FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
OYO GEOSPACE CORP [ OYOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/24/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $.01 par value | 04/24/2006 | X | 160,000 | D | $14 | 1,285,000 | I | By OYO Corporation U.S.A. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (obligation to sell)(1) | $14 | 04/24/2006 | X | 160,000 | 04/17/2001 | 04/15/2008 | Common Stock | 160,000 | $0 | 0(2) | I | By OYO Corporation U.S.A. |
Explanation of Responses: |
1. Pursuant to a privately negotiated agreement between OYO Corporation U.S.A. and Ernest M. Hall, Jr. dated as of April 16, 1998, as amended, OYO Corporation U.S.A. granted Mr. Hall options to purchase 160,000 shares of common stock, par value $.01 per share of OYO Geospace Corporation held by OYO Corporation U.S.A. Mr. Hall holds options to purchase an additional 135,000 shares of common stock, par value $.01 per share, of OYO Geospace Corporation held by OYO Corporation U.S.A. pursuant to another privately negotiated agreement between OYO Corporation U.S.A. and Ernest M. Hall, Jr. dated as of June 28, 2002. OYO Geospace Corporation is not a party to this transaction. |
2. The reported transaction reflects Mr. Hall's exercise of the options granted pursuant to the agreement described in Footnote 1 for 160,000 shares of common stock, par value $.01 per share of OYO Geospace Corporation held by OYO Corporation U.S.A. Mr. Hall also holds options for 135,000 shares of common stock, par value $.01 per share of OYO Geospace Corporation held by OYO Corporation U.S.A. pursuant to another privately negotiated agreement with OYO Corporation U.S.A. |
Katsuhiko Kobayashi | 04/25/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |