-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7LdGE8GsT1gHvNuaBmtljns1s5uwxe/miL1Zskkv7ghzXtM2JPl5KrXyUCSMRp9 Nt5c6gqMF+iE04UNn0IyRA== 0000950157-97-000303.txt : 19970708 0000950157-97-000303.hdr.sgml : 19970708 ACCESSION NUMBER: 0000950157-97-000303 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970707 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPATH INC CENTRAL INDEX KEY: 0001003114 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 133459685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47077 FILM NUMBER: 97636813 BUSINESS ADDRESS: STREET 1: 1010 THIRD AVE STREET 2: STE 303 CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2127028321 MAIL ADDRESS: STREET 2: 1010 THIRD AVENUE STE 303 CITY: NEW YORK STATE: NY ZIP: 10021 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 221660266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SEVEN WORLD TRADE CNTR STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127837000 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 SC 13G/A 1 AMENDMENT NO. 3 TO SC13G ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . . 14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Impath Inc. - -------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------- (Title of Class of Securities) 452 55G 10 1 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 452 55G 10 1 13G/A Page 2 of 7 Pages - -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Salomon Inc 22-1660266 (the parent holding company of Salomon Brothers Holding Company Inc, 13-3082695) - -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -- SHARES --------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 145,717 EACH --------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON -- WITH --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 145,717 - -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 145,717 - -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.71% - -------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC, CO - -------------------------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! 3 of 7 Item 1. (a) Name of Issuer Impath Inc. ("Impath"). (b) Address of Issuer's Principal Executive Offices 1010 Third Avenue, Suite 302 New York, NY 10021 Item 2. (a) Name of Person Filing Salomon Inc (Salomon Inc is the parent holding company of Salomon Brothers Holding Company Inc ("SBHC"), which previously filed the first Schedule 13G. Salomon Inc is the ultimate parent of the companies reporting ownership herein.) (b) Address of Principal Business Office, or, if none, Residence Seven World Trade Center New York, NY 10048 (c) Citizenship State of Delaware (d) Title of Class of Securities Common Stock (e) CUSIP Numberx 452 55G 10 1 Item 3. Salomon Inc is filing this amendment to Schedule 13G to report aggregate holdings, as of June 30, 1997, of SBHC, Salomon Brothers Inc ("SBI") and PB-SB Ventures, Inc., a wholly owned subsidiary of SBHC ("PB-SB Ventures", and, collectively with Salomon Inc, SBHC and SBI, "Salomon") in Impath Common Stock. SBI makes a market in the Common Stock of Impath. In filing on Schedule 13G, Salomon is relying on certain no-action 4 of 7 letters which allow a market-maker in an issuer's Common Stock to net on a monthly basis market-making activity and file a Schedule 13G together with affiliated entities. Item 4. Ownership (a) Amount Beneficially Owned As of the close of business on June 30, 1997, the amount beneficially owned was 145,717 shares of Common Stock or warrants exercisable therefor, which includes 136,975 shares of Common Stock held by SBHC, 4,916 warrants exercisable for 4,916 shares of Common Stock held by SBHC and 3,826 shares of Common Stock held by PB-SB Ventures. In addition, SBI had a short position of 13,609 shares of Common Stock pursuant to its market-making activities. (b) Percent of Class 2.71% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or direct the vote: 145,717 (iii) sole power to dispose of or direct the disposition: 0 (iv) shared power to dispose of or direct the disposition: 145,717 5 of 7 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Salomon Inc is filing this Statement on Schedule 13G pursuant to Rule 13d-1(b)(1)(ii)(G) under the Securities Exchange Act of 1934, as amended. See Exhibit 1 and Item 3 above. Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. [Signature on next page] 6 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 7, 1997 SALOMON INC By /s/ ARNOLD S. OLSHIN -------------------------- Name: Arnold S. Olshin Title: Secretary 7 of 7 EXHIBIT 1 Salomon Brothers Inc ("SBI") and PB-SB Ventures, Inc. ("PB-SB Ventures") are Delaware corporations that are wholly owned subsidiaries of Salomon Brothers Holding Company Inc ("SBHC"), which in turn is a Delaware corporation that is a wholly owned subsidiary of Salomon Inc (collectively with SBHC, PB-SB Ventures and SBI, "Salomon"). The principal places of business of SBI, PB-SB Ventures and SBHC are located at Seven World Trade Center, New York, New York 10048. Salomon Inc is filing this amendment to Schedule 13G pursuant to Rule 13d-1(b)(1)(ii)(G) under the Securities Exchange Act of 1934, as amended, as a "parent holding company" of SBI, PB-SB Ventures and SBHC, in order to report as of June 30, 1997, (x) the direct beneficial ownership by SBI, PB-SB Ventures and SBHC of the Common Stock of Impath Inc. and (y) the indirect beneficial ownership by Salomon Inc of the Common Stock directly beneficially owned by SBI, PB-SB Ventures and SBHC. SBI makes a market in the Common Stock of Impath. In filing on Schedule 13G, Salomon is relying on certain no-action letters which allow a market-maker in an issuer's Common Stock to net on a monthly basis market-making activity and file a Schedule 13G together with affiliated entities. See Item 3 above. -----END PRIVACY-ENHANCED MESSAGE-----