0001001250-18-000094.txt : 20181102 0001001250-18-000094.hdr.sgml : 20181102 20181102170316 ACCESSION NUMBER: 0001001250-18-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freda Fabrizio CENTRAL INDEX KEY: 0001428855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 181157863 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-10-31 0001001250 ESTEE LAUDER COMPANIES INC EL 0001428855 Freda Fabrizio THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 1 1 0 0 President and CEO Class A Common Stock 2018-10-31 4 M 0 40782 0 A 113956 D Class A Common Stock 2018-10-31 4 F 0 21705 140.80 D 92251 D Restricted Stock Units (Share Payout) 0 2018-10-31 4 M 0 14753 0 D 2018-10-31 2018-10-31 Class A Common Stock 14753 0 D Restricted Stock Units (Share Payout) 0 2018-10-31 4 M 0 13690 0 D 2018-10-31 2019-10-31 Class A Common Stock 13690 13691 D Restricted Stock Units (Share Payout) 0 2018-10-31 4 M 0 12339 0 D 2018-10-31 2020-11-02 Class A Common Stock 12339 24678 D Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2015, September 6, 2016 and September 5, 2017. Not applicable. Represents the withholding of shares for tax purposes. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. RSUs from grant dated September 4, 2015. RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 13,691 on October 31, 2019. RSUs from grant dated September 3, 2014. Assuming continued employment, RSUs will vest and be paid out as follows: 12,339 on October 31, 2019 and 12,339 on November 2, 2020. Fabrizio Freda, by Spencer G. Smul, attorney-in-fact 2018-11-02