0001002225-14-000082.txt : 20141217 0001002225-14-000082.hdr.sgml : 20141217 20141217212105 ACCESSION NUMBER: 0001002225-14-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141217 DATE AS OF CHANGE: 20141217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 141294082 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-12-15 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2014-12-15 4 M 0 7500.0 7.84 A 166959 D Common Stock 2014-12-15 4 D 0 1944.0 30.26 D 165015 D Common Stock 2014-12-15 4 F 0 2899.0 30.26 D 162116 D Common Stock 2014-12-15 4 M 0 1000.0 9.57 A 163116 D Common Stock 2014-12-15 4 D 0 317.0 30.26 D 162799 D Common Stock 2014-12-15 4 F 0 356.0 30.26 D 162443 D Common Stock 2014-12-17 4 S 0 2984.0 29.1191 D 159459 D Stock Appreciation Rights 7.84 2014-12-15 4 M 0 7500.0 0.0 D 2007-03-14 2016-03-14 Common Stock 7500 0 D Stock Appreciation Rights 9.57 2014-12-15 4 M 0 1000.0 0.0 D 2008-02-14 2017-02-14 Common Stock 1000 34000 D Transaction pursuant to 10b5-1 plan dated 31 October 2014 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: David P Hess 2014-12-17