0001398344-17-014685.txt : 20171114 0001398344-17-014685.hdr.sgml : 20171114 20171114153845 ACCESSION NUMBER: 0001398344-17-014685 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHELTON CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001002784 IRS NUMBER: 942970569 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05709 FILM NUMBER: 171201110 BUSINESS ADDRESS: STREET 1: 1050 17TH STREET STREET 2: SUITE 1710 CITY: DENVER STATE: CO ZIP: 80265 BUSINESS PHONE: 4153982727 MAIL ADDRESS: STREET 1: 1050 17TH STREET STREET 2: SUITE 1710 CITY: DENVER STATE: CO ZIP: 80265 FORMER COMPANY: FORMER CONFORMED NAME: CCM PARTNERS DATE OF NAME CHANGE: 19951027 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001002784 XXXXXXXX 09-30-2017 09-30-2017 false SHELTON CAPITAL MANAGEMENT
1050 17th Street Suite 1710 Denver CO 80265
13F HOLDINGS REPORT 028-05709 N
Gregory T. Pusch General Counsel & Chief Compliance Officer 303-228-8983 /s/ Gregory T. Pusch Denver CO 11-14-2017 0 376 1287436
INFORMATION TABLE 2 fp0028719_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 4168 78117 SH SOLE 78117 0 0 ABBVIE INC COM 00287y109 11356 127799 SH SOLE 127799 0 0 ACTIVISION BLIZZARD INC COM 00507v109 4026 62412 SH SOLE 62412 0 0 AETNA INC NEW COM 00817y108 3271 20568 SH SOLE 20568 0 0 AGILENT TECHNOLOGIES INC COM 00846u101 785 12223 SH SOLE 12223 0 0 ALASKA AIR GROUP INC COM 011659109 4101 53763 SH SOLE 53763 0 0 ALPHABET INC CAP STK CL A 02079k305 24173 24825 SH SOLE 24825 0 0 ALPHABET INC CAP STK CL C 02079k107 24130 25159 SH SOLE 25159 0 0 ALTRIA GROUP INC COM 02209s103 1416 22330 SH SOLE 22330 0 0 AMAZON COM INC COM 023135106 27129 28220 SH SOLE 28220 0 0 AMERISOURCEBERGEN CORP COM 03073e105 2614 31590 SH SOLE 31590 0 0 AMGEN INC COM 031162100 13479 72293 SH SOLE 72293 0 0 ANADARKO PETE CORP COM 032511107 1338 27390 SH SOLE 27390 0 0 ANALOG DEVICES INC COM 032654105 4207 48827 SH SOLE 48827 0 0 APACHE CORP COM 037411105 1402 30602 SH SOLE 30602 0 0 APPLE INC COM 037833100 67412 437397 SH SOLE 437397 0 0 APPLIED MATLS INC COM 038222105 6407 123001 SH SOLE 123001 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 546 12855 SH SOLE 12855 0 0 AT&T INC COM 00206r102 5554 141785 SH SOLE 141785 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4138 37852 SH SOLE 37852 0 0 BAKER HUGHES A GE CO CL A 05722g100 1148 31339 SH SOLE 31339 0 0 BANK AMER CORP COM 060505104 9173 361978 SH SOLE 361978 0 0 BANK NEW YORK MELLON CORP COM 064058100 1651 31142 SH SOLE 31142 0 0 BAXTER INTL INC COM 071813109 4261 67906 SH SOLE 67906 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3935 21465 SH SOLE 21465 0 0 BIOGEN INC COM 09062x103 5992 19137 SH SOLE 19137 0 0 BOEING CO COM 097023105 5154 20275 SH SOLE 20275 0 0 BOFI HLDG INC COM 05566u108 1518 53328 SH SOLE 53328 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2068 32445 SH SOLE 32445 0 0 CA INC COM 12673p105 1131 33886 SH SOLE 33886 0 0 CATERPILLAR INC DEL COM 149123101 2485 19924 SH SOLE 19924 0 0 CELGENE CORP COM 151020104 13482 92458 SH SOLE 92458 0 0 CERNER CORP COM 156782104 1947 27304 SH SOLE 27304 0 0 CHEMOURS CO COM 163851108 1038 20511 SH SOLE 20511 0 0 CHEVRON