0000950123-17-007544.txt : 20170814 0000950123-17-007544.hdr.sgml : 20170814 20170814060934 ACCESSION NUMBER: 0000950123-17-007544 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 171026711 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001001085 XXXXXXXX 06-30-2017 06-30-2017 BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 N A.J. Silber 416-417-7272 /s/ A.J. Silber Toronto A6 08-14-2017 5 158 18860677 true 1 028-13826 Brookfield Investment Management Inc. 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AGRIUM INC COM 008916108 5221 57692 SH DFND 1 0 0 57692 AMEREN CORP COM 023608102 109 2000 SH DFND 1 2000 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 162770 3441220 SH DFND 1 2911800 0 529420 AMERICAN ELEC PWR INC COM 025537101 98896 1423580 SH DFND 1 1350880 0 72700 AMERICAN HOMES 4 RENT CL A 02665T306 178065 7889445 SH DFND 1 6634749 0 1254696 AMERICAN TOWER CORP NEW COM 03027X100 347822 2628643 SH DFND 1 2413064 0 215579 AMERICAN WTR WKS CO INC NEW COM 030420103 66834 857401 SH DFND 1 809601 0 47800 APPLE INC COM 037833100 9658 67060 SH DFND 1 67060 0 0 ARCH COAL INC CL A 039380407 384 5615 SH DFND 1 5615 0 0 AVANGRID INC COM 05351W103 2909 65900 SH DFND 1 65900 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 6719 188800 SH DFND 1 0 0 188800 BP PLC SPONSORED ADR 055622104 10020 289166 SH DFND 1 132066 0 157100 BANK AMER CORP COM 060505104 1241 51135 SH DFND 1 47160 0 3975 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 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1742000 0 147800 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 117991 5786693 SH DFND 1 5359843 0 426850 ENTERPRISE PRODS PARTNERS L COM 293792107 131304 4848736 SH DFND 1 4465236 0 383500 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 1134 43546 SH DFND 1 43546 0 0 ESSEX PPTY TR INC COM 297178105 136484 530510 SH DFND 1 441332 0 89178 EVERSOURCE ENERGY COM 30040W108 110 1810 SH DFND 1 1810 0 0 EXXON MOBIL CORP COM 30231G102 4521 56000 SH DFND 1 0 0 56000 FANG HLDGS LTD ADR 30711Y102 2062 555800 SH DFND 1 555800 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 114220 903707 SH DFND 1 758200 0 145507 FIRSTENERGY CORP COM 337932107 53362 1829980 SH DFND 1 1743080 0 86900 FORD MTR CO DEL COM PAR $0.01 345370860 1061 94800 SH DFND 1 94800 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 8514 534157 SH DFND 1 0 0 534157 GENERAL ELECTRIC CO COM 369604103 1559 57725 SH DFND 1 57725 0 0 GENERAL MLS INC COM 370334104 7185 129696 SH DFND 1 129696 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 595 34193 SH Call DFND 1 34193 0 0 GENERAL MTRS CO COM 37045V100 778 22276 SH DFND 1 22276 0 0 GRAMERCY PPTY TR COM NEW 385002308 144579 4866358 SH DFND 1 4059704 0 806654 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 62408 3371560 SH DFND 1 2848475 0 523085 HUDSON PAC PPTYS INC COM 444097109 159638 4669148 SH DFND 1 3917014 0 752134 ION GEOPHYSICAL CORP COM NEW 462044207 164 37750 SH DFND 1 37750 0 0 JOHNSON & JOHNSON COM 478160104 10141 76656 SH DFND 1 76656 0 0 KELLOGG CO COM 487836108 6815 98120 SH DFND 1 98120 0 0 KEYCORP NEW COM 493267108 1734 92520 SH DFND 1 86020 0 6500 KILROY RLTY CORP COM 49427F108 198690 2643912 SH DFND 1 2224084 0 419828 KINDER MORGAN INC DEL COM 49456B101 202714 10580050 SH DFND 1 9760450 0 819600 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 72146 2421000 SH DFND 1 2069400 0 351600 