-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jztm4OEeb7jeLkAVt5RQRq/b2vkfMcly5CF2lQzKoTaUTjm3L288XbSrXjPDmhzp JnxVuqDkbMOK7ruBV6Sbmw== 0001140361-10-021813.txt : 20100517 0001140361-10-021813.hdr.sgml : 20100517 20100517172557 ACCESSION NUMBER: 0001140361-10-021813 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF CANADA \ CENTRAL INDEX KEY: 0001000275 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11396 FILM NUMBER: 10840210 BUSINESS ADDRESS: STREET 1: P O BOX 1 STREET 2: ROYAL BANK PLAZA CITY: TORONTO STATE: A6 ZIP: 00000 BUSINESS PHONE: 4169745151 MAIL ADDRESS: STREET 1: P O BOX 6001 CITY: MONTREAL STATE: A8 ZIP: H3C 3A9 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Bank of Canada Address: 200 Bay Street, P.O. Box 1 Royal Bank Plaza Toronto, ON CANADA M5J 2J5 Form 13F File Number: 028-11396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Ingrid Versnel Title: Senior Vice-President Phone: 416-955-6442 Signature, Place, and Date of Signing: /s/ Ingrid Versnel Toronto, Ontario 5/17/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 19 Form 13F Information Table Entry Total: 14,421 Form 13F Information Table Value Total: $ 87,548,844 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11252 RBC Asset Management Inc. - ---- -------------------- ---------------------------------------------------- 2 028-11273 RBC Capital Markets Arbitrage SA - ---- -------------------- ---------------------------------------------------- 3 028-04069 RBC Capital Markets Corporation - ---- -------------------- ---------------------------------------------------- 4 028-10228 RBC Global Asset Management Management (U.S.) Inc (formerly Voyageur Asset Management Inc.) - ---- -------------------- ---------------------------------------------------- 5 028-11322 RBC Dominion Securities Inc. - ---- -------------------- ---------------------------------------------------- 6 028-12243 Phillips, Hager and North Investment Management Limited - ---- -------------------- ---------------------------------------------------- 7 028-11271 RBC Phillips, Hager & North Investment Counsel Inc. (Formerly, RBC Private Counsel Inc.) - ---- -------------------- ---------------------------------------------------- 8 028-11454 RBC Private Counsel(USA) Inc. - ---- -------------------- ---------------------------------------------------- 9 028-11393 Royal Trust Corporation of Canada - ---- -------------------- ---------------------------------------------------- 10 028-12564 RBC Investment Solutions (CI) Ltd - ---- -------------------- ---------------------------------------------------- 11 028-11367 Royal Bank of Canada Investment Management(UK) Limited - ---- -------------------- ---------------------------------------------------- 12 028-11619 Royal Bank of Canada Europe Limited - ---- -------------------- ---------------------------------------------------- 13 028-11601 RBC cees Trustee Limited (formerly Abacus Corporate Trustee Ltd. - ---- -------------------- ---------------------------------------------------- 14 028-13471 RBC Trust Company (International) Limited - ---- -------------------- ---------------------------------------------------- 15 028-12693 Royal Bank of Canada Trust Company (Bahamas) Limited - ---- -------------------- ---------------------------------------------------- 16 028-13008 RBC Trustees (CI) Limited - ---- -------------------- ---------------------------------------------------- 17 028-13851 Royal Bank of Canada (Suisse) - ---- -------------------- ---------------------------------------------------- 18 028-13779 RBC Trust Company (Delaware) Limited - ---- -------------------- ---------------------------------------------------- S 028-12562 Sky Investment Counsel Inc. - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AAR CORP COM 000361105 79 3,170 SH DEFINED 2 3,170 - - AAR CORP COM 000361105 21 845 SH DEFINED 18 845 - - ABB LTD SPONSORED ADR 000375204 1,728 79,104 SH DEFINED 3 79,104 - - ABB LTD SPONSORED ADR 000375204 5,605 256,631 SH DEFINED 5 256,631 - - ABB LTD SPONSORED ADR 000375204 15 700 SH DEFINED 7 - 700 - ABB LTD SPONSORED ADR 000375204 129 5,920 SH DEFINED 8 5,920 - - ABB LTD SPONSORED ADR 000375204 70 3,224 SH DEFINED 18 3,224 - - ABB LTD SPONSORED ADR 000375204 11,710 536,156 SH DEFINED 5;1 536,156 - - ABB LTD SPONSORED ADR 000375204 54 2,467 SH DEFINED 2,467 - - A D C TELECOMMUNICATIONS COM NEW 000886309 67 9,181 SH DEFINED 2 9,181 - - A D C TELECOMMUNICATIONS COM NEW 000886309 140 19,135 SH DEFINED 3 19,135 - - A D C TELECOMMUNICATIONS COM NEW 000886309 1,029 140,800 SH DEFINED 4 - 66,700 74,100 A D C TELECOMMUNICATIONS COM NEW 000886309 15 2,042 SH DEFINED 5 2,042 - - ABM INDS INC COM 000957100 138 6,500 SH DEFINED 3 6,500 - - ABM INDS INC COM 000957100 4 184 SH DEFINED 18 184 - - AFLAC INC COM 001055102 12,938 238,314 SH DEFINED 2 238,314 - - AFLAC INC COM 001055102 3,569 65,740 SH DEFINED 3 62,287 - 3,453 AFLAC INC COM 001055102 886 16,315 SH DEFINED 4 - 14,440 1,875 AFLAC INC COM 001055102 5,231 96,346 SH DEFINED 5 96,346 - - AFLAC INC COM 001055102 52,277 962,926 SH DEFINED 6 962,926 - - AFLAC INC COM 001055102 22 410 SH DEFINED 7 - 410 - AFLAC INC COM 001055102 349 6,424 SH DEFINED 8 3,424 3,000 - AFLAC INC COM 001055102 225 4,148 SH DEFINED 10 4,148 - - AFLAC INC COM 001055102 20 375 SH DEFINED 15 375 - - AFLAC INC COM 001055102 753 13,870 SH DEFINED 18 13,870 - - AFLAC INC COM 001055102 6 108 SH DEFINED 108 - - AFLAC INC COM 001055102 7 125 SH SOLE 125 - - AGCO CORP COM 001084102 224 6,242 SH DEFINED 2 6,242 - - AGCO CORP COM 001084102 1,119 31,202 SH DEFINED 3 31,202 - - AGCO CORP COM 001084102 237 6,606 SH DEFINED 10 6,606 - - AGCO CORP COM 001084102 3 94 SH DEFINED 18 94 - - AGCO CORP COM 001084102 19 517 SH DEFINED 517 - - AGCO CORP COM 001084102 92 2,555 SH SOLE 2,555 - - AGL RES INC COM 001204106 5,546 143,486 SH DEFINED 3 140,151 - 3,335 AGL RES INC COM 001204106 1 21 SH DEFINED 5 21 - - AGL RES INC COM 001204106 521 13,478 SH DEFINED 18 13,478 - - AGL RES INC COM 001204106 14 364 SH DEFINED - - 364 A H BELO CORP COM CL A 001282102 15 2,100 SH DEFINED 2 2,100 - - A H BELO CORP COM CL A 001282102 - 24 SH DEFINED 3 24 - - A H BELO CORP COM CL A 001282102 8 1,047 SH DEFINED 5 1,047 - - AK STL HLDG CORP COM 001547108 52,315 2,288,500 SH DEFINED 1 2,288,500 - - AK STL HLDG CORP COM 001547108 1,449 63,400 SH DEFINED 2 63,400 - - AK STL HLDG CORP COM 001547108 1,225 53,569 SH DEFINED 3 48,569 - 5,000 AK STL HLDG CORP COM 001547108 1,406 61,497 SH DEFINED 5 61,497 - - AK STL HLDG CORP COM 001547108 32 1,410 SH DEFINED 8 1,410 - - AK STL HLDG CORP COM 001547108 10 432 SH DEFINED 16 432 - - AK STL HLDG CORP COM 001547108 3 124 SH DEFINED 18 124 - - AMN HEALTHCARE SERVICES COM 001744101 30 3,409 SH DEFINED 2 3,409 - - INC AMR CORP COM 001765106 431 47,278 SH DEFINED 2 47,278 - - AMR CORP COM 001765106 2,653 291,200 PUT DEFINED 3 291,200 - - AMR CORP COM 001765106 2,179 239,137 SH DEFINED 3 237,437 - 1,700 AMR CORP COM 001765106 729 80,000 SH DEFINED 16 80,000 - - ATS MED INC COM 002083103 95 36,600 SH DEFINED 3 36,600 - - AU OPTRONICS CORP SPONSORED ADR 002255107 127 11,242 SH DEFINED 2 11,242 - - AU OPTRONICS CORP SPONSORED ADR 002255107 110 9,685 SH DEFINED 3 9,685 - - AU OPTRONICS CORP SPONSORED ADR 002255107 148 13,063 SH DEFINED 14 13,063 - - AU OPTRONICS CORP SPONSORED ADR 002255107 7 637 SH DEFINED 18 637 - - AU OPTRONICS CORP SPONSORED ADR 002255107 152 13,390 SH SOLE 13,390 - - AVX CORP NEW COM 002444107 12 829 SH DEFINED 3 829 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AVX CORP NEW COM 002444107 949 66,833 SH DEFINED 5 66,833 - - AVX CORP NEW COM 002444107 142 10,000 SH DEFINED 8 10,000 - - AVX CORP NEW COM 002444107 241 17,000 SH DEFINED 14 17,000 - - AVX CORP NEW COM 002444107 175 12,300 SH DEFINED 16 12,300 - - AZZ INC COM 002474104 49 1,455 SH DEFINED 2 1,455 - - AZZ INC COM 002474104 47 1,400 SH DEFINED 3 1,400 - - AZZ INC COM 002474104 11,391 336,500 SH DEFINED 4 - 126,100 210,400 AARONS INC COM 002535201 696 20,861 SH DEFINED 3 20,861 - - AARONS INC COM 002535201 721 21,619 SH DEFINED 5 21,619 - - AARONS INC COM 002535201 54 1,632 SH DEFINED 8 1,632 - - AARONS INC COM 002535201 9 260 SH DEFINED 18 260 - - ABAXIS INC COM 002567105 7 250 SH DEFINED 3 250 - - ABAXIS INC COM 002567105 14 519 SH DEFINED 18 519 - - ABBOTT LABS COM 002824100 56,376 1,070,150 SH DEFINED 1 1,070,150 - - ABBOTT LABS COM 002824100 46,246 877,875 SH DEFINED 2 877,875 - - ABBOTT LABS COM 002824100 34,489 654,681 SH DEFINED 3 644,777 - 9,904 ABBOTT LABS COM 002824100 37,264 707,360 SH DEFINED 5 707,360 - - ABBOTT LABS COM 002824100 1,336 25,358 SH DEFINED 7 - 25,358 - ABBOTT LABS COM 002824100 1,061 20,143 SH DEFINED 8 19,723 420 - ABBOTT LABS COM 002824100 98 1,855 SH DEFINED 9 1,855 - - ABBOTT LABS COM 002824100 242 4,600 SH DEFINED 10 4,600 - - ABBOTT LABS COM 002824100 342 6,500 SH DEFINED 11 6,500 - - ABBOTT LABS COM 002824100 375 7,121 SH DEFINED 15 7,121 - - ABBOTT LABS COM 002824100 105 2,000 SH DEFINED 16 2,000 - - ABBOTT LABS COM 002824100 316 6,000 SH DEFINED 17 - - 6,000 ABBOTT LABS COM 002824100 2,308 43,814 SH DEFINED 18 43,814 - - ABBOTT LABS COM 002824100 12,678 240,659 SH DEFINED 5;1 240,659 - - ABBOTT LABS COM 002824100 885 16,804 SH DEFINED 3,982 12,822 - ABBOTT LABS COM 002824100 23 440 SH SOLE 440 - - ABERCROMBIE & FITCH CO CL A 002896207 64 1,400 SH DEFINED 1 1,400 - - ABERCROMBIE & FITCH CO CL A 002896207 1,781 39,032 SH DEFINED 2 39,032 - - ABERCROMBIE & FITCH CO CL A 002896207 365 8,000 CALL DEFINED 3 8,000 - - ABERCROMBIE & FITCH CO CL A 002896207 100 2,185 SH DEFINED 3 2,185 - - ABERCROMBIE & FITCH CO CL A 002896207 1,739 38,105 SH DEFINED 7 - 38,105 - ABERCROMBIE & FITCH CO CL A 002896207 70 1,535 SH DEFINED 8 - 1,535 - ABERCROMBIE & FITCH CO CL A 002896207 10 220 SH DEFINED 15 220 - - ABERCROMBIE & FITCH CO CL A 002896207 25 550 SH DEFINED 16 550 - - ABERDEEN ASIA PACIFIC COM 003009107 1,086 166,570 SH DEFINED 3 166,570 - - INCOM ABERDEEN ASIA PACIFIC COM 003009107 179 27,475 SH DEFINED 5 27,475 - - INCOM ABERDEEN ASIA PACIFIC COM 003009107 - 10 SH DEFINED 8 10 - - INCOM ABERDEEN ASIA PACIFIC COM 003009107 300 46,000 SH DEFINED 15 46,000 - - INCOM ABERDEEN ASIA PACIFIC COM 003009107 100 15,400 SH DEFINED 15,400 - - INCOM ABERDEEN AUSTRALIA EQTY COM 003011103 89 7,300 SH DEFINED 3 7,300 - - FD I ABERDEEN GLOBAL INCOME COM 003013109 91 7,738 SH DEFINED 3 7,738 - - FD IN ABIOMED INC COM 003654100 19 1,793 SH DEFINED 2 1,793 - - ABIOMED INC COM 003654100 3 300 SH DEFINED 3 300 - - ABRAXAS PETE CORP COM 003830106 4 2,000 SH DEFINED 3 2,000 - - ACADIA PHARMACEUTICALS COM 004225108 1 700 SH DEFINED 7 - 700 - INC ACADIA RLTY TR COM SH BEN INT 004239109 25 1,398 SH DEFINED 3 1,398 - - ACCURAY INC COM 004397105 270 44,541 SH DEFINED 2 44,541 - - ACCURAY INC COM 004397105 3 500 SH DEFINED 3 500 - - ACCURAY INC COM 004397105 18 3,000 SH DEFINED 18 3,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ACETO CORP COM 004446100 307 50,839 SH DEFINED 4 - - 50,839 ACETO CORP COM 004446100 8 1,350 SH DEFINED 18 1,350 - - ACI WORLDWIDE INC COM 004498101 58 2,800 SH DEFINED 3 2,800 - - ACME PACKET INC COM 004764106 875 45,400 SH DEFINED 1 45,400 - - ACME PACKET INC COM 004764106 14 750 SH DEFINED 3 750 - - ACORN ENERGY INC COM 004848107 710 120,000 SH DEFINED 3 120,000 - - ACORN ENERGY INC COM 004848107 681 115,000 SH DEFINED 4 - - 115,000 ACTEL CORP COM 004934105 8 586 SH DEFINED 3 586 - - ACTEL CORP COM 004934105 762 55,000 SH DEFINED 4 - - 55,000 ACXIOM CORP COM 005125109 2 100 SH DEFINED 3 100 - - ACXIOM CORP COM 005125109 4,418 246,212 SH DEFINED 4 - 195,962 50,250 ADAMS EXPRESS CO COM 006212104 5,751 545,615 SH DEFINED 3 545,615 - - ADAMS GOLF INC COM NEW 006228209 312 96,000 SH DEFINED 4 - - 96,000 ADMINISTAFF INC COM 007094105 16 773 SH DEFINED 3 773 - - ADVENT CLAY GBL CONV SEC COM BENE INTER 007639107 227 26,024 SH DEFINED 3 26,024 - - INC AEROCENTURY CORP COM 007737109 549 28,498 SH DEFINED 3 28,498 - - AEROPOSTALE COM 007865108 1,250 43,352 SH DEFINED 3 43,352 - - AEROPOSTALE COM 007865108 971 33,689 SH DEFINED 5 33,689 - - AEROPOSTALE COM 007865108 16 540 SH DEFINED 8 540 - - ADVANCED MICRO DEVICES COM 007903107 1,389 149,800 SH DEFINED 1 149,800 - - INC ADVANCED MICRO DEVICES COM 007903107 1,340 144,604 SH DEFINED 2 144,604 - - INC ADVANCED MICRO DEVICES COM 007903107 254 27,384 SH DEFINED 3 27,384 - - INC ADVANCED MICRO DEVICES COM 007903107 23 2,479 SH DEFINED 5 2,479 - - INC ADVANCED MICRO DEVICES COM 007903107 7 782 SH DEFINED 6 782 - - INC ADVANCED MICRO DEVICES COM 007903107 2,324 250,755 SH DEFINED 7 - 250,755 - INC ADVANCED MICRO DEVICES COM 007903107 74 7,970 SH DEFINED 8 - 7,970 - INC ADVANCED MICRO DEVICES COM 007903107 129 13,890 SH DEFINED 15 13,890 - - INC ADVANCED MICRO DEVICES COM 007903107 32 3,500 SH DEFINED 16 3,500 - - INC AEGON N V NY REGISTRY SH 007924103 223 32,695 SH DEFINED 2 32,695 - - AEGON N V NY REGISTRY SH 007924103 39 5,745 SH DEFINED 3 5,745 - - AEGON N V NY REGISTRY SH 007924103 4 597 SH DEFINED 5 597 - - AEGON N V NY REGISTRY SH 007924103 1 209 SH DEFINED 15 209 - - AEGON N V NY REGISTRY SH 007924103 1 212 SH DEFINED 16 212 - - AEGON N V NY REGISTRY SH 007924103 271 39,728 SH DEFINED 18 39,728 - - ADVANCED ENERGY INDS COM 007973100 10,110 610,500 SH DEFINED 1 610,500 - - ADVENT SOFTWARE INC COM 007974108 3 74 SH DEFINED 18 74 - - AETERNA ZENTARIS INC COM 007975204 6 8,200 SH DEFINED 5 8,200 - - AETERNA ZENTARIS INC COM 007975204 3 4,000 SH DEFINED 7 - 4,000 - AEROVIRONMENT INC COM 008073108 52 2,000 SH DEFINED 3 2,000 - - AEROVIRONMENT INC COM 008073108 6 222 SH DEFINED 5 222 - - AFFILIATED MANAGERS GROUP COM 008252108 5,672 71,800 SH DEFINED 1 71,800 - - AFFILIATED MANAGERS GROUP COM 008252108 954 12,081 SH DEFINED 3 12,081 - - AFFILIATED MANAGERS GROUP COM 008252108 12 150 SH DEFINED 8 150 - - AFFIRMATIVE INS HLDGS INC COM 008272106 188 40,000 SH DEFINED 4 - - 40,000 AGNICO EAGLE MINES LTD COM 008474108 92,612 1,663,584 SH DEFINED 1 1,663,584 - - AGNICO EAGLE MINES LTD COM 008474108 3,147 56,522 SH DEFINED 2 56,522 - - AGNICO EAGLE MINES LTD COM 008474108 2,371 42,586 SH DEFINED 3 42,586 - - AGNICO EAGLE MINES LTD COM 008474108 1,147 20,600 CALL DEFINED 5 20,600 - - AGNICO EAGLE MINES LTD COM 008474108 1,269 22,800 PUT DEFINED 5 22,800 - - AGNICO EAGLE MINES LTD COM 008474108 117 2,101 SH DEFINED 5 2,101 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AGNICO EAGLE MINES LTD COM 008474108 7,325 131,577 SH DEFINED 5 131,577 - - AGNICO EAGLE MINES LTD COM 008474108 143 2,564 SH DEFINED 6 2,564 - - AGNICO EAGLE MINES LTD COM 008474108 98 1,754 SH DEFINED 7 - 1,754 - AGNICO EAGLE MINES LTD COM 008474108 137 2,454 SH DEFINED 8 2,344 110 - AGNICO EAGLE MINES LTD COM 008474108 81 1,455 SH DEFINED 9 1,455 - - AGNICO EAGLE MINES LTD COM 008474108 56 1,000 SH DEFINED 17 - - 1,000 AGNICO EAGLE MINES LTD COM 008474108 15 261 SH DEFINED 18 261 - - AGNICO EAGLE MINES LTD COM 008474108 319 5,725 SH DEFINED 5,725 - - AGNICO EAGLE MINES LTD COM 008474108 40,712 731,303 SH SOLE 731,303 - - AGREE REALTY CORP COM 008492100 73 3,176 SH DEFINED 3 3,176 - - AGREE REALTY CORP COM 008492100 3 129 SH DEFINED 18 129 - - AGRIUM INC COM 008916108 133,789 1,894,226 SH DEFINED 1 1,873,126 - 21,100 AGRIUM INC COM 008916108 1,198 16,961 SH DEFINED 3 16,961 - - AGRIUM INC COM 008916108 2,401 34,000 CALL DEFINED 5 34,000 - - AGRIUM INC COM 008916108 148 2,100 PUT DEFINED 5 2,100 - - AGRIUM INC COM 008916108 18 252 SH DEFINED 5 252 - - AGRIUM INC COM 008916108 59,249 838,864 SH DEFINED 5 838,864 - - AGRIUM INC COM 008916108 242,048 3,426,980 SH DEFINED 6 3,426,980 - - AGRIUM INC COM 008916108 10,183 144,173 SH DEFINED 7 - 144,173 - AGRIUM INC COM 008916108 743 10,518 SH DEFINED 8 7,818 2,700 - AGRIUM INC COM 008916108 458 6,490 SH DEFINED 9 6,490 - - AGRIUM INC COM 008916108 25 360 SH DEFINED 15 360 - - AGRIUM INC COM 008916108 28 400 SH DEFINED 17 - - 400 AGRIUM INC COM 008916108 33 465 SH DEFINED 18 465 - - AGRIUM INC COM 008916108 13 180 SH DEFINED 5;1 180 - - AGRIUM INC COM 008916108 1,164 16,477 SH DEFINED 16,477 - - AGRIUM INC COM 008916108 58,400 826,844 SH SOLE 826,844 - - AIR METHODS CORP COM PAR $.06 009128307 4 124 SH DEFINED 3 124 - - AIR METHODS CORP COM PAR $.06 009128307 646 19,000 SH DEFINED 4 - - 19,000 AIR PRODS & CHEMS INC COM 009158106 4,060 54,900 SH DEFINED 1 54,900 - - AIR PRODS & CHEMS INC COM 009158106 7,854 106,210 SH DEFINED 2 106,210 - - AIR PRODS & CHEMS INC COM 009158106 2,079 28,109 SH DEFINED 3 27,378 - 731 AIR PRODS & CHEMS INC COM 009158106 209 2,820 SH DEFINED 4 - 2,820 - AIR PRODS & CHEMS INC COM 009158106 12,021 162,559 SH DEFINED 5 162,559 - - AIR PRODS & CHEMS INC COM 009158106 976 13,200 SH DEFINED 7 - 13,200 - AIR PRODS & CHEMS INC COM 009158106 520 7,028 SH DEFINED 8 6,513 515 - AIR PRODS & CHEMS INC COM 009158106 70 940 SH DEFINED 9 940 - - AIR PRODS & CHEMS INC COM 009158106 231 3,123 SH DEFINED 10 3,123 - - AIR PRODS & CHEMS INC COM 009158106 139 1,875 SH DEFINED 11 1,875 - - AIR PRODS & CHEMS INC COM 009158106 47 640 SH DEFINED 15 640 - - AIR PRODS & CHEMS INC COM 009158106 60 815 SH DEFINED 17 - - 815 AIR PRODS & CHEMS INC COM 009158106 915 12,371 SH DEFINED 18 12,371 - - AIR PRODS & CHEMS INC COM 009158106 7,693 104,027 SH DEFINED 5;1 104,027 - - AIR PRODS & CHEMS INC COM 009158106 150 2,034 SH DEFINED 2,034 - - AIR PRODS & CHEMS INC COM 009158106 1,571 21,244 SH SOLE 21,244 - - AIRGAS INC COM 009363102 2,374 37,320 SH DEFINED 2 37,320 - - AIRGAS INC COM 009363102 1,062 16,686 SH DEFINED 3 16,686 - - AIRGAS INC COM 009363102 1 12 SH DEFINED 18 12 - - AIXTRON SPONSORED ADR 009606104 232 6,500 SH DEFINED 3 6,500 - - AKTIENGESELLSCHAFT AKORN INC COM 009728106 3 2,000 SH DEFINED 3 2,000 - - ALAMO GROUP INC COM 011311107 480 24,000 SH DEFINED 4 - - 24,000 ALASKA AIR GROUP INC COM 011659109 181 4,400 SH DEFINED 3 4,400 - - ALASKA AIR GROUP INC COM 011659109 332 8,051 SH DEFINED 5 8,051 - - ALBANY INTL CORP CL A 012348108 121 5,623 SH DEFINED 2 5,623 - - ALBANY INTL CORP CL A 012348108 2 100 SH DEFINED 5 100 - - ALBANY MOLECULAR RESH INC COM 012423109 7 815 SH DEFINED 3 815 - - ALBANY MOLECULAR RESH INC COM 012423109 451 54,000 SH DEFINED 4 - - 54,000 ALBEMARLE CORP COM 012653101 1,300 30,491 SH DEFINED 3 30,491 - - ALBERTO CULVER CO NEW COM 013078100 1,772 67,772 SH DEFINED 2 67,772 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ALBERTO CULVER CO NEW COM 013078100 672 25,680 SH DEFINED 3 25,680 - - ALBERTO CULVER CO NEW COM 013078100 2,096 80,150 SH DEFINED 4 - 39,900 40,250 ALBERTO CULVER CO NEW COM 013078100 5 200 SH DEFINED 5 200 - - ALBERTO CULVER CO NEW COM 013078100 78 3,000 SH DEFINED 7 - 3,000 - ALCOA INC COM 013817101 33,661 2,363,800 SH DEFINED 1 2,363,800 - - ALCOA INC COM 013817101 11,065 777,071 SH DEFINED 2 777,071 - - ALCOA INC COM 013817101 12,963 910,333 SH DEFINED 3 904,957 - 5,376 ALCOA INC COM 013817101 3,110 218,369 SH DEFINED 5 218,369 - - ALCOA INC COM 013817101 23,388 1,642,394 SH DEFINED 6 1,642,394 - - ALCOA INC COM 013817101 11 750 SH DEFINED 7 - 750 - ALCOA INC COM 013817101 31 2,190 SH DEFINED 8 2,190 - - ALCOA INC COM 013817101 100,569 7,062,400 SH DEFINED 14 7,062,400 - - ALCOA INC COM 013817101 562 39,500 SH DEFINED 15 39,500 - - ALCOA INC COM 013817101 55 3,865 SH DEFINED 16 3,865 - - ALCOA INC COM 013817101 77 5,376 SH DEFINED 18 5,376 - - ALCOA INC COM 013817101 7 525 SH DEFINED 525 - - ALCATEL-LUCENT SPONSORED ADR 013904305 17 5,600 SH DEFINED 2 5,600 - - ALCATEL-LUCENT SPONSORED ADR 013904305 288 92,149 SH DEFINED 3 91,649 - 500 ALCATEL-LUCENT SPONSORED ADR 013904305 61 19,541 SH DEFINED 5 19,541 - - ALCATEL-LUCENT SPONSORED ADR 013904305 1 291 SH DEFINED 7 - 291 - ALCATEL-LUCENT SPONSORED ADR 013904305 22 7,027 SH DEFINED 14 7,027 - - ALCATEL-LUCENT SPONSORED ADR 013904305 2 497 SH DEFINED 15 497 - - ALCATEL-LUCENT SPONSORED ADR 013904305 18 5,855 SH DEFINED 15 5,855 - - ALCATEL-LUCENT SPONSORED ADR 013904305 406 130,168 SH DEFINED 16 130,168 - - ALCATEL-LUCENT SPONSORED ADR 013904305 240 77,000 SH DEFINED 18 77,000 - - ALCATEL-LUCENT SPONSORED ADR 013904305 6 1,809 SH DEFINED 1,809 - - ALEXANDER & BALDWIN INC COM 014482103 432 13,077 SH DEFINED 2 13,077 - - ALEXANDER & BALDWIN INC COM 014482103 510 15,430 SH DEFINED 3 15,430 - - ALEXANDERS INC COM 014752109 363 1,213 SH DEFINED 2 1,213 - - ALEXANDERS INC COM 014752109 4 15 SH DEFINED 3 15 - - ALEXANDRIA REAL ESTATE COM 015271109 2,107 31,162 SH DEFINED 3 30,980 - 182 EQ IN ALEXION PHARMACEUTICALS COM 015351109 87 1,600 SH DEFINED 1 1,600 - - INC ALEXION PHARMACEUTICALS COM 015351109 2,079 38,234 SH DEFINED 3 37,834 - 400 INC ALEXION PHARMACEUTICALS COM 015351109 816 15,000 SH DEFINED 14 15,000 - - INC ALEXION PHARMACEUTICALS COM 015351109 7 126 SH DEFINED 18 126 - - INC ALEXZA PHARMACEUTICALS COM 015384100 97 36,200 SH DEFINED 3 36,200 - - INC ALIGN TECHNOLOGY INC COM 016255101 72 3,700 SH DEFINED 1 3,700 - - ALLEGHANY CORP DEL COM 017175100 182 626 SH DEFINED 3 626 - - ALLEGHENY ENERGY INC COM 017361106 1,970 85,662 SH DEFINED 2 85,662 - - ALLEGHENY ENERGY INC COM 017361106 960 41,724 SH DEFINED 3 41,724 - - ALLEGHENY ENERGY INC COM 017361106 14 600 SH DEFINED 5 600 - - ALLEGHENY ENERGY INC COM 017361106 285 12,375 SH DEFINED 14 12,375 - - ALLERGAN INC COM 018490102 2,645 40,500 SH DEFINED 1 40,500 - - ALLERGAN INC COM 018490102 8,651 132,446 SH DEFINED 2 132,446 - - ALLERGAN INC COM 018490102 10,642 162,922 SH DEFINED 3 162,467 - 455 ALLERGAN INC COM 018490102 616 9,431 SH DEFINED 5 9,431 - - ALLERGAN INC COM 018490102 204 3,120 SH DEFINED 7 - 3,120 - ALLERGAN INC COM 018490102 102 1,554 SH DEFINED 8 1,419 135 - ALLERGAN INC COM 018490102 81 1,235 SH DEFINED 10 1,235 - - ALLERGAN INC COM 018490102 42 640 SH DEFINED 17 - - 640 ALLERGAN INC COM 018490102 179 2,744 SH DEFINED 18 2,744 - - ALLERGAN INC COM 018490102 41 630 SH DEFINED 630 - - ALLERGAN INC COM 018490102 1,002 15,347 SH SOLE 15,347 - - ALLETE INC COM NEW 018522300 55 1,645 SH DEFINED 2 1,645 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ALLETE INC COM NEW 018522300 284 8,474 SH DEFINED 3 8,474 - - ALLETE INC COM NEW 018522300 10 300 SH DEFINED 5 300 - - ALLIANCE CALIF MUN COM 018546101 56 4,300 SH DEFINED 3 4,300 - - INCOME FD ALLIANCE DATA SYSTEMS COM 018581108 952 14,876 SH DEFINED 3 14,876 - - CORP ALLIANCE DATA SYSTEMS COM 018581108 494 7,718 SH DEFINED 5 7,718 - - CORP ALLIANCE DATA SYSTEMS COM 018581108 13 200 SH DEFINED 8 200 - - CORP ALLIANCE DATA SYSTEMS COM 018581108 7 111 SH DEFINED 18 111 - - CORP ALLIANCE HEALTHCARE COM NEW 018606202 2,083 370,700 SH DEFINED 3 370,700 - - SRVCS IN ALLIANCE ONE INTL INC COM 018772103 14 2,660 SH DEFINED 2,660 - - ALLIANT ENERGY CORP COM 018802108 206 6,198 SH DEFINED 2 6,198 - - ALLIANT ENERGY CORP COM 018802108 1,327 39,896 SH DEFINED 3 39,896 - - ALLIANT TECHSYSTEMS INC COM 018804104 783 9,630 SH DEFINED 2 9,630 - - ALLIANT TECHSYSTEMS INC COM 018804104 9,706 119,388 SH DEFINED 3 119,388 - - ALLIANT TECHSYSTEMS INC COM 018804104 1,000 12,300 SH DEFINED 4 - 1,900 10,400 ALLIANT TECHSYSTEMS INC COM 018804104 105 1,297 SH DEFINED 5 1,297 - - ALLIANT TECHSYSTEMS INC COM 018804104 89 1,090 SH DEFINED - - 1,090 ALLIED DEFENSE GROUP INC COM 019118108 403 55,956 SH DEFINED 4 - 14,300 41,656 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 2 700 SH DEFINED 2 700 - - ALLIED IRISH BKS P L C SPON ADR ORD 019228402 507 157,514 SH DEFINED 3 156,714 - 800 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 43 13,234 SH DEFINED 5 13,234 - - ALLIED MOTION COM 019330109 450 125,000 SH DEFINED 4 - - 125,000 TECHNOLOGIES I ALLIED NEVADA GOLD CORP COM 019344100 15,738 949,800 SH DEFINED 1 949,800 - - ALLIED NEVADA GOLD CORP COM 019344100 10 616 SH DEFINED 3 616 - - ALLIED NEVADA GOLD CORP COM 019344100 51 3,107 SH DEFINED 5 3,107 - - ALLIED NEVADA GOLD CORP COM 019344100 43 2,600 SH DEFINED 7 - 2,600 - ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 9 2,500 SH DEFINED 3 2,500 - - ALLSTATE CORP COM 020002101 8,739 270,465 SH DEFINED 2 270,465 - - ALLSTATE CORP COM 020002101 2,620 81,100 PUT DEFINED 3 81,100 - - ALLSTATE CORP COM 020002101 14,266 441,547 SH DEFINED 3 437,710 - 3,837 ALLSTATE CORP COM 020002101 99 3,050 SH DEFINED 5 3,050 - - ALLSTATE CORP COM 020002101 26,572 822,419 SH DEFINED 6 822,419 - - ALLSTATE CORP COM 020002101 3 100 SH DEFINED 7 - 100 - ALLSTATE CORP COM 020002101 78 2,400 SH DEFINED 16 2,400 - - ALLSTATE CORP COM 020002101 55 1,688 SH DEFINED 18 1,688 - - ALLSTATE CORP COM 020002101 12 374 SH DEFINED 374 - - ALMADEN MINERALS LTD COM 020283107 1 1,440 SH DEFINED 5 1,440 - - ALMOST FAMILY INC COM 020409108 281 7,457 SH DEFINED 3 7,457 - - ALMOST FAMILY INC COM 020409108 8 200 SH DEFINED 8 200 - - ALON USA ENERGY INC COM 020520102 156 21,522 SH DEFINED 2 21,522 - - ALON USA ENERGY INC COM 020520102 14 1,902 SH DEFINED 3 1,902 - - ALPINE TOTAL DYNAMIC COM SBI 021060108 932 102,978 SH DEFINED 3 102,978 - - DIVID F ALPINE TOTAL DYNAMIC COM SBI 021060108 41 4,500 SH DEFINED 13 4,500 - - DIVID F ALTAIR NANOTECHNOLOGIES COM 021373105 5 6,409 SH DEFINED 3 6,409 - - INC ALTERA CORP COM 021441100 42,389 1,744,400 SH DEFINED 1 1,744,400 - - ALTERA CORP COM 021441100 6,075 249,984 SH DEFINED 2 249,984 - - ALTERA CORP COM 021441100 174 7,172 SH DEFINED 3 7,172 - - ALTERA CORP COM 021441100 948 39,000 SH DEFINED 4 - 6,200 32,800 ALTERA CORP COM 021441100 17 700 SH DEFINED 5 700 - - ALTERA CORP COM 021441100 30 1,233 SH DEFINED 18 1,233 - - ALTERA CORP COM 021441100 4 178 SH DEFINED 178 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ALUMINA LTD SPONSORED ADR 022205108 19 3,054 SH DEFINED 2 3,054 - - ALUMINA LTD SPONSORED ADR 022205108 2 315 SH DEFINED 5 315 - - ALUMINA LTD SPONSORED ADR 022205108 2 271 SH DEFINED 15 271 - - ALUMINA LTD SPONSORED ADR 022205108 213 34,000 SH OTHER S;6 34,000 - - ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 5 200 SH DEFINED 2 200 - - ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 21 820 SH DEFINED 3 820 - - ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 3 100 SH DEFINED 5 100 - - ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 21 800 SH DEFINED 800 - - AMARIN CORP PLC SPONS ADR NEW 023111206 - 100 SH DEFINED 3 100 - - AMAZON COM INC COM 023135106 2,308 17,000 SH DEFINED 1 17,000 - - AMAZON COM INC COM 023135106 27,801 204,765 SH DEFINED 2 204,765 - - AMAZON COM INC COM 023135106 6,789 50,000 CALL DEFINED 3 50,000 - - AMAZON COM INC COM 023135106 9,083 66,898 SH DEFINED 3 66,533 - 365 AMAZON COM INC COM 023135106 546 4,019 SH DEFINED 5 4,019 - - AMAZON COM INC COM 023135106 1 11 SH DEFINED 8 11 - - AMAZON COM INC COM 023135106 212 1,560 SH DEFINED 16 1,560 - - AMAZON COM INC COM 023135106 356 2,622 SH DEFINED 18 2,622 - - AMAZON COM INC COM 023135106 320 2,357 SH DEFINED 82 2,275 - AMBAC FINL GROUP INC COM 023139108 3 5,171 SH DEFINED 3 5,171 - - AMBAC FINL GROUP INC COM 023139108 - 50 SH DEFINED 5 50 - - AMBAC FINL GROUP INC COM 023139108 2 3,135 SH DEFINED 16 3,135 - - AMBAC FINL GROUP INC COM 023139108 1 1,480 SH DEFINED 1,480 - - AMBAC FINL GROUP INC COM 023139108 - 100 SH SOLE 100 - - AMBASSADORS INTL INC COM 023178106 15 29,800 SH DEFINED 4 - - 29,800 AMEDISYS INC COM 023436108 1,392 25,217 SH DEFINED 2 25,217 - - AMEDISYS INC COM 023436108 800 14,480 SH DEFINED 3 14,480 - - AMEDISYS INC COM 023436108 3,550 64,280 SH DEFINED 4 - 35,480 28,800 AMEDISYS INC COM 023436108 755 13,673 SH DEFINED 5 13,673 - - AMEDISYS INC COM 023436108 70 1,276 SH DEFINED 8 1,276 - - AMEREN CORP COM 023608102 2,710 103,908 SH DEFINED 2 103,908 - - AMEREN CORP COM 023608102 3,299 126,514 SH DEFINED 3 125,514 - 1,000 AMEREN CORP COM 023608102 18 681 SH DEFINED 18 681 - - AMEREN CORP COM 023608102 9 326 SH DEFINED 326 - - AMERICAN APPAREL INC COM 023850100 14 4,500 SH DEFINED 5 4,500 - - AMERICAN AXLE & MFG COM 024061103 8 800 SH DEFINED 3 800 - - HLDGS IN AMERICAN CAMPUS CMNTYS COM 024835100 2,482 89,747 SH DEFINED 2 89,747 - - INC AMERICAN CAMPUS CMNTYS COM 024835100 49 1,758 SH DEFINED 3 1,758 - - INC AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 55 2,188 SH DEFINED 3 2,188 - - AMERICAN DAIRY INC COM 025334103 2 127 SH DEFINED 2 127 - - AMERICAN DAIRY INC COM 025334103 12 645 SH DEFINED 3 645 - - AMERICAN DG ENERGY INC COM 025398108 1,815 607,143 SH DEFINED 13 607,143 - - AMERICAN ELEC PWR INC COM 025537101 37,390 1,093,900 SH DEFINED 1 1,093,900 - - AMERICAN ELEC PWR INC COM 025537101 8,774 256,694 SH DEFINED 2 256,694 - - AMERICAN ELEC PWR INC COM 025537101 9,123 266,905 SH DEFINED 3 265,123 - 1,782 AMERICAN ELEC PWR INC COM 025537101 10,256 300,045 SH DEFINED 4 - 108,730 191,315 AMERICAN ELEC PWR INC COM 025537101 14,786 432,598 SH DEFINED 5 432,598 - - AMERICAN ELEC PWR INC COM 025537101 305 8,920 SH DEFINED 7 - 8,920 - AMERICAN ELEC PWR INC COM 025537101 1,100 32,168 SH DEFINED 8 31,846 322 - AMERICAN ELEC PWR INC COM 025537101 10 290 SH DEFINED 9 290 - - AMERICAN ELEC PWR INC COM 025537101 103 3,000 SH DEFINED 10 3,000 - - AMERICAN ELEC PWR INC COM 025537101 200 5,850 SH DEFINED 11 5,850 - - AMERICAN ELEC PWR INC COM 025537101 236 6,915 SH DEFINED 15 6,915 - - AMERICAN ELEC PWR INC COM 025537101 2 45 SH DEFINED 16 - 45 - AMERICAN ELEC PWR INC COM 025537101 1,814 53,068 SH DEFINED 18 53,068 - - AMERICAN ELEC PWR INC COM 025537101 4,320 126,400 SH DEFINED 5;1 126,400 - - AMERICAN ELEC PWR INC COM 025537101 79 2,304 SH DEFINED 2,304 - - AMERICAN ELEC PWR INC COM 025537101 6 184 SH SOLE 184 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AMERICAN EQTY INVT LIFE COM 025676206 30 2,840 SH DEFINED 3 2,840 - - HLD AMERICAN EQTY INVT LIFE COM 025676206 1,065 100,000 SH DEFINED 4 - - 100,000 HLD AMERICAN EXPRESS CO COM 025816109 8,549 207,200 SH DEFINED 1 207,200 - - AMERICAN EXPRESS CO COM 025816109 34,011 824,316 SH DEFINED 2 824,316 - - AMERICAN EXPRESS CO COM 025816109 1,857 45,000 PUT DEFINED 3 45,000 - - AMERICAN EXPRESS CO COM 025816109 4,150 100,575 SH DEFINED 3 99,825 - 750 AMERICAN EXPRESS CO COM 025816109 11,000 266,599 SH DEFINED 5 266,599 - - AMERICAN EXPRESS CO COM 025816109 2,121 51,415 SH DEFINED 7 - 51,415 - AMERICAN EXPRESS CO COM 025816109 628 15,222 SH DEFINED 8 8,400 6,822 - AMERICAN EXPRESS CO COM 025816109 12 300 SH DEFINED 9 300 - - AMERICAN EXPRESS CO COM 025816109 149 3,600 SH DEFINED 11 3,600 - - AMERICAN EXPRESS CO COM 025816109 465 11,260 SH DEFINED 13 11,260 - - AMERICAN EXPRESS CO COM 025816109 619 15,000 SH DEFINED 14 15,000 - - AMERICAN EXPRESS CO COM 025816109 472 11,445 SH DEFINED 15 11,445 - - AMERICAN EXPRESS CO COM 025816109 53 1,290 SH DEFINED 16 1,050 240 - AMERICAN EXPRESS CO COM 025816109 182 4,420 SH DEFINED 18 4,420 - - AMERICAN EXPRESS CO COM 025816109 234 5,676 SH DEFINED 5,676 - - AMERICAN EXPRESS CO COM 025816109 1 28 SH SOLE 28 - - AMERICAN FINL GROUP INC COM 025932104 615 21,608 SH DEFINED 3 21,608 - - OHIO AMERICAN FINL GROUP INC COM 025932104 158 5,560 SH DEFINED 5 5,560 - - OHIO AMERICAN FINL GROUP INC COM 025932104 4 150 SH DEFINED 7 - 150 - OHIO AMERICAN FINL GROUP INC COM 025932104 1 50 SH DEFINED 16 - 50 - OHIO AMERICAN FINL GROUP INC COM 025932104 9 330 SH DEFINED 18 330 - - OHIO AMERICAN GREETINGS CORP CL A 026375105 10 492 SH DEFINED 3 492 - - AMERICAN INDEPENDENCE COM NEW 026760405 469 75,000 SH DEFINED 4 - - 75,000 CORP AMERICAN INTL GROUP INC COM NEW 026874784 2,576 75,446 SH DEFINED 2 75,446 - - AMERICAN INTL GROUP INC COM NEW 026874784 2,694 78,920 SH DEFINED 3 78,758 - 162 AMERICAN INTL GROUP INC COM NEW 026874784 32 949 SH DEFINED 5 949 - - AMERICAN INTL GROUP INC COM NEW 026874784 3 78 SH DEFINED 7 - 78 - AMERICAN INTL GROUP INC COM NEW 026874784 - 2 SH DEFINED 8 2 - - AMERICAN INTL GROUP INC COM NEW 026874784 - 8 SH DEFINED 9 8 - - AMERICAN INTL GROUP INC COM NEW 026874784 870 25,472 SH DEFINED 14 25,472 - - AMERICAN INTL GROUP INC COM NEW 026874784 51 1,500 SH DEFINED 15 1,500 - - AMERICAN INTL GROUP INC COM NEW 026874784 29 835 SH DEFINED 15 835 - - AMERICAN INTL GROUP INC COM NEW 026874784 1 18 SH DEFINED 18 18 - - AMERICAN INTL GROUP INC COM NEW 026874784 1 15 SH DEFINED 5;1 15 - - AMERICAN INTL GROUP INC COM NEW 026874784 172 5,050 SH DEFINED 5,050 - - AMERICAN INTL GROUP INC COM NEW 026874784 17 501 SH SOLE 501 - - AMERICAN ITALIAN PASTA CO CL A 027070101 79 2,030 SH DEFINED 2 2,030 - - AMERICAN ITALIAN PASTA CO CL A 027070101 557 14,333 SH DEFINED 3 14,333 - - AMERICAN MUN INCOME COM 027649102 59 4,100 SH DEFINED 3 4,100 - - PORTFOLI AMERICAN NATL INS CO COM 028591105 209 1,838 SH DEFINED 2 1,838 - - AMERICAN NATL INS CO COM 028591105 5 42 SH DEFINED 3 42 - - AMERICAN ORIENTAL COM 028731107 12 3,000 SH DEFINED 3 3,000 - - BIOENGR IN AMERICAN PAC CORP COM 028740108 479 70,200 SH DEFINED 4 - - 70,200 AMERICAN REPROGRAPHICS CO COM 029263100 4 450 SH DEFINED 5 450 - - AMERICAN RIVER BANKSHARES COM 029326105 2 300 SH DEFINED 3 300 - - AMERICAN SCIENCE & ENGR COM 029429107 367 4,901 SH DEFINED 2 4,901 - - INC AMERICAN SCIENCE & ENGR COM 029429107 2,997 40,000 CALL DEFINED 3 40,000 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AMERICAN SCIENCE & ENGR COM 029429107 3,746 50,000 PUT DEFINED 3 50,000 - - INC AMERICAN SCIENCE & ENGR COM 029429107 4,053 54,100 SH DEFINED 3 54,100 - - INC AMERICAN SCIENCE & ENGR COM 029429107 749 10,000 SH DEFINED 4 - 4,800 5,200 INC AMERICAN SCIENCE & ENGR COM 029429107 33 447 SH DEFINED 18 447 - - INC AMERICAN SELECT COM 029570108 67 5,640 SH DEFINED 3 3,140 - 2,500 PORTFOLIO IN AMERICAN SHARED HOSPITAL COM 029595105 32 11,000 SH DEFINED 4 - - 11,000 SVC AMERICAN SOFTWARE INC CL A 029683109 5 900 SH DEFINED 3 900 - - AMERICAN STS WTR CO COM 029899101 176 5,070 SH DEFINED 3 5,070 - - AMERICAN STS WTR CO COM 029899101 312 9,000 SH DEFINED 4 - - 9,000 AMERICAN STS WTR CO COM 029899101 135 3,900 SH DEFINED 5 3,900 - - AMERICAN STS WTR CO COM 029899101 874 25,200 SH DEFINED 8 25,200 - - AMERICAN TOWER CORP CL A 029912201 9,728 228,300 SH DEFINED 1 228,300 - - AMERICAN TOWER CORP CL A 029912201 10,447 245,182 SH DEFINED 2 245,182 - - AMERICAN TOWER CORP CL A 029912201 6,766 158,800 SH DEFINED 3 157,959 - 841 AMERICAN TOWER CORP CL A 029912201 551 12,930 SH DEFINED 4 - 11,465 1,465 AMERICAN TOWER CORP CL A 029912201 303 7,100 SH DEFINED 5 7,100 - - AMERICAN TOWER CORP CL A 029912201 182 4,270 SH DEFINED 7 - 4,270 - AMERICAN TOWER CORP CL A 029912201 8 195 SH DEFINED 8 - 195 - AMERICAN TOWER CORP CL A 029912201 67 1,562 SH DEFINED 10 1,562 - - AMERICAN TOWER CORP CL A 029912201 35 815 SH DEFINED 17 - - 815 AMERICAN TOWER CORP CL A 029912201 187 4,383 SH DEFINED 18 4,383 - - AMERICAN TOWER CORP CL A 029912201 9 200 SH DEFINED 200 - - AMERICAN TOWER CORP CL A 029912201 891 20,919 SH SOLE 20,919 - - AMERN STRATEGIC INCOME COM 030099105 27 2,604 SH DEFINED 3 2,604 - - PTFL AMERICAN SUPERCONDUCTOR COM 030111108 156 5,393 SH DEFINED 2 5,393 - - CORP AMERICAN SUPERCONDUCTOR COM 030111108 581 20,097 SH DEFINED 3 20,097 - - CORP AMERICAN SUPERCONDUCTOR COM 030111108 14 475 SH DEFINED 5 475 - - CORP AMERICAN SUPERCONDUCTOR COM 030111108 20 704 SH DEFINED 16 704 - - CORP AMERICAN SUPERCONDUCTOR COM 030111108 3 120 SH DEFINED 18 120 - - CORP AMERICAN WTR WKS CO INC COM 030420103 73 3,362 SH DEFINED 3 3,362 - - NEW AMERICAN WTR WKS CO INC COM 030420103 65 3,000 SH DEFINED 5 3,000 - - NEW AMERICAN WTR WKS CO INC COM 030420103 783 36,000 SH DEFINED 8 36,000 - - NEW AMERICAN WTR WKS CO INC COM 030420103 17 800 SH DEFINED 15 800 - - NEW AMERON INTL INC COM 030710107 267 4,240 SH DEFINED 2 4,240 - - AMERON INTL INC COM 030710107 140 2,230 SH DEFINED 3 2,230 - - AMERIGAS PARTNERS L P UNIT L P INT 030975106 684 17,074 SH DEFINED 2 17,074 - - AMERIGAS PARTNERS L P UNIT L P INT 030975106 841 20,995 SH DEFINED 3 20,995 - - AMERIGAS PARTNERS L P UNIT L P INT 030975106 23 576 SH DEFINED 576 - - AMETEK INC NEW COM 031100100 6,833 164,800 SH DEFINED 1 164,800 - - AMETEK INC NEW COM 031100100 1,634 39,408 SH DEFINED 3 39,408 - - AMETEK INC NEW COM 031100100 1,115 26,900 SH DEFINED 4 - 4,200 22,700 AMGEN INC COM 031162100 30,697 513,013 SH DEFINED 2 513,013 - - AMGEN INC COM 031162100 111,717 1,867,012 SH DEFINED 3 1,863,539 - 3,473 AMGEN INC COM 031162100 14,828 247,810 SH DEFINED 4 - 112,005 135,805