CORP NEW COM 166764100 25336 215623 SH SOLE 215623 0 0 CISCO SYS INC COM 17275r102 15443 459213 SH SOLE 459213 0 0 COCA COLA CO COM 191216100 2995 66550 SH SOLE 66550 0 0 COLGATE PALMOLIVE CO COM 194162103 2000 27458 SH SOLE 27458 0 0 COMCAST CORP NEW CL A 20030n101 16125 419053 SH SOLE 419053 0 0 CONAGRA BRANDS INC COM 205887102 1536 45537 SH SOLE 45537 0 0 CONOCOPHILLIPS COM 20825c104 4677 93456 SH SOLE 93456 0 0 COSTCO WHSL CORP NEW COM 22160k105 6300 38347 SH SOLE 38347 0 0 CSX CORP COM 126408103 5143 94793 SH SOLE 94793 0 0 CVS HEALTH CORP COM 126650100 4299 52860 SH SOLE 52860 0 0 D R HORTON INC COM 23331a109 5299 132695 SH SOLE 132695 0 0 DAVITA INC COM 23918k108 3434 57824 SH SOLE 57824 0 0 DEVON ENERGY CORP NEW COM 25179m103 514 13997 SH SOLE 13997 0 0 DISNEY WALT CO COM DISNEY 254687106 2189 22203 SH SOLE 22203 0 0 DOLLAR TREE INC COM 256746108 1684 19391 SH SOLE 19391 0 0 DOWDUPONT INC COM 26078j100 19365 279724 SH SOLE 279724 0 0 DTE ENERGY CO COM 233331107 5836 54358 SH SOLE 54358 0 0 DUKE ENERGY CORP NEW COM NEW 26441c204 1397 16650 SH SOLE 16650 0 0 ELECTRONIC ARTS INC COM 285512109 3507 29705 SH SOLE 29705 0 0 LILLY ELI & CO COM 532457108 859 10041 SH SOLE 10041 0 0 EOG RES INC COM 26875p101 4089 42271 SH SOLE 42271 0 0 EQT CORP COM 26884l109 771 11817 SH SOLE 11817 0 0 EXELON CORP COM 30161n101 1342 35634 SH SOLE 35634 0 0 EXPRESS SCRIPTS HLDG CO COM 30219g108 3161 49916 SH SOLE 49916 0 0 EXXON MOBIL CORP COM 30231g102 17810 217251 SH SOLE 217251 0 0 FACEBOOK INC CL A 30303m102 45284 265019 SH SOLE 265019 0 0 FIFTH THIRD BANCORP COM 316773100 3414 122000 SH SOLE 122000 0 0 FISERV INC COM 337738108 2393 18557 SH SOLE 18557 0 0 FLOWERS FOODS INC COM 343498101 379 20132 SH SOLE 20132 0 0 FLUOR CORP NEW COM 343412102 2401 57027 SH SOLE 57027 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 9607 802582 SH SOLE 802582 0 0 FRANKLIN RES INC COM 354613101 11090 249167 SH SOLE 249167 0 0 GENERAL ELECTRIC CO COM 369604103 4747 196312 SH SOLE 196312 0 0 GENTEX CORP COM 371901109 645 32558 SH SOLE 32558 0 0 GILEAD SCIENCES INC COM 375558103 14536 179411 SH SOLE 179411 0 0 GLOBAL PMTS INC COM 37940x102 1122 11808 SH SOLE 11808 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 4476 18869 SH SOLE 18869 0 0 HOME DEPOT INC COM 437076102 1948 11909 SH SOLE 11909 0 0 HONEYWELL INTL INC COM 438516106 3616 25513 SH SOLE 25513 0 0 INGERSOLL-RAND PLC SHS g47791101 8777 98434 SH SOLE 98434 0 0 INTEL CORP COM 458140100 21487 564249 SH SOLE 564249 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866f104 1406 20465 SH SOLE 20465 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6213 42825 SH SOLE 42825 0 0 INVESCO LTD SHS g491bt108 4012 114510 SH SOLE 114510 0 0 JOHNSON & JOHNSON COM 478160104 5193 39943 SH SOLE 39943 0 0 JPMORGAN CHASE & CO COM 46625h100 12983 135930 SH SOLE 135930 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 2816 25911 SH SOLE 25911 0 0 KELLOGG CO COM 487836108 18799 301416 SH SOLE 301416 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338l103 558 13388 SH SOLE 13388 0 0 KINDER MORGAN INC DEL COM 49456b101 253 13187 SH SOLE 13187 0 0 KOHLS CORP COM 500255104 5359 117387 