0001249323-11-000053.txt : 20110706 0001249323-11-000053.hdr.sgml : 20110706 20110706122428 ACCESSION NUMBER: 0001249323-11-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Manish CENTRAL INDEX KEY: 0001474766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 11952318 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-07-01 0 0001002047 NetApp, Inc. NTAP 0001474766 Goel Manish 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP of Product Operations Common Stock 2011-07-01 4 M 0 1875 15.59 A 25221 D Common Stock 2011-07-01 4 M 0 3125 20.69 A 28346 D Common Stock 2011-07-01 4 M 0 9375 37.62 A 37721 D Common Stock 2011-07-01 4 S 0 37721 53.9201 D 0 D Non-Qualified Stock Option (right to buy) 15.59 2011-07-01 4 M 0 1875 0 D 2016-02-16 Common Stock 1875 11875 D Non-Qualified Stock Option (right to buy) 20.69 2011-07-01 4 M 0 3125 0 D 2016-05-31 Common Stock 3125 25000 D Non-Qualified Stock Option (right to buy) 37.62 2011-07-01 4 M 0 9375 0 D 2017-05-31 Common Stock 9375 56250 D The price in Column 4 is a weighted average price. The prices actually received ranged from $53.89 to $53.98. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Janice Mahoney by Power of Attorney For: Manish Goel 2011-07-06