0000950123-17-010730.txt : 20171114 0000950123-17-010730.hdr.sgml : 20171114 20171114125020 ACCESSION NUMBER: 0000950123-17-010730 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 171199898 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001001085 XXXXXXXX 09-30-2017 09-30-2017 BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 N A.J. Silber 416-417-7272 /s/ A.J. Silber Toronto A6 11-14-2017 5 166 21368544 true 1 028-13826 Brookfield Investment Management Inc. 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AGRIUM INC COM 008916108 386 3600 SH DFND 1 3600 0 0 AGRIUM INC COM 008916108 6185 57692 SH DFND 1 0 0 57692 AMEREN CORP COM 023608102 908 15700 SH DFND 1 15700 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 86524 1959770 SH DFND 1 1620720 0 339050 AMERICAN ELEC PWR INC COM 025537101 113759 1619580 SH DFND 1 1549080 0 70500 AMERICAN HOMES 4 RENT CL A 02665T306 166304 7660241 SH DFND 1 6437545 0 1222696 AMERICAN TOWER CORP NEW COM 03027X100 325250 2379643 SH DFND 1 2202364 0 177279 APPLE INC COM 037833100 10335 67060 SH DFND 1 67060 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 383 9000 SH DFND 1 9000 0 0 ARCHROCK PARTNERS L P COM UNITS REPSTG 03957U100 7371 516900 SH DFND 1 516900 0 0 AVANGRID INC COM 05351W103 3125 65900 SH DFND 1 65900 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 5820 143600 SH DFND 1 0 0 143600 BP PLC SPONSORED ADR 055622104 11113 289166 SH DFND 1 132066 0 157100 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 31367 2133781 SH DFND 1 2028681 0 105100 BRIXMOR PPTY GROUP INC COM 11120U105 112559 5987196 SH DFND 1 4991124 0 996072 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1767 130784 SH DFND 1 0 0 130784 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1012 42522 SH DFND 1 0 0 42522 BUNGE LIMITED COM G16962105 382 5500 SH DFND 1 5500 0 0 CBL & ASSOC PPTYS INC COM 124830100 112000 13349258 SH DFND 1 11333068 0 2016190 CF INDS HLDGS INC COM 125269100 387 11000 SH DFND 1 11000 0 0 CMS ENERGY CORP COM 125896100 45387 979859 SH DFND 1 928959 0 50900 CALATLANTIC GROUP INC COM 128195104 8106 221300 SH DFND 1 221300 0 0 CANADIAN NATL RY CO COM 136375102 695 8380 SH DFND 1 8380 0 0 CANADIAN PAC RY LTD COM 13645T100 465 2770 SH DFND 1 2770 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 1325 105100 SH DFND 1 105100 0 0 CHENIERE ENERGY INC COM NEW 16411R208 28209 626300 SH DFND 1 588700 0 37600 CHEVRON CORP NEW COM 166764100 5881 50050 SH DFND 1 0 0 50050 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 88305 8442155 SH DFND 1 8057855 0 384300 COCA COLA CO COM 191216100 7283 161800 SH DFND 1 161800 0 0 CORENERGY INFRASTRUCTURE TR DEP SHS REPSTG 21870U304 169 6500 SH DFND 1 6500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 240099 2401472 SH DFND 1 2005572 0 395900 DDR CORP COM 23317H102 93769 10236770 SH DFND 1 8577170 0 1659600 DELTIC TIMBER CORP COM 247850100 1326 15000 SH DFND 1 15000 0 0 DUKE REALTY CORP COM NEW 264411505 144287 5006474 SH DFND 1 4131257 0 875217 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 12617 168290 SH DFND 1 168290 0 0 EDISON INTL COM 281020107 177592 2301307 SH DFND 1 2202007 0 99300 