SH SOLE 117387 0 0 KRAFT HEINZ CO COM 500754106 7796 100523 SH SOLE 100523 0 0 LAM RESEARCH CORP COM 512807108 6137 33168 SH SOLE 33168 0 0 LINCOLN NATL CORP IND COM 534187109 4314 58705 SH SOLE 58705 0 0 LKQ CORP COM 501889208 585 16244 SH SOLE 16244 0 0 LOWES COS INC COM 548661107 5494 68732 SH SOLE 68732 0 0 MARATHON OIL CORP COM 565849106 298 21987 SH SOLE 21987 0 0 MARATHON PETE CORP COM 56585a102 1256 22398 SH SOLE 22398 0 0 MASTERCARD INCORPORATED CL A 57636q104 5694 40325 SH SOLE 40325 0 0 MCDONALDS CORP COM 580135101 4355 27797 SH SOLE 27797 0 0 MEDTRONIC PLC SHS g5960l103 1029 13236 SH SOLE 13236 0 0 MERCK & CO INC COM 58933y105 3381 52810 SH SOLE 52810 0 0 METLIFE INC COM 59156r108 4481 86257 SH SOLE 86257 0 0 MGIC INVT CORP WIS COM 552848103 313 25000 SH SOLE 25000 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1779 19815 SH SOLE 19815 0 0 MICRON TECHNOLOGY INC COM 595112103 7414 188499 SH SOLE 188499 0 0 MICROSOFT CORP COM 594918104 40611 545186 SH SOLE 545186 0 0 MONDELEZ INTL INC CL A 609207105 5453 134119 SH SOLE 134119 0 0 MORGAN STANLEY COM NEW 617446448 8402 174424 SH SOLE 174424 0 0 MOSAIC CO NEW COM 61945c103 4028 186568 SH SOLE 186568 0 0 MYLAN N V SHS EURO n59465109 8040 256285 SH SOLE 256285 0 0 NABORS INDUSTRIES LTD SHS g6359f103 362 44797 SH SOLE 44797 0 0 NETAPP INC COM 64110d104 4030 92086 SH SOLE 92086 0 0 NEXTERA ENERGY INC COM 65339f101 1762 12024 SH SOLE 12024 0 0 NIKE INC CL B 654106103 1658 31977 SH SOLE 31977 0 0 NORDIC AMERICAN TANKERS LIMI COM g65773106 1068 200000 SH SOLE 200000 0 0 NORFOLK SOUTHERN CORP COM 655844108 2416 18268 SH SOLE 18268 0 0 ORACLE CORP COM 68389x105 4713 97474 SH SOLE 97474 0 0 PAYPAL HLDGS INC COM 70450y103 6611 103253 SH SOLE 103253 0 0 PEPSICO INC COM 713448108 6574 58994 SH SOLE 58994 0 0 PFIZER INC COM 717081103 2583 72341 SH SOLE 72341 0 0 PHILIP MORRIS INTL INC COM 718172109 1550 13962 SH SOLE 13962 0 0 PHILLIPS 66 COM 718546104 2816 30738 SH SOLE 30738 0 0 PNC FINL SVCS GROUP INC COM 693475105 2949 21881 SH SOLE 21881 0 0 POTASH CORP SASK INC COM 73755l107 1512 78575 SH SOLE 78575 0 0 PPG INDS INC COM 693506107 5781 53202 SH SOLE 53202 0 0 PRAXAIR INC COM 74005p104 2450 17535 SH SOLE 17535 0 0 PROCTER AND GAMBLE CO COM 742718109 9964 109522 SH SOLE 109522 0 0 QUALCOMM INC COM 747525103 14228 274466 SH SOLE 274466 0 0 SCHLUMBERGER LTD COM 806857108 5653 81040 SH SOLE 81040 0 0 SERVICE CORP INTL COM 817565104 576 16700 SH SOLE 16700 0 0 SKECHERS U S A INC CL A 830566105 257 10259 SH SOLE 10259 0 0 SOUTHERN CO COM 842587107 552 11224 SH SOLE 11224 0 0 SOUTHWEST AIRLS CO COM 844741108 961 17171 SH SOLE 17171 0 0 SOUTHWESTERN ENERGY CO COM 845467109 403 65965 SH SOLE 65965 0 0 STARBUCKS CORP COM 855244109 6763 125916 SH SOLE 125916 0 0 STATE STR CORP COM 857477103 2082 21793 SH SOLE 21793 0 0 SYMANTEC CORP COM 871503108 1595 48627 SH SOLE 48627 0 0 T MOBILE US INC COM 872590104 4009 65021 SH SOLE 65021 0 0 TARGET CORP COM 87612e106 3082 52224 SH SOLE 52224 0 0 TE CONNECTIVITY LTD REG SHS H84989104 6365 76636 SH SOLE 76636 0 0 TECK RESOURCES LTD CL B 878742204 243 11535 SH SOLE 11535 0 0 TERADATA CORP DEL COM 88076w103 1045 30914 SH