-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OcNJsUsdZ7oOGt8tjtVQ1Cq4ZGmJO+zUMD4K4nLuu0bjycdWNraGXBJb4P3M+IWm 7ID2SbG8IANCOnxiGWrDRw== 0000950129-04-000816.txt : 20040226 0000950129-04-000816.hdr.sgml : 20040226 20040226122449 ACCESSION NUMBER: 0000950129-04-000816 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040226 GROUP MEMBERS: ISSAM M FARES GROUP MEMBERS: PEBBLETON CORPORATION N V FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PEBBLETON CORP N V CENTRAL INDEX KEY: 0001072022 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PIETERMAAI 15 CURACAO CITY: NETHERLANDS ANTILLES STATE: P8 MAIL ADDRESS: STREET 1: PIETERMAAI 15 CURACAO CITY: NETHERLANDS ANTILLES STATE: P8 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52075 FILM NUMBER: 04629774 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 SC 13D/A 1 h13020a1sc13dza.txt PEBBLETON CORPORATION N.V. FOR OYO GEOSPACE CORP. OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response....15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* OYO GEOSPACE CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 671074 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) MR. RICHARD E. BLOHM, JR. 1415 LOUISIANA STREET HOUSTON, TEXAS 77002 (713) 739-6500 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) with a copy to: MR. JOHN R. BRANTLEY BRACEWELL & PATTERSON, L.L.P. 711 LOUISIANA STREET, SUITE 2900 HOUSTON, TEXAS 77002 713-223-2900 FEBRUARY 24, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1746 (11-03) Page 1 of 7 Pages CUSIP No. 671074 10 2 AMENDMENT NO. 1 TO SCHEDULE 13D - -------------------------------------------------------------------------------- 1. Names Of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Pebbleton Corporation N.V. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Netherlands Antilles - -------------------------------------------------------------------------------- 7. Sole Voting Power Number of 0 Shares ----------------------------------------------------------------- 8. Shared Voting Power Beneficially 395,803 Owned by Each ----------------------------------------------------------------- 9. Sole Dispositive Power Reporting 0 Person ----------------------------------------------------------------- 10. Shared Dispositive Power With 395,803 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 395,803 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 7.10% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Page 2 of 7 Pages CUSIP No. 671074 10 2 AMENDMENT NO. 1 TO SCHEDULE 13D - -------------------------------------------------------------------------------- 1. Names Of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Issam M. Fares - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) AF - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Lebanese - -------------------------------------------------------------------------------- 7. Sole Voting Power Number of 0 Shares ----------------------------------------------------------------- 8. Shared Voting Power Beneficially 395,803 Owned by Each ----------------------------------------------------------------- 9. Sole Dispositive Power Reporting 0 Person ----------------------------------------------------------------- 10. Shared Dispositive Power With 395,803 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 395,803 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 7.10% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Page 3 of 7 Pages AMENDMENT NO. 1 TO SCHEDULE 13D Unless otherwise defined or indicated in this Amendment No. 1, capitalized terms that are used herein and are defined in the Schedule 13D filed by the Reporting Persons (as defined herein) on December 14, 1998 ("Original 13D") shall have the meanings ascribed to them in the Original 13D. All information herein with respect to OYO Geospace Corporation, a Delaware corporation, is to the best knowledge and belief of the Reporting Persons, as defined herein. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As set forth herein, Pebbleton owns 395,803 shares of Common Stock of the Issuer, which represents approximately 7.10% of the outstanding Common Stock (based on the number of shares of Common Stock outstanding as of February 9, 2004, as represented by the Issuer in its Form 10-Q for the quarter ended December 31, 2003, as filed with the Securities and Exchange Commission on February 11, 2004). (b) Mr. Fares may be deemed to beneficially own and thereby share voting and dispositive power over the shares of Common Stock described herein which are held by Pebbleton. See Item 2 of the Original 13D. (c) Set forth in Exhibit A to this Statement on Schedule 13D is a list of all transactions effected in the Issuer's Common Stock within the past sixty (60) days, including (i) the identity of the person effecting transactions in the Issuer's Common Stock; (ii) the date of the transaction; (iii) the amount of securities involved; (iv) the price per share of Common Stock; and (v) where and how the transaction was effected. Other than the transactions described herein, none of the Reporting Persons nor to the knowledge of the Reporting Persons, any of their officers or directors, has effected any transactions in the Common Stock during the preceding sixty days. (d) Not applicable. (e) Not applicable. ITEM 6. MATERIAL TO BE FILED AS EXHIBITS. Exhibit A Transactions in the Common Stock Exhibit B Power of Attorney. Incorporated by reference to Exhibit B to the Schedule 13D filed December 14, 1998 by the Reporting Persons with respect to the shares of OYO Geospace Corporation. Exhibit C Joint Filing Agreement. Incorporated by reference to Exhibit C to the Schedule 13D filed December 14, 1998 by the Reporting Persons with respect to the shares of OYO Geospace Corporation. Page 4 of 7 Pages SIGNATURES After reasonable inquiry and to the best of the undersigned's knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Dated: February 26, 2004. PEBBLETON CORPORATION N.V. By: Issam M. Fares, Managing Director By: /s/ Richard E. Blohm, Jr. ---------------------------------------- Richard E. Blohm, Jr. Attorney in Fact Dated: February 26, 2004. Issam M. Fares By: /s/ Richard E. Blohm, Jr. ----------------------------------------- Richard E. Blohm, Jr. Attorney in Fact Page 5 of 7 Pages INDEX TO EXHIBITS Exhibit A Transactions in the Common Stock Page 6 of 7 Pages EX-99.A 3 h13020a1exv99wa.txt TRANSACTIONS IN THE COMMON STOCK EXHIBIT A TRANSACTIONS IN THE COMMON STOCK All transactions set forth below were made by Pebbleton Corporation N.V. and were effected on The Nasdaq Stock Market, Inc., the principal market in which the shares of Common Stock of OYO Geospace Corporation are traded, during the 60 days prior to the filing of this Amendment No. 1 to Schedule 13D.
NUMBER OF SHARES PRICE PER SHARE DATE OF TRANSACTION SOLD ($) ------------------- ---------------- --------------- 1/12/04 591 $17.92 1/13/04 1,409 $17.53 1/14/04 2,296 $17.51 1/15/04 3,000 $17.50 1/16/04 1,204 $17.50 1/21/04 1,600 $17.57 1/28/04 600 $17.00 1/29/04 6,600 $17.01 1/30/04 1,500 $17.00 2/2/04 6,900 $17.01 2/3/04 497 $17.00 2/12/04 5,700 $17.17 2/13/04 600 $17.00 2/17/04 500 $17.00 2/24/04 15,100 $17.02 2/25/04 9,000 $17.00
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