 UTI WORLDWIDE INC ORD COMMON G87210103 7351 512590.00SH SOLE 512590.00 VERIZON COMMUNICATIONS INC COMMON 92343V104 18626 549437.07SH SOLE 500.00 548937.07 VODAFONE GROUP PLC ADR COMMON 92857W209 18077 884383.00SH SOLE 1800.00 882583.00 VULCAN MATERIALS CO COMMON 929160109 1166 16751.00 SH SOLE 16751.00 WABCO HOLDINGS INC COMMON 92927K102 220 13907.00 SH SOLE 13907.00 WAL-MART STORES INC COMMON 931142103 709 12641.32 SH SOLE 12641.32 WALGREEN CO COMMON 931422109 362 14675.00 SH SOLE 14675.00 WELLS FARGO & CO NEW COMMON 949746101 491 16668.00 SH SOLE 16668.00 WESTERN UNION CO COMMON 959802109 12171 848735.17SH SOLE 2200.00 846535.17 WEYERHAEUSER CO COMMON 962166104 283 9260.00 SH SOLE 9260.00 WILLIAMS COS INC DEL COMMON 969457100 1507 104088.00SH SOLE 500.00 103588.00 WORTHINGTON INDUSTRIES INC COMMON 981811102 3263 296090.26SH SOLE 296090.26 WYETH COMMON 983024100 17249 459840.67SH SOLE 600.00 459240.67 XEROX CORP COMMON 984121103 3744 469745.92SH SOLE 469745.92 XTO ENERGY INC COMMON 98385X106 269 7615.00 SH SOLE 7615.00 ZIMMER HOLDINGS INC COMMON 98956P102 1980 48997.00 SH SOLE 48997.00 ALLIANCEBERNSTEIN GROWTH&INCOM 018597401 42 16953.000SH SOLE 16953.000 CAPITAL WORLD GROWTH&INCOME CL 140543406 207 7819.740 SH SOLE 7819.740 NEW WORLD FUND INC NEW 649280104 254 8106.055 SH SOLE 8106.055
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