SOLE 30914 0 0 TESLA INC COM 88160r101 5681 16656 SH SOLE 16656 0 0 TEXAS INSTRS INC COM 882508104 8617 96126 SH SOLE 96126 0 0 TRANSOCEAN LTD REG SHS h8817h100 277 25721 SH SOLE 25721 0 0 TWENTY FIRST CENTY FOX INC CL A 90130a101 2393 90731 SH SOLE 90731 0 0 UMPQUA HLDGS CORP COM 904214103 361 18525 SH SOLE 18525 0 0 UNION PAC CORP COM 907818108 1724 14863 SH SOLE 14863 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4921 40978 SH SOLE 40978 0 0 UNITED RENTALS INC COM 911363109 3180 22924 SH SOLE 22924 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2625 22614 SH SOLE 22614 0 0 US BANCORP DEL COM NEW 902973304 4610 86016 SH SOLE 86016 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1654 21500 SH SOLE 21500 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 7531 152177 SH SOLE 152177 0 0 VERTEX PHARMACEUTICALS INC COM 92532f100 3508 23073 SH SOLE 23073 0 0 VIACOM INC NEW CL B 92553p201 4120 148000 SH SOLE 148000 0 0 VISA INC COM CL A 92826c839 2477 23540 SH SOLE 23540 0 0 WABCO HLDGS INC COM 92927k102 10323 69750 SH SOLE 69750 0 0 WAL-MART STORES INC COM 931142103 2193 28064 SH SOLE 28064 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 9568 123901 SH SOLE 123901 0 0 WELLS FARGO CO NEW COM 949746101 84529 1532714 SH SOLE 1532714 0 0 XILINX INC COM 983919101 1475 20823 SH SOLE 20823 0 0 ZIONS BANCORPORATION COM 989701107 3337 70726 SH SOLE 70726 0 0 ABB LTD SPONSORED ADR 000375204 1698 68599 SH SOLE 68599 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938l203 945 36675 SH SOLE 36675 0 0 BANCO SANTANDER SA ADR 05964h105 577 83127 SH SOLE 83127 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 2362 58285 SH SOLE 58285 0 0 BP PLC SPONSORED ADR 055622104 3281 85374 SH SOLE 85374 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 988 15820 SH SOLE 15820 0 0 CRH PLC ADR 12626k203 1041 27490 SH SOLE 27490 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 1150 28331 SH SOLE 28331 0 0 ING GROEP N V SPONSORED ADR 456837103 1547 83990 SH SOLE 83990 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 776 120523 SH SOLE 120523 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1120 13045 SH SOLE 13045 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1806 52647 SH SOLE 52647 0 0 RIO TINTO PLC SPONSORED ADR 767204100 570 12085 SH SOLE 12085 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4445 73382 SH SOLE 73382 0 0 SHIRE PLC SPONSORED ADR 82481r106 2936 19174 SH SOLE 19174 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 414 21300 SH SOLE 21300 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3577 95260 SH SOLE 95260 0 0 UNILEVER N V N Y SHS NEW 904784709 2679 45370 SH SOLE 45370 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857w308 881 30946 SH SOLE 30946 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1920 173437 SH SOLE 173437 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734h106 393 13222 SH SOLE 13222 0 0 GLOBAL X FDS GLB X SUPERDIV 37950e549 238 10827 SH SOLE 10827 0 0 ISHARES TR MSCI EAFE ETF 464287465 1745 25488 SH SOLE 25488 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 599 13372 SH SOLE 13372 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1746 