0001003344-12-000040.txt : 20121109
0001003344-12-000040.hdr.sgml : 20121109
20121109163214
ACCESSION NUMBER: 0001003344-12-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121108
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEADWATERS INC
CENTRAL INDEX KEY: 0001003344
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 870547337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10653 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
BUSINESS PHONE: 8019849400
MAIL ADDRESS:
STREET 1: 10653 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
FORMER COMPANY:
FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19951113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATFIELD HARLAN M
CENTRAL INDEX KEY: 0001249884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32459
FILM NUMBER: 121194084
MAIL ADDRESS:
STREET 1: 10653 SOUTH RIVER FRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-11-08
0
0001003344
HEADWATERS INC
HW
0001249884
HATFIELD HARLAN M
10653 S. RIVERFRONT PARKWAY, SUITE 300
SOUTH JORDAN
UT
84095
0
1
0
0
General Counsel
Common Stock
2012-11-08
4
S
0
1580
6.8301
D
19420
D
Common Stock
2012-11-08
4
S
0
549
6.8601
D
18871
D
Restricted Stock
2012-11-08
4
A
0
7021
0
A
37469
D
Stock Appreciation Rights
6.79
2012-11-08
4
A
0
14042
0
A
2013-09-30
2022-09-30
Common Stock
14042
14042
D
Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.
Vesting pro rata yearly for a period of 3 years on September 30th, subject to stock price performance condition.
Harlan M. Hatfield
2012-11-09