0001085146-11-000927.txt : 20110815 0001085146-11-000927.hdr.sgml : 20110815 20110815111630 ACCESSION NUMBER: 0001085146-11-000927 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 111034103 BUSINESS ADDRESS: STREET 1: 76 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 76 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 13F-HR 1 genre2q2001.txt GENERAL RE NEW ENGLAND ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: General Re - New England Asset Management, Inc. Address: Pond View Corporate Center 76 Batterson Park Road Farmington, CT 06032 13F File Number: 028-05194 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerard T. Lynch Title: Chariman & CEO Phone: (860) 676 - 8722 Signature, Place, and Date of Signing: /s/ Gerard T. Lynch Farmington, CT July 29, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 155 Form 13F Information Table Value Total: $2,274,596 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-04922 General Re Corporation 02 028-04545 Berkshire Hathaway, Inc FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21ST CENTY HLDG CO COM 90136Q100 332 121938 SH OTHER N/A 121938 0 0 3M CO COM 88579Y101 360 3800 SH SOLE 3800 0 0 ABBOTT LABS COM 002824100 4940 93880 SH SOLE 76880 0 17000 ADVANCE AUTO PARTS INC COM 00751Y106 3860 66000 SH SOLE 53500 0 12500 ADVANCED ENERGY INDS COM 007973100 15 1000 SH SOLE 0 0 1000 AFFIRMATIVE INS HLDGS INC COM 008272106 1340 570232 SH OTHER N/A 570232 0 0 AGNICO EAGLE MINES LTD COM 008474108 4432 70200 SH SOLE 56400 0 13800 ALLIANT ENERGY CORP COM 018802108 1826 44900 SH SOLE 36100 0 8800 ALLIANT TECHSYSTEMS INC COM 018804104 193 2700 SH SOLE 0 0 2700 ALTRIA GROUP INC COM 02209S103 2195 83100 SH OTHER N/A 0 0 83100 AMEREN CORP COM 023608102 2022 70100 SH OTHER N/A 0 0 70100 AMERICAN EXPRESS CO COM 025816109 3092 59800 SH SOLE 41600 0 18200 AMGEN INC COM 031162100 309 5300 SH SOLE 5300 0 0 ANADARKO PETE CORP COM 032511107 2250 29300 SH SOLE 23900 0 5400 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 5882 101400 SH SOLE 81200 0 20200 APACHE CORP COM 037411105 2645 21436 SH SOLE 17536 0 3900 AT&T INC COM 00206R102 2224 70800 SH OTHER N/A 0 0 70800 BAKER HUGHES INC COM 057224107 1923 26500 SH SOLE 21100 0 5400 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 9025 9000 SH OTHER N/A 0 0 9000 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 527 20000 SH SOLE 20000 0 0 BARRICK GOLD CORP COM 067901108 236 5200 SH SOLE 5200 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2198 75900 SH OTHER N/A 0 0 75900 BRISTOL MYERS SQUIBB CO COM 110122108 575 19871 SH SOLE 0 0 19871 CHEMED CORP NEW COM 16359R103 432 6600 SH SOLE 0 0 6600 CHEVRON CORP NEW COM 166764100 1008 9800 SH SOLE 9800 0 0 CISCO SYS INC COM 17275R102 2038 130600 SH SOLE 107700 0 22900 CMS ENERGY CORP COM 125896100 1760 89400 SH SOLE 71600 0 17800 CNOOC LTD SPONSORED ADR 126132109 4459 18900 SH SOLE 14900 0 4000 COCA COLA CO COM 191216100 532 7900 SH SOLE 7900 0 0 COLGATE PALMOLIVE CO COM 194162103 385 4400 SH SOLE 4400 0 0 COMCAST CORP NEW CL A 20030N101 31 1212 SH SOLE 1212 0 0 CONOCOPHILLIPS COM 20825C104 2038 27100 SH OTHER N/A 0 0 27100 CONOCOPHILLIPS COM 20825C104 5452 72511 SH SOLE 57911 0 14600 COSTCO WHSL CORP NEW COM 22160K105 398 4900 SH SOLE 4900 0 0 CVS CAREMARK CORPORATION COM 126650100 5071 134932 SH SOLE 109132 0 25800 DELL INC COM 24702R101 530 31800 SH SOLE 0 0 31800 DELTA AIR LINES INC DEL COM NEW 247361702 1 100 SH SOLE 100 0 0 DEVON ENERGY CORP NEW COM 25179M103 4658 59100 SH SOLE 48200 0 10900 DIAGEO P L C SPON ADR NEW 25243Q205 18646 227750 SH DEFINED 01 02 0 227750 0 DOMINION RES INC VA NEW COM 25746U109 2071 42900 SH SOLE 34900 0 8000 DUKE REALTY CORP COM NEW 264411505 14 1000 SH SOLE 1000 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 60 1000 SH SOLE 1000 0 0 EXELON CORP COM 30161N101 