0001002225-15-000001.txt : 20150116 0001002225-15-000001.hdr.sgml : 20150116 20150116210743 ACCESSION NUMBER: 0001002225-15-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150114 FILED AS OF DATE: 20150116 DATE AS OF CHANGE: 20150116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sperling Anthony CENTRAL INDEX KEY: 0001559492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 15533764 MAIL ADDRESS: STREET 1: 600 TOWNSEND STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-01-14 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001559492 Sperling Anthony 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP, Global Client Experience Common Stock 2015-01-14 4 S 0 6028.0 35.08 D 51624 D Common Stock 2015-01-15 4 M 0 12600.0 9.57 A 64224 D Common Stock 2015-01-15 4 D 0 3414.0 35.32 D 60810 D Common Stock 2015-01-15 4 F 0 3452.0 35.32 D 57358 D Common Stock 2015-01-15 4 M 0 22400.0 7.84 A 79758 D Common Stock 2015-01-15 4 D 0 4973.0 35.32 D 74785 D Common Stock 2015-01-15 4 F 0 6710.0 35.32 D 68075 D Common Stock 2015-01-16 4 S 0 16451.0 36.1909 D 51624 D Stock Appreciation Rights 7.84 2015-01-15 4 M 0 22400.0 0.0 D 2007-04-17 2016-04-17 Common Stock 22400 0 D Stock Appreciation Rights 9.57 2015-01-15 4 M 0 12600.0 0.0 D 2008-02-14 2017-02-14 Common Stock 12600 8400 D Transaction pursuant to 10b5-1 plan dated 09 December 2014 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: Anthony E Sperling 2015-01-16