0001614094-18-000015.txt : 20180306
0001614094-18-000015.hdr.sgml : 20180306
20180306161919
ACCESSION NUMBER: 0001614094-18-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180302
FILED AS OF DATE: 20180306
DATE AS OF CHANGE: 20180306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REICH JOEL D
CENTRAL INDEX KEY: 0001648861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 18670118
MAIL ADDRESS:
STREET 1: NETAPP
STREET 2: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-02
0
0001002047
NetApp, Inc.
NTAP
0001648861
REICH JOEL D
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
Exec VP, Product Operations
Common Stock
2018-03-02
4
M
0
5000
53.22
A
5000
D
Common Stock
2018-03-02
4
M
0
3391
37.64
A
8391
D
Common Stock
2018-03-02
4
M
0
3250
36.59
A
11641
D
Common Stock
2018-03-02
4
S
0
11641
60.0184
D
0
D
Non-Qualified Stock Option (right to buy)
36.59
2018-03-02
4
M
0
3250
60.0184
D
2014-07-03
2021-06-02
Common Stock
3250
1400
D
Non-Qualified Stock Option (right to buy)
37.64
2018-03-02
4
M
0
3391
60.0184
D
2013-07-03
2020-06-02
Common Stock
3391
0
D
Non-Qualified Stock Option (right to buy)
53.22
2018-03-02
4
M
0
5000
60.0184
D
2011-07-01
2018-05-31
Common Stock
5000
5000
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $60.01 to $60.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Joel D Reich
2018-03-06