0001193125-12-433048.txt : 20121024 0001193125-12-433048.hdr.sgml : 20121024 20121024141353 ACCESSION NUMBER: 0001193125-12-433048 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20121024 DATE AS OF CHANGE: 20121024 EFFECTIVENESS DATE: 20121024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 121158178 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR/A 1 d429671d13fhra.txt 13F-HR/A ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [_] is a restatement [X] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Brookfield Asset Management Inc. Address: Brookfield Place 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3 Form 13F File Number:028-14349 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A.J. Silber Title: Vice President, Legal Affairs Phone: 416-417-7272 Signature, Place, and Date of Signing: /s/ A.J. Silber Toronto, CA 10/24/2012 ------------------------ -------------------- ------------------ [Signature] [Place] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: 13964797 (thousands) Confidential information has been omitted from the form 13F and filed separately with the Securities and Exchange Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name (1) 028-13826 Brookfield Investment Management Inc. (3) 028-14362 Brookfield Asset Management Private Institutional Capital Adviser(Canada)LP Brookfield Asset Management Inc. FORM 13F As of June 30, 2012
Voting Authority ------------------ Value Shares/ Sh/ Put/ Invstmt Other NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE 7 Days Group Holdings Ltd ADR 81783J101 1069 101200 SH Defined (1) 101200 AK STEEL HOLDING CORP COM 001547108 1761 300000 SH Defined (1) 300000 American Water Works Co Inc COM 030420103 13355 389600 SH Defined (1) 389600 AMERICAN WATER WORKS CO INC COM 03027X100 63508 908426 SH Defined (1) 908426 AT&T COM 00206R102 303 8500 SH Defined (1) 8500 AV HOMES INC COM 00234P102 8579 588429 SH Defined (1) 320902 267527 AVALONBAY COMMUNITIES INC COM 053484101 16482 116500 SH Defined (1) 46000 70500 B&G FOODS INC COM 05508R106 532 20000 SH Defined (1) 20000 BANK MONTREAL QUE COM 063671101 191 3500 SH Defined 3500 BANK NOVA SCOTIA HALIFAX COM 064149107 181 3500 SH Defined 3500 BANK OF AMERICA CORP *W EXP 10/26/201 060505153 360 450000 SH Defined (1) 450000 BANK OF AMERICA CORPORATION COM 060505104 45837 5603500 SH Defined 5603500 BEAZER HOMES USA INC COM 07556Q105 8704 2678005 SH Defined (1) 1411778 1266227 BOARDWALK PIPLINE PARTNERS LP UT LTD PARTNER 096627104 5625 203600 SH Defined (1) 203600 Brandywine Realty Trust SH BEN INT NEW 105368203 17756 1438894 SH Defined (1) 641400 797494 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 217 13075 SH Defined (1) 13075 Brookdale Senior Living Inc COM 112463104 72356 4078695 SH Defined (1) 2057282 2021413 BROOKDALE SR LIVING INC COM 112463104 1100 62000 SH Defined 62000 Brookfield Canada Office Prope TR UNIT 112823109 975 36100 SH Defined (1) 36100 BROOKFIELD INFRAST PARTNERS LP INT UNIT COM G16252101 1643 48,930 SH Defined 48930 BROOKFIELD OFFICE PPTYS INC COM 112900105 4343896 249,362,561 SH Defined 249362561 Brookfield Properties Corp COM 112900105 1415 81200 SH Defined (1) 81200 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 832677 73,493,112 SH Defined 73493112 Brookfield Residential Propert COM 