11784 SH SOLE 11784 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 4507 17939 SH SOLE 17939 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1495 11540 SH SOLE 11540 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464a417 1247 33412 SH SOLE 33412 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935s105 229 14839 SH SOLE 14839 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 503 15760 SH SOLE 15760 0 0 WEYERHAEUSER CO COM 962166104 5029 147770 SH SOLE 147770 0 0 EXPEDIA INC DEL COM NEW 30212P303 1557 10817 SH SOLE 10817 0 0 HASBRO INC COM 418056107 1009 10330 SH SOLE 10330 0 0 TRACTOR SUPPLY CO COM 892356106 678 10713 SH SOLE 10713 0 0 UNITED STATES STL CORP NEW COM 912909108 359 14002 SH SOLE 14002 0 0 ILLUMINA INC COM 452327109 2486 12481 SH SOLE 12481 0 0 DENTSPLY SIRONA INC COM 24906P109 1045 17477 SH SOLE 17477 0 0 VERISK ANALYTICS INC COM 92345Y106 1056 12698 SH SOLE 12698 0 0 KLA-TENCOR CORP COM 482480100 1303 12293 SH SOLE 12293 0 0 DAVITA INC COM 23918K108 3434 57824 SH SOLE 57824 0 0 SCHEIN HENRY INC COM 806407102 1021 12450 SH SOLE 12450 0 0 DTE ENERGY CO COM 233331107 5836 54358 SH SOLE 54358 0 0 CITRIX SYS INC COM 177376100 926 12060 SH SOLE 12060 0 0 INCYTE CORP COM 45337C102 2016 17265 SH SOLE 17265 0 0 GALLAGHER ARTHUR J & CO COM 363576109 2079 33774 SH SOLE 33774 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 2523 17987 SH SOLE 17987 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 692 14202 SH SOLE 14202 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2982 29260 SH SOLE 29260 0 0 NORTHROP GRUMMAN CORP COM 666807102 2903 10088 SH SOLE 10088 0 0 AUTODESK INC COM 052769106 2034 18121 SH SOLE 18121 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 8158 22447 SH SOLE 22447 0 0 DISH NETWORK CORP CL A 25470M109 1055 19449 SH SOLE 19449 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 343 16938 SH SOLE 16938 0 0 FASTENAL CO COM 311900104 997 21866 SH SOLE 21866 0 0 INTUIT COM 461202103 3033 21335 SH SOLE 21335 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 1010 15691 SH SOLE 15691 0 0 WESTERN DIGITAL CORP COM 958102105 2017 23347 SH SOLE 23347 0 0 FORTIVE CORP COM 34959J108 1054 14883 SH SOLE 14883 0 0 HOLOGIC INC COM 436440101 852 23213 SH SOLE 23213 0 0 CONSOLIDATED EDISON INC COM 209115104 1890 23427 SH SOLE 23427 0 0 TYSON FOODS INC CL A 902494103 1573 22328 SH SOLE 22328 0 0 PAYCHEX INC COM 704326107 3859 64352 SH SOLE 64352 0 0 MARRIOTT INTL INC NEW CL A 571903202 3464 31415 SH SOLE 31415 0 0 D R HORTON INC COM 23331A109 5299 132695 SH SOLE 132695 0 0 MATTEL INC COM 577081102 431 27822 SH SOLE 27822 0 0 PACCAR INC COM 693718108 2162 29880 SH SOLE 29880 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 778 23462 SH SOLE 23462 0 0 TREX CO INC COM 89531P105 1039 11538 SH SOLE 11538 0 0 BROADCOM LTD SHS Y09827109 8312 34271 SH SOLE 34271 0 0 FIRSTENERGY CORP COM 337932107 823 26697 SH SOLE 26697 0 0 NETFLIX INC COM 64110L106 6672 36790 SH SOLE 36790 0 0 ROSS STORES INC COM 778296103 2180 33764 SH SOLE 33764 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 913 11870 SH SOLE 11870 