0000950123-14-009639.txt : 20140908
0000950123-14-009639.hdr.sgml : 20140908
20140908170351
ACCESSION NUMBER: 0000950123-14-009639
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140908
DATE AS OF CHANGE: 20140908
EFFECTIVENESS DATE: 20140908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 141091590
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001001085
XXXXXXXX
06-30-2014
06-30-2014
true
1
RESTATEMENT
Brookfield Asset Management Inc.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
CA
08-14-2014
2
148
15500051
false
1
028-13826
Brookfield Investment Management Inc.
2
803-00222
Brookfield Asset Management Private Institutional Capital Adviser US LLC
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
2041
48930
SH
DFND
0
48930
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
1690982
81493112
SH
DFND
0
81493112
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1114
60000
SH
DFND
0
0
60000
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
944366
45249931
SH
DFND
0
45249931
0
AGRIUM INC
COM
008916108
641
7000
SH
SOLE
7000
0
0
BANK MONTREAL QUE
COM
063671101
500
6800
SH
SOLE
6800
0
0
BANK N S HALIFAX
COM
064149107
1066
16000
SH
SOLE
16000
0
0
CANADIAN NAT RES LTD
COM
136385101
395
8600
SH
SOLE
8600
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
1112
25100
SH
SOLE
25100
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
509
5600
SH
SOLE
5600
0
0
ENBRIDGE INC
COM
29250N105
636
13400
SH
SOLE
13400
0
0
JUST ENERGY GROUP INC
COM
48213W101
192
33368
SH
SOLE
33368
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1243
17400
SH
SOLE
17400
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
1080
21000
SH
SOLE
21000
0
0
TRANSCANADA CORP
COM
89353D107
191
4000
SH
SOLE
4000
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
6016188
255356037
SH
SOLE
2
255356037
0
0
ROUSE PPTYS INC
COM
779287101
331722
19387624
SH
SOLE
2
19387624
0
0
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
271181
10564117
SH
SOLE
10564117
0
0
ALEXANDER & BALDWIN INC NEW
COM
014491104
5459
131706
SH
DFND
1
131706
0
0
ALEXANDERS INC
COM
014752109
32163
87052
SH
DFND
1
55089
0
31963
AMERICAN WTR WKS CO INC NEW
COM
030420103
79526
1608211
SH
DFND
1
1203211
0
405000
APPLE INC
COM
037833100
9827
105700
SH
DFND
1
105700
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
58188
1691500
SH
DFND
1
1300400
0
391100
AVALONBAY CMNTYS INC
COM
053484101
136631
960906
SH
DFND
1
626838
0
334068
BP PLC
SPONSORED ADR
055622104
15060
285609
SH
DFND
1
285609
0
0
BANK OF AMERICA CORPORATION
COM
060505104
24023
1562983
SH
DFND
1
1562983
0
0
BANK OF AMERICA CORPORATION
*W EXP 10/28/201
060505153
338
450000
SH
DFND
1
450000
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
16852
910930
SH
DFND
1
910930
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
63031
4040454
SH
DFND
1
2615754
0
1424700
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
289
13075
SH
DFND
1
13075
0
0
CBL & ASSOC PPTYS INC
COM
124830100
227109
11953124
SH
DFND
1
7664738
0
4288386
CAMDEN PPTY TR
SH BEN INT
133131102
67522
949010
SH
DFND
1
558664
0
390346
CEMEX SAB DE CV
SPON ADR NEW
151290889
20205
1527216
SH
DFND
1
1527216
0
0
CENTURYLINK INC
COM
156700106
1659
45820
SH
DFND
1
45820
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1773
26000
SH
DFND
1
26000
0
0
CITIGROUP INC
COM NEW
172967424
50993
1082650
SH
DFND
1
1082650
0
0
COCA COLA CO
COM
191216100
6849
161800
SH
DFND
1
161800
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
66295
4458337
SH
DFND
1
3376937
0
1081400
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
2633
119300
SH
DFND
1
119300
0
0
CROWN CASTLE INTL CORP
COM
228227104
111308
1498901
SH
DFND
1
1149501
0
349400
DCT INDUSTRIAL TRUST INC
COM
233153105
86232
10503257
SH
DFND
1
6426357
0
4076900
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
40440
1116200
SH
DFND
1
731400
0
384800
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
6613
252500
SH
DFND
1
252500
