SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SMITH GRAHAM

(Last) (First) (Middle)
600 TOWNSEND STREET

(Street)
SAN FRANCISCO CA 94103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ADVENT SOFTWARE INC /DE/ [ ADVS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
10/29/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/29/2007 S 5,000 D $54.0139 2,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 7,679 D
Common Stock 10/29/2007 S 5,000 D $54.0074 2,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 7,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 12,679 D
Common Stock 10/29/2007 S 5,000 D $53.9976 7,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 12,679 D
Common Stock 10/29/2007 S 5,000 D $53.9755 7,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 12,679 D
Common Stock 10/29/2007 S 5,000 D $53.9732 7,679 D
Common Stock 10/29/2007 M 10,000 A $14.08 17,679 D
Common Stock 10/29/2007 S 10,000 D $53.9566 7,679 D
Common Stock 10/29/2007 M 15,000 A $14.08 22,679 D
Common Stock 10/29/2007 S 15,000 D $53.95 7,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 12,679 D
Common Stock 10/29/2007 S 5,000 D $53.9539 7,679 D
Common Stock 10/29/2007 M 5,000 A $14.08 12,679 D
Common Stock 10/29/2007 S 5,000 D $53.9955 7,679 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 05/11/2007 02/11/2013 Common Stock 5,000 $54.838 136,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 04/11/2007 02/11/2013 Common Stock 5,000 $54.8262 131,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 03/11/2007 02/11/2013 Common Stock 5,000 $54.8162 126,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 01/11/2007 02/11/2013 Common Stock 5,000 $54.5148 121,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.2368 116,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.1855 111,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.1628 106,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.1404 101,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.137 96,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.06 91,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.05 86,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2006 02/11/2013 Common Stock 5,000 $54.0372 81,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $54.0257 76,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $54.0252 71,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $54.0139 66,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $54.0074 61,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $53.9976 56,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $53.9955 51,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $53.9755 46,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2005 02/11/2013 Common Stock 5,000 $53.9732 41,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 10,000 12/11/2004 02/11/2013 Common Stock 10,000 $53.9566 31,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 15,000 12/11/2004 02/11/2013 Common Stock 15,000 $53.95 16,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 12/11/2004 02/11/2013 Common Stock 5,000 $53.9539 11,990 D
Non-Qualified Stock Option (right to buy) $14.08 10/29/2007 M 5,000 02/11/2007 02/11/2013 Common Stock 5,000 $54.7912 6,990 D
Explanation of Responses:
Graham V Smith 10/31/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.