0001503453-19-000028.txt : 20190517 0001503453-19-000028.hdr.sgml : 20190517 20190517162056 ACCESSION NUMBER: 0001503453-19-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blonigan Wendell Thomas CENTRAL INDEX KEY: 0001410650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26946 FILM NUMBER: 19835958 MAIL ADDRESS: STREET 1: INTEVAC, INC. STREET 2: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3560 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-05-15 0 0001001902 INTEVAC INC IVAC 0001410650 Blonigan Wendell Thomas 3560 BASSETT STREET SANTA CLARA CA 95054 1 1 0 0 President & CEO Common Stock 2019-05-15 4 F 0 4958 5.61 D 242545 D Common Stock 2019-05-15 4 F 0 4958 5.61 D 237587 D Common Stock 2019-05-15 4 F 0 4958 5.61 D 232629 D Common Stock 2019-05-15 4 M 0 10000 0.0 A 242629 D Common Stock 2019-05-16 4 S 0 3783 5.62 D 238846 D Common Stock 2019-05-16 4 A 0 40000 0.0 A 278846 D Non-Qualified Stock Option (right to buy) 5.68 2019-05-16 4 A 0 37500 5.68 A 2020-05-16 2026-05-16 Common Stock 37500 37500 D Restricted Stock Units 0.0 2019-05-15 4 M 0 10000 0.0 D 2017-05-15 Common Stock 10000 10000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date. The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date. Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date. By: Kevin Soulsby For: Wendell Blonigan 2019-05-17