-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MS91TXTmWneWwo6wfl9ro03iWJui89tNe67q7mRSHCvnH2KUFnSrZ4fisIp3bi9y nCT44Y/X9v9KXaLdlUqiUQ== 0001370222-10-000002.txt : 20101101 0001370222-10-000002.hdr.sgml : 20101101 20101101125332 ACCESSION NUMBER: 0001370222-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101022 FILED AS OF DATE: 20101101 DATE AS OF CHANGE: 20101101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Timothy B CENTRAL INDEX KEY: 0001370222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-43664 FILM NUMBER: 101154118 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 01940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTORS CAPITAL HOLDINGS LTD CENTRAL INDEX KEY: 0001001871 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 043284631 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 230 BROADWAY EAST CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 7815938565 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 01940 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-22 0 0001001871 INVESTORS CAPITAL HOLDINGS LTD ich 0001370222 Murphy Timothy B 230 BROADWAY LYNNFIELD MA 01940 1 1 0 0 President & CEO common stock, $0.01 par value 2010-10-22 4 S 0 1000 3.799 D 331182 D common stock, $0.01 par value 300 I By Children's 529 Plan Option 1 2010-11-01 2010-11-01 common stock, $0.01 par value 150000 150000 D Options are immediately exercisable and have no expiration date. Timothy B. Murphy 2010-11-01 -----END PRIVACY-ENHANCED MESSAGE-----