0001085146-11-000634.txt : 20110516 0001085146-11-000634.hdr.sgml : 20110516 20110516110136 ACCESSION NUMBER: 0001085146-11-000634 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 11844247 BUSINESS ADDRESS: STREET 1: 76 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 76 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 13F-HR 1 gnre1q11.txt GENERAL RE NEW ENGLAND ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: General Re - New England Asset Management, Inc. Address: Pond View Corporate Center 76 Batterson Park Road Farmington, CT 06032 13F File Number: 028-05194 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerard T. Lynch Title: Chariman & CEO Phone: (860) 676 - 8722 Signature, Place, and Date of Signing: /s/ Gerard T. Lynch Farmington, CT April 28, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $2,263,000 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-04922 General Re Corporation 02 028-04545 Berkshire Hathaway, Inc FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21ST CENTY HLDG CO COM 90136Q100 376 121938 SH OTHER 121938 0 0 3M CO COM 88579Y101 355 3800 SH SOLE 3800 0 0 ABBOTT LABS COM 002824100 4605 93880 SH SOLE 76880 0 17000 ADVANCE AUTO PARTS INC COM 00751Y106 4331 66000 SH SOLE 53500 0 12500 ADVANCED ENERGY INDS COM 007973100 16 1000 SH SOLE 0 0 1000 AFFIRMATIVE INS HLDGS INC COM 008272106 1443 570232 SH OTHER 570232 0 0 AGNICO EAGLE MINES LTD COM 008474108 4618 69600 SH SOLE 55800 0 13800 ALLIANT ENERGY CORP COM 018802108 1748 44900 SH SOLE 36100 0 8800 ALLIANT TECHSYSTEMS INC COM 018804104 191 2700 SH SOLE 0 0 2700 ALTRIA GROUP INC COM 02209S103 2163 83100 SH OTHER 0 0 83100 AMEREN CORP COM 023608102 1968 70100 SH OTHER 0 0 70100 AMERICAN EXPRESS CO COM 025816109 2703 59800 SH SOLE 41600 0 18200 AMERISOURCEBERGEN CORP COM 03073E105 340 8600 SH SOLE 8600 0 0 AMGEN INC COM 031162100 283 5300 SH SOLE 5300 0 0 ANADARKO PETE CORP COM 032511107 6512 79500 SH SOLE 64700 0 14800 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 5797 101400 SH SOLE 81200 0 20200 APACHE CORP COM 037411105 9548 72936 SH SOLE 59436 0 13500 AT&T INC COM 00206R102 2167 70800 SH OTHER 0 0 70800 BAKER HUGHES INC COM 057224107 1946 26500 SH SOLE 21100 0 5400 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 6066 6000 SH OTHER 0 0 6000 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1577 60000 SH SOLE 60000 0 0 BARRICK GOLD CORP COM 067901108 223 4300 SH SOLE 4300 0 0 BRIGGS & STRATTON CORP COM 109043109 41 1800 SH SOLE 0 0 1800 BRISTOL MYERS SQUIBB CO COM 110122108 2006 75900 SH OTHER 0 0 75900 BRISTOL MYERS SQUIBB CO COM 110122108 525 19871 SH SOLE 0 0 19871 CHEMED CORP NEW COM 16359R103 440 6600 SH SOLE 0 0 6600 CHEVRON CORP NEW COM 166764100 1053 9800 SH SOLE 9800 0 0 CISCO SYS INC COM 17275R102 2240 130600 SH SOLE 107700 0 22900 CMS ENERGY CORP COM 125896100 1756 89400 SH SOLE 71600 0 17800 CNOOC LTD SPONSORED ADR 126132109 4782 18900 SH SOLE 14900 0 4000 COCA COLA CO COM 191216100 524 7900 SH SOLE 7900 0 0 COLGATE PALMOLIVE CO COM 194162103 355 4400 SH