0001614094-18-000111.txt : 20180919 0001614094-18-000111.hdr.sgml : 20180919 20180919164628 ACCESSION NUMBER: 0001614094-18-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180917 FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD HENRI P CENTRAL INDEX KEY: 0001192011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 181078065 MAIL ADDRESS: STREET 1: FREESCALE SEMICONDUCTOR, INC. STREET 2: 2680 ZANKER RD, SUITE 200 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER NAME: FORMER CONFORMED NAME: RICHARD HENRI F DATE OF NAME CHANGE: 20020924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-09-17 0 0001002047 NetApp, Inc. NTAP 0001192011 RICHARD HENRI P 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 EVP, Go To Market Common Stock 2018-09-17 4 S 0 942 83.6904 D 68390 D Common Stock 2018-09-17 4 S 0 1283 84.1674 D 67107 D Common Stock 2018-09-17 4 S 0 300 85.2533 D 66807 D The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. The price in Column 4 is a weighted average price. The prices actually received ranged from $83.35 to $83.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $84.00 to $84.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $85.04 to $85.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. By: Roberta S Cohen Attorney-in-Fact For: Henri Richard 2018-09-19