-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O234NK3BBsGx98/X7NL+9YGOc+alUy6aaPsE0Zz2rT59hssiLsWUjQsDhpwD+rHT bch3IcQKzQj3WUpM5drJmQ== 0000950134-97-009470.txt : 19971223 0000950134-97-009470.hdr.sgml : 19971223 ACCESSION NUMBER: 0000950134-97-009470 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971222 SROS: NONE GROUP MEMBERS: CHANEY R & PARTNERS III LP GROUP MEMBERS: R. CHANEY & PARTNERS, INC. GROUP MEMBERS: ROBERT H. CHANEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-52075 FILM NUMBER: 97742015 BUSINESS ADDRESS: STREET 1: 7334 N GESSNER RD CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139399700 MAIL ADDRESS: STREET 1: 9777 W GULF BANK ROAD SUITE 5 CITY: HOUSTON STATE: TX ZIP: 77040 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANEY R & PARTNERS III LP CENTRAL INDEX KEY: 0001036061 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 909 FANNIN STE 1275 STREET 2: TWO HOUSTON CENTER CITY: HOUSTON STATE: TX ZIP: 77010-1006 BUSINESS PHONE: 7137531315 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D - R. CHANEY & PARTNERS 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* OYO GEOSPACE CORPORATION (NAME OF ISSUER) COMMON STOCK, $.01 PAR VALUE PER SHARE (TITLE OF CLASS OF SECURITIES) 671074-10-2 (CUSIP NUMBER) ROBERT H. CHANEY R. CHANEY & PARTNERS III L.P. 909 FANNIN, SUITE 1275 TWO HOUSTON CENTER HOUSTON, TEXAS 77010-1006 (713) 753-1315 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) DECEMBER 12, 1997 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 2 CUSIP NO. 671074-10-2 SCHEDULE 13D - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons R. CHANEY & PARTNERS III L.P. - ------------------------------------------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) OO (See Item 3) - ------------------------------------------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------------------------- (6) Citizenship or Place of Organization R. CHANEY & PARTNERS III L.P. IS A LIMITED PARTNERSHIP FORMED UNDER THE LAWS OF THE STATE OF DELAWARE. - ------------------------------------------------------------------------------------------------------------------- (7) Sole Voting Power 0 Number of Shares -------------------------------------------------------------------------------- Beneficially Owned By (8) Shared Voting Power 383,000(1) Each -------------------------------------------------------------------------------- Reporting Person With (9) Sole Dispositive Power 0 -------------------------------------------------------------------------------- (10) Shared Dispositive Power 383,000(1) - ------------------------------------------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 383,000 - ------------------------------------------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 7.4%(2) - ------------------------------------------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------------------------------------------
- ------------------- (1) Voting and dispositive power is shared among the Partnership, the General Partner, and the Sole Shareholder (as defined). (2) Based on 5,150,000 shares of Common Stock believed to be issued and outstanding as of December 10, 1997. Page 2 of 7 3 CUSIP NO. 671074-10-2 SCHEDULE 13D - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons R. CHANEY & PARTNERS, INC. - ------------------------------------------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) OO (See Item 3) - ------------------------------------------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------------------------- (6) Citizenship or Place of Organization R. CHANEY & PARTNERS, INC. IS A CORPORATION ORGANIZED UNDER THE LAWS OF THE STATE OF TEXAS. - ------------------------------------------------------------------------------------------------------------------- (7) Sole Voting Power 0 Number of Shares -------------------------------------------------------------------------------- Beneficially Owned By (8) Shared Voting Power 383,000 (1) Each -------------------------------------------------------------------------------- Reporting Person with (9) Sole Dispositive Power 0 -------------------------------------------------------------------------------- (10) Shared Dispositive Power 383,000 (1) - ------------------------------------------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 383,000 - ------------------------------------------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 7.4% (2) - ------------------------------------------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------------------------------------------
