0001225208-12-021868.txt : 20121026 0001225208-12-021868.hdr.sgml : 20121026 20121026160137 ACCESSION NUMBER: 0001225208-12-021868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121026 FILED AS OF DATE: 20121026 DATE AS OF CHANGE: 20121026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROOKE PAUL A CENTRAL INDEX KEY: 0001186632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14050 FILM NUMBER: 121164477 MAIL ADDRESS: STREET 1: ONE LEXMARK CENTRE DR STREET 2: 740 WEST NEW CIRCLE RD CITY: LEXINGTON STATE: KY ZIP: 40550 4 1 doc4.xml X0306 4 2012-10-26 0001001288 LEXMARK INTERNATIONAL INC /KY/ LXK 0001186632 ROOKE PAUL A ONE LEXMARK CENTRE DRIVE 740 WEST NEW CIRCLE ROAD LEXINGTON KY 40550 1 1 Chairman and CEO Class A Common Stock 2012-10-26 4 S 0 2745.0000 21.4107 D 73461.0000 D Class A Common Stock 574.0010 I By 401(k) Class A Common Stock 101863.0000 I By Trust Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.4100 to $21.4110, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 68,437 of these securities are RSUs and earned performance-based RSUs, including associated DEUs, which have not yet vested. /s/ Ian C. Lofwall, Attorney-in-Fact 2012-10-26