0001002225-15-000001.txt : 20150116
0001002225-15-000001.hdr.sgml : 20150116
20150116210743
ACCESSION NUMBER: 0001002225-15-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150114
FILED AS OF DATE: 20150116
DATE AS OF CHANGE: 20150116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sperling Anthony
CENTRAL INDEX KEY: 0001559492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 15533764
MAIL ADDRESS:
STREET 1: 600 TOWNSEND STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-01-14
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001559492
Sperling Anthony
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP, Global Client Experience
Common Stock
2015-01-14
4
S
0
6028.0
35.08
D
51624
D
Common Stock
2015-01-15
4
M
0
12600.0
9.57
A
64224
D
Common Stock
2015-01-15
4
D
0
3414.0
35.32
D
60810
D
Common Stock
2015-01-15
4
F
0
3452.0
35.32
D
57358
D
Common Stock
2015-01-15
4
M
0
22400.0
7.84
A
79758
D
Common Stock
2015-01-15
4
D
0
4973.0
35.32
D
74785
D
Common Stock
2015-01-15
4
F
0
6710.0
35.32
D
68075
D
Common Stock
2015-01-16
4
S
0
16451.0
36.1909
D
51624
D
Stock Appreciation Rights
7.84
2015-01-15
4
M
0
22400.0
0.0
D
2007-04-17
2016-04-17
Common Stock
22400
0
D
Stock Appreciation Rights
9.57
2015-01-15
4
M
0
12600.0
0.0
D
2008-02-14
2017-02-14
Common Stock
12600
8400
D
Transaction pursuant to 10b5-1 plan dated 09 December 2014
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
By: James S Cox For: Anthony E Sperling
2015-01-16