0001140361-12-035105.txt : 20120803 0001140361-12-035105.hdr.sgml : 20120803 20120803170910 ACCESSION NUMBER: 0001140361-12-035105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120801 FILED AS OF DATE: 20120803 DATE AS OF CHANGE: 20120803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001002078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 121007658 BUSINESS ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 BUSINESS PHONE: 9136422611 MAIL ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 FORMER NAME: FORMER CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KENT C CENTRAL INDEX KEY: 0001225028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 121007659 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD., 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY FUND II LP CENTRAL INDEX KEY: 0001427940 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 121007660 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY GP II, L.P. CENTRAL INDEX KEY: 0001469683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 121007655 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY, LLC CENTRAL INDEX KEY: 0001469684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 121007657 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCF CO LF, L.P. CENTRAL INDEX KEY: 0001542402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 121007656 BUSINESS ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 775-832-8199 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 doc1.xml FORM 4 X0306 4 2012-08-01 0 0001467808 China Cord Blood Corp NYSE 0001225028 MCCARTHY KENT C 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 1 Member 13(d) group owning >10% 0001002078 JAYHAWK CAPITAL MANAGEMENT, L.L.C. 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 66205 0 0 0 1 13(d) group owning > 10% 0001469684 JAYHAWK PRIVATE EQUITY, LLC 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 0 1 13(d) group owning > 10% 0001542402 JCF CO LF, L.P. 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 0 1 13(d) group owning > 10% 0001469683 JAYHAWK PRIVATE EQUITY GP II, L.P. 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 0 1 13(d) group owning > 10% 0001427940 JAYHAWK PRIVATE EQUITY FUND II LP 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 0 1 13(d) group owning > 10% Common Stock 2012-08-01 4 P 0 25000 2.5 A 7884821 I (1) Common Stock 2012-08-03 4 P 0 25000 2.5046 A 7909821 I (2) Acquired by Jayhawk Private Equity Fund II, L.P. ("Fund II"). Kent C. McCarthy ("McCarthy") is the manager of Jayhawk Private Equity, LLC ("JPE, LLC"), the general partner of Jayhawk Private Equity GP II, L.P. ("GP II"). GP II is the general partner of Fund II. Fund II directly owns 5,948,513 shares of the issuer. As a result, McCarthy, JPE, LLC and GP II each indirectly beneficially own 5,948,513 shares. McCarthy is also the manager of Jayhawk Capital Management, LLC ("JCM, LLC"), the general partner of JCF CO LF, L.P. JCF CO LF, L.P. directly owns 1,936,308 shares of the issuer. As a result, McCarthy and JCM, LLC indirectly beneficially own 1,936,308 shares. As a result of being the manager of JCM, LLC and JPE, LLC, McCarthy indirectly beneficially owns an aggregate of 7,884,821 shares. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest therein. Acquired by Jayhawk Private Equity Fund II, L.P. ("Fund II"). Kent C. McCarthy ("McCarthy") is the manager of Jayhawk Private Equity, LLC ("JPE, LLC"), the general partner of Jayhawk Private Equity GP II, L.P. ("GP II"). GP II is the general partner of Fund II. Fund II directly owns 5,973,513 shares of the issuer. As a result, McCarthy, JPE, LLC and GP II each indirectly beneficially own 5,973,513 shares. McCarthy is also the manager of Jayhawk Capital Management, LLC ("JCM, LLC"), the general partner of JCF CO LF, L.P. JCF CO LF, L.P. directly owns 1,936,308 shares of the issuer. As a result, McCarthy and JCM, LLC indirectly beneficially own 1,936,308 shares. As a result of being the manager of JCM, LLC and JPE, LLC, McCarthy indirectly beneficially owns an aggregate of 7,909,821 shares. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest therein. /s/ Kent C. McCarthy 2012-08-03 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, LLC 2012-08-03 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 2012-08-03 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, LLC which is the general partner of JCF CO LF, L.P. 2012-08-03 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC which is the general partner of Jayhawk Private Equity GP II, L.P. 2012-08-03 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC which is the general partner of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund II, L.P. 2012-08-03