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 329 6459 SH DFND 1 6459 0 0 LIFE STORAGE INC COM 53223X107 94321 1272882 SH DFND 1 1067800 0 205082 M/I HOMES INC COM 55305B101 3197 111979 SH DFND 1 111979 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 69558 2382950 SH DFND 1 2084181 0 298769 MPLX LP COM UNIT REP LTD 55336V100 46590 1394912 SH DFND 1 1275759 0 119153 MCDONALDS CORP COM 580135101 9795 63950 SH DFND 1 63950 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 26110 2028769 SH DFND 1 1716916 0 311853 MID AMER APT CMNTYS INC COM 59522J103 158747 1506428 SH DFND 1 1249228 0 257200 MONDELEZ INTL INC CL A 609207105 9361 216750 SH DFND 1 216750 0 0 NRG YIELD INC CL A NEW 62942X306 8794 515500 SH DFND 1 515500 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 39 1000 SH DFND 1 1000 0 0 NEXTERA ENERGY INC COM 65339F101 163 1160 SH DFND 1 1160 0 0 NISOURCE INC COM 65473P105 49231 1941279 SH DFND 1 1868424 0 72855 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1264 51700 SH DFND 1 51700 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 56071 1698104 SH DFND 1 1460837 0 237267 PG&E CORP COM 69331C108 209053 3149819 SH DFND 1 2985919 0 163900 PNC FINL SVCS GROUP INC COM 693475105 2524 20210 SH DFND 1 18780 0 1430 PARK HOTELS RESORTS INC COM 700517105 179667 6664207 SH DFND 1 5645923 0 1018284 PATTERN ENERGY GROUP INC CL A 70338P100 53778 2255800 SH DFND 1 2142500 0 113300 PFIZER INC COM 717081103 6386 190125 SH DFND 1 190125 0 0 PHILIP MORRIS INTL INC COM 718172109 8957 76265 SH DFND 1 76265 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 27996 566500 SH DFND 1 523300 0 43200 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 34028 1295300 SH DFND 1 1182700 0 112600 POTASH CORP SASK INC COM 73755L107 5182 317900 SH DFND 1 0 0 317900 PROCTER AND GAMBLE CO COM 742718109 7079 81230 SH DFND 1 81230 0 0 PROLOGIS INC COM 74340W103 245100 4179740 SH DFND 1 3504900 0 674840 PUBLIC STORAGE COM 74460D109 151667 727314 SH DFND 1 606360 0 120954 QTS RLTY TR INC COM CL A 74736A103 87535 1672745 SH DFND 1 1414400 0 258345 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 33947 1702434 SH DFND 1 1608834 0 93600 RIO TINTO PLC SPONSORED ADR 767204100 7288 172250 SH DFND 1 0 0 172250 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 10968 201500 SH DFND 1 99500 0 102000 SBA COMMUNICATIONS CORP NEW CL A 78410G104 160880 1192587 SH DFND 1 1130287 0 62300 SL GREEN RLTY CORP COM 78440X101 180174 1702965 SH DFND 1 1440200 0 262765 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 3902 104900 SH DFND 1 85000 0 19900 STAG INDL INC COM 85254J102 73824 2674778 SH DFND 1 2228989 0 445789 SEMPRA ENERGY COM 816851109 55805 494946 SH DFND 1 492146 0 2800 SIMON PPTY GROUP INC NEW COM 828806109 505406 3124419 SH DFND 1 2624819 0 499600 SOUTHWEST GAS HOLDINGS INC COM 844895102 1563 21400 SH DFND 1 21400 0 0 STATOIL ASA SPONSORED ADR 85771P102 5314 321500 SH DFND 1 0 0 321500 TOTAL S A SPONSORED ADR 89151E109 5135 103550 SH DFND 1 0 0 103550 TRI POINTE GROUP INC COM 87265H109 4775 362000 SH DFND 1 362000 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 7698 296300 SH DFND 1 292300 0 4000 TARGA RES CORP COM 87612G101 30231 668832 SH DFND 1 649832 0 19000 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 503 175207 SH DFND 1 175207 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 1964 38000 SH DFND 1 38000 0 0 UNION PAC CORP COM 907818108 138 1270 SH DFND 1 1270 