0000950123-14-006168.txt : 20140515
0000950123-14-006168.hdr.sgml : 20140515
20140515121941
ACCESSION NUMBER: 0000950123-14-006168
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 14845220
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001001085
XXXXXXXX
03-31-2014
03-31-2014
Brookfield Asset Management Inc.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
CA
05-15-2014
2
172
23099874
false
1
028-13826
Brookfield Investment Management Inc.
2
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCESS MIDSTREAM PARTNERS L
UNIT
00434L109
62783
1090934
SH
DFND
1
677934
0
413000
AGRIUM INC.
COM
008916108
390
4000
SH
DFND
4000
0
0
ALEXANDERS INC
COM
014752109
2503
6933
SH
DFND
1
0
0
6933
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
5271
84850
SH
DFND
1
84850
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
318894
3895126
SH
DFND
1
3009026
0
886100
APPLE INC
COM
037833100
10785
20100
SH
DFND
1
20100
0
0
AT&T INC
COM
00206R102
2539
72385
SH
DFND
1
72385
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
27508
856694
SH
DFND
1
672894
0
183800
AVALONBAY CMNTYS INC
COM
053484101
143494
1092706
SH
DFND
1
711338
0
381368
B & G FOODS INC NEW
COM
05508R106
416
13810
SH
DFND
1
13810
0
0
BANK OF AMERICA CORPORATION
COM
060505104
32043
1862983
SH
DFND
1
1862983
0
0
BANK OF AMERICA CORPORATION
*W EXP 10/28/201
060505153
406
450000
SH
DFND
1
450000
0
0
BANK OF MONTREAL
COM
063671101
451
6800
SH
DFND
6800
0
0
BANK OF NOVA SCOTIA
COM
064149107
928
16000
SH
DFND
16000
0
0
BARRICK GOLD CORP
COM
067901108
301
16900
SH
DFND
1
16900
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
15814
787535
SH
DFND
1
438655
0
348880
BLACKBERRY LTD
COM
09228F103
566
70000
SH
DFND
1
70000
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
25282
1885300
SH
DFND
1
1885300
0
0
BOSTON PROPERTIES INC
COM
101121101
974
8500
SH
DFND
1
8500
0
0
BP PLC
SPONSORED ADR
055622104
12998
270509
SH
DFND
1
270509
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
261
13075
SH
DFND
1
13075
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
981
8800
SH
DFND
1
8800
0
0
BRIXMOR PPTY GROUP INC
COM
11120U105
35661
1671849
SH
DFND
1
1094449
0
577400
BROOKFIELD CANADA OFFICE PROPERTIES
TR UNIT
112823109
263150
10564017
SH
DFND
0
0
10564017
BROOKFIELD INFRAST PARTNERS LP INT UNIT
LP INT UNIT
G16252101
1930
48930
SH
DFND
0
48930
0
BROOKFIELD OFFICE PROPERTIES
COM
112900105
9082764
469393505
SH
DFND
0
0
469393505
BROOKFIELD PPTY PARTNERS LP LP UNIT
UNIT LTD PARTN
G16249107
846174
45249931
SH
DFND
0
45249931
0
BROOKFIELD RESIDENTIAL PROPERTIES INC
COM
11283W104
1708911
81493112
SH
DFND
0
81493112
0
CAMDEN PPTY TR
SH BEN INT
133131102
78176
1160910
SH
DFND
1
756764
0
404146
CAMPUS CREST CMNTYS INC
COM
13466Y105
7912
911535
SH
DFND
1
571435
0
340100
CANADIAN IMPERIAL BANK OF COMMERCE
COM
136069101
500
5600
SH
DFND
5600
0
0
CANADIAN NATURAL RESOURCES
COM
136385101
330
8600
SH
DFND
8600
0
0
CBL & ASSOC PPTYS INC
COM
124830100
176722
9956166
SH
DFND
1
6389280
0
3566886
CEMEX SAB DE CV
SPON ADR NEW
151290889
13614
1077900
SH
DFND
1
1077900
0
0
CENTURYLINK INC
COM
156700106
1505
45820
SH
DFND
1
45820
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
14905
579278
SH
DFND
1
396323
0
182955
CHEVRON CORP NEW
COM
166764100
951
8000
SH
DFND
1
8000
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