11283W104 4771 437690 SH Defined (1) 437690 Camden Property Trust SH BEN INT 133131102 21764 321620 SH Defined (1) 147620 174000 Canadian Imperial Bank of Commerce COM 136069101 162 2300 SH Defined 2300 CANADIAN NATL RY CO COM 136385101 161 6000 SH Defined 6000 CEDAR FAIR L P COM 150185106 472 15755 SH Defined 15755 CELESTICA INC SUB VTG SHS 15101Q108 6264 862866 SH Defined (1) 862866 CenterPoint Energy Inc COM 15189T107 20252 979800 SH Defined (1) 979800 CENTURYLINK INC COM 156700106 375 9500 SH Defined (1) 9500 CGI GROUP INC CL A SUB VTG 39945C109 21536 894763 SH Defined (1) 894763 Chesapeake Midstream Partners UNIT 16524K108 10846 398600 SH Defined (1) 398600 CITIGROUP INC COM NEW 172967424 100 3653 SH Defined (1) 3653 CITIGROUP INC COM NEW 172967424 31548 1150950 SH Defined 1150950 Commonwealth REIT 6.50% PFD CUM CO 203233408 7509 342085 SH Defined (1) 251500 90585 Consolidated Edison Inc COM 209115104 14832 238500 SH Defined (1) 238500 Crown Castle International Cor COM 228227104 26400 450050 SH Defined (1) 450050 DDR Corp COM 23317H102 29942 2045241 SH Defined (1) 885075 1160166 DIANA SHIPPING INC DSX COM Y2066G104 389 50,000 SH Defined 50000 Douglas Emmett Inc COM 25960P109 27369 1184800 SH Defined (1) 548400 636400 DuPont Fabros Technology Inc COM 26613Q106 3867 135400 SH Defined (1) 71400 64000 E-House China Holdings Ltd ADR 26852W103 8199 1490800 SH Defined (1) 1045160 445640 Emeritus Corp COM 291005106 11350 674402 SH Defined (1) 302800 371602 Enbridge Energy Partners LP COM 29250R106 10797 350900 SH Defined (1) 350900 Enbridge Inc COM 29250N105 62063 1551907 SH Defined (1) 1551907 ENDEAVOUR SILVER CORP COM 29258Y103 6451 794489 SH Defined (1) 794489 Energen Corp COM 29265N108 505 11200 SH Defined (1) 11200 Energy Transfer Equity LP COM UT LTD PTN 29273V100 14140 344700 SH Defined (1) 344700 Energy Transfer Partners LP UNIT LTD PARTN 29273R109 5988 135500 SH Defined (1) 135500 Enterprise Products Partners L COM 293792107 19282 376300 SH Defined (1) 376300 Entertainment PPTYS TR CONV PFD 9% SR E 29380T600 7194 263505 SH Defined (1) 229505 34000 EQT Corp COM 26884L109 681 12700 SH Defined (1) 12700 Equity Lifestyle Properties In COM 29472R108 766 11100 SH Defined (1) 11100 Equity Residential SH BEN INT 29476L107 368 5900 SH Defined (1) 5900 Essex Property Trust Inc COM 297178105 28875 187600 SH Defined (1) 63500 124100 Exterran Partners LP COM UNITS 30225N105 6252 325100 SH Defined (1) 325100 FERRELLGAS PARTNERS LP UNIT LTD PART 315293100 127 6750 SH Defined (1) 6750 First Industrial Realty Trust COM 32054K103 20100 1592730 SH Defined (1) 535900 1056830 FIRSTSERVICE CORP SUB VTG SHS 33761N109 6862 240950 SH Defined (1) 240950 FRONTIER COMMUNICATIONS CORP COM 35906A108 210 54895 SH Defined (1) 54895 GENERAL GROWTH PPTYS INC NEW COM 370023103 6434533 357662764 SH Defined (2) 357,662,764 General Growth Properties Inc COM 370023103 20760 1147603 SH Defined (1) 427725 719878 GENERAL MTRS CO COM 37045V100 12869 652564 SH Defined 652564 GENERAL MTRS CO *W EXP 07/10/201 37045V118 479 43445 SH Defined 43445 GENERAL MTRS CO *W EXP 07/10/201 37045V126 295 43445 SH Defined 43445 Glimcher Realty Trust SH BEN INT 379302102 846 82731 SH Defined (1) 43500 39231 Health Care REIT Inc COM 42217K106 45696 783800 SH Defined (1) 269100 514700 HOWARD HUGHES CORP COM 44267D107 