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AMGEN INC COM 031162100 2,481 41,465 SH DEFINED 5 41,465 - - AMGEN INC COM 031162100 14 235 SH DEFINED 7 - 235 - AMGEN INC COM 031162100 24 400 SH DEFINED 8 400 - - AMGEN INC COM 031162100 223 3,734 SH DEFINED 10 3,734 - - AMGEN INC COM 031162100 197 3,300 SH DEFINED 14 3,300 - - AMGEN INC COM 031162100 142 2,376 SH DEFINED 15 2,376 - - AMGEN INC COM 031162100 793 13,246 SH DEFINED 18 13,246 - - AMGEN INC COM 031162100 441 7,365 SH DEFINED 785 6,580 - AMGEN INC COM 031162100 94 1,569 SH SOLE 1,569 - - AMKOR TECHNOLOGY INC COM 031652100 4 530 SH DEFINED 3 530 - - AMPCO-PITTSBURGH CORP COM 032037103 89 3,603 SH DEFINED 2 3,603 - - AMPHENOL CORP NEW CL A 032095101 6,996 165,827 SH DEFINED 2 165,827 - - AMPHENOL CORP NEW CL A 032095101 1,357 32,160 SH DEFINED 3 31,610 - 550 AMPHENOL CORP NEW CL A 032095101 5 124 SH DEFINED 5 124 - - AMPHENOL CORP NEW CL A 032095101 2 49 SH DEFINED 7 - 49 - AMPHENOL CORP NEW CL A 032095101 40 942 SH DEFINED 18 942 - - AMREP CORP NEW COM 032159105 189 13,000 SH DEFINED 4 - - 13,000 AMYLIN PHARMACEUTICALS COM 032346108 71 3,137 SH DEFINED 2 3,137 - - INC AMYLIN PHARMACEUTICALS COM 032346108 382 17,005 SH DEFINED 3 17,005 - - INC AMTRUST FINANCIAL COM 032359309 139 9,954 SH DEFINED 2 9,954 - - SERVICES I AMTRUST FINANCIAL COM 032359309 3 225 SH DEFINED 16 - 225 - SERVICES I ANADARKO PETE CORP COM 032511107 101,190 1,389,400 SH DEFINED 1 1,365,000 - 24,400 ANADARKO PETE CORP COM 032511107 15,765 216,457 SH DEFINED 2 216,457 - - ANADARKO PETE CORP COM 032511107 10,410 142,936 SH DEFINED 3 142,936 - - ANADARKO PETE CORP COM 032511107 15,040 206,505 SH DEFINED 4 - 83,435 123,070 ANADARKO PETE CORP COM 032511107 589 8,094 SH DEFINED 5 8,094 - - ANADARKO PETE CORP COM 032511107 2,609 35,820 SH DEFINED 7 - 35,820 - ANADARKO PETE CORP COM 032511107 53 730 SH DEFINED 8 - 730 - ANADARKO PETE CORP COM 032511107 88 1,215 SH DEFINED 9 1,215 - - ANADARKO PETE CORP COM 032511107 544 7,476 SH DEFINED 10 7,476 - - ANADARKO PETE CORP COM 032511107 328 4,500 SH DEFINED 11 4,500 - - ANADARKO PETE CORP COM 032511107 6 80 SH DEFINED 15 80 - - ANADARKO PETE CORP COM 032511107 36 495 SH DEFINED 16 495 - - ANADARKO PETE CORP COM 032511107 161 2,204 SH DEFINED 18 2,204 - - ANADARKO PETE CORP COM 032511107 11,368 156,093 SH DEFINED 5;1 156,093 - - ANADARKO PETE CORP COM 032511107 353 4,851 SH DEFINED 4,851 - - ANADARKO PETE CORP COM 032511107 175 2,409 SH SOLE 2,409 - - ANALOG DEVICES INC COM 032654105 72 2,500 SH DEFINED 1 2,500 - - ANALOG DEVICES INC COM 032654105 6,858 237,973 SH DEFINED 2 237,973 - - ANALOG DEVICES INC COM 032654105 1,324 45,930 SH DEFINED 3 45,930 - - ANALOG DEVICES INC COM 032654105 6 200 SH DEFINED 5 200 - - ANALOG DEVICES INC COM 032654105 4 156 SH DEFINED 18 156 - - ANALOG DEVICES INC COM 032654105 160 5,555 SH DEFINED 5,555 - - ANALOGIC CORP COM PAR $0.05 032657207 203 4,751 SH DEFINED 2 4,751 - - ANALOGIC CORP COM PAR $0.05 032657207 9 200 SH DEFINED 8 200 - - ANALOGIC CORP COM PAR $0.05 032657207 2 45 SH DEFINED 18 45 - - ANAREN INC COM 032744104 755 53,000 SH DEFINED 4 - - 53,000 ANDERSONS INC COM 034164103 656 19,600 SH DEFINED 4 - - 19,600 ANDERSONS INC COM 034164103 77 2,305 SH DEFINED 5 2,305 - - ANGIOTECH COM 034918102 20 18,500 SH DEFINED 3 18,500 - - PHARMACEUTICALS IN ANGIOTECH COM 034918102 3 3,000 SH DEFINED 5 3,000 - - PHARMACEUTICALS IN ANGIOTECH COM 034918102 25 23,060 SH DEFINED 5 23,060 - - PHARMACEUTICALS IN ANGIOTECH COM 034918102 4 3,320 SH DEFINED 6 3,320 - - PHARMACEUTICALS IN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ANGIOTECH COM 034918102 11 10,000 SH DEFINED 7 - 10,000 - PHARMACEUTICALS IN ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 185 4,883 SH DEFINED 3 4,883 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 68 1,792 SH DEFINED 5 1,792 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 65 1,710 SH DEFINED 13 1,710 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 3 68 SH DEFINED 15 68 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 490 12,900 SH DEFINED 16 12,900 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 350 9,230 SH DEFINED 18 9,230 - - ANIXTER INTL INC COM 035290105 62 1,319 SH DEFINED 2 1,319 - - ANIXTER INTL INC COM 035290105 222 4,735 SH DEFINED 3 4,735 - - ANIXTER INTL INC COM 035290105 10 210 SH DEFINED 5 210 - - ANNALY CAP MGMT INC COM 035710409 788 45,857 SH DEFINED 2 45,857 - - ANNALY CAP MGMT INC COM 035710409 19,843 1,155,007 SH DEFINED 3 1,142,297 - 12,710 ANNALY CAP MGMT INC COM 035710409 591 34,414 SH DEFINED 5 34,414 - - ANNALY CAP MGMT INC COM 035710409 40 2,315 SH DEFINED 8 2,315 - - ANNALY CAP MGMT INC COM 035710409 45 2,638 SH DEFINED 15 2,638 - - ANNALY CAP MGMT INC COM 035710409 108 6,290 SH DEFINED 16 6,290 - - ANNALY CAP MGMT INC COM 035710409 181 10,509 SH DEFINED 18 10,509 - - ANNALY CAP MGMT INC COM 035710409 16 958 SH DEFINED 958 - - ANNTAYLOR STORES CORP COM 036115103 59 2,862 SH DEFINED 3 2,862 - - ANNTAYLOR STORES CORP COM 036115103 250 12,090 SH DEFINED 10 12,090 - - ANNTAYLOR STORES CORP COM 036115103 7 345 SH SOLE 345 - - ANTIGENICS INC DEL COM 037032109 15 20,659 SH DEFINED 3 20,659 - - ANWORTH MORTGAGE ASSET CP COM 037347101 809 120,083 SH DEFINED 2 120,083 - - ANWORTH MORTGAGE ASSET CP COM 037347101 2,884 427,835 SH DEFINED 3 422,752 - 5,083 AON CORP COM 037389103 5,060 118,482 SH DEFINED 2 118,482 - - AON CORP COM 037389103 256 5,991 SH DEFINED 3 5,463 - 528 AON CORP COM 037389103 4 103 SH DEFINED 5 103 - - AON CORP COM 037389103 205 4,808 SH DEFINED 10 4,808 - - AON CORP COM 037389103 86 2,015 SH DEFINED 17 - - 2,015 AON CORP COM 037389103 581 13,597 SH DEFINED 18 13,597 - - AON CORP COM 037389103 12 292 SH DEFINED 292 - - AON CORP COM 037389103 186 4,350 SH SOLE 4,350 - - APACHE CORP COM 037411105 61,722 608,100 SH DEFINED 1 608,100 - - APACHE CORP COM 037411105 18,244 179,739 SH DEFINED 2 179,739 - - APACHE CORP COM 037411105 8,749 86,196 SH DEFINED 3 86,007 - 189 APACHE CORP COM 037411105 15,205 149,807 SH DEFINED 4 - 64,022 85,785 APACHE CORP COM 037411105 9,271 91,343 SH DEFINED 5 91,343 - - APACHE CORP COM 037411105 1,368 13,481 SH DEFINED 7 - 13,481 - APACHE CORP COM 037411105 269 2,650 SH DEFINED 8 2,455 195 - APACHE CORP COM 037411105 51 500 SH DEFINED 9 500 - - APACHE CORP COM 037411105 7 65 SH DEFINED 15 65 - - APACHE CORP COM 037411105 1,239 12,203 SH DEFINED 18 12,203 - - APACHE CORP COM 037411105 75 735 SH DEFINED 5;1 735 - - APACHE CORP COM 037411105 31 301 SH DEFINED 301 - - APOGEE ENTERPRISES INC COM 037598109 4 280 SH DEFINED 18 280 - - APOLLO GROUP INC CL A 037604105 5,797 94,581 SH DEFINED 2 94,581 - - APOLLO GROUP INC CL A 037604105 9,194 150,000 PUT DEFINED 3 150,000 - - APOLLO GROUP INC CL A 037604105 1,154 18,825 SH DEFINED 3 18,658 - 167 APOLLO GROUP INC CL A 037604105 16 255 SH DEFINED 5 255 - - APOLLO GROUP INC CL A 037604105 2 27 SH DEFINED 8 27 - - APOLLO GROUP INC CL A 037604105 138 2,248 SH DEFINED 18 2,248 - - APPLE INC COM 037833100 135,760 577,700 SH DEFINED 1 577,700 - - APPLE INC COM 037833100 142,400 605,959 SH DEFINED 2 605,959 - - APPLE INC COM 037833100 7,708 32,800 CALL DEFINED 3 32,800 - - APPLE INC COM 037833100 705 3,000 PUT DEFINED 3 3,000 - - APPLE INC COM 037833100 147,179 626,295 SH DEFINED 3 618,829 - 7,466 APPLE INC COM 037833100 1,767 7,520 SH DEFINED 4 - 6,655 865 APPLE INC COM 037833100 27,548 117,226 SH DEFINED 5 117,226 - - APPLE INC COM 037833100 47 200 SH DEFINED 6 200 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- APPLE INC COM 037833100 2,633 11,203 SH DEFINED 7 - 11,203 - APPLE INC COM 037833100 1,485 6,321 SH DEFINED 8 5,661 660 - APPLE INC COM 037833100 157 670 SH DEFINED 9 670 - - APPLE INC COM 037833100 1,579 6,720 SH DEFINED 10 6,720 - - APPLE INC COM 037833100 705 3,000 SH DEFINED 11 3,000 - - APPLE INC COM 037833100 763 3,245 SH DEFINED 13 3,245 - - APPLE INC COM 037833100 122 520 SH DEFINED 15 520 - - APPLE INC COM 037833100 893 3,801 SH DEFINED 16 3,801 - - APPLE INC COM 037833100 1,332 5,668 SH DEFINED 18 5,668 - - APPLE INC COM 037833100 19,616 83,471 SH DEFINED 5;1 83,471 - - APPLE INC COM 037833100 1,415 6,022 SH DEFINED 3,436 2,586 - APPLE INC COM 037833100 309 1,314 SH SOLE 1,314 - - APPLIED MATLS INC COM 038222105 10,151 753,722 SH DEFINED 2 753,722 - - APPLIED MATLS INC COM 038222105 4,918 365,143 SH DEFINED 3 361,643 - 3,500 APPLIED MATLS INC COM 038222105 65 4,803 SH DEFINED 5 4,803 - - APPLIED MATLS INC COM 038222105 2 118 SH DEFINED 7 - 118 - APPLIED MATLS INC COM 038222105 23 1,700 SH DEFINED 8 1,700 - - APPLIED MATLS INC COM 038222105 8 600 SH DEFINED 9 600 - - APPLIED MATLS INC COM 038222105 358 26,600 SH DEFINED 15 26,600 - - APPLIED MATLS INC COM 038222105 134 9,950 SH DEFINED 16 8,700 1,250 - APPLIED MATLS INC COM 038222105 120 8,936 SH DEFINED 18 8,936 - - APPLIED MATLS INC COM 038222105 6 443 SH DEFINED 443 - - APPLIED MATLS INC COM 038222105 4 280 SH SOLE 280 - - APPLIED SIGNAL COM 038237103 3,720 190,000 SH DEFINED 3 190,000 - - TECHNOLOGY IN APTARGROUP INC COM 038336103 525 13,339 SH DEFINED 2 13,339 - - APTARGROUP INC COM 038336103 1,014 25,775 SH DEFINED 3 24,775 - 1,000 APTARGROUP INC COM 038336103 653 16,600 SH DEFINED 4 - 2,700 13,900 APTARGROUP INC COM 038336103 11 273 SH DEFINED 15 273 - - APTARGROUP INC COM 038336103 4 94 SH DEFINED 18 94 - - ARBOR RLTY TR INC COM 038923108 123 37,850 SH DEFINED 3 37,850 - - ARCH COAL INC COM 039380100 442 19,331 SH DEFINED 2 19,331 - - ARCH COAL INC COM 039380100 3,254 142,386 SH DEFINED 3 141,361 - 1,025 ARCH COAL INC COM 039380100 37 1,638 SH DEFINED 5 1,638 - - ARCH COAL INC COM 039380100 14 600 SH DEFINED 16 - 600 - ARCH COAL INC COM 039380100 13 555 SH DEFINED 18 555 - - ARCHER DANIELS MIDLAND CO COM 039483102 10,477 362,530 SH DEFINED 2 362,530 - - ARCHER DANIELS MIDLAND CO COM 039483102 1,698 58,762 SH DEFINED 3 58,566 - 196 ARCHER DANIELS MIDLAND CO COM 039483102 216 7,462 SH DEFINED 5 7,462 - - ARCHER DANIELS MIDLAND CO COM 039483102 32 1,100 SH DEFINED 7 - 1,100 - ARCHER DANIELS MIDLAND CO COM 039483102 3 100 SH DEFINED 8 100 - - ARCHER DANIELS MIDLAND CO COM 039483102 22 775 SH DEFINED 9 775 - - ARCHER DANIELS MIDLAND CO COM 039483102 51 1,750 SH DEFINED 14 1,750 - - ARCHER DANIELS MIDLAND CO COM 039483102 15 511 SH DEFINED 15 511 - - ARCHER DANIELS MIDLAND CO COM 039483102 2 67 SH DEFINED 15 67 - - ARCHER DANIELS MIDLAND CO COM 039483102 45 1,560 SH DEFINED 16 1,000 560 - ARCHER DANIELS MIDLAND CO COM 039483102 9 320 SH DEFINED 17 - - 320 ARCHER DANIELS MIDLAND CO COM 039483102 252 8,718 SH DEFINED 18 8,718 - - ARCHER DANIELS MIDLAND CO COM 039483102 98 3,385 SH DEFINED 507 - 2,878 ARCHER DANIELS MIDLAND CO UNIT 039483201 29 700 PRN DEFINED 3 700 - - 99/99/9999 ARCSIGHT INC COM 039666102 7,038 250,000 CALL DEFINED 3 250,000 - - ARCSIGHT INC COM 039666102 590 20,948 SH DEFINED 3 20,648 - 300 ARCSIGHT INC COM 039666102 187 6,628 SH DEFINED 14 6,628 - - ARCTIC CAT INC COM 039670104 575 53,000 SH DEFINED 4 - - 53,000 ARENA PHARMACEUTICALS INC COM 040047102 2 780 SH DEFINED 2 780 - - ARENA PHARMACEUTICALS INC COM 040047102 1 400 SH DEFINED 3 400 - - ARENA RESOURCES INC COM 040049108 12 351 SH DEFINED 3 351 - - ARENA RESOURCES INC COM 040049108 1 18 SH DEFINED 18 18 - - ARGON ST INC COM 040149106 6 212 SH DEFINED 3 212 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ARLINGTON ASSET INVT CORP CL A NEW 041356205 7 367 SH DEFINED 3 367 - - ARM HLDGS PLC SPONSORED ADR 042068106 153 14,300 SH DEFINED 1 14,300 - - ARM HLDGS PLC SPONSORED ADR 042068106 779 73,032 SH DEFINED 3 73,032 - - ARM HLDGS PLC SPONSORED ADR 042068106 2,664 249,696 SH DEFINED 5 249,696 - - ARM HLDGS PLC SPONSORED ADR 042068106 57 5,378 SH DEFINED 8 5,378 - - ARM HLDGS PLC SPONSORED ADR 042068106 4 380 SH DEFINED 18 380 - - ARROW ELECTRS INC COM 042735100 1,043 34,625 SH DEFINED 3 34,625 - - ARROW ELECTRS INC COM 042735100 1 22 SH DEFINED 15 22 - - ARROW ELECTRS INC COM 042735100 7 224 SH DEFINED 16 224 - - ARROW FINL CORP COM 042744102 7 257 SH DEFINED 3 257 - - ARTESIAN RESOURCES CORP CL A 043113208 98 5,570 SH DEFINED 3 5,570 - - ARTHROCARE CORP COM 043136100 36 1,200 SH DEFINED 3 1,200 - - ARUBA NETWORKS INC COM 043176106 1,292 94,600 SH DEFINED 1 94,600 - - ARUBA NETWORKS INC COM 043176106 14 1,000 SH DEFINED 5 1,000 - - ASBURY AUTOMOTIVE GROUP COM 043436104 665 50,000 SH DEFINED 4 - - 50,000 INC ASCENT MEDIA CORP COM SER A 043632108 886 32,500 SH DEFINED 1 32,500 - - ASCENT MEDIA CORP COM SER A 043632108 1 54 SH DEFINED 3 54 - - ASCENT MEDIA CORP COM SER A 043632108 13 492 SH DEFINED 16 492 - - ASHFORD HOSPITALITY TR COM SHS 044103109 54 7,500 SH DEFINED 3 7,500 - - INC ASHLAND INC NEW COM 044209104 4,976 94,300 SH DEFINED 1 94,300 - - ASHLAND INC NEW COM 044209104 1,332 25,239 SH DEFINED 3 25,239 - - ASHLAND INC NEW COM 044209104 39 744 SH DEFINED 15 744 - - ASIA PAC FD INC COM 044901106 22 2,200 SH DEFINED 5 2,200 - - ASPEN TECHNOLOGY INC COM 045327103 10 1,000 SH DEFINED 3 1,000 - - ASPEN TECHNOLOGY INC COM 045327103 4,848 472,932 SH DEFINED 4 - 159,850 313,082 ASSOCIATED BANC CORP COM 045487105 36 2,632 SH DEFINED 2 2,632 - - ASSOCIATED BANC CORP COM 045487105 772 56,099 SH DEFINED 3 56,099 - - ASSOCIATED BANC CORP COM 045487105 1 38 SH DEFINED 18 38 - - ASTA FDG INC COM 046220109 4,715 669,757 SH DEFINED 4 - 169,250 500,507 ASTEC INDS INC COM 046224101 17 600 SH DEFINED 3 600 - - ASTEC INDS INC COM 046224101 7 235 SH DEFINED 5 235 - - ASTORIA FINL CORP COM 046265104 6 435 SH DEFINED 3 435 - - ASTRAZENECA PLC SPONSORED ADR 046353108 1,133 25,325 SH DEFINED 2 25,325 - - ASTRAZENECA PLC SPONSORED ADR 046353108 1,359 30,378 SH DEFINED 3 30,378 - - ASTRAZENECA PLC SPONSORED ADR 046353108 434 9,695 SH DEFINED 5 9,695 - - ASTRAZENECA PLC SPONSORED ADR 046353108 59 1,320 SH DEFINED 7 - 1,320 - ASTRAZENECA PLC SPONSORED ADR 046353108 3 60 SH DEFINED 8 60 - - ASTRAZENECA PLC SPONSORED ADR 046353108 1 32 SH DEFINED 15 32 - - ASTRAZENECA PLC SPONSORED ADR 046353108 246 5,500 SH DEFINED 15 5,500 - - ASTRAZENECA PLC SPONSORED ADR 046353108 39 872 SH DEFINED 16 872 - - ASTRAZENECA PLC SPONSORED ADR 046353108 462 10,334 SH DEFINED 18 10,334 - - ASTRAZENECA PLC SPONSORED ADR 046353108 91 2,034 SH DEFINED 2,034 - - ASTRONICS CORP COM 046433108 24 2,400 SH DEFINED 3 2,400 - - ASTRONICS CORP COM 046433108 4 400 SH DEFINED 16 400 - - ATLANTIC TELE NETWORK INC COM NEW 049079205 16 365 SH DEFINED 5 365 - - ATLAS AIR WORLDWIDE COM NEW 049164205 3,570 67,300 SH DEFINED 4 - 32,500 34,800 HLDGS IN ATLAS ENERGY INC COM 049298102 3,289 105,700 SH DEFINED 1 105,700 - - ATLAS ENERGY INC COM 049298102 166 5,329 SH DEFINED 2 5,329 - - ATLAS ENERGY INC COM 049298102 323 10,378 SH DEFINED 3 10,378 - - ATLAS ENERGY INC COM 049298102 58 1,857 SH SOLE 1,857 - - ATLAS PIPELINE PARTNERS UNIT L P INT 049392103 26 1,897 SH DEFINED 2 1,897 - - LP ATLAS PIPELINE PARTNERS UNIT L P INT 049392103 56 4,000 SH DEFINED 3 4,000 - - LP ATMEL CORP COM 049513104 964 191,353 SH DEFINED 2 191,353 - - ATMEL CORP COM 049513104 779 154,505 SH DEFINED 3 154,505 - - ATMOS ENERGY CORP COM 049560105 410 14,354 SH DEFINED 2 14,354 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ATMOS ENERGY CORP COM 049560105 862 30,178 SH DEFINED 3 29,542 - 636 ATMOS ENERGY CORP COM 049560105 120 4,200 SH DEFINED 18 4,200 - - ATWOOD OCEANICS INC COM 050095108 187 5,396 SH DEFINED 2 5,396 - - ATWOOD OCEANICS INC COM 050095108 870 25,110 SH DEFINED 3 25,110 - - ATWOOD OCEANICS INC COM 050095108 55 1,578 SH DEFINED 5 1,578 - - ATWOOD OCEANICS INC COM 050095108 28 800 SH DEFINED 18 800 - - AUDIOVOX CORP CL A 050757103 669 86,000 SH DEFINED 4 - - 86,000 AUGUSTA RES CORP COM NEW 050912203 2,425 911,600 SH DEFINED 1 911,600 - - AUGUSTA RES CORP COM NEW 050912203 13 5,000 SH DEFINED 5 5,000 - - AUTHENTEC INC COM 052660107 1 500 SH DEFINED 3 500 - - AUTODESK INC COM 052769106 3,955 134,608 SH DEFINED 2 134,608 - - AUTODESK INC COM 052769106 329 11,188 SH DEFINED 3 11,188 - - AUTODESK INC COM 052769106 967 32,910 SH DEFINED 4 - 5,100 27,810 AUTODESK INC COM 052769106 12 400 SH DEFINED 5 400 - - AUTODESK INC COM 052769106 14 492 SH DEFINED 18 492 - - AUTOLIV INC COM 052800109 88 1,700 SH DEFINED 1 1,700 - - AUTOLIV INC COM 052800109 66 1,275 SH DEFINED 3 1,275 - - AUTOLIV INC COM 052800109 10 190 SH DEFINED 5 190 - - AUTOLIV INC COM 052800109 1 14 SH DEFINED 18 14 - - AUTOLIV INC COM 052800109 9,115 176,885 SH DEFINED 5;1 176,885 - - AUTOMATIC DATA COM 053015103 13,177 296,323 SH DEFINED 2 296,323 - - PROCESSING IN AUTOMATIC DATA COM 053015103 14,551 327,205 SH DEFINED 3 319,590 - 7,615 PROCESSING IN AUTOMATIC DATA COM 053015103 1,258 28,283 SH DEFINED 5 28,283 - - PROCESSING IN AUTOMATIC DATA COM 053015103 2 50 SH DEFINED 7 - 50 - PROCESSING IN AUTOMATIC DATA COM 053015103 64 1,438 SH DEFINED 8 1,438 - - PROCESSING IN AUTOMATIC DATA COM 053015103 9 200 SH DEFINED 15 200 - - PROCESSING IN AUTOMATIC DATA COM 053015103 180 4,050 SH DEFINED 15 4,050 - - PROCESSING IN AUTOMATIC DATA COM 053015103 12 275 SH DEFINED 16 - 275 - PROCESSING IN AUTOMATIC DATA COM 053015103 682 15,339 SH DEFINED 18 15,339 - - PROCESSING IN AUTOMATIC DATA COM 053015103 10 231 SH DEFINED 231 - - PROCESSING IN AUTOMATIC DATA COM 053015103 2 50 SH SOLE 50 - - PROCESSING IN AUTOZONE INC COM 053332102 2,526 14,596 SH DEFINED 2 14,596 - - AUTOZONE INC COM 053332102 745 4,303 SH DEFINED 3 4,303 - - AUTOZONE INC COM 053332102 714 4,127 SH DEFINED 10 4,127 - - AUTOZONE INC COM 053332102 203 1,175 SH DEFINED 500 - 675 AVALONBAY CMNTYS INC COM 053484101 2,003 23,201 SH DEFINED 2 23,201 - - AVALONBAY CMNTYS INC COM 053484101 77 896 SH DEFINED 3 896 - - AVALONBAY CMNTYS INC COM 053484101 69 802 SH DEFINED 18 802 - - AVALONBAY CMNTYS INC COM 053484101 5 58 SH DEFINED 58 - - AVERY DENNISON CORP COM 053611109 1,091 29,953 SH DEFINED 3 29,953 - - AVERY DENNISON CORP COM 053611109 57 1,575 SH DEFINED 5 1,575 - - AVIS BUDGET GROUP COM 053774105 5 452 SH DEFINED 3 452 - - AVNET INC COM 053807103 12 398 SH DEFINED 2 398 - - AVNET INC COM 053807103 1,575 52,500 SH DEFINED 3 52,500 - - AVNET INC COM 053807103 65 2,155 SH DEFINED 5 2,155 - - AVON PRODS INC COM 054303102 6,196 182,939 SH DEFINED 2 182,939 - - AVON PRODS INC COM 054303102 804 23,728 SH DEFINED 3 23,728 - - AVON PRODS INC COM 054303102 175 5,155 SH DEFINED 5 5,155 - - AVON PRODS INC COM 054303102 117 3,451 SH DEFINED 10 3,451 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AVON PRODS INC COM 054303102 119 3,500 SH DEFINED 17 - - 3,500 AVON PRODS INC COM 054303102 300 8,866 SH DEFINED 18 8,866 - - AVON PRODS INC COM 054303102 195 5,750 SH SOLE 5,750 - - AXA SPONSORED ADR 054536107 539 24,475 SH DEFINED 2 24,475 - - AXA SPONSORED ADR 054536107 21 973 SH DEFINED 3 973 - - AXA SPONSORED ADR 054536107 341 15,481 SH DEFINED 5 15,481 - - AXA SPONSORED ADR 054536107 3 120 SH DEFINED 7 - 120 - AXA SPONSORED ADR 054536107 52 2,360 SH DEFINED 14 2,360 - - AXA SPONSORED ADR 054536107 13 582 SH DEFINED 18 582 - - AXA SPONSORED ADR 054536107 5,401 245,047 SH DEFINED 5;1 245,047 - - AXA SPONSORED ADR 054536107 10 449 SH DEFINED 449 - - AXCELIS TECHNOLOGIES INC COM 054540109 1 322 SH DEFINED 3 322 - - BB&T CORP COM 054937107 9,599 296,343 SH DEFINED 2 296,343 - - BB&T CORP COM 054937107 9,062 279,785 SH DEFINED 3 278,785 - 1,000 BB&T CORP COM 054937107 10,508 324,435 SH DEFINED 4 - 135,195 189,240 BB&T CORP COM 054937107 47 1,458 SH DEFINED 5 1,458 - - BB&T CORP COM 054937107 4 120 SH DEFINED 7 - 120 - BB&T CORP COM 054937107 87 2,700 SH DEFINED 8 2,700 - - BB&T CORP COM 054937107 497 15,350 SH DEFINED 18 15,350 - - BB&T CORP COM 054937107 282 8,717 SH DEFINED 3,943 4,774 - BB&T CORP COM 054937107 1 44 SH DEFINED 44 - - BJ SVCS CO COM 055482103 3,195 149,295 SH DEFINED 2 149,295 - - BJ SVCS CO COM 055482103 5,043 235,651 SH DEFINED 3 235,651 - - BJ SVCS CO COM 055482103 9 400 SH DEFINED 5 400 - - BJ SVCS CO COM 055482103 32 1,505 SH DEFINED 16 1,505 - - BJ SVCS CO COM 055482103 5 214 SH DEFINED 18 214 - - BP PLC SPONSORED ADR 055622104 33,802 592,298 SH DEFINED 3 585,744 - 6,554 BP PLC SPONSORED ADR 055622104 3,520 61,670 SH DEFINED 5 61,670 - - BP PLC SPONSORED ADR 055622104 504 8,832 SH DEFINED 7 - 8,832 - BP PLC SPONSORED ADR 055622104 58 1,011 SH DEFINED 8 961 50 - BP PLC SPONSORED ADR 055622104 254 4,452 SH DEFINED 9 4,452 - - BP PLC SPONSORED ADR 055622104 126 2,210 SH DEFINED 10 2,210 - - BP PLC SPONSORED ADR 055622104 140 2,453 SH DEFINED 11 2,453 - - BP PLC SPONSORED ADR 055622104 2 42 SH DEFINED 15 42 - - BP PLC SPONSORED ADR 055622104 150 2,620 SH DEFINED 15 2,620 - - BP PLC SPONSORED ADR 055622104 100 1,746 SH DEFINED 16 1,746 - - BP PLC SPONSORED ADR 055622104 4,459 78,133 SH DEFINED 18 78,133 - - BP PLC SPONSORED ADR 055622104 734 12,864 SH OTHER S;6 12,864 - - BP PLC SPONSORED ADR 055622104 717 12,555 SH DEFINED 7,732 4,823 - BP PLC SPONSORED ADR 055622104 1 25 SH SOLE 25 - - BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 18 178 SH DEFINED 2 178 - - BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 991 10,034 SH DEFINED 3 10,034 - - BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 730 7,396 SH DEFINED 5 7,396 - - BPW ACQUISITION CORP COM 055637102 4,731 380,000 SH DEFINED 3 380,000 - - BPZ RESOURCES INC COM 055639108 3 391 SH DEFINED 2 391 - - BMC SOFTWARE INC COM 055921100 5,408 142,307 SH DEFINED 2 142,307 - - BMC SOFTWARE INC COM 055921100 322 8,472 SH DEFINED 3 8,472 - - BMC SOFTWARE INC COM 055921100 430 11,326 SH DEFINED 5 11,326 - - BMC SOFTWARE INC COM 055921100 8 208 SH DEFINED 8 208 - - BMC SOFTWARE INC COM 055921100 503 13,240 SH DEFINED 10 13,240 - - BMC SOFTWARE INC COM 055921100 273 7,188 SH DEFINED 18 7,188 - - BMC SOFTWARE INC COM 055921100 124 3,272 SH DEFINED 400 - 2,872 BADGER METER INC COM 056525108 165 4,296 SH DEFINED 2 4,296 - - BADGER METER INC COM 056525108 466 12,100 SH DEFINED 3 12,100 - - BADGER METER INC COM 056525108 4 110 SH DEFINED 15 110 - - BAIDU INC SPON ADR REP A 056752108 2,108 3,531 SH DEFINED 2 3,531 - - BAIDU INC SPON ADR REP A 056752108 220 369 SH DEFINED 3 369 - - BAIDU INC SPON ADR REP A 056752108 19 31 SH DEFINED 5 31 - - BAIDU INC SPON ADR REP A 056752108 22,675 37,982 SH DEFINED 16 37,982 - - BAIDU INC SPON ADR REP A 056752108 95 159 SH DEFINED 18 159 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BAKER HUGHES INC COM 057224107 1,761 37,600 SH DEFINED 1 37,600 - - BAKER HUGHES INC COM 057224107 9,256 197,617 SH DEFINED 2 197,617 - - BAKER HUGHES INC COM 057224107 3,776 80,624 SH DEFINED 3 80,456 - 168 BAKER HUGHES INC COM 057224107 339 7,240 SH DEFINED 4 - 7,240 - BAKER HUGHES INC COM 057224107 118 2,522 SH DEFINED 5 2,522 - - BAKER HUGHES INC COM 057224107 75 1,605 SH DEFINED 9 1,605 - - BAKER HUGHES INC COM 057224107 187 4,000 SH DEFINED 15 4,000 - - BAKER HUGHES INC COM 057224107 23 500 SH DEFINED 16 500 - - BAKER HUGHES INC COM 057224107 1,306 27,872 SH DEFINED 18 27,872 - - BAKERS FOOTWEAR GROUP INC COM 057465106 207 90,000 SH DEFINED 4 - - 90,000 BALCHEM CORP COM 057665200 13,122 532,341 SH DEFINED 4 - 423,502 108,839 BALDWIN & LYONS INC CL B 057755209 7 300 SH DEFINED 3 300 - - BALDWIN & LYONS INC CL B 057755209 506 21,000 SH DEFINED 4 - - 21,000 BALL CORP COM 058498106 2,996 56,125 SH DEFINED 2 56,125 - - BALL CORP COM 058498106 1,197 22,418 SH DEFINED 3 22,203 - 215 BALL CORP COM 058498106 140 2,617 SH DEFINED 5 2,617 - - BALL CORP COM 058498106 11 210 SH DEFINED 18 210 - - BALL CORP COM 058498106 26 494 SH DEFINED - 494 - BALLARD PWR SYS INC NEW COM 058586108 39 14,700 SH DEFINED 3 14,700 - - BALLARD PWR SYS INC NEW COM 058586108 26 9,670 SH DEFINED 5 9,670 - - BALLARD PWR SYS INC NEW COM 058586108 1 400 SH DEFINED 6 400 - - BALLARD PWR SYS INC NEW COM 058586108 - 50 SH DEFINED 7 - 50 - BALLARD PWR SYS INC NEW COM 058586108 - 100 SH DEFINED 8 100 - - BALLARD PWR SYS INC NEW COM 058586108 1 200 SH DEFINED 200 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 5,433 294,787 SH DEFINED 3 294,787 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 265 14,355 SH DEFINED 5 14,355 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 23 1,265 SH DEFINED 15 1,265 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 173 9,367 SH DEFINED 15 9,367 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 39 2,134 SH DEFINED 16 2,134 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 79 4,301 SH DEFINED 4,301 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 22 1,206 SH SOLE 1,206 - - BANCO DE CHILE SPONSORED ADR 059520106 940 16,245 SH DEFINED 3 16,245 - - BANCORP RHODE ISLAND INC COM 059690107 11 400 SH DEFINED 3 400 - - BANCORPSOUTH INC COM 059692103 437 20,844 SH DEFINED 3 20,844 - - BANCORPSOUTH INC COM 059692103 1 26 SH DEFINED 18 26 - - BANCROFT FUND LTD COM 059695106 40 2,513 SH DEFINED 3 2,513 - - BANK OF AMERICA COM 060505104 145,147 8,131,500 SH DEFINED 1 8,131,500 - - CORPORATION BANK OF AMERICA COM 060505104 92,753 5,196,247 SH DEFINED 2 5,196,247 - - CORPORATION BANK OF AMERICA COM 060505104 9,818 550,000 CALL DEFINED 3 550,000 - - CORPORATION BANK OF AMERICA COM 060505104 18,743 1,050,000 PUT DEFINED 3 1,050,000 - - CORPORATION BANK OF AMERICA COM 060505104 41,440 2,321,546 SH DEFINED 3 2,288,131 - 33,415 CORPORATION BANK OF AMERICA COM 060505104 22,936 1,284,931 SH DEFINED 4 - 534,018 750,913 CORPORATION BANK OF AMERICA COM 060505104 34,441 1,929,440 SH DEFINED 5 1,929,440 - - CORPORATION BANK OF AMERICA COM 060505104 21,561 1,207,889 SH DEFINED 6 1,207,889 - - CORPORATION BANK OF AMERICA COM 060505104 5,473 306,634 SH DEFINED 7 - 306,634 - CORPORATION BANK OF AMERICA COM 060505104 1,340 75,045 SH DEFINED 8 55,002 20,043 - CORPORATION BANK OF AMERICA COM 060505104 74 4,124 SH DEFINED 9 4,124 - - CORPORATION BANK OF AMERICA COM 060505104 2,075 116,258 SH DEFINED 10 116,258 - - CORPORATION
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BANK OF AMERICA COM 060505104 452 25,300 SH DEFINED 11 25,300 - - CORPORATION BANK OF AMERICA COM 060505104 1,838 102,965 SH DEFINED 13 92,965 10,000 - CORPORATION BANK OF AMERICA COM 060505104 1,243 69,629 SH DEFINED 14 69,629 - - CORPORATION BANK OF AMERICA COM 060505104 319 17,899 SH DEFINED 15 17,899 - - CORPORATION BANK OF AMERICA COM 060505104 437 24,484 SH DEFINED 16 24,484 - - CORPORATION BANK OF AMERICA COM 060505104 635 35,567 SH DEFINED 18 35,567 - - CORPORATION BANK OF AMERICA COM 060505104 14,860 832,521 SH DEFINED 5;1 832,521 - - CORPORATION BANK OF AMERICA COM 060505104 1,036 58,062 SH DEFINED 32,266 25,796 - CORPORATION BANK OF AMERICA COM 060505104 60 3,357 SH SOLE 3,357 - - CORPORATION BANK OF AMERICA 7.25%CNV PFD L 060505682 37 38 PRN DEFINED 3 38 - - CORPORATION BANK OF AMERICA 7.25%CNV PFD L 060505682 488 500 PRN DEFINED 500 - - CORPORATION BANK FLA CORP NAPLES COM 062128103 4 4,695 SH DEFINED 3 4,695 - - BANK OF GRANITE CORP COM 062401104 - 81 SH DEFINED 81 - - BANK HAWAII CORP COM 062540109 34 758 SH DEFINED 2 758 - - BANK HAWAII CORP COM 062540109 624 13,886 SH DEFINED 3 13,886 - - BANK HAWAII CORP COM 062540109 13 300 SH DEFINED 16 300 - - BANK MONTREAL QUE COM 063671101 842,887 13,886,104 SH DEFINED 1 13,886,104 - - BANK MONTREAL QUE COM 063671101 5,062 83,391 SH DEFINED 3 82,861 - 530 BANK MONTREAL QUE COM 063671101 3,854 63,500 CALL DEFINED 5 63,500 - - BANK MONTREAL QUE COM 063671101 510 8,400 PUT DEFINED 5 8,400 - - BANK MONTREAL QUE COM 063671101 595 9,800 PUT DEFINED 5 9,800 - - BANK MONTREAL QUE COM 063671101 1,539 25,354 SH DEFINED 5 25,354 - - BANK MONTREAL QUE COM 063671101 222,174 3,660,198 SH DEFINED 5 3,660,198 - - BANK MONTREAL QUE COM 063671101 240,959 3,969,676 SH DEFINED 6 3,969,676 - - BANK MONTREAL QUE COM 063671101 70,964 1,169,086 SH DEFINED 7 - 1,169,086 - BANK MONTREAL QUE COM 063671101 5,401 88,977 SH DEFINED 8 62,859 26,118 - BANK MONTREAL QUE COM 063671101 3,560 58,647 SH DEFINED 9 58,647 - - BANK MONTREAL QUE COM 063671101 607 10,000 SH DEFINED 15 10,000 - - BANK MONTREAL QUE COM 063671101 66 1,095 SH DEFINED 15 1,095 - - BANK MONTREAL QUE COM 063671101 304 5,000 SH DEFINED 17 - - 5,000 BANK MONTREAL QUE COM 063671101 59 968 SH DEFINED 5;1 968 - - BANK MONTREAL QUE COM 063671101 1,997 32,904 SH DEFINED 32,904 - - BANK MONTREAL QUE COM 063671101 1,316,982 21,696,569 SH SOLE 21,696,569 - - BANK MUTUAL CORP NEW COM 063750103 187 28,741 SH DEFINED 2 28,741 - - BANK OF NEW YORK MELLON COM 064058100 18,176 588,603 SH DEFINED 2 588,603 - - CORP BANK OF NEW YORK MELLON COM 064058100 5,110 165,490 SH DEFINED 3 163,413 - 2,077 CORP BANK OF NEW YORK MELLON COM 064058100 5,199 168,370 SH DEFINED 4 - 61,180 107,190 CORP BANK OF NEW YORK MELLON COM 064058100 1,221 39,531 SH DEFINED 5 39,531 - - CORP BANK OF NEW YORK MELLON COM 064058100 17,240 558,300 SH DEFINED 6 558,300 - - CORP BANK OF NEW YORK MELLON COM 064058100 54 1,742 SH DEFINED 7 - 1,742 - CORP BANK OF NEW YORK MELLON COM 064058100 55 1,770 SH DEFINED 8 1,358 412 - CORP BANK OF NEW YORK MELLON COM 064058100 37 1,183 SH DEFINED 9 1,183 - - CORP