1996 46600 SH OTHER N/A 0 0 46600 FAMILY DLR STORES INC COM 307000109 89 1700 SH SOLE 0 0 1700 FIDELITY NATL INFORMATION SV COM 31620M106 49 1605 SH SOLE 0 0 1605 FIRSTENERGY CORP COM 337932107 2252 51000 SH OTHER N/A 0 0 51000 GILEAD SCIENCES INC COM 375558103 199 4800 SH SOLE 0 0 4800 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5654 131800 SH SOLE 105100 0 26700 HEINZ H J CO COM 423074103 2216 41600 SH OTHER N/A 0 0 41600 HEINZ H J CO COM 423074103 7081 132900 SH SOLE 107900 0 25000 HEWLETT PACKARD CO COM 428236103 2322 63800 SH SOLE 52700 0 11100 HIGHWOODS PPTYS INC COM 431284108 33 1000 SH SOLE 1000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 12626 73600 SH SOLE 60100 0 13500 ISHARES INC MSCI JAPAN 464286848 15555 1491400 SH SOLE 1202000 0 289400 ISHARES TR BARCLYS 1-3 YR 464287457 1977 23453 SH SOLE 11453 0 12000 ISHARES TR BARCLYS 3-7 YR 464288661 1016 8679 SH SOLE 8679 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 169 1758 SH SOLE 1758 0 0 ISHARES TR BARCLYS INTER CR 464288638 679 6373 SH SOLE 6373 0 0 ISHARES TR BARCLYS MBS BD 464288588 2265 21226 SH SOLE 21226 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 33432 778400 SH SOLE 630300 0 148100 ISHARES TR JPMORGAN USD 464288281 6231 57000 SH OTHER N/A 0 0 57000 ISHARES TR MSCI EAFE INDEX 464287465 3837 63800 SH SOLE 0 0 63800 ISHARES TR MSCI EMERG MKT 464287234 5188 109000 SH SOLE 94900 0 14100 ISHARES TR RUSSELL 1000 464287622 9967 134900 SH SOLE 59500 0 75400 ISHARES TR RUSSELL 2000 464287655 1267 15300 SH OTHER N/A 15300 0 0 ISHARES TR RUSSELL 3000 464287689 3838 48400 SH SOLE 48400 0 0 ISHARES TR S&P 100 IDX FD 464287101 1668 28400 SH SOLE 28400 0 0 ISHARES TR S&P 500 INDEX 464287200 697 5260 SH OTHER N/A 5260 0 0 ISHARES TR S&P 500 INDEX 464287200 14507 109550 SH SOLE 96850 0 12700 ISHARES TR S&P MIDCAP 400 464287507 30688 314100 SH SOLE 314100 0 0 ISHARES TR S&P SMLCAP 600 464287804 1870 25500 SH SOLE 2700 0 22800 ISHARES TR S&P SMLCAP 600 464287804 3457 47140 SH OTHER N/A 23700 0 23440 JOHNSON & JOHNSON COM 478160104 447048 6720500 SH DEFINED 01 02 0 6720500 0 JOHNSON & JOHNSON COM 478160104 1071 16100 SH SOLE 16100 0 0 JPMORGAN CHASE & CO COM 46625H100 1855 45300 SH SOLE 36800 0 8500 KELLOGG CO COM 487836108 5897 106600 SH SOLE 86500 0 20100 KIMBERLY CLARK CORP COM 494368103 2043 30700 SH OTHER N/A 0 0 30700 KOHLS CORP COM 500255104 8456 169100 SH SOLE 136700 0 32400 KRAFT FOODS INC CL A 50075N104 2311 65600 SH OTHER N/A 0 0 65600 L-3 COMMUNICATIONS HLDGS INC COM 502424104 175 2000 SH SOLE 0 0 2000 LEGG MASON INC COM 524901105 144 4400 SH SOLE 4400 0 0 LILLY ELI & CO COM 532457108 2072 55200 SH OTHER N/A 0 0 55200 LOCKHEED MARTIN CORP COM 539830109 2000 24700 SH OTHER N/A 0 0 24700 LUBRIZOL CORP COM 549271104 658 4900 SH SOLE 0 0 4900 MARATHON OIL CORP COM 565849106 7564 143600 SH SOLE 117300 0 26300 MCDONALDS CORP COM 580135101 700 8300 SH SOLE 8300 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 11346 167969 SH SOLE 128705 0 39264 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 76 2000 SH SOLE 0 0 2000 MEDTRONIC INC COM 585055106 5980 155200 SH SOLE 126000 0 29200 MERCK & CO INC NEW COM 58933Y105 858 24300 SH SOLE 0 0 24300 MICROSOFT CORP COM 594918104 8281 318500 SH SOLE 262400 0 56100 MYLAN INC COM 628530107 72 2925 SH SOLE 0 0 2925 NATIONAL PRESTO INDS INC COM 637215104 233 2300 SH SOLE 0 0 2300 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 118 5000 SH SOLE 5000 0 0 NEWFIELD EXPL CO COM 651290108 5095 74900 SH SOLE 60200 0 14700 NEWMONT MINING CORP COM 651639106 2202 40800 SH SOLE 33400 0 7400 NOKIA CORP SPONSORED ADR 654902204 624 97300 SH SOLE 78700 0 18600 OMNICOM GROUP INC COM 681919106 3607 74900 SH SOLE 61000 0 13900 OSHKOSH CORP COM 688239201 69 2400 SH SOLE 0 0 2400 PAYCHEX INC COM 704326107 953 31030 SH SOLE 0 0 31030 PEPSICO INC