2266
26000
SH
DFND
1
26000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
4844
106250
SH
DFND
1
106250
0
0
CITIGROUP INC
COM NEW
172967424
60825
1277940
SH
DFND
1
1277940
0
0
COCA COLA CO
COM
191216100
6254
161800
SH
DFND
1
161800
0
0
COHEN & STEERS REIT & PFD IN
COM
19247X100
5170
304100
SH
DFND
1
304100
0
0
COHEN & STEERS SLT PFD INCM
COM
19248Y107
2000
80268
SH
DFND
1
80268
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
47471
5126483
SH
DFND
1
3600783
0
1525700
CONOCOPHILLIPS
COM
20825C104
1639
23300
SH
DFND
1
23300
0
0
CORENERGY INFRASTRUCTURE TR
COM
21870U205
2787
412900
SH
DFND
1
412900
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
38306
1437930
SH
DFND
1
941730
0
496200
CRESCENT POINT ENERGY
COM
22576C101
912
25100
SH
DFND
25100
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
58963
4260337
SH
DFND
1
3209437
0
1050900
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
4934
218901
SH
DFND
1
218900
0
1
CROWN CASTLE INTL CORP
CNV PFD STK SR A
228227500
1953
19310
SH
DFND
1
19310
0
0
CROWN CASTLE INTL CORP
COM
228227104
95678
1296800
SH
DFND
1
970800
0
326000
DCT INDUSTRIAL TRUST INC
COM
233153105
60625
7693557
SH
DFND
1
4648757
0
3044800
DDR CORP
COM
23317H102
41378
2510830
SH
DFND
1
1451530
0
1059300
DOUGLAS EMMETT INC
COM
25960P109
93346
3439415
SH
DFND
1
2200515
0
1238900
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
51642
2145513
SH
DFND
1
1415179
0
730334
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
4972
163600
SH
DFND
1
163600
0
0
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
13483
216700
SH
DFND
1
216700
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
7866
283863
SH
DFND
1
283863
0
0
ENBRIDGE INC
COM
29250N105
6144
135000
SH
DFND
1
135000
0
0
ENBRIDGE INC.
COM
29250N105
610
13400
SH
DFND
13400
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
83995
1796682
SH
DFND
1
1279282
0
517400
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
9349
173800
SH
DFND
1
173800
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
237
7800
SH
DFND
1
7800
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
82701
1192341
SH
DFND
1
710141
0
482200
EPR PPTYS
CONV PFD 9% SR E
26884U307
6018
197298
SH
DFND
1
197298
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
45328
644501
SH
DFND
1
433401
0
211100
EQUITY RESIDENTIAL
SH BEN INT
29476L107
113253
1952980
SH
DFND
1
1272381
0
680599
ESSEX PPTY TR INC
COM
297178105
36898
216981
SH
DFND
1
142050
0
74931
EV ENERGY PARTNERS LP
COM UNITS
26926V107
63728
1902899
SH
DFND
1
1562354
0
340545
EXTERRAN PARTNERS LP
COM UNITS
30225N105
9471
332300
SH
DFND
1
332300
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1947
124800
SH
DFND
1
124800
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
4532
795044
SH
DFND
1
795044
0
0
GENERAL ELECTRIC CO
COM
369604103
3577
138150
SH
DFND
1
138150
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
5579529
255356036
SH
DFND
2
0
0
255356036
GENERAL MLS INC
COM
370334104
6721
129696
SH
DFND
1
129696
0
0
GENERAL MOTORS CO
*W EXP 7/10/201
37045V126
1045
60000
SH
DFND
0
0
60000
GENERAL MTRS CO
COM
37045V100
22275
647164
SH
DFND
1
647164
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1079
43447
SH
DFND
1
43447
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
756
43447
SH
DFND
1
43447
0
0