SOLE 4400 0 0 COMCAST CORP NEW CL A 20030N101 30 1212 SH SOLE 1212 0 0 CONOCOPHILLIPS COM 20825C104 2164 27100 SH OTHER 0 0 27100 CONOCOPHILLIPS COM 20825C104 5791 72511 SH SOLE 57911 0 14600 COSTCO WHSL CORP NEW COM 22160K105 359 4900 SH SOLE 4900 0 0 CVS CAREMARK CORPORATION COM 126650100 4630 134932 SH SOLE 109132 0 25800 CYMER INC COM 232572107 85 1500 SH SOLE 0 0 1500 DELL INC COM 24702R101 461 31800 SH SOLE 0 0 31800 DELTA AIR LINES INC DEL COM NEW 247361702 1 100 SH SOLE 100 0 0 DEVON ENERGY CORP NEW COM 25179M103 5423 59100 SH SOLE 48200 0 10900 DIAGEO P L C SPON ADR NEW 25243Q205 17359 227750 SH DEFINED 01 02 0 227750 0 DOMINION RES INC VA NEW COM 25746U109 1918 42900 SH SOLE 34900 0 8000 DUKE REALTY CORP COM NEW 264411505 14 1000 SH SOLE 1000 0 0 EATON VANCE CORP COM NON VTG 278265103 316 9800 SH SOLE 0 0 9800 ELECTRONIC ARTS INC COM 285512109 74 3800 SH SOLE 0 0 3800 EQUITY RESIDENTIAL SH BEN INT 29476L107 56 1000 SH SOLE 1000 0 0 EXELON CORP COM 30161N101 1922 46600 SH OTHER 0 0 46600 FAMILY DLR STORES INC COM 307000109 87 1700 SH SOLE 0 0 1700 FIDELITY NATIONAL FINANCIAL CL A 31620R105 89 6275 SH SOLE 0 0 6275 FIDELITY NATL INFORMATION SV COM 31620M106 52 1605 SH SOLE 0 0 1605 FIRSTENERGY CORP COM 337932107 1892 51000 SH OTHER 0 0 51000 GENZYME CORP COM 372917104 152 2000 SH SOLE 0 0 2000 GILEAD SCIENCES INC COM 375558103 204 4800 SH SOLE 0 0 4800 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5063 131800 SH SOLE 105100 0 26700 HEINZ H J CO COM 423074103 2031 41600 SH OTHER 0 0 41600 HEINZ H J CO COM 423074103 6489 132900 SH SOLE 107900 0 25000 HEWLETT PACKARD CO COM 428236103 2614 63800 SH SOLE 52700 0 11100 HIGHWOODS PPTYS INC COM 431284108 35 1000 SH SOLE 1000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 12002 73600 SH SOLE 60100 0 13500 INTERNATIONAL RECTIFIER CORP COM 460254105 53 1600 SH SOLE 0 0 1600 ISHARES INC MSCI JAPAN 464286848 15384 1491400 SH SOLE 1202000 0 289400 ISHARES TR BARCLYS 1-3 YR 464287457 1005 12000 SH SOLE 0 0 12000 ISHARES TR FTSE XNHUA IDX 464287184 34958 778400 SH SOLE 630300 0 148100 ISHARES TR JPMORGAN USD 464288281 2559 24000 SH OTHER 0 0 24000 ISHARES TR MSCI EAFE IDX 464287465 3833 63800 SH SOLE 0 0 63800 ISHARES TR MSCI EMERG MKT 464287234 5305 109000 SH SOLE 94900 0 14100 ISHARES TR RUSSELL 1000 464287622 9766 132200 SH SOLE 56800 0 75400 ISHARES TR RUSSELL 2000 464287655 1288 15300 SH OTHER 15300 0 0 ISHARES TR RUSSELL 3000 464287689 3836 48400 SH SOLE 48400 0 0 ISHARES TR S&P 100 IDX FD 464287101 1686 28400 SH SOLE 28400 0 0 ISHARES TR S&P 500 INDEX 464287200 15602 117300 SH SOLE 108500 0 8800 ISHARES TR S&P 500 INDEX 464287200 700 5260 SH OTHER 5260 0 0 ISHARES TR S&P MIDCAP 400 464287507 31005 314100 SH SOLE 314100 0 0 ISHARES TR S&P SMLCAP 600 464287804 3467 47140 SH OTHER 23700 0 23440 ISHARES TR S&P SMLCAP 600 464287804 1876 25500 SH SOLE 2700 0 22800 JOHNSON & JOHNSON COM 478160104 398190 6720500 SH DEFINED 01 02 0 6720500 0 JOHNSON & JOHNSON COM 478160104 954 16100 SH SOLE 16100 0 0 JPMORGAN CHASE & CO COM 46625H100 2088 45300 