0001225208-12-021868.txt : 20121026
0001225208-12-021868.hdr.sgml : 20121026
20121026160137
ACCESSION NUMBER: 0001225208-12-021868
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121026
FILED AS OF DATE: 20121026
DATE AS OF CHANGE: 20121026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/
CENTRAL INDEX KEY: 0001001288
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 061308215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
CITY: LEXINGTON
STATE: KY
ZIP: 40550
BUSINESS PHONE: 8592322000
MAIL ADDRESS:
STREET 1: 740 WEST NEW CIRCLE ROAD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC
DATE OF NAME CHANGE: 19951114
FORMER COMPANY:
FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\
DATE OF NAME CHANGE: 19950922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROOKE PAUL A
CENTRAL INDEX KEY: 0001186632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14050
FILM NUMBER: 121164477
MAIL ADDRESS:
STREET 1: ONE LEXMARK CENTRE DR
STREET 2: 740 WEST NEW CIRCLE RD
CITY: LEXINGTON
STATE: KY
ZIP: 40550
4
1
doc4.xml
X0306
4
2012-10-26
0001001288
LEXMARK INTERNATIONAL INC /KY/
LXK
0001186632
ROOKE PAUL A
ONE LEXMARK CENTRE DRIVE
740 WEST NEW CIRCLE ROAD
LEXINGTON
KY
40550
1
1
Chairman and CEO
Class A Common Stock
2012-10-26
4
S
0
2745.0000
21.4107
D
73461.0000
D
Class A Common Stock
574.0010
I
By 401(k)
Class A Common Stock
101863.0000
I
By Trust
Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.4100 to $21.4110, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
68,437 of these securities are RSUs and earned performance-based RSUs, including associated DEUs, which have not yet vested.
/s/ Ian C. Lofwall, Attorney-in-Fact
2012-10-26