0001225208-13-005089.txt : 20130222 0001225208-13-005089.hdr.sgml : 20130222 20130222163153 ACCESSION NUMBER: 0001225208-13-005089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patton Robert J CENTRAL INDEX KEY: 0001448828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14050 FILM NUMBER: 13634665 MAIL ADDRESS: STREET 1: ONE LEXMARK CENTRE DR STREET 2: 740 WEST NEW CIRCLE RD CITY: LEXINGTON STATE: KY ZIP: 40550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 4 1 doc4.xml X0306 4 2013-02-20 0001001288 LEXMARK INTERNATIONAL INC /KY/ LXK 0001448828 Patton Robert J ONE LEXMARK CENTRE DRIVE 740 WEST NEW CIRCLE ROAD LEXINGTON KY 40550 1 VP, Gen Counsel & Secretary Class A Common Stock 2013-02-20 4 A 0 11000.0000 0.0000 A 57988.0000 D Class A Common Stock 2013-02-20 4 S 0 1737.0000 22.0702 D 56251.0000 D Class A Common Stock 3558.5720 I By 401(k) Represents an award to the Reporting Person of an equal number of restricted stock units (RSUs) granted pursuant to the Issuer's stock incentive plan, which will vest and settle as follows: 34% on February 24, 2014, and 33% on each of February 24, 2015 and February 24, 2016. Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.07 to $22.071, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 44,030 of these securities are RSUs and earned performance-based RSUs (PRSUs), including associated dividend equivalent units, which have not yet vested. /s/ Ian C. Lofwall, Attorney-in-Fact 2013-02-22