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BANK OF NEW YORK MELLON COM 064058100 702 22,727 SH DEFINED 10 22,727 - - CORP BANK OF NEW YORK MELLON COM 064058100 12 386 SH DEFINED 16 386 - - CORP BANK OF NEW YORK MELLON COM 064058100 9,227 298,816 SH DEFINED 18 298,816 - - CORP BANK OF NEW YORK MELLON COM 064058100 42 1,370 SH DEFINED 1,370 - - CORP BANK OF NEW YORK MELLON COM 064058100 2 65 SH SOLE 65 - - CORP BANK NOVA SCOTIA HALIFAX COM 064149107 1,142,515 22,841,164 SH DEFINED 1 22,841,164 - - BANK NOVA SCOTIA HALIFAX COM 064149107 1,116 22,305 SH DEFINED 3 22,030 - 275 BANK NOVA SCOTIA HALIFAX COM 064149107 6,067 121,300 CALL DEFINED 5 121,300 - - BANK NOVA SCOTIA HALIFAX COM 064149107 1,205 24,100 PUT DEFINED 5 24,100 - - BANK NOVA SCOTIA HALIFAX COM 064149107 600 12,000 PUT DEFINED 5 12,000 - - BANK NOVA SCOTIA HALIFAX COM 064149107 1,365 27,292 SH DEFINED 5 27,292 - - BANK NOVA SCOTIA HALIFAX COM 064149107 184,550 3,689,517 SH DEFINED 5 3,689,517 - - BANK NOVA SCOTIA HALIFAX COM 064149107 118,035 2,359,755 SH DEFINED 6 2,359,755 - - BANK NOVA SCOTIA HALIFAX COM 064149107 91,441 1,828,079 SH DEFINED 7 - 1,828,079 - BANK NOVA SCOTIA HALIFAX COM 064149107 6,369 127,324 SH DEFINED 8 86,782 40,542 - BANK NOVA SCOTIA HALIFAX COM 064149107 3,805 76,062 SH DEFINED 9 76,062 - - BANK NOVA SCOTIA HALIFAX COM 064149107 14 280 SH DEFINED 10 280 - - BANK NOVA SCOTIA HALIFAX COM 064149107 641 12,820 SH DEFINED 11 12,820 - - BANK NOVA SCOTIA HALIFAX COM 064149107 350 7,000 SH DEFINED 14 7,000 - - BANK NOVA SCOTIA HALIFAX COM 064149107 250 5,000 SH DEFINED 15 5,000 - - BANK NOVA SCOTIA HALIFAX COM 064149107 124 2,477 SH DEFINED 15 2,477 - - BANK NOVA SCOTIA HALIFAX COM 064149107 533 10,650 SH DEFINED 17 - - 10,650 BANK NOVA SCOTIA HALIFAX COM 064149107 164,634 3,291,360 SH DEFINED 5;1 3,291,360 - - BANK NOVA SCOTIA HALIFAX COM 064149107 2,410 48,183 SH DEFINED 44,741 - 3,442 BANK NOVA SCOTIA HALIFAX COM 064149107 2,052,102 41,025,620 SH SOLE 41,025,620 - - BANRO CORP COM 066800111 - 157 SH DEFINED 5 157 - - BANRO CORP *W EXP 066800111 - 270 SH DEFINED 5 270 - - 09/17/201 BAR HBR BANKSHARES COM 066849100 184 6,040 SH DEFINED 3 6,040 - - BARD C R INC COM 067383109 3,550 40,984 SH DEFINED 2 40,984 - - BARD C R INC COM 067383109 394 4,554 SH DEFINED 3 4,554 - - BARD C R INC COM 067383109 3 39 SH DEFINED 5 39 - - BARD C R INC COM 067383109 2 25 SH DEFINED 7 - 25 - BARD C R INC COM 067383109 56 641 SH DEFINED 14 641 - - BARD C R INC COM 067383109 44 507 SH DEFINED 18 507 - - BARD C R INC COM 067383109 1 7 SH DEFINED 7 - - BARNES & NOBLE INC COM 067774109 250 11,551 SH DEFINED 3 11,551 - - BARNES & NOBLE INC COM 067774109 6,190 286,321 SH DEFINED 7 - 286,321 - BARNES & NOBLE INC COM 067774109 222 10,275 SH DEFINED 8 - 10,275 - BARNES & NOBLE INC COM 067774109 34 1,590 SH DEFINED 15 1,590 - - BARNES GROUP INC COM 067806109 1,363 70,090 SH DEFINED 3 70,090 - - BARNES GROUP INC COM 067806109 18 900 SH DEFINED 9 900 - - BARNES GROUP INC COM 067806109 8 408 SH DEFINED 18 408 - - BARRICK GOLD CORP COM 067901108 682,991 17,814,067 SH DEFINED 1 17,814,067 - - BARRICK GOLD CORP COM 067901108 1,614 42,089 SH DEFINED 2 42,089 - - BARRICK GOLD CORP COM 067901108 29,483 769,000 PUT DEFINED 3 769,000 - - BARRICK GOLD CORP COM 067901108 34,966 911,985 SH DEFINED 3 911,985 - - BARRICK GOLD CORP COM 067901108 5,770 150,500 CALL DEFINED 5 150,500 - - BARRICK GOLD CORP COM 067901108 6,292 164,100 PUT DEFINED 5 164,100 - - BARRICK GOLD CORP COM 067901108 26,127 681,445 SH DEFINED 5 681,445 - - BARRICK GOLD CORP COM 067901108 95,658 2,494,982 SH DEFINED 5 2,494,982 - - BARRICK GOLD CORP COM 067901108 310,149 8,089,449 SH DEFINED 6 8,089,449 - - BARRICK GOLD CORP COM 067901108 33,027 861,415 SH DEFINED 7 - 861,415 - BARRICK GOLD CORP COM 067901108 2,148 56,032 SH DEFINED 8 39,550 16,482 - BARRICK GOLD CORP COM 067901108 1,183 30,851 SH DEFINED 9 30,851 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BARRICK GOLD CORP COM 067901108 37 970 SH DEFINED 10 970 - - BARRICK GOLD CORP COM 067901108 174 4,547 SH DEFINED 13 4,547 - - BARRICK GOLD CORP COM 067901108 3 90 SH DEFINED 15 90 - - BARRICK GOLD CORP COM 067901108 180 4,695 SH DEFINED 15 4,695 - - BARRICK GOLD CORP COM 067901108 40 1,030 SH DEFINED 16 1,000 30 - BARRICK GOLD CORP COM 067901108 456 11,900 SH DEFINED 17 - - 11,900 BARRICK GOLD CORP COM 067901108 611 15,947 SH DEFINED 18 15,947 - - BARRICK GOLD CORP COM 067901108 121,043 3,157,082 SH DEFINED 5;1 3,157,082 - - BARRICK GOLD CORP COM 067901108 1,317 34,340 SH DEFINED 34,340 - - BARRICK GOLD CORP COM 067901108 182,485 4,759,656 SH SOLE 4,759,656 - - BARRETT BUSINESS COM 068463108 138 10,187 SH DEFINED 3 10,187 - - SERVICES IN BARRY R G CORP OHIO COM 068798107 62 6,060 SH DEFINED 3 6,060 - - BARRY R G CORP OHIO COM 068798107 2,324 227,830 SH DEFINED 4 - 84,530 143,300 BAXTER INTL INC COM 071813109 1,653 28,400 SH DEFINED 1 28,400 - - BAXTER INTL INC COM 071813109 18,410 316,324 SH DEFINED 2 316,324 - - BAXTER INTL INC COM 071813109 9,067 155,793 SH DEFINED 3 155,703 - 90 BAXTER INTL INC COM 071813109 6,766 116,250 SH DEFINED 4 - 55,805 60,445 BAXTER INTL INC COM 071813109 8,603 147,810 SH DEFINED 5 147,810 - - BAXTER INTL INC COM 071813109 813 13,970 SH DEFINED 7 - 13,970 - BAXTER INTL INC COM 071813109 275 4,720 SH DEFINED 8 4,480 240 - BAXTER INTL INC COM 071813109 145 2,484 SH DEFINED 9 2,484 - - BAXTER INTL INC COM 071813109 1,124 19,307 SH DEFINED 10 19,307 - - BAXTER INTL INC COM 071813109 113 1,936 SH DEFINED 11 1,936 - - BAXTER INTL INC COM 071813109 39 665 SH DEFINED 14 665 - - BAXTER INTL INC COM 071813109 104 1,780 SH DEFINED 17 - - 1,780 BAXTER INTL INC COM 071813109 623 10,706 SH DEFINED 18 10,706 - - BAXTER INTL INC COM 071813109 7 120 SH DEFINED 5;1 120 - - BAXTER INTL INC COM 071813109 440 7,558 SH DEFINED 5,553 2,005 - BAXTER INTL INC COM 071813109 208 3,580 SH SOLE 3,580 - - BAYTEX ENERGY TR TRUST UNIT 073176109 14,605 430,058 SH DEFINED 1 430,058 - - BAYTEX ENERGY TR TRUST UNIT 073176109 288 8,467 SH DEFINED 3 8,467 - - BAYTEX ENERGY TR TRUST UNIT 073176109 179 5,278 SH DEFINED 5 5,278 - - BAYTEX ENERGY TR TRUST UNIT 073176109 3,505 103,203 SH DEFINED 5 103,203 - - BAYTEX ENERGY TR TRUST UNIT 073176109 60,687 1,787,010 SH DEFINED 6 1,787,010 - - BAYTEX ENERGY TR TRUST UNIT 073176109 17,692 520,957 SH DEFINED 7 - 520,957 - BAYTEX ENERGY TR TRUST UNIT 073176109 334 9,849 SH DEFINED 8 4,259 5,590 - BAYTEX ENERGY TR TRUST UNIT 073176109 38 1,105 SH DEFINED 15 1,105 - - BE AEROSPACE INC COM 073302101 1,755 57,791 SH DEFINED 3 57,359 - 432 BE AEROSPACE INC COM 073302101 4 133 SH DEFINED 5 133 - - BEACON FED BANCORP INC COM 073582108 13 1,500 SH DEFINED 3 1,500 - - BEACON POWER CORP COM 073677106 - 1,000 SH DEFINED 3 1,000 - - BEACON ROOFING SUPPLY INC COM 073685109 245 12,833 SH DEFINED 2 12,833 - - BEACON ROOFING SUPPLY INC COM 073685109 650 34,000 SH DEFINED 4 - - 34,000 BEACON ROOFING SUPPLY INC COM 073685109 9 450 SH DEFINED 5 450 - - BEACON ROOFING SUPPLY INC COM 073685109 10 525 SH DEFINED 18 525 - - BEBE STORES INC COM 075571109 7 810 SH DEFINED 3 810 - - BECKMAN COULTER INC COM 075811109 2,157 34,343 SH DEFINED 2 34,343 - - BECKMAN COULTER INC COM 075811109 1,276 20,316 SH DEFINED 3 20,316 - - BECKMAN COULTER INC COM 075811109 38 600 SH DEFINED 5 600 - - BECKMAN COULTER INC COM 075811109 12 195 SH DEFINED 18 195 - - BECTON DICKINSON & CO COM 075887109 10,606 134,710 SH DEFINED 2 134,710 - - BECTON DICKINSON & CO COM 075887109 2,377 30,188 SH DEFINED 3 30,188 - - BECTON DICKINSON & CO COM 075887109 6,110 77,603 SH DEFINED 5 77,603 - - BECTON DICKINSON & CO COM 075887109 16 200 SH DEFINED 6 200 - - BECTON DICKINSON & CO COM 075887109 7 86 SH DEFINED 7 - 86 - BECTON DICKINSON & CO COM 075887109 242 3,070 SH DEFINED 8 3,070 - - BECTON DICKINSON & CO COM 075887109 518 6,574 SH DEFINED 10 6,574 - - BECTON DICKINSON & CO COM 075887109 10 130 SH DEFINED 15 130 - - BECTON DICKINSON & CO COM 075887109 24 300 SH DEFINED 15 300 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BECTON DICKINSON & CO COM 075887109 746 9,470 SH DEFINED 17 - - 9,470 BECTON DICKINSON & CO COM 075887109 461 5,858 SH DEFINED 18 5,858 - - BECTON DICKINSON & CO COM 075887109 10 130 SH DEFINED 130 - - BECTON DICKINSON & CO COM 075887109 218 2,772 SH SOLE 2,772 - - BED BATH & BEYOND INC COM 075896100 79 1,800 SH DEFINED 1 1,800 - - BED BATH & BEYOND INC COM 075896100 7,329 167,487 SH DEFINED 2 167,487 - - BED BATH & BEYOND INC COM 075896100 525 11,992 SH DEFINED 3 11,992 - - BED BATH & BEYOND INC COM 075896100 61 1,400 SH DEFINED 5 1,400 - - BED BATH & BEYOND INC COM 075896100 24 558 SH DEFINED 18 558 - - BELDEN INC COM 077454106 5 200 SH DEFINED 3 200 - - BELDEN INC COM 077454106 12 428 SH DEFINED 5 428 - - BELDEN INC COM 077454106 7 267 SH DEFINED 18 267 - - BELL MICROPRODUCTS INC COM 078137106 3,234 465,332 SH DEFINED 3 465,332 - - BELL MICROPRODUCTS INC COM 078137106 370 53,300 SH DEFINED 4 - - 53,300 BELO CORP COM SER A 080555105 1 100 SH DEFINED 2 100 - - BELO CORP COM SER A 080555105 22 3,265 SH DEFINED 3 3,265 - - BEMIS INC COM 081437105 2,433 84,716 SH DEFINED 2 84,716 - - BEMIS INC COM 081437105 2,925 101,842 SH DEFINED 3 101,642 - 200 BEMIS INC COM 081437105 85 2,964 SH DEFINED 5 2,964 - - BEMIS INC COM 081437105 5 178 SH DEFINED 8 178 - - BENIHANA INC CL A 082047200 6,059 932,211 SH DEFINED 4 - 290,914 641,297 BERKLEY W R CORP COM 084423102 1,227 47,018 SH DEFINED 2 47,018 - - BERKLEY W R CORP COM 084423102 1,196 45,850 SH DEFINED 3 45,850 - - BERKLEY W R CORP COM 084423102 143 5,480 SH DEFINED 4 - 5,480 - BERKLEY W R CORP COM 084423102 9 342 SH DEFINED 18 342 - - BERKSHIRE HATHAWAY INC CL A 084670108 5,603 46 SH DEFINED 3 46 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 9,988 82 SH DEFINED 5 82 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 122 1 SH DEFINED 6 1 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 731 6 SH DEFINED 7 - 6 - DEL BERKSHIRE HATHAWAY INC CL A 084670108 4,507 37 SH DEFINED 13 37 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 487 4 SH DEFINED 14 4 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 487 4 SH DEFINED 15 4 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 2,558 21 SH DEFINED 16 21 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 122 1 SH DEFINED 17 - - 1 DEL BERKSHIRE HATHAWAY INC CL A 084670108 71,984 591 SH DEFINED 18 591 - - DEL BERKSHIRE HATHAWAY INC CL A 084670108 365 3 SH DEFINED 3 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 66,373 816,698 SH DEFINED 2 816,698 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 24,897 306,348 SH DEFINED 3 301,348 - 5,000 DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 976 12,015 SH DEFINED 4 - 10,655 1,360 DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 35,825 440,816 SH DEFINED 5 440,816 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 53,360 656,578 SH DEFINED 6 656,578 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 2,970 36,545 SH DEFINED 7 - 36,545 - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 773 9,515 SH DEFINED 8 9,275 240 - DEL
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BERKSHIRE HATHAWAY INC CL B NEW 084670702 203 2,500 SH DEFINED 9 2,500 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 183 2,250 SH DEFINED 10 2,250 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 175 2,150 SH DEFINED 17 - - 2,150 DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 3,186 39,200 SH DEFINED 18 39,200 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 33 400 SH DEFINED 400 - - DEL BERKSHIRE HATHAWAY INC CL B NEW 084670702 2,637 32,450 SH SOLE 32,450 - - DEL BERRY PETE CO CL A 085789105 1 50 SH DEFINED 3 50 - - BERRY PETE CO CL A 085789105 11,789 418,652 SH DEFINED 4 - 334,142 84,510 BEST BUY INC COM 086516101 43 1,000 SH DEFINED 1 1,000 - - BEST BUY INC COM 086516101 9,620 226,132 SH DEFINED 2 226,132 - - BEST BUY INC COM 086516101 2,128 50,014 SH DEFINED 3 49,615 - 399 BEST BUY INC COM 086516101 803 18,885 SH DEFINED 5 18,885 - - BEST BUY INC COM 086516101 91 2,135 SH DEFINED 7 - 2,135 - BEST BUY INC COM 086516101 21 495 SH DEFINED 8 200 295 - BEST BUY INC COM 086516101 473 11,112 SH DEFINED 10 11,112 - - BEST BUY INC COM 086516101 255 6,000 SH DEFINED 15 6,000 - - BEST BUY INC COM 086516101 136 3,195 SH DEFINED 17 - - 3,195 BEST BUY INC COM 086516101 364 8,546 SH DEFINED 18 8,546 - - BEST BUY INC COM 086516101 9 210 SH DEFINED 210 - - BEST BUY INC COM 086516101 224 5,270 SH SOLE 5,270 - - BHP BILLITON LTD SPONSORED ADR 088606108 19,020 236,800 SH DEFINED 1 236,800 - - BHP BILLITON LTD SPONSORED ADR 088606108 297 3,702 SH DEFINED 2 3,702 - - BHP BILLITON LTD SPONSORED ADR 088606108 3,098 38,568 SH DEFINED 3 38,568 - - BHP BILLITON LTD SPONSORED ADR 088606108 28,839 359,047 SH DEFINED 5 359,047 - - BHP BILLITON LTD SPONSORED ADR 088606108 146 1,815 SH DEFINED 7 - 1,815 - BHP BILLITON LTD SPONSORED ADR 088606108 437 5,436 SH DEFINED 8 5,061 375 - BHP BILLITON LTD SPONSORED ADR 088606108 12 150 SH DEFINED 9 150 - - BHP BILLITON LTD SPONSORED ADR 088606108 16 200 SH DEFINED 14 200 - - BHP BILLITON LTD SPONSORED ADR 088606108 63 782 SH DEFINED 18 782 - - BHP BILLITON LTD SPONSORED ADR 088606108 8,847 110,146 SH DEFINED 5;1 110,146 - - BHP BILLITON LTD SPONSORED ADR 088606108 665 8,279 SH DEFINED 2,422 5,857 - BIG LOTS INC COM 089302103 1,454 39,920 SH DEFINED 2 39,920 - - BIG LOTS INC COM 089302103 33 915 SH DEFINED 3 915 - - BIG LOTS INC COM 089302103 1,057 29,015 SH DEFINED 5 29,015 - - BIG LOTS INC COM 089302103 6 170 SH DEFINED 7 - 170 - BIG LOTS INC COM 089302103 77 2,121 SH DEFINED 8 2,121 - - BIG LOTS INC COM 089302103 5 132 SH DEFINED 18 132 - - BIG LOTS INC COM 089302103 1 40 SH DEFINED 5;1 40 - - BIG LOTS INC COM 089302103 6 154 SH DEFINED 154 - - BIGBAND NETWORKS INC COM 089750509 2 500 SH DEFINED 3 500 - - BIO RAD LABS INC CL A 090572207 546 5,279 SH DEFINED 3 5,279 - - BIO RAD LABS INC CL A 090572207 14 132 SH DEFINED 18 132 - - BIOLASE TECHNOLOGY INC COM 090911108 2 800 SH DEFINED 3 800 - - BIOLASE TECHNOLOGY INC COM 090911108 185 95,000 SH DEFINED 95,000 - - BIOSPECIFICS COM 090931106 14 500 SH DEFINED 3 500 - - TECHNOLOGIES CO BITSTREAM INC CL A 091736108 2 300 SH DEFINED 5 300 - - BLACK BOX CORP DEL COM 091826107 35 1,147 SH DEFINED 2 1,147 - - BLACK BOX CORP DEL COM 091826107 4,889 158,938 SH DEFINED 4 - 115,378 43,560 BLACKBOARD INC COM 091935502 93 2,226 SH DEFINED 2 2,226 - - BLACKBOARD INC COM 091935502 55 1,315 SH DEFINED 3 1,315 - - BLACKBOARD INC COM 091935502 8 201 SH DEFINED 18 201 - - BLACKROCK FLOATING RATE COM 091941104 1,644 106,614 SH DEFINED 3 106,614 - - INCO
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BLACK HILLS CORP COM 092113109 504 16,600 SH DEFINED 3 16,600 - - BLACK HILLS CORP COM 092113109 11 375 SH DEFINED 16 375 - - BLACKROCK INSD MUN TERM COM 092474105 15 1,500 SH DEFINED 3 1,500 - - TR I BLACKROCK INCOME OPP COM 092475102 98 10,300 SH DEFINED 3 10,300 - - TRUST I BLACKROCK INSD MUN COM 092479104 87 6,100 SH DEFINED 3 6,100 - - INCOME TR BLACKROCK GLOBAL OPP COM 092501105 865 44,118 SH DEFINED 3 44,118 - - EQTY TR BLACKROCK GLOBAL OPP COM 092501105 3 169 SH DEFINED 5 169 - - EQTY TR BLACKROCK CREDIT ALL INC COM 092508100 263 21,584 SH DEFINED 3 19,584 - 2,000 TR BLACKROCK CREDIT ALL INC COM 092508100 37 3,000 SH DEFINED 18 3,000 - - TR BLACKROCK INTL GRWTH & COM BENE INTER 092524107 354 30,824 SH DEFINED 3 30,824 - - INC T BLACKROCK INTL GRWTH & COM BENE INTER 092524107 86 7,500 SH DEFINED 18 7,500 - - INC T BLACKROCK KELSO CAPITAL COM 092533108 11 1,153 SH DEFINED 2 1,153 - - CORP BLACKROCK KELSO CAPITAL COM 092533108 50 4,983 SH DEFINED 3 4,983 - - CORP BLACKROCK ECOSOLUTIONS COM SH 092546100 226 21,257 SH DEFINED 3 21,257 - - INVT BLOCK H & R INC COM 093671105 2,821 158,482 SH DEFINED 2 158,482 - - BLOCK H & R INC COM 093671105 5,513 309,713 SH DEFINED 3 309,713 - - BLOCK H & R INC COM 093671105 19 1,050 SH DEFINED 16 1,050 - - BLOCK H & R INC COM 093671105 117 6,548 SH DEFINED 18 6,548 - - BLOCKBUSTER INC CL A 093679108 1 5,000 SH DEFINED 3 5,000 - - BLOUNT INTL INC NEW COM 095180105 665 64,171 SH DEFINED 2 64,171 - - BLUE CHIP VALUE FD INC COM 095333100 3 1,000 SH DEFINED 3 1,000 - - BLUE SQUARE - ISRAEL LTD SPONSORED ADR 096055108 1 100 SH DEFINED 3 100 - - BLUEGREEN CORP COM 096231105 226 69,000 SH DEFINED 4 - - 69,000 BOARDWALK PIPELINE UT LTD PARTNER 096627104 794 26,686 SH DEFINED 2 26,686 - - PARTNERS BOARDWALK PIPELINE UT LTD PARTNER 096627104 4,198 141,060 SH DEFINED 3 140,060 - 1,000 PARTNERS BOARDWALK PIPELINE UT LTD PARTNER 096627104 143 4,820 SH DEFINED 18 4,820 - - PARTNERS BOARDWALK PIPELINE UT LTD PARTNER 096627104 9 298 SH DEFINED 298 - - PARTNERS BOB EVANS FARMS INC COM 096761101 912 29,515 SH DEFINED 3 29,515 - - BOB EVANS FARMS INC COM 096761101 1 45 SH DEFINED 16 - 45 - BOEING CO COM 097023105 16,650 229,302 SH DEFINED 2 229,302 - - BOEING CO COM 097023105 15,825 217,949 SH DEFINED 3 214,764 - 3,185 BOEING CO COM 097023105 4,908 67,595 SH DEFINED 4 - 24,535 43,060 BOEING CO COM 097023105 1,471 20,257 SH DEFINED 5 20,257 - - BOEING CO COM 097023105 461 6,350 SH DEFINED 6 6,350 - - BOEING CO COM 097023105 3,315 45,655 SH DEFINED 7 - 45,655 - BOEING CO COM 097023105 113 1,555 SH DEFINED 8 300 1,255 - BOEING CO COM 097023105 84 1,153 SH DEFINED 10 1,153 - - BOEING CO COM 097023105 232 3,200 SH DEFINED 14 3,200 - - BOEING CO COM 097023105 158 2,170 SH DEFINED 15 2,170 - - BOEING CO COM 097023105 1,271 17,500 SH DEFINED 16 17,500 - - BOEING CO COM 097023105 44 600 SH DEFINED 17 - - 600 BOEING CO COM 097023105 213 2,934 SH DEFINED 18 2,934 - - BOEING CO COM 097023105 36 492 SH DEFINED 492 - - BOEING CO COM 097023105 11,948 164,545 SH SOLE 164,545 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BOLT TECHNOLOGY CORP COM 097698104 8 750 SH DEFINED 5 750 - - BOOKS-A-MILLION INC COM 098570104 333 46,000 SH DEFINED 4 - - 46,000 BORDERS GROUP INC COM 099709107 516 300,000 SH DEFINED 6 300,000 - - BORDERS GROUP INC COM 099709107 11 6,145 SH DEFINED 16 6,145 - - BORGWARNER INC COM 099724106 206 5,400 SH DEFINED 1 5,400 - - BORGWARNER INC COM 099724106 577 15,105 SH DEFINED 2 15,105 - - BORGWARNER INC COM 099724106 4,111 107,674 SH DEFINED 3 107,344 - 330 BORGWARNER INC COM 099724106 26 668 SH DEFINED 18 668 - - BOSTON BEER INC CL A 100557107 1,172 22,424 SH DEFINED 3 22,424 - - BOSTON BEER INC CL A 100557107 21 405 SH DEFINED 5 405 - - BOSTON BEER INC CL A 100557107 3 48 SH DEFINED 18 48 - - BOSTON BEER INC CL A 100557107 16 300 SH SOLE 300 - - BOSTON PRIVATE FINL COM 101119105 14 1,870 SH DEFINED 2 1,870 - - HLDGS IN BOSTON PRIVATE FINL COM 101119105 45 6,125 SH DEFINED 3 6,125 - - HLDGS IN BOSTON PRIVATE FINL COM 101119105 589 79,900 SH DEFINED 4 - 28,000 51,900 HLDGS IN BOSTON PROPERTIES INC COM 101121101 7,318 97,000 SH DEFINED 1 97,000 - - BOSTON PROPERTIES INC COM 101121101 3,534 46,842 SH DEFINED 2 46,842 - - BOSTON PROPERTIES INC COM 101121101 239 3,167 SH DEFINED 3 3,167 - - BOSTON PROPERTIES INC COM 101121101 38 500 SH DEFINED 5 500 - - BOSTON PROPERTIES INC COM 101121101 15 200 SH DEFINED 8 200 - - BOSTON PROPERTIES INC COM 101121101 52 686 SH DEFINED 18 686 - - BOSTON PROPERTIES INC COM 101121101 3 34 SH DEFINED 34 - - BOSTON SCIENTIFIC CORP COM 101137107 6,815 943,890 SH DEFINED 2 943,890 - - BOSTON SCIENTIFIC CORP COM 101137107 1,553 215,117 SH DEFINED 3 215,117 - - BOSTON SCIENTIFIC CORP COM 101137107 1,564 216,656 SH DEFINED 5 216,656 - - BOSTON SCIENTIFIC CORP COM 101137107 53 7,350 SH DEFINED 8 7,350 - - BOSTON SCIENTIFIC CORP COM 101137107 44 6,030 SH DEFINED 16 5,000 1,030 - BOSTON SCIENTIFIC CORP COM 101137107 119 16,475 SH DEFINED 18 16,475 - - BOSTON SCIENTIFIC CORP COM 101137107 6 791 SH DEFINED 791 - - BOTTOMLINE TECH DEL INC COM 101388106 4 256 SH DEFINED 2 256 - - BOULDER GROWTH & INCOME COM 101507101 10 1,620 SH DEFINED 3 1,620 - - FD I BOULDER TOTAL RETURN FD COM 101541100 66 4,430 SH DEFINED 3 4,430 - - INC BOWL AMER INC CL A 102565108 197 15,127 SH DEFINED 4 - - 15,127 BOWNE & CO INC COM 103043105 78 6,994 SH DEFINED 3 6,994 - - BOYD GAMING CORP COM 103304101 201 20,300 SH DEFINED 3 20,300 - - BOYD GAMING CORP COM 103304101 153 15,500 SH DEFINED 15 15,500 - - BOYD GAMING CORP COM 103304101 20 2,000 SH DEFINED 16 2,000 - - BRADY CORP CL A 104674106 35 1,115 SH DEFINED 2 1,115 - - BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1,082 88,606 SH DEFINED 3 87,636 - 970 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 5 450 SH DEFINED 18 450 - - BRANDYWINE RLTY TR SH BEN INT NEW 105368203 4 319 SH DEFINED 319 - - BRASKEM S A SP ADR PFD A 105532105 38 2,600 SH DEFINED 2 2,600 - - BRASKEM S A SP ADR PFD A 105532105 114 7,895 SH DEFINED 3 7,895 - - BREITBURN ENERGY COM UT LTD PTN 106776107 3,429 229,800 SH DEFINED 3 229,800 - - PARTNERS LP BRIGGS & STRATTON CORP COM 109043109 373 19,116 SH DEFINED 3 18,556 - 560 BRIGHAM EXPLORATION CO COM 109178103 4,653 291,700 SH DEFINED 1 291,700 - - BRIGHAM EXPLORATION CO COM 109178103 3 173 SH DEFINED 2 173 - - BRIGHAM EXPLORATION CO COM 109178103 30 1,900 SH DEFINED 3 1,900 - - BRIGHTPOINT INC COM NEW 109473405 20 2,670 SH DEFINED 2 2,670 - - BRIGHTPOINT INC COM NEW 109473405 59 7,800 SH DEFINED 3 7,800 - - BRINKER INTL INC COM 109641100 183 9,472 SH DEFINED 2 9,472 - - BRINKER INTL INC COM 109641100 739 38,352 SH DEFINED 3 37,752 - 600 BRINKER INTL INC COM 109641100 46 2,400 SH DEFINED 18 2,400 - - BRINKS CO COM 109696104 380 13,473 SH DEFINED 3 13,473 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BRINKS CO COM 109696104 1,976 70,000 SH DEFINED 6 70,000 - - BRINKS CO COM 109696104 28 1,000 SH DEFINED 14 1,000 - - BRINKS CO COM 109696104 5 165 SH DEFINED 18 165 - - BRINKS HOME SEC HLDGS INC COM 109699108 30,719 721,962 SH DEFINED 3 721,962 - - BRINKS HOME SEC HLDGS INC COM 109699108 43 1,000 SH DEFINED 14 1,000 - - BRISTOL MYERS SQUIBB CO COM 110122108 12,816 480,000 SH DEFINED 1 480,000 - - BRISTOL MYERS SQUIBB CO COM 110122108 20,863 781,375 SH DEFINED 3 777,773 - 3,602 BRISTOL MYERS SQUIBB CO COM 110122108 12,142 454,751 SH DEFINED 5 454,751 - - BRISTOL MYERS SQUIBB CO COM 110122108 877 32,839 SH DEFINED 7 - 32,839 - BRISTOL MYERS SQUIBB CO COM 110122108 530 19,847 SH DEFINED 8 17,982 1,865 - BRISTOL MYERS SQUIBB CO COM 110122108 9 350 SH DEFINED 9 350 - - BRISTOL MYERS SQUIBB CO COM 110122108 134 5,000 SH DEFINED 14 5,000 - - BRISTOL MYERS SQUIBB CO COM 110122108 107 4,000 SH DEFINED 15 4,000 - - BRISTOL MYERS SQUIBB CO COM 110122108 129 4,850 SH DEFINED 16 4,850 - - BRISTOL MYERS SQUIBB CO COM 110122108 776 29,048 SH DEFINED 18 29,048 - - BRISTOL MYERS SQUIBB CO COM 110122108 330 12,358 SH DEFINED 3,346 9,012 - BRISTOL MYERS SQUIBB CO COM 110122108 3,299 123,545 SH SOLE 123,545 - - BRISTOW GROUP INC COM 110394103 190 5,030 SH DEFINED 2 5,030 - - BRISTOW GROUP INC COM 110394103 126 3,350 SH DEFINED 16 3,350 - - BRISTOW GROUP INC COM 110394103 6 150 SH DEFINED 18 150 - - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 210 3,049 SH DEFINED 3 3,049 - - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3,163 45,909 SH DEFINED 5 45,909 - - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 64 936 SH DEFINED 7 - 936 - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 19 279 SH DEFINED 8 279 - - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 26 372 SH DEFINED 18 372 - - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 78 1,139 SH DEFINED - 1,139 - BRITISH SKY BROADCASTING SPONSORED ADR 111013108 28 770 SH DEFINED 5 770 - - GRO BRITISH SKY BROADCASTING SPONSORED ADR 111013108 2 45 SH DEFINED 8 45 - - GRO BRITISH SKY BROADCASTING SPONSORED ADR 111013108 129 3,534 SH DEFINED 18 3,534 - - GRO BRITISH SKY BROADCASTING SPONSORED ADR 111013108 5,550 152,521 SH DEFINED 5;1 152,521 - - GRO BRITISH SKY BROADCASTING SPONSORED ADR 111013108 11 300 SH DEFINED 300 - - GRO BROADCOM CORP CL A 111320107 62,957 1,896,300 SH DEFINED 1 1,896,300 - - BROADCOM CORP CL A 111320107 7,082 213,301 SH DEFINED 2 213,301 - - BROADCOM CORP CL A 111320107 2,606 78,493 SH DEFINED 3 78,493 - - BROADCOM CORP CL A 111320107 18 530 SH DEFINED 5 530 - - BROADCOM CORP CL A 111320107 3 90 SH DEFINED 7 - 90 - BROADCOM CORP CL A 111320107 100 3,000 SH DEFINED 15 3,000 - - BROADCOM CORP CL A 111320107 15 450 SH DEFINED 16 450 - - BROADCOM CORP CL A 111320107 70 2,114 SH DEFINED 18 2,114 - - BROADCOM CORP CL A 111320107 128 3,843 SH DEFINED 70 - 3,773 BROADCOM CORP CL A 111320107 1 42 SH SOLE 42 - - BROADVISION INC COM PAR $.001 111412706 - 6 SH DEFINED 3 6 - - BROCADE COMMUNICATIONS COM NEW 111621306 543 95,086 SH DEFINED 3 95,086 - - SYS I BROCADE COMMUNICATIONS COM NEW 111621306 22 3,900 SH DEFINED 5 3,900 - - SYS I BROCADE COMMUNICATIONS COM NEW 111621306 6 1,000 SH DEFINED 14 1,000 - - SYS I BROCADE COMMUNICATIONS COM NEW 111621306 5 846 SH DEFINED 18 846 - - SYS I BRONCO DRILLING CO INC COM 112211107 14 3,000 SH DEFINED 3 - - 3,000 BRONCO DRILLING CO INC COM 112211107 207 44,000 SH DEFINED 4 - - 44,000 BROOKDALE SR LIVING INC COM 112463104 29 1,393 SH DEFINED 2 1,393 - - BROOKDALE SR LIVING INC COM 112463104 2 117 SH DEFINED 3 117 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 567,666 22,331,486 SH DEFINED 1 22,331,486 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 642 25,273 SH DEFINED 3 25,273 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 158 6,200 CALL DEFINED 5 6,200 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 141,753 5,576,448 SH DEFINED 5 5,576,448 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 124,935 4,914,842 SH DEFINED 6 4,914,842 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 10,066 396,006 SH DEFINED 7 - 396,006 - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4,388 172,603 SH DEFINED 8 145,267 27,336 - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 633 24,896 SH DEFINED 9 24,896 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 141 5,540 SH DEFINED 15 5,540 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 182 7,150 SH DEFINED 16 7,150 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 40 1,576 SH DEFINED 5;1 1,576 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 350 13,777 SH DEFINED 13,777 - - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 454,088 17,863,406 SH SOLE 17,863,406 - - BROOKFIELD HOMES CORP COM 112723101 1 100 SH DEFINED 2 100 - - BROOKFIELD HOMES CORP COM 112723101 376 43,000 SH DEFINED 4 - - 43,000 BROOKFIELD HOMES CORP COM 112723101 40 4,575 SH DEFINED 5 4,575 - - BROOKFIELD PPTYS CORP COM 112900105 92,491 6,021,551 SH DEFINED 1 6,021,551 - - BROOKFIELD PPTYS CORP COM 112900105 58 3,807 SH DEFINED 3 3,807 - - BROOKFIELD PPTYS CORP COM 112900105 3,964 258,100 CALL DEFINED 5 258,100 - - BROOKFIELD PPTYS CORP COM 112900105 6,822 444,165 SH DEFINED 5 444,165 - - BROOKFIELD PPTYS CORP COM 112900105 28,615 1,862,970 SH DEFINED 6 1,862,970 - - BROOKFIELD PPTYS CORP COM 112900105 119 7,746 SH DEFINED 7 - 7,746 - BROOKFIELD PPTYS CORP COM 112900105 47 3,067 SH DEFINED 8 3,067 - - BROOKFIELD PPTYS CORP COM 112900105 324,798 21,145,681 SH SOLE 21,145,681 - - BROOKS AUTOMATION INC COM 114340102 40 4,487 SH DEFINED 2 4,487 - - BROOKS AUTOMATION INC COM 114340102 8 888 SH DEFINED 3 888 - - BROOKS AUTOMATION INC COM 114340102 22 2,500 SH DEFINED 5 2,500 - - BROWN & BROWN INC COM 115236101 1,635 91,213 SH DEFINED 3 91,213 - - BROWN & BROWN INC COM 115236101 11 600 SH DEFINED 5 600 - - BROWN & BROWN INC COM 115236101 19,942 1,112,854 SH DEFINED 6 1,112,854 - - BROWN & BROWN INC COM 115236101 263 14,691 SH DEFINED 18 14,691 - - BROWN FORMAN CORP CL A 115637100 28 450 SH DEFINED 3 450 - - BROWN FORMAN CORP CL B 115637209 2,495 41,964 SH DEFINED 2 41,964 - - BROWN FORMAN CORP CL B 115637209 409 6,881 SH DEFINED 3 6,881 - - BROWN FORMAN CORP CL B 115637209 594 9,986 SH DEFINED 5 9,986 - - BROWN FORMAN CORP CL B 115637209 72 1,214 SH DEFINED 8 1,214 - - BROWN SHOE INC NEW COM 115736100 123 7,940 SH DEFINED 3 7,940 - - BROWN SHOE INC NEW COM 115736100 24 1,575 SH DEFINED 5 1,575 - - BRUKER CORP COM 116794108 2,945 201,000 SH DEFINED 1 201,000 - - BRUKER CORP COM 116794108 960 65,500 SH DEFINED 4 - 10,400 55,100 BRUNSWICK CORP COM 117043109 4,227 264,707 SH DEFINED 3 263,707 - 1,000 BRUNSWICK CORP COM 117043109 6 375 SH DEFINED 5 375 - - BRUNSWICK CORP COM 117043109 14 900 SH DEFINED 16 900 - - BRUSH ENGINEERED MATLS COM 117421107 5 221 SH DEFINED 3 221 - - INC BRUSH ENGINEERED MATLS COM 117421107 11 475 SH DEFINED 16 - 475 - INC BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 2,079 60,548 SH DEFINED 3 60,548 - - BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 5 151 SH DEFINED 5 151 - - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 388 6,465 SH DEFINED 2 6,465 - - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,909 31,771 SH DEFINED 3 31,771 - - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 14 239 SH DEFINED 5 239 - - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 60 1,000 SH DEFINED 16 1,000 - - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 654 10,890 SH DEFINED 18 10,890 - - BUCKEYE TECHNOLOGIES INC COM 118255108 1,089 83,285 SH DEFINED 3 82,085 - 1,200 BUCKEYE TECHNOLOGIES INC COM 118255108 1,086 83,000 SH DEFINED 4 - - 83,000 BUCKEYE TECHNOLOGIES INC COM 118255108 2 178 SH DEFINED 18 178 - - BUCKLE INC COM 118440106 27 745 SH DEFINED 3 745 - - BUCYRUS INTL INC NEW COM 118759109 6,830 103,500 SH DEFINED 1 103,500 - - BUCYRUS INTL INC NEW COM 118759109 81 1,234 SH DEFINED 2 1,234 - - BUCYRUS INTL INC NEW COM 118759109 4,068 61,645 SH DEFINED 3 61,245 - 400
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BUCYRUS INTL INC NEW COM 118759109 5 74 SH DEFINED 8 74 - - BUCYRUS INTL INC NEW COM 118759109 18 278 SH DEFINED 18 278 - - BUCYRUS INTL INC NEW COM 118759109 1 14 SH DEFINED 14 - - BUFFALO WILD WINGS INC COM 119848109 92 1,907 SH DEFINED 3 1,907 - - BUFFALO WILD WINGS INC COM 119848109 16,449 341,913 SH DEFINED 4 - 272,273 69,640 BUILD A BEAR WORKSHOP COM 120076104 513 72,000 SH DEFINED 4 - - 72,000 BURGER KING HLDGS INC COM 121208201 766 36,031 SH DEFINED 3 36,031 - - BURGER KING HLDGS INC COM 121208201 19,722 927,657 SH DEFINED 6 927,657 - - BURGER KING HLDGS INC COM 121208201 7 348 SH DEFINED 18 348 - - C&D TECHNOLOGIES INC COM 124661109 2,508 1,567,300 SH DEFINED 4 - 559,800 1,007,500 CAE INC COM 124765108 12,071 1,234,275 SH DEFINED 1 1,234,275 - - CAE INC COM 124765108 24 2,500 CALL DEFINED 5 2,500 - - CAE INC COM 124765108 20 2,000 PUT DEFINED 5 2,000 - - CAE INC COM 124765108 3,824 391,013 SH DEFINED 5 391,013 - - CAE INC COM 124765108 6,704 685,434 SH DEFINED 6 685,434 - - CAE INC COM 124765108 56 5,700 SH DEFINED 7 - 5,700 - CAE INC COM 124765108 52 5,360 SH DEFINED 8 5,360 - - CAE INC COM 124765108 4 390 SH DEFINED 5;1 390 - - CBIZ INC COM 124805102 9 1,300 SH DEFINED 3 1,300 - - CBL & ASSOC PPTYS INC COM 124830100 50 3,637 SH DEFINED 3 3,637 - - CBL & ASSOC PPTYS INC COM 124830100 176 12,812 SH DEFINED 5 12,812 - - CBS CORP NEW CL A 124857103 29 2,049 SH DEFINED 2 2,049 - - CBS CORP NEW CL A 124857103 25 1,797 SH DEFINED 3 1,797 - - CBS CORP NEW CL A 124857103 1 75 SH DEFINED 8 75 - - CBS CORP NEW CL B 124857202 4,941 354,412 SH DEFINED 2 354,412 - - CBS CORP NEW CL B 124857202 633 45,439 SH DEFINED 3 44,007 - 1,432 CBS CORP NEW CL B 124857202 51 3,659 SH DEFINED 5 3,659 - - CBS CORP NEW CL B 124857202 10 710 SH DEFINED 7 - 710 - CBS CORP NEW CL B 124857202 2 143 SH DEFINED 8 143 - - CBS CORP NEW CL B 124857202 586 42,066 SH DEFINED 10 42,066 - - CBS CORP NEW CL B 124857202 56 4,000 SH DEFINED 14 4,000 - - CBS CORP NEW CL B 124857202 7 500 SH DEFINED 15 500 - - CBS CORP NEW CL B 124857202 117 8,416 SH DEFINED 18 8,416 - - CBS CORP NEW CL B 124857202 6 458 SH DEFINED 458 - - CBS CORP NEW CL B 124857202 17 1,225 SH SOLE 1,225 - - CCA INDS INC COM 124867102 383 65,994 SH DEFINED 14 65,994 - - C D I CORP COM 125071100 118 8,022 SH DEFINED 2 8,022 - - CF INDS HLDGS INC COM 125269100 2,427 26,613 SH DEFINED 2 26,613 - - CF INDS HLDGS INC COM 125269100 93 1,021 SH DEFINED 3 1,021 - - CF INDS HLDGS INC COM 125269100 - 5 SH DEFINED 5 5 - - CIGNA CORP COM 125509109 7,631 208,600 SH DEFINED 1 208,600 - - CIGNA CORP COM 125509109 4,398 120,235 SH DEFINED 2 120,235 - - CIGNA CORP COM 125509109 10,920 298,524 SH DEFINED 3 298,324 - 200 CIGNA CORP COM 125509109 231 6,305 SH DEFINED 5 6,305 - - CIGNA CORP COM 125509109 5 144 SH DEFINED 8 144 - - CIGNA CORP COM 125509109 94 2,565 SH DEFINED 14 2,565 - - CIGNA CORP COM 125509109 95 2,601 SH DEFINED 18 2,601 - - CIT GROUP INC COM NEW 125581801 511 13,108 SH DEFINED 1 13,108 - - CIT GROUP INC COM NEW 125581801 9,211 236,419 SH DEFINED 3 236,419 - - CIT GROUP INC COM NEW 125581801 123 3,165 SH DEFINED 5 3,165 - - CIT GROUP INC COM NEW 125581801 70 1,806 SH DEFINED 15 1,806 - - CIT GROUP INC COM NEW 125581801 9,978 256,100 SH SOLE 256,100 - - CMS ENERGY CORP COM 125896100 10,052 650,200 SH DEFINED 1 650,200 - - CMS ENERGY CORP COM 125896100 2,069 133,805 SH DEFINED 2 133,805 - - CMS ENERGY CORP COM 125896100 5,453 352,746 SH DEFINED 3 352,746 - - CMS ENERGY CORP COM 125896100 15 1,000 SH DEFINED 16 1,000 - - CPI CORP COM 125902106 20 1,423 SH DEFINED 3 1,423 - - CPI CORP COM 125902106 6 400 SH DEFINED 16 - 400 - CSS INDS INC COM 125906107 643 32,000 SH DEFINED 4 - - 32,000 CPI AEROSTRUCTURES INC COM NEW 125919308 155 19,527 SH DEFINED 3 19,527 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CNA FINL CORP COM 126117100 163 6,104 SH DEFINED 3 6,104 - - CNA FINL CORP COM 126117100 12 450 SH DEFINED 5 450 - - CNA FINL CORP COM 126117100 4 162 SH DEFINED 18 162 - - CNOOC LTD SPONSORED ADR 126132109 223 1,348 SH DEFINED 3 1,348 - - CNOOC LTD SPONSORED ADR 126132109 291 1,761 SH DEFINED 5 1,761 - - CNOOC LTD SPONSORED ADR 126132109 2 13 SH DEFINED 7 - 13 - CNOOC LTD SPONSORED ADR 126132109 7 45 SH DEFINED 18 45 - - CNOOC LTD SPONSORED ADR 126132109 24,874 150,681 SH OTHER S;6 150,681 - - CNOOC LTD SPONSORED ADR 126132109 5 32 SH DEFINED 32 - - CPFL ENERGIA S A SPONSORED ADR 126153105 478 7,843 SH DEFINED 2 7,843 - - CPFL ENERGIA S A SPONSORED ADR 126153105 93 1,525 SH DEFINED 3 1,525 - - CPFL ENERGIA S A SPONSORED ADR 126153105 92 1,510 SH DEFINED 5 1,510 - - CPFL ENERGIA S A SPONSORED ADR 126153105 3 42 SH DEFINED 15 42 - - CSG SYS INTL INC COM 126349109 209 9,975 SH DEFINED 2 9,975 - - CSG SYS INTL INC COM 126349109 179 8,542 SH DEFINED 3 8,542 - - CSG SYS INTL INC COM 126349109 997 47,453 SH DEFINED 5 47,453 - - CSG SYS INTL INC COM 126349109 87 4,155 SH DEFINED 8 4,155 - - CSX CORP COM 126408103 8,546 167,900 SH DEFINED 1 167,900 - - CSX CORP COM 126408103 10,990 215,919 SH DEFINED 2 215,919 - - CSX CORP COM 126408103 1,872 36,774 SH DEFINED 3 36,332 - 442 CSX CORP COM 126408103 1,428 28,057 SH DEFINED 5 28,057 - - CSX CORP COM 126408103 78 1,534 SH DEFINED 8 1,534 - - CSX CORP COM 126408103 15 300 SH DEFINED 16 300 - - CSX CORP COM 126408103 184 3,610 SH DEFINED 18 3,610 - - CVB FINL CORP COM 126600105 26 2,657 SH DEFINED 2 2,657 - - CVS CAREMARK CORPORATION COM 126650100 46,590 1,274,354 SH DEFINED 1 1,274,354 - - CVS CAREMARK CORPORATION COM 126650100 26,613 727,934 SH DEFINED 2 727,934 - - CVS CAREMARK CORPORATION COM 126650100 3,656 100,000 CALL DEFINED 3 100,000 - - CVS CAREMARK CORPORATION COM 126650100 3,656 100,000 PUT DEFINED 3 100,000 - - CVS CAREMARK CORPORATION COM 126650100 19,434 531,564 SH DEFINED 3 520,639 - 10,925 CVS CAREMARK CORPORATION COM 126650100 18,895 516,827 SH DEFINED 5 516,827 - - CVS CAREMARK CORPORATION COM 126650100 2,251 61,574 SH DEFINED 7 - 61,574 - CVS CAREMARK CORPORATION COM 126650100 791 21,632 SH DEFINED 8 19,441 2,191 - CVS CAREMARK CORPORATION COM 126650100 156 4,271 SH DEFINED 9 4,271 - - CVS CAREMARK CORPORATION COM 126650100 1,811 49,538 SH DEFINED 10 49,538 - - CVS CAREMARK