-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MfEvfri7rTF9tq1VwgiaCm0c/05+HF/Lb6WsmN6DvUN+q9dNbEmM0SqdIxqPTmLT 73PGJK/t8DvqdIU5b5SOGA== 0000919574-09-010589.txt : 20090515 0000919574-09-010589.hdr.sgml : 20090515 20090515101043 ACCESSION NUMBER: 0000919574-09-010589 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001000742 IRS NUMBER: 112792496 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06285 FILM NUMBER: 09829546 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127548100 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 15TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d990549_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Sandler Capital Management Address: 711 Fifth Avenue 15th Floor New York, New York 10022 13F File Number: 28-06285 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Sandler Title: Managing Director Phone: 212-754-8100 Signature, Place and Date of Signing: /s/ Andrew Sandler New York, New York May 15, 2009 - ------------------- ---------------------- ------------ [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $283,657 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-10539 Sandler Associates 2. 28-10540 Sandler Offshore Fund, Inc. FORM 13F INFORMATION TABLE Sandler Capital Management September 30, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1301 49900 SH SHARED-DEFINED 1, 2 49900 0 0 ARBINET THEXCHANGE INC COM 03875P100 114 71500 SH SHARED-DEFINED 1, 2 71500 0 0 BECKMAN COULTER INC COM 075811109 2418 47400 SH SHARED-DEFINED 1, 2 47400 0 0 BLOCK H & R INC COM 093671105 4131 227100 SH PUT SHARED-DEFINED 1, 2 227100 0 0 BUNGE LIMITED COM G16962105 2833 50000 SH PUT SHARED-DEFINED 1, 2 50000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 8367 646623 SH SHARED-DEFINED 1, 2 646623 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1875 300000 SH PUT SHARED-DEFINED 1, 2 300000 0 0 CORNING INC COM 219350105 3583 270000 SH SHARED-DEFINED 1, 2 270000 0 0 DIONEX CORP COM 254546104 3567 75500 SH SHARED-DEFINED 1, 2 75500 0 0 EQUIFAX INC COM 294429105 4037 165100 SH SHARED-DEFINED 1, 2 165100 0 0 GOOGLE INC CL A 38259P508 3829 11000 SH SHARED-DEFINED 1, 2 11000 0 0 HOME DEPOT INC COM 437076102 2592 110000 SH SHARED-DEFINED 1, 2 110000 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 4617 62000 SH SHARED-DEFINED 1, 2 62000 0 0 INTUITIVE SURGICAL INC COM NEW 4612OE602 9536 100000 SH PUT SHARED-DEFINED 1, 2 100000 0 0 ISHARES INC MSCI BRAZIL 464286400 2643 70100 SH SHARED-DEFINED 1, 2 70100 0 0 ISHARES TR IBOXX INV CPBD 464287242 16490 175200 SH SHARED-DEFINED 1, 2 175200 0 0 ISHARES TR RUSSELL 2000 464287655 30591 727500 SH SHARED-DEFINED 1, 2 727500 0 0 LENDER PROCESSING SVCS INC COM 52602E102 1074 35100 SH SHARED-DEFINED 1, 2 35100 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 2975 91600 SH SHARED-DEFINED 1, 2 91600 0 0 MARTIN MARIETTA MATLS INC COM 573284106 2776 35000 SH SHARED-DEFINED 1, 2 35000 0 0 MEAD JOHNSON NUTRITION CO CL A 582839106 1383 47900 SH SHARED-DEFINED 1, 2 47900 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 52871 596800 SH SHARED-DEFINED 1, 2 596800 0 0 OPNET TECHNOLOGIES INC COM 683757108 707 81600 SH SHARED-DEFINED 1, 2 81600 0 0 POTASH CORP SASK INC COM 73755L107 12122 150000 SH PUT SHARED-DEFINED 1, 2 150000 0 0 RCN CORP COM NEW 749361200 406 109700 SH SHARED-DEFINED 1, 2 109700 0 0 RETAIL HOLDRS TR DEP RCPT 76127U101 2747 37100 SH SHARED-DEFINED 1, 2 37100 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 3470 100000 SH SHARED-DEFINED 1, 2 100000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 10834 120000 SH PUT SHARED-DEFINED 1, 2 120000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 7817 736090 SH SHARED-DEFINED 1, 2 736090 0 0 SPDR TR UNIT SER 1 78462F103 70407 885400 SH SHARED-DEFINED 1, 2 885400 0 0 TRANSOCEAN LTD REG SHS H8817H100 1918 32600 SH SHARED-DEFINED 1, 2 32600 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3450 70100 SH SHARED-DEFINED 1, 2 70100 0 0 WARNACO GROUP INC COM NEW 934390402 2400 100000 SH SHARED-DEFINED 1, 2 100000 0 0 WATERS CORP COM 941848103 3776 102200 SH CALL SHARED-DEFINED 1, 2 102200 0 0
-----END PRIVACY-ENHANCED MESSAGE-----