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 2574 161100 SH DFND 1 161100 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 32854 2055933 SH DFND 1 1928333 0 127600 ENBRIDGE INC COM 29250N105 253064 6055669 SH DFND 1 5624698 0 430971 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 33350 1918900 SH DFND 1 1780000 0 138900 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 127638 6978593 SH DFND 1 6534943 0 443650 ENTERPRISE PRODS PARTNERS L COM 293792107 109226 4189736 SH DFND 1 3834836 0 354900 EQUINIX INC COM PAR $0.001 29444U700 128548 288031 SH DFND 1 240381 0 47650 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 928 34846 SH DFND 1 34846 0 0 ESSEX PPTY TR INC COM 297178105 129392 509356 SH DFND 1 424368 0 84988 EVERSOURCE ENERGY COM 30040W108 913 15110 SH DFND 1 15110 0 0 EXXON MOBIL CORP COM 30231G102 6099 74400 SH DFND 1 0 0 74400 F M C CORP COM NEW 302491303 411 4600 SH DFND 1 4600 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 105461 849055 SH DFND 1 709948 0 139107 FIRSTENERGY CORP COM 337932107 60217 1953180 SH DFND 1 1869080 0 84100 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 9636 534157 SH DFND 1 0 0 534157 GENERAL MLS INC COM 370334104 7101 137196 SH DFND 1 137196 0 0 GRAMERCY PPTY TR COM NEW 385002308 122099 4036323 SH DFND 1 3337836 0 698487 HUDSON PAC PPTYS INC COM 444097109 116927 3487250 SH DFND 1 2902808 0 584442 INGREDION INC COM 457187102 398 3300 SH DFND 1 3300 0 0 JOHNSON & JOHNSON COM 478160104 9966 76656 SH DFND 1 76656 0 0 KELLOGG CO COM 487836108 6120 98120 SH DFND 1 98120 0 0 KILROY RLTY CORP COM 49427F108 115239 1620348 SH DFND 1 1359211 0 261137 KINDER MORGAN INC DEL COM 49456B101 214395 11178050 SH DFND 1 10349850 0 828200 KRAFT HEINZ CO COM 500754106 388 5000 SH DFND 1 5000 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 70693 2436018 SH DFND 1 2102818 0 333200 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 305 5959 SH DFND 1 5959 0 0 M/I HOMES INC COM 55305B101 2993 111979 SH DFND 1 111979 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 99322 3287708 SH DFND 1 2947889 0 339819 MGM RESORTS INTERNATIONAL COM 552953101 2933 90000 SH DFND 1 90000 0 0 MPLX LP COM UNIT REP LTD 55336V100 61471 1755812 SH DFND 1 1621059 0 134753 MCDONALDS CORP COM 580135101 10020 63950 SH DFND 1 63950 0 0 MID AMER APT CMNTYS INC COM 59522J103 155572 1455578 SH DFND 1 1209578 0 246000 MONDELEZ INTL INC CL A 609207105 9207 226450 SH DFND 1 226450 0 0 MONSANTO CO NEW COM 61166W101 395 3300 SH DFND 1 3300 0 0 MOSAIC CO NEW COM 61945C103 399 18500 SH DFND 1 18500 0 0 NRG YIELD INC CL A NEW 62942X306 9779 515500 SH DFND 1 515500 0 0 NEXTERA ENERGY INC COM 65339F101 1386 9460 SH DFND 1 9460 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 2240 101800 SH DFND 1 101800 0 0 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 8775 517400 SH DFND 1 517400 0 0 PG&E CORP COM 69331C108 203052 2982119 SH DFND 1 2851019 0 131100 PNC FINL SVCS GROUP INC COM 693475105 1782 13220 SH DFND 1 13220 0 0 PARK HOTELS RESORTS INC COM 700517105 153760 5579109 SH DFND 1 4744055 0 835054 PATTERN ENERGY GROUP INC CL A 70338P100 74132 3076000 SH DFND 1 2960600 0 115400 