-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DcM0yUcSEN4BOTHrJ36Lk/0KIetoXLeSv4xe8GLTaKuvlHVUfrRZlpEC5+i0BKMM Tyb1nVfVA2v67KWekwq4hg== 0000867579-04-000259.txt : 20040909 0000867579-04-000259.hdr.sgml : 20040909 20040909115058 ACCESSION NUMBER: 0000867579-04-000259 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040909 DATE AS OF CHANGE: 20040909 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCARE INC CENTRAL INDEX KEY: 0001003464 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330618093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50293 FILM NUMBER: 041022054 BUSINESS ADDRESS: STREET 1: 201 TECHNOLOGY DRIVE STREET 2: # CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 8004184677 MAIL ADDRESS: STREET 1: 201 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAFECO CORP CENTRAL INDEX KEY: 0000086104 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 910742146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4333 BROOKLYN AVE NE STREET 2: SAFECO PLAZA CITY: SEATTLE STATE: WA ZIP: 98185 BUSINESS PHONE: 2065455000 MAIL ADDRESS: STREET 1: 4333 BROOKLYN AVE NE CITY: SEATTLE STATE: WA ZIP: 98185 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL AMERICA CORP DATE OF NAME CHANGE: 19680529 SC 13G/A 1 en0735.txt SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment # 5)* Endocare Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29264P104 (CUSIP Number) August 2, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: (X) Rule 13d-1(b) ( ) Rule 13d-1(c) ( ) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) =============================================================== 1) Name of Reporting Person S.S. or I.R.S. Identification Safeco Corporation No. of Above Person - --------------------------------------------------------------- 2) Check the Appropriate Box (a) if a Member of a Group ___________________________ (See Instructions) (b) - --------------------------------------------------------------- 3) SEC Use Only - --------------------------------------------------------------- 4) Citizenship or Place of State of Washington Organization - --------------------------------------------------------------- Number of (5) Sole Voting Shares Bene- Power 0 ficially ___________________________________________________ Owned by (6) Shared Voting Reporting Power 212,100 Person With ___________________________________________________ (7) Sole Dispositive Power 0 --------------------------------------------------- (8) Shared Dispositive Power 212,100 - --------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Reporting Person 212,100(1) - --------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - --------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.9% - --------------------------------------------------------------- 12) Type of Reporting Person HC (See Instructions) - ------------------ 1 The Reporting Person disclaims any beneficial ownership of the shares reported on this 13G. Those reported shares are owned beneficially by employee benefit plans for which the Reporting Person is a plan sponsor Item 1(a). Name of Issuer: See front cover Item 1(b). Address of Issuer Principal Executive Offices: 201 Technology Drive, Irvine, CA 92618 Item 2(a). Name of Person(s) Filing: See Item 1 on cover page (page 2). Item 2(b). Address of Principal Business Office or, If None, Residence: Safeco Corporation: Safeco Plaza, Seattle, WA 98185 Item 2(c). Citizenship: See Item 4 on cover page (page 2). Item 2(d). Title of Class of Securities: See front cover page. Item 2(e). CUSIP Number: See front cover page. Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the persons filing are: (a) ( )Broker or Dealer registered under Section 15 of the Act. (b) ( )Bank as defined in Section 3(a)(6) of the Act. (c) ( )Insurance Company as defined in Section 3(a)(19) of the Act. (d) ( )Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) ( )Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) ( )Employee Benefit Plan, Pension Fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F). (g) (X)Parent Holding Company in accordance with Rule 13d-1(b)(ii)(G). (h) ( ) Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) ( ) Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) ( )Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Item 4. Ownership: Items (a) through (c): See items 1 and 5-11 of the cover pages (page 2). Safeco Corporation expressly declares that the filing of this statement on Schedule 13G shall not be construed as an admission that it is, for the purposes of Section 13(d) or 13(g) of the Securities and Exchange Act of 1934, the beneficial owner of the securities covered by this statement. The Company is filing this statement because it is considered an indirect beneficial owner of such securities based on its sponsorship of employee benefit plans which directly own such shares. Item 5. Ownership of 5% or Less of a Class: As of August 2, 2004, Safeco Corporation ceased to be a reporting person because it no longer is the beneficial owner of more than 5% of the common stock of Endocare, Inc. Item 6. Ownership of More than 5% on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Safeco Corporation is the plan sponsor of the Safeco 401(k) Profit Sharing Retirement Plan, the employee benefit plan that directly owns the reported shares. Safeco Asset Management Company was the subsidiary on which Safeco Corporation previously reported as a parent holding company. Safeco Asset Management Company was the investment adviser to several registered investment companies. Effective August 2, 2004, Safeco Corporation sold its ownership interest in Safeco Asset Management Company. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10.Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 8, 2004 Safeco Corporation By /s/ Ronald L. Spaulding ------------------------------------ Ronald L. Spaulding Senior Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----