0001614094-18-000050.txt : 20180605 0001614094-18-000050.hdr.sgml : 20180605 20180605164037 ACCESSION NUMBER: 0001614094-18-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PASEK RONALD J CENTRAL INDEX KEY: 0001479217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 18881666 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-05-31 0 0001002047 NetApp, Inc. NTAP 0001479217 PASEK RONALD J 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 EVP Finance & Operations, CFO Common Stock 2018-05-31 4 J 0 689 21.3095 A 52124 D Common Stock 2018-06-01 4 M 0 8077 0.0 A 60201 D Common Stock 2018-06-01 4 F 0 4004 69.71 D 56197 D Common Stock 2018-06-01 4 M 0 9000 0.0 A 65197 D Common Stock 2018-06-01 4 F 0 4462 69.71 D 60735 D Restricted Stock Unit 0.0 2018-06-01 4 M 0 8077 0.0 D 2017-06-01 2023-06-01 Common Stock 8077 16154 D Restricted Stock Unit 0.0 2018-06-01 4 M 0 9000 0.0 D 2018-06-01 2024-06-01 Common Stock 9000 27000 D Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: Ronald James Pasek 2018-06-05