SH SOLE 36800 0 8500 KELLOGG CO COM 487836108 5754 106600 SH SOLE 86500 0 20100 KIMBERLY CLARK CORP COM 494368103 2004 30700 SH OTHER 0 0 30700 KOHLS CORP COM 500255104 8969 169100 SH SOLE 136700 0 32400 KRAFT FOODS INC CL A 50075N104 2057 65600 SH OTHER 0 0 65600 L-3 COMMUNICATIONS HLDGS INC COM 502424104 157 2000 SH SOLE 0 0 2000 LEGG MASON INC COM 524901105 444 12300 SH SOLE 12300 0 0 LENDER PROCESSING SVCS INC COM 52602E102 52 1609 SH SOLE 0 0 1609 LILLY ELI & CO COM 532457108 1941 55200 SH OTHER 0 0 55200 LOCKHEED MARTIN CORP COM 539830109 1986 24700 SH OTHER 0 0 24700 LUBRIZOL CORP COM 549271104 656 4900 SH SOLE 0 0 4900 M & T BK CORP COM 55261F104 186 2100 SH SOLE 0 0 2100 MARATHON OIL CORP COM 565849106 7655 143600 SH SOLE 117300 0 26300 MCDONALDS CORP COM 580135101 571 7500 SH SOLE 7500 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 9731 167969 SH SOLE 128705 0 39264 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 64 2000 SH SOLE 0 0 2000 MEDTRONIC INC COM 585055106 6107 155200 SH SOLE 126000 0 29200 MERCK & CO INC NEW COM 58933Y105 802 24300 SH SOLE 0 0 24300 MICROSOFT CORP COM 594918104 8086 318500 SH SOLE 262400 0 56100 MYLAN INC COM 628530107 66 2925 SH SOLE 0 0 2925 NATIONAL PRESTO INDS INC COM 637215104 259 2300 SH SOLE 0 0 2300 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 5123 213100 SH DEFINED 01 02 213100 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 120 5000 SH SOLE 5000 0 0 NEWFIELD EXPL CO COM 651290108 5693 74900 SH SOLE 60200 0 14700 NEWMONT MINING CORP COM 651639106 2183 40000 SH SOLE 32600 0 7400 NOKIA CORP SPONSORED ADR 654902204 828 97300 SH SOLE 78700 0 18600 OMNICOM GROUP INC COM 681919106 3675 74900 SH SOLE 61000 0 13900 OSHKOSH CORP COM 688239201 85 2400 SH SOLE 0 0 2400 PAYCHEX INC COM 704326107 974 31030 SH SOLE 0 0 31030 PEPSICO INC COM 713448108 7870 122200 SH SOLE 99200 0 23000 PFIZER INC COM 717081103 2250 110800 SH OTHER 0 0 110800 PFIZER INC COM 717081103 741 36500 SH SOLE 0 0 36500 PG&E CORP COM 69331C108 5129 116100 SH SOLE 94600 0 21500 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 7 100 SH SOLE 100 0 0 PHILIP MORRIS INTL INC COM 718172109 2284 34800 SH OTHER 0 0 34800 PRECISION CASTPARTS CORP COM 740189105 721 4900 SH SOLE 0 0 4900 PROCTER & GAMBLE CO COM 742718109 12601 204550 SH SOLE 166050 0 38500 PROGRESS ENERGY INC COM 743263105 3078 66700 SH OTHER 0 0 66700 PUBLIC SVC ENTERPRISE GROUP COM 744573106 309 9800 SH SOLE 9800 0 0 QUEST DIAGNOSTICS INC COM 74834L100 150 2600 SH SOLE 0 0 2600 REGENCY CTRS CORP COM 758849103 43 1000 SH SOLE 1000 0 0 ROSS STORES INC COM 778296103 100 1400 SH SOLE 0 0 1400 SCHLUMBERGER LTD COM 806857108 247 2647 SH SOLE 0 0 2647 SIMON PPTY GROUP INC NEW COM 828806109 112 1045 SH SOLE 1045 0 0 SKYLINE CORP COM 830830105 60 3000 SH SOLE 0 0 3000 SONY CORP ADR NEW 835699307 197 6200 SH SOLE 6200 0 0 SOUTHERN CO COM 842587107 2043 53600 SH OTHER 0 0 53600 SOUTHERN CO COM 842587107 4585 120300 SH SOLE 98000 0 22300 SOUTHWESTERN ENERGY CO COM 845467109 34 800 SH SOLE 800 