0001503453-19-000028.txt : 20190517
0001503453-19-000028.hdr.sgml : 20190517
20190517162056
ACCESSION NUMBER: 0001503453-19-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blonigan Wendell Thomas
CENTRAL INDEX KEY: 0001410650
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26946
FILM NUMBER: 19835958
MAIL ADDRESS:
STREET 1: INTEVAC, INC.
STREET 2: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEVAC INC
CENTRAL INDEX KEY: 0001001902
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943125814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089869888
MAIL ADDRESS:
STREET 1: 3560 BASSETT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-15
0
0001001902
INTEVAC INC
IVAC
0001410650
Blonigan Wendell Thomas
3560 BASSETT STREET
SANTA CLARA
CA
95054
1
1
0
0
President & CEO
Common Stock
2019-05-15
4
F
0
4958
5.61
D
242545
D
Common Stock
2019-05-15
4
F
0
4958
5.61
D
237587
D
Common Stock
2019-05-15
4
F
0
4958
5.61
D
232629
D
Common Stock
2019-05-15
4
M
0
10000
0.0
A
242629
D
Common Stock
2019-05-16
4
S
0
3783
5.62
D
238846
D
Common Stock
2019-05-16
4
A
0
40000
0.0
A
278846
D
Non-Qualified Stock Option (right to buy)
5.68
2019-05-16
4
A
0
37500
5.68
A
2020-05-16
2026-05-16
Common Stock
37500
37500
D
Restricted Stock Units
0.0
2019-05-15
4
M
0
10000
0.0
D
2017-05-15
Common Stock
10000
10000
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.
The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.
Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date.
By: Kevin Soulsby For: Wendell Blonigan
2019-05-17