0001140361-13-045247.txt : 20131209
0001140361-13-045247.hdr.sgml : 20131209
20131209143733
ACCESSION NUMBER: 0001140361-13-045247
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131101
FILED AS OF DATE: 20131209
DATE AS OF CHANGE: 20131209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTORS CAPITAL HOLDINGS LTD
CENTRAL INDEX KEY: 0001001871
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 043284631
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6 KIMBALL LANE
STREET 2: SUITE 150
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 7814774781
MAIL ADDRESS:
STREET 1: 6 KIMBALL LANE
STREET 2: SUITE 150
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murphy Timothy B
CENTRAL INDEX KEY: 0001370222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-43664
FILM NUMBER: 131265266
MAIL ADDRESS:
STREET 1: 230 BROADWAY
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
4
1
doc1.xml
FORM 4
X0306
4
2013-11-01
0
0001001871
INVESTORS CAPITAL HOLDINGS LTD
ICH
0001370222
Murphy Timothy B
6 KIMBALL LANE, SUITE 150
LYNNFIELD
MA
01940
0
1
0
0
Chief Executive Officer
Common Stock, $0.01 par value per share
2013-11-01
4
P
0
100
7.04
A
598358
D
Common Stock, $0.01 par value per share
10500
I
Held for Acct of children
Common Stock, $0.01 par value per share
3666
I
Held by Spouse
Options to purchase
1.00
2013-11-13
ICH
150000
150000
D
Options have no expiration date.
/s/ Timothy B. Murphy
2013-11-13