- ------------------- 1 Voting and dispositive power is shared among the Partnership, the General Partner, and the Sole Shareholder (as defined). 2 Based on 5,150,000 shares of Common Stock believed to be issued and outstanding as of December 10, 1997. Page 3 of 7 4 CUSIP NO. 671074-10-2 SCHEDULE 13D - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons ROBERT H. CHANEY - ------------------------------------------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) OO (See Item 3) - ------------------------------------------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------------------------------------------- (6) Citizenship or Place of Organization ROBERT H. CHANEY IS A CITIZEN OF THE UNITED STATES. - ------------------------------------------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power 0 Beneficially -------------------------------------------------------------------------------- Owned By (8) Shared Voting Power 383,0001(1) ------------------------------------------------------------------------------- Each Reporting (9) Sole Dispositive Power 0 Person With -------------------------------------------------------------------------------- (10) Shared Dispositive Power 383,000 (1) - ------------------------------------------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 383,000 - ------------------------------------------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 7.4% (2) - ------------------------------------------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------------------------------------------
1 Voting and dispositive power is shared among the Partnership, the General Partner, and the Sole Shareholder (as defined). 2 Based on 5,150,000 shares of Common Stock believed to be issued and outstanding as of December 10, 1997. Page 4 of 7 5 The Schedule 13D filed by R. Chaney & Partners III L.P. (the "Partnership"), R. Chaney and Partners, Inc. (the "General Partner") and Robert H. Chaney (the "Sole Shareholder") with the Securities and Exchange Commission on December 15, 1997, is hereby amended as follows: ITEM 1. SECURITY AND ISSUER No modification. ITEM 2. IDENTITY AND BACKGROUND No modification. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The Partnership purchased 80,000 shares of Common Stock of the Issuer at a price per share of $14.00, for a total purchase price of $1,120,000 in the initial public offering of the Issuer. The Partnership purchased 303,000 additional shares of Common Stock in open market transactions on the Nasdaq National Market pursuant to the following schedule:
Date Number of Shares Price Per Share($) ---- ---------------- ------------------ 11/21/97 10,000 15.25 11/25/97 50,000 15.25 11/24/97 60,000 15.29 11/25/97 10,000 15.25 12/01/97 3,000 15.13 12/02/97 25,000 15.16 12/05/97 35,000 15.25 12/12/97 80,000 15.15 12/15/97 4,000 15.13 12/16/97 26,000 15.13
The Partnership obtained the funds necessary to purchase the shares from contributions from the General Partner and the limited partners of the Partnership. ITEM 4. PURPOSE OF TRANSACTION No modification. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5(a) The Partnership. The Partnership beneficially owns 383,000 shares of Common Stock. Page 5 of 7 6 The number of shares of Common Stock believed to be issued and outstanding as of December 10, 1997 for purposes of this Schedule 13D/A is 5,150,000. The Partnership is deemed to beneficially own 383,000 shares out of the 5,150,000 shares, or 7.4 percent, of the issued and outstanding shares of Common Stock. The General Partner. The General Partner as the sole general partner of the Partnership may be deemed to be the beneficial owner of all 383,000 shares of Common Stock beneficially owned by the Partnership that constitute approximately 7.4 percent of the issued and outstanding shares of Common Stock. Sole Shareholder. The Sole Shareholder of the General Partner of the Partnership may be deemed to be the beneficial owner of all 383,000 shares of Common Stock beneficially owned by the Partnership that constitute approximately 7.4 percent of the issued and outstanding shares of Common Stock. Executive Officers and Director of the General Partner. Except as otherwise described herein, none of the executive officers or director own any of the Issuer's Common Stock. Item 5(b) The Partnership, the General Partner and the Sole Shareholder share voting and dispositive power of these 383,000 shares. Item 5(c) Except as otherwise described herein, none of the entities or individuals described in Item 2 has effected any transaction in the Common Stock of the Issuer during this time period commencing 60 days preceding the date of the event that required the filing of this Schedule 13D/A through the date hereof. Item 5(d) No person other than the Partnership, the General Partner, or the Sole Shareholder has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Common Stock of the Issuer with respect to which this filing is made. Item 5(e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER No modification. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS No modification. Page 6 of 7 7 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 18, 1997 R. CHANEY & PARTNERS III L.P. By: R. CHANEY & PARTNERS, INC., General Partner By: /s/ Robert H. Chaney -------------------------------------- Robert H. Chaney, President and Chief Executive Officer R. CHANEY & PARTNERS, INC. By: /s/ Robert H. Chaney -------------------------------------- Robert H. Chaney, President and Chief Executive Officer /s/ Robert H. Chaney -------------------------------------- Robert H. Chaney, Sole Shareholder of R. Chaney & Partners, Inc. Page 7 of 7 8 INDEX TO EXHIBITS
Exhibit No. Description - ---------- ----------- 10.1 Joint Reporting Agreement dated as of December 10, 1997 by and among R. Chaney Partners III L.P., R. Chaney & Partners, Inc., and Robert H. Chaney (incorporated by reference to Schedule 13D filed by the reporting persons on December 15, 1997).
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