0001127602-12-021813.txt : 20120705
0001127602-12-021813.hdr.sgml : 20120704
20120705171211
ACCESSION NUMBER: 0001127602-12-021813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120705
DATE AS OF CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATTEN MICHAEL E
CENTRAL INDEX KEY: 0001202941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07635
FILM NUMBER: 12948853
MAIL ADDRESS:
STREET 1: TWIN DISC, INCORPORATED
STREET 2: 1328 RACINE STREET
CITY: RACINE
STATE: WI
ZIP: 53403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWIN DISC INC
CENTRAL INDEX KEY: 0000100378
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 390667110
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0119
BUSINESS ADDRESS:
STREET 1: 1328 RACINE ST
CITY: RACINE
STATE: WI
ZIP: 53403
BUSINESS PHONE: 2626384000
MAIL ADDRESS:
STREET 1: 1328 RACINE STREET
CITY: RACINE
STATE: WI
ZIP: 53403
FORMER COMPANY:
FORMER CONFORMED NAME: TWIN DISC CLUTCH CO
DATE OF NAME CHANGE: 19770217
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-07-02
0000100378
TWIN DISC INC
TWIN
0001202941
BATTEN MICHAEL E
TWIN DISC, INC.
1328 RACINE STREET
RACINE
WI
53403
1
1
1
Chairman and CEO
Common Stock
2012-07-02
4
M
0
32000
3.6125
A
459172
D
Common Stock
2012-07-02
4
S
0
17000
18.525
D
442172
D
Common Stock
1092.2133
I
401(k)
Common Stock
605954
I
As Trustee
Common Stock
10400
I
Beneficial Ownership
Stock Options
3.6125
2012-07-02
4
M
0
32000
0
D
2002-08-02
2012-08-02
Common Stock
32000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.70. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
As Trustee for Trusts for members of immediate family; Reporting person is also Trustee for Trusts of non-immediate family members holding 1,531,786 shares of common stock, for which Section 16 reporting is not required.
Stock owned by spouse, Gloria S. Batten
/s/ Michael E. Batten
2012-07-05