0001140361-13-045247.txt : 20131209 0001140361-13-045247.hdr.sgml : 20131209 20131209143733 ACCESSION NUMBER: 0001140361-13-045247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTORS CAPITAL HOLDINGS LTD CENTRAL INDEX KEY: 0001001871 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 043284631 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6 KIMBALL LANE STREET 2: SUITE 150 CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 7814774781 MAIL ADDRESS: STREET 1: 6 KIMBALL LANE STREET 2: SUITE 150 CITY: LYNNFIELD STATE: MA ZIP: 01940 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Timothy B CENTRAL INDEX KEY: 0001370222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-43664 FILM NUMBER: 131265266 MAIL ADDRESS: STREET 1: 230 BROADWAY CITY: LYNNFIELD STATE: MA ZIP: 01940 4 1 doc1.xml FORM 4 X0306 4 2013-11-01 0 0001001871 INVESTORS CAPITAL HOLDINGS LTD ICH 0001370222 Murphy Timothy B 6 KIMBALL LANE, SUITE 150 LYNNFIELD MA 01940 0 1 0 0 Chief Executive Officer Common Stock, $0.01 par value per share 2013-11-01 4 P 0 100 7.04 A 598358 D Common Stock, $0.01 par value per share 10500 I Held for Acct of children Common Stock, $0.01 par value per share 3666 I Held by Spouse Options to purchase 1.00 2013-11-13 ICH 150000 150000 D Options have no expiration date. /s/ Timothy B. Murphy 2013-11-13