PEMBINA PIPELINE CORP COM 706327103 158839 4524981 SH DFND 1 4327781 0 197200 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 7465 711600 SH DFND 1 711600 0 0 PFIZER INC COM 717081103 6787 190125 SH DFND 1 190125 0 0 PHILIP MORRIS INTL INC COM 718172109 8466 76265 SH DFND 1 76265 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 35562 676600 SH DFND 1 631600 0 45000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 55088 2599700 SH DFND 1 2445100 0 154600 POTASH CORP SASK INC COM 73755L107 393 20400 SH DFND 1 20400 0 0 POTASH CORP SASK INC COM 73755L107 6116 317900 SH DFND 1 0 0 317900 POTLATCH CORP NEW COM 737630103 1316 25800 SH DFND 1 25800 0 0 PROCTER AND GAMBLE CO COM 742718109 7390 81230 SH DFND 1 81230 0 0 PROLOGIS INC COM 74340W103 189037 2978839 SH DFND 1 2478649 0 500190 PUBLIC STORAGE COM 74460D109 149567 698944 SH DFND 1 583540 0 115404 QTS RLTY TR INC COM CL A 74736A103 151406 2891642 SH DFND 1 2435725 0 455917 RAYONIER INC COM 754907103 1306 45200 SH DFND 1 45200 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 38639 1845234 SH DFND 1 1759634 0 85600 RIO TINTO PLC SPONSORED ADR 767204100 5880 124600 SH DFND 1 0 0 124600 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 12602 201500 SH DFND 1 99500 0 102000 SBA COMMUNICATIONS CORP NEW CL A 78410G104 123932 860342 SH DFND 1 818042 0 42300 SL GREEN RLTY CORP COM 78440X101 174114 1718461 SH DFND 1 1449896 0 268565 STAG INDL INC COM 85254J102 887 32300 SH DFND 1 32300 0 0 SEMPRA ENERGY COM 816851109 145293 1273046 SH DFND 1 1204846 0 68200 SIMON PPTY GROUP INC NEW COM 828806109 484931 3011805 SH DFND 1 2538394 0 473411 SOUTHWEST GAS HOLDINGS INC COM 844895102 54132 697400 SH DFND 1 675700 0 21700 STATOIL ASA SPONSORED ADR 85771P102 6459 321500 SH DFND 1 0 0 321500 SUNCOR ENERGY INC NEW COM 867224107 6644 189500 SH DFND 1 0 0 189500 TOTAL S A SPONSORED ADR 89151E109 5542 103550 SH DFND 1 0 0 103550 TRI POINTE GROUP INC COM 87265H109 4404 318900 SH DFND 1 318900 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 10295 421600 SH DFND 1 421600 0 0 TARGA RES CORP COM 87612G101 105017 2220232 SH DFND 1 2140132 0 80100 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 417 175207 SH DFND 1 175207 0 0 TRANSCANADA CORP COM 89353D107 279510 5652743 SH DFND 1 5286443 0 366300 UNION PAC CORP COM 907818108 1156 9970 SH DFND 1 9970 0 0 VENTAS INC COM 92276F100 128997 1980606 SH DFND 1 1680425 0 300181 VERIZON COMMUNICATIONS INC COM 92343V104 809 16350 SH DFND 1 16350 0 0 VERMILION ENERGY INC COM 923725105 1618 45500 SH DFND 1 45500 0 0 VISTRA ENERGY CORP COM 92840M102 743 39766 SH DFND 1 39766 0 0 WELLTOWER INC COM 95040Q104 130907 1862654 SH DFND 1 1559540 0 303114 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 29999 585008 SH DFND 1 553008 0 32000 WEYERHAEUSER CO COM 962166104 7162 210458 SH DFND 1 62248 0 148210 WILLIAMS COS INC DEL COM 969457100 171512 5715152 SH DFND 1 5476433 0 238719 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 4417 113539 SH DFND 1 113539 0 0 XCEL ENERGY INC COM 98389B100 1380 29170 SH DFND 1 29170 0 0 General Growth Properties Common Stock 36174X101 6781808 326519413 SH DFND 2 0 0 0 SP Plus Common