0001614094-18-000050.txt : 20180605
0001614094-18-000050.hdr.sgml : 20180605
20180605164037
ACCESSION NUMBER: 0001614094-18-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PASEK RONALD J
CENTRAL INDEX KEY: 0001479217
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 18881666
MAIL ADDRESS:
STREET 1: 101 INNOVATION DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-31
0
0001002047
NetApp, Inc.
NTAP
0001479217
PASEK RONALD J
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
EVP Finance & Operations, CFO
Common Stock
2018-05-31
4
J
0
689
21.3095
A
52124
D
Common Stock
2018-06-01
4
M
0
8077
0.0
A
60201
D
Common Stock
2018-06-01
4
F
0
4004
69.71
D
56197
D
Common Stock
2018-06-01
4
M
0
9000
0.0
A
65197
D
Common Stock
2018-06-01
4
F
0
4462
69.71
D
60735
D
Restricted Stock Unit
0.0
2018-06-01
4
M
0
8077
0.0
D
2017-06-01
2023-06-01
Common Stock
8077
16154
D
Restricted Stock Unit
0.0
2018-06-01
4
M
0
9000
0.0
D
2018-06-01
2024-06-01
Common Stock
9000
27000
D
Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
By: Roberta S. Cohen Attorney-in-Fact For: Ronald James Pasek
2018-06-05