148896 2424618 SH Defined (2) 2,424,618 Hudson Pacific Properties Inc COM 444097109 19794 1136918 SH Defined (1) 540483 596435 HUNTSMAN CORP COM 447011107 1542 119175 SH Defined (1) 119175 Hyatt Hotels Corp COM CL A 448579102 3567 96000 SH Defined (1) 50600 45400 Inergy LP UNIT LTD PARTN 456615103 19478 1046100 SH Defined (1) 1046100 IRSA Inversiones y Representac GLOBL DEP RCPT 450047204 1478 208425 SH Defined (1) 208425 ISHARES S&P 500 INDEX 464287200 2134 15607 SH Defined (1) 15607 ISHARES MSCI EMRG MKT 464287234 718 18359 SH Defined (1) 18359 ISHARES S&P 500 GRW 464287309 886 12059 SH Defined (1) 12059 ISHARES S&P 500 VALUE 464287408 567 9103 SH Defined (1) 9103 ISHARES MSCI EAFE INDEX 464287465 1181 23640 SH Defined (1) 23640 ISHARES S&P MIDCAP 400 464287507 2583 27433 SH Defined (1) 27433 ISHARES RUSSELL 100 464287622 1398 18582 SH Defined (1) 18582 ISHARES S&P SMLCO VALU 464287879 1425 19167 SH Defined (1) 19167 ISHARES S&P SMLCP GROW 464287887 1550 19199 SH Defined (1) 19199 iStar Financial Inc COM 45031U101 10203 1581867 SH Defined (1) 835400 746467 JP MORGAN CHASE & CO *W EXP 0/26/201 46634E114 977 100000 SH Defined (1) 100000 JP MORGAN CHASE & CO COM 46625H100 26101 730500 SH Defined (1) 730500 JUST ENERGY GROUP INC COM 48213W101 363 33368 SH Defined 33368 KB Home COM 48666K109 7490 764300 SH Defined (1) 404000 360300 Kilroy Realty Corp COM 49427F108 29428 607900 SH Defined (1) 261500 346400 Kinder Morgan Inc COM 49456B101 46533 1444226 SH Defined (1) 1444226 Kinder Morgan Inc *W EXP 05/25/201 49456B119 1762 815680 SH Defined (1) 815680 Kinder Morgan Management LLC SHS 49455U100 9762 132966 SH Defined (1) 132966 LAS VEGAS SAND CORP LVS COM 517834107 274 6,300 SH Defined 6300 LEAR CORP COM 521865204 817 21,660 SH Defined 21660 Lennar Corp CL A 526057104 2680 86700 SH Defined (1) 86700 Liberty Property Trust SH BEN INT 531172104 40937 1111200 SH Defined (1) 462900 648300 LOWE'S COMPANIES INC COM 548661107 1173 41,500 SH Defined 41500
Value Shares/ Sh/ Put/ Invstmt Other NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE Marathon Petroleum Corporation COM 56585A102 853 19000 SH Defined (1) 19000 MarkWest Energy Partners LP UNIT LTD PARTN 570759100 11336 229900 SH Defined (1) 229900 MGM Resorts International COM 552953101 5002 448200 SH Defined (1) 236100 212100 MITEL NETWORKS CORP COM 60671Q104 610 138000 SH Defined (1) 138000 NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABI 654678101 151 12500 SH Defined (1) 12500 NiSource Inc COM 65473P105 11484 464000 SH Defined (1) 464000 NORTH AMERICAN ENERGY PARTNERS COM 656844107 1821 705698 SH Defined (1) 705698 Northeast Utilities COM 664397106 15842 408200 SH Defined (1) 408200 NorthWestern Corp COM NEW 668074305 5252 143100 SH Defined (1) 143100 NuStar Energy LP UNIT COM 67058H102 3665 68000 SH Defined (1) 68000 Oneok Inc COM 682680103 25614 605400 SH Defined (1) 605400 OPEN TEXT CORP COM 683715106 10983 220100 SH Defined (1) 220100 ORACLE CORPORATION COM 68389X105 226 7600 SH Defined (1) 7600 PAA Natural Gas Storage LP COM UNIT LTD 693139107 3172 177500 SH Defined (1) 177500 Parkway Properties Inc/Md COM 70159Q104 11994 1048454 SH Defined (1) 538700 509754 Pembina Pipeline Corp COM 706327103 15016 586588 SH Defined (1) 586588 Pennsylvania Real Estate Inves SH BEN INT 709102107 11063 738485 