-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HcFHH3TYtQP/K8eah/G7aRcT3DZ90vOyVBSmReWWrsCqZAakHabaaLUk4/dJdXfQ 1Sr5c215wPpneE+ZB2iQ2w== 0001017062-97-000253.txt : 19970222 0001017062-97-000253.hdr.sgml : 19970222 ACCESSION NUMBER: 0001017062-97-000253 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UROGEN CORP CENTRAL INDEX KEY: 0001003929 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330687976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50201 FILM NUMBER: 97535720 BUSINESS ADDRESS: STREET 1: 3099 SCIENCE PARK RD STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194505949 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QUADROS PAUL D CENTRAL INDEX KEY: 0001033723 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3099 SCIENCE PARKL ROAD STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194505949 MAIL ADDRESS: STREET 1: 3099 SCIENCE PARK ROAD STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92121 SC 13G 1 SCHEDULE 13G FOR PAUL D. QUADROS -------------------------------- OMB APPROVAL -------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response...... 14.90 -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ----- UroGen Corp. ------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) (None) ----------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------- --------------------- CUSIP NO. 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul D. Quadros - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 California - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 406,667 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 406,667 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 406,667 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 N/A - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.37% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages CUSIP No. _______________ Page 3 of 5 Pages Item 1.(a) Name of Issuer: UroGen Corp. (b) Address of Issuer's Principal Executive Offices: 3099 Science Park Road, Suite A San Diego, CA 92121 Item 2.(a) Name of Person Filing: Paul D. Quadros (b) Address of Principal Business Office or, if none, Residence: 3099 Science Park Road, Suite A San Diego, CA 92121 (c) Citizenship: California (d) Title of Class of Securities: Common Stock (e) CUSIP Number: (None) Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person is a: (a) [_] Broker or Dealer registered under section 15 of the Act (b) [_] Bank as defined in section 3(a)(6) of the Act (c) [_] Insurance Company as defined in section 3(a)(19) of the Act (d) [_] Investment Company registered under section 8 of the Investment Company Act (e) [_] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see (S) 240.13d-1(b)(1)(ii)(F) (g) [_] Parent Holding Company in accordance with (S) 240.13d-1(b)(ii)(G)(Note: See Item 7) (h) [_] Group, in accordance with (S) 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned: 406,667 (b) Percent of Class: 6.37% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 406,667 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or direct the disposition of 406,667 (iv) shared power to dispose or direct the disposition of 0 CUSIP No. _______________ Page 4 of 5 Pages Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_] Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A CUSIP No. _______________ Page 5 of 5 Pages Item 10. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 --------------------------------------- Date /s/ Paul D. Quadros --------------------------------------- Signature --------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----