0001127602-12-021813.txt : 20120705 0001127602-12-021813.hdr.sgml : 20120704 20120705171211 ACCESSION NUMBER: 0001127602-12-021813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120705 DATE AS OF CHANGE: 20120705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN MICHAEL E CENTRAL INDEX KEY: 0001202941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07635 FILM NUMBER: 12948853 MAIL ADDRESS: STREET 1: TWIN DISC, INCORPORATED STREET 2: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWIN DISC INC CENTRAL INDEX KEY: 0000100378 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390667110 STATE OF INCORPORATION: WI FISCAL YEAR END: 0119 BUSINESS ADDRESS: STREET 1: 1328 RACINE ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626384000 MAIL ADDRESS: STREET 1: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 FORMER COMPANY: FORMER CONFORMED NAME: TWIN DISC CLUTCH CO DATE OF NAME CHANGE: 19770217 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-07-02 0000100378 TWIN DISC INC TWIN 0001202941 BATTEN MICHAEL E TWIN DISC, INC. 1328 RACINE STREET RACINE WI 53403 1 1 1 Chairman and CEO Common Stock 2012-07-02 4 M 0 32000 3.6125 A 459172 D Common Stock 2012-07-02 4 S 0 17000 18.525 D 442172 D Common Stock 1092.2133 I 401(k) Common Stock 605954 I As Trustee Common Stock 10400 I Beneficial Ownership Stock Options 3.6125 2012-07-02 4 M 0 32000 0 D 2002-08-02 2012-08-02 Common Stock 32000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.70. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. As Trustee for Trusts for members of immediate family; Reporting person is also Trustee for Trusts of non-immediate family members holding 1,531,786 shares of common stock, for which Section 16 reporting is not required. Stock owned by spouse, Gloria S. Batten /s/ Michael E. Batten 2012-07-05