-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qwy8LhHZzaCEKCSjinWnGHDmPZaB5NWRERH2cWZh84wRvq9yHPN7Qvv/A+FyX5Ij W660U1Nukwt33CsiZUPFtQ== 0000950149-00-000735.txt : 20000403 0000950149-00-000735.hdr.sgml : 20000403 ACCESSION NUMBER: 0000950149-00-000735 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANGAMO BIOSCIENCES INC CENTRAL INDEX KEY: 0001001233 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 680359556 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-30171 FILM NUMBER: 589654 BUSINESS ADDRESS: STREET 1: 501 CANAL BLVD STREET 2: SUITE A100 CITY: RICHMOND STATE: CA ZIP: 94804 BUSINESS PHONE: 5109706000 MAIL ADDRESS: STREET 1: 501 CANAL BLVD STREET 2: SUITE A100 CITY: RICHMOND STATE: CA ZIP: 94804 8-A12G 1 FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SANGAMO BIOSCIENCES, INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) DELAWARE 68-0359556 -------------------------- ------------------ (State of Incorporation or (I.R.S. Employer Organization) Identification No.) 501 CANAL BOULEVARD, SUITE A200, RICHMOND, CA 94804 - --------------------------------------------- --------- (Address of principal executive offices) (Zip Code) If this form relates to the If this form relates to the registration of a class of registration of a class of securities pursuant to securities pursuant to Section 12(b) of the Exchange Section 12(g) of the Exchange Act and is effective pursuant Act and is effective pursuant to General Instruction A.(c), to General Instruction A.(d), please check the following please check the following box. [ ] box. [X] Securities Act registration statement file number to which this form relates: 333-30134 - --------------- (If applicable) Securities to be registered pursuant to Section 12(b) of the Act: Title of Each Class Name of Each Exchange on Which to be so Registered Each Class is to be Registered ------------------- ------------------------------ - ------------------------------------- ------------------------------------- - ------------------------------------- ------------------------------------- Securities to be registered pursuant to Section 12(g) of the Act: COMMON STOCK, $0.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class) - -------------------------------------------------------------------------------- (Title of Class) 1 2 Item 1. Description of Registrant's Securities to be Registered. -------------------------------------------------------- Incorporated herein by reference to the Description of Capital Stock section of the Company's Registration Statement on Form S-1 (File No. 333-30134) (the "Registration Statement"), as originally filed on February 11, 2000, or as subsequently amended. Item 2. Exhibits. --------- Exhibit Number Description - ------ ----------- 3.1 Amended and Restated Certificate of Incorporation of the Registrant, as filed with the Delaware Secretary of State is incorporated herein by reference to Exhibit 3.1 to Amendment No. 1 to the Company's Registration Statement on Form S-1 (File No. 333-30134). 3.2 Amended and Restated Bylaws of the Registrant are incorporated herein by reference to Exhibit 3.2 to Amendment No. 1 to the Company's Registration Statement on Form S-1 (File No. 333-30134). 4.1 Form of Registrant's Specimen Common Stock Certificate.
2 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, there-to duly authorized. SANGAMO BIOSCIENCES, INC. Date: March 29, 2000 By: /s/ Shawn K. Johnson ---------------------- Shawn K. Johnson Director of Finance 3 4 EXHIBIT INDEX Exhibit Number Description - ------ ----------- 3.1 Amended and Restated Certificate of Incorporation of the Registrant, as filed with the Delaware Secretary of State is incorporated herein by reference to Exhibit 3.1 to Amendment No. 1 to the Company's Registration Statement on Form S-1 (File No. 333-30134). 3.2 Amended and Restated Bylaws of the Registrant are incorporated herein by reference to Exhibit 3.2 to Amendment No. 1 to the Company's Registration Statement on Form S-1 (File No. 333-30134). 4.1 Form of Registrant's Specimen Common Stock Certificate.
EX-4.1 2 FORM OF REGISTRANT'S SPECIMEN COMMON STOCK CERT. 1 SANGAMO BIOSCIENCES, INC. INCORPORATED IN THE STATE OF DELAWARE COMMON SHARES COMMON SHARES THIS CERTIFICATE IS TRANSFERABLE CUSIP 80677 10 6 IN BOSTON, MA AND NEW YORK, NY SEE REVERSE FOR CERTAIN DEFINITIONS This certifies that is the recordholder of FULLY PAID AND NONASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $0.01 PER SHARE of Sangamo BioSciences, Inc. transferable on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. /s/ Shawn Johnson /s/ Edward O. Lanphier Secretary President and Chief Executive Officer Countersigned and Registered EQUISERVE TRUST COMPANY, N.A. By: [illegible] ------------------------ Authorized Signature 2 SANGAMO BIOSCIENCES, INC. Upon request the Corporation will furnish any holder of shares of Common Stock of the Corporation, without charge, with a full statement of the powers, designations, preferences, and relative, participating, optional or other special rights of any class or series of capital stock of this Corporation, and the qualifications, limitations or restrictions of such preferences and/or rights. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM -- as tenants in common TEN ENT -- as tenants by the entireties JT TEN -- as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT -- Custodian -------------------------- ---------------------- (cust) (minor) under Uniform Gift to Minor Act ----------------------- (state) Additional abbreviations may also be used although not in the above item. For Value received, ___________________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ______________________________________ ________________________________________________________________________________ (PLEASE PRINT OR TYPEWRITE THE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE) ________________________________________________________________________________ ________________________________________________________________________________ _________________________________________________________________________ Shares of Common Stock represented by the within Certificate, and to hereby irrevocably constitute and appoint _______________________________________________________________________ Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated ____________________ In presence of X _______________________________ X ________________________________ THE SIGNATURE TO THE ASSIGMENT MUST CORRESPOND WITH THE NAME AS NOTICE: WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed By ______________________________ THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANK, STOCKBROKER, SAVINGS AND LOAN ASSOCIATION AND CREDIT UNION WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO SEC RULE 17 AND 18. -----END PRIVACY-ENHANCED MESSAGE-----