CORPORATION COM 126650100 756 20,682 SH DEFINED 11 20,682 - - CVS CAREMARK CORPORATION COM 126650100 238 6,500 SH DEFINED 14 6,500 - - CVS CAREMARK CORPORATION COM 126650100 55 1,512 SH DEFINED 15 1,512 - - CVS CAREMARK CORPORATION COM 126650100 47 1,280 SH DEFINED 16 1,280 - - CVS CAREMARK CORPORATION COM 126650100 534 14,616 SH DEFINED 18 14,616 - - CVS CAREMARK CORPORATION COM 126650100 17,157 469,287 SH DEFINED 5;1 469,287 - - CVS CAREMARK CORPORATION COM 126650100 2,324 63,572 SH DEFINED 62,324 1,248 - CVS CAREMARK CORPORATION COM 126650100 172 4,697 SH SOLE 4,697 - - CABELAS INC COM 126804301 66 3,799 SH DEFINED 2 3,799 - - CABELAS INC COM 126804301 30 1,700 SH DEFINED 3 1,700 - - CABOT CORP COM 127055101 381 12,549 SH DEFINED 2 12,549 - - CABOT CORP COM 127055101 945 31,071 SH DEFINED 3 31,071 - - CABOT CORP COM 127055101 213 7,000 SH DEFINED 14 7,000 - - CABOT OIL & GAS CORP COM 127097103 2,968 80,650 SH DEFINED 2 80,650 - - CABOT OIL & GAS CORP COM 127097103 2,995 81,374 SH DEFINED 3 81,374 - - CACHE INC COM NEW 127150308 883 160,250 SH DEFINED 4 - - 160,250 CACI INTL INC CL A 127190304 2,246 45,974 SH DEFINED 2 45,974 - - CACI INTL INC CL A 127190304 76 1,563 SH DEFINED 3 1,563 - - CACI INTL INC CL A 127190304 501 10,260 SH DEFINED 4 - 10,260 - CACI INTL INC CL A 127190304 14 292 SH DEFINED 18 292 - - CADENCE DESIGN SYSTEM INC COM 127387108 552 82,780 SH DEFINED 3 82,780 - - CADENCE DESIGN SYSTEM INC COM 127387108 6 930 SH DEFINED 18 930 - - CADIZ INC COM NEW 127537207 387 30,270 SH DEFINED 3 30,270 - - CADIZ INC COM NEW 127537207 1 40 SH DEFINED 40 - - CAL MAINE FOODS INC COM NEW 128030202 5 150 SH DEFINED 3 150 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CAL MAINE FOODS INC COM NEW 128030202 11 315 SH DEFINED 18 315 - - CALAMOS CONV OPP AND INC SH BEN INT 128117108 205 16,126 SH DEFINED 3 16,126 - - FD CALAMOS CONV OPP AND INC SH BEN INT 128117108 39 3,056 SH DEFINED 18 3,056 - - FD CALAMOS GLOBAL TOTAL COM SH BEN INT 128118106 265 17,946 SH DEFINED 3 17,946 - - RETURN CALAMOS STRATEGIC TOTL COM SH BEN INT 128125101 2,589 283,001 SH DEFINED 3 236,069 - 46,932 RETN CALGON CARBON CORP COM 129603106 785 45,852 SH DEFINED 3 45,852 - - CALIFORNIA FIRST NTNL COM 130222102 668 50,000 SH DEFINED 4 - - 50,000 BANCOR CALIFORNIA WTR SVC GROUP COM 130788102 428 11,368 SH DEFINED 3 11,368 - - CALIFORNIA WTR SVC GROUP COM 130788102 152 4,054 SH DEFINED 4 - - 4,054 CALIFORNIA WTR SVC GROUP COM 130788102 15 400 SH DEFINED 5 400 - - CALLAWAY GOLF CO COM 131193104 37 4,159 SH DEFINED 2 4,159 - - CALLAWAY GOLF CO COM 131193104 3 350 SH DEFINED 3 350 - - CALPINE CORP COM NEW 131347304 11,298 950,197 SH DEFINED 3 950,197 - - CALPINE CORP COM NEW 131347304 3 226 SH DEFINED 18 226 - - CALPINE CORP COM NEW 131347304 5 387 SH DEFINED 387 - - CALUMET SPECIALTY PRODS UT LTD PARTNER 131476103 3 136 SH DEFINED 2 136 - - PTNR CALUMET SPECIALTY PRODS UT LTD PARTNER 131476103 27 1,300 SH DEFINED 3 1,300 - - PTNR CALUMET SPECIALTY PRODS UT LTD PARTNER 131476103 749 36,000 SH DEFINED 4 - - 36,000 PTNR CAMBREX CORP COM 132011107 - 58 SH DEFINED 2 58 - - CAMBREX CORP COM 132011107 3 620 SH DEFINED 18 620 - - CAMCO FINL CORP COM 132618109 62 21,000 SH DEFINED 4 - - 21,000 CAMDEN PPTY TR SH BEN INT 133131102 749 17,991 SH DEFINED 3 17,991 - - CAMDEN PPTY TR SH BEN INT 133131102 19 465 SH DEFINED 18 465 - - CAMPBELL SOUP CO COM 134429109 1,686 47,703 SH DEFINED 2 47,703 - - CAMPBELL SOUP CO COM 134429109 1,061 30,027 SH DEFINED 3 29,511 - 516 CAMPBELL SOUP CO COM 134429109 804 22,738 SH DEFINED 5 22,738 - - CAMPBELL SOUP CO COM 134429109 15 411 SH DEFINED 8 411 - - CAMPBELL SOUP CO COM 134429109 513 14,500 SH DEFINED 14 14,500 - - CAMPBELL SOUP CO COM 134429109 135 3,828 SH DEFINED 18 3,828 - - CAMPBELL SOUP CO COM 134429109 2 57 SH DEFINED 57 - - CDN IMPERIAL BK OF COM 136069101 708,840 9,710,135 SH DEFINED 1 9,710,135 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 867 11,876 SH DEFINED 3 11,694 - 182 COMMERCE CDN IMPERIAL BK OF COM 136069101 3,424 46,900 CALL DEFINED 5 46,900 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 854 11,700 PUT DEFINED 5 11,700 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 54,255 743,221 SH DEFINED 5 743,221 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 615,855 8,436,369 SH DEFINED 6 8,436,369 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 41,485 568,294 SH DEFINED 7 - 568,294 - COMMERCE CDN IMPERIAL BK OF COM 136069101 3,138 42,987 SH DEFINED 8 26,335 16,652 - COMMERCE CDN IMPERIAL BK OF COM 136069101 2,451 33,580 SH DEFINED 9 33,580 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 417 5,710 SH DEFINED 15 5,710 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 73 1,000 SH DEFINED 17 - - 1,000 COMMERCE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CDN IMPERIAL BK OF COM 136069101 20,933 286,754 SH DEFINED 5;1 286,754 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 1,398 19,151 SH DEFINED 19,151 - - COMMERCE CDN IMPERIAL BK OF COM 136069101 911,522 12,486,602 SH SOLE 12,486,602 - - COMMERCE CANADIAN NATL RY CO COM 136375102 640,874 10,577,220 SH DEFINED 1 10,577,220 - - CANADIAN NATL RY CO COM 136375102 1,869 30,840 SH DEFINED 3 30,840 - - CANADIAN NATL RY CO COM 136375102 2,811 46,400 CALL DEFINED 5 46,400 - - CANADIAN NATL RY CO COM 136375102 1,266 20,900 PUT DEFINED 5 20,900 - - CANADIAN NATL RY CO COM 136375102 118,465 1,955,190 SH DEFINED 5 1,955,190 - - CANADIAN NATL RY CO COM 136375102 450,164 7,429,680 SH DEFINED 6 7,429,680 - - CANADIAN NATL RY CO COM 136375102 33,598 554,520 SH DEFINED 7 - 554,520 - CANADIAN NATL RY CO COM 136375102 5,677 93,688 SH DEFINED 8 86,466 7,222 - CANADIAN NATL RY CO COM 136375102 1,439 23,745 SH DEFINED 9 23,745 - - CANADIAN NATL RY CO COM 136375102 88 1,446 SH DEFINED 15 1,446 - - CANADIAN NATL RY CO COM 136375102 654 10,800 SH DEFINED 17 - - 10,800 CANADIAN NATL RY CO COM 136375102 51 844 SH DEFINED 18 844 - - CANADIAN NATL RY CO COM 136375102 114,285 1,886,207 SH DEFINED 5;1 1,886,207 - - CANADIAN NATL RY CO COM 136375102 1,312 21,654 SH DEFINED 21,654 - - CANADIAN NATL RY CO COM 136375102 720,143 11,885,511 SH SOLE 11,885,511 - - CANADIAN NAT RES LTD COM 136385101 522,611 7,058,496 SH DEFINED 1 7,020,796 - 37,700 CANADIAN NAT RES LTD COM 136385101 4,765 64,356 SH DEFINED 3 64,181 - 175 CANADIAN NAT RES LTD COM 136385101 2,651 35,800 CALL DEFINED 5 35,800 - - CANADIAN NAT RES LTD COM 136385101 4,013 54,200 PUT DEFINED 5 54,200 - - CANADIAN NAT RES LTD COM 136385101 216,864 2,929,014 SH DEFINED 5 2,929,014 - - CANADIAN NAT RES LTD COM 136385101 290,290 3,920,713 SH DEFINED 6 3,920,713 - - CANADIAN NAT RES LTD COM 136385101 40,353 545,015 SH DEFINED 7 - 545,015 - CANADIAN NAT RES LTD COM 136385101 4,142 55,936 SH DEFINED 8 47,617 8,319 - CANADIAN NAT RES LTD COM 136385101 1,321 17,845 SH DEFINED 9 17,845 - - CANADIAN NAT RES LTD COM 136385101 161 2,175 SH DEFINED 10 2,175 - - CANADIAN NAT RES LTD COM 136385101 74 1,000 SH DEFINED 13 1,000 - - CANADIAN NAT RES LTD COM 136385101 37 500 SH DEFINED 15 500 - - CANADIAN NAT RES LTD COM 136385101 173 2,330 SH DEFINED 17 - - 2,330 CANADIAN NAT RES LTD COM 136385101 375 5,061 SH DEFINED 18 5,061 - - CANADIAN NAT RES LTD COM 136385101 118,613 1,602,016 SH DEFINED 5;1 1,602,016 - - CANADIAN NAT RES LTD COM 136385101 14,337 193,634 SH DEFINED 193,634 - - CANADIAN NAT RES LTD COM 136385101 191,328 2,584,118 SH SOLE 2,584,118 - - CANADIAN SOLAR INC COM 136635109 137 5,639 SH DEFINED 3 5,639 - - CANADIAN SUPERIOR ENERGY COM 136644101 3 5,000 SH DEFINED 3 5,000 - - INC CANO PETE INC COM 137801106 1 525 SH DEFINED 3 525 - - CANO PETE INC COM 137801106 110 93,800 SH DEFINED 14 93,800 - - CANON INC ADR 138006309 42 900 SH DEFINED 3 900 - - CANON INC ADR 138006309 1,576 34,107 SH DEFINED 5 34,107 - - CANON INC ADR 138006309 118 2,547 SH DEFINED 7 - 2,547 - CANON INC ADR 138006309 10 215 SH DEFINED 8 175 40 - CANON INC ADR 138006309 69 1,500 SH DEFINED 11 1,500 - - CANON INC ADR 138006309 52 1,118 SH DEFINED 16 1,118 - - CANON INC ADR 138006309 624 13,500 SH DEFINED 17 - - 13,500 CANON INC ADR 138006309 526 11,391 SH DEFINED 18 11,391 - - CANON INC ADR 138006309 9,184 198,751 SH DEFINED 5;1 198,751 - - CANON INC ADR 138006309 104 2,250 SH OTHER S;6 2,250 - - CANON INC ADR 138006309 15 334 SH DEFINED 334 - - CANON INC ADR 138006309 1 30 SH SOLE 30 - - CANTEL MEDICAL CORP COM 138098108 47 2,345 SH DEFINED 3 2,345 - - CANTEL MEDICAL CORP COM 138098108 893 45,000 SH DEFINED 4 - - 45,000 CANTEL MEDICAL CORP COM 138098108 - 15 SH DEFINED 5 15 - - CAPELLA EDUCATION COMPANY COM 139594105 35 372 SH DEFINED 3 372 - - CAPELLA EDUCATION COMPANY COM 139594105 1,142 12,300 SH DEFINED 4 - 1,900 10,400
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CAPITAL CITY BK GROUP INC COM 139674105 - 15 SH DEFINED 15 - - CAPLEASE INC COM 140288101 2 300 SH DEFINED 3 300 - - CAPITAL SOUTHWEST CORP COM 140501107 473 5,200 SH DEFINED 4 - - 5,200 CARBO CERAMICS INC COM 140781105 62 989 SH DEFINED 2 989 - - CARBO CERAMICS INC COM 140781105 580 9,300 SH DEFINED 4 - 4,500 4,800 CARBO CERAMICS INC COM 140781105 8 136 SH DEFINED 18 136 - - CAREER EDUCATION CORP COM 141665109 715 22,586 SH DEFINED 3 22,586 - - CARIBOU COFFEE INC COM 142042209 153 23,121 SH DEFINED 3 23,121 - - CARLISLE COS INC COM 142339100 339 8,906 SH DEFINED 2 8,906 - - CARLISLE COS INC COM 142339100 785 20,597 SH DEFINED 3 20,597 - - CARMAX INC COM 143130102 1,591 63,349 SH DEFINED 3 63,349 - - CARMAX INC COM 143130102 17,835 709,999 SH DEFINED 6 709,999 - - CARMAX INC COM 143130102 2 95 SH DEFINED 16 - 95 - CARMAX INC COM 143130102 172 6,850 SH DEFINED - - 6,850 CARNIVAL CORP PAIRED CTF 143658300 36,217 931,500 SH DEFINED 1 931,500 - - CARNIVAL CORP PAIRED CTF 143658300 11,025 283,563 SH DEFINED 2 283,563 - - CARNIVAL CORP PAIRED CTF 143658300 292 7,522 SH DEFINED 3 7,522 - - CARNIVAL CORP PAIRED CTF 143658300 97 2,500 SH DEFINED 5 2,500 - - CARNIVAL CORP PAIRED CTF 143658300 6 155 SH DEFINED 7 - 155 - CARNIVAL CORP PAIRED CTF 143658300 11 285 SH DEFINED 8 - 285 - CARNIVAL CORP PAIRED CTF 143658300 5 117 SH DEFINED 15 117 - - CARNIVAL CORP PAIRED CTF 143658300 203 5,230 SH DEFINED 18 5,230 - - CARNIVAL CORP PAIRED CTF 143658300 9 223 SH DEFINED 223 - - CARRIAGE SVCS INC COM 143905107 202 44,000 SH DEFINED 4 - - 44,000 CARPENTER TECHNOLOGY CORP COM 144285103 13,516 369,300 SH DEFINED 1 369,300 - - CARPENTER TECHNOLOGY CORP COM 144285103 973 26,585 SH DEFINED 3 26,585 - - CARPENTER TECHNOLOGY CORP COM 144285103 4 100 SH DEFINED 5 100 - - CARPENTER TECHNOLOGY CORP COM 144285103 16 450 SH DEFINED 18 450 - - CARRIZO OIL & CO INC COM 144577103 42 1,845 SH DEFINED 2 1,845 - - CARRIZO OIL & CO INC COM 144577103 21 904 SH DEFINED 3 904 - - CARRIZO OIL & CO INC COM 144577103 6 260 SH DEFINED 18 260 - - CARROLLTON BANCORP COM 145282109 - 28 SH DEFINED 3 28 - - CARTER INC COM 146229109 1,055 34,994 SH DEFINED 2 34,994 - - CARTER INC COM 146229109 39 1,300 SH DEFINED 3 1,300 - - CARTER INC COM 146229109 388 12,856 SH DEFINED 5 12,856 - - CARTER INC COM 146229109 67 2,224 SH DEFINED 8 2,224 - - CARTER INC COM 146229109 1 24 SH DEFINED 18 24 - - CASCADE BANCORP COM 147154108 1 2,545 SH DEFINED 3 2,545 - - CASCADE CORP COM 147195101 59 1,824 SH DEFINED 2 1,824 - - CASCADE CORP COM 147195101 895 27,800 SH DEFINED 4 - - 27,800 CASCADE FINL CORP COM 147272108 24 12,000 SH DEFINED 3 12,000 - - CASEYS GEN STORES INC COM 147528103 384 12,240 SH DEFINED 3 12,240 - - CASUAL MALE RETAIL GRP COM NEW 148711302 9,400 2,438,293 SH DEFINED 4 - 1,006,620 1,431,673 INC CATERPILLAR INC DEL COM 149123101 35,014 557,100 SH DEFINED 1 557,100 - - CATERPILLAR INC DEL COM 149123101 15,422 245,372 SH DEFINED 2 245,372 - - CATERPILLAR INC DEL COM 149123101 12,727 202,492 SH DEFINED 3 200,657 - 1,835 CATERPILLAR INC DEL COM 149123101 6,178 98,301 SH DEFINED 5 98,301 - - CATERPILLAR INC DEL COM 149123101 864 13,750 SH DEFINED 6 13,750 - - CATERPILLAR INC DEL COM 149123101 4,937 78,555 SH DEFINED 7 - 78,555 - CATERPILLAR INC DEL COM 149123101 436 6,943 SH DEFINED 8 3,166 3,777 - CATERPILLAR INC DEL COM 149123101 403 6,411 SH DEFINED 10 6,411 - - CATERPILLAR INC DEL COM 149123101 716 11,400 SH DEFINED 14 11,400 - - CATERPILLAR INC DEL COM 149123101 390 6,210 SH DEFINED 15 6,210 - - CATERPILLAR INC DEL COM 149123101 123 1,950 SH DEFINED 16 1,950 - - CATERPILLAR INC DEL COM 149123101 16 260 SH DEFINED 17 - - 260 CATERPILLAR INC DEL COM 149123101 329 5,232 SH DEFINED 18 5,232 - - CATERPILLAR INC DEL COM 149123101 819 13,026 SH DEFINED 9,230 3,796 - CATERPILLAR INC DEL COM 149123101 18 290 SH SOLE 290 - - CATO CORP NEW CL A 149205106 80 3,735 SH DEFINED 3 3,735 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CAVCO INDS INC DEL COM 149568107 74 2,170 SH DEFINED 3 2,170 - - CBEYOND INC COM 149847105 5 400 SH DEFINED 3 400 - - CEDAR FAIR L P DEPOSITRY UNIT 150185106 23 1,906 SH DEFINED 3 1,906 - - CEDAR SHOPPING CTRS INC COM NEW 150602209 43 5,400 SH DEFINED 3 5,400 - - CELADON GROUP INC COM 150838100 1,032 74,000 SH DEFINED 4 - - 74,000 CELANESE CORP DEL COM SER A 150870103 3,421 107,400 SH DEFINED 1 107,400 - - CELANESE CORP DEL COM SER A 150870103 49 1,528 SH DEFINED 2 1,528 - - CELANESE CORP DEL COM SER A 150870103 457 14,348 SH DEFINED 3 14,348 - - CELANESE CORP DEL COM SER A 150870103 203 6,380 SH DEFINED 4 - 6,380 - CELANESE CORP DEL COM SER A 150870103 10 318 SH DEFINED 18 318 - - CELL THERAPEUTICS INC COM NO PAR 150934503 - 375 SH DEFINED 3 375 - - CELGENE CORP COM 151020104 46,656 753,000 SH DEFINED 1 753,000 - - CELGENE CORP COM 151020104 18,379 296,624 SH DEFINED 2 296,624 - - CELGENE CORP COM 151020104 3,215 51,893 SH DEFINED 3 51,893 - - CELGENE CORP COM 151020104 877 14,147 SH DEFINED 5 14,147 - - CELGENE CORP COM 151020104 200 3,220 SH DEFINED 7 - 3,220 - CELGENE CORP COM 151020104 9 140 SH DEFINED 8 - 140 - CELGENE CORP COM 151020104 81 1,312 SH DEFINED 10 1,312 - - CELGENE CORP COM 151020104 41 660 SH DEFINED 17 - - 660 CELGENE CORP COM 151020104 108 1,735 SH DEFINED 18 1,735 - - CELGENE CORP COM 151020104 72 1,170 SH DEFINED 1,170 - - CELGENE CORP COM 151020104 1,041 16,798 SH SOLE 16,798 - - CELLU TISSUE HLDGS INC COM 151169109 95 9,500 SH DEFINED 3 9,500 - - CEMEX SAB DE CV SPON ADR NEW 151290889 45 4,400 SH DEFINED 2 4,400 - - CEMEX SAB DE CV SPON ADR NEW 151290889 495 48,441 SH DEFINED 3 48,441 - - CEMEX SAB DE CV SPON ADR NEW 151290889 3,473 340,154 SH DEFINED 5 340,154 - - CEMEX SAB DE CV SPON ADR NEW 151290889 85 8,277 SH DEFINED 8 8,277 - - CEMEX SAB DE CV SPON ADR NEW 151290889 16 1,581 SH DEFINED 16 975 606 - CEMEX SAB DE CV SPON ADR NEW 151290889 135 13,198 SH DEFINED 18 13,198 - - CEMEX SAB DE CV SPON ADR NEW 151290889 27 2,600 SH DEFINED 2,600 - - CENTRAL EUROPEAN DIST COM 153435102 11 318 SH DEFINED 2 318 - - CORP CENTRAL EUROPEAN DIST COM 153435102 6 164 SH DEFINED 3 164 - - CORP CENTRAL EUROPEAN DIST COM 153435102 17 492 SH DEFINED 18 492 - - CORP CENTRAL EUROPEAN DIST COM 153435102 8 240 SH DEFINED 240 - - CORP CENTRAL FD CDA LTD CL A 153501101 8,972 640,870 SH DEFINED 3 640,870 - - CENTRAL FD CDA LTD CL A 153501101 4,415 315,336 SH DEFINED 5 315,336 - - CENTRAL FD CDA LTD CL A 153501101 14 1,000 SH DEFINED 8 1,000 - - CENTRAL FD CDA LTD CL A 153501101 299 21,375 SH DEFINED 13 21,375 - - CENTRAL FD CDA LTD CL A 153501101 3,360 240,000 SH DEFINED 15 240,000 - - CENTRAL FD CDA LTD CL A 153501101 70 5,000 SH DEFINED 5,000 - - CENTRAL GARDEN & PET CO COM 153527106 45 4,544 SH DEFINED 3 4,544 - - CENTRAL GARDEN & PET CO COM 153527106 790 80,000 SH DEFINED 4 - - 80,000 CENTRAL GARDEN & PET CO COM 153527106 1 100 SH DEFINED 16 - 100 - CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 302 32,938 SH DEFINED 3 32,938 - - CENTRAL GOLDTRUST TR UNIT 153546106 7,551 170,642 SH DEFINED 3 170,642 - - CENTRAL GOLDTRUST TR UNIT 153546106 1,257 28,396 SH DEFINED 5 28,396 - - CENTRAL GOLDTRUST TR UNIT 153546106 13 300 SH DEFINED 8 300 - - CENTRAL GOLDTRUST TR UNIT 153546106 102 2,300 SH DEFINED 13 2,300 - - CENTRAL GOLDTRUST TR UNIT 153546106 135 3,059 SH DEFINED 16 3,059 - - CENTRAL PAC FINL CORP COM 154760102 52 31,226 SH DEFINED 2 31,226 - - CENTRAL PAC FINL CORP COM 154760102 74 44,000 SH DEFINED 4 - - 44,000 CENTRAL SECS CORP COM 155123102 1,575 79,596 SH DEFINED 3 79,596 - - CENTRAL VT PUB SVC CORP COM 155771108 3,320 164,600 SH DEFINED 4 - 28,200 136,400 CENTURY ALUM CO COM 156431108 3,546 257,700 SH DEFINED 1 257,700 - - CENTURY ALUM CO COM 156431108 45 3,300 SH DEFINED 3 3,300 - - CENTURY ALUM CO COM 156431108 9 670 SH DEFINED 18 670 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CENTURYTEL INC COM 156700106 1,670 47,100 SH DEFINED 1 47,100 - - CENTURYTEL INC COM 156700106 3,827 107,917 SH DEFINED 2 107,917 - - CENTURYTEL INC COM 156700106 6,398 180,433 SH DEFINED 3 180,190 - 243 CENTURYTEL INC COM 156700106 1,961 55,303 SH DEFINED 5 55,303 - - CENTURYTEL INC COM 156700106 54 1,511 SH DEFINED 8 1,511 - - CENTURYTEL INC COM 156700106 17 480 SH DEFINED 15 480 - - CENTURYTEL INC COM 156700106 14 407 SH DEFINED 16 342 65 - CENTURYTEL INC COM 156700106 57 1,602 SH DEFINED 18 1,602 - - CENTURYTEL INC COM 156700106 72 2,025 SH DEFINED 525 - 1,500 CENTURYTEL INC COM 156700106 - 1 SH SOLE 1 - - CEPHALON INC COM 156708109 45,053 664,700 SH DEFINED 1 664,700 - - CEPHALON INC COM 156708109 4,703 69,381 SH DEFINED 2 69,381 - - CEPHALON INC COM 156708109 641 9,457 SH DEFINED 3 9,457 - - CEPHALON INC COM 156708109 2 24 SH DEFINED 18 24 - - CERADYNE INC COM 156710105 126 5,566 SH DEFINED 2 5,566 - - CERADYNE INC COM 156710105 1 50 SH DEFINED 3 50 - - CERNER CORP COM 156782104 1,495 17,599 SH DEFINED 2 17,599 - - CERNER CORP COM 156782104 2,874 33,842 SH DEFINED 3 33,692 - 150 CERNER CORP COM 156782104 1,045 12,300 SH DEFINED 4 - 1,900 10,400 CERNER CORP COM 156782104 344 4,050 SH DEFINED 7 - 4,050 - CERNER CORP COM 156782104 19 220 SH DEFINED 8 - 220 - CERNER CORP COM 156782104 130 1,534 SH DEFINED 10 1,534 - - CERNER CORP COM 156782104 67 790 SH DEFINED 17 - - 790 CERNER CORP COM 156782104 174 2,049 SH DEFINED 18 2,049 - - CERNER CORP COM 156782104 8 100 SH DEFINED 100 - - CERNER CORP COM 156782104 1,607 18,923 SH SOLE 18,923 - - CEVA INC COM 157210105 202 17,292 SH DEFINED 3 17,292 - - CEVA INC COM 157210105 18 1,560 SH DEFINED 5 1,560 - - CEVA INC COM 157210105 1 81 SH DEFINED 16 81 - - CHARLES RIV LABS INTL INC COM 159864107 796 20,253 SH DEFINED 3 20,253 - - CHARLES RIV LABS INTL INC COM 159864107 570 14,500 SH DEFINED 4 - 2,300 12,200 CHARLES RIV LABS INTL INC COM 159864107 7 180 SH DEFINED 18 180 - - CHARMING SHOPPES INC COM 161133103 1 100 SH DEFINED 2 100 - - CHECKPOINT SYS INC COM 162825103 522 23,600 SH DEFINED 1 23,600 - - CHECKPOINT SYS INC COM 162825103 33 1,500 SH DEFINED 18 1,500 - - CHECKPOINT SYS INC COM 162825103 98 4,425 SH DEFINED 4,425 - - CHEESECAKE FACTORY INC COM 163072101 5 197 SH DEFINED 3 197 - - CHEESECAKE FACTORY INC COM 163072101 74 2,720 SH DEFINED 5 2,720 - - CHEESECAKE FACTORY INC COM 163072101 11 408 SH DEFINED 18 408 - - CHEESECAKE FACTORY INC COM 163072101 121 4,490 SH DEFINED 4,490 - - CHELSEA THERAPEUTICS COM 163428105 34 9,600 SH DEFINED 3 9,600 - - INTL LT CHESAPEAKE ENERGY CORP COM 165167107 9,209 389,543 SH DEFINED 2 389,543 - - CHESAPEAKE ENERGY CORP COM 165167107 7,640 323,200 PUT DEFINED 3 323,200 - - CHESAPEAKE ENERGY CORP COM 165167107 11,575 489,644 SH DEFINED 3 487,466 - 2,178 CHESAPEAKE ENERGY CORP COM 165167107 167 7,073 SH DEFINED 5 7,073 - - CHESAPEAKE ENERGY CORP COM 165167107 2 75 SH DEFINED 7 - 75 - CHESAPEAKE ENERGY CORP COM 165167107 4 165 SH DEFINED 8 - 165 - CHESAPEAKE ENERGY CORP COM 165167107 1,064 45,000 SH DEFINED 13 45,000 - - CHESAPEAKE ENERGY CORP COM 165167107 40 1,678 SH DEFINED 16 1,138 540 - CHESAPEAKE ENERGY CORP COM 165167107 179 7,587 SH DEFINED 18 7,587 - - CHESAPEAKE ENERGY CORP COM 165167107 24 1,000 SH DEFINED 1,000 - - CHESAPEAKE ENERGY CORP PFD CONV 165167842 50 600 PRN DEFINED 3 600 - - CHESAPEAKE LODGING TR SH BEN INT 165240102 27 1,400 SH DEFINED 3 1,400 - - CHESAPEAKE UTILS CORP COM 165303108 100 3,360 SH DEFINED 3 3,360 - - CHESAPEAKE UTILS CORP COM 165303108 655 21,990 SH DEFINED 4 - - 21,990 CHEVRON CORP NEW COM 166764100 52,903 697,649 SH DEFINED 1 697,649 - - CHEVRON CORP NEW COM 166764100 37,693 497,078 SH DEFINED 2 497,078 - - CHEVRON CORP NEW COM 166764100 18,578 245,000 PUT DEFINED 3 245,000 - - CHEVRON CORP NEW COM 166764100 51,999 685,728 SH DEFINED 3 673,393 - 12,335
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CHEVRON CORP NEW COM 166764100 30,108 397,051 SH DEFINED 4 - 162,096 234,955 CHEVRON CORP NEW COM 166764100 9,682 127,679 SH DEFINED 5 127,679 - - CHEVRON CORP NEW COM 166764100 2,982 39,320 SH DEFINED 6 39,320 - - CHEVRON CORP NEW COM 166764100 1,446 19,075 SH DEFINED 7 - 19,075 - CHEVRON CORP NEW COM 166764100 484 6,382 SH DEFINED 8 6,032 350 - CHEVRON CORP NEW COM 166764100 8 100 SH DEFINED 9 100 - - CHEVRON CORP NEW COM 166764100 1,593 21,005 SH DEFINED 10 21,005 - - CHEVRON CORP NEW COM 166764100 455 6,000 SH DEFINED 11 6,000 - - CHEVRON CORP NEW COM 166764100 38 500 SH DEFINED 14 500 - - CHEVRON CORP NEW COM 166764100 353 4,660 SH DEFINED 15 4,660 - - CHEVRON CORP NEW COM 166764100 194 2,564 SH DEFINED 16 2,564 - - CHEVRON CORP NEW COM 166764100 89 1,180 SH DEFINED 17 - - 1,180 CHEVRON CORP NEW COM 166764100 2,756 36,339 SH DEFINED 18 36,339 - - CHEVRON CORP NEW COM 166764100 897 11,833 SH DEFINED 2,890 8,943 - CHEVRON CORP NEW COM 166764100 284 3,739 SH SOLE 3,739 - - CHICAGO BRIDGE & IRON CO N Y REGISTRY 167250109 14 592 SH DEFINED 2 592 - - N V SH CHICAGO BRIDGE & IRON CO N Y REGISTRY 167250109 872 37,470 SH DEFINED 3 37,470 - - N V SH CHICAGO BRIDGE & IRON CO N Y REGISTRY 167250109 31 1,350 SH DEFINED 5 1,350 - - N V SH CHICAGO RIVET & MACH CO COM 168088102 43 2,800 SH DEFINED 4 - - 2,800 CHICOS FAS INC COM 168615102 400 27,760 SH DEFINED 2 27,760 - - CHICOS FAS INC COM 168615102 4,510 312,790 SH DEFINED 3 312,790 - - CHICOS FAS INC COM 168615102 4 250 SH DEFINED 5 250 - - CHICOS FAS INC COM 168615102 31 2,139 SH DEFINED 18 2,139 - - CHILE FD INC COM 168834109 3 150 SH DEFINED 3 150 - - CHILDRENS PL RETAIL COM 168905107 45 1,000 SH DEFINED 5 1,000 - - STORES I CHINA NAT GAS INC COM NEW 168910206 5 550 SH DEFINED 3 550 - - CHINA FD INC COM 169373107 48 1,735 SH DEFINED 3 1,735 - - CHINA FD INC COM 169373107 41 1,473 SH DEFINED 5 1,473 - - CHINA FD INC COM 169373107 4 133 SH DEFINED 7 - 133 - CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 218 27,770 SH DEFINED 3 27,770 - - CHINA DIRECT INDS INC COM NEW 169384203 - 2 SH DEFINED 3 2 - - CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 7 150 SH DEFINED 3 150 - - CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 28 570 SH DEFINED 5 570 - - CHINA TRANSINFO TECHNLGY COM 169453107 21 3,100 SH DEFINED 3 3,100 - - COR CHINDEX INTERNATIONAL INC COM 169467107 16 1,362 SH DEFINED 3 1,362 - - CHINA VALVES TECHNOLOGY COM NEW 169476207 20 1,500 SH DEFINED 2 1,500 - - INC CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 18 1,306 SH DEFINED 3 1,306 - - INC CHINA MED TECHNOLOGIES SPONSORED ADR 169483104 36 2,679 SH DEFINED 5 2,679 - - INC CHIPOTLE MEXICAN GRILL COM 169656105 14,872 132,000 SH DEFINED 1 132,000 - - INC CHIPOTLE MEXICAN GRILL COM 169656105 63 560 SH DEFINED 2 560 - - INC CHIPOTLE MEXICAN GRILL COM 169656105 1,782 15,816 SH DEFINED 3 15,816 - - INC CHIPOTLE MEXICAN GRILL COM 169656105 4 34 SH DEFINED 5 34 - - INC CHOICE HOTELS INTL INC COM 169905106 1,205 34,606 SH DEFINED 2 34,606 - - CHOICE HOTELS INTL INC COM 169905106 18 517 SH DEFINED 3 517 - - CHIQUITA BRANDS INTL INC COM 170032809 566 36,000 SH DEFINED 4 - - 36,000 CHORDIANT SOFTWARE INC COM NEW 170404305 7 1,367 SH DEFINED 3 1,367 - - CHRISTOPHER & BANKS CORP COM 171046105 3 352 SH DEFINED 2 352 - - CHUBB CORP COM 171232101 7,626 147,075 SH DEFINED 2 147,075 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CHUBB CORP COM 171232101 5,889 113,587 SH DEFINED 3 112,825 - 762 CHUBB CORP COM 171232101 413 7,968 SH DEFINED 5 7,968 - - CHUBB CORP COM 171232101 52 1,000 SH DEFINED 8 1,000 - - CHUBB CORP COM 171232101 33 645 SH DEFINED 13 645 - - CHUBB CORP COM 171232101 1,224 23,605 SH DEFINED 18 23,605 - - CHUBB CORP COM 171232101 309 5,968 SH DEFINED - 5,968 - CHURCH & DWIGHT INC COM 171340102 5,343 79,800 SH DEFINED 1 79,800 - - CHURCH & DWIGHT INC COM 171340102 643 9,606 SH DEFINED 2 9,606 - - CHURCH & DWIGHT INC COM 171340102 2,423 36,198 SH DEFINED 3 36,198 - - CHURCH & DWIGHT INC COM 171340102 803 12,000 SH DEFINED 4 - 1,900 10,100 CHURCH & DWIGHT INC COM 171340102 286 4,275 SH DEFINED 5 4,275 - - CHURCH & DWIGHT INC COM 171340102 17 250 SH DEFINED 7 - 250 - CHURCH & DWIGHT INC COM 171340102 673 10,056 SH DEFINED 10 10,056 - - CHURCH & DWIGHT INC COM 171340102 37 548 SH DEFINED 18 548 - - CHURCH & DWIGHT INC COM 171340102 20 300 SH SOLE 300 - - CIENA CORP COM NEW 171779309 5,669 371,500 SH DEFINED 1 371,500 - - CIENA CORP COM NEW 171779309 356 23,353 SH DEFINED 2 23,353 - - CIENA CORP COM NEW 171779309 610 39,969 SH DEFINED 3 39,969 - - CIENA CORP COM NEW 171779309 15 1,000 SH DEFINED 5 1,000 - - CIENA CORP COM NEW 171779309 2 142 SH DEFINED 15 142 - - CIMAREX ENERGY CO COM 171798101 192 3,231 SH DEFINED 2 3,231 - - CIMAREX ENERGY CO COM 171798101 1,674 28,186 SH DEFINED 3 28,186 - - CIMAREX ENERGY CO COM 171798101 4 64 SH DEFINED 18 64 - - CIMAREX ENERGY CO COM 171798101 15 250 SH DEFINED 250 - - CINCINNATI BELL INC NEW COM 171871106 28 8,221 SH DEFINED 3 8,221 - - CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 39 1,000 PRN DEFINED 3 1,000 - - CINCINNATI FINL CORP COM 172062101 1,536 53,118 SH DEFINED 2 53,118 - - CINCINNATI FINL CORP COM 172062101 82 2,827 SH DEFINED 3 2,827 - - CINCINNATI FINL CORP COM 172062101 23,906 826,909 SH DEFINED 6 826,909 - - CIRRUS LOGIC INC COM 172755100 151 18,016 SH DEFINED 3 18,016 - - CINTAS CORP COM 172908105 2,479 88,222 SH DEFINED 2 88,222 - - CINTAS CORP COM 172908105 121 4,310 SH DEFINED 3 4,310 - - CINTAS CORP COM 172908105 4 130 SH DEFINED 16 - 130 - CINTAS CORP COM 172908105 5 192 SH DEFINED 18 192 - - CINTAS CORP COM 172908105 3 120 SH DEFINED 120 - - CITIGROUP INC COM 172967101 16,569 4,091,000 SH DEFINED 1 4,091,000 - - CITIGROUP INC COM 172967101 39,652 9,790,702 SH DEFINED 2 9,790,702 - - CITIGROUP INC COM 172967101 2,725 672,800 CALL DEFINED 3 672,800 - - CITIGROUP INC COM 172967101 17,375 4,290,231 SH DEFINED 3 4,235,457 - 54,774 CITIGROUP INC COM 172967101 5,861 1,447,115 SH DEFINED 4 - 529,465 917,650 CITIGROUP INC COM 172967101 5,854 1,445,454 SH DEFINED 5 1,445,454 - - CITIGROUP INC COM 172967101 298 73,532 SH DEFINED 7 - 73,532 - CITIGROUP INC COM 172967101 129 31,909 SH DEFINED 8 29,349 2,560 - CITIGROUP INC COM 172967101 624 153,965 SH DEFINED 10 153,965 - - CITIGROUP INC COM 172967101 8 2,000 SH DEFINED 11 2,000 - - CITIGROUP INC COM 172967101 565 139,582 SH DEFINED 13 139,582 - - CITIGROUP INC COM 172967101 1,042 257,324 SH DEFINED 14 257,324 - - CITIGROUP INC COM 172967101 1,103 272,400 SH DEFINED 15 272,400 - - CITIGROUP INC COM 172967101 1,261 311,262 SH DEFINED 16 311,262 - - CITIGROUP INC COM 172967101 21 5,300 SH DEFINED 17 - - 5,300 CITIGROUP INC COM 172967101 626 154,630 SH DEFINED 18 154,630 - - CITIGROUP INC COM 172967101 501 123,773 SH DEFINED 99,843 17,830 6,100 CITIGROUP INC COM 172967101 12,264 3,028,105 SH SOLE 3,028,105 - - CITIGROUP INC UNIT 172967416 1 12 PRN DEFINED 3 12 - - 99/99/9999 CITIZENS REPUBLIC COM 174420109 1 600 SH DEFINED 3 600 - - BANCORP IN CITIZENS INC CL A 174740100 333 48,150 SH DEFINED 4 - - 48,150 CITIZENS SOUTH BKG CP DEL COM 176682102 154 25,000 SH DEFINED 4 - - 25,000 CITRIX SYS INC COM 177376100 1,206 25,400 SH DEFINED 1 25,400 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CITRIX SYS INC COM 177376100 4,873 102,663 SH DEFINED 2 102,663 - - CITRIX SYS INC COM 177376100 244 5,150 SH DEFINED 3 5,150 - - CITRIX SYS INC COM 177376100 27 575 SH DEFINED 5 575 - - CITRIX SYS INC COM 177376100 52 1,087 SH DEFINED 16 1,087 - - CITRIX SYS INC COM 177376100 38 800 SH DEFINED 17 - - 800 CITRIX SYS INC COM 177376100 194 4,096 SH DEFINED 18 4,096 - - CITRIX SYS INC COM 177376100 38 800 SH DEFINED 800 - - CITY HLDG CO COM 177835105 224 6,538 SH DEFINED 2 6,538 - - CITY NATL CORP COM 178566105 713 13,209 SH DEFINED 3 13,209 - - CLARCOR INC COM 179895107 542 15,722 SH DEFINED 2 15,722 - - CLARCOR INC COM 179895107 4 125 SH DEFINED 3 125 - - CLARIENT INC COM 180489106 3 1,000 SH DEFINED 3 1,000 - - CLAUDE RES INC COM 182873109 6,006 5,720,000 SH DEFINED 1 5,720,000 - - CLAUDE RES INC COM 182873109 5 4,760 SH DEFINED 5 4,760 - - CLEAN HARBORS INC COM 184496107 1,027 18,482 SH DEFINED 2 18,482 - - CLEAN HARBORS INC COM 184496107 57 1,028 SH DEFINED 3 1,028 - - CLEAN HARBORS INC COM 184496107 4 64 SH DEFINED 5 64 - - CLEAN ENERGY FUELS CORP COM 184499101 111 4,885 SH DEFINED 3 4,885 - - CLEAN ENERGY FUELS CORP COM 184499101 57 2,500 SH DEFINED 5 2,500 - - CLEAN ENERGY FUELS CORP COM 184499101 68 3,000 SH SOLE 3,000 - - CLEARONE COMMUNICATIONS COM 185060100 42 14,000 SH DEFINED 14 14,000 - - INC CLOROX CO DEL COM 189054109 1,360 21,200 SH DEFINED 1 21,200 - - CLOROX CO DEL COM 189054109 2,051 31,984 SH DEFINED 3 31,475 - 509 CLOROX CO DEL COM 189054109 2,253 35,121 SH DEFINED 5 35,121 - - CLOROX CO DEL COM 189054109 51 800 SH DEFINED 7 - 800 - CLOROX CO DEL COM 189054109 62 970 SH DEFINED 8 970 - - CLOROX CO DEL COM 189054109 239 3,725 SH DEFINED 14 3,725 - - CLOROX CO DEL COM 189054109 80 1,243 SH DEFINED 18 1,243 - - CLOROX CO DEL COM 189054109 303 4,727 SH DEFINED 122 4,605 - COACH INC COM 189754104 43,464 1,099,800 SH DEFINED 1 1,099,800 - - COACH INC COM 189754104 6,001 151,858 SH DEFINED 2 151,858 - - COACH INC COM 189754104 1,067 27,005 SH DEFINED 3 27,005 - - COACH INC COM 189754104 890 22,517 SH DEFINED 5 22,517 - - COACH INC COM 189754104 2 54 SH DEFINED 7 - 54 - COACH INC COM 189754104 59 1,488 SH DEFINED 8 1,488 - - COACH INC COM 189754104 146 3,683 SH DEFINED 10 3,683 - - COACH INC COM 189754104 21 520 SH DEFINED 13 520 - - COACH INC COM 189754104 116 2,940 SH DEFINED 17 - - 2,940 COACH INC COM 189754104 500 12,640 SH DEFINED 18 12,640 - - COACH INC COM 189754104 2 54 SH DEFINED 54 - - COACH INC COM 189754104 194 4,902 SH SOLE 4,902 - - COBIZ FINANCIAL INC COM 190897108 85 13,648 SH DEFINED 3 12,148 - 1,500 COBIZ FINANCIAL INC COM 190897108 780 125,159 SH DEFINED 4 - 34,100 91,059 COBRA ELECTRS CORP COM 191042100 113 45,000 SH DEFINED 4 - - 45,000 COCA COLA CO COM 191216100 27,511 500,203 SH DEFINED 2 500,203 - - COCA COLA CO COM 191216100 24,777 450,497 SH DEFINED 3 439,781 - 10,716 COCA COLA CO COM 191216100 29,161 530,191 SH DEFINED 5 530,191 - - COCA COLA CO COM 191216100 470 8,550 SH DEFINED 6 8,550 - - COCA COLA CO COM 191216100 6,914 125,708 SH DEFINED 7 - 125,708 - COCA COLA CO COM 191216100 2,423 44,051 SH DEFINED 8 37,719 6,332 - COCA COLA CO COM 191216100 28 500 SH DEFINED 9 500 - - COCA COLA CO COM 191216100 1,782 32,400 SH DEFINED 13 32,400 - - COCA COLA CO COM 191216100 18 325 SH DEFINED 13 325 - - COCA COLA CO COM 191216100 440 8,000 SH DEFINED 14 8,000 - - COCA COLA CO COM 191216100 405 7,371 SH DEFINED 15 7,371 - - COCA COLA CO COM 191216100 636 11,566 SH DEFINED 16 11,051 515 - COCA COLA CO COM 191216100 4,184 76,078 SH DEFINED 18 76,078 - - COCA COLA CO COM 191216100 10 180 SH DEFINED 5;1 180 - - COCA COLA CO COM 191216100 1,416 25,748 SH DEFINED 3,051 22,697 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- COCA COLA CO COM 191216100 2,343 42,600 SH SOLE 42,600 - - COCA COLA ENTERPRISES INC COM 191219104 4,000 144,622 SH DEFINED 2 144,622 - - COCA COLA ENTERPRISES INC COM 191219104 2,270 82,057 SH DEFINED 3 82,057 - - COCA COLA ENTERPRISES INC COM 191219104 4 132 SH DEFINED 5 132 - - COCA COLA ENTERPRISES INC COM 191219104 198 7,152 SH DEFINED 18 7,152 - - COCA COLA FEMSA S A B DE SPON ADR REP L 191241108 416 6,255 SH DEFINED 2 6,255 - - C V COCA COLA FEMSA S A B DE SPON ADR REP L 191241108 15 233 SH DEFINED 5 233 - - C V COEUR D ALENE MINES CORP COM NEW 192108504 24 1,630 SH DEFINED 2 1,630 - - IDA COEUR D ALENE MINES CORP COM NEW 192108504 462 30,831 SH DEFINED 3 30,831 - - IDA COEUR D ALENE MINES CORP COM NEW 192108504 52 3,500 CALL DEFINED 5 3,500 - - IDA COEUR D ALENE MINES CORP COM NEW 192108504 75 5,000 PUT DEFINED 5 5,000 - - IDA COEUR D ALENE MINES CORP COM NEW 192108504 66 4,400 SH DEFINED 5 4,400 - - IDA COEUR D ALENE MINES CORP COM NEW 192108504 1,114 74,360 SH DEFINED 7 - 74,360 - IDA COEUR D ALENE MINES CORP COM NEW 192108504 56 3,705 SH DEFINED 8 - 3,705 - IDA COEUR D ALENE MINES CORP COM NEW 192108504 6 415 SH DEFINED 15 415 - - IDA COEUR D ALENE MINES CORP COM NEW 192108504 2 160 SH DEFINED 160 - - IDA COGNEX CORP COM 192422103 594 32,124 SH DEFINED 2 32,124 - - COGNEX CORP COM 192422103 1 50 SH DEFINED 3 50 - - COGNIZANT TECHNOLOGY CL A 192446102 9,428 184,941 SH DEFINED 2 184,941 - - SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 1,892 37,118 SH DEFINED 3 37,118 - - SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 73 1,423 SH DEFINED 5 1,423 - - SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 132 2,591 SH DEFINED 10 2,591 - - SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 66 1,300 SH DEFINED 14 1,300 - - SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 133 2,605 SH DEFINED 17 - - 2,605 SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 650 12,741 SH DEFINED 18 12,741 - - SOLUTIO COGNIZANT TECHNOLOGY CL A 192446102 220 4,325 SH SOLE 4,325 - - SOLUTIO COGO GROUP INC COM 192448108 42 5,978 SH DEFINED 2 5,978 - - COGO GROUP INC COM 192448108 7 1,000 SH DEFINED 3 1,000 - - COHERENT INC COM 192479103 195 6,110 SH DEFINED 2 6,110 - - COHERENT INC COM 192479103 32 1,000 SH DEFINED 3 1,000 - - COLDWATER CREEK INC COM 193068103 9 1,320 SH DEFINED 2 1,320 - - COLDWATER CREEK INC COM 193068103 2 336 SH DEFINED 3 336 - - COLGATE PALMOLIVE CO COM 194162103 48,355 567,150 SH DEFINED 1 567,150 - - COLGATE PALMOLIVE CO COM 194162103 20,353 238,715 SH DEFINED 2 238,715 - - COLGATE PALMOLIVE CO COM 194162103 11,149 130,769 SH DEFINED 3 126,917 - 3,852 COLGATE PALMOLIVE CO COM 194162103 17,856 209,425 SH DEFINED 5 209,425 - - COLGATE PALMOLIVE CO COM 194162103 870 10,200 SH DEFINED 6 10,200 - - COLGATE PALMOLIVE CO COM 194162103 818 9,590 SH DEFINED 7 - 9,590 - COLGATE PALMOLIVE CO COM 194162103 509 5,967 SH DEFINED 8 5,742 225 - COLGATE PALMOLIVE CO COM 194162103 20 240 SH DEFINED 9 240 - - COLGATE PALMOLIVE CO COM 194162103 185 2,165 SH DEFINED 10 2,165 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- COLGATE PALMOLIVE CO COM 194162103 102 1,200 SH DEFINED 11 1,200 - - COLGATE PALMOLIVE CO COM 194162103 2,004 23,500 SH DEFINED 14 23,500 - - COLGATE PALMOLIVE CO COM 194162103 166 1,950 SH DEFINED 15 1,950 - - COLGATE PALMOLIVE CO COM 194162103 260 3,048 SH DEFINED 16 2,753 295 - COLGATE PALMOLIVE CO COM 194162103 116 1,356 SH DEFINED 17 - - 1,356 COLGATE PALMOLIVE CO COM 194162103 356 4,181 SH DEFINED 18 4,181 - - COLGATE PALMOLIVE CO COM 194162103 8,910 104,505 SH DEFINED 5;1 104,505 - - COLGATE PALMOLIVE CO COM 194162103 379 4,442 SH DEFINED 4,002 440 - COLGATE PALMOLIVE CO COM 194162103 196 2,299 SH SOLE 2,299 - - COLONIAL PPTYS TR COM SH BEN INT 195872106 24 1,827 SH DEFINED 2 1,827 - - COLONIAL PPTYS TR COM SH BEN INT 195872106 7 577 SH DEFINED 3 577 - - COLONIAL PPTYS TR COM SH BEN INT 195872106 3 231 SH DEFINED 18 231 - - COLUMBIA BKG SYS INC COM 197236102 7 339 SH DEFINED 2 339 - - COLUMBIA BKG SYS INC COM 197236102 16 790 SH DEFINED 3 500 - 290 COLUMBIA LABS INC COM 197779101 59 55,500 SH DEFINED 3 55,500 - - COLUMBIA LABS INC COM 197779101 1 1,000 SH DEFINED 5 1,000 - - COLUMBIA LABS INC COM 197779101 59 54,990 SH DEFINED 14 54,990 - - COLUMBIA SPORTSWEAR CO COM 198516106 104 1,985 SH DEFINED 3 1,985 - - COLUMBIA SPORTSWEAR CO COM 198516106 40 755 SH DEFINED 18 755 - - COLUMBUS MCKINNON CORP N COM 199333105 2 145 SH DEFINED 2 145 - - Y COLUMBUS MCKINNON CORP N COM 199333105 10,162 640,325 SH DEFINED 4 - 228,900 411,425 Y COMFORT SYS USA INC COM 199908104 96 7,709 SH DEFINED 2 7,709 - - COMFORT SYS USA INC COM 199908104 76 6,101 SH DEFINED 3 6,101 - - COMARCO INC COM 200080109 350 115,000 SH DEFINED 4 - - 115,000 COMERICA INC COM 200340107 20,625 542,200 SH DEFINED 1 542,200 - - COMERICA INC COM 200340107 3,585 94,256 SH DEFINED 2 94,256 - - COMERICA INC COM 200340107 321 8,426 SH DEFINED 3 6,962 - 1,464 COMERICA INC COM 200340107 153 4,019 SH DEFINED 5 4,019 - - COMERICA INC COM 200340107 5 126 SH DEFINED 8 126 - - COMMERCE BANCSHARES INC COM 200525103 3,127 76,005 SH DEFINED 1 76,005 - - COMMERCE BANCSHARES INC COM 200525103 364 8,856 SH DEFINED 2 8,856 - - COMMERCE BANCSHARES INC COM 200525103 873 21,223 SH DEFINED 3 21,223 - - COMMERCE BANCSHARES INC COM 200525103 - 2 SH DEFINED 2 - - COMMERCIAL METALS CO COM 201723103 524 34,814 SH DEFINED 3 34,814 - - COMMERCIAL METALS CO COM 201723103 28,595 1,898,711 SH DEFINED 6 1,898,711 - - COMMSCOPE INC COM 203372107 76 2,697 SH DEFINED 2 2,697 - - COMMSCOPE INC COM 203372107 747 26,654 SH DEFINED 3 26,654 - - COMMSCOPE INC COM 203372107 162 5,790 SH DEFINED 4 - 5,790 - COMMSCOPE INC COM 203372107 174 6,219 SH DEFINED 5 6,219 - - COMMSCOPE INC COM 203372107 87 3,110 SH DEFINED 8 3,110 - - COMMUNITY BK SYS INC COM 203607106 130 5,700 SH DEFINED 3 5,700 - - COMMUNITY BK SYS INC COM 203607106 7 286 SH DEFINED 18 286 - - COMMUNITY HEALTH SYS INC COM 203668108 461 12,483 SH DEFINED 2 12,483 - - NEW COMMUNITY HEALTH SYS INC COM 203668108 7,319 198,196 SH DEFINED 3 197,755 - 441 NEW COMMUNITY HEALTH SYS INC COM 203668108 6,753 182,855 SH DEFINED 4 - 80,065 102,790 NEW COMMUNITY HEALTH SYS INC COM 203668108 11 302 SH DEFINED 5 302 - - NEW COMMUNITY HEALTH SYS INC COM 203668108 26 711 SH DEFINED 18 711 - - NEW COMMUNICATIONS SYS INC COM 203900105 1 74 SH DEFINED 3 74 - - COMMUNICATIONS SYS INC COM 203900105 297 23,000 SH DEFINED 4 - - 23,000 COMMVAULT SYSTEMS INC COM 204166102 435 20,373 SH DEFINED 2 20,373 - - COMMVAULT SYSTEMS INC COM 204166102 11,694 547,715 SH DEFINED 4 - 435,325 112,390 COMMVAULT SYSTEMS INC COM 204166102 7 342 SH DEFINED 18 342 - - CGG VERITAS SPONSORED ADR 204386106 7 250 SH DEFINED 3 250 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- COMPANHIA ENERGETICA DE SP ADR N-V PFD 204409601 95 5,733 SH DEFINED 2 5,733 - - MINA COMPANHIA ENERGETICA DE SP ADR N-V PFD 204409601 2,086 125,356 SH DEFINED 3 125,356 - - MINA COMPANHIA ENERGETICA DE SP ADR N-V PFD 204409601 5 300 SH DEFINED 15 300 - - MINA COMPANIA CERVECERIAS SPONSORED ADR 204429104 315 8,400 SH DEFINED 2 8,400 - - UNIDAS COMPANIA DE MINAS SPONSORED ADR 204448104 282 9,116 SH DEFINED 2 9,116 - - BUENAVENTU COMPANIA DE MINAS SPONSORED ADR 204448104 1,674 54,063 SH DEFINED 3 54,063 - - BUENAVENTU COMPANIA DE MINAS SPONSORED ADR 204448104 203 6,570 SH DEFINED 5 6,570 - - BUENAVENTU COMPANIA DE MINAS SPONSORED ADR 204448104 136 4,400 SH DEFINED 8 4,400 - - BUENAVENTU COMPANIA DE MINAS SPONSORED ADR 204448104 139 4,500 SH DEFINED 18 4,500 - - BUENAVENTU COMPANIA DE MINAS SPONSORED ADR 204448104 43 1,400 SH SOLE 1,400 - - BUENAVENTU COMPTON PETE CORP COM 204940100 78 83,000 SH DEFINED 5 83,000 - - COMPUTER PROGRAMS & SYS COM 205306103 6 158 SH DEFINED 18 158 - - INC COMPUTER SCIENCES CORP COM 205363104 3,978 73,008 SH DEFINED 2 73,008 - - COMPUTER SCIENCES CORP COM 205363104 534 9,805 SH DEFINED 3 9,352 - 453 COMPUTER SCIENCES CORP COM 205363104 107 1,970 SH DEFINED 5 1,970 - - COMPUTER SCIENCES CORP COM 205363104 3 50 SH DEFINED 16 - 50 - COMPUTER SCIENCES CORP COM 205363104 31 567 SH DEFINED 18 567 - - COMPUTER SCIENCES CORP COM 205363104 138 2,530 SH DEFINED - - 2,530 COMPUTER TASK GROUP INC COM 205477102 974 134,300 SH DEFINED 4 - 34,300 100,000 COMPUWARE CORP COM 205638109 114 13,621 SH DEFINED 2 13,621 - - COMPUWARE CORP COM 205638109 34 4,019 SH DEFINED 3 4,019 - - COMPUWARE CORP COM 205638109 48 5,693 SH DEFINED 5 5,693 - - COMSTOCK RES INC COM NEW 205768203 430 13,515 SH DEFINED 2 13,515 - - COMSTOCK RES INC COM NEW 205768203 517 16,252 SH DEFINED 3 16,252 - - COMTECH COM NEW 205826209 71 2,221 SH DEFINED 2 2,221 - - TELECOMMUNICATIONS C COMTECH COM NEW 205826209 3,160 98,700 SH DEFINED 3 98,700 - - TELECOMMUNICATIONS C COMTECH COM NEW 205826209 15,734 491,382 SH DEFINED 4 - 289,105 202,277 TELECOMMUNICATIONS C COMTECH COM NEW 205826209 6 200 SH DEFINED 5 200 - - TELECOMMUNICATIONS C COMTECH COM NEW 205826209 2 78 SH DEFINED 18 78 - - TELECOMMUNICATIONS C COMVERGE INC COM 205859101 934 82,606 SH DEFINED 3 82,606 - - CONAGRA FOODS INC COM 205887102 21,059 840,000 SH DEFINED 1 840,000 - - CONAGRA FOODS INC COM 205887102 2,162 86,247 SH DEFINED 3 86,247 - - CONAGRA FOODS INC COM 205887102 14,508 578,715 SH DEFINED 4 - 255,165 323,550 CONAGRA FOODS INC COM 205887102 1,124 44,834 SH DEFINED 5 44,834 - - CONAGRA FOODS INC COM 205887102 85 3,376 SH DEFINED 8 3,376 - - CONAGRA FOODS INC COM 205887102 1 57 SH DEFINED 15 57 - - CONAGRA FOODS INC COM 205887102 1 50 SH DEFINED 16 - 50 - CONAGRA FOODS INC COM 205887102 48 1,926 SH DEFINED 18 1,926 - - CONAGRA FOODS INC COM 205887102 2,492 99,400 SH SOLE 99,400 - - CON-WAY INC COM 205944101 494 14,056 SH DEFINED 3 14,056 - - CONCEPTUS INC COM 206016107 360 18,051 SH DEFINED 2 18,051 - - CONCUR TECHNOLOGIES INC COM 206708109 489 11,935 SH DEFINED 2 11,935 - - CONCUR TECHNOLOGIES INC COM 206708109 4,614 112,520 SH DEFINED 3 112,520 - - CONCUR TECHNOLOGIES INC COM 206708109 5 114 SH DEFINED 18 114 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CONEXANT SYSTEMS INC COM NEW 207142308 70 20,700 SH DEFINED 1 20,700 - - CONEXANT SYSTEMS INC COM NEW 207142308 4 1,271 SH DEFINED 2 1,271 - - CONEXANT SYSTEMS INC COM NEW 207142308 2,558 752,449 SH DEFINED 3 751,649 - 800 CONEXANT SYSTEMS INC COM NEW 207142308 68 20,000 SH DEFINED 14 20,000 - - CONMED CORP COM 207410101 29 1,200 SH DEFINED 3 1,200 - - CONMED CORP COM 207410101 619 26,000 SH DEFINED 4 - - 26,000 CONMED CORP COM 207410101 5 230 SH DEFINED 18 230 - - CONNECTICUT BK&TR CO COM 207546102 5 1,000 SH DEFINED 3 1,000 - - HART NE CONNECTICUT WTR SVC INC COM 207797101 4 169 SH DEFINED 3 169 - - CONNECTICUT WTR SVC INC COM 207797101 547 23,500 SH DEFINED 4 - - 23,500 CONNS INC COM 208242107 8 1,065 SH DEFINED 2 1,065 - - CONNS INC COM 208242107 89 11,328 SH DEFINED 3 11,328 - - CONSECO INC COM NEW 208464883 10,305 1,656,694 SH DEFINED 3 1,656,394 - 300 CONSECO INC COM NEW 208464883 1 134 SH DEFINED 18 134 - - CONSOLIDATED COMM HLDGS COM 209034107 44 2,300 SH DEFINED 3 300 - 2,000 INC CONSOLIDATED EDISON INC COM 209115104 5,113 114,788 SH DEFINED 2 114,788 - - CONSOLIDATED EDISON INC COM 209115104 5,597 125,668 SH DEFINED 3 125,668 - - CONSOLIDATED EDISON INC COM 209115104 225 5,056 SH DEFINED 5 5,056 - - CONSOLIDATED EDISON INC COM 209115104 89 2,000 SH DEFINED 7 - 2,000 - CONSOLIDATED EDISON INC COM 209115104 156 3,500 SH DEFINED 14 3,500 - - CONSOLIDATED EDISON INC COM 209115104 257 5,760 SH DEFINED 15 5,760 - - CONSOLIDATED EDISON INC COM 209115104 178 4,000 SH DEFINED 16 4,000 - - CONSOLIDATED EDISON INC COM 209115104 72 1,611 SH DEFINED 18 1,611 - - CONSOLIDATED EDISON INC COM 209115104 107 2,398 SH DEFINED 2,398 - - CONSOLIDATED GRAPHICS INC COM 209341106 1,367 33,000 SH DEFINED 4 - - 33,000 CONSTELLATION ENERGY COM 210371100 3,952 112,560 SH DEFINED 2 112,560 - - GROUP I CONSTELLATION ENERGY COM 210371100 447 12,721 SH DEFINED 3 12,721 - - GROUP I CONSTELLATION ENERGY COM 210371100 5 150 SH DEFINED 5 150 - - GROUP I CONSTELLATION ENERGY COM 210371100 611 17,400 SH DEFINED 18 17,400 - - GROUP I CONSUMER PORTFOLIO SVCS COM 210502100 299 133,000 SH DEFINED 4 - - 133,000 INC CONTINENTAL AIRLS INC CL B 210795308 68 3,100 SH DEFINED 1 3,100 - - CONTINENTAL AIRLS INC CL B 210795308 1,219 55,495 SH DEFINED 3 55,495 - - CONTINENTAL AIRLS INC CL B 210795308 12 531 SH DEFINED 18 531 - - CONTINENTAL RESOURCES INC COM 212015101 55 1,301 SH DEFINED 3 1,301 - - CONTINENTAL RESOURCES INC COM 212015101 3,655 85,890 SH DEFINED 7 - 85,890 - CONTINENTAL RESOURCES INC COM 212015101 105 2,470 SH DEFINED 8 - 2,470 - CONTINENTAL RESOURCES INC COM 212015101 20 475 SH DEFINED 15 475 - - CONTINENTAL RESOURCES INC COM 212015101 2 50 SH DEFINED 50 - - CONVERGYS CORP COM 212485106 48 3,933 SH DEFINED 2 3,933 - - CONVERGYS CORP COM 212485106 425 34,625 SH DEFINED 3 34,625 - - COOPER COS INC COM NEW 216648402 547 14,061 SH DEFINED 2 14,061 - - COOPER COS INC COM NEW 216648402 9,781 251,566 SH DEFINED 4 - 200,806 50,760 COOPER COS INC COM NEW 216648402 68 1,760 SH DEFINED 18 1,760 - - COOPER TIRE & RUBR CO COM 216831107 81 4,234 SH DEFINED 2 4,234 - - COOPER TIRE & RUBR CO COM 216831107 238 12,491 SH DEFINED 3 7,491 - 5,000 COPANO ENERGY L L C COM UNITS 217202100 266 10,996 SH DEFINED 2 10,996 - - COPANO ENERGY L L C COM UNITS 217202100 7,119 294,183 SH DEFINED 3 293,106 - 1,077 COPART INC COM 217204106 141 3,970 SH DEFINED 2 3,970 - - COPART INC COM 217204106 4,832 135,728 SH DEFINED 3 135,478 - 250 CORCEPT THERAPEUTICS INC COM 218352102 1 300 SH DEFINED 5 300 - - CORE MARK HOLDING CO INC COM 218681104 643 21,000 SH DEFINED 4 - - 21,000 CORINTHIAN COLLEGES INC COM 218868107 533 30,299 SH DEFINED 3 30,299 - - CORINTHIAN COLLEGES INC COM 218868107 321 18,265 SH DEFINED 5 18,265 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CORINTHIAN COLLEGES INC COM 218868107 4 237 SH DEFINED 18 237 - - CORINTHIAN COLLEGES INC COM 218868107 47 2,686 SH DEFINED 2,686 - - CORN PRODS INTL INC COM 219023108 1,429 41,226 SH DEFINED 3 41,226 - - CORN PRODS INTL INC COM 219023108 20 576 SH DEFINED 5 576 - - CORN PRODS INTL INC COM 219023108 28 800 SH DEFINED 18 800 - - CORNELL COMPANIES INC COM 219141108 139 7,611 SH DEFINED 2 7,611 - - CORNELL COMPANIES INC COM 219141108 641 35,000 SH DEFINED 4 - - 35,000 CORNELL COMPANIES INC COM 219141108 20 1,083 SH DEFINED 5 1,083 - - CORNELL COMPANIES INC COM 219141108 8 450 SH DEFINED 18 450 - - CORNING INC COM 219350105 41,952 2,075,800 SH DEFINED 1 2,075,800 - - CORNING INC COM 219350105 15,101 747,183 SH DEFINED 2 747,183 - - CORNING INC COM 219350105 4,826 238,773 SH DEFINED 3 237,173 - 1,600 CORNING INC COM 219350105 1,585 78,430 SH DEFINED 5 78,430 - - CORNING INC COM 219350105 888 43,930 SH DEFINED 7 - 43,930 - CORNING INC COM 219350105 214 10,565 SH DEFINED 8 8,625 1,940 - CORNING INC COM 219350105 141 7,000 SH DEFINED 15 7,000 - - CORNING INC COM 219350105 160 7,894 SH DEFINED 18 7,894 - - CORNING INC COM 219350105 47 2,325 SH DEFINED 2,325 - - CORNING INC COM 219350105 1 45 SH SOLE 45 - - CORUS ENTERTAINMENT INC COM CL B NON 220874101 12 639 SH DEFINED 3 639 - - VTG CORUS ENTERTAINMENT INC COM CL B NON 220874101 5,462 279,527 SH DEFINED 5 279,527 - - VTG CORUS ENTERTAINMENT INC COM CL B NON 220874101 58,467 2,992,166 SH DEFINED 6 2,992,166 - - VTG CORUS ENTERTAINMENT INC COM CL B NON 220874101 61 3,128 SH DEFINED 8 3,128 - - VTG CORUS ENTERTAINMENT INC COM CL B NON 220874101 5 258 SH DEFINED 18 258 - - VTG CORVEL CORP COM 221006109 40 1,107 SH DEFINED 3 1,107 - - COURIER CORP COM 222660102 38 2,278 SH DEFINED 3 2,278 - - COUSINS PPTYS INC COM 222795106 2 207 SH DEFINED 3 207 - - COVANCE INC COM 222816100 2,279 37,127 SH DEFINED 3 36,327 - 800 COVANCE INC COM 222816100 55 897 SH DEFINED 5 897 - - COVANCE INC COM 222816100 17 270 SH DEFINED 18 270 - - COVENTRY HEALTH CARE INC COM 222862104 4,195 169,700 SH DEFINED 1 169,700 - - COVENTRY HEALTH CARE INC COM 222862104 1,996 80,727 SH DEFINED 2 80,727 - - COVENTRY HEALTH CARE INC COM 222862104 181 7,324 SH DEFINED 3 5,023 - 2,301 COWEN GROUP INC NEW CL A 223622101 1,647 291,000 SH DEFINED 3 291,000 - - CRANE CO COM 224399105 468 13,179 SH DEFINED 3 13,179 - - CRAWFORD & CO CL B 224633107 167 41,037 SH DEFINED 4 - - 41,037 CREDIT SUISSE ASSET MGMT COM 224916106 14 3,850 SH DEFINED 3 3,850 - - INC CRAY INC COM NEW 225223304 9 1,554 SH DEFINED 3 1,554 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 25 490 SH DEFINED 2 490 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 202 3,940 SH DEFINED 3 3,940 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 1,845 35,909 SH DEFINED 5 35,909 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 7 135 SH DEFINED 7 - 135 - CREDIT SUISSE GROUP SPONSORED ADR 225401108 11 218 SH DEFINED 8 218 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 154 3,000 SH DEFINED 15 3,000 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 21 414 SH DEFINED 18 414 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 9,088 176,885 SH DEFINED 5;1 176,885 - - CREDIT SUISSE GROUP SPONSORED ADR 225401108 51 988 SH DEFINED 114 - 874 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2 40 SH SOLE 40 - - CREE INC COM 225447101 646 9,200 SH DEFINED 1 9,200 - - CREE INC COM 225447101 84 1,191 SH DEFINED 2 1,191 - - CREE INC COM 225447101 2,433 34,648 SH DEFINED 3 33,648 - 1,000 CREE INC COM 225447101 4 58 SH DEFINED 5 58 - - CREE INC COM 225447101 14 200 SH DEFINED 7 - 200 - CREE INC COM 225447101 38 548 SH DEFINED 18 548 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CRESUD S A C I F Y A SPONSORED ADR 226406106 23 1,643 SH DEFINED 16 1,643 - - CREXUS INVT CORP COM 226553105 80 6,000 SH DEFINED 3 6,000 - - CROCS INC COM 227046109 32 3,700 SH DEFINED 1 3,700 - - CROCS INC COM 227046109 27 3,055 SH DEFINED 3 3,055 - - CROSS CTRY HEALTHCARE INC COM 227483104 465 46,000 SH DEFINED 4 - - 46,000 CROWN CASTLE INTL CORP COM 228227104 1,047 27,386 SH DEFINED 2 27,386 - - CROWN CASTLE INTL CORP COM 228227104 432 11,294 SH DEFINED 3 11,294 - - CROWN CASTLE INTL CORP COM 228227104 53 1,386 SH DEFINED 18 1,386 - - CROWN HOLDINGS INC COM 228368106 467 17,308 SH DEFINED 2 17,308 - - CROWN HOLDINGS INC COM 228368106 270 10,024 SH DEFINED 3 10,024 - - CROWN HOLDINGS INC COM 228368106 766 28,410 SH DEFINED 4 - 28,410 - CROWN HOLDINGS INC COM 228368106 12 450 SH DEFINED 5 450 - - CROWN HOLDINGS INC COM 228368106 24 900 SH DEFINED 14 900 - - CROWN HOLDINGS INC COM 228368106 7 246 SH DEFINED 18 246 - - CROWN MEDIA HLDGS INC CL A 228411104 4 2,000 SH DEFINED 3 2,000 - - CRUCELL N V SPONSORED ADR 228769105 41 2,000 SH DEFINED 3 2,000 - - CRYOLIFE INC COM 228903100 1 200 SH DEFINED 3 200 - - CUBIC CORP COM 229669106 181 5,018 SH DEFINED 2 5,018 - - CUBIC CORP COM 229669106 49 1,357 SH DEFINED 3 1,357 - - CUBIC CORP COM 229669106 14 384 SH DEFINED 18 384 - - CUBIST PHARMACEUTICALS COM 229678107 398 17,671 SH DEFINED 3 17,671 - - INC CULLEN FROST BANKERS INC COM 229899109 670 12,000 SH DEFINED 2 12,000 - - CULLEN FROST BANKERS INC COM 229899109 1,636 29,322 SH DEFINED 3 28,968 - 354 CULP INC COM 230215105 71 5,930 SH DEFINED 3 5,930 - - CUMMINS INC COM 231021106 56,852 917,700 SH DEFINED 1 917,700 - - CUMMINS INC COM 231021106 7,320 118,164 SH DEFINED 2 118,164 - - CUMMINS INC COM 231021106 1,024 16,529 SH DEFINED 3 16,079 - 450 CUMMINS INC COM 231021106 520 8,394 SH DEFINED 5 8,394 - - CUMMINS INC COM 231021106 628 10,140 SH DEFINED 7 - 10,140 - CUMMINS INC COM 231021106 14 227 SH DEFINED 8 22 205 - CUMMINS INC COM 231021106 867 14,000 SH DEFINED 15 14,000 - - CUMMINS INC COM 231021106 2 35 SH DEFINED 16 - 35 - CUMMINS INC COM 231021106 42 677 SH DEFINED 18 677 - - CUMMINS INC COM 231021106 257 4,152 SH DEFINED 4,152 - - CURIS INC COM 231269101 35 11,300 SH DEFINED 3 11,300 - - CURTISS WRIGHT CORP COM 231561101 47 1,356 SH DEFINED 3 1,356 - - CUSHING MLP TOTAL RETURN COM SHS 231631102 286 31,377 SH DEFINED 3 31,377 - - FD CUTERA INC COM 232109108 17 1,600 SH DEFINED 3 1,600 - - CYMER INC COM 232572107 1,000 26,800 SH DEFINED 1 26,800 - - CYMER INC COM 232572107 159 4,265 SH DEFINED 3 4,265 - - CYMER INC COM 232572107 14,457 387,579 SH DEFINED 4 - 308,389 79,190 CYMER INC COM 232572107 9 250 SH DEFINED 16 250 - - CYNOSURE INC CL A 232577205 6 500 SH DEFINED 3 500 - - CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 74 15,190 SH DEFINED 2 15,190 - - CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 98 20,000 SH DEFINED 13 20,000 - - CYPRESS SEMICONDUCTOR COM 232806109 7,259 629,600 SH DEFINED 1 629,600 - - CORP CYPRESS SEMICONDUCTOR COM 232806109 1,520 131,873 SH DEFINED 2 131,873 - - CORP CYPRESS SEMICONDUCTOR COM 232806109 39 3,405 SH DEFINED 3 3,405 - - CORP CYPRESS SEMICONDUCTOR COM 232806109 6 501 SH DEFINED 18 501 - - CORP CYTEC INDS INC COM 232820100 646 13,831 SH DEFINED 3 13,831 - - CYTEC INDS INC COM 232820100 104 2,234 SH DEFINED 4 - 2,234 - CYTEC INDS INC COM 232820100 4 78 SH DEFINED 18 78 - - DCA TOTAL RETURN FD COM 233066109 15 5,000 SH DEFINED 3 5,000 - - DCT INDUSTRIAL TRUST INC COM 233153105 122 23,266 SH DEFINED 2 23,266 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DCT INDUSTRIAL TRUST INC COM 233153105 7 1,428 SH DEFINED 3 1,428 - - DPL INC COM 233293109 551 20,252 SH DEFINED 2 20,252 - - DPL INC COM 233293109 1,395 51,316 SH DEFINED 3 51,316 - - DPL INC COM 233293109 82 3,010 SH DEFINED 5 3,010 - - DST SYS INC DEL COM 233326107 348 8,398 SH DEFINED 2 8,398 - - DST SYS INC DEL COM 233326107 452 10,909 SH DEFINED 3 10,909 - - DST SYS INC DEL COM 233326107 24 575 SH DEFINED 18 575 - - DTE ENERGY CO COM 233331107 4,139 92,810 SH DEFINED 2 92,810 - - DTE ENERGY CO COM 233331107 460 10,307 SH DEFINED 3 10,307 - - DTE ENERGY CO COM 233331107 67 1,500 SH DEFINED 5 1,500 - - DWS RREEF REAL ESTATE FD COM 233384106 14 3,000 SH DEFINED 3 3,000 - - INC DAKTRONICS INC COM 234264109 80 10,506 SH DEFINED 2 10,506 - - DAKTRONICS INC COM 234264109 102 13,400 SH DEFINED 3 13,400 - - DANA HOLDING CORP COM 235825205 81 6,800 SH DEFINED 1 6,800 - - DANA HOLDING CORP COM 235825205 2 200 SH DEFINED 3 200 - - DANAHER CORP DEL COM 235851102 10,491 131,280 SH DEFINED 2 131,280 - - DANAHER CORP DEL COM 235851102 1,543 19,311 SH DEFINED 3 19,023 - 288 DANAHER CORP DEL COM 235851102 311 3,896 SH DEFINED 5 3,896 - - DANAHER CORP DEL COM 235851102 7,369 92,215 SH DEFINED 6 92,215 - - DANAHER CORP DEL COM 235851102 180 2,250 SH DEFINED 7 - 2,250 - DANAHER CORP DEL COM 235851102 141 1,763 SH DEFINED 10 1,763 - - DANAHER CORP DEL COM 235851102 72 900 SH DEFINED 14 900 - - DANAHER CORP DEL COM 235851102 185 2,315 SH DEFINED 17 - - 2,315 DANAHER CORP DEL COM 235851102 382 4,780 SH DEFINED 18 4,780 - - DANAHER CORP DEL COM 235851102 359 4,493 SH DEFINED 177 - 4,316 DANAHER CORP DEL COM 235851102 232 2,900 SH SOLE 2,900 - - DANVERS BANCORP INC COM 236442109 124 9,000 SH DEFINED 3 9,000 - - DANVERS BANCORP INC COM 236442109 - 22 SH DEFINED 18 22 - - DARDEN RESTAURANTS INC COM 237194105 445 10,000 SH DEFINED 1 10,000 - - DARDEN RESTAURANTS INC COM 237194105 4,258 95,595 SH DEFINED 2 95,595 - - DARDEN RESTAURANTS INC COM 237194105 600 13,473 SH DEFINED 3 13,473 - - DARDEN RESTAURANTS INC COM 237194105 223 5,015 SH DEFINED 5 5,015 - - DARDEN RESTAURANTS INC COM 237194105 10,265 230,462 SH DEFINED 6 230,462 - - DARDEN RESTAURANTS INC COM 237194105 2 50 SH DEFINED 18 50 - - DARDEN RESTAURANTS INC COM 237194105 135 3,033 SH DEFINED 425 - 2,608 DARLING INTL INC COM 237266101 3 383 SH DEFINED 3 383 - - DARLING INTL INC COM 237266101 9 1,000 SH DEFINED 5 1,000 - - DARLING INTL INC COM 237266101 8 915 SH DEFINED 16 915 - - DATA I O CORP COM 237690102 57 12,400 SH DEFINED 3 12,400 - - DEALERTRACK HLDGS INC COM 242309102 6 366 SH DEFINED 18 366 - - DEAN FOODS CO NEW COM 242370104 1,273 81,123 SH DEFINED 2 81,123 - - DEAN FOODS CO NEW COM 242370104 46 2,958 SH DEFINED 3 2,958 - - DEAN FOODS CO NEW COM 242370104 1 76 SH DEFINED 18 76 - - DECKERS OUTDOOR CORP COM 243537107 97 700 SH DEFINED 1 700 - - DECKERS OUTDOOR CORP COM 243537107 496 3,594 SH DEFINED 3 3,594 - - DECKERS OUTDOOR CORP COM 243537107 29 210 SH DEFINED 5 210 - - DECKERS OUTDOOR CORP COM 243537107 7 50 SH DEFINED 18 50 - - DEERE & CO COM 244199105 54,400 914,900 SH DEFINED 1 914,900 - - DEERE & CO COM 244199105 13,415 225,617 SH DEFINED 2 225,617 - - DEERE & CO COM 244199105 6,479 108,964 SH DEFINED 3 108,185 - 779 DEERE & CO COM 244199105 4,911 82,595 SH DEFINED 4 - 36,210 46,385 DEERE & CO COM 244199105 1,747 29,384 SH DEFINED 5 29,384 - - DEERE & CO COM 244199105 5,665 95,271 SH DEFINED 7 - 95,271 - DEERE & CO COM 244199105 223 3,745 SH DEFINED 8 310 3,435 - DEERE & CO COM 244199105 21 360 SH DEFINED 9 360 - - DEERE & CO COM 244199105 118 1,988 SH DEFINED 10 1,988 - - DEERE & CO COM 244199105 54 900 SH DEFINED 14 900 - - DEERE & CO COM 244199105 26 430 SH DEFINED 15 430 - - DEERE & CO COM 244199105 156 2,625 SH DEFINED 16 2,625 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DEERE & CO COM 244199105 119 2,000 SH DEFINED 17 - - 2,000 DEERE & CO COM 244199105 3,132 52,678 SH DEFINED 18 52,678 - - DEERE & CO COM 244199105 3 55 SH DEFINED 5;1 55 - - DEERE & CO COM 244199105 201 3,376 SH DEFINED 163 - 3,213 DEERE & CO COM 244199105 192 3,225 SH SOLE 3,225 - - DEJOUR ENTERPRISES LTD COM NEW 244866208 3 6,000 SH DEFINED 5 6,000 - - DEJOUR ENTERPRISES LTD COM NEW 244866208 2 5,000 SH DEFINED 16 5,000 - - DELAWARE INVTS DIV & COM 245915103 19 2,500 SH DEFINED 3 2,500 - - INCOME DELAWARE ENHANCED GBL COM 246060107 635 51,946 SH DEFINED 3 51,946 - - DIV & DELAWAR INVTS AZ MUN COM 246100101 11 925 SH DEFINED 3 925 - - INCOME DELEK US HLDGS INC COM 246647101 3 478 SH DEFINED 3 478 - - DELPHI FINL GROUP INC CL A 247131105 56 2,215 SH DEFINED 3 2,215 - - DELPHI FINL GROUP INC CL A 247131105 2,709 107,680 SH DEFINED 4 - 54,880 52,800 DELPHI FINL GROUP INC CL A 247131105 356 14,149 SH DEFINED 5 14,149 - - DELPHI FINL GROUP INC CL A 247131105 9 375 SH DEFINED 8 375 - - DELPHI FINL GROUP INC CL A 247131105 10 413 SH DEFINED 18 413 - - DELTA AIR LINES INC DEL COM NEW 247361702 1,459 100,000 PUT DEFINED 3 100,000 - - DELTA AIR LINES INC DEL COM NEW 247361702 1,965 134,694 SH DEFINED 3 134,694 - - DELTA AIR LINES INC DEL COM NEW 247361702 73 5,000 SH DEFINED 15 5,000 - - DELTA AIR LINES INC DEL COM NEW 247361702 136 9,316 SH DEFINED 18 9,316 - - DELTA AIR LINES INC DEL COM NEW 247361702 265 18,173 SH DEFINED 964 - 17,209 DELTA APPAREL INC COM 247368103 19 1,200 SH DEFINED 3 1,200 - - DELTA APPAREL INC COM 247368103 933 59,830 SH DEFINED 4 - 4,730 55,100 DELTA NAT GAS INC COM 247748106 267 9,000 SH DEFINED 4 - - 9,000 DELTIC TIMBER CORP COM 247850100 415 9,414 SH DEFINED 2 9,414 - - DELTA PETE CORP COM NEW 247907207 2 1,314 SH DEFINED 2 1,314 - - DELTA PETE CORP COM NEW 247907207 5 3,750 SH DEFINED 3 3,750 - - DELTA PETE CORP COM NEW 247907207 2 1,175 SH DEFINED 7 - 1,175 - DELTA PETE CORP COM NEW 247907207 - 265 SH DEFINED 8 - 265 - DENBURY RES INC COM NEW 247916208 1,731 102,598 SH DEFINED 2 102,598 - - DENBURY RES INC COM NEW 247916208 1,955 115,894 SH DEFINED 3 115,894 - - DENBURY RES INC COM NEW 247916208 110 6,510 SH DEFINED 5 6,510 - - DENBURY RES INC COM NEW 247916208 6 332 SH DEFINED 18 332 - - DENBURY RES INC COM NEW 247916208 88 5,231 SH DEFINED 5,231 - - DELUXE CORP COM 248019101 37 1,923 SH DEFINED 2 1,923 - - DELUXE CORP COM 248019101 876 45,093 SH DEFINED 3 44,661 - 432 DELUXE CORP COM 248019101 9 450 SH DEFINED 18 450 - - DENISON MINES CORP COM 248356107 246 168,157 SH DEFINED 5 168,157 - - DENISON MINES CORP COM 248356107 8 5,408 SH DEFINED 8 5,408 - - DENISON MINES CORP COM 248356107 36 24,320 SH DEFINED 16 24,320 - - DENISON MINES CORP COM 248356107 5 3,100 SH SOLE 3,100 - - DENTSPLY INTL INC NEW COM 249030107 3,204 91,871 SH DEFINED 2 91,871 - - DENTSPLY INTL INC NEW COM 249030107 140 4,012 SH DEFINED 3 4,012 - - DENTSPLY INTL INC NEW COM 249030107 9 260 SH DEFINED 5 260 - - DENTSPLY INTL INC NEW COM 249030107 6 178 SH DEFINED 18 178 - - DENTSPLY INTL INC NEW COM 249030107 1 18 SH DEFINED 18 - - DESCARTES SYS GROUP INC COM 249906108 22 3,450 SH DEFINED 3 3,450 - - DESCARTES SYS GROUP INC COM 249906108 3,181 493,869 SH DEFINED 5 493,869 - - DESCARTES SYS GROUP INC COM 249906108 65 10,044 SH DEFINED 8 10,044 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 561 41,574 SH DEFINED 3 41,574 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 160 11,865 SH DEFINED 5 11,865 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 16 1,200 SH DEFINED 8 1,200 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 27 2,000 SH DEFINED 13 2,000 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 38 2,782 SH DEFINED 16 2,782 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 637 47,195 SH DEFINED 18 47,195 - - DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 42 3,097 SH DEFINED 3,097 - - DEVELOPERS DIVERSIFIED COM 251591103 58 4,794 SH DEFINED 3 4,794 - - RLTY
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DEVELOPERS DIVERSIFIED COM 251591103 170 14,000 SH DEFINED 5 14,000 - - RLTY DEVRY INC DEL COM 251893103 13,288 203,800 SH DEFINED 1 203,800 - - DEVRY INC DEL COM 251893103 2,183 33,489 SH DEFINED 2 33,489 - - DEVRY INC DEL COM 251893103 1,073 16,450 SH DEFINED 3 16,353 - 97 DEVRY INC DEL COM 251893103 1,424 21,839 SH DEFINED 5 21,839 - - DEVRY INC DEL COM 251893103 87 1,336 SH DEFINED 8 1,336 - - DEVRY INC DEL COM 251893103 3 42 SH DEFINED 18 42 - - DEVRY INC DEL COM 251893103 142 2,175 SH DEFINED - - 2,175 DEXCOM INC COM 252131107 32 3,335 SH DEFINED 2 3,335 - - DIAMOND FOODS INC COM 252603105 3 67 SH DEFINED 3 67 - - DIAMONDROCK HOSPITALITY COM 252784301 - - SH DEFINED 3 - - - CO DIAMONDROCK HOSPITALITY COM 252784301 1 74 SH DEFINED 18 74 - - CO DICKS SPORTING GOODS INC COM 253393102 638 24,416 SH DEFINED 2 24,416 - - DICKS SPORTING GOODS INC COM 253393102 726 27,800 SH DEFINED 3 27,800 - - DIEBOLD INC COM 253651103 728 22,910 SH DEFINED 3 22,910 - - DIGI INTL INC COM 253798102 798 75,000 SH DEFINED 4 - - 75,000 DIGI INTL INC COM 253798102 9 852 SH DEFINED 18 852 - - DIGIRAD CORP COM 253827109 19 9,288 SH DEFINED 3 9,288 - - DIGITAL RLTY TR INC COM 253868103 6,260 115,500 SH DEFINED 1 115,500 - - DIGITAL RLTY TR INC COM 253868103 1,615 29,797 SH DEFINED 2 29,797 - - DIGITAL RLTY TR INC COM 253868103 1,123 20,728 SH DEFINED 3 20,158 - 570 DIGITAL RLTY TR INC COM 253868103 5,032 92,845 SH DEFINED 4 - 33,695 59,150 DIGITAL RLTY TR INC COM 253868103 38 700 SH DEFINED 5 700 - - DIGITAL RLTY TR INC COM 253868103 33 615 SH DEFINED 18 615 - - DIME CMNTY BANCSHARES COM 253922108 103 8,184 SH DEFINED 2 8,184 - - DIME CMNTY BANCSHARES COM 253922108 11 874 SH DEFINED 3 874 - - DILLARDS INC CL A 254067101 57 2,400 SH DEFINED 1 2,400 - - DINEEQUITY INC COM 254423106 12 300 SH DEFINED 3 300 - - DIODES INC COM 254543101 1,039 46,400 SH DEFINED 1 46,400 - - DIODES INC COM 254543101 51 2,271 SH DEFINED 3 2,271 - - DIODES INC COM 254543101 11,441 510,780 SH DEFINED 4 - 406,155 104,625 DIONEX CORP COM 254546104 254 3,400 SH DEFINED 3 3,400 - - DISNEY WALT CO COM DISNEY 254687106 67,366 1,929,700 SH DEFINED 1 1,929,700 - - DISNEY WALT CO COM DISNEY 254687106 43,040 1,232,888 SH DEFINED 2 1,232,888 - - DISNEY WALT CO COM DISNEY 254687106 8,717 249,707 SH DEFINED 3 247,607 - 2,100 DISNEY WALT CO COM DISNEY 254687106 11,831 338,910 SH DEFINED 4 - 140,600 198,310 DISNEY WALT CO COM DISNEY 254687106 18,967 543,309 SH DEFINED 5 543,309 - - DISNEY WALT CO COM DISNEY 254687106 1,381 39,554 SH DEFINED 7 - 39,554 - DISNEY WALT CO COM DISNEY 254687106 642 18,381 SH DEFINED 8 16,201 2,180 - DISNEY WALT CO COM DISNEY 254687106 13 381 SH DEFINED 9 381 - - DISNEY WALT CO COM DISNEY 254687106 437 12,519 SH DEFINED 10 12,519 - - DISNEY WALT CO COM DISNEY 254687106 244 7,000 SH DEFINED 11 7,000 - - DISNEY WALT CO COM DISNEY 254687106 255 7,300 SH DEFINED 14 7,300 - - DISNEY WALT CO COM DISNEY 254687106 42 1,200 SH DEFINED 15 1,200 - - DISNEY WALT CO COM DISNEY 254687106 19 540 SH DEFINED 16 - 540 - DISNEY WALT CO COM DISNEY 254687106 192 5,490 SH DEFINED 17 - - 5,490 DISNEY WALT CO COM DISNEY 254687106 898 25,733 SH DEFINED 18 25,733 - - DISNEY WALT CO COM DISNEY 254687106 83 2,391 SH DEFINED 2,391 - - DISNEY WALT CO COM DISNEY 254687106 1,582 45,326 SH SOLE 45,326 - - DISCOVER FINL SVCS COM 254709108 4,637 311,200 SH DEFINED 1 311,200 - - DISCOVER FINL SVCS COM 254709108 3,878 260,263 SH DEFINED 2 260,263 - - DISCOVER FINL SVCS COM 254709108 131 8,815 SH DEFINED 3 8,815 - - DISCOVER FINL SVCS COM 254709108 20 1,365 SH DEFINED 5 1,365 - - DISCOVER FINL SVCS COM 254709108 2 156 SH DEFINED 18 156 - - DIVX INC COM 255413106 7,838 1,094,739 SH DEFINED 4 - 435,913 658,826 DIXIE GROUP INC CL A 255519100 277 56,000 SH DEFINED 4 - - 56,000 DR REDDYS LABS LTD ADR 256135203 130 4,599 SH DEFINED 3 4,599 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DR REDDYS LABS LTD ADR 256135203 8 300 SH DEFINED 5 300 - - DR REDDYS LABS LTD ADR 256135203 51 1,809 SH DEFINED 18 1,809 - - DOLLAR GEN CORP NEW COM 256677105 78 3,076 SH DEFINED 2 3,076 - - DOLLAR GEN CORP NEW COM 256677105 10 391 SH DEFINED 3 391 - - DOLLAR THRIFTY COM 256743105 4 110 SH DEFINED 2 110 - - AUTOMOTIVE GP DOLLAR THRIFTY COM 256743105 101 3,149 SH DEFINED 3 3,149 - - AUTOMOTIVE GP DOLLAR THRIFTY COM 256743105 3 84 SH DEFINED 18 84 - - AUTOMOTIVE GP DOLLAR TREE INC COM 256746108 6,585 111,200 SH DEFINED 1 111,200 - - DOLLAR TREE INC COM 256746108 1,674 28,274 SH DEFINED 3 28,274 - - DOLLAR TREE INC COM 256746108 829 14,003 SH DEFINED 5 14,003 - - DOLLAR TREE INC COM 256746108 71 1,192 SH DEFINED 8 1,192 - - DOLLAR TREE INC COM 256746108 1 21 SH DEFINED 15 21 - - DOLLAR TREE INC COM 256746108 4 60 SH DEFINED 16 - 60 - DOLLAR TREE INC COM 256746108 6 105 SH DEFINED 18 105 - - DOMTAR CORP COM NEW 257559203 24,173 375,300 SH DEFINED 1 375,300 - - DOMTAR CORP COM NEW 257559203 685 10,637 SH DEFINED 3 10,137 - 500 DOMTAR CORP COM NEW 257559203 6,348 98,563 SH DEFINED 5 98,563 - - DOMTAR CORP COM NEW 257559203 656 10,180 SH DEFINED 7 - 10,180 - DOMTAR CORP COM NEW 257559203 73 1,126 SH DEFINED 8 1,106 20 - DOMTAR CORP COM NEW 257559203 4 65 SH DEFINED 65 - - DONALDSON INC COM 257651109 1,037 22,977 SH DEFINED 3 22,977 - - DONALDSON INC COM 257651109 885 19,620 SH DEFINED 4 - 3,100 16,520 DONALDSON INC COM 257651109 14 300 SH DEFINED 16 300 - - DONEGAL GROUP INC CL A 257701201 17 1,189 SH DEFINED 3 1,189 - - DONEGAL GROUP INC CL A 257701201 635 43,777 SH DEFINED 4 - - 43,777 DONEGAL GROUP INC CL B 257701300 - 2 SH DEFINED 3 2 - - DONEGAL GROUP INC CL B 257701300 221 12,444 SH DEFINED 4 - - 12,444 DONNELLEY R R & SONS CO COM 257867101 2,274 106,504 SH DEFINED 2 106,504 - - DONNELLEY R R & SONS CO COM 257867101 313 14,658 SH DEFINED 3 14,658 - - DONNELLEY R R & SONS CO COM 257867101 41 1,923 SH DEFINED 5 1,923 - - DONNELLEY R R & SONS CO COM 257867101 4 180 SH DEFINED 18 180 - - DORMAN PRODUCTS INC COM 258278100 684 36,000 SH DEFINED 4 - - 36,000 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 2 510 SH DEFINED 3 510 - - DOUBLE-TAKE SOFTWARE INC COM 258598101 4 400 SH DEFINED 3 400 - - DOVER CORP COM 260003108 4,777 102,179 SH DEFINED 2 102,179 - - DOVER CORP COM 260003108 1,830 39,152 SH DEFINED 3 37,852 - 1,300 DOVER CORP COM 260003108 49 1,043 SH DEFINED 5 1,043 - - DOVER CORP COM 260003108 4 87 SH DEFINED 15 87 - - DOVER CORP COM 260003108 1,024 21,900 SH DEFINED 18 21,900 - - DOVER CORP COM 260003108 123 2,641 SH DEFINED 185 - 2,456 DOW 30SM ENHANCED PREM & COM 260537105 50 4,664 SH DEFINED 3 4,664 - - INC DOW 30SM ENHANCED PREM & COM 260537105 57 5,400 SH DEFINED 18 5,400 - - INC DOW CHEM CO COM 260543103 59,258 2,004,000 SH DEFINED 1 2,004,000 - - DOW CHEM CO COM 260543103 12,546 424,268 SH DEFINED 3 420,749 - 3,519 DOW CHEM CO COM 260543103 1,032 34,902 SH DEFINED 5 34,902 - - DOW CHEM CO COM 260543103 512 17,330 SH DEFINED 7 - 17,330 - DOW CHEM CO COM 260543103 95 3,210 SH DEFINED 8 2,720 490 - DOW CHEM CO COM 260543103 41 1,385 SH DEFINED 9 1,385 - - DOW CHEM CO COM 260543103 182 6,165 SH DEFINED 10 6,165 - - DOW CHEM CO COM 260543103 238 8,038 SH DEFINED 11 8,038 - - DOW CHEM CO COM 260543103 102 3,465 SH DEFINED 15 3,465 - - DOW CHEM CO COM 260543103 47 1,600 SH DEFINED 16 1,600 - - DOW CHEM CO COM 260543103 563 19,026 SH DEFINED 18 19,026 - - DOW CHEM CO COM 260543103 5,008 169,359 SH DEFINED 5;1 169,359 - - DOW CHEM CO COM 260543103 82 2,764 SH DEFINED 2,764 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DOW CHEM CO COM 260543103 11 375 SH SOLE 375 - - DOW 30 PREMIUM & DIV INC COM 260582101 70 4,762 SH DEFINED 3 4,762 - - FD DRESS BARN INC COM 261570105 68 2,600 SH DEFINED 1 2,600 - - DRESS BARN INC COM 261570105 372 14,244 SH DEFINED 2 14,244 - - DRESS BARN INC COM 261570105 23 890 SH DEFINED 3 890 - - DRESS BARN INC COM 261570105 2,864 109,550 SH DEFINED 4 - 60,350 49,200 DRESS BARN INC COM 261570105 4 156 SH DEFINED 5 156 - - DRESS BARN INC COM 261570105 52 2,000 SH DEFINED 8 2,000 - - DRESSER-RAND GROUP INC COM 261608103 70 2,225 SH DEFINED 2 2,225 - - DRESSER-RAND GROUP INC COM 261608103 84 2,669 SH DEFINED 3 2,669 - - DRESSER-RAND GROUP INC COM 261608103 325 10,350 SH DEFINED 4 - 10,350 - DREYFUS STRATEGIC MUNS COM 261932107 151 17,734 SH DEFINED 3 17,734 - - INC DRIL-QUIP INC COM 262037104 1,089 17,900 SH DEFINED 4 - 2,800 15,100 DRIL-QUIP INC COM 262037104 9 150 SH DEFINED 18 150 - - DRUGSTORE COM INC COM 262241102 48 13,500 SH DEFINED 3 13,500 - - DU PONT E I DE NEMOURS & COM 263534109 11,213 301,100 SH DEFINED 1 301,100 - - CO DU PONT E I DE NEMOURS & COM 263534109 11,999 322,220 SH DEFINED 2 322,220 - - CO DU PONT E I DE NEMOURS & COM 263534109 15,178 407,567 SH DEFINED 3 403,426 - 4,141 CO DU PONT E I DE NEMOURS & COM 263534109 3,211 86,213 SH DEFINED 5 86,213 - - CO DU PONT E I DE NEMOURS & COM 263534109 1,150 30,873 SH DEFINED 7 - 30,873 - CO DU PONT E I DE NEMOURS & COM 263534109 156 4,182 SH DEFINED 8 812 3,370 - CO DU PONT E I DE NEMOURS & COM 263534109 76 2,052 SH DEFINED 14 2,052 - - CO DU PONT E I DE NEMOURS & COM 263534109 503 13,495 SH DEFINED 15 13,495 - - CO DU PONT E I DE NEMOURS & COM 263534109 89 2,390 SH DEFINED 16 1,745 645 - CO DU PONT E I DE NEMOURS & COM 263534109 268 7,200 SH DEFINED 17 - - 7,200 CO DU PONT E I DE NEMOURS & COM 263534109 998 26,809 SH DEFINED 18 26,809 - - CO DU PONT E I DE NEMOURS & COM 263534109 687 18,435 SH DEFINED 5,480 12,955 - CO DU PONT E I DE NEMOURS & COM 263534109 145 3,900 SH SOLE 3,900 - - CO DUCKWALL-ALCO STORES INC COM 264142100 254 17,500 SH DEFINED 4 - - 17,500 NEW DUCOMMUN INC DEL COM 264147109 7,269 345,958 SH DEFINED 3 345,958 - - DUCOMMUN INC DEL COM 264147109 609 29,000 SH DEFINED 4 - - 29,000 DUKE REALTY CORP COM NEW 264411505 1,071 86,350 SH DEFINED 3 86,350 - - DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 1 22 SH DEFINED 2 22 - - DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 1,058 39,073 SH DEFINED 3 39,073 - - DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 17 600 SH DEFINED 3 600 - - DYCOM INDS INC COM 267475101 22 2,554 SH DEFINED 2 2,554 - - DYNAMIC MATLS CORP COM 267888105 113 7,232 SH DEFINED 2 7,232 - - DYNAMIC MATLS CORP COM 267888105 4 247 SH DEFINED 5 247 - - DYNAMICS RESH CORP COM 268057106 841 74,598 SH DEFINED 4 - - 74,598 EDCI HLDGS INC COM 268315108 1 350 SH DEFINED 3 350 - - E M C CORP MASS COM 268648102 83,199 4,611,900 SH DEFINED 1 4,611,900 - - E M C CORP MASS COM 268648102 21,539 1,193,985 SH DEFINED 2 1,193,985 - - E M C CORP MASS COM 268648102 40,792 2,261,173 SH DEFINED 3 2,254,440 - 6,733 E M C CORP MASS COM 268648102 2,058 114,054 SH DEFINED 4 - 100,965 13,089