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 2568 46479 SH SOLE 46479 0 0 ADOBE SYS INC COM 00724F101 6266 42004 SH SOLE 42004 0 0 ADVANCED ENERGY INDS COM 007973100 1017 12590 SH SOLE 12590 0 0 MACK CALI RLTY CORP COM 554489104 244 10294 SH SOLE 10294 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 1695 65738 SH SOLE 65738 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2008 42274 SH SOLE 42274 0 0 GGP INC COM 36174X101 248 11959 SH SOLE 11959 0 0 NVIDIA CORP COM 67066G104 9004 50369 SH SOLE 50369 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3641 50196 SH SOLE 50196 0 0 MILLER HERMAN INC COM 600544100 1110 30923 SH SOLE 30923 0 0 FORTINET INC COM 34959E109 556 15509 SH SOLE 15509 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1246 30853 SH SOLE 30853 0 0 VEECO INSTRS INC DEL COM 922417100 478 22330 SH SOLE 22330 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 412 18326 SH SOLE 18326 0 0 FIRST SOLAR INC COM 336433107 1589 34626 SH SOLE 34626 0 0 INTERFACE INC COM 458665304 571 26070 SH SOLE 26070 0 0 LEXINGTON REALTY TRUST COM 529043101 280 27406 SH SOLE 27406 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 541 29866 SH SOLE 29866 0 0 HAIN CELESTIAL GROUP INC COM 405217100 1235 30020 SH SOLE 30020 0 0 EBAY INC COM 278642103 3475 90361 SH SOLE 90361 0 0 SPROUTS FMRS MKT INC COM 85208M102 5066 269882 SH SOLE 269882 0 0 RPM INTL INC COM 749685103 514 10009 SH SOLE 10009 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 437 10025 SH SOLE 10025 0 0 GENERAL MTRS CO COM 37045V100 410 10151 SH SOLE 10151 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 272 10215 SH SOLE 10215 0 0 SEI INVESTMENTS CO COM 784117103 625 10244 SH SOLE 10244 0 0 LAMB WESTON HLDGS INC COM 513272104 1155 24624 SH SOLE 24624 0 0 WESTAR ENERGY INC COM 95709T100 530 10695 SH SOLE 10695 0 0 LOUISIANA PAC CORP COM 546347105 291 10742 SH SOLE 10742 0 0 LEIDOS HLDGS INC COM 525327102 639 10785 SH SOLE 10785 0 0 EAST WEST BANCORP INC COM 27579R104 647 10821 SH SOLE 10821 0 0 DOUGLAS EMMETT INC COM 25960P109 428 10862 SH SOLE 10862 0 0 DANA INCORPORATED COM 235825205 304 10883 SH SOLE 10883 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 458 10988 SH SOLE 10988 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1070 26048 SH SOLE 26048 0 0 ASSOCIATED BANC CORP COM 045487105 271 11169 SH SOLE 11169 0 0 CIENA CORP COM NEW 171779309 247 11260 SH SOLE 11260 0 0 CDK GLOBAL INC COM 12508E101 711 11263 SH SOLE 11263 0 0 TOLL BROTHERS INC COM 889478103 471 11365 SH SOLE 11365 0 0 BOSTON SCIENTIFIC CORP COM 101137107 336 11526 SH SOLE 11526 0 0 TRINITY INDS INC COM 896522109 370 11596 SH SOLE 11596 0 0 TIVO CORP COM 88870P106 232 11665 SH SOLE 11665 0 0 AECOM COM 00766T100 434 11777 SH SOLE 11777 0 0 ENBRIDGE INC COM 29250N105 494 11808 SH SOLE 11808 0 0 OLD NATL BANCORP IND COM 680033107 224 12215 SH SOLE 12215 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1137 12217 SH SOLE 12217 0 0 HOPE BANCORP INC COM 43940T109 217 12231 SH SOLE 12231 0 0 STERLING BANCORP DEL COM 85917A100 302 12243 SH SOLE 12243 0 0 PATTERSON UTI ENERGY INC COM 703481101 259 12375 SH SOLE 12375 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 