0001614094-18-000015.txt : 20180306 0001614094-18-000015.hdr.sgml : 20180306 20180306161919 ACCESSION NUMBER: 0001614094-18-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REICH JOEL D CENTRAL INDEX KEY: 0001648861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 18670118 MAIL ADDRESS: STREET 1: NETAPP STREET 2: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-03-02 0 0001002047 NetApp, Inc. NTAP 0001648861 REICH JOEL D 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 Exec VP, Product Operations Common Stock 2018-03-02 4 M 0 5000 53.22 A 5000 D Common Stock 2018-03-02 4 M 0 3391 37.64 A 8391 D Common Stock 2018-03-02 4 M 0 3250 36.59 A 11641 D Common Stock 2018-03-02 4 S 0 11641 60.0184 D 0 D Non-Qualified Stock Option (right to buy) 36.59 2018-03-02 4 M 0 3250 60.0184 D 2014-07-03 2021-06-02 Common Stock 3250 1400 D Non-Qualified Stock Option (right to buy) 37.64 2018-03-02 4 M 0 3391 60.0184 D 2013-07-03 2020-06-02 Common Stock 3391 0 D Non-Qualified Stock Option (right to buy) 53.22 2018-03-02 4 M 0 5000 60.0184 D 2011-07-01 2018-05-31 Common Stock 5000 5000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $60.01 to $60.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date. On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date. On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Joel D Reich 2018-03-06