SH Defined (1) 276700 461785 PG & E Corporation COM 69331C108 40901 903500 SH Defined (1) 903500 Plains All American Pipeline L UNIT LTD PARTN 726503105 10101 125000 SH Defined (1) 125000 PRECISION DRILLING CORP COM 2010 74022D308 4715 680425 SH Defined (1) 680425 ProLogis COM 74340W103 19589 589500 SH Defined (1) 294400 295100 Public Storage COM 74460D109 89347 618702 SH Defined (1) 250934 367768 Ramco-Gershenson PPTYS TR PERP PFD-D CV 751452608 2035 40700 SH Defined (1) 40700 Rayonier Inc COM 754907103 15151 337431 SH Defined (1) 156731 180700 Regency Centers Corp COM 758849103 271 5700 SH Defined (1) 5700 ROUSE PPTYS INC COM 779287101 358307 26580603 SH Defined (2) 26,580,603 ROYAL BK CDA MONTREAL QUE COM 780087102 253 5000 SH Defined 5000 SBA Communications Corp COM 78388J106 22985 402900 SH Defined (1) 402900 Sempra Energy COM 816851109 30733 446184 SH Defined (1) 446184 SILVER STANDARD RESOURCES INC COM 82823L106 3978 353947 SH Defined (1) 353947 Simon Property Group Inc COM 828806109 93990 603819 SH Defined (1) 240903 362916 SL Green Realty Corp COM 78440X101 51272 638983 SH Defined (1) 267000 371983 Southwest Gas Corp COM 844895102 13497 309200 SH Defined (1) 309200 SPDR S&P MIDCAP 400 ETF TRUST UTSERI S&PCRP 78467Y107 2679 15640 SH Defined (1) 15640 SPDR TRUST SERIES I TR UNIT 78462F103 2348 17252 SH Defined (1) 17252 Spectra Energy Corp COM 847560109 33358 1147900 SH Defined (1) 1147900 SUN LIFE FIN OF CANADA COM 866796105 3878 175100 SH Defined (1) 175100 Sunoco Logistics Partners LP COM 86764L108 664 18300 SH Defined (1) 18300 Sunstone Hotel Investors Inc COM 867892101 5005 455400 SH Defined (1) 272800 182600 Sunstone Hotel Investors Inc CV 8% SUM PFD-D 867892507 204 8100 SH Defined (1) 8100 TAHOE RESOURCES INC COM 873868103 8307 990500 SH Defined (1) 990500 TECK COMINCO LIMITED CL B 878742204 2295 72800 SH Defined (1) 72800 TECUMSEH PRODS CO COM 878895101 2450 500,000 SH Defined 500000 Tesoro Logistics LP COM UNIT LP 88160T107 3997 117900 SH Defined (1) 117900 The Williams Companies, Inc. COM 969457100 16012 555600 SH Defined (1) 555600 Toll Brothers Inc COM 889478103 8916 299900 SH Defined (1) 162000 137900 TORONTO DOMINION BK ONT COM 891160509 333 4300 SH Defined 4300 TransCanada Corp COM 89353D107 54767 1304980 SH Defined (1) 1304980 TRANSCANADA CORP COM 89353D107 377 9000 SH Defined 9000 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 3915 106500 SH Defined 106500 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 3915 106500 SH Defined (1) 106500 UDR Inc COM 902653104 23601 913336 SH Defined (1) 297500 615836 VALEANT PHARMACEUTICALS INTERN COM 91911K102 10185 396173 SH Defined (1) 396173 Ventas Inc COM 92276F100 35714 565813 SH Defined (1) 218700 347113 VERIZON COMMUNICATIONS INC COM 92343V104 333 7500 SH Defined (1) 7500 Weingarten Realty Investors SH BEN INT 948741103 10844 411700 SH Defined (1) 174800 236900 Weyerhaeuser Co COM 962166104 38687 1730200 SH Defined (1) 791500 938700 WGL Holdings Inc COM 92924F106 7469 187900 SH Defined (1) 187900 Williams Partners LP COM UNIT L P 96950F104 6031 115442 SH Defined (1) 115442 WINDSTREAM CORP COM 97381W104 276 28550 SH Defined (1) 28550 Winthrop Realty Trust SH BENINT NEW 976391300 4077 335286 SH Defined (1) 111300 223986 WYNN RESORTS LTD COM 983134107 5259 50700 SH Defined (1) 50700