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 11748 84000 SH SOLE 65300 0 18700 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 306 3600 SH SOLE 2000 0 1600 SPDR S&P 500 ETF TR TR UNIT 78462F103 8466 63845 SH OTHER 5390 0 58455 SPDR S&P 500 ETF TR TR UNIT 78462F103 66998 505300 SH SOLE 423400 0 81900 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3753 20905 SH OTHER 0 0 20905 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 33827 188400 SH SOLE 175600 0 12800 STANDARD MICROSYSTEMS CORP COM 853626109 37 1500 SH SOLE 0 0 1500 SYMANTEC CORP COM 871503108 59 3200 SH SOLE 0 0 3200 SYNOPSYS INC COM 871607107 50 1800 SH SOLE 0 0 1800 SYSCO CORP COM 871829107 1978 71400 SH OTHER 0 0 71400 TARGET CORP COM 87612E106 7841 156800 SH SOLE 126700 0 30100 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 50 987 SH SOLE 0 0 987 TEXAS INSTRS INC COM 882508104 311 9000 SH SOLE 0 0 9000 THOR INDS INC COM 885160101 93 2800 SH SOLE 0 0 2800 TIME WARNER CABLE INC COM 88732J207 3965 55579 SH SOLE 45391 0 10188 TIME WARNER INC COM NEW 887317303 3174 88900 SH SOLE 72400 0 16500 TORO CO COM 891092108 185 2800 SH SOLE 0 0 2800 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 410 5100 SH SOLE 2300 0 2800 TYCO INTERNATIONAL LTD SHS H89128104 3667 81920 SH SOLE 64895 0 17025 UNICO AMERN CORP COM 904607108 596 61090 SH DEFINED 01 02 0 61090 0 UNITRIN INC COM 913275103 238 7700 SH SOLE 7700 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 257 5200 SH SOLE 0 0 5200 US BANCORP DEL COM NEW 902973304 459524 17386443 SH DEFINED 01 02 0 17386443 0 VALERO ENERGY CORP NEW COM 91913Y100 54 1800 SH SOLE 0 0 1800 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3659 60200 SH SOLE 33200 0 27000 VANGUARD INDEX FDS MID CAP ETF 922908629 9505 118000 SH SOLE 118000 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 4693 68300 SH SOLE 68300 0 0 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 1348 24149 SH OTHER 0 0 24149 VARIAN MED SYS INC COM 92220P105 595 8800 SH SOLE 0 0 8800 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 164 3375 SH SOLE 0 0 3375 VERISK ANALYTICS INC CL A 92345Y106 6987 213280 SH SOLE 0 0 213280 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2027 70500 SH OTHER 0 0 70500 WALGREEN CO COM 931422109 7450 185600 SH SOLE 151100 0 34500 WASHINGTON FED INC COM 938824109 161 9296 SH SOLE 0 0 9296 WATERS CORP COM 941848103 408 4700 SH SOLE 0 0 4700 WEATHERFORD INTERNATIONAL LT REG H27013103 136 6000 SH SOLE 0 0 6000 WELLS FARGO & CO NEW COM 949746101 770940 24312200 SH DEFINED 01 02 0 24312200 0 WELLS FARGO & CO NEW COM 949746101 2217 69900 SH SOLE 56500 0 13400 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 10093 9750 SH OTHER 0 0 9750 WESTERN ASSET EMRG MKT INCM COM 95766E103 2486 191500 SH OTHER 0 0 191500 WHITE MTNS INS GROUP LTD COM G9618E107 32515 89279 SH DEFINED 01 02 0 89279 0 WISCONSIN ENERGY CORP COM 976657106 1793 58800 SH SOLE 47900 0 10900 XCEL ENERGY INC COM 98389B100 1696 71000 SH SOLE 56900 0 14100 ZEBRA TECHNOLOGIES CORP CL A 989207105 185 4725 SH SOLE 0 0 4725