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
98296
1255541
SH
DFND
1
784041
0
471500
FORD MTR CO DEL
COM PAR $0.01
345370860
2152
124800
SH
DFND
1
124800
0
0
GENERAL ELECTRIC CO
COM
369604103
1978
75250
SH
DFND
1
75250
0
0
GENERAL MLS INC
COM
370334104
6812
129696
SH
DFND
1
129696
0
0
GENESEE & WYO INC
CL A
371559105
9985
95100
SH
DFND
1
95100
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
4028
79300
SH
DFND
1
79300
0
0
HALLIBURTON CO
COM
406216101
16290
229410
SH
DFND
1
229410
0
0
HIGHWOODS PPTYS INC
COM
431284108
145302
3463691
SH
DFND
1
2112143
0
1351548
HYATT HOTELS CORP
COM CL A
448579102
33664
552054
SH
DFND
1
351596
0
200458
IRON MTN INC
COM
462846106
196432
5541114
SH
DFND
1
3562945
0
1978169
ITC HLDGS CORP
COM
465685105
649
17800
SH
DFND
1
17800
0
0
JOHNSON & JOHNSON
COM
478160104
8017
76656
SH
DFND
1
76656
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
185464
1725089
SH
DFND
1
1347989
0
377100
KELLOGG CO
COM
487836108
6446
98120
SH
DFND
1
98120
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
145002
1763800
SH
DFND
1
1103500
0
660300
LIBERTY PPTY TR
SH BEN INT
531172104
57551
1517302
SH
DFND
1
1003171
0
514131
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
86744
1211844
SH
DFND
1
867544
0
344300
MCDONALDS CORP
COM
580135101
6442
63950
SH
DFND
1
63950
0
0
MONDELEZ INTL INC
CL A
609207105
8152
216750
SH
DFND
1
216750
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
3830
475741
SH
DFND
1
475741
0
0
OGE ENERGY CORP
COM
670837103
7601
194500
SH
DFND
1
194500
0
0
PEMBINA PIPELINE CORP
COM
706327103
34263
796805
SH
DFND
1
796805
0
0
PENNEY J C INC
COM
708160106
26858
2967758
SH
DFND
1
2591458
0
376300
PHILIP MORRIS INTL INC
COM
718172109
5841
69300
SH
DFND
1
69300
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
44849
746863
SH
DFND
1
517963
0
228900
POST PPTYS INC
COM
737464107
6661
124600
SH
DFND
1
0
0
124600
PROCTER & GAMBLE CO
COM
742718109
6385
81230
SH
DFND
1
81230
0
0
PULTE GROUP INC
COM
745867101
8969
444900
SH
DFND
1
279000
0
165900
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
13703
157500
SH
DFND
1
157500
0
0
SEMPRA ENERGY
COM
816851109
219770
2098845
SH
DFND
1
1677645
0
421200
SIMON PPTY GROUP INC NEW
COM
828806109
99142
596236
SH
DFND
1
393624
0
202612
SPECTRA ENERGY CORP
COM
847560109
272909
6424402
SH
DFND
1
5031902
0
1392500
SUN LIFE FINL INC
COM
866796105
13769
374600
SH
DFND
1
374600
0
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
1814
46750
SH
DFND
1
46750
0
0
UNION PAC CORP
COM
907818108
11591
116200
SH
DFND
1
116200
0
0
VORNADO RLTY TR
SH BEN UNIT
929042109
130483
1222549
SH
DFND
1
789062
0
433487
WASHINGTON PRIME GROUP INC
COM
939647103
41038
2189866
SH
DFND
1
1418960
0
770906
WASTE CONNECTIONS INC
COM
941053100
106242
2188299
SH
DFND
1
1638699
0
549600
WEYERHAEUSER CO
COM
962166104
103085
3115288
SH
DFND
1
2025388
0
1089900
WILLIAMS COS INC DEL
COM
969457100
256491
4406308
SH
DFND
1
3642908
0
763400
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
1933
100000
SH
DFND
1
100000
0
0
AES CORP
COM
00130H105
2069
133050
SH
DFND
1
133050
0
0
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
87498
1376834
SH
DFND
1
993234
0
383600
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
3534
54550
SH
DFND
1
54550
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
63690
5083027
SH
DFND
1
3298212
0
1784815
AMERICAN TOWERS CORP NEW
COM
03027X100
365750
4064789
SH
DFND
1
3204489
0
860300
B & G FOODS INC NEW
COM
05508R106
451
13810
SH
DFND
1
13810
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
16522
787535
SH
DFND
1
438655
0
348880
BLACKBERRY LTD
COM
09228F103
717
70000
SH
DFND
1
70000
0
0
BRIXMOR PPTY GROUP INC
COM
11120U105
58109
2532004
SH
DFND
1
1675404
0
856600
CLECO CORP NEW
COM
12561W105
3537
60000
SH
DFND
1
60000
0
0
CBS OUTDOOR AMERS INC
COM
14987J106
48563
1486011
SH
DFND
1
833227
0
652784
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
10112
208027
SH
DFND
1
208027
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