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1139 25500 SH DFND 1 23700 0 1800 VISTRA ENERGY CORP COM 92840M102 668 39766 SH DFND 1 39766 0 0 WELLTOWER INC COM 95040Q104 121547 1623872 SH DFND 1 1371318 0 252554 WELLTOWER INC 6.50% PFD PREPET 95040Q203 669 10100 SH DFND 1 10100 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 23473 419608 SH DFND 1 392108 0 27500 WEYERHAEUSER CO COM 962166104 14216 424358 SH DFND 1 276148 0 148210 WILLIAMS COS INC DEL COM 969457100 157191 5191252 SH DFND 1 4922933 0 268319 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 10960 273239 SH DFND 1 273239 0 0 XCEL ENERGY INC COM 98389B100 168 3670 SH DFND 1 3670 0 0 General Growth Properties, Inc. Common Stock 36174X101 6083984 258233612 SH DFND 2 0 0 0 Regency CTRS Corp. Common Stock 758849103 35 566 SH DFND 2 566 0 0 Norbord Inc. COM 65548P403 539435 17322897 SH DFND 2 0 0 0 ALTABA INC COMMON 021346101 8172 150000 SH DFND 3 150000 0 0 ATWOOD OCEANICS INC COMMON 050095108 2445 300000 SH Call DFND 3 300000 0 0 BROOKDALE SR LIVING INC COMMON 112463104 2207 150000 SH DFND 3 150000 0 0 CF INDS HLDGS INC COMMON 125269100 6990 250000 SH Put DFND 3 250000 0 0 CIVEO CORP CDA COMMON 17878Y108 1680 800000 SH DFND 3 800000 0 0 DYNEGY INC NEW DEL COMMON 26817R108 3722 450000 SH DFND 3 450000 0 0 HECLA MNG CO COMMON 422704106 1530 300000 SH DFND 3 300000 0 0 HORNBECK OFFSHORE SVCS INC COMMON 440543106 991 350000 SH DFND 3 350000 0 0 KRATON CORPORATION COMMON 50077C106 16359 475000 SH DFND 3 475000 0 0 PEABODY ENERGY CORP COMMON 704551100 3499 143088 SH DFND 3 143088 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 34410 250000 SH Put DFND 3 250000 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 3040 500000 SH DFND 3 500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 60450 250000 SH Put DFND 3 250000 0 0 TELEPHONE & DATA SYS INC COMMON 879433829 7631 275000 SH DFND 3 275000 0 0 TERRAFORM PWR INC CL A COM 88104R100 7500 625000 SH DFND 3 625000 0 0 ULTRA PETROLEUM CORP COMMON 903914208 3702 341171 SH DFND 3 341171 0 0 TRANSALTA CORPORATION COMMON SHARES 89346D107 89578 14007164 SH DFND 4 14007164 0 0 TERRAFORM POWER INC COMMON SHARES 88104R100 125400 10450000 SH DFND 4 10450000 0 0 TERRAFORM GLOBAL INC COMMON SHARES 88104M101 98657 19536004 SH DFND 4 19536004 0 0 KINDER MORGAN INC DEL Common Stock 49456B101 5055 263809 SH SOLE 4 0 0 0 MPLX LP Common Stock 55336V100 5067 151692 SH SOLE 4 0 0 0 PATTERN ENERGY GROUP INC Class A shares 70338P100 5009 210108 SH SOLE 4 0 0 0 Vistra Energy Corp COM 92840M102 181602 9978121 SH DFND 4 0 0 0 Norbord Inc. COM 65548P404 874546 28084343 SH DFND 0 0 0 Vistra Energy Corp COM 92840M102 429700 23609866 SH DFND 0 0 0 WILMINGTON CAPITAL MGMT INC CL A NON-VTG Class A 971558101 6461 2576657 SH SOLE 2576657 0 0 BROOKFIELD SOUNDVEST SPLIT TR CAPITAL UNIT Capital Unit 11283R105 376 455034 SH SOLE 455034 0 0 PEABODY ENERGY CORPORATION Class A 704551100 25301 1034808 SH SOLE 1034808 0 0 KKR & CO LP LP Units 48248M102 73368 3943461 SH SOLE 3943461 0 0 Trisura Group Ltd. Class A 89679A100 4113 189522 SH SOLE 189522 0 0 Brookfield Property Partners LP LP Units G16249107 1193123 50438485 SH SOLE 50438485 0 0 Brookfield Renewable Partners LP LP Units G16258108 1786357 56068944 SH SOLE 56068944 0 0 Brookfield Infrastructure Partners LP LP Units G16252101 10209 249645 SH SOLE 249645 0 0 Brookfield Business Partners LP LP Units G16234109 670910 24784250 SH SOLE 24784250 0 0