-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q819SzmY8gBWykbzZn6FCABqGXoVWCA+L6s7I0x3rKpc/ebmkwP8gxhbkE6YHXrP HfT2GTujLCcVJuTzAy5nlw== 0000919574-99-000749.txt : 19990518 0000919574-99-000749.hdr.sgml : 19990518 ACCESSION NUMBER: 0000919574-99-000749 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCHWEITZER MAUDUIT INTERNATIONAL INC CENTRAL INDEX KEY: 0001000623 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 621612879 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48407 FILM NUMBER: 99628788 BUSINESS ADDRESS: STREET 1: 100 NORTH POINT CENTER EAST STREET 2: SUITE 600 CITY: ALPHARETTA STATE: GA ZIP: 30022-8246 BUSINESS PHONE: 8005140186 MAIL ADDRESS: STREET 1: 100 NORTH POINT CENTER EAST STREET 2: SUITE 600 CITY: ALPHARETTA STATE: GA ZIP: 30022-8246 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER INVESTMENTS CENTRAL INDEX KEY: 0000860643 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232673088 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 223 EAST CHESTNUT ST CITY: LANCASTER STATE: PA ZIP: 17602 BUSINESS PHONE: 7172991385 MAIL ADDRESS: STREET 1: GARDNER INVESTMENTS CITY: LANCASTER STATE: PA ZIP: 17602 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: Schweitzer-Mauduit International, Inc. Title of Class of Securities: Common Stock CUSIP Number: 808541106 (Date of Event Which Requires Filing of this Statement) March 2, 1999 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 808541106 1. Name of Reporting Person I.R.S. Identification No. of Above Person Thomas Russo 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 255,000 6. Shared Voting Power: 586,890 7. Sole Dispositive Power: 255,000 8. Shared Dispositive Power: 586,890 9. Aggregate Amount Beneficially Owned by Each Reporting Person 841,890 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 5.27% 12. Type of Reporting Person IN -2- CUSIP Number: 808541106 1. Name of Reporting Person I.R.S. Identification No. of Above Person Gardner Investments 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization Pennsylvania Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 622,590 7. Sole Dispositive Power: 8. Shared Dispositive Power: 622,590 9. Aggregate Amount Beneficially Owned by Each Reporting Person 622,590 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 3.91% 12. Type of Reporting Person IA, CO -3- Item 1(a) Name of Issuer: Schweitzer-Mauduit International, Inc. (b) Address of Issuer's Principal Executive Offices: 100 North Point Center East, Suite 600 Alpharetta, GA Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: Thomas Russo Gardner Investments 223 East Chestnut Street Lancaster, PA 17602 (d) Title of Class of Securities: Common Stock, $.10 par value (e) CUSIP Number: 808541106 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, With respect to Gardner Investments: (e) /X/ The filing person is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, -4- (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). With respect to Thomas Russo: This statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: Thomas Russo- 841,890, Gardner Investment - 622,590 (b) Percent of Class: Thomas Russo- 5.27%, Gardner Investment 3.91% (c) Thomas Russo - 841,890 shares with shared power to vote or to direct the vote; 255,000 shares with sole power to vote or direct the vote; 841,890 shares with shared power to dispose or to direct the disposition of; 255,000 shares with the sole power to dispose or to direct the disposition of. Gardner Investment - 622,590 shares with shared power to vote or to direct the vote; 622,590 shares with shared power to dispose or to direct the disposition of. Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A -5- Item 9. Notice of Dissolution of the Group. N/A Item 10. With respect to Gardner Investments: Certification for Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. With respect to Thomas Russo: Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Thomas Russo May 11, 1999 Thomas Russo Date Gardner Investments May 11, 1999 Date By: /s/ Thomas Russo Thomas Russo, Partner -6- AGREEMENT The undersigned agree that this Schedule 13G dated May 14, 1999 relating to the Common Stock of Schweitzer- Mauduit International, Inc. shall be filed on behalf of the undersigned. /s/ Thomas Russo Thomas Russo Gardner Investment By: /s/ Thomas Russo Thomas Russo, Partner -7- 70655160.AK0 -----END PRIVACY-ENHANCED MESSAGE-----