COM 713448108 8607 122200 SH SOLE 99200 0 23000 PFIZER INC COM 717081103 2282 110800 SH OTHER N/A 0 0 110800 PFIZER INC COM 717081103 752 36500 SH SOLE 0 0 36500 PG&E CORP COM 69331C108 8162 194200 SH SOLE 158300 0 35900 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 7 100 SH SOLE 100 0 0 PHILIP MORRIS INTL INC COM 718172109 2324 34800 SH OTHER N/A 0 0 34800 PRECISION CASTPARTS CORP COM 740189105 807 4900 SH SOLE 0 0 4900 PROCTER & GAMBLE CO COM 742718109 15660 246350 SH SOLE 199750 0 46600 PROGRESS ENERGY INC COM 743263105 3202 66700 SH OTHER N/A 0 0 66700 PUBLIC SVC ENTERPRISE GROUP COM 744573106 320 9800 SH SOLE 9800 0 0 QUEST DIAGNOSTICS INC COM 74834L100 154 2600 SH SOLE 0 0 2600 REGENCY CTRS CORP COM 758849103 44 1000 SH SOLE 1000 0 0 SANOFI RIGHT 12/31/2020 80105N113 5 2000 SH SOLE 0 0 2000 SIMON PPTY GROUP INC NEW COM 828806109 121 1045 SH SOLE 1045 0 0 SONY CORP ADR NEW 835699307 164 6200 SH SOLE 6200 0 0 SOUTHERN CO COM 842587107 2164 53600 SH OTHER N/A 0 0 53600 SOUTHERN CO COM 842587107 4857 120300 SH SOLE 98000 0 22300 SOUTHWESTERN ENERGY CO COM 845467109 34 800 SH SOLE 800 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 15257 104500 SH SOLE 82000 0 22500 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1895 22400 SH SOLE 17200 0 5200 SPDR S&P 500 ETF TR TR UNIT 78462F103 8425 63845 SH OTHER N/A 5390 0 58455 SPDR S&P 500 ETF TR TR UNIT 78462F103 67153 508850 SH SOLE 424950 0 83900 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3710 20905 SH OTHER N/A 0 0 20905 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 33431 188400 SH SOLE 175600 0 12800 SYSCO CORP COM 871829107 2226 71400 SH OTHER N/A 0 0 71400 TARGET CORP COM 87612E106 12874 274450 SH SOLE 223750 0 50700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 48 987 SH SOLE 0 0 987 TEXAS INSTRS INC COM 882508104 295 9000 SH SOLE 0 0 9000 TIME WARNER CABLE INC COM 88732J207 2046 26229 SH SOLE 21341 0 4888 TIME WARNER INC COM NEW 887317303 4939 135800 SH SOLE 110700 0 25100 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 421 5100 SH SOLE 2300 0 2800 TYCO INTERNATIONAL LTD SHS H89128104 1607 32520 SH SOLE 26045 0 6475 UNICO AMERN CORP COM 904607108 308 30877 SH DEFINED 01 02 0 30877 0 UNITRIN INC COM 913275103 228 7700 SH SOLE 7700 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 268 5200 SH SOLE 0 0 5200 US BANCORP DEL COM NEW 902973304 443528 17386443 SH DEFINED 01 02 0 17386443 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2339 38600 SH SOLE 30900 0 7700 VANGUARD INDEX FDS MID CAP ETF 922908629 9490 118000 SH SOLE 118000 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 4672 68300 SH SOLE 68300 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 1365 24149 SH OTHER N/A 0 0 24149 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 281 3498 SH SOLE 3498 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 283 3615 SH SOLE 3615 0 0 VARIAN MED SYS INC COM 92220P105 616 8800 SH SOLE 0 0 8800 VERISK ANALYTICS INC CL A 92345Y106 4615 133300 SH SOLE 0 0 133300 VERISK ANALYTICS INC CL A 92345Y106 51135 1477025 SH DEFINED 01 02 0 1477025 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1884 70500 SH OTHER N/A 0 0 70500 WALGREEN CO COM 931422109 7881 185600 SH SOLE 151100 0 34500 WATERS CORP COM 941848103 450 4700 SH SOLE 0 0 4700 WELLS FARGO & CO NEW COM 949746101 682200 24312200 SH DEFINED 01 02 0 24312200 0 WELLS FARGO & CO NEW COM 949746101 1961 69900 SH SOLE 56500 0 13400 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 13509 12750 SH OTHER N/A 0 0 12750 WESTERN ASSET EMRG MKT INCM COM 95766E103 6191 448000 SH OTHER N/A 0 0 448000 WHITE MTNS INS GROUP LTD COM G9618E107 37511 89279 SH DEFINED 01 02 0 89279 0 WISCONSIN ENERGY CORP COM 976657106 1844 58800 SH SOLE 47900 0 10900 XCEL ENERGY INC COM 98389B100 1726 71000 SH SOLE 56900 0 14100