354 12412 SH SOLE 12412 0 0 OWENS ILL INC COM NEW 690768403 312 12413 SH SOLE 12413 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 235 12500 SH SOLE 12500 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1445 12676 SH SOLE 12676 0 0 TCF FINL CORP COM 872275102 217 12743 SH SOLE 12743 0 0 VALVOLINE INC COM 92047W101 301 12831 SH SOLE 12831 0 0 HOLLYFRONTIER CORP COM 436106108 464 12897 SH SOLE 12897 0 0 UGI CORP NEW COM 902681105 608 12966 SH SOLE 12966 0 0 CNO FINL GROUP INC COM 12621E103 305 13076 SH SOLE 13076 0 0 FULTON FINL CORP PA COM 360271100 246 13099 SH SOLE 13099 0 0 CONSOL ENERGY INC COM 20854P109 222 13127 SH SOLE 13127 0 0 ARRIS INTL INC SHS G0551A103 374 13140 SH SOLE 13140 0 0 AQUA AMERICA INC COM 03836W103 440 13254 SH SOLE 13254 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 462 13262 SH SOLE 13262 0 0 OLIN CORP COM PAR $1 680665205 469 13700 SH SOLE 13700 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 430 13864 SH SOLE 13864 0 0 NEKTAR THERAPEUTICS COM 640268108 335 13952 SH SOLE 13952 0 0 JABIL INC COM 466313103 407 14253 SH SOLE 14253 0 0 STARWOOD PPTY TR INC COM 85571B105 312 14356 SH SOLE 14356 0 0 HP INC COM 40434L105 287 14359 SH SOLE 14359 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 947 64359 SH SOLE 64359 0 0 GREAT PLAINS ENERGY INC COM 391164100 447 14740 SH SOLE 14740 0 0 DARLING INGREDIENTS INC COM 237266101 259 14755 SH SOLE 14755 0 0 MDU RES GROUP INC COM 552690109 388 14957 SH SOLE 14957 0 0 OGE ENERGY CORP COM 670837103 542 15051 SH SOLE 15051 0 0 TERADYNE INC COM 880770102 567 15196 SH SOLE 15196 0 0 WENDYS CO COM 95058W100 239 15418 SH SOLE 15418 0 0 COPART INC COM 217204106 530 15434 SH SOLE 15434 0 0 SABRE CORP COM 78573M104 289 15972 SH SOLE 15972 0 0 DENTSPLY SIRONA INC COM 24906P109 1045 17477 SH SOLE 17477 0 0 TEGNA INC COM 87901J105 220 16531 SH SOLE 16531 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 908 16804 SH SOLE 16804 0 0 FIRST HORIZON NATL CORP COM 320517105 341 17814 SH SOLE 17814 0 0 DUKE REALTY CORP COM NEW 264411505 529 18350 SH SOLE 18350 0 0 OLD REP INTL CORP COM 680223104 364 18477 SH SOLE 18477 0 0 STEEL DYNAMICS INC COM 858119100 639 18549 SH SOLE 18549 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 635 18734 SH SOLE 18734 0 0 TRIMBLE INC COM 896239100 745 18971 SH SOLE 18971 0 0 CITIGROUP INC COM NEW 172967424 3139 43156 SH SOLE 43156 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 1018 21335 SH SOLE 21335 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 244 22000 SH SOLE 22000 0 0 SCHNITZER STL INDS CL A 806882106 619 22000 SH SOLE 22000 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 502 22000 SH SOLE 22000 0 0 BAIDU INC SPON ADR REP A 056752108 5467 22071 SH SOLE 22071 0 0 VALLEY NATL BANCORP COM 919794107 267 22192 SH SOLE 22192 0 0 JETBLUE AIRWAYS CORP COM 477143101 440 23748 SH SOLE 23748 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 366 24346 SH SOLE 24346 0 0 TELEFONICA S A SPONSORED ADR 879382208 265 24558 SH SOLE 24558 0 0 FNB CORP PA COM 302520101 345 24592 SH SOLE 24592 0 0 COUSINS PPTYS INC COM 222795106 237 25361 SH SOLE 25361 0 0 NEW MTN FIN