-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q5+OqtMNNnBAXIm/y8M/msmpEX1SMGsnvRz8McwVNMtOLEG44O/te3nm7W9ByYdx C5SDEWpnu5aA0v3F9w22hQ== 0001172661-10-000172.txt : 20100216 0001172661-10-000172.hdr.sgml : 20100215 20100216125427 ACCESSION NUMBER: 0001172661-10-000172 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST PIPE CO CENTRAL INDEX KEY: 0001001385 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 930557988 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44989 FILM NUMBER: 10605190 BUSINESS ADDRESS: STREET 1: 12005 N BURGARD STREET 2: P O BOX 83149 CITY: PORTLAND STATE: OR ZIP: 97203 BUSINESS PHONE: 5032851400 MAIL ADDRESS: STREET 1: 12005 N BURGARD STREET 2: P O BOX 83149 CITY: PORTLAND STATE: OR ZIP: 97203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WENTWORTH HAUSER & VIOLICH CENTRAL INDEX KEY: 0000105692 IRS NUMBER: 911631301 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4159816911 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: TURRELL & DAHL DATE OF NAME CHANGE: 19820322 FORMER COMPANY: FORMER CONFORMED NAME: TURRELL DAHL & BELDEN DATE OF NAME CHANGE: 19690909 FORMER COMPANY: FORMER CONFORMED NAME: WENTWORTH DAHL & BELDEN DATE OF NAME CHANGE: 19661118 SC 13G/A 1 nwpx123109a1.txt SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Northwest Pipe Company (Name of Issuer) Common Stock (Title of Class of Securities) 667746101 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 667746101 1. Names of Reporting Person Wentworth, Hauser & Violich, Inc. 2. Check the Appropriate Box if a Member Of a Group [ ] (a) [ ] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Washington, United States 5. Sole Voting Power: 181,538 Number of Shares 6. Shared Voting Power: 0 Beneficially Owned by 7. Sole Dispositive Power: 503,233 Each Reporting Person With 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 503,233 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 5.45% 12. Type of Reporting Person IA Item 1. (a) Issuer: Northwest Pipe Company Address: 5721 SE Columbia Way, Suite 200 Vancouver, Washington 98661 Item 2. (a) Name of Person Filing: Wentworth, Hauser & Violich, Inc. ("Wentworth") (b) Address of Principal Business Offices: 301 Battery Street, Suite 400 San Francisco, CA 94111-3203 United States (c) Citizenship: Please refer to Item 4 on each cover sheet for each filing person. (d) Title of Class of Securities Common Stock (e) CUSIP Number: 667746101 Item 3. Wentworth, Hauser & Violich, Inc. is an investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); Item 4. Ownership Please see Items 5 - 9 and 11 on each cover sheet for each filing person. Under the definition of "beneficial ownership" in Rule 13d-3 under the Securities Exchange Act of 1934, it is also possible that the individual directors, executive officers, and/or shareholders of Wentworth might be deemed the "beneficial owners" of some or all of the securities to which this Schedule 13G/A relates in that they might be deemed to share the power to direct the voting or disposition of such securities. Neither the filing of this Schedule 13G/A nor any of its contents shall be deemed to constitute an admission that any of such individuals is, for any purpose, the beneficial owner of any of the securities to which this Schedule 13G/A relates, and such beneficial ownership is expressly disclaimed. Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 2010 Wentworth, Hauser & Violich, Inc. By: /s/ Bradford Hall -------------------------- Name: Bradford Hall Title: Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----