SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ROOKE PAUL A

(Last) (First) (Middle)
ONE LEXMARK CENTRE DRIVE
740 WEST NEW CIRCLE ROAD

(Street)
LEXINGTON KY 40550

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEXMARK INTERNATIONAL INC /KY/ [ LXK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
10/27/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/27/2004 M 12,000 A $50.08 24,000 D
Class A Common Stock 10/27/2004 M 3,000 A $59.42 27,000 D
Class A Common Stock 10/27/2004 M 8,325 A $58.42 35,325 D
Class A Common Stock 10/27/2004 M 794 A $75.64 36,119 D
Class A Common Stock 10/27/2004 F 7,512 D $80.01 28,607 D
Class A Common Stock 10/27/2004 F 2,228 D $80.01 26,379 D
Class A Common Stock 10/27/2004 F 6,079 D $80.01 20,300 D
Class A Common Stock 10/27/2004 F 751 D $80.01 19,549 D
Class A Common Stock 10/27/2004 S 649 D $80.68 18,900 D
Class A Common Stock 10/27/2004 S 100 D $80.63 18,800 D
Class A Common Stock 10/27/2004 S 300 D $80.62 18,500 D
Class A Common Stock 10/27/2004 S 200 D $80.58 18,300 D
Class A Common Stock 10/27/2004 S 6,300 D $80.57 12,000(1) D
Class A Common Stock 41,059 I By Trust
Class A Common Stock 1,192 I By Employee Stock Purchase Plan
Class A Common Stock 552 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option(2) $75.64 10/27/2004 M 794 05/18/2004 11/15/2005 Class A Common Stock 794 $0 0.00 D
Employee Stock Option(2) $80.01 10/27/2004 A 751 04/27/2005 11/15/2005 Class A Common Stock 751 $0 751 D
Employee Stock Option(2) $50.08 10/27/2004 M 12,000 02/21/2002 02/21/2011 Class A Common Stock 12,000 $0 35,000 D
Employee Stock Option(2) $80.01 10/27/2004 A 7,512 04/27/2005 02/21/2011 Class A Common Stock 7,512 $0 7,512 D
Employee Stock Option(2) $59.42 10/27/2004 M 3,000 10/31/2003 10/31/2012 Class A Common Stock 3,000 $0 12,000 D
Employee Stock Option(2) $80.01 10/27/2004 A 2,228 04/27/2005 10/31/2012 Class A Common Stock 2,228 $0 2,228 D
Employee Stock Option(2) $58.42 10/27/2004 M 8,325 02/11/2004 02/11/2013 Class A Common Stock 8,325 $0 37,600 D
Employee Stock Option(2) $80.01 10/27/2004 A 6,079 04/27/2005 02/11/2013 Class A Common Stock 6,079 $0 6,079 D
Explanation of Responses:
1. 12,000 of these securities are restricted stock units from a grant made and reported on February 25, 2004 - - 4,000 of which will vest on each of February 25, 2006, February 25, 2008 and February 25, 2010.
2. Right to Buy with Tandem Tax Withholding Right
Remarks:
By: /s/ Joseph M. Kamer, Attorney-in-Fact 10/29/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.