CORP COM 647551100 382 26800 SH SOLE 26800 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 363 27660 SH SOLE 27660 0 0 MCDERMOTT INTL INC COM 580037109 205 28199 SH SOLE 28199 0 0 WPX ENERGY INC COM 98212B103 342 29753 SH SOLE 29753 0 0 UNITED NAT FOODS INC COM 911163103 1273 30600 SH SOLE 30600 0 0 PENNANTPARK INVT CORP COM 708062104 233 31000 SH SOLE 31000 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 741 31432 SH SOLE 31432 0 0 SLM CORP COM 78442P106 373 32515 SH SOLE 32515 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 394 33009 SH SOLE 33009 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1825 34605 SH SOLE 34605 0 0 SIERRA WIRELESS INC COM 826516106 753 35000 SH SOLE 35000 0 0 HARVEST CAP CR CORP COM 41753F109 480 35910 SH SOLE 35910 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 3207 248816 SH SOLE 248816 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1434 43868 SH SOLE 43868 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 1109 45500 SH SOLE 45500 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 1148 46000 SH SOLE 46000 0 0 HERCULES CAPITAL INC COM 427096508 593 46000 SH SOLE 46000 0 0 OFFICE DEPOT INC COM 676220106 211 46441 SH SOLE 46441 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 631 47000 SH SOLE 47000 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 639 47703 SH SOLE 47703 0 0 ALCENTRA CAP CORP COM 01374T102 624 58286 SH SOLE 58286 0 0 TPG SPECIALTY LENDING INC COM 87265K102 1222 58300 SH SOLE 58300 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 450 60000 SH SOLE 60000 0 0 TCP CAP CORP COM 87238Q103 1031 62500 SH SOLE 62500 0 0 SUNOPTA INC COM 8676EP108 574 66000 SH SOLE 66000 0 0 FIFTH STR SR FLOATNG RATE CO COM 31679F101 583 66263 SH SOLE 66263 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 999 69000 SH SOLE 69000 0 0 JD COM INC SPON ADR CL A 47215P106 2644 69220 SH SOLE 69220 0 0 SUNPOWER CORP COM 867652406 510 70000 SH SOLE 70000 0 0 SOLAR CAP LTD COM 83413U100 1540 71169 SH SOLE 71169 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 1735 72000 SH SOLE 72000 0 0 CONSOLIDATED WATER CO INC ORD G23773107 934 73000 SH SOLE 73000 0 0 CANADIAN SOLAR INC COM 136635109 1633 97000 SH SOLE 97000 0 0 NEWSTAR FINANCIAL INC COM 65251F105 1179 100410 SH SOLE 100410 0 0 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT 282539105 1518 101000 SH SOLE 101000 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 604 105000 SH SOLE 105000 0 0 SUNRUN INC COM 86771W105 611 110000 SH SOLE 110000 0 0 APOLLO INVT CORP COM 03761U106 727 119000 SH SOLE 119000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 991 130000 SH SOLE 130000 0 0 ARES CAP CORP COM 04010L103 2813 171641 SH SOLE 171641 0 0 SIRIUS XM HLDGS INC COM 82968B103 1924 348560 SH SOLE 348560 0 0 MYLAN N V SHS EURO N59465109 442 77600 SH Put SOLE 77600 0 0 FRANKLIN RES INC COM 354613101 2671 240000 SH Put SOLE 24000000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 1034 40000 SH Put SOLE 4000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 201 52400 SH Put SOLE 5240000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 270 6000 SH Call SOLE 600000 0 0