-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/itrz0M+ilQQGSo9/WIXQXYSbvf0vlZaN9UFIHjaB4Mmcs0/LMKOacm7GLBAZd1 +YCg0dKX9ycPNUrHykXS+w== 0000891547-99-000025.txt : 19990211 0000891547-99-000025.hdr.sgml : 19990211 ACCESSION NUMBER: 0000891547-99-000025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTEVAC INC CENTRAL INDEX KEY: 0001001902 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943125814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50377 FILM NUMBER: 99527597 BUSINESS ADDRESS: STREET 1: 355O BASSETT ST CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089869888 MAIL ADDRESS: STREET 1: 3550 BASSETT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RYBACK MANAGEMENT CORP /MO/ /ADV CENTRAL INDEX KEY: 0000891547 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431615580 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7711 CARONDELET AVE STREET 2: STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147275305 SC 13G 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13-G Under the Securities Exchange Act of 1934 (Amendment No. ) Intevac, Inc. (Name of Issuer) Convertible 6.5% Bond due 2004 (Rule 144A) Convertible 6.5% Bond due 2004 Common Stock (Title of Class of Securities) 461148-AA-6 (Rule 144A, 461148-AC-2 and 461148-10-8 (CUSIP Number) Check the following box if a fee is being paid with this statement (A fee is not required only if the filing person: (1) has a previous statement on reporting the beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) 2 Name of reporting person: Ryback Management Corporation I.R.S. Identification No. of Above Entity 43-1615580 Check Appropriate Box if a member of a group* 3. SEC use only 4. Citizenship or Place of Organization Michigan Number of 5. Sole Voting Power Shares 791,272 shares resulting from the the conversion of 16,320m bonds 72,500 common stock Beneficially 6. Shared Voting Power Owned by Each 7. Sole Dispositive Power Reporting 791,272 shares resulting from the the conversion of 16,320m bonds 72,500 common stock Person With 8. Shared Dispositive Power 9. Aggregate Amount Beneficially owned by each reporting person: 787,878 shares potenially held by the Lindner Dividend Fund 75,894 shares managed by Ryback Management Corp. 10. Check Box if the Aggregate amount in Row (9) excludes certain shares 11. Percent of Class Represented by Amount in Row (9) 6.74% fully diluted 12. Type of Reporting Person IA - Ryback Management Corporation IV - Lindner Investment Series Trust sec 1745 (6-80) SEE INSTRUCTION BEFORE FILLING OUT! 3 SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13g Amendment No. Item 1(a) Name of Issuer: Intevac, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3550 Bassett Street Santa Clara, CA 95054 Item 2(a) Name of Person Filing: Ryback Management Corporation Item 2(b) Address of Principal Business Office: 7711 Carondelet Ave., Box 16900, St. Louis, MO 63105 Item 2(c) Citizenship: Michigan Items 2(d) Title and Class of Securities: Convertible 6.5% Bond due 2004 (Rule 144A) Convertible 6.5% Bond due 2004 and Common Stock Item 2(e) CUSIP: 461148-AA-6 (Rule 144A, 461148-AC-2 and 461148-10-8 Item 3) If this statement is filed pursuant to Rule 13d-1(b) or, 13d-2(b), check whether the person filing is a: [X] Investment Company registered under Section 8 of the Investment Company Act ( LINDNER INVESTMENT SERIES TRUST) [X] Investment Company Adviser registered under Section 203 of the Investment Advisers Act of 1940 (RYBACK MANAGEMENT CORPORATION) Item 4 Ownership: The Shares listed below were held in a fiduciary capacity by Ryback Management Corp. and/or Lindner Investment Series Trust as of December 31, 1998: (A) Amount beneficially owned: 787,878 potential shares held by Lindner Dividend Fund and 75,894 common and potential shares managed by Ryback Management Corp. (B) Percent of class: 6.74% (C) Number of shares as to which such subject COMPANY has: (1)sole power to vote or direct to vote: 863,772 (2)shared power to vote or direct to vote: (3)sole power to dispose of or direct disposition of: 863,772 (4)shared power to dispose or direct disposition of: Instruction: For computation regarding securities which represent the right to acquire an underlying security see Rule 13d-3(d)(1). 4 Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Lindner Dividend Fund, a registered investment company, is the holder of 955,000m convertible bonds. If converted, these shares would result in a holding of 6.24% of the outstanding common shares. Lindner Dividend Fund is a separate series of the Lindner Investment Series Trust. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported On By the Parent Holding Company. See Item 3 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: January 29, 1999 /S/ Eric E. Ryback, President Ryback Management Corporation Lindner Investment Series Trust (314) 727-5305 -----END PRIVACY-ENHANCED MESSAGE-----