GENESEE & WYO INC
CL A
371559105
9255
95100
SH
DFND
1
95100
0
0
GRAMERCY PPTY TR INC
COM
38489R100
2735
530033
SH
DFND
1
530033
0
0
HALLIBURTON CO
COM
406216101
17161
291410
SH
DFND
1
291410
0
0
HCP INC
COM
40414L109
80627
2078555
SH
DFND
1
1395146
0
683409
HIGHWOODS PPTYS INC
COM
431284108
121460
3162191
SH
DFND
1
1944643
0
1217548
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
3700
171360
SH
DFND
1
171360
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
60575
2992814
SH
DFND
1
1937391
0
1055423
HYATT HOTELS CORP
COM CL A
448579102
65027
1208454
SH
DFND
1
792396
0
416058
IRON MTN INC
COM
462846106
142046
5152214
SH
DFND
1
3336445
0
1815769
ISHARES
CORE S&P SCP ETF
464287804
1983
18000
SH
DFND
1
18000
0
0
ISHARES
RUSSELL 2000 ETF
464287655
11889
102193
SH
DFND
1
102193
0
0
ISHARES
RUS 1000 ETF
464287622
1947
18582
SH
DFND
1
18582
0
0
ISHARES
S&P 500 GRWT ETF
464287309
1074
10759
SH
DFND
1
10759
0
0
ISHARES
RUS MID-CAP ETF
464287499
22288
144014
SH
DFND
1
144014
0
0
ISHARES
SP SMCP600GR ETF
464287887
1862
15652
SH
DFND
1
15652
0
0
ISHARES
EAFE VALUE ETF
464288877
733
12734
SH
DFND
1
12734
0
0
ISHARES
SP SMCP600VL
464287879
1746
15390
SH
DFND
1
15390
0
0
ISHARES
S&P 500 VAL ETF
464287408
791
9103
SH
DFND
1
9103
0
0
ISHARES
CORE S&P MCP ETF
464287507
5318
38683
SH
DFND
1
38683
0
0
ISHARES
CORE S&P500 ETF
464287200
2729
14507
SH
DFND
1
14507
0
0
ISHARES
EAFE GRWTH ETF
464288885
745
10507
SH
DFND
1
10507
0
0
ISHARES
MSCI EMG MKT ETF
464287234
1867
45525
SH
DFND
1
45525
0
0
ISHARES
MSCI EAFE ETF
464287465
8957
133290
SH
DFND
1
133290
0
0
ITC HLDGS CORP
COM
465685105
1322
35400
SH
DFND
1
35400
0
0
JOHNSON & JOHNSON
COM
478160104
7530
76656
SH
DFND
1
76656
0
0
JPMORGAN CHASE & CO
COM
46625H100
27447
452100
SH
DFND
1
452100
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
2020
100000
SH
DFND
1
100000
0
0
JUST ENERGY GROUP INC
COM
48213W101
266
33368
SH
DFND
33368
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
168032
1646400
SH
DFND
1
1275100
0
371300
KBR INC
COM
48242W106
800
30000
SH
DFND
1
30000
0
0
KELLOGG CO
COM
487836108
6152
98120
SH
DFND
1
98120
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
3031
134665
SH
DFND
1
85165
0
49500
KINDER MORGAN INC DEL
COM
49456B101
1592
49000
SH
DFND
1
49000
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
89369
2418002
SH
DFND
1
1595571
0
822431
MACK-CALI RLTY CORP
COM
554489104
13105
630357
SH
DFND
1
368877
0
261480
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
69040
1056944
SH
DFND
1
755644
0
301300
MARLIN MIDSTREAM PARTNERS LP
COM UTLTD PTN IN
57118V100
1760
100000
SH
DFND
1
100000
0
0
MCDONALDS CORP
COM
580135101
7230
73750
SH
DFND
1
73750
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
121168
1774842
SH
DFND
1
1136642
0
638200
MONDELEZ INTL INC
CL A
609207105
7489
216750
SH
DFND
1
216750
0
0
MPLX LP
COM UNIT REP LTD
55336V100
20110
410492
SH
DFND
1
293692
0
116800
NATIONAL GRID PLC
SPON ADR NEW
636274300
17515
254800
SH
DFND
1
254800
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
4681
991687
SH
DFND
1
991687
0
0
NEXTERA ENERGY INC
COM
65339F101
956
10000
SH
DFND
1
10000
0
0
NISOURCE INC
COM
65473P105
89495
2518873
SH
DFND
1
1931873
0
587000
NORTH AMERN ENERGY PARTNERS
COM
656844107
5081
705698
SH
DFND
1
705698
0
0
NRG YIELD INC
COM CL A
62942X108
1033
26136
SH
DFND
