SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CHANG LILY

(Last) (First) (Middle)
600 TOWNSEND STREET

(Street)
SAN FRANCISCO CA 94103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ADVENT SOFTWARE INC /DE/ [ ADVS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CTO
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/30/2007 M 100 A $21.375 28,458 D
Common Stock 10/30/2007 S 100 D $55.22 28,358 D
Common Stock 10/30/2007 M 200 A $21.375 28,558 D
Common Stock 10/30/2007 S 200 D $55.23 28,358 D
Common Stock 10/30/2007 M 200 A $21.375 28,558 D
Common Stock 10/30/2007 S 200 D $55.24 28,358 D
Common Stock 10/30/2007 M 300 A $21.375 28,658 D
Common Stock 10/30/2007 S 300 D $55.25 28,358 D
Common Stock 10/30/2007 M 86 A $21.375 28,444 D
Common Stock 10/30/2007 S 86 D $55.26 28,358 D
Common Stock 10/30/2007 M 400 A $21.375 28,758 D
Common Stock 10/30/2007 S 400 D $55.27 28,358 D
Common Stock 10/30/2007 M 100 A $21.375 28,458 D
Common Stock 10/30/2007 S 100 D $55.28 28,358 D
Common Stock 10/30/2007 M 100 A $21.375 28,458 D
Common Stock 10/30/2007 S 100 D $55.39 28,358 D
Common Stock 10/30/2007 M 100 A $21.375 28,458 D
Common Stock 10/30/2007 S 100 D $55.45 28,358 D
Common Stock 10/30/2007 M 10 A $21.375 28,368 D
Common Stock 10/30/2007 S 10 D $55.47 28,358 D
Common Stock 10/30/2007 M 400 A $21.375 28,758 D
Common Stock 10/30/2007 S 400 D $55.5 28,358 D
Common Stock 219,871 I U/A/D Trust 8/21/00
Common Stock 4,000 I by CRT Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 200 12/04/2001 05/04/2009 Common Stock 200 $54.25 125,135 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 398 12/04/2001 05/04/2009 Common Stock 398 $54.27 124,737 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 102 12/04/2001 05/04/2009 Common Stock 102 $54.37 124,635 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 851 12/04/2001 05/04/2009 Common Stock 851 $54.42 123,784 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 300 12/04/2001 05/04/2009 Common Stock 300 $54.71 123,484 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 471 12/04/2001 05/04/2009 Common Stock 471 $54.72 123,013 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 87 12/04/2001 05/04/2009 Common Stock 87 $54.73 122,926 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 47 12/04/2001 05/04/2009 Common Stock 47 $54.93 122,879 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 2,000 12/04/2001 05/04/2009 Common Stock 2,000 $54.99 120,879 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 36,000 12/04/2001 05/04/2009 Common Stock 36,000 $55 84,879 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 803 12/04/2001 05/04/2009 Common Stock 803 $55.01 84,076 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 700 12/04/2001 05/04/2009 Common Stock 700 $55.02 83,376 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 408 12/04/2001 05/04/2009 Common Stock 408 $55.03 82,968 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 400 12/04/2001 05/04/2009 Common Stock 400 $55.04 82,568 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 200 12/04/2001 05/04/2009 Common Stock 200 $55.21 82,368 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 100 12/04/2001 05/04/2009 Common Stock 100 $55.22 82,268 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 200 12/04/2001 05/04/2009 Common Stock 200 $55.23 82,068 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 200 12/04/2001 05/04/2009 Common Stock 200 $55.24 81,868 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 300 12/04/2001 05/04/2009 Common Stock 300 $55.25 81,568 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 86 12/04/2001 05/04/2009 Common Stock 86 $55.26 81,482 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 400 12/04/2001 05/04/2009 Common Stock 400 $55.27 81,082 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 100 12/04/2001 05/04/2009 Common Stock 100 $55.28 80,982 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 100 12/04/2001 05/04/2009 Common Stock 100 $55.39 80,882 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 100 12/04/2001 05/04/2009 Common Stock 100 $55.45 80,782 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 10 12/04/2001 05/04/2009 Common Stock 10 $55.47 80,772 D
Non-Qualified Stock Option (right to buy) $21.375 10/30/2007 M 400 12/04/2001 05/04/2009 Common Stock 400 $55.5 80,372 D
Explanation of Responses:
By: Graham V. Smith For: Lily S. Chang 10/31/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.