0001614094-16-000132.txt : 20160607 0001614094-16-000132.hdr.sgml : 20160607 20160607164635 ACCESSION NUMBER: 0001614094-16-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160603 FILED AS OF DATE: 20160607 DATE AS OF CHANGE: 20160607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REICH JOEL D CENTRAL INDEX KEY: 0001648861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 161701778 MAIL ADDRESS: STREET 1: NETAPP STREET 2: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-06-03 0 0001002047 NetApp, Inc. NTAP 0001648861 REICH JOEL D 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP, Product Operations Common Stock 2016-06-03 4 M 0 1200.0 0.0 A 8432 D Common Stock 2016-06-03 4 F 0 391.0 24.94 D 8041 D Common Stock 2016-06-03 4 M 0 3250.0 0.0 A 11291 D Common Stock 2016-06-03 4 F 0 1061.0 24.94 D 10230 D Common Stock 2016-06-06 4 S 0 2500.0 24.9728 D 7730 D Restricted Stock Unit 0.0 2016-06-03 4 M 0 1200.0 0.0 D 2014-06-03 2020-06-03 Common Stock 1200 1200 D Restricted Stock Unit 0.0 2016-06-03 4 M 0 3250.0 0.0 D 2015-06-03 2021-06-02 Common Stock 3250 6500 D Restricted stock units convert into common stock on a one-for-one basis. On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date. On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Joel D Reich 2016-06-07