0001002225-15-000014.txt : 20150309 0001002225-15-000014.hdr.sgml : 20150309 20150309192257 ACCESSION NUMBER: 0001002225-15-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150306 FILED AS OF DATE: 20150309 DATE AS OF CHANGE: 20150309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sperling Anthony CENTRAL INDEX KEY: 0001559492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 15686710 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-03-06 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559492 Sperling Anthony 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP, Global Client Experience Common Stock 2015-03-06 4 M 0 3032.0 12.1 A 46387 D Common Stock 2015-03-06 4 D 0 832.0 44.12 D 45555 D Common Stock 2015-03-09 4 S 0 2200.0 44.18 D 43355 D Stock Appreciation Rights 12.1 2015-03-06 4 M 0 3032.0 0.0 D 2013-11-14 2022-11-14 Common Stock 3032 95589 D Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. By: James S Cox For: Anthony E Sperling 2015-03-09