0001002225-11-000108.txt : 20111028 0001002225-11-000108.hdr.sgml : 20111028 20111028173226 ACCESSION NUMBER: 0001002225-11-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROEMER JAMES P CENTRAL INDEX KEY: 0001220864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 111166203 MAIL ADDRESS: STREET 1: 300 N ZEEB ROAD CITY: AN ARBOR STATE: MI ZIP: 48103 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-10-27 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001220864 ROEMER JAMES P 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2011-10-27 4 M 0 10000 21.34 A 23991 D Common Stock 2011-10-27 4 D 0 7507 28.43 D 16484 D Common Stock 2011-10-27 4 S 0 7200 27.7675 D 9284 D Stock Appreciation Rights 21.34 2011-10-27 4 M 0 10000 D 2011-06-02 2020-06-02 Common Stock 10000 0 D Exercise of Stock Settled Stock Appreciation Right, no market transaction By: James S Cox For: James P Roemer 2011-10-28