-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jrb08rXMErBgQfyEyUKb0b/x44t6+iMpibiIlxxXJIlAW/DbvbK084azcTLNvnAb JqtbGNp5+dwONAZjwK5Qeg== 0001001250-10-000343.txt : 20101210 0001001250-10-000343.hdr.sgml : 20101210 20101210161106 ACCESSION NUMBER: 0001001250-10-000343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101208 FILED AS OF DATE: 20101210 DATE AS OF CHANGE: 20101210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUDER RONALD S CENTRAL INDEX KEY: 0000942617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 101245086 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-08 0001001250 ESTEE LAUDER COMPANIES INC EL 0000942617 LAUDER RONALD S C/O THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 1 0 Chairman, Clinique Labs, LLC Class A Common Stock 2010-12-08 4 C 0 400000 A 457553 D Class A Common Stock 2010-12-08 4 S 0 150000 77.4809 D 307553 D Class A Common Stock 2010-12-09 4 S 0 197520 78.0499 D 110033 D Class A Common Stock 2010-12-09 4 S 0 2480 78.4995 D 107553 D Class A Common Stock 3182 I By Decendants of RSL 1966 Trust Class B Common Stock 0 2010-12-08 4 C 0 400000 D Class A Common Stock 400000 6664488 D Class B Common Stock 0 Class A Common Stock 3182 3182 I By Descendants of RSL 1966 Trust On August 25, 2010, Ronald S. Lauder ("RSL") converted 350,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock. RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. RSL undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range. Sales prices range from $77.30 to $78.01 per share, inclusive. Sales prices range from $77.45 to $78.44 per share, inclusive. Sales prices range from $78.45 to $78.56 per share, inclusive. Ronald S. Lauder, by Spencer G. Smul, Attorney-in-fact 2010-12-10 -----END PRIVACY-ENHANCED MESSAGE-----