0001001250-20-000080.txt : 20200908
0001001250-20-000080.hdr.sgml : 20200908
20200908163427
ACCESSION NUMBER: 0001001250-20-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200903
FILED AS OF DATE: 20200908
DATE AS OF CHANGE: 20200908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freda Fabrizio
CENTRAL INDEX KEY: 0001428855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14064
FILM NUMBER: 201164500
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC
CENTRAL INDEX KEY: 0001001250
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 112408943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2125724200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-09-03
0001001250
ESTEE LAUDER COMPANIES INC
EL
0001428855
Freda Fabrizio
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK
NY
10153
1
1
0
0
President and CEO
Class A Common Stock
2020-09-03
4
A
0
40682
0
A
108856
D
Class A Common Stock
2020-09-03
4
F
0
21651
219.8
D
87205
D
Class A Common Stock
2020-09-04
4
S
0
1440
212.67
D
85765
D
Class A Common Stock
2020-09-04
4
S
0
3006
213.85
D
82759
D
Class A Common Stock
2020-09-04
4
S
0
1634
214.87
D
81125
D
Class A Common Stock
2020-09-04
4
S
0
2725
215.92
D
78400
D
Class A Common Stock
2020-09-04
4
S
0
7567
217.06
D
70833
D
Class A Common Stock
2020-09-04
4
S
0
2221
218.15
D
68612
D
Class A Common Stock
2020-09-04
4
S
0
438
218.79
D
68174
D
Option (Right to Buy)
218.06
2020-09-03
4
A
0
89746
0
A
2030-09-03
Class A Common Stock
89746
89746
D
Restricted Stock Units (Share Payout)
0
2020-09-03
4
A
0
23914
0
A
Class A Common Stock
23914
23914
D
Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on August 31, 2020.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Sales prices range from $212.17 to $213.14 per share, inclusive.
Sales prices range from $213.27 to $214.25 per share, inclusive.
Sales prices range from $214.28 to $215.21 per share, inclusive.
Sales prices range from $215.49 to $216.28 per share, inclusive.
Sales prices range from $216.55 to $217.44 per share, inclusive.
Sales prices range from $217.58 to $218.44 per share, inclusive.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 29,915 shares exercisable from and after January 1, 2022; 29,915 shares exercisable from and after January 1, 2023; and 29,916 shares exercisable from and after January 1, 2024.
Not applicable.
Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 7,971 on November 1, 2021; 7,971 on November 1, 2022; and 7,972 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
Fabrizio Freda, by Maureen Sladek, attorney-in-fact
2020-09-08