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- E M C CORP MASS COM 268648102 15,501 859,270 SH DEFINED 5 859,270 - - E M C CORP MASS COM 268648102 1,442 79,955 SH DEFINED 7 - 79,955 - E M C CORP MASS COM 268648102 710 39,384 SH DEFINED 8 36,539 2,845 - E M C CORP MASS COM 268648102 21 1,155 SH DEFINED 9 1,155 - - E M C CORP MASS COM 268648102 573 31,738 SH DEFINED 10 31,738 - - E M C CORP MASS COM 268648102 271 15,000 SH DEFINED 11 15,000 - - E M C CORP MASS COM 268648102 155 8,600 SH DEFINED 14 8,600 - - E M C CORP MASS COM 268648102 182 10,084 SH DEFINED 15 10,084 - - E M C CORP MASS COM 268648102 108 5,997 SH DEFINED 16 5,997 - - E M C CORP MASS COM 268648102 115 6,375 SH DEFINED 17 - - 6,375 E M C CORP MASS COM 268648102 218 12,094 SH DEFINED 18 12,094 - - E M C CORP MASS COM 268648102 9,074 503,003 SH DEFINED 5;1 503,003 - - E M C CORP MASS COM 268648102 640 35,459 SH DEFINED 35,459 - - E M C CORP MASS COM 268648102 167 9,275 SH SOLE 9,275 - - EMC INS GROUP INC COM 268664109 166 7,382 SH DEFINED 3 7,382 - - EMC INS GROUP INC COM 268664109 698 31,000 SH DEFINED 4 - - 31,000 EAGLE BANCORP INC MD COM 268948106 56 4,721 SH DEFINED 3 4,721 - - E TRADE FINANCIAL CORP COM 269246104 1,313 794,848 SH DEFINED 2 794,848 - - E TRADE FINANCIAL CORP COM 269246104 65 39,585 SH DEFINED 3 39,585 - - E TRADE FINANCIAL CORP COM 269246104 10 6,000 SH DEFINED 5 6,000 - - E TRADE FINANCIAL CORP COM 269246104 44 26,345 SH DEFINED 16 26,345 - - E TRADE FINANCIAL CORP COM 269246104 1 310 SH DEFINED 18 310 - - EXCO RESOURCES INC COM 269279402 5,271 286,800 SH DEFINED 1 286,800 - - EXCO RESOURCES INC COM 269279402 10 550 SH DEFINED 3 550 - - EXCO RESOURCES INC COM 269279402 2 88 SH DEFINED 16 88 - - EAGLE CAP GROWTH FD INC COM 269451100 2 264 SH DEFINED 3 264 - - EARTHLINK INC COM 270321102 241 28,276 SH DEFINED 2 28,276 - - EARTHLINK INC COM 270321102 5 575 SH DEFINED 3 575 - - EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 105 4,500 SH DEFINED 3 4,500 - - EASTERN CO COM 276317104 199 14,700 SH DEFINED 4 - - 14,700 EASTERN INS HLDGS INC COM 276534104 22 2,174 SH DEFINED 3 2,174 - - EASTMAN CHEM CO COM 277432100 2,144 33,668 SH DEFINED 2 33,668 - - EASTMAN CHEM CO COM 277432100 1,104 17,341 SH DEFINED 3 17,121 - 220 EASTMAN CHEM CO COM 277432100 7 112 SH DEFINED 7 - 112 - EASTMAN CHEM CO COM 277432100 223 3,506 SH DEFINED 18 3,506 - - EASTMAN CHEM CO COM 277432100 299 4,700 SH DEFINED 4,700 - - EASTMAN KODAK CO COM 277461109 811 140,075 SH DEFINED 2 140,075 - - EASTMAN KODAK CO COM 277461109 1,448 250,166 SH DEFINED 3 250,099 - 67 EASTMAN KODAK CO COM 277461109 - 5 SH DEFINED 5 5 - - EASTMAN KODAK CO COM 277461109 9 1,600 SH DEFINED 14 1,600 - - EASTMAN KODAK CO COM 277461109 2 300 SH DEFINED 15 300 - - EASTMAN KODAK CO COM 277461109 19 3,200 SH DEFINED 16 3,200 - - EASTMAN KODAK CO COM 277461109 14 2,350 SH DEFINED 2,000 - 350 EATON CORP COM 278058102 6,016 79,404 SH DEFINED 2 79,404 - - EATON CORP COM 278058102 688 9,085 SH DEFINED 3 9,085 - - EATON CORP COM 278058102 54 716 SH DEFINED 5 716 - - EATON CORP COM 278058102 16 212 SH DEFINED 8 212 - - EATON CORP COM 278058102 327 4,311 SH DEFINED 18 4,311 - - EATON CORP COM 278058102 321 4,243 SH DEFINED 4,243 - - EATON VANCE CORP COM NON VTG 278265103 1,590 47,396 SH DEFINED 3 47,396 - - EATON VANCE CORP COM NON VTG 278265103 657 19,600 SH DEFINED 4 - 3,100 16,500 EATON VANCE CORP COM NON VTG 278265103 252 7,500 SH DEFINED 5 7,500 - - EATON VANCE CORP COM NON VTG 278265103 14 404 SH DEFINED 15 404 - - EATON VANCE CORP COM NON VTG 278265103 10 300 SH DEFINED 16 300 - - EATON VANCE CORP COM NON VTG 278265103 10 285 SH DEFINED 18 285 - - EATON VANCE ENHANCED EQ COM 278274105 98 6,982 SH DEFINED 3 5,982 - 1,000 INC EATON VANCE ENH EQTY INC COM 278277108 254 18,678 SH DEFINED 3 18,678 - - FD EATON VANCE ENH EQTY INC COM 278277108 34 2,500 SH DEFINED 16 2,500 - - FD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- EATON VANCE FLTING RATE COM 278279104 2,150 136,352 SH DEFINED 3 136,352 - - INC EATON VANCE FLTING RATE COM 278279104 182 11,550 SH DEFINED 18 11,550 - - INC EBAY INC COM 278642103 1,079 40,000 SH DEFINED 1 40,000 - - EBAY INC COM 278642103 18,965 703,240 SH DEFINED 2 703,240 - - EBAY INC COM 278642103 6,865 254,556 SH DEFINED 3 248,981 - 5,575 EBAY INC COM 278642103 1,238 45,920 SH DEFINED 5 45,920 - - EBAY INC COM 278642103 2,990 110,880 SH DEFINED 7 - 110,880 - EBAY INC COM 278642103 129 4,775 SH DEFINED 8 300 4,475 - EBAY INC COM 278642103 797 29,571 SH DEFINED 10 29,571 - - EBAY INC COM 278642103 67 2,500 SH DEFINED 13 2,500 - - EBAY INC COM 278642103 270 10,000 SH DEFINED 14 10,000 - - EBAY INC COM 278642103 49 1,835 SH DEFINED 15 1,835 - - EBAY INC COM 278642103 1,691 62,720 SH DEFINED 16 62,720 - - EBAY INC COM 278642103 136 5,055 SH DEFINED 17 - - 5,055 EBAY INC COM 278642103 402 14,895 SH DEFINED 18 14,895 - - EBAY INC COM 278642103 51 1,883 SH DEFINED 1,883 - - EBAY INC COM 278642103 237 8,795 SH SOLE 8,795 - - EBIX INC COM NEW 278715206 20 1,263 SH DEFINED 2 1,263 - - EBIX INC COM NEW 278715206 95 5,968 SH DEFINED 3 5,968 - - EBIX INC COM NEW 278715206 13 800 SH DEFINED 8 800 - - ECHOSTAR CORP CL A 278768106 2 101 SH DEFINED 3 101 - - ECLIPSYS CORP COM 278856109 215 10,812 SH DEFINED 2 10,812 - - ECLIPSYS CORP COM 278856109 41 2,085 SH DEFINED 18 2,085 - - ECOLAB INC COM 278865100 5,226 118,905 SH DEFINED 2 118,905 - - ECOLAB INC COM 278865100 2,222 50,557 SH DEFINED 3 50,457 - 100 ECOLAB INC COM 278865100 58 1,323 SH DEFINED 5 1,323 - - ECOLAB INC COM 278865100 178 4,045 SH DEFINED 7 - 4,045 - ECOLAB INC COM 278865100 5 105 SH DEFINED 8 - 105 - ECOLAB INC COM 278865100 249 5,671 SH DEFINED 10 5,671 - - ECOLAB INC COM 278865100 10 235 SH DEFINED 15 235 - - ECOLAB INC COM 278865100 33 750 SH DEFINED 17 - - 750 ECOLAB INC COM 278865100 80 1,814 SH DEFINED 18 1,814 - - ECOLAB INC COM 278865100 87 1,980 SH DEFINED 500 - 1,480 ECOLAB INC COM 278865100 925 21,047 SH SOLE 21,047 - - ECOLOGY & ENVIRONMENT INC CL A 278878103 104 7,425 SH DEFINED 3 7,425 - - ECOLOGY & ENVIRONMENT INC CL A 278878103 167 11,880 SH DEFINED 4 - - 11,880 ECOPETROL S A SPONSORED ADS 279158109 22 790 SH DEFINED 3 790 - - EDGAR ONLINE INC COM 279765101 2 1,000 SH DEFINED 1,000 - - EDGEWATER TECHNOLOGY INC COM 280358102 272 85,000 SH DEFINED 4 - - 85,000 EDISON INTL COM 281020107 5,573 163,088 SH DEFINED 2 163,088 - - EDISON INTL COM 281020107 884 25,876 SH DEFINED 3 25,876 - - EDISON INTL COM 281020107 1,242 36,358 SH DEFINED 5 36,358 - - EDISON INTL COM 281020107 55 1,610 SH DEFINED 8 1,610 - - EDISON INTL COM 281020107 5 160 SH DEFINED 14 160 - - EDISON INTL COM 281020107 11 335 SH DEFINED 18 335 - - EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 367 9,900 PRN DEFINED 3 9,900 - - EL PASO PIPELINE COM UNIT LPI 283702108 3,366 120,700 SH DEFINED 3 120,700 - - PARTNERS L EL PASO PIPELINE COM UNIT LPI 283702108 84 3,000 SH DEFINED 18 3,000 - - PARTNERS L ELAN PLC ADR 284131208 2,693 355,333 SH DEFINED 3 355,333 - - ELAN PLC ADR 284131208 3 385 SH DEFINED 5 385 - - ELAN PLC ADR 284131208 18 2,390 SH DEFINED 16 2,390 - - ELAN PLC ADR 284131208 19 2,466 SH DEFINED 18 2,466 - - ELAN PLC ADR 284131208 2 312 SH DEFINED - - 312 ELDORADO GOLD CORP NEW COM 284902103 112,930 9,348,528 SH DEFINED 1 9,348,528 - - ELDORADO GOLD CORP NEW COM 284902103 1,142 94,499 SH DEFINED 3 94,499 - - ELDORADO GOLD CORP NEW COM 284902103 366 30,300 CALL DEFINED 5 30,300 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ELDORADO GOLD CORP NEW COM 284902103 53 4,400 PUT DEFINED 5 4,400 - - ELDORADO GOLD CORP NEW COM 284902103 578 47,886 SH DEFINED 5 47,886 - - ELDORADO GOLD CORP NEW COM 284902103 29,998 2,483,258 SH DEFINED 6 2,483,258 - - ELDORADO GOLD CORP NEW COM 284902103 1,026 84,921 SH DEFINED 7 - 84,921 - ELDORADO GOLD CORP NEW COM 284902103 145 11,965 SH DEFINED 8 9,595 2,370 - ELDORADO GOLD CORP NEW COM 284902103 117 9,700 SH DEFINED 9 9,700 - - ELDORADO GOLD CORP NEW COM 284902103 8 700 SH DEFINED 15 700 - - ELDORADO GOLD CORP NEW COM 284902103 604 50,024 SH DEFINED 16 50,024 - - ELDORADO GOLD CORP NEW COM 284902103 5 385 SH DEFINED 5;1 385 - - ELDORADO GOLD CORP NEW COM 284902103 99 8,225 SH DEFINED 8,225 - - ELDORADO GOLD CORP NEW COM 284902103 30,328 2,510,600 SH SOLE 2,510,600 - - ELECTRO OPTICAL SCIENCES COM 285192100 234 31,500 SH DEFINED 2 31,500 - - INC ELECTRO OPTICAL SCIENCES COM 285192100 157 21,200 SH DEFINED 21,200 - - INC ELECTRO RENT CORP COM 285218103 604 46,000 SH DEFINED 4 - - 46,000 ELECTRO SCIENTIFIC INDS COM 285229100 4 299 SH DEFINED 2 299 - - ELECTRO SCIENTIFIC INDS COM 285229100 500 39,000 SH DEFINED 4 - - 39,000 ELECTRONIC ARTS INC COM 285512109 2,883 154,521 SH DEFINED 2 154,521 - - ELECTRONIC ARTS INC COM 285512109 865 46,356 SH DEFINED 3 46,356 - - ELECTRONIC ARTS INC COM 285512109 179 9,577 SH DEFINED 5 9,577 - - ELECTRONIC ARTS INC COM 285512109 131 7,000 SH DEFINED 15 7,000 - - ELECTRONIC ARTS INC COM 285512109 4 210 SH DEFINED 18 210 - - ELECTRONIC ARTS INC COM 285512109 1 27 SH SOLE 27 - - ELECTRONICS FOR IMAGING COM 286082102 307 26,428 SH DEFINED 2 26,428 - - INC ELECTRONICS FOR IMAGING COM 286082102 1 100 SH DEFINED 3 100 - - INC ELLIS PERRY INTL INC COM 288853104 53 2,338 SH DEFINED 3 2,338 - - ELLIS PERRY INTL INC COM 288853104 961 42,350 SH DEFINED 4 - - 42,350 ELLSWORTH FUND LTD COM 289074106 66 9,700 SH DEFINED 3 9,700 - - ELOYALTY CORP COM NEW 290151307 24 4,233 SH DEFINED 3 4,233 - - EMCORE CORP COM 290846104 216 178,122 SH DEFINED 3 178,122 - - EMCORE CORP COM 290846104 - 200 SH DEFINED 8 200 - - EMERGING MKTS TELECOMNC COM 290890102 151 8,853 SH DEFINED 3 8,448 - 405 FD N EMERGING MKTS TELECOMNC COM 290890102 37 2,200 SH DEFINED 5 2,200 - - FD N EMERITUS CORP COM 291005106 2,806 137,867 SH DEFINED 3 137,867 - - EMERSON ELEC CO COM 291011104 11,578 230,000 SH DEFINED 1 230,000 - - EMERSON ELEC CO COM 291011104 20,597 409,158 SH DEFINED 2 409,158 - - EMERSON ELEC CO COM 291011104 17,408 345,805 SH DEFINED 3 335,485 - 10,320 EMERSON ELEC CO COM 291011104 3,573 70,982 SH DEFINED 5 70,982 - - EMERSON ELEC CO COM 291011104 45,575 905,337 SH DEFINED 6 905,337 - - EMERSON ELEC CO COM 291011104 3,809 75,662 SH DEFINED 7 - 75,662 - EMERSON ELEC CO COM 291011104 575 11,414 SH DEFINED 8 8,680 2,734 - EMERSON ELEC CO COM 291011104 99 1,972 SH DEFINED 10 1,972 - - EMERSON ELEC CO COM 291011104 40 790 SH DEFINED 14 790 - - EMERSON ELEC CO COM 291011104 14 278 SH DEFINED 15 278 - - EMERSON ELEC CO COM 291011104 58 1,160 SH DEFINED 16 1,000 160 - EMERSON ELEC CO COM 291011104 640 12,705 SH DEFINED 17 - - 12,705 EMERSON ELEC CO COM 291011104 1,295 25,724 SH DEFINED 18 25,724 - - EMERSON ELEC CO COM 291011104 79 1,566 SH DEFINED 1,566 - - EMERSON ELEC CO COM 291011104 1,259 25,003 SH SOLE 25,003 - - EMMIS COMMUNICATIONS CORP CL A 291525103 96 84,000 SH DEFINED 4 - - 84,000 EMPIRE DIST ELEC CO COM 291641108 879 48,775 SH DEFINED 2 48,775 - - EMPIRE DIST ELEC CO COM 291641108 696 38,600 SH DEFINED 4 - - 38,600 EMPIRE DIST ELEC CO COM 291641108 43 2,400 SH DEFINED 18 2,400 - - EMPLOYERS HOLDINGS INC COM 292218104 7 500 SH DEFINED 3 500 - - EMULEX CORP COM NEW 292475209 1,016 76,500 SH DEFINED 1 76,500 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- EMULEX CORP COM NEW 292475209 43 3,268 SH DEFINED 3 3,268 - - ENCANA CORP COM 292505104 466,898 15,046,659 SH DEFINED 1 15,046,659 - - ENCANA CORP COM 292505104 491 15,822 SH DEFINED 2 15,822 - - ENCANA CORP COM 292505104 2,257 72,736 SH DEFINED 3 72,517 - 219 ENCANA CORP COM 292505104 2,939 94,700 CALL DEFINED 5 94,700 - - ENCANA CORP COM 292505104 825 26,600 PUT DEFINED 5 26,600 - - ENCANA CORP COM 292505104 169,836 5,473,284 SH DEFINED 5 5,473,284 - - ENCANA CORP COM 292505104 160,466 5,171,307 SH DEFINED 6 5,171,307 - - ENCANA CORP COM 292505104 21,169 682,214 SH DEFINED 7 - 682,214 - ENCANA CORP COM 292505104 6,973 224,703 SH DEFINED 8 129,890 94,813 - ENCANA CORP COM 292505104 1,875 60,414 SH DEFINED 9 60,414 - - ENCANA CORP COM 292505104 8 260 SH DEFINED 10 260 - - ENCANA CORP COM 292505104 86 2,784 SH DEFINED 11 2,784 - - ENCANA CORP COM 292505104 931 30,000 SH DEFINED 13 30,000 - - ENCANA CORP COM 292505104 62 2,000 SH DEFINED 14 2,000 - - ENCANA CORP COM 292505104 389 12,540 SH DEFINED 15 12,540 - - ENCANA CORP COM 292505104 62 2,005 SH DEFINED 16 1,750 255 - ENCANA CORP COM 292505104 338 10,900 SH DEFINED 17 - - 10,900 ENCANA CORP COM 292505104 66 2,142 SH DEFINED 18 2,142 - - ENCANA CORP COM 292505104 68,700 2,213,985 SH DEFINED 5;1 2,213,985 - - ENCANA CORP COM 292505104 2,342 75,486 SH DEFINED 75,486 - - ENCANA CORP COM 292505104 299,661 9,657,139 SH SOLE 9,657,139 - - ENCORE WIRE CORP COM 292562105 262 12,589 SH DEFINED 2 12,589 - - ENCORE WIRE CORP COM 292562105 728 35,000 SH DEFINED 4 - - 35,000 ENERGY CONVERSION COM 292659109 123 15,701 SH DEFINED 2 15,701 - - DEVICES IN ENERGY CONVERSION COM 292659109 1,038 132,738 SH DEFINED 3 132,738 - - DEVICES IN ENERGY CONVERSION COM 292659109 4 500 SH DEFINED 5 500 - - DEVICES IN ENERGY CONVERSION COM 292659109 1 100 SH DEFINED 8 100 - - DEVICES IN ENERGY INCOME & GROWTH FD COM 292697109 56 2,310 SH DEFINED 3 1,660 - 650 ENERGYSOLUTIONS INC COM 292756202 643 100,000 CALL DEFINED 3 100,000 - - ENERGYSOLUTIONS INC COM 292756202 223 34,700 SH DEFINED 3 34,700 - - ENERGYSOLUTIONS INC COM 292756202 44 6,850 SH DEFINED 7 - 6,850 - ENERGYSOLUTIONS INC COM 292756202 4 575 SH DEFINED 8 - 575 - ENERNOC INC COM 292764107 39 1,310 SH DEFINED 3 1,310 - - ENERNOC INC COM 292764107 393 13,245 SH DEFINED 5 13,245 - - ENERNOC INC COM 292764107 86 2,897 SH DEFINED 8 2,897 - - ENGLOBAL CORP COM 293306106 4 1,500 SH DEFINED 3 1,500 - - ENNIS INC COM 293389102 2 110 SH DEFINED 3 110 - - ENNIS INC COM 293389102 2,179 133,900 SH DEFINED 4 - 15,700 118,200 ENNIS INC COM 293389102 16 1,000 SH DEFINED 14 1,000 - - ENTERCOM COMMUNICATIONS CL A 293639100 250 21,000 SH DEFINED 4 - - 21,000 CORP ENTERPRISE BANCORP INC COM 293668109 5 400 SH DEFINED 3 400 - - MASS ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 715 16,646 SH DEFINED 2 16,646 - - ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 1,031 24,008 SH DEFINED 3 24,008 - - ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 2 36 SH DEFINED 5 36 - - ENTERPRISE PRODS COM 293792107 31,681 916,158 SH DEFINED 3 912,583 - 3,575 PARTNERS L ENTERPRISE PRODS COM 293792107 45 1,293 SH DEFINED 5 1,293 - - PARTNERS L ENTERPRISE PRODS COM 293792107 87 2,510 SH DEFINED 15 2,510 - - PARTNERS L ENTERPRISE PRODS COM 293792107 73 2,110 SH DEFINED 18 2,110 - - PARTNERS L ENTERPRISE PRODS COM 293792107 388 11,217 SH DEFINED 11,217 - - PARTNERS L
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ENZON PHARMACEUTICALS INC COM 293904108 31 3,000 SH DEFINED 16 3,000 - - EPLUS INC COM 294268107 691 39,400 SH DEFINED 4 - - 39,400 EQUIFAX INC COM 294429105 750 20,961 SH DEFINED 2 20,961 - - EQUIFAX INC COM 294429105 128 3,565 SH DEFINED 3 2,365 - 1,200 EQUIFAX INC COM 294429105 7 207 SH DEFINED 5 207 - - EQUITY ONE COM 294752100 358 18,937 SH DEFINED 2 18,937 - - EQUITY ONE COM 294752100 29 1,549 SH DEFINED 3 1,549 - - EQUUS TOTAL RETURN INC COM 294766100 25 8,800 SH DEFINED 3 8,800 - - ERICSSON L M TEL CO ADR B SEK 10 294821608 1,296 124,093 SH DEFINED 2 124,093 - - ERICSSON L M TEL CO ADR B SEK 10 294821608 1,109 106,224 SH DEFINED 3 105,224 - 1,000 ERICSSON L M TEL CO ADR B SEK 10 294821608 101 9,681 SH DEFINED 5 9,681 - - ERICSSON L M TEL CO ADR B SEK 10 294821608 2 200 SH DEFINED 7 - 200 - ERICSSON L M TEL CO ADR B SEK 10 294821608 659 63,078 SH DEFINED 18 63,078 - - ERICSSON L M TEL CO ADR B SEK 10 294821608 16 1,505 SH DEFINED 1,505 - - ERICSSON L M TEL CO ADR B SEK 10 294821608 1 60 SH SOLE 60 - - ESCALON MED CORP COM NEW 296074305 19 12,500 SH DEFINED 12,500 - - ESCO TECHNOLOGIES INC COM 296315104 1,626 51,118 SH DEFINED 2 51,118 - - ESPEY MFG & ELECTRS CORP COM 296650104 784 39,000 SH DEFINED 4 - - 39,000 ESSEX PPTY TR INC COM 297178105 2,485 27,624 SH DEFINED 2 27,624 - - ESSEX PPTY TR INC COM 297178105 798 8,876 SH DEFINED 3 8,876 - - ESSEX PPTY TR INC COM 297178105 21 228 SH DEFINED 18 228 - - ESTERLINE TECHNOLOGIES COM 297425100 630 12,742 SH DEFINED 3 12,742 - - CORP ESTERLINE TECHNOLOGIES COM 297425100 5 98 SH DEFINED 18 98 - - CORP ETHAN ALLEN INTERIORS INC COM 297602104 6 295 SH DEFINED 16 - 295 - EURONET WORLDWIDE INC COM 298736109 471 25,536 SH DEFINED 2 25,536 - - EUROPEAN EQUITY FUND COM 298768102 134 20,334 SH DEFINED 3 20,334 - - EXAR CORP COM 300645108 7 957 SH DEFINED 3 957 - - EXETER RES CORP COM 301835104 2,759 450,000 SH DEFINED 1 450,000 - - EXETER RES CORP COM 301835104 15 2,400 SH DEFINED 3 2,400 - - EXFO INC SUB VTG SHS 302046107 109 17,600 SH DEFINED 1 17,600 - - EXFO INC SUB VTG SHS 302046107 3 529 SH DEFINED 3 529 - - EXFO INC SUB VTG SHS 302046107 141 22,700 SH DEFINED 5 22,700 - - EXFO INC SUB VTG SHS 302046107 13 2,050 SH DEFINED 7 - 2,050 - EXIDE TECHNOLOGIES COM NEW 302051206 16 2,702 SH DEFINED 2 2,702 - - EXIDE TECHNOLOGIES COM NEW 302051206 10 1,800 SH DEFINED 3 1,800 - - EXLSERVICE HOLDINGS INC COM 302081104 31 1,865 SH DEFINED 2 1,865 - - EXPEDITORS INTL WASH INC COM 302130109 6,511 176,356 SH DEFINED 2 176,356 - - EXPEDITORS INTL WASH INC COM 302130109 443 11,998 SH DEFINED 3 11,998 - - EXPEDITORS INTL WASH INC COM 302130109 457 12,380 SH DEFINED 4 - 2,000 10,380 EXPEDITORS INTL WASH INC COM 302130109 134 3,630 SH DEFINED 18 3,630 - - EXPRESS SCRIPTS INC COM 302182100 86,649 851,500 SH DEFINED 1 851,500 - - EXPRESS SCRIPTS INC COM 302182100 16,848 165,570 SH DEFINED 2 165,570 - - EXPRESS SCRIPTS INC COM 302182100 9,982 98,094 SH DEFINED 3 97,842 - 252 EXPRESS SCRIPTS INC COM 302182100 616 6,050 SH DEFINED 5 6,050 - - EXPRESS SCRIPTS INC COM 302182100 1,227 12,060 SH DEFINED 7 - 12,060 - EXPRESS SCRIPTS INC COM 302182100 37 360 SH DEFINED 8 - 360 - EXPRESS SCRIPTS INC COM 302182100 106 1,045 SH DEFINED 9 1,045 - - EXPRESS SCRIPTS INC COM 302182100 433 4,260 SH DEFINED 10 4,260 - - EXPRESS SCRIPTS INC COM 302182100 331 3,250 SH DEFINED 11 3,250 - - EXPRESS SCRIPTS INC COM 302182100 145 1,425 SH DEFINED 17 - - 1,425 EXPRESS SCRIPTS INC COM 302182100 481 4,725 SH DEFINED 18 4,725 - - EXPRESS SCRIPTS INC COM 302182100 15,716 154,446 SH DEFINED 5;1 154,446 - - EXPRESS SCRIPTS INC COM 302182100 134 1,319 SH DEFINED 1,319 - - EXPRESS SCRIPTS INC COM 302182100 257 2,525 SH SOLE 2,525 - - EZCORP INC CL A NON VTG 302301106 51 2,495 SH DEFINED 3 2,495 - - EZCORP INC CL A NON VTG 302301106 48 2,319 SH DEFINED 5 2,319 - - FLIR SYS INC COM 302445101 2,668 94,680 SH DEFINED 2 94,680 - - FLIR SYS INC COM 302445101 286 10,138 SH DEFINED 3 10,138 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FLIR SYS INC COM 302445101 37 1,303 SH DEFINED 5 1,303 - - FLIR SYS INC COM 302445101 117 4,151 SH DEFINED 18 4,151 - - FLIR SYS INC COM 302445101 91 3,214 SH DEFINED 3,214 - - F M C CORP COM NEW 302491303 1,889 31,203 SH DEFINED 2 31,203 - - F M C CORP COM NEW 302491303 508 8,396 SH DEFINED 3 8,396 - - F M C CORP COM NEW 302491303 450 7,440 SH DEFINED 4 - 7,440 - F M C CORP COM NEW 302491303 6 106 SH DEFINED 5 106 - - F M C CORP COM NEW 302491303 76 1,250 SH DEFINED 13 1,250 - - F M C CORP COM NEW 302491303 608 10,040 SH DEFINED 16 10,000 40 - F M C CORP COM NEW 302491303 70 1,160 SH DEFINED - - 1,160 F N B UNITED CORP COM 302519103 54 45,000 SH DEFINED 4 - - 45,000 FNB CORP PA COM 302520101 51 6,279 SH DEFINED 2 6,279 - - FNB CORP PA COM 302520101 28 3,451 SH DEFINED 3 3,451 - - FNB CORP PA COM 302520101 370 45,660 SH DEFINED 4 - - 45,660 FNB CORP PA COM 302520101 2 220 SH DEFINED 220 - - FPIC INS GROUP INC COM 302563101 691 25,500 SH DEFINED 4 - - 25,500 FPL GROUP INC COM 302571104 3,226 66,750 SH DEFINED 3 66,237 - 513 FPL GROUP INC COM 302571104 428 8,847 SH DEFINED 5 8,847 - - FPL GROUP INC COM 302571104 107 2,204 SH DEFINED 7 - 2,204 - FPL GROUP INC COM 302571104 994 20,575 SH DEFINED 8 20,575 - - FPL GROUP INC COM 302571104 92 1,900 SH DEFINED 15 1,900 - - FPL GROUP INC COM 302571104 285 5,905 SH DEFINED 18 5,905 - - FPL GROUP INC COM 302571104 606 12,538 SH DEFINED 300 12,238 - FPL GROUP INC COM 302571104 19,337 400,100 SH SOLE 400,100 - - FSI INTL INC COM 302633102 27 6,947 SH DEFINED 3 6,947 - - FX ENERGY INC COM 302695101 115 33,398 SH DEFINED 3 33,398 - - FTI CONSULTING INC COM 302941109 644 16,378 SH DEFINED 3 16,378 - - FTI CONSULTING INC COM 302941109 246 6,250 SH DEFINED 4 - 6,250 - FTI CONSULTING INC COM 302941109 138 3,513 SH DEFINED 5 3,513 - - FTI CONSULTING INC COM 302941109 3 76 SH DEFINED 8 76 - - FTI CONSULTING INC COM 302941109 1 14 SH DEFINED 14 - - FACTSET RESH SYS INC COM 303075105 667 9,095 SH DEFINED 2 9,095 - - FACTSET RESH SYS INC COM 303075105 938 12,789 SH DEFINED 3 12,789 - - FACTSET RESH SYS INC COM 303075105 43 580 SH DEFINED 18 580 - - FAIR ISAAC CORP COM 303250104 115 4,530 SH DEFINED 3 4,530 - - FAIRCHILD SEMICONDUCTOR COM 303726103 190 17,822 SH DEFINED 2 17,822 - - INTL FAIRCHILD SEMICONDUCTOR COM 303726103 384 36,073 SH DEFINED 3 36,073 - - INTL FAIRCHILD SEMICONDUCTOR COM 303726103 310 29,130 SH DEFINED 4 - 29,130 - INTL FAMILY DLR STORES INC COM 307000109 1,834 50,101 SH DEFINED 2 50,101 - - FAMILY DLR STORES INC COM 307000109 552 15,086 SH DEFINED 3 15,086 - - FAMILY DLR STORES INC COM 307000109 210 5,731 SH DEFINED 5 5,731 - - FAMILY DLR STORES INC COM 307000109 10 274 SH DEFINED 8 274 - - FAMILY DLR STORES INC COM 307000109 258 7,041 SH DEFINED 10 7,041 - - FAMILY DLR STORES INC COM 307000109 129 3,526 SH DEFINED 500 - 3,026 FAMILY DLR STORES INC COM 307000109 105 2,875 SH SOLE 2,875 - - FAMOUS DAVES AMER INC COM 307068106 16 2,000 SH DEFINED 3 2,000 - - FARMER BROS CO COM 307675108 37 2,000 SH DEFINED 3 2,000 - - FARO TECHNOLOGIES INC COM 311642102 5 189 SH DEFINED 18 189 - - FASTENAL CO COM 311900104 3,173 66,116 SH DEFINED 2 66,116 - - FASTENAL CO COM 311900104 1,755 36,578 SH DEFINED 3 35,242 - 1,336 FASTENAL CO COM 311900104 11,293 235,321 SH DEFINED 5 235,321 - - FASTENAL CO COM 311900104 2 48 SH DEFINED 7 - 48 - FASTENAL CO COM 311900104 132 2,750 SH DEFINED 8 2,750 - - FASTENAL CO COM 311900104 43 900 SH DEFINED 18 900 - - FEDERAL AGRIC MTG CORP CL C 313148306 496 43,750 SH DEFINED 3 43,750 - - FEDERAL HOME LN MTG CORP COM 313400301 146 115,333 SH DEFINED 3 106,233 - 9,100 FEDERAL HOME LN MTG CORP COM 313400301 1 1,000 SH DEFINED 7 - 1,000 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FEDERAL HOME LN MTG CORP COM 313400301 39 31,000 SH DEFINED 15 31,000 - - FEDERAL HOME LN MTG CORP COM 313400301 1 600 SH DEFINED 16 600 - - FEDERAL MOGUL CORP COM 313549404 57 3,100 SH DEFINED 2 3,100 - - FEDERAL MOGUL CORP COM 313549404 1 56 SH DEFINED 3 56 - - FEDERAL NATL MTG ASSN COM 313586109 1,639 1,560,776 SH DEFINED 3 1,560,776 - - FEDERAL NATL MTG ASSN COM 313586109 - 100 SH DEFINED 5 100 - - FEDERAL NATL MTG ASSN COM 313586109 1 1,000 SH DEFINED 7 - 1,000 - FEDERAL NATL MTG ASSN COM 313586109 23 22,000 SH DEFINED 15 22,000 - - FEDERAL NATL MTG ASSN COM 313586109 44 41,700 SH DEFINED 41,700 - - FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1,392 19,122 SH DEFINED 3 19,122 - - FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 35 477 SH DEFINED 18 477 - - FEDERAL SIGNAL CORP COM 313855108 1 100 SH DEFINED 3 100 - - FEDERATED INVS INC PA CL B 314211103 1,089 41,291 SH DEFINED 2 41,291 - - FEDERATED INVS INC PA CL B 314211103 182 6,890 SH DEFINED 3 6,890 - - FEDERATED INVS INC PA CL B 314211103 578 21,900 SH DEFINED 4 - 3,600 18,300 FEDERATED INVS INC PA CL B 314211103 9 348 SH DEFINED 18 348 - - FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 372 16,270 SH DEFINED 3 16,270 - - FERRO CORP COM 315405100 52 5,952 SH DEFINED 2 5,952 - - FERRO CORP COM 315405100 1,602 182,306 SH DEFINED 3 182,306 - - F5 NETWORKS INC COM 315616102 1,602 26,000 SH DEFINED 1 26,000 - - F5 NETWORKS INC COM 315616102 1,540 24,989 SH DEFINED 3 24,989 - - F5 NETWORKS INC COM 315616102 25,884 419,988 SH DEFINED 4 - 315,408 104,580 F5 NETWORKS INC COM 315616102 3 56 SH DEFINED 5 56 - - F5 NETWORKS INC COM 315616102 374 6,064 SH DEFINED 7 - 6,064 - F5 NETWORKS INC COM 315616102 41 670 SH DEFINED 18 670 - - FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 62 660 SH DEFINED 3 660 - - FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 47 500 SH DEFINED 5 500 - - FIFTH THIRD BANCORP COM 316773100 15,111 1,114,400 SH DEFINED 1 1,114,400 - - FIFTH THIRD BANCORP COM 316773100 5,313 391,813 SH DEFINED 2 391,813 - - FIFTH THIRD BANCORP COM 316773100 875 64,502 SH DEFINED 3 63,302 - 1,200 FIFTH THIRD BANCORP COM 316773100 12 875 SH DEFINED 5 875 - - FIFTH THIRD BANCORP COM 316773100 605 44,624 SH DEFINED 10 44,624 - - FIFTH THIRD BANCORP COM 316773100 116 8,566 SH DEFINED 18 8,566 - - FIFTH THIRD BANCORP COM 316773100 3 213 SH DEFINED 213 - - FIFTH THIRD BANCORP COM 316773100 18 1,340 SH SOLE 1,340 - - FIFTH THIRD BANCORP CNV PFD 316773100 2 115 SH DEFINED 115 - - DEP1/250 51JOB INC SP ADR REP COM 316827104 3 154 SH DEFINED 3 154 - - FINANCIAL INSTNS INC COM 317585404 9 629 SH DEFINED 3 629 - - FINISH LINE INC CL A 317923100 21 1,259 SH DEFINED 2 1,259 - - FINISH LINE INC CL A 317923100 916 56,000 SH DEFINED 4 - - 56,000 FIRST AMERN CORP CALIF COM 318522307 1,178 34,803 SH DEFINED 3 34,363 - 440 FIRST AMERN CORP CALIF COM 318522307 29 862 SH DEFINED 8 862 - - FIRST AMERN CORP CALIF COM 318522307 18 525 SH DEFINED 16 525 - - FIRST BANCORP P R COM 318672102 14 5,710 SH DEFINED 2 5,710 - - FIRST CAPITAL BANCORP VA COM 319438107 82 10,093 SH DEFINED 3 10,093 - - FIRST COMWLTH FINL CORP COM 319829107 53 7,863 SH DEFINED 3 7,863 - - PA FIRST FINL BANCORP OH COM 320209109 125 7,051 SH DEFINED 2 7,051 - - FIRST FINL BANCORP OH COM 320209109 31 1,725 SH DEFINED 3 1,725 - - FIRST FINL BANCORP OH COM 320209109 4 214 SH DEFINED 18 214 - - FIRST FINL CORP IND COM 320218100 319 11,000 SH DEFINED 4 - - 11,000 FIRST FINL HLDGS INC COM 320239106 684 45,400 SH DEFINED 4 - - 45,400 FIRST FINL HLDGS INC COM 320239106 12 800 SH DEFINED 16 800 - - FIRST HORIZON NATL CORP COM 320517105 1,267 90,197 SH DEFINED 2 90,197 - - FIRST HORIZON NATL CORP COM 320517105 1,223 87,071 SH DEFINED 3 86,158 - 913 FIRST HORIZON NATL CORP COM 320517105 453 32,272 SH DEFINED 4 - 32,272 - FIRST HORIZON NATL CORP COM 320517105 85 6,057 SH DEFINED - - 6,057 FIRST LONG IS CORP COM 320734106 149 6,203 SH DEFINED 3 6,203 - - FIRST MARBLEHEAD CORP COM 320771108 6 1,975 SH DEFINED 3 1,975 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FIRST MARINER BANCORP COM 320795107 1 567 SH DEFINED 3 567 - - FIRST MARINER BANCORP COM 320795107 3 3,000 SH DEFINED 18 3,000 - - FIRST MERCHANTS CORP COM 320817109 1 127 SH DEFINED 3 127 - - FIRST MERCHANTS CORP COM 320817109 376 54,000 SH DEFINED 4 - - 54,000 FIRST MERCURY FINANCIAL COM 320841109 65 4,991 SH DEFINED 2 4,991 - - CORP FIRST MERCURY FINANCIAL COM 320841109 5 400 SH DEFINED 3 400 - - CORP FIRST MIDWEST BANCORP DEL COM 320867104 188 13,848 SH DEFINED 2 13,848 - - FIRST SOLAR INC COM 336433107 4,051 33,025 SH DEFINED 2 33,025 - - FIRST SOLAR INC COM 336433107 4,906 40,000 PUT DEFINED 3 40,000 - - FIRST SOLAR INC COM 336433107 1,291 10,527 SH DEFINED 3 10,485 - 42 FIRST SOLAR INC COM 336433107 116 949 SH DEFINED 5 949 - - FIRST SOLAR INC COM 336433107 31 250 SH DEFINED 7 - 250 - FIRST SOLAR INC COM 336433107 4 32 SH DEFINED 16 32 - - FIRST SOLAR INC COM 336433107 2 16 SH DEFINED 18 16 - - FIRST SOLAR INC COM 336433107 1 5 SH DEFINED 5 - - FIRST SOLAR INC COM 336433107 147 1,200 SH SOLE 1,200 - - FIRST ST BANCORPORATION COM 336453105 22 42,000 SH DEFINED 4 - - 42,000 FIRST TR MORNINGSTAR DIV SHS 336917109 92 6,400 SH DEFINED 3 6,400 - - LEA FIRST TR ENHANCED EQTY COM 337318109 198 16,589 SH DEFINED 3 16,589 - - INC F FIRST TR ABERDEEN GLBL COM SHS 337319107 2,505 153,045 SH DEFINED 3 151,870 - 1,175 OPP F FIRST TR ABERDEEN GLBL COM SHS 337319107 105 6,418 SH DEFINED 18 6,418 - - OPP F FIRST TR NAS100 EQ SHS 337344105 2,279 108,512 SH DEFINED 3 108,387 - 125 WEIGHTED FIRST TR NASDAQ100 TECH SHS 337345102 906 41,423 SH DEFINED 3 41,423 - - INDE FIRST TR STRTGC HIGH COM 337347108 130 39,682 SH DEFINED 3 7,482 - 32,200 INCM FD FIRST TR STRATEGIC HIGH COM SHS 337353106 64 14,079 SH DEFINED 3 7,579 - 6,500 INC FISERV INC COM 337738108 4,695 92,501 SH DEFINED 2 92,501 - - FISERV INC COM 337738108 823 16,213 SH DEFINED 3 15,864 - 349 FISERV INC COM 337738108 7 129 SH DEFINED 5 129 - - FISERV INC COM 337738108 642 12,642 SH DEFINED 10 12,642 - - FISERV INC COM 337738108 51 1,002 SH DEFINED 18 1,002 - - FISERV INC COM 337738108 20 400 SH DEFINED 400 - - FIRSTMERIT CORP COM 337915102 1,166 54,079 SH DEFINED 2 54,079 - - FIRSTMERIT CORP COM 337915102 25 1,137 SH DEFINED 3 1,137 - - FIRSTMERIT CORP COM 337915102 1 40 SH DEFINED 18 40 - - FLAGSTAR BANCORP INC COM 337930101 1,200 2,000,000 SH DEFINED 3 2,000,000 - - FLAGSTAR BANCORP INC COM 337930101 40 66,000 SH DEFINED 4 - - 66,000 FIRSTENERGY CORP COM 337932107 7,216 184,604 SH DEFINED 2 184,604 - - FIRSTENERGY CORP COM 337932107 605 15,466 SH DEFINED 3 15,466 - - FIRSTENERGY CORP COM 337932107 18 450 SH DEFINED 16 450 - - FIRSTENERGY CORP COM 337932107 13 336 SH DEFINED 18 336 - - FIRSTENERGY CORP COM 337932107 305 7,807 SH DEFINED 835 6,972 - FLAHERTY & CRMN/CLYMR COM SHS 338478100 1,170 76,572 SH DEFINED 3 20,772 - 55,800 PFD SE FLAHERTY & CRMN/CLYMR COM SHS 338478100 495 32,380 SH DEFINED 5 32,380 - - PFD SE FLAHERTY & CRMN/CLYMR COM SHS 338478100 202 13,219 SH DEFINED 8 13,219 - - PFD SE FLAHERTY & CRMRN CLYMRE COM 338479108 100 6,258 SH DEFINED 3 6,258 - - T R FLAHERTY & CRMRN CLYMRE COM 338479108 78 4,900 SH DEFINED 5 4,900 - - T R
