0001225208-13-005089.txt : 20130222
0001225208-13-005089.hdr.sgml : 20130222
20130222163153
ACCESSION NUMBER: 0001225208-13-005089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130220
FILED AS OF DATE: 20130222
DATE AS OF CHANGE: 20130222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patton Robert J
CENTRAL INDEX KEY: 0001448828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14050
FILM NUMBER: 13634665
MAIL ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
STREET 2: 740 WEST NEW CIRCLE RD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/
CENTRAL INDEX KEY: 0001001288
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 061308215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
CITY: LEXINGTON
STATE: KY
ZIP: 40550
BUSINESS PHONE: 8592322000
MAIL ADDRESS:
STREET 1: 740 WEST NEW CIRCLE ROAD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC
DATE OF NAME CHANGE: 19951114
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\
DATE OF NAME CHANGE: 19950922
4
1
doc4.xml
X0306
4
2013-02-20
0001001288
LEXMARK INTERNATIONAL INC /KY/
LXK
0001448828
Patton Robert J
ONE LEXMARK CENTRE DRIVE
740 WEST NEW CIRCLE ROAD
LEXINGTON
KY
40550
1
VP, Gen Counsel & Secretary
Class A Common Stock
2013-02-20
4
A
0
11000.0000
0.0000
A
57988.0000
D
Class A Common Stock
2013-02-20
4
S
0
1737.0000
22.0702
D
56251.0000
D
Class A Common Stock
3558.5720
I
By 401(k)
Represents an award to the Reporting Person of an equal number of restricted stock units (RSUs) granted pursuant to the Issuer's stock incentive plan, which will vest and settle as follows: 34% on February 24, 2014, and 33% on each of February 24, 2015 and February 24, 2016.
Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.07 to $22.071, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
44,030 of these securities are RSUs and earned performance-based RSUs (PRSUs), including associated dividend equivalent units, which have not yet vested.
/s/ Ian C. Lofwall, Attorney-in-Fact
2013-02-22