Stock 78469C103 56 1425 SH SOLE 2 0 0 0 ABM Common Stock 000957100 15 353 SH SOLE 2 0 0 0 Norbord Inc. COM 65548P403 524740 13772897 SH DFND 2 0 0 0 Regency CTRS Corp. Common Stock 758849103 35 566 SH DFND 2 566 0 0 ALTABA INC COMMON 021346101 9936 150000 SH DFND 3 150000 0 0 BHP BILLITON PLC SPNSORED ADR 05545E209 4053 100000 SH Put DFND 3 100000 0 0 CIVEO CORP CDA COMMON 17878Y108 3096 1086351 SH DFND 3 1086351 0 0 DOUBLE EAGLE ACQUISITION COR W EXP 09/16/2020 G28195116 759 1100000 SH DFND 3 1100000 0 0 DOUBLE EAGLE ACQUISITION COR COMMON G28195124 10100 1000000 SH DFND 3 1000000 0 0 DYNEGY INC NEW DEL COMMON 26817R108 4406 450000 SH DFND 3 450000 0 0 HC2 HLDGS INC COMMON 404139107 2832 536373 SH DFND 3 536373 0 0 HECLA MNG CO COMMON 422704106 1506 300000 SH DFND 3 300000 0 0 JONES ENERGY INC CL A COM 48019R108 2924 1522732 SH DFND 3 1522732 0 0 KRATON CORPORATION COMMON 50077C106 17457 431670 SH DFND 3 431670 0 0 OCEAN RIG UDW INC COMMON G66964118 7034 295938 SH DFND 3 295938 0 0 PEABODY ENERGY CORP COMMON 704551100 4051 139630 SH DFND 3 139630 0 0 PEABODY ENERGY CORP COMMON 704551100 5802 200000 SH Call DFND 3 200000 0 0 PEABODY ENERGY CORP 8.5% PFD CONV A 704551407 7254 127396 SH DFND 3 127396 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 25454 175000 SH Put DFND 3 175000 0 0 RYERSON HLDG CORP COMMON 783754104 2387 220000 SH DFND 3 220000 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 3055 500000 SH DFND 3 500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 194703 775000 SH Put DFND 3 775000 0 0 TELEPHONE & DATA SYS INC COMMON 879433829 6973 250000 SH DFND 3 250000 0 0 TERRAFORM PWR INC CL A COM 88104R100 8263 625000 SH DFND 3 625000 0 0 T MOBILE US INC COMMON 872590104 1542 25000 SH DFND 3 25000 0 0 T MOBILE US INC COMMON 872590104 6783 110000 SH Call DFND 3 110000 0 0 KANSAS CITY SOUTHERN Common Stock 485170302 78809 725146 SH DFND 4 0 0 0 Groupe Eurotunnel SE Common Stock 39945F102 76612 6357660 SH SOLE 4 0 0 0 MPLX LP Common Stock 55336V100 5311 151692 SH SOLE 4 0 0 0 PATTERN ENERGY GROUP INC. Class A shares 70338P100 5064 210108 SH SOLE 4 0 0 0 ENBRIDGE INC. COMMON STOCK 29250N105 25551 610686 SH SOLE 4 0 0 0 PLAINS ALL AMERICAN PIPELINE LP COMMON STOCK 726503105 5470 258160 SH SOLE 4 0 0 0 Vistra Energy Corp COM 92840M102 799198 42760701 SH DFND 4 0 0 0 TRANSALTA CORPORATION COMMON SHARES 89346D107 81942 14007164 SH DFND 4 14007164 0 0 TERRAFORM POWER INC COMMON SHARES 88104R100 138149 10450000 SH DFND 4 10450000 0 0 TERRAFORM GLOBAL INC COMMON SHARES 88104M101 92796 19536004 SH DFND 4 19536004 0 0 Vistra Energy Corp COM 92840M102 441268 23609866 SH DFND 0 0 0 Norbord Inc. COM 65548P403 1069998 28084343 SH DFND 0 0 0 PEABODY ENERGY CORP COMMON 704551100 30019 1034808 SH DFND 1034808 0 0 KKR & CO L P DEL COM UNITS 48248M102 48792 2400000 SH DFND 3943461 0 0 Brookfield Property Partners LP LP Units G16249107 1177739 50438485 SH SOLE 0 0 0 Brookfield Renewable Partners LP LP Units G16258108 1879431 56068944 SH SOLE 0 0 0 Brookfield Infrastructure Partners LP LP Units G16252101 10770 249645 SH SOLE 0 0 0 Brookfield Business Partners LP LP Units G16234109 734853 24784250 SH SOLE 0 0 0