1
26136
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
4951
90100
SH
DFND
1
90100
0
0
OGE ENERGY CORP
COM
670837103
7150
194500
SH
DFND
1
194500
0
0
ONE GAS INC
COM
68235P108
5195
144600
SH
DFND
1
144600
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
1158
42700
SH
DFND
1
42700
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1267
40000
SH
DFND
1
40000
0
0
PEMBINA PIPELINE CORP
COM
706327103
30354
797099
SH
DFND
1
797099
0
0
PHILIP MORRIS INTL INC
COM
718172109
7382
90300
SH
DFND
1
90300
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
31912
578963
SH
DFND
1
417163
0
161800
POST PPTYS INC
COM
737464107
16409
334200
SH
DFND
1
209600
0
124600
PROCTER & GAMBLE CO
COM
742718109
6547
81230
SH
DFND
1
81230
0
0
PUBLIC STORAGE
COM
74460D109
2022
12000
SH
DFND
1
12000
0
0
QEP MIDSTREAM PARTNERS LP
COM UNIT RP LTD
74735R115
1559
66700
SH
DFND
1
66700
0
0
RICE ENERGY INC
COM
762760106
2451
92892
SH
DFND
1
92892
0
0
ROUSE
COM
779287101
335600
19387624
SH
DFND
2
0
0
19387624
ROYAL BANK OF CANADA
COM
780087102
1137
17400
SH
DFND
17400
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
10221
130900
SH
DFND
1
130900
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
147728
1624100
SH
DFND
1
1227600
0
396500
SCORPIO BULKERS INC
SHS
Y7546A106
4549
450000
SH
DFND
1
450000
0
0
SEMGROUP CORP
CL A
81663A105
111661
1700082
SH
DFND
1
1337582
0
362500
SEMPRA ENERGY
COM
816851109
196730
2033173
SH
DFND
1
1571873
0
461300
SIMON PPTY GROUP INC NEW
COM
828806109
234264
1428436
SH
DFND
1
889324
0
539112
SL GREEN RLTY CORP
COM
78440X101
79235
787470
SH
DFND
1
511910
0
275560
SOUTHCROSS ENERGY PARTNERS L
COM UNIT LTDPT
84130C100
8592
506900
SH
DFND
1
506900
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27685
148039
SH
DFND
1
148039
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3385
13510
SH
DFND
1
13510
0
0
SPECTRA ENERGY CORP
COM
847560109
236169
6393302
SH
DFND
1
4970302
0
1423000
SUN LIFE FINL INC
COM
866796105
6621
191100
SH
DFND
1
191100
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
5617
182600
SH
DFND
1
182600
0
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
5407
148500
SH
DFND
1
148500
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
4932
102900
SH
DFND
1
102900
0
0
TEEKAY CORPORATION
COM
Y8564W103
116242
2066890
SH
DFND
1
1690090
0
376800
TORONTO DOMINION BANK
COM NEW
891160509
884
19000
SH
DFND
19000
0
0
TRANSCANADA CORP
COM
89353D107
4923
108150
SH
DFND
1
108150
0
0
TRANSCANADA CORP
COM
89353D107
182
4000
SH
DFND
4000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
11651
142750
SH
DFND
1
142750
0
0
UIL HLDG CORP
COM
902748102
3004
81600
SH
DFND
1
81600
0
0
UNION PAC CORP
COM
907818108
10903
58100
SH
DFND
1
58100
0
0
VENTAS INC
COM
92276F100
111185
1835645
SH
DFND
1
1206462
0
629183
VERIZON COMMUNICATIONS INC
COM
92343V104
357
7500
SH
DFND
1
7500
0
0
VORNADO RLTY TR
SH BEN INT
929042109
126516
1283649
SH
DFND
1
834562
0
449087
WASTE CONNECTIONS INC
COM
941053100
91591
2088251
SH
DFND
1
1529551
0
558700
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTP
95931Q205
3669
117800
SH
DFND
1
117800
0
0
WEYERHAEUSER CO
COM
962166104
81461
2775488
SH
DFND
1
1826488
0
949000
WILLIAMS COS INC DEL
COM
969457100
180925
4458481
SH
DFND
1
3555281
0
903200
WINDSTREAM HLDGS INC
COM
97382A101
452
54900
SH
DFND
1
54900
0
0