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FLAHERTY & CRMRN CLYMRE COM 338479108 22 1,400 SH DEFINED 8 1,400 - - T R FLAHERTY & CRUMRINE PFD COM 338480106 3 300 SH DEFINED 3 300 - - INC FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 13 1,481 SH DEFINED 3 1,381 - 100 FLEXSTEEL INDS INC COM 339382103 761 56,000 SH DEFINED 4 - - 56,000 FLUOR CORP NEW COM 343412102 4,075 87,622 SH DEFINED 2 87,622 - - FLUOR CORP NEW COM 343412102 3,270 70,299 SH DEFINED 3 69,441 - 858 FLUOR CORP NEW COM 343412102 345 7,410 SH DEFINED 4 - 7,410 - FLUOR CORP NEW COM 343412102 861 18,509 SH DEFINED 5 18,509 - - FLUOR CORP NEW COM 343412102 1,594 34,282 SH DEFINED 7 - 34,282 - FLUOR CORP NEW COM 343412102 81 1,750 SH DEFINED 8 55 1,695 - FLUOR CORP NEW COM 343412102 78 1,675 SH DEFINED 10 1,675 - - FLUOR CORP NEW COM 343412102 21 448 SH DEFINED 15 448 - - FLUOR CORP NEW COM 343412102 101 2,175 SH DEFINED 17 - - 2,175 FLUOR CORP NEW COM 343412102 193 4,155 SH DEFINED 18 4,155 - - FLUOR CORP NEW COM 343412102 36 784 SH DEFINED 784 - - FLUOR CORP NEW COM 343412102 128 2,750 SH SOLE 2,750 - - FLOW INTL CORP COM 343468104 14 4,750 SH DEFINED 3 4,750 - - FLOWERS FOODS INC COM 343498101 527 21,307 SH DEFINED 2 21,307 - - FLOWERS FOODS INC COM 343498101 635 25,648 SH DEFINED 3 25,648 - - FLOWERS FOODS INC COM 343498101 8 343 SH DEFINED 5 343 - - FOMENTO ECONOMICO SPON ADR UNITS 344419106 23 491 SH DEFINED 3 491 - - MEXICANO S FOMENTO ECONOMICO SPON ADR UNITS 344419106 24 500 SH DEFINED 15 500 - - MEXICANO S FOMENTO ECONOMICO SPON ADR UNITS 344419106 7 144 SH DEFINED 18 144 - - MEXICANO S FOMENTO ECONOMICO SPON ADR UNITS 344419106 8 163 SH DEFINED 163 - - MEXICANO S FONAR CORP COM NEW 344437405 - 160 SH DEFINED 5 160 - - FONAR CORP COM NEW 344437405 2 800 SH DEFINED 15 800 - - FOOT LOCKER INC COM 344849104 389 25,858 SH DEFINED 2 25,858 - - FOOT LOCKER INC COM 344849104 768 51,070 SH DEFINED 3 51,070 - - FOOT LOCKER INC COM 344849104 68 4,550 SH DEFINED 5 4,550 - - FORCE PROTECTION INC COM NEW 345203202 166 27,604 SH DEFINED 3 27,604 - - FORD MTR CO DEL COM PAR $0.01 345370860 47,590 3,786,000 SH DEFINED 1 3,786,000 - - FORD MTR CO DEL COM PAR $0.01 345370860 24,677 1,963,196 SH DEFINED 2 1,963,196 - - FORD MTR CO DEL COM PAR $0.01 345370860 9,487 754,708 SH DEFINED 3 753,608 - 1,100 FORD MTR CO DEL COM PAR $0.01 345370860 662 52,677 SH DEFINED 5 52,677 - - FORD MTR CO DEL COM PAR $0.01 345370860 8 600 SH DEFINED 7 - 600 - FORD MTR CO DEL COM PAR $0.01 345370860 12 976 SH DEFINED 8 976 - - FORD MTR CO DEL COM PAR $0.01 345370860 233 18,500 SH DEFINED 15 18,500 - - FORD MTR CO DEL COM PAR $0.01 345370860 30 2,350 SH DEFINED 16 2,350 - - FORD MTR CO DEL COM PAR $0.01 345370860 105 8,348 SH DEFINED 18 8,348 - - FORD MTR CO DEL COM PAR $0.01 345370860 16 1,305 SH DEFINED 1,305 - - FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 15,909 342,858 PRN DEFINED 3 314,758 - 28,100 FOREST CITY ENTERPRISES CL A 345550107 749 51,959 SH DEFINED 3 51,868 - 91 INC FOREST CITY ENTERPRISES CL A 345550107 144 10,000 SH DEFINED 5 10,000 - - INC FOREST CITY ENTERPRISES CL A 345550107 43 3,000 SH DEFINED 16 3,000 - - INC FOREST CITY ENTERPRISES CL B CONV 345550305 6 400 SH DEFINED 2 400 - - INC FOREST LABS INC COM 345838106 129 4,100 SH DEFINED 1 4,100 - - FOREST LABS INC COM 345838106 3,224 102,801 SH DEFINED 2 102,801 - - FOREST LABS INC COM 345838106 657 20,954 SH DEFINED 3 20,354 - 600 FOREST LABS INC COM 345838106 12,483 398,055 SH DEFINED 4 - 184,155 213,900 FOREST LABS INC COM 345838106 1,133 36,133 SH DEFINED 5 36,133 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FOREST LABS INC COM 345838106 20 647 SH DEFINED 8 647 - - FOREST LABS INC COM 345838106 1 28 SH DEFINED 15 28 - - FOREST LABS INC COM 345838106 6 200 SH DEFINED 18 200 - - FOREST LABS INC COM 345838106 144 4,607 SH DEFINED - - 4,607 FOREST OIL CORP COM PAR $0.01 346091705 424 16,433 SH DEFINED 2 16,433 - - FOREST OIL CORP COM PAR $0.01 346091705 1,492 57,801 SH DEFINED 3 57,801 - - FOREST OIL CORP COM PAR $0.01 346091705 317 12,260 SH DEFINED 4 - 12,260 - FOREST OIL CORP COM PAR $0.01 346091705 26 1,000 SH DEFINED 7 - 1,000 - FOREST OIL CORP COM PAR $0.01 346091705 10 405 SH DEFINED 18 405 - - FORESTAR GROUP INC COM 346233109 1,522 80,621 SH DEFINED 3 80,621 - - FORMFACTOR INC COM 346375108 23 1,316 SH DEFINED 2 1,316 - - FORMFACTOR INC COM 346375108 7 400 SH DEFINED 3 400 - - FORRESTER RESH INC COM 346563109 36 1,193 SH DEFINED 2 1,193 - - FORRESTER RESH INC COM 346563109 7 249 SH DEFINED 18 249 - - FORT DEARBORN INCOME COM 347200107 36 2,450 SH DEFINED 3 950 - 1,500 SECS IN FORTUNE BRANDS INC COM 349631101 3,526 72,679 SH DEFINED 2 72,679 - - FORTUNE BRANDS INC COM 349631101 1,264 26,062 SH DEFINED 3 26,062 - - FORTUNE BRANDS INC COM 349631101 22 450 SH DEFINED 5 450 - - FORTUNE BRANDS INC COM 349631101 15 310 SH DEFINED 18 310 - - FORWARD AIR CORP COM 349853101 652 24,799 SH DEFINED 2 24,799 - - FORWARD AIR CORP COM 349853101 1,874 71,260 SH DEFINED 4 - 34,960 36,300 FORWARD AIR CORP COM 349853101 32 1,206 SH DEFINED 18 1,206 - - FOSSIL INC COM 349882100 218 5,777 SH DEFINED 2 5,777 - - FOSSIL INC COM 349882100 48 1,275 SH DEFINED 3 1,275 - - FOSSIL INC COM 349882100 1,317 34,900 SH DEFINED 4 - 5,500 29,400 FOSSIL INC COM 349882100 5 132 SH DEFINED 18 132 - - FOSTER L B CO COM 350060109 230 7,950 SH DEFINED 2 7,950 - - FOSTER L B CO COM 350060109 104 3,600 SH DEFINED 3 3,600 - - FOSTER L B CO COM 350060109 1,910 66,100 SH DEFINED 4 - 40,600 25,500 FRANKLIN ELEC INC COM 353514102 207 6,911 SH DEFINED 2 6,911 - - FRANKLIN ELEC INC COM 353514102 36 1,200 SH DEFINED 3 1,200 - - FRANKLIN RES INC COM 354613101 7,926 71,470 SH DEFINED 2 71,470 - - FRANKLIN RES INC COM 354613101 1,144 10,313 SH DEFINED 3 10,313 - - FRANKLIN RES INC COM 354613101 58 525 SH DEFINED 5 525 - - FRANKLIN RES INC COM 354613101 975 8,790 SH DEFINED 7 - 8,790 - FRANKLIN RES INC COM 354613101 18 165 SH DEFINED 8 - 165 - FRANKLIN RES INC COM 354613101 59 530 SH DEFINED 14 530 - - FRANKLIN RES INC COM 354613101 1 9 SH DEFINED 15 9 - - FRANKLIN RES INC COM 354613101 256 2,307 SH DEFINED 18 2,307 - - FRANKLIN RES INC COM 354613101 186 1,680 SH DEFINED 75 1,605 - FRANKLIN UNVL TR SH BEN INT 355145103 1,826 307,875 SH DEFINED 3 307,875 - - FREDS INC CL A 356108100 686 57,137 SH DEFINED 4 - 137 57,000 FREDS INC CL A 356108100 7 618 SH DEFINED 18 618 - - FREIGHTCAR AMER INC COM 357023100 14 589 SH DEFINED 2 589 - - FREIGHTCAR AMER INC COM 357023100 440 18,200 SH DEFINED 5 18,200 - - FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 41 731 SH DEFINED 3 731 - - KGA FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 1 21 SH DEFINED 5 21 - - KGA FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 25 450 SH DEFINED 18 450 - - KGA FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 43 767 SH DEFINED - - 767 KGA FRIEDMAN INDS INC COM 358435105 103 18,000 SH DEFINED 4 - - 18,000 FROZEN FOOD EXPRESS INDS COM 359360104 308 79,000 SH DEFINED 4 - - 79,000 INC FUEL TECH INC COM 359523107 9 1,100 SH DEFINED 3 1,100 - - FULL HOUSE RESORTS INC COM 359678109 4 1,500 SH DEFINED 3 1,500 - - FULLER H B CO COM 359694106 123 5,306 SH DEFINED 2 5,306 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FULLER H B CO COM 359694106 34 1,480 SH DEFINED 3 1,480 - - FULTON FINL CORP PA COM 360271100 2,372 232,516 SH DEFINED 3 232,516 - - FURNITURE BRANDS INTL INC COM 360921100 1 100 SH DEFINED 2 100 - - G & K SVCS INC CL A 361268105 73 2,808 SH DEFINED 2 2,808 - - G & K SVCS INC CL A 361268105 544 21,000 SH DEFINED 4 - - 21,000 GAMCO INVESTORS INC COM 361438104 368 8,094 SH DEFINED 2 8,094 - - GATX CORP COM 361448103 381 13,285 SH DEFINED 2 13,285 - - GATX CORP COM 361448103 385 13,453 SH DEFINED 3 13,453 - - GATX CORP COM 361448103 6 200 SH DEFINED 5 200 - - GLG LIFE TECH CORP COM NEW 361793201 2,930 370,938 SH DEFINED 1 370,938 - - GS FINL CORP COM 362274102 7 500 SH DEFINED 3 500 - - GAFISA S A SPONS ADR 362607301 193 14,052 SH DEFINED 2 14,052 - - GAFISA S A SPONS ADR 362607301 865 62,958 SH DEFINED 3 62,958 - - GALLAGHER ARTHUR J & CO COM 363576109 254 10,341 SH DEFINED 2 10,341 - - GALLAGHER ARTHUR J & CO COM 363576109 752 30,650 SH DEFINED 3 30,650 - - GANNETT INC COM 364730101 3,811 230,700 SH DEFINED 1 230,700 - - GANNETT INC COM 364730101 1,555 94,121 SH DEFINED 2 94,121 - - GANNETT INC COM 364730101 540 32,664 SH DEFINED 3 31,864 - 800 GANNETT INC COM 364730101 19 1,122 SH DEFINED 5 1,122 - - GANNETT INC COM 364730101 3 175 SH DEFINED 16 - 175 - GANNETT INC COM 364730101 52 3,138 SH DEFINED 18 3,138 - - GAP INC DEL COM 364760108 3,326 143,934 SH DEFINED 2 143,934 - - GAP INC DEL COM 364760108 449 19,427 SH DEFINED 3 16,887 - 2,540 GAP INC DEL COM 364760108 7,602 328,940 SH DEFINED 4 - 143,440 185,500 GAP INC DEL COM 364760108 787 34,055 SH DEFINED 5 34,055 - - GAP INC DEL COM 364760108 907 39,255 SH DEFINED 7 - 39,255 - GAP INC DEL COM 364760108 83 3,583 SH DEFINED 8 2,808 775 - GAP INC DEL COM 364760108 445 19,245 SH DEFINED 10 19,245 - - GAP INC DEL COM 364760108 9 408 SH DEFINED 18 408 - - GAP INC DEL COM 364760108 137 5,926 SH DEFINED 180 - 5,746 GAP INC DEL COM 364760108 12 520 SH SOLE 520 - - GARDNER DENVER INC COM 365558105 7,967 180,900 SH DEFINED 1 180,900 - - GARDNER DENVER INC COM 365558105 2,078 47,184 SH DEFINED 2 47,184 - - GARDNER DENVER INC COM 365558105 44 998 SH DEFINED 3 998 - - GARDNER DENVER INC COM 365558105 5,842 132,644 SH DEFINED 4 - 68,690 63,954 GARTNER INC COM 366651107 407 18,307 SH DEFINED 2 18,307 - - GARTNER INC COM 366651107 2 100 SH DEFINED 3 100 - - GASCO ENERGY INC COM 367220100 3 8,090 SH DEFINED 3 8,090 - - GASTAR EXPL LTD COM NEW 367299203 7 1,356 SH DEFINED 3 1,356 - - GENCORP INC COM 368682100 1 178 SH DEFINED 16 178 - - GENERAL AMERN INVS INC COM 368802104 990 39,961 SH DEFINED 3 39,961 - - GENERAL CABLE CORP DEL COM 369300108 7 244 SH DEFINED 2 244 - - NEW GENERAL CABLE CORP DEL COM 369300108 215 7,971 SH DEFINED 3 7,971 - - NEW GENERAL CABLE CORP DEL COM 369300108 71 2,630 SH DEFINED 7 - 2,630 - NEW GENERAL CABLE CORP DEL COM 369300108 6 240 SH DEFINED 8 - 240 - NEW GENERAL CABLE CORP DEL COM 369300108 - 14 SH DEFINED 18 14 - - NEW GENERAL COMMUNICATION INC CL A 369385109 1 168 SH DEFINED 2 168 - - GENERAL COMMUNICATION INC CL A 369385109 9 1,556 SH DEFINED 3 1,556 - - GENERAL DYNAMICS CORP COM 369550108 13,629 176,541 SH DEFINED 2 176,541 - - GENERAL DYNAMICS CORP COM 369550108 1,906 24,695 SH DEFINED 3 24,695 - - GENERAL DYNAMICS CORP COM 369550108 9,142 118,425 SH DEFINED 4 - 54,005 64,420 GENERAL DYNAMICS CORP COM 369550108 665 8,610 SH DEFINED 5 8,610 - - GENERAL DYNAMICS CORP COM 369550108 76 979 SH DEFINED 8 979 - - GENERAL DYNAMICS CORP COM 369550108 208 2,700 SH DEFINED 15 2,700 - - GENERAL DYNAMICS CORP COM 369550108 34 440 SH DEFINED 17 - - 440
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GENERAL DYNAMICS CORP COM 369550108 217 2,814 SH DEFINED 18 2,814 - - GENERAL DYNAMICS CORP COM 369550108 333 4,307 SH DEFINED 440 3,867 - GENERAL ELECTRIC CO COM 369604103 104,608 5,747,700 SH DEFINED 1 5,747,700 - - GENERAL ELECTRIC CO COM 369604103 103,057 5,662,482 SH DEFINED 2 5,662,482 - - GENERAL ELECTRIC CO COM 369604103 7,944 436,500 CALL DEFINED 3 436,500 - - GENERAL ELECTRIC CO COM 369604103 62,853 3,453,447 SH DEFINED 3 3,416,677 - 36,770 GENERAL ELECTRIC CO COM 369604103 24,403 1,340,810 SH DEFINED 4 - 555,875 784,935 GENERAL ELECTRIC CO COM 369604103 39,829 2,188,407 SH DEFINED 5 2,188,407 - - GENERAL ELECTRIC CO COM 369604103 104,327 5,732,232 SH DEFINED 6 5,732,232 - - GENERAL ELECTRIC CO COM 369604103 2,534 139,230 SH DEFINED 7 - 139,230 - GENERAL ELECTRIC CO COM 369604103 1,547 84,987 SH DEFINED 8 70,037 14,950 - GENERAL ELECTRIC CO COM 369604103 30 1,653 SH DEFINED 9 1,653 - - GENERAL ELECTRIC CO COM 369604103 1,166 64,064 SH DEFINED 10 64,064 - - GENERAL ELECTRIC CO COM 369604103 130 7,140 SH DEFINED 11 7,140 - - GENERAL ELECTRIC CO COM 369604103 519 28,494 SH DEFINED 13 28,494 - - GENERAL ELECTRIC CO COM 369604103 1,379 75,780 SH DEFINED 14 75,780 - - GENERAL ELECTRIC CO COM 369604103 273 15,005 SH DEFINED 15 15,005 - - GENERAL ELECTRIC CO COM 369604103 620 34,085 SH DEFINED 16 33,255 830 - GENERAL ELECTRIC CO COM 369604103 64 3,500 SH DEFINED 17 - - 3,500 GENERAL ELECTRIC CO COM 369604103 3,222 177,012 SH DEFINED 18 177,012 - - GENERAL ELECTRIC CO COM 369604103 1 40 SH DEFINED 5;1 40 - - GENERAL ELECTRIC CO COM 369604103 4,847 266,313 SH DEFINED 241,639 24,674 - GENERAL ELECTRIC CO COM 369604103 337 18,529 SH SOLE 18,529 - - GENERAL GROWTH PPTYS INC COM 370021107 5 300 SH DEFINED 2 300 - - GENERAL GROWTH PPTYS INC COM 370021107 640 39,798 SH DEFINED 3 39,798 - - GENERAL GROWTH PPTYS INC COM 370021107 2 101 SH DEFINED 7 - 101 - GENERAL MLS INC COM 370334104 86,504 1,221,979 SH DEFINED 1 1,221,979 - - GENERAL MLS INC COM 370334104 12,739 179,960 SH DEFINED 2 179,960 - - GENERAL MLS INC COM 370334104 8,637 122,003 SH DEFINED 3 118,708 - 3,295 GENERAL MLS INC COM 370334104 9,752 137,758 SH DEFINED 5 137,758 - - GENERAL MLS INC COM 370334104 285 4,021 SH DEFINED 7 - 4,021 - GENERAL MLS INC COM 370334104 562 7,940 SH DEFINED 8 7,800 140 - GENERAL MLS INC COM 370334104 731 10,325 SH DEFINED 10 10,325 - - GENERAL MLS INC COM 370334104 103 1,450 SH DEFINED 11 1,450 - - GENERAL MLS INC COM 370334104 11 155 SH DEFINED 14 155 - - GENERAL MLS INC COM 370334104 115 1,620 SH DEFINED 15 1,620 - - GENERAL MLS INC COM 370334104 3 45 SH DEFINED 16 - 45 - GENERAL MLS INC COM 370334104 150 2,125 SH DEFINED 17 - - 2,125 GENERAL MLS INC COM 370334104 1,075 15,187 SH DEFINED 18 15,187 - - GENERAL MLS INC COM 370334104 2 25 SH DEFINED 5;1 25 - - GENERAL MLS INC COM 370334104 502 7,090 SH DEFINED 5,094 574 1,422 GENERAL MLS INC COM 370334104 1,431 20,211 SH SOLE 20,211 - - GENERAL STEEL HOLDINGS COM 370853103 24 5,900 SH DEFINED 3 5,900 - - INC GENERAL STEEL HOLDINGS COM 370853103 2 585 SH DEFINED 16 585 - - INC GENEREX BIOTECHNOLOGY CP COM 371485103 - 133 SH DEFINED 5 133 - - DEL GENEREX BIOTECHNOLOGY CP COM 371485103 5 10,000 SH DEFINED 14 10,000 - - DEL GENESCO INC COM 371532102 35 1,123 SH DEFINED 3 1,123 - - GENESEE & WYO INC CL A 371559105 99 2,900 SH DEFINED 2 2,900 - - GENTEX CORP COM 371901109 52 2,700 SH DEFINED 1 2,700 - - GENTEX CORP COM 371901109 676 34,804 SH DEFINED 2 34,804 - - GENTEX CORP COM 371901109 852 43,876 SH DEFINED 3 43,876 - - GENTEX CORP COM 371901109 10,919 562,264 SH DEFINED 4 - 446,894 115,370 GENTEX CORP COM 371901109 30 1,551 SH DEFINED 18 1,551 - - GENESIS ENERGY L P UNIT LTD PARTN 371927104 481 24,700 SH DEFINED 2 24,700 - - GENESIS ENERGY L P UNIT LTD PARTN 371927104 1,350 69,290 SH DEFINED 3 69,290 - - GENESIS ENERGY L P UNIT LTD PARTN 371927104 10 501 SH DEFINED 501 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GENUINE PARTS CO COM 372460105 4,066 96,254 SH DEFINED 2 96,254 - - GENUINE PARTS CO COM 372460105 1,407 33,312 SH DEFINED 3 33,312 - - GENUINE PARTS CO COM 372460105 59 1,397 SH DEFINED 5 1,397 - - GENUINE PARTS CO COM 372460105 1 15 SH DEFINED 7 - 15 - GENUINE PARTS CO COM 372460105 24 566 SH DEFINED 18 566 - - GENUINE PARTS CO COM 372460105 91 2,147 SH DEFINED - 2,147 - GEORESOURCES INC COM 372476101 16 1,070 SH DEFINED 3 1,070 - - GEORESOURCES INC COM 372476101 2,297 150,400 SH DEFINED 4 - 93,300 57,100 GEOKINETICS INC COM PAR $0.01 372910307 673 93,330 SH DEFINED 3 93,330 - - GENZYME CORP COM 372917104 40,427 780,000 SH DEFINED 1 780,000 - - GENZYME CORP COM 372917104 11,906 229,720 SH DEFINED 2 229,720 - - GENZYME CORP COM 372917104 2,332 45,000 CALL DEFINED 3 45,000 - - GENZYME CORP COM 372917104 4,599 88,729 SH DEFINED 3 88,479 - 250 GENZYME CORP COM 372917104 10 200 SH DEFINED 5 200 - - GENZYME CORP COM 372917104 16 310 SH DEFINED 15 310 - - GENZYME CORP COM 372917104 16 300 SH DEFINED 18 300 - - GENZYME CORP COM 372917104 67 1,287 SH DEFINED 1,287 - - GEORGIA GULF CORP COM PAR$0.01 373200302 14 769 SH DEFINED 2 769 - - NEW GERDAU S A SPONSORED ADR 373737105 2,342 143,700 SH DEFINED 1 143,700 - - GERDAU S A SPONSORED ADR 373737105 5,014 307,616 SH DEFINED 3 307,616 - - GERDAU S A SPONSORED ADR 373737105 412 25,302 SH DEFINED 5 25,302 - - GERDAU S A SPONSORED ADR 373737105 64 3,930 SH DEFINED 15 3,930 - - GERDAU S A SPONSORED ADR 373737105 90 5,500 SH DEFINED 5,500 - - GERDAU S A SPONSORED ADR 373737105 7 444 SH SOLE 444 - - GERON CORP COM 374163103 366 64,500 SH DEFINED 3 64,500 - - GERON CORP COM 374163103 2 400 SH DEFINED 5 400 - - GETTY RLTY CORP NEW COM 374297109 691 29,527 SH DEFINED 2 29,527 - - GETTY RLTY CORP NEW COM 374297109 258 11,015 SH DEFINED 3 11,015 - - GETTY RLTY CORP NEW COM 374297109 15 630 SH DEFINED 630 - - GIANT INTERACTIVE GROUP ADR 374511103 1,900 250,000 CALL DEFINED 3 250,000 - - INC GIANT INTERACTIVE GROUP ADR 374511103 1,900 250,000 PUT DEFINED 3 250,000 - - INC GIBRALTAR INDS INC COM 374689107 18 1,408 SH DEFINED 2 1,408 - - GIBRALTAR INDS INC COM 374689107 694 55,000 SH DEFINED 4 - - 55,000 GILEAD SCIENCES INC COM 375558103 26,844 590,358 SH DEFINED 2 590,358 - - GILEAD SCIENCES INC COM 375558103 8,245 181,336 SH DEFINED 3 181,208 - 128 GILEAD SCIENCES INC COM 375558103 1,616 35,535 SH DEFINED 4 - 31,495 4,040 GILEAD SCIENCES INC COM 375558103 8,165 179,576 SH DEFINED 5 179,576 - - GILEAD SCIENCES INC COM 375558103 19 425 SH DEFINED 7 - 425 - GILEAD SCIENCES INC COM 375558103 499 10,984 SH DEFINED 8 10,984 - - GILEAD SCIENCES INC COM 375558103 320 7,046 SH DEFINED 10 7,046 - - GILEAD SCIENCES INC COM 375558103 74 1,630 SH DEFINED 15 1,630 - - GILEAD SCIENCES INC COM 375558103 205 4,500 SH DEFINED 16 4,500 - - GILEAD SCIENCES INC COM 375558103 84 1,845 SH DEFINED 17 - - 1,845 GILEAD SCIENCES INC COM 375558103 1,076 23,654 SH DEFINED 18 23,654 - - GILEAD SCIENCES INC COM 375558103 1 30 SH DEFINED 5;1 30 - - GILEAD SCIENCES INC COM 375558103 76 1,681 SH DEFINED 1,681 - - GILEAD SCIENCES INC COM 375558103 253 5,574 SH SOLE 5,574 - - GILDAN ACTIVEWEAR INC COM 375916103 9,746 370,697 SH DEFINED 1 370,697 - - GILDAN ACTIVEWEAR INC COM 375916103 39 1,474 SH DEFINED 2 1,474 - - GILDAN ACTIVEWEAR INC COM 375916103 1,942 73,876 SH DEFINED 5 73,876 - - GILDAN ACTIVEWEAR INC COM 375916103 7,233 275,106 SH DEFINED 6 275,106 - - GILDAN ACTIVEWEAR INC COM 375916103 987 37,557 SH DEFINED 7 - 37,557 - GILDAN ACTIVEWEAR INC COM 375916103 290 11,030 SH DEFINED 8 10,965 65 - GILDAN ACTIVEWEAR INC COM 375916103 297 11,303 SH DEFINED 10 11,303 - - GILDAN ACTIVEWEAR INC COM 375916103 22 850 SH DEFINED 17 - - 850 GILDAN ACTIVEWEAR INC COM 375916103 26 1,000 SH DEFINED 1,000 - - GILDAN ACTIVEWEAR INC COM 375916103 12,902 490,755 SH SOLE 490,755 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GLADSTONE CAPITAL CORP COM 376535100 565 47,910 SH DEFINED 3 47,910 - - GLADSTONE CAPITAL CORP COM 376535100 35 3,000 SH DEFINED 18 3,000 - - GLADSTONE COML CORP COM 376536108 1,160 80,311 SH DEFINED 3 80,311 - - GLADSTONE COML CORP COM 376536108 130 9,000 SH DEFINED 18 9,000 - - GLADSTONE INVT CORP COM 376546107 1,036 173,180 SH DEFINED 3 173,180 - - GLADSTONE INVT CORP COM 376546107 269 45,000 SH DEFINED 4 - - 45,000 GLATFELTER COM 377316104 16 1,100 SH DEFINED 3 1,100 - - GLOBAL CASH ACCESS HLDGS COM 378967103 26 3,152 SH DEFINED 2 3,152 - - INC GLOBAL CASH ACCESS HLDGS COM 378967103 16 2,000 SH DEFINED 3 2,000 - - INC GLOBAL INCOME&CURRENCY COM 378968101 13 873 SH DEFINED 3 873 - - FD IN GLOBALSTAR INC COM 378973408 - 84 SH DEFINED 3 84 - - GLIMCHER RLTY TR SH BEN INT 379302102 61 11,975 SH DEFINED 3 11,975 - - GLIMCHER RLTY TR SH BEN INT 379302102 56 11,000 SH DEFINED 5 11,000 - - GLIMCHER RLTY TR SH BEN INT 379302102 10 2,000 SH DEFINED 8 2,000 - - GLOBAL INDS LTD COM 379336100 69 10,720 SH DEFINED 2 10,720 - - GLOBAL INDS LTD COM 379336100 20 3,100 SH DEFINED 3 3,100 - - GOLDCORP INC NEW *W EXP 380956177 464 112,406 SH DEFINED 1 112,406 - - 06/09/201 GOLDCORP INC NEW COM 380956409 466,726 12,539,660 SH DEFINED 1 12,539,660 - - GOLDCORP INC NEW COM 380956409 558 14,991 SH DEFINED 2 14,991 - - GOLDCORP INC NEW COM 380956409 1,489 40,000 CALL DEFINED 3 40,000 - - GOLDCORP INC NEW COM 380956409 6,739 181,053 SH DEFINED 3 181,053 - - GOLDCORP INC NEW COM 380956409 2,550 68,500 CALL DEFINED 5 68,500 - - GOLDCORP INC NEW COM 380956409 1,608 43,200 PUT DEFINED 5 43,200 - - GOLDCORP INC NEW COM 380956409 139,308 3,742,837 SH DEFINED 5 3,742,837 - - GOLDCORP INC NEW COM 380956409 41,176 1,106,298 SH DEFINED 6 1,106,298 - - GOLDCORP INC NEW COM 380956409 29,623 795,897 SH DEFINED 7 - 795,897 - GOLDCORP INC NEW COM 380956409 4,084 109,715 SH DEFINED 8 96,180 13,535 - GOLDCORP INC NEW COM 380956409 724 19,460 SH DEFINED 9 19,460 - - GOLDCORP INC NEW COM 380956409 74 2,000 SH DEFINED 13 2,000 - - GOLDCORP INC NEW COM 380956409 115 3,100 SH DEFINED 14 3,100 - - GOLDCORP INC NEW COM 380956409 263 7,065 SH DEFINED 15 7,065 - - GOLDCORP INC NEW COM 380956409 27 720 SH DEFINED 16 - 720 - GOLDCORP INC NEW COM 380956409 69 1,845 SH DEFINED 17 - - 1,845 GOLDCORP INC NEW COM 380956409 189 5,085 SH DEFINED 18 5,085 - - GOLDCORP INC NEW COM 380956409 111,654 2,999,840 SH DEFINED 5;1 2,999,840 - - GOLDCORP INC NEW COM 380956409 693 18,611 SH DEFINED 18,611 - - GOLDCORP INC NEW COM 380956409 132,098 3,549,114 SH SOLE 3,549,114 - - GOODRICH CORP COM 382388106 21,579 306,000 SH DEFINED 1 306,000 - - GOODRICH CORP COM 382388106 5,348 75,843 SH DEFINED 2 75,843 - - GOODRICH CORP COM 382388106 1,377 19,530 SH DEFINED 3 18,987 - 543 GOODRICH CORP COM 382388106 5 72 SH DEFINED 5 72 - - GOODRICH CORP COM 382388106 2 25 SH DEFINED 15 25 - - GOODRICH CORP COM 382388106 173 2,451 SH DEFINED 18 2,451 - - GOODRICH CORP COM 382388106 28 400 SH DEFINED 400 - - GOODRICH PETE CORP COM NEW 382410405 178 11,362 SH DEFINED 2 11,362 - - GOODRICH PETE CORP COM NEW 382410405 50 3,200 SH DEFINED 3 3,200 - - GOODRICH PETE CORP COM NEW 382410405 754 48,200 SH DEFINED 4 - 21,000 27,200 GOODYEAR TIRE & RUBR CO COM 382550101 1,679 132,799 SH DEFINED 2 132,799 - - GOODYEAR TIRE & RUBR CO COM 382550101 401 31,702 SH DEFINED 3 31,702 - - GOODYEAR TIRE & RUBR CO COM 382550101 236 18,656 SH DEFINED 5 18,656 - - GOODYEAR TIRE & RUBR CO COM 382550101 25 2,000 SH DEFINED 14 2,000 - - GOODYEAR TIRE & RUBR CO COM 382550101 10 770 SH DEFINED 16 770 - - GOODYEAR TIRE & RUBR CO COM 382550101 10 768 SH DEFINED 18 768 - - GORMAN RUPP CO COM 383082104 402 15,800 SH DEFINED 2 15,800 - - GORMAN RUPP CO COM 383082104 44 1,726 SH DEFINED 3 1,726 - - GRACO INC COM 384109104 1,137 35,533 SH DEFINED 3 35,533 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GRACO INC COM 384109104 2 56 SH DEFINED 5 56 - - GRAFTECH INTL LTD COM 384313102 335 24,511 SH DEFINED 2 24,511 - - GRAFTECH INTL LTD COM 384313102 1 100 SH DEFINED 3 100 - - GRAFTECH INTL LTD COM 384313102 15 1,068 SH DEFINED 18 1,068 - - GRAINGER W W INC COM 384802104 30,169 279,030 SH DEFINED 1 279,030 - - GRAINGER W W INC COM 384802104 3,585 33,159 SH DEFINED 2 33,159 - - GRAINGER W W INC COM 384802104 586 5,420 SH DEFINED 3 5,398 - 22 GRAINGER W W INC COM 384802104 11 100 SH DEFINED 5 100 - - GRAINGER W W INC COM 384802104 100 925 SH DEFINED 7 - 925 - GRAINGER W W INC COM 384802104 5 45 SH DEFINED 8 - 45 - GRAINGER W W INC COM 384802104 577 5,341 SH DEFINED 10 5,341 - - GRAINGER W W INC COM 384802104 76 700 SH DEFINED 11 700 - - GRAINGER W W INC COM 384802104 213 1,972 SH DEFINED 1,600 372 - GRAINGER W W INC COM 384802104 26 240 SH SOLE 240 - - GRAMERCY CAP CORP COM 384871109 3 1,241 SH DEFINED 3 1,241 - - GRANITE CONSTR INC COM 387328107 5 160 SH DEFINED 3 160 - - GRANITE CONSTR INC COM 387328107 108 3,571 SH DEFINED 5 3,571 - - GRANITE CONSTR INC COM 387328107 9 300 SH DEFINED 300 - - GRAY TELEVISION INC COM 389375106 1 500 SH DEFINED 3 500 - - GREAT ATLANTIC & PAC TEA COM 390064103 7 900 SH DEFINED 3 900 - - INC GREAT ATLANTIC & PAC TEA COM 390064103 9 1,230 SH DEFINED 5 1,230 - - INC GREAT ATLANTIC & PAC TEA COM 390064103 3,544 462,045 SH DEFINED 7 - 462,045 - INC GREAT ATLANTIC & PAC TEA COM 390064103 173 22,510 SH DEFINED 8 - 22,510 - INC GREAT ATLANTIC & PAC TEA COM 390064103 20 2,565 SH DEFINED 15 2,565 - - INC GREAT BASIN GOLD LTD COM 390124105 27,442 15,862,174 SH DEFINED 1 15,862,174 - - GREAT BASIN GOLD LTD COM 390124105 17 10,000 SH DEFINED 3 10,000 - - GREAT BASIN GOLD LTD COM 390124105 56 32,635 SH DEFINED 5 32,635 - - GREAT LAKES DREDGE & COM 390607109 9 1,800 SH DEFINED 3 1,800 - - DOCK CO GREAT NORTHN IRON ORE CTFS BEN INT 391064102 11 110 SH DEFINED 110 - - PPTYS GREAT PLAINS ENERGY INC COM 391164100 2,005 107,961 SH DEFINED 3 107,961 - - GREAT PLAINS ENERGY INC COM 391164100 286 15,400 SH DEFINED 6 15,400 - - GREAT PLAINS ENERGY INC COM 391164100 26 1,400 SH DEFINED 9 1,400 - - GREAT PLAINS ENERGY INC COM 391164100 5 261 SH DEFINED 18 261 - - GREAT PLAINS ENERGY INC COM 391164100 5 287 SH DEFINED 287 - - GREAT WOLF RESORTS INC COM 391523107 10 3,100 SH DEFINED 3 3,100 - - GREEN MTN COFFEE COM 393122106 26 267 SH DEFINED 2 267 - - ROASTERS IN GREEN MTN COFFEE COM 393122106 1,877 19,374 SH DEFINED 3 19,374 - - ROASTERS IN GREEN MTN COFFEE COM 393122106 185 1,913 SH DEFINED 8 1,913 - - ROASTERS IN GREEN PLAINS RENEWABLE COM 393222104 214 15,011 SH DEFINED 3 15,011 - - ENERG GREENBRIER COS INC COM 393657101 8 700 SH DEFINED 3 700 - - GREEN BANKSHARES INC COM NEW 394361208 411 50,400 SH DEFINED 4 - - 50,400 GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 2,507 99,970 SH DEFINED 3 99,970 - - INDEX GREENHAVEN CONT CMDTY UNIT BEN INT 395258106 8 300 SH DEFINED 16 300 - - INDEX GREENHILL & CO INC COM 395259104 471 5,738 SH DEFINED 3 5,738 - - GREENHILL & CO INC COM 395259104 15 177 SH DEFINED 18 177 - - GREIF INC CL A 397624107 606 11,038 SH DEFINED 3 11,038 - - GREIF INC CL A 397624107 4 74 SH DEFINED 5 74 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GREIF INC CL B 397624206 13 244 SH DEFINED 2 244 - - GRIFFON CORP COM 398433102 562 45,080 SH DEFINED 2 45,080 - - GRIFFON CORP COM 398433102 1 93 SH DEFINED 3 93 - - GRIFFON CORP COM 398433102 586 47,000 SH DEFINED 4 - - 47,000 GROUP 1 AUTOMOTIVE INC COM 398905109 9 285 SH DEFINED 3 285 - - GROUP 1 AUTOMOTIVE INC COM 398905109 701 22,000 SH DEFINED 4 - - 22,000 GPO AEROPORTUARIO DEL SPON ADR B 400506101 9 249 SH DEFINED 2 249 - - PAC SA GPO AEROPORTUARIO DEL SPON ADR B 400506101 114 3,090 SH DEFINED 3 3,090 - - PAC SA GUESS INC COM 401617105 208 4,435 SH DEFINED 2 4,435 - - GUESS INC COM 401617105 1,512 32,189 SH DEFINED 3 32,189 - - GUESS INC COM 401617105 1,123 23,900 SH DEFINED 4 - 3,800 20,100 GUESS INC COM 401617105 18 384 SH DEFINED 18 384 - - GUIDANCE SOFTWARE INC COM 401692108 2 402 SH DEFINED 18 402 - - GULF ISLAND FABRICATION COM 402307102 609 28,000 SH DEFINED 4 - - 28,000 INC GULFMARK OFFSHORE INC CL A NEW 402629208 243 9,162 SH DEFINED 2 9,162 - - GULFMARK OFFSHORE INC CL A NEW 402629208 24 890 SH DEFINED 3 890 - - GULFMARK OFFSHORE INC CL A NEW 402629208 21 792 SH DEFINED 5 792 - - GULFPORT ENERGY CORP COM NEW 402635304 12 1,091 SH DEFINED 2 1,091 - - GULFPORT ENERGY CORP COM NEW 402635304 124 11,000 SH DEFINED 3 11,000 - - GULFPORT ENERGY CORP COM NEW 402635304 878 78,100 SH DEFINED 4 - 21,700 56,400 GYMBOREE CORP COM 403777105 509 9,852 SH DEFINED 2 9,852 - - GYMBOREE CORP COM 403777105 3 51 SH DEFINED 3 51 - - GYMBOREE CORP COM 403777105 3 59 SH DEFINED 5 59 - - GYMBOREE CORP COM 403777105 1 20 SH DEFINED 18 20 - - GYRODYNE CO AMER INC COM 403820103 14 334 SH DEFINED 3 334 - - H & Q HEALTHCARE FD SH BEN INT 404052102 1,398 109,155 SH DEFINED 3 109,155 - - H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2,986 290,486 SH DEFINED 3 290,486 - - H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,302 126,607 SH DEFINED 5 126,607 - - H & Q LIFE SCIENCES INVS SH BEN INT 404053100 152 14,749 SH DEFINED 8 14,749 - - HCC INS HLDGS INC COM 404132102 3,322 120,352 SH DEFINED 2 120,352 - - HCC INS HLDGS INC COM 404132102 965 34,969 SH DEFINED 3 34,969 - - HCC INS HLDGS INC COM 404132102 16,687 604,612 SH DEFINED 4 - 456,682 147,930 HCC INS HLDGS INC COM 404132102 19 700 SH DEFINED 5 700 - - HCC INS HLDGS INC COM 404132102 1 46 SH DEFINED 8 46 - - HCC INS HLDGS INC COM 404132102 221 8,000 SH DEFINED 14 8,000 - - HCC INS HLDGS INC COM 404132102 3 124 SH DEFINED 15 124 - - HCC INS HLDGS INC COM 404132102 8 295 SH DEFINED 18 295 - - HF FINL CORP COM 404172108 384 38,000 SH DEFINED 4 - - 38,000 HNI CORP COM 404251100 3 100 SH DEFINED 3 100 - - HSBC HLDGS PLC SPON ADR NEW 404280406 1,885 37,189 SH DEFINED 2 37,189 - - HSBC HLDGS PLC SPON ADR NEW 404280406 17,742 350,000 CALL DEFINED 3 350,000 - - HSBC HLDGS PLC SPON ADR NEW 404280406 740 14,605 SH DEFINED 3 14,605 - - HSBC HLDGS PLC SPON ADR NEW 404280406 7,448 146,932 SH DEFINED 5 146,932 - - HSBC HLDGS PLC SPON ADR NEW 404280406 45 878 SH DEFINED 7 - 878 - HSBC HLDGS PLC SPON ADR NEW 404280406 49 961 SH DEFINED 8 961 - - HSBC HLDGS PLC SPON ADR NEW 404280406 279 5,495 SH DEFINED 15 5,495 - - HSBC HLDGS PLC SPON ADR NEW 404280406 1,048 20,675 SH DEFINED 16 20,675 - - HSBC HLDGS PLC SPON ADR NEW 404280406 20 403 SH DEFINED 18 403 - - HSBC HLDGS PLC SPON ADR NEW 404280406 8,911 175,785 SH DEFINED 5;1 175,785 - - HSBC HLDGS PLC SPON ADR NEW 404280406 4,676 92,251 SH DEFINED 92,251 - - HSBC HLDGS PLC SPON ADR NEW 404280406 1 25 SH SOLE 25 - - HSBC HLDGS PLC ADR A 1/40PF A 404280604 482 21,100 PRN DEFINED 3 21,100 - - HSBC HLDGS PLC ADR A 1/40PF A 404280604 41 1,800 PRN DEFINED 5 1,800 - - HSBC HLDGS PLC ADR A 1/40PF A 404280604 183 8,000 PRN DEFINED 7 - 8,000 - HSBC HLDGS PLC ADR A 1/40PF A 404280604 68 3,000 PRN DEFINED 18 3,000 - - HSN INC COM 404303109 10 335 SH DEFINED 2 335 - - HSN INC COM 404303109 20 680 SH DEFINED 3 600 - 80
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HSN INC COM 404303109 5 156 SH DEFINED 5 156 - - HSN INC COM 404303109 2 60 SH DEFINED 8 60 - - HSN INC COM 404303109 36 1,224 SH DEFINED 18 1,224 - - HSN INC COM 404303109 6 193 SH DEFINED 193 - - HACKETT GROUP INC COM 404609109 14 5,092 SH DEFINED 3 5,092 - - HAEMONETICS CORP COM 405024100 6 100 SH DEFINED 3 100 - - HAEMONETICS CORP COM 405024100 7 120 SH DEFINED 18 120 - - HAIN CELESTIAL GROUP INC COM 405217100 54 3,087 SH DEFINED 3 3,087 - - HALLIBURTON CO COM 406216101 29,802 989,100 SH DEFINED 1 989,100 - - HALLIBURTON CO COM 406216101 14,962 496,575 SH DEFINED 2 496,575 - - HALLIBURTON CO COM 406216101 1,281 42,500 CALL DEFINED 3 42,500 - - HALLIBURTON CO COM 406216101 17,325 575,000 PUT DEFINED 3 575,000 - - HALLIBURTON CO COM 406216101 8,814 292,518 SH DEFINED 3 289,948 - 2,570 HALLIBURTON CO COM 406216101 1,613 53,542 SH DEFINED 5 53,542 - - HALLIBURTON CO COM 406216101 407 13,500 SH DEFINED 6 13,500 - - HALLIBURTON CO COM 406216101 146 4,848 SH DEFINED 8 4,848 - - HALLIBURTON CO COM 406216101 88 2,930 SH DEFINED 14 2,930 - - HALLIBURTON CO COM 406216101 133 4,424 SH DEFINED 15 4,424 - - HALLIBURTON CO COM 406216101 31 1,025 SH DEFINED 16 1,025 - - HALLIBURTON CO COM 406216101 470 15,593 SH DEFINED 18 15,593 - - HALLIBURTON CO COM 406216101 11 360 SH DEFINED 5;1 360 - - HALLIBURTON CO COM 406216101 261 8,670 SH DEFINED 2,646 6,024 - HAMPTON ROADS BANKSHARES COM 409321106 57 36,850 SH DEFINED 4 - - 36,850 INC JOHN HANCOCK BK &THRIFT SH BEN INT NEW 409735206 832 49,498 SH DEFINED 3 49,498 - - OPP HANCOCK HLDG CO COM 410120109 541 12,950 SH DEFINED 2 12,950 - - HANCOCK HLDG CO COM 410120109 7 170 SH DEFINED 18 170 - - HANCOCK JOHN INCOME SECS COM 410123103 40 2,900 SH DEFINED 3 2,900 - - TR HANCOCK JOHN INCOME SECS COM 410123103 1,019 73,845 SH DEFINED 5 73,845 - - TR HANCOCK JOHN INVS TR COM 410142103 58 2,985 SH DEFINED 3 2,985 - - HANESBRANDS INC COM 410345102 832 29,924 SH DEFINED 3 29,862 - 62 HANESBRANDS INC COM 410345102 69 2,473 SH DEFINED 5 2,473 - - HANESBRANDS INC COM 410345102 348 12,494 SH DEFINED 10 12,494 - - HANESBRANDS INC COM 410345102 31 1,125 SH DEFINED 14 1,125 - - HANESBRANDS INC COM 410345102 20 720 SH DEFINED 15 720 - - HANESBRANDS INC COM 410345102 14 500 SH DEFINED 16 500 - - HANESBRANDS INC COM 410345102 46 1,644 SH DEFINED 18 1,644 - - HANESBRANDS INC COM 410345102 10 370 SH SOLE 370 - - HANOVER INS GROUP INC COM 410867105 170 3,896 SH DEFINED 2 3,896 - - HANOVER INS GROUP INC COM 410867105 637 14,602 SH DEFINED 3 14,602 - - HANOVER INS GROUP INC COM 410867105 7 170 SH DEFINED 18 170 - - HANSEN MEDICAL INC COM 411307101 212 92,400 SH DEFINED 3 92,400 - - HANSEN MEDICAL INC COM 411307101 11 5,000 SH DEFINED 5 5,000 - - HANSEN NAT CORP COM 411310105 50 1,143 SH DEFINED 2 1,143 - - HANSEN NAT CORP COM 411310105 874 20,155 SH DEFINED 3 20,155 - - HANSEN NAT CORP COM 411310105 26 600 SH DEFINED 5 600 - - HARDINGE INC COM 412324303 232 25,750 SH DEFINED 4 - - 25,750 HARLEY DAVIDSON INC COM 412822108 2,898 103,235 SH DEFINED 2 103,235 - - HARLEY DAVIDSON INC COM 412822108 574 20,451 SH DEFINED 3 19,251 - 1,200 HARLEY DAVIDSON INC COM 412822108 75 2,681 SH DEFINED 5 2,681 - - HARLEY DAVIDSON INC COM 412822108 4 130 SH DEFINED 7 - 130 - HARLEY DAVIDSON INC COM 412822108 39 1,400 SH DEFINED 15 1,400 - - HARLEY DAVIDSON INC COM 412822108 15 540 SH DEFINED 18 540 - - HARLEYSVILLE GROUP INC COM 412824104 654 19,370 SH DEFINED 2 19,370 - - HARLEYSVILLE NATL CORP PA COM 412850109 34 5,059 SH DEFINED 3 5,059 - - HARLEYSVILLE NATL CORP PA COM 412850109 142 21,180 SH DEFINED 4 - - 21,180 HARMAN INTL INDS INC COM 413086109 94 2,000 SH DEFINED 1 2,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HARMAN INTL INDS INC COM 413086109 1,359 29,054 SH DEFINED 2 29,054 - - HARMAN INTL INDS INC COM 413086109 59 1,264 SH DEFINED 3 1,264 - - HARMAN INTL INDS INC COM 413086109 33 696 SH DEFINED 18 696 - - HARMONIC INC COM 413160102 321 50,866 SH DEFINED 2 50,866 - - HARMONIC INC COM 413160102 94 14,818 SH DEFINED 3 14,818 - - HARMONIC INC COM 413160102 3 400 SH DEFINED 5 400 - - HARMONIC INC COM 413160102 16 2,496 SH DEFINED 18 2,496 - - HARMONY GOLD MNG LTD SPONSORED ADR 413216300 11 1,200 SH DEFINED 2 1,200 - - HARMONY GOLD MNG LTD SPONSORED ADR 413216300 192 20,250 SH DEFINED 3 20,250 - - HARMONY GOLD MNG LTD SPONSORED ADR 413216300 16 1,700 SH DEFINED 5 1,700 - - HARRIS CORP DEL COM 413875105 3,177 66,899 SH DEFINED 2 66,899 - - HARRIS CORP DEL COM 413875105 1,085 22,842 SH DEFINED 3 22,842 - - HARRIS CORP DEL COM 413875105 889 18,720 SH DEFINED 4 - 18,720 - HARRIS CORP DEL COM 413875105 837 17,625 SH DEFINED 5 17,625 - - HARRIS CORP DEL COM 413875105 79 1,673 SH DEFINED 8 1,673 - - HARRIS CORP DEL COM 413875105 4,291 90,366 SH DEFINED 18 90,366 - - HARRIS CORP DEL COM 413875105 10 213 SH DEFINED 213 - - HARRIS INTERACTIVE INC COM 414549105 27 22,000 SH DEFINED 3 22,000 - - HARRIS PFD CAP CORP PFD EXCH A 414567206 7 300 PRN DEFINED 3 300 - - HARSCO CORP COM 415864107 187 5,848 SH DEFINED 2 5,848 - - HARSCO CORP COM 415864107 1,042 32,618 SH DEFINED 3 32,618 - - HARSCO CORP COM 415864107 127 3,990 SH DEFINED 4 - 3,990 - HARTE-HANKS INC COM 416196103 148 11,509 SH DEFINED 2 11,509 - - HARTFORD FINL SVCS GROUP COM 416515104 5,384 189,448 SH DEFINED 2 189,448 - - INC HARTFORD FINL SVCS GROUP COM 416515104 2,269 79,838 SH DEFINED 3 78,838 - 1,000 INC HARTFORD FINL SVCS GROUP COM 416515104 154 5,411 SH DEFINED 5 5,411 - - INC HARTFORD FINL SVCS GROUP COM 416515104 621 21,866 SH DEFINED 10 21,866 - - INC HARTFORD FINL SVCS GROUP COM 416515104 301 10,576 SH DEFINED 18 10,576 - - INC HARTFORD FINL SVCS GROUP COM 416515104 17 615 SH SOLE 615 - - INC HASBRO INC COM 418056107 2,297 60,004 SH DEFINED 2 60,004 - - HASBRO INC COM 418056107 143 3,726 SH DEFINED 3 3,726 - - HASBRO INC COM 418056107 737 19,244 SH DEFINED 5 19,244 - - HASBRO INC COM 418056107 74 1,927 SH DEFINED 8 1,927 - - HASBRO INC COM 418056107 134 3,500 SH DEFINED 15 3,500 - - HASBRO INC COM 418056107 74 1,941 SH DEFINED 18 1,941 - - HASBRO INC COM 418056107 8 196 SH DEFINED 196 - - HASTINGS ENTMT INC COM 418365102 393 89,000 SH DEFINED 4 - - 89,000 HAVERTY FURNITURE INC COM 419596101 69 4,232 SH DEFINED 2 4,232 - - HAWAIIAN ELEC INDUSTRIES COM 419870100 2,865 127,600 SH DEFINED 1 127,600 - - HAWAIIAN ELEC INDUSTRIES COM 419870100 1,272 56,675 SH DEFINED 3 56,675 - - HAWAIIAN HOLDINGS INC COM 419879101 9 1,253 SH DEFINED 2 1,253 - - HAWAIIAN HOLDINGS INC COM 419879101 7 926 SH DEFINED 3 926 - - HAWK CORP CL A 420089104 2 122 SH DEFINED 3 122 - - HAWKINS INC COM 420261109 702 29,000 SH DEFINED 4 - - 29,000 HAYNES INTERNATIONAL INC COM NEW 420877201 627 17,638 SH DEFINED 3 17,638 - - HAYNES INTERNATIONAL INC COM NEW 420877201 32 900 SH DEFINED 18 900 - - HEALTHCARE SVCS GRP INC COM 421906108 406 18,085 SH DEFINED 2 18,085 - - HEALTHCARE SVCS GRP INC COM 421906108 3 125 SH DEFINED 3 125 - - HEALTHSOUTH CORP COM NEW 421924309 808 43,216 SH DEFINED 2 43,216 - - HEALTHSOUTH CORP COM NEW 421924309 154 8,235 SH DEFINED 3 8,235 - - HEALTHSOUTH CORP COM NEW 421924309 12 654 SH DEFINED 18 654 - - HEALTH MGMT ASSOC INC NEW CL A 421933102 5,979 695,200 SH DEFINED 1 695,200 - - HEALTH MGMT ASSOC INC NEW CL A 421933102 438 50,961 SH DEFINED 2 50,961 - - HEALTH MGMT ASSOC INC NEW CL A 421933102 677 78,765 SH DEFINED 3 78,765 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HEALTH MGMT ASSOC INC NEW CL A 421933102 17 2,000 SH DEFINED 5 2,000 - - HEALTH MGMT ASSOC INC NEW CL A 421933102 19 2,200 SH DEFINED 16 2,200 - - HEALTHCARE RLTY TR COM 421946104 154 6,625 SH DEFINED 3 6,625 - - HEALTHWAYS INC COM 422245100 193 12,008 SH DEFINED 2 12,008 - - HEALTHWAYS INC COM 422245100 4 226 SH DEFINED 3 226 - - HEALTHWAYS INC COM 422245100 7,257 451,605 SH DEFINED 4 - 358,635 92,970 HEALTHWAYS INC COM 422245100 5 300 SH DEFINED 5 300 - - HEARTLAND EXPRESS INC COM 422347104 2,049 124,186 SH DEFINED 6 124,186 - - HECKMANN CORP COM 422680108 172 29,700 SH DEFINED 3 29,700 - - HECKMANN CORP *W EXP 422680116 36 45,980 SH DEFINED 3 45,980 - - 11/09/201 HECLA MNG CO COM 422704106 1,505 275,215 SH DEFINED 3 275,215 - - HECLA MNG CO COM 422704106 111 20,240 SH DEFINED 5 20,240 - - HECLA MNG CO COM 422704106 5 1,000 SH DEFINED 8 1,000 - - HECLA MNG CO COM 422704106 11 2,000 SH DEFINED 16 2,000 - - HECLA MNG CO PFD CV SER B 422704205 40 770 PRN DEFINED 3 770 - - HEICO CORP NEW COM 422806109 85 1,642 SH DEFINED 2 1,642 - - HEICO CORP NEW COM 422806109 13 243 SH DEFINED 3 243 - - HEICO CORP NEW CL A 422806208 2,687 67,717 SH DEFINED 3 67,717 - - HEICO CORP NEW CL A 422806208 8 196 SH DEFINED 18 196 - - HEIDRICK & STRUGGLES COM 422819102 55 1,947 SH DEFINED 2 1,947 - - INTL IN HEIDRICK & STRUGGLES COM 422819102 30 1,085 SH DEFINED 3 1,085 - - INTL IN HEINZ H J CO COM 423074103 223 4,900 SH DEFINED 1 4,900 - - HEINZ H J CO COM 423074103 10,706 234,728 SH DEFINED 2 234,728 - - HEINZ H J CO COM 423074103 6,946 152,289 SH DEFINED 3 151,300 - 989 HEINZ H J CO COM 423074103 1,027 22,513 SH DEFINED 5 22,513 - - HEINZ H J CO COM 423074103 207 4,539 SH DEFINED 7 - 4,539 - HEINZ H J CO COM 423074103 44 958 SH DEFINED 8 443 515 - HEINZ H J CO COM 423074103 148 3,250 SH DEFINED 15 3,250 - - HEINZ H J CO COM 423074103 46 1,000 SH DEFINED 16 1,000 - - HEINZ H J CO COM 423074103 2,008 44,019 SH DEFINED 18 44,019 - - HEINZ H J CO COM 423074103 343 7,520 SH DEFINED 7,520 - - HEINZ H J CO COM 423074103 2,276 49,900 SH SOLE 49,900 - - HELLENIC TELECOM SPONSORED ADR 423325307 25 3,945 SH DEFINED 3 3,945 - - ORGANIZATN HELMERICH & PAYNE INC COM 423452101 5,495 144,300 SH DEFINED 1 144,300 - - HELMERICH & PAYNE INC COM 423452101 2,652 69,639 SH DEFINED 2 69,639 - - HELMERICH & PAYNE INC COM 423452101 261 6,865 SH DEFINED 3 6,865 - - HELMERICH & PAYNE INC COM 423452101 5 120 SH DEFINED 7 - 120 - HELMERICH & PAYNE INC COM 423452101 5 121 SH DEFINED 8 121 - - HELMERICH & PAYNE INC COM 423452101 528 13,858 SH DEFINED 10 13,858 - - HELMERICH & PAYNE INC COM 423452101 1 21 SH DEFINED 15 21 - - HELMERICH & PAYNE INC COM 423452101 52 1,365 SH DEFINED - - 1,365 HELMERICH & PAYNE INC COM 423452101 14 375 SH SOLE 375 - - HENRY JACK & ASSOC INC COM 426281101 17 695 SH DEFINED 3 695 - - HENRY JACK & ASSOC INC COM 426281101 8 316 SH DEFINED 18 316 - - HERCULES OFFSHORE INC COM 427093109 26 6,128 SH DEFINED 3 6,128 - - HERCULES TECH GROWTH CAP COM 427096508 14 1,307 SH DEFINED 2 1,307 - - INC HERCULES TECH GROWTH CAP COM 427096508 419 39,599 SH DEFINED 3 39,599 - - INC HERCULES TECH GROWTH CAP COM 427096508 673 63,528 SH DEFINED 4 - - 63,528 INC HERLEY INDS INC DEL COM 427398102 233 15,895 SH DEFINED 3 15,895 - - HERLEY INDS INC DEL COM 427398102 630 43,000 SH DEFINED 4 - - 43,000 HERSHA HOSPITALITY TR SH BEN INT A 427825104 31 5,950 SH DEFINED 3 5,950 - - HERSHEY CO COM 427866108 2,635 61,552 SH DEFINED 2 61,552 - - HERSHEY CO COM 427866108 1,538 35,933 SH DEFINED 3 35,933 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HERSHEY CO COM 427866108 82 1,921 SH DEFINED 5 1,921 - - HERSHEY CO COM 427866108 257 6,000 SH DEFINED 14 6,000 - - HERSHEY CO COM 427866108 151 3,525 SH DEFINED 18 3,525 - - HEWLETT PACKARD CO COM 428236103 113,768 2,140,500 SH DEFINED 1 2,140,500 - - HEWLETT PACKARD CO COM 428236103 75,777 1,425,728 SH DEFINED 2 1,425,728 - - HEWLETT PACKARD CO COM 428236103 17,549 330,181 SH DEFINED 3 320,804 - 9,377 HEWLETT PACKARD CO COM 428236103 17,897 336,724 SH DEFINED 4 - 162,843 173,881 HEWLETT PACKARD CO COM 428236103 24,590 462,648 SH DEFINED 5 462,648 - - HEWLETT PACKARD CO COM 428236103 27 505 SH DEFINED 6 505 - - HEWLETT PACKARD CO COM 428236103 1,987 37,394 SH DEFINED 7 - 37,394 - HEWLETT PACKARD CO COM 428236103 1,157 21,767 SH DEFINED 8 19,042 2,725 - HEWLETT PACKARD CO COM 428236103 105 1,975 SH DEFINED 9 1,975 - - HEWLETT PACKARD CO COM 428236103 2,356 44,331 SH DEFINED 10 44,331 - - HEWLETT PACKARD CO COM 428236103 399 7,500 SH DEFINED 11 7,500 - - HEWLETT PACKARD CO COM 428236103 558 10,492 SH DEFINED 14 10,492 - - HEWLETT PACKARD CO COM 428236103 231 4,350 SH DEFINED 15 4,350 - - HEWLETT PACKARD CO COM 428236103 58 1,095 SH DEFINED 16 1,050 45 - HEWLETT PACKARD CO COM 428236103 199 3,750 SH DEFINED 17 - - 3,750 HEWLETT PACKARD CO COM 428236103 1,702 32,023 SH DEFINED 18 32,023 - - HEWLETT PACKARD CO COM 428236103 13,867 260,903 SH DEFINED 5;1 260,903 - - HEWLETT PACKARD CO COM 428236103 2,487 46,788 SH DEFINED 30,481 16,307 - HEWLETT PACKARD CO COM 428236103 1,777 33,443 SH SOLE 33,443 - - HEXCEL CORP NEW COM 428291108 1,694 117,295 SH DEFINED 3 117,295 - - HEXCEL CORP NEW COM 428291108 - 34 SH DEFINED 18 34 - - HIBBETT SPORTS INC COM 428567101 90 3,512 SH DEFINED 2 3,512 - - HIBBETT SPORTS INC COM 428567101 96 3,750 SH DEFINED 3 3,750 - - HICKORY TECH CORP COM 429060106 347 39,264 SH DEFINED 3 39,264 - - HIGHWOODS PPTYS INC COM 431284108 544 17,138 SH DEFINED 2 17,138 - - HIGHWOODS PPTYS INC COM 431284108 159 5,014 SH DEFINED 3 5,014 - - HIGHWOODS PPTYS INC COM 431284108 11 353 SH DEFINED 353 - - HILL INTERNATIONAL INC COM 431466101 4,938 847,083 SH DEFINED 4 - 672,253 174,830 HILL ROM HLDGS INC COM 431475102 489 17,953 SH DEFINED 3 17,953 - - HILLENBRAND INC COM 431571108 4 187 SH DEFINED 3 187 - - HILLENBRAND INC COM 431571108 26 1,200 SH DEFINED 5 1,200 - - HILLTOP HOLDINGS INC COM 432748101 766 65,171 SH DEFINED 2 65,171 - - HITACHI LIMITED ADR 10 COM 433578507 334 8,980 SH DEFINED 3 8,980 - - HITACHI LIMITED ADR 10 COM 433578507 118 3,180 SH DEFINED 5 3,180 - - HITACHI LIMITED ADR 10 COM 433578507 107 2,870 SH DEFINED 18 2,870 - - HOLLY CORP COM PAR $0.01 435758305 2,255 80,800 SH DEFINED 1 80,800 - - HOLLY CORP COM PAR $0.01 435758305 44 1,570 SH DEFINED 2 1,570 - - HOLLY CORP COM PAR $0.01 435758305 3 100 SH DEFINED 3 100 - - HOLLY CORP COM PAR $0.01 435758305 29 1,055 SH DEFINED 5 1,055 - - HOLLY CORP COM PAR $0.01 435758305 269 9,645 SH DEFINED 6 9,645 - - HOLLY CORP COM PAR $0.01 435758305 9 315 SH DEFINED 18 315 - - HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 213 5,013 SH DEFINED 2 5,013 - - HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 92 2,167 SH DEFINED 3 2,167 - - HOLOGIC INC COM 436440101 468 25,225 SH DEFINED 2 25,225 - - HOLOGIC INC COM 436440101 2,237 120,684 SH DEFINED 3 120,684 - - HOLOGIC INC COM 436440101 4 232 SH DEFINED 18 232 - - HOME BANCSHARES INC COM 436893200 116 4,387 SH DEFINED 2 4,387 - - HOME DEPOT INC COM 437076102 60,611 1,873,600 SH DEFINED 1 1,873,600 - - HOME DEPOT INC COM 437076102 13,651 421,989 SH DEFINED 2 421,989 - - HOME DEPOT INC COM 437076102 6,470 200,000 CALL DEFINED 3 200,000 - - HOME DEPOT INC COM 437076102 5,500 170,000 PUT DEFINED 3 170,000 - - HOME DEPOT INC COM 437076102 10,245 316,685 SH DEFINED 3 311,685 - 5,000 HOME DEPOT INC COM 437076102 8,477 262,045 SH DEFINED 4 - 116,945 145,100 HOME DEPOT INC COM 437076102 10,811 334,189 SH DEFINED 5 334,189 - - HOME DEPOT INC COM 437076102 48,698 1,505,349 SH DEFINED 6 1,505,349 - - HOME DEPOT INC COM 437076102 141 4,365 SH DEFINED 7 - 4,365 - HOME DEPOT INC COM 437076102 383 11,825 SH DEFINED 8 8,675 3,150 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HOME DEPOT INC COM 437076102 40 1,250 SH DEFINED 9 1,250 - - HOME DEPOT INC COM 437076102 793 24,500 SH DEFINED 14 24,500 - - HOME DEPOT INC COM 437076102 286 8,834 SH DEFINED 15 8,834 - - HOME DEPOT INC COM 437076102 87 2,700 SH DEFINED 16 2,700 - - HOME DEPOT INC COM 437076102 23 700 SH DEFINED 17 - - 700 HOME DEPOT INC COM 437076102 1,368 42,281 SH DEFINED 18 42,281 - - HOME DEPOT INC COM 437076102 365 11,291 SH DEFINED 5,951 5,340 - HOME DEPOT INC COM 437076102 14 435 SH SOLE 435 - - HOME DIAGNOSTICS INC DEL COM 437080104 19 1,641 SH DEFINED 18 1,641 - - HOME PROPERTIES INC COM 437306103 250 5,333 SH DEFINED 2 5,333 - - HOME PROPERTIES INC COM 437306103 50 1,058 SH DEFINED 3 658 - 400 HOME PROPERTIES INC COM 437306103 431 9,200 SH DEFINED 5 9,200 - - HOME PROPERTIES INC COM 437306103 5 115 SH DEFINED 8 115 - - HONDA MOTOR LTD AMERN SHS 438128308 289 8,194 SH DEFINED 2 8,194 - - HONDA MOTOR LTD AMERN SHS 438128308 227 6,440 SH DEFINED 3 4,140 - 2,300 HONDA MOTOR LTD AMERN SHS 438128308 5,247 148,677 SH DEFINED 5 148,677 - - HONDA MOTOR LTD AMERN SHS 438128308 72 2,054 SH DEFINED 7 - 2,054 - HONDA MOTOR LTD AMERN SHS 438128308 36 1,010 SH DEFINED 8 1,010 - - HONDA MOTOR LTD AMERN SHS 438128308 75 2,129 SH DEFINED 18 2,129 - - HONDA MOTOR LTD AMERN SHS 438128308 8,479 240,270 SH DEFINED 5;1 240,270 - - HONDA MOTOR LTD AMERN SHS 438128308 15 420 SH DEFINED 420 - - HONEYWELL INTL INC COM 438516106 138,196 3,052,710 SH DEFINED 1 3,052,710 - - HONEYWELL INTL INC COM 438516106 15,398 340,136 SH DEFINED 2 340,136 - - HONEYWELL INTL INC COM 438516106 12,809 282,938 SH DEFINED 3 274,760 - 8,178 HONEYWELL INTL INC COM 438516106 23,549 520,183 SH DEFINED 5 520,183 - - HONEYWELL INTL INC COM 438516106 2,411 53,260 SH DEFINED 7 - 53,260 - HONEYWELL INTL INC COM 438516106 1,051 23,218 SH DEFINED 8 21,838 1,380 - HONEYWELL INTL INC COM 438516106 126 2,780 SH DEFINED 9 2,780 - - HONEYWELL INTL INC COM 438516106 283 6,259 SH DEFINED 10 6,259 - - HONEYWELL INTL INC COM 438516106 272 6,000 SH DEFINED 11 6,000 - - HONEYWELL INTL INC COM 438516106 256 5,645 SH DEFINED 14 5,645 - - HONEYWELL INTL INC COM 438516106 66 1,450 SH DEFINED 15 1,450 - - HONEYWELL INTL INC COM 438516106 424 9,360 SH DEFINED 17 - - 9,360 HONEYWELL INTL INC COM 438516106 5,049 111,532 SH DEFINED 18 111,532 - - HONEYWELL INTL INC COM 438516106 15,279 337,506 SH DEFINED 5;1 337,506 - - HONEYWELL INTL INC COM 438516106 787 17,378 SH DEFINED 12,230 5,148 - HONEYWELL INTL INC COM 438516106 191 4,219 SH SOLE 4,219 - - HOOKER FURNITURE CORP COM 439038100 498 31,000 SH DEFINED 4 - - 31,000 HOOPER HOLMES INC COM 439104100 1 1,250 SH DEFINED 3 1,250 - - HORACE MANN EDUCATORS COM 440327104 101 6,705 SH DEFINED 2 6,705 - - CORP N HORMEL FOODS CORP COM 440452100 2,166 51,552 SH DEFINED 2 51,552 - - HORMEL FOODS CORP COM 440452100 2,905 69,155 SH DEFINED 3 69,055 - 100 HORMEL FOODS CORP COM 440452100 563 13,412 SH DEFINED 5 13,412 - - HORMEL FOODS CORP COM 440452100 69 1,643 SH DEFINED 8 1,643 - - HORNBECK OFFSHORE SVCS COM 440543106 169 9,078 SH DEFINED 2 9,078 - - INC N HORNBECK OFFSHORE SVCS COM 440543106 1,107 59,610 SH DEFINED 3 59,610 - - INC N HORNBECK OFFSHORE SVCS COM 440543106 5 250 SH DEFINED 18 250 - - INC N HOSPIRA INC COM 441060100 125 2,200 SH DEFINED 1 2,200 - - HOSPIRA INC COM 441060100 3,350 59,133 SH DEFINED 2 59,133 - - HOSPIRA INC COM 441060100 484 8,541 SH DEFINED 3 7,704 - 837 HOSPIRA INC COM 441060100 89 1,578 SH DEFINED 5 1,578 - - HOSPIRA INC COM 441060100 26 460 SH DEFINED 15 460 - - HOSPIRA INC COM 441060100 136 2,400 SH DEFINED 16 2,400 - - HOSPIRA INC COM 441060100 117 2,072 SH DEFINED 18 2,072 - - HOT TOPIC INC COM 441339108 6 987 SH DEFINED 2 987 - - HOT TOPIC INC COM 441339108 977 150,000 SH DEFINED 3 150,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HOT TOPIC INC COM 441339108 326 50,000 SH DEFINED 4 - - 50,000 HOVNANIAN ENTERPRISES INC CL A 442487203 15 3,400 SH DEFINED 2 3,400 - - HOVNANIAN ENTERPRISES INC CL A 442487203 1,199 275,600 SH DEFINED 3 275,600 - - HUANENG PWR INTL INC SPON ADR H SHS 443304100 9 380 SH DEFINED 3 380 - - HUANENG PWR INTL INC SPON ADR H SHS 443304100 3 150 SH DEFINED 7 - 150 - HUB GROUP INC CL A 443320106 210 7,497 SH DEFINED 2 7,497 - - HUB GROUP INC CL A 443320106 100 3,572 SH DEFINED 3 3,572 - - HUBBELL INC CL B 443510201 895 17,751 SH DEFINED 3 17,751 - - HUBBELL INC CL B 443510201 157 3,115 SH DEFINED 5 3,115 - - HUBBELL INC CL B 443510201 1 21 SH DEFINED 15 21 - - HUDSON CITY BANCORP COM 443683107 925 65,281 SH DEFINED 2 65,281 - - HUDSON CITY BANCORP COM 443683107 769 54,259 SH DEFINED 3 54,259 - - HUDSON CITY BANCORP COM 443683107 1,070 75,545 SH DEFINED 5 75,545 - - HUDSON CITY BANCORP COM 443683107 21 1,503 SH DEFINED 8 1,503 - - HUDSON CITY BANCORP COM 443683107 11 800 SH DEFINED 18 800 - - HUDSON CITY BANCORP COM 443683107 14 1,001 SH DEFINED 1,001 - - HUGHES COMMUNICATIONS INC COM 444398101 - 10 SH DEFINED 10 - - HUGOTON RTY TR TEX UNIT BEN INT 444717102 942 56,948 SH DEFINED 2 56,948 - - HUGOTON RTY TR TEX UNIT BEN INT 444717102 655 39,582 SH DEFINED 3 39,582 - - HUGOTON RTY TR TEX UNIT BEN INT 444717102 - 2 SH DEFINED 5 2 - - HUGOTON RTY TR TEX UNIT BEN INT 444717102 10 599 SH DEFINED 599 - - HUMANA INC COM 444859102 4,538 97,037 SH DEFINED 2 97,037 - - HUMANA INC COM 444859102 8,671 185,403 SH DEFINED 3 185,403 - - HUMANA INC COM 444859102 840 17,969 SH DEFINED 5 17,969 - - HUMANA INC COM 444859102 2 47 SH DEFINED 8 47 - - HUMAN GENOME SCIENCES INC COM 444903108 88 2,900 PUT DEFINED 3 2,900 - - HUMAN GENOME SCIENCES INC COM 444903108 180 5,950 SH DEFINED 3 5,950 - - HUMAN GENOME SCIENCES INC COM 444903108 919 30,445 SH DEFINED 5 30,445 - - HUMAN GENOME SCIENCES INC COM 444903108 36 1,200 SH DEFINED 8 1,200 - - HUMAN GENOME SCIENCES INC COM 444903108 28 924 SH DEFINED 18 924 - - HUMAN GENOME SCIENCES INC COM 444903108 453 15,000 SH SOLE 15,000 - - HUNT J B TRANS SVCS INC COM 445658107 1,234 34,403 SH DEFINED 2 34,403 - - HUNT J B TRANS SVCS INC COM 445658107 4,392 122,399 SH DEFINED 3 122,299 - 100 HUNT J B TRANS SVCS INC COM 445658107 158 4,410 SH DEFINED 4 - 4,410 - HUNTINGTON BANCSHARES INC COM 446150104 4,964 920,972 SH DEFINED 2 920,972 - - HUNTINGTON BANCSHARES INC COM 446150104 381 70,656 SH DEFINED 3 70,656 - - HUNTINGTON BANCSHARES INC COM 446150104 19 3,500 SH DEFINED 8 3,500 - - HUNTSMAN CORP COM 447011107 338 28,043 SH DEFINED 2 28,043 - - HUNTSMAN CORP COM 447011107 246 20,382 SH DEFINED 3 20,382 - - HUNTSMAN CORP COM 447011107 2 140 SH DEFINED 18 140 - - HURCO COMPANIES INC COM 447324104 997 59,221 SH DEFINED 4 - 32,321 26,900 HURON CONSULTING GROUP COM 447462102 114 5,637 SH DEFINED 2 5,637 - - INC HURON CONSULTING GROUP COM 447462102 4,859 239,357 SH DEFINED 4 - 181,387 57,970 INC HURON CONSULTING GROUP COM 447462102 5 250 SH DEFINED 18 250 - - INC HURRAY HLDGS CO LTD SPONSORED ADR 447773102 31 10,000 SH DEFINED 16 10,000 - - HUTCHINSON TECHNOLOGY INC COM 448407106 1,696 271,778 SH DEFINED 3 271,778 - - HUTCHINSON TECHNOLOGY INC COM 448407106 5 805 SH DEFINED 16 - 805 - HYATT HOTELS CORP COM CL A 448579102 5 116 SH DEFINED 3 116 - - HYATT HOTELS CORP COM CL A 448579102 7 170 SH DEFINED 5 170 - - HYATT HOTELS CORP COM CL A 448579102 3 69 SH DEFINED 69 - - HYDROGENICS CORP NEW COM NEW 448883207 2 400 SH DEFINED 3 400 - - HYDROGENICS CORP NEW COM NEW 448883207 - 55 SH DEFINED 5 55 - - HYDROGENICS CORP NEW COM NEW 448883207 15 3,320 SH DEFINED 7 - 3,320 - IDT CORP CL B NEW 448947507 1 100 SH DEFINED 3 - - 100 HYPERDYNAMICS CORP COM 448954107 24 20,000 SH DEFINED 16 20,000 - - I D SYSTEMS INC COM 449489103 1 500 SH DEFINED 3 500 - - ING RISK MANAGED NAT RES COM 449810100 680 39,382 SH DEFINED 3 32,382 - 7,000 FD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- IRSA INVERSIONES Y REP S GLOBL DEP RCPT 450047204 22 2,000 SH DEFINED 2,000 - - A IBERIABANK CORP COM 450828108 58 960 SH DEFINED 2 960 - - IBERIABANK CORP COM 450828108 28 462 SH DEFINED 3 462 - - ITT CORP NEW COM 450911102 4,496 83,867 SH DEFINED 2 83,867 - - ITT CORP NEW COM 450911102 2,904 54,164 SH DEFINED 3 53,934 - 230 ITT CORP NEW COM 450911102 157 2,921 SH DEFINED 5 2,921 - - ITT CORP NEW COM 450911102 519 9,685 SH DEFINED 7 - 9,685 - ITT CORP NEW COM 450911102 18 343 SH DEFINED 8 168 175 - ITT CORP NEW COM 450911102 32 600 SH DEFINED 15 600 - - ITT CORP NEW COM 450911102 15 275 SH DEFINED 16 - 275 - ITT CORP NEW COM 450911102 48 898 SH DEFINED 18 898 - - ITT CORP NEW COM 450911102 2 45 SH DEFINED 45 - - IAMGOLD CORP COM 450913108 47,751 3,612,000 SH DEFINED 1 3,528,000 - 84,000 IAMGOLD CORP COM 450913108 375 28,380 SH DEFINED 2 28,380 - - IAMGOLD CORP COM 450913108 588 44,500 SH DEFINED 3 44,500 - - IAMGOLD CORP COM 450913108 660 49,900 CALL DEFINED 5 49,900 - - IAMGOLD CORP COM 450913108 572 43,300 PUT DEFINED 5 43,300 - - IAMGOLD CORP COM 450913108 1,294 97,918 SH DEFINED 5 97,918 - - IAMGOLD CORP COM 450913108 147 11,095 SH DEFINED 6 11,095 - - IAMGOLD CORP COM 450913108 788 59,635 SH DEFINED 7 - 59,635 - IAMGOLD CORP COM 450913108 41 3,139 SH DEFINED 8 1,994 1,145 - IAMGOLD CORP COM 450913108 3,437 260,000 SH DEFINED 16 260,000 - - IAMGOLD CORP COM 450913108 15 1,100 SH DEFINED 1,100 - - IAMGOLD CORP COM 450913108 22,750 1,720,900 SH SOLE 1,720,900 - - ICONIX BRAND GROUP INC COM 451055107 5 300 SH DEFINED 3 300 - - ICONIX BRAND GROUP INC COM 451055107 31 2,025 SH DEFINED 16 2,025 - - ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 3,349 70,495 SH DEFINED 3 70,495 - - IDACORP INC COM 451107106 1,545 44,630 SH DEFINED 3 44,630 - - IDACORP INC COM 451107106 10 300 SH DEFINED 5 300 - - IDACORP INC COM 451107106 182 5,258 SH DEFINED 18 5,258 - - IHS INC CL A 451734107 138 2,585 SH DEFINED 3 2,585 - - IHS INC CL A 451734107 54 1,011 SH DEFINED 18 1,011 - - ILLINOIS TOOL WKS INC COM 452308109 9,280 195,955 SH DEFINED 2 195,955 - - ILLINOIS TOOL WKS INC COM 452308109 4,037 85,234 SH DEFINED 3 84,844 - 390 ILLINOIS TOOL WKS INC COM 452308109 9,181 193,850 SH DEFINED 4 - 87,250 106,600 ILLINOIS TOOL WKS INC COM 452308109 109 2,308 SH DEFINED 5 2,308 - - ILLINOIS TOOL WKS INC COM 452308109 62,138 1,312,037 SH DEFINED 6 1,312,037 - - ILLINOIS TOOL WKS INC COM 452308109 245 5,175 SH DEFINED 7 - 5,175 - ILLINOIS TOOL WKS INC COM 452308109 75 1,577 SH DEFINED 8 1,272 305 - ILLINOIS TOOL WKS INC COM 452308109 94 1,990 SH DEFINED 10 1,990 - - ILLINOIS TOOL WKS INC COM 452308109 12 253 SH DEFINED 15 253 - - ILLINOIS TOOL WKS INC COM 452308109 110 2,315 SH DEFINED 17 - - 2,315 ILLINOIS TOOL WKS INC COM 452308109 58 1,223 SH DEFINED 18 1,223 - - ILLINOIS TOOL WKS INC COM 452308109 9 200 SH DEFINED 200 - - ILLINOIS TOOL WKS INC COM 452308109 1,171 24,726 SH SOLE 24,726 - - ILLUMINA INC COM 452327109 626 16,098 SH DEFINED 2 16,098 - - ILLUMINA INC COM 452327109 334 8,590 SH DEFINED 3 8,590 - - ILLUMINA INC COM 452327109 70 1,805 SH DEFINED 5 1,805 - - ILLUMINA INC COM 452327109 - 8 SH DEFINED 7 - 8 - ILLUMINA INC COM 452327109 24 606 SH DEFINED 18 606 - - ILLUMINA INC COM 452327109 11 275 SH DEFINED 275 - - IMMUCOR INC COM 452526106 23 1,047 SH DEFINED 3 1,047 - - IMMUCOR INC COM 452526106 20 900 SH DEFINED 7 - 900 - IMMUNOMEDICS INC COM 452907108 3 1,000 SH DEFINED 3 1,000 - - IMMUNOMEDICS INC COM 452907108 5 1,554 SH DEFINED 16 1,554 - - IMPERIAL OIL LTD COM NEW 453038408 328,055 8,439,800 SH DEFINED 1 8,439,800 - - IMPERIAL OIL LTD COM NEW 453038408 75 1,926 SH DEFINED 3 1,926 - - IMPERIAL OIL LTD COM NEW 453038408 51 1,300 CALL DEFINED 5 1,300 - - IMPERIAL OIL LTD COM NEW 453038408 49,716 1,279,036 SH DEFINED 5 1,279,036 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- IMPERIAL OIL LTD COM NEW 453038408 3,214 82,691 SH DEFINED 6 82,691 - - IMPERIAL OIL LTD COM NEW 453038408 10,234 263,299 SH DEFINED 7 - 263,299 - IMPERIAL OIL LTD COM NEW 453038408 5,082 130,753 SH DEFINED 8 44,083 86,670 - IMPERIAL OIL LTD COM NEW 453038408 1,060 27,282 SH DEFINED 9 27,282 - - IMPERIAL OIL LTD COM NEW 453038408 233 5,985 SH DEFINED 15 5,985 - - IMPERIAL OIL LTD COM NEW 453038408 1 25 SH DEFINED 16 - 25 - IMPERIAL OIL LTD COM NEW 453038408 12 300 SH DEFINED 18 300 - - IMPERIAL OIL LTD COM NEW 453038408 44,056 1,133,409 SH DEFINED 5;1 1,133,409 - - IMPERIAL OIL LTD COM NEW 453038408 377 9,702 SH DEFINED 9,702 - - IMPERIAL OIL LTD COM NEW 453038408 47,601 1,224,624 SH SOLE 1,224,624 - - IMPERIAL SUGAR CO NEW COM NEW 453096208 67 4,300 SH DEFINED 3 4,300 - - INDEPENDENCE HLDG CO NEW COM NEW 453440307 342 36,000 SH DEFINED 4 - - 36,000 INDEPENDENT BANK CORP COM 453836108 266 10,775 SH DEFINED 2 10,775 - - MASS INDEPENDENT BANK CORP COM 453836108 16 654 SH DEFINED 3 654 - - MASS INDEPENDENT BANK CORP COM 453836108 10 393 SH DEFINED 393 - - MASS INDIA FD INC COM 454089103 2,504 79,406 SH DEFINED 3 79,406 - - INDIA FD INC COM 454089103 416 13,194 SH DEFINED 5 13,194 - - INDIA FD INC COM 454089103 31 968 SH DEFINED 8 968 - - INDIA FD INC COM 454089103 107 3,378 SH DEFINED 13 3,378 - - INDIANA COMMUNITY BANCORP COM 454674102 119 13,000 SH DEFINED 4 - - 13,000 INDUSTRIAL SVCS AMER INC COM 456314103 220 13,376 SH DEFINED 3 13,376 - - FLA INERGY L P UNIT LTD PTNR 456615103 113 3,000 SH DEFINED 2 3,000 - - INERGY L P UNIT LTD PTNR 456615103 901 23,841 SH DEFINED 3 23,841 - - INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 6,122 104,100 SH DEFINED 1 104,100 - - INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1,428 24,284 SH DEFINED 2 24,284 - - INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1,164 19,796 SH DEFINED 3 19,796 - - INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 49 837 SH DEFINED 5 837 - - INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 59 1,000 SH DEFINED 16 1,000 - - INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 51 873 SH DEFINED 18 873 - - ING GROEP N V SPONSORED ADR 456837103 49 4,900 SH DEFINED 2 4,900 - - ING GROEP N V SPONSORED ADR 456837103 753 75,619 SH DEFINED 3 62,619 - 13,000 ING GROEP N V SPONSORED ADR 456837103 1,027 103,133 SH DEFINED 5 103,133 - - ING GROEP N V SPONSORED ADR 456837103 21 2,150 SH DEFINED 7 - 2,150 - ING GROEP N V SPONSORED ADR 456837103 35 3,480 SH DEFINED 8 3,480 - - ING GROEP N V SPONSORED ADR 456837103 47 4,680 SH DEFINED 15 4,680 - - ING GROEP N V SPONSORED ADR 456837103 8 787 SH DEFINED 16 787 - - ING GROEP N V SPONSORED ADR 456837103 92 9,200 SH DEFINED 17 - - 9,200 ING GROEP N V SPONSORED ADR 456837103 52 5,242 SH DEFINED 18 5,242 - - INGLES MKTS INC CL A 457030104 782 52,000 SH DEFINED 4 - - 52,000 INGRAM MICRO INC CL A 457153104 932 53,115 SH DEFINED 2 53,115 - - INGRAM MICRO INC CL A 457153104 823 46,901 SH DEFINED 3 46,901 - - INGRAM MICRO INC CL A 457153104 27 1,522 SH DEFINED 18 1,522 - - INLAND REAL ESTATE CORP COM NEW 457461200 4 400 SH DEFINED 3 400 - - INLAND REAL ESTATE CORP COM NEW 457461200 4 432 SH DEFINED 18 432 - - INSITUFORM TECHNOLOGIES CL A 457667103 59 2,220 SH DEFINED 2 2,220 - - INC INSITUFORM TECHNOLOGIES CL A 457667103 370 13,900 SH DEFINED 3 13,900 - - INC INSITUFORM TECHNOLOGIES CL A 457667103 825 31,000 SH DEFINED 4 - - 31,000 INC INTEGRA LIFESCIENCES COM NEW 457985208 157 3,584 SH DEFINED 2 3,584 - - HLDGS C INTEGRA LIFESCIENCES COM NEW 457985208 131 3,000 SH DEFINED 3 3,000 - - HLDGS C INTEGRA LIFESCIENCES COM NEW 457985208 17,633 402,300 SH DEFINED 4 - 308,050 94,250 HLDGS C
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- INTEGRATED DEVICE COM 458118106 289 47,159 SH DEFINED 3 47,159 - - TECHNOLOGY INTEGRATED DEVICE COM 458118106 8 1,350 SH DEFINED 18 1,350 - - TECHNOLOGY INTEL CORP COM 458140100 106,110 4,760,450 SH DEFINED 1 4,760,450 - - INTEL CORP COM 458140100 25,172 1,129,299 SH DEFINED 2 1,129,299 - - INTEL CORP COM 458140100 44,877 2,013,324 SH DEFINED 3 1,990,829 - 22,495 INTEL CORP COM 458140100 2,426 108,823 SH DEFINED 4 - 96,248 12,575 INTEL CORP COM 458140100 26,597 1,193,238 SH DEFINED 5 1,193,238 - - INTEL CORP COM 458140100 55,388 2,484,892 SH DEFINED 6 2,484,892 - - INTEL CORP COM 458140100 4,479 200,955 SH DEFINED 7 - 200,955 - INTEL CORP COM 458140100 1,165 52,287 SH DEFINED 8 44,946 7,341 - INTEL CORP COM 458140100 98 4,375 SH DEFINED 9 4,375 - - INTEL CORP COM 458140100 483 21,659 SH DEFINED 10 21,659 - - INTEL CORP COM 458140100 921 41,307 SH DEFINED 11 41,307 - - INTEL CORP COM 458140100 282 12,652 SH DEFINED 14 12,652 - - INTEL CORP COM 458140100 508 22,795 SH DEFINED 15 22,795 - - INTEL CORP COM 458140100 275 12,319 SH DEFINED 16 11,844 475 - INTEL CORP COM 458140100 58 2,600 SH DEFINED 17 - - 2,600 INTEL CORP COM 458140100 3,131 140,462 SH DEFINED 18 140,462 - - INTEL CORP COM 458140100 16,071 720,980 SH DEFINED 5;1 720,980 - - INTEL CORP COM 458140100 3,526 158,172 SH DEFINED 146,143 12,029 - INTEL CORP COM 458140100 75 3,375 SH SOLE 3,375 - - INTELLIPHARMACEUTICS COM 458173101 1 527 SH DEFINED 5 527 - - INTL IN INTELLIPHARMACEUTICS COM 458173101 - 25 SH DEFINED 8 25 - - INTL IN INTERFACE INC CL A 458665106 4,371 377,500 SH DEFINED 4 - 221,800 155,700 INTERMEC INC COM 458786100 357 25,208 SH DEFINED 2 25,208 - - INTERMEC INC COM 458786100 2 150 SH DEFINED 3 150 - - INTERNATIONAL ASSETS COM 459028106 1,566 104,536 SH DEFINED 14 104,536 - - HLDG CO INTERNATIONAL BUSINESS COM 459200101 74,645 582,025 SH DEFINED 1 582,025 - - MACHS INTERNATIONAL BUSINESS COM 459200101 38,109 297,148 SH DEFINED 2 297,148 - - MACHS INTERNATIONAL BUSINESS COM 459200101 26,956 210,181 SH DEFINED 3 207,636 - 2,545 MACHS INTERNATIONAL BUSINESS COM 459200101 1,261 9,836 SH DEFINED 4 - 8,720 1,116 MACHS INTERNATIONAL BUSINESS COM 459200101 20,419 159,210 SH DEFINED 5 159,210 - - MACHS INTERNATIONAL BUSINESS COM 459200101 18,357 143,137 SH DEFINED 6 143,137 - - MACHS INTERNATIONAL BUSINESS COM 459200101 7,461 58,173 SH DEFINED 7 - 58,173 - MACHS INTERNATIONAL BUSINESS COM 459200101 1,121 8,742 SH DEFINED 8 5,267 3,475 - MACHS INTERNATIONAL BUSINESS COM 459200101 310 2,418 SH DEFINED 9 2,418 - - MACHS INTERNATIONAL BUSINESS COM 459200101 1,237 9,644 SH DEFINED 10 9,644 - - MACHS INTERNATIONAL BUSINESS COM 459200101 96 750 SH DEFINED 11 750 - - MACHS INTERNATIONAL BUSINESS COM 459200101 1,389 10,830 SH DEFINED 14 10,830 - - MACHS INTERNATIONAL BUSINESS COM 459200101 312 2,434 SH DEFINED 15 2,434 - - MACHS INTERNATIONAL BUSINESS COM 459200101 219 1,704 SH DEFINED 16 1,689 15 - MACHS
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- INTERNATIONAL BUSINESS COM 459200101 366 2,855 SH DEFINED 17 - - 2,855 MACHS INTERNATIONAL BUSINESS COM 459200101 9,156 71,389 SH DEFINED 18 71,389 - - MACHS INTERNATIONAL BUSINESS COM 459200101 1,385 10,796 SH DEFINED 3,732 7,064 - MACHS INTERNATIONAL BUSINESS COM 459200101 79,148 617,137 SH SOLE 617,137 - - MACHS INTERNATIONAL COM 459506101 946 19,855 SH DEFINED 2 19,855 - - FLAVORS&FRAGRA INTERNATIONAL COM 459506101 407 8,528 SH DEFINED 3 8,528 - - FLAVORS&FRAGRA INTERNATIONAL COM 459506101 92 1,920 SH DEFINED 5 1,920 - - FLAVORS&FRAGRA INTERNATIONAL COM 459506101 76 1,594 SH DEFINED 18 1,594 - - FLAVORS&FRAGRA INTERNATIONAL GAME COM 459902102 2,674 144,949 SH DEFINED 2 144,949 - - TECHNOLOG INTERNATIONAL GAME COM 459902102 457 24,765 SH DEFINED 3 24,765 - - TECHNOLOG INTERNATIONAL GAME COM 459902102 35 1,910 SH DEFINED 5 1,910 - - TECHNOLOG INTERNATIONAL GAME COM 459902102 554 30,000 SH DEFINED 14 30,000 - - TECHNOLOG INTERNATIONAL GAME COM 459902102 18 1,000 SH DEFINED 15 1,000 - - TECHNOLOG INTERNATIONAL GAME COM 459902102 42 2,250 SH DEFINED 16 2,250 - - TECHNOLOG INTERNATIONAL GAME COM 459902102 5 264 SH DEFINED 18 264 - - TECHNOLOG INTL PAPER CO COM 460146103 35,785 1,454,100 SH DEFINED 1 1,454,100 - - INTL PAPER CO COM 460146103 5,695 231,394 SH DEFINED 2 231,394 - - INTL PAPER CO COM 460146103 12,274 498,749 SH DEFINED 3 497,973 - 776 INTL PAPER CO COM 460146103 6,288 255,505 SH DEFINED 4 - 118,395 137,110 INTL PAPER CO COM 460146103 2 90 SH DEFINED 5 90 - - INTL PAPER CO COM 460146103 133 5,400 SH DEFINED 14 5,400 - - INTL PAPER CO COM 460146103 20 800 SH DEFINED 15 800 - - INTL PAPER CO COM 460146103 117 4,752 SH DEFINED 18 4,752 - - INTL PAPER CO COM 460146103 120 4,869 SH DEFINED - - 4,869 INTERNATIONAL RECTIFIER COM 460254105 1,005 43,879 SH DEFINED 3 43,879 - - CORP INTERNATIONAL RECTIFIER COM 460254105 7 290 SH DEFINED 18 290 - - CORP INTERNATIONAL COM NEW 460321201 833 28,350 SH DEFINED 4 - - 28,350 SHIPHOLDING CO INTERNATIONAL SPEEDWAY CL A 460335201 829 32,164 SH DEFINED 2 32,164 - - CORP INTERNATIONAL SPEEDWAY CL A 460335201 434 16,849 SH DEFINED 3 16,849 - - CORP INTERNATIONAL SPEEDWAY CL A 460335201 1 20 SH DEFINED 18 20 - - CORP INTERPUBLIC GROUP COS INC COM 460690100 60 7,200 SH DEFINED 1 7,200 - - INTERPUBLIC GROUP COS INC COM 460690100 1,765 212,173 SH DEFINED 2 212,173 - - INTERPUBLIC GROUP COS INC COM 460690100 101 12,097 SH DEFINED 3 12,097 - - INTERPUBLIC GROUP COS INC COM 460690100 6 726 SH DEFINED 5 726 - - INTERPUBLIC GROUP COS INC COM 460690100 14 1,694 SH DEFINED 18 1,694 - - INTERPUBLIC GROUP COS INC COM 460690100 39 4,680 SH DEFINED 4,680 - - INTERVEST BANCSHARES CORP CL A 460927106 121 31,000 SH DEFINED 4 - - 31,000 INTEROIL CORP COM 460951106 65 1,000 SH DEFINED 2 1,000 - - INTEROIL CORP COM 460951106 704 10,870 SH DEFINED 3 10,870 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- INTUIT COM 461202103 7,062 205,763 SH DEFINED 2 205,763 - - INTUIT COM 461202103 1,248 36,359 SH DEFINED 3 36,359 - - INTUIT COM 461202103 12 340 SH DEFINED 5 340 - - INTUIT COM 461202103 372 10,836 SH DEFINED 10 10,836 - - INTUIT COM 461202103 37 1,082 SH DEFINED 18 1,082 - - INTUIT COM 461202103 4 126 SH DEFINED 126 - - INTUIT COM 461202103 11 325 SH SOLE 325 - - INVACARE CORP COM 461203101 755 28,439 SH DEFINED 2 28,439 - - INVACARE CORP COM 461203101 3 105 SH DEFINED 3 105 - - INVACARE CORP COM 461203101 2,996 112,900 SH DEFINED 4 - 41,100 71,800 INVESTORS REAL ESTATE TR SH BEN INT 461730103 346 38,412 SH DEFINED 2 38,412 - - INVESTORS REAL ESTATE TR SH BEN INT 461730103 158 17,535 SH DEFINED 3 17,535 - - INVESTORS TITLE CO COM 461804106 8 244 SH DEFINED 3 244 - - INVESTORS TITLE CO COM 461804106 282 8,300 SH DEFINED 4 - - 8,300 IOWA TELECOMM SERVICES COM 462594201 10,959 656,217 SH DEFINED 3 656,217 - - INC IROBOT CORP COM 462726100 44 2,903 SH DEFINED 3 2,903 - - IRON MTN INC COM 462846106 2,139 78,081 SH DEFINED 2 78,081 - - IRON MTN INC COM 462846106 167 6,109 SH DEFINED 3 5,943 - 166 IRON MTN INC COM 462846106 6 205 SH DEFINED 5 205 - - IRON MTN INC COM 462846106 212 7,735 SH DEFINED 7 - 7,735 - IRON MTN INC COM 462846106 10 375 SH DEFINED 8 - 375 - IRON MTN INC COM 462846106 83 3,042 SH DEFINED 10 3,042 - - IRON MTN INC COM 462846106 12 450 SH DEFINED 13 450 - - IRON MTN INC COM 462846106 43 1,565 SH DEFINED 17 - - 1,565 IRON MTN INC COM 462846