60297
5624718
SH
DFND
1
4099718
0
1525000
CORENERGY INFRASTRUCTURE TRUST
COM
21870U205
3060
412900
SH
DFND
1
412900
0
0
DDR CORP
COM
23317H102
47556
2697430
SH
DFND
1
1509430
0
1188000
DOUGLAS EMMETT INC
COM
25960P109
91442
3240315
SH
DFND
1
2081915
0
1158400
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
96908
3594513
SH
DFND
1
2372579
0
1221934
EPR PPTYS
CONV PFD 9% SR E
26884U307
5601
177698
SH
DFND
1
177698
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
57106
590301
SH
DFND
1
415401
0
174900
EV ENERGY PARTNERS LP
COM UNITS
26926V107
75780
1912684
SH
DFND
1
1570039
0
342645
EAGLE ROCK ENERGY PARTNERS L
UNIT
26985R104
5550
1114366
SH
DFND
1
1114366
0
0
EDUCATION RLTY TR INC
COM
28140H104
26850
2500000
SH
DFND
1
1576200
0
923800
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
17069
161330
SH
DFND
1
161330
0
0
ENBRIDGE INC
COM
29250N105
6408
135000
SH
DFND
1
135000
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
10193
289157
SH
DFND
1
289157
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
6516
112400
SH
DFND
1
112400
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
100103
1698382
SH
DFND
1
1218582
0
479800
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
245
7800
SH
DFND
1
7800
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
110595
1755480
SH
DFND
1
1124281
0
631199
EXTERRAN PARTNERS LP
COM UNITS
30225N105
9397
332300
SH
DFND
1
332300
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
3706
634644
SH
DFND
1
634644
0
0
GENERAL MTRS CO
COM
37045V100
25391
699464
SH
DFND
1
699464
0
0
GENERAL MTRS CO
*W EXP 7/10/201
37045V118
1156
43447
SH
DFND
1
43447
0
0
GENERAL MTRS CO
*W EXP 7/10/201
37045V126
806
43447
SH
DFND
1
43447
0
0
GRAMERCY PPTY TR INC
COM
38489R100
16913
2795500
SH
DFND
1
1842600
0
952900
HCP INC
COM
40414L109
106274
2568255
SH
DFND
1
1702346
0
865909
HOST HOTELS & RESORTS INC
COM
44107P104
67796
3080214
SH
DFND
1
1955591
0
1124623
JPMORGAN CHASE & CO
COM
46625H100
27035
469200
SH
DFND
1
469200
0
0
KBR INC
COM
48242W106
716
30000
SH
DFND
1
30000
0
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
88080
1115922
SH
DFND
1
1115922
0
0
LA QUINTA HLDGS INC
COM
50420D108
6856
358200
SH
DFND
1
0
0
358200
MARLIN MIDSTREAM PARTNERS LP
COM UTLTD PTN IN
57118V100
2036
100000
SH
DFND
1
100000
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
88255
1208142
SH
DFND
1
782142
0
426000
NRG YIELD INC
COM CL A
62942X108
1360
26136
SH
DFND
1
26136
0
0
NEXTERA ENERGY INC
COM
65339F101
1025
10000
SH
DFND
1
10000
0
0
NISOURCE INC
COM
65473P105
105594
2684134
SH
DFND
1
2087034
0
597100
PBF LOGISTICS LP
UNIT LTD PTNR
69318Q104
5376
195350
SH
DFND
1
195350
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
14009
423090
SH
DFND
1
423090
0
0
QEP MIDSTREAM PARTNERS LP
COM UNIT RP LTD
74735R115
1718
66700
SH
DFND
1
66700
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
177028
1730475
SH
DFND
1
1332575
0
397900
SL GREEN RLTY CORP
COM
78440X101
80594
736624
SH
DFND
1
474764
0
261860
SEMGROUP CORP
CL A
81663A105
131141
1663167
SH
DFND
1
1305067
0
358100
SOUTHCROSS ENERGY PARTNERS L
COM UNIT LTDPT
84130C100
13638
592942
SH
DFND
1
592942
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
9780
109250
SH
DFND
1
109250
0
0
TRI POINTE HOMES INC
COM
87265H109
3609
229600
SH
DFND
1
144000
0
85600
TRANSCANADA CORP
COM
89353D107
5161
108150
SH
DFND
1
108150
0
0
VENTAS INC
COM
92276F100
182846
2852507
SH
DFND
1
1758124
0
1094383
VERIZON COMMUNICATIONS INC
COM
92343V104
367
7500
SH
DFND
1
7500
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
5175
268020
SH
DFND
1
268020
0
0
WINDSTREAM HLDGS INC
COM
97382A101
547
54900
SH
DFND
1
54900
0
0
ABENGOA YIELD PLC
ORD SHS
G00349103
4032
106600
SH
SOLE
106600
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
3895
171360
SH
DFND
1
171360
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
4005
450000
SH
DFND
1
450000
0
0
TEEKAY CORPORATION
COM
Y8564W103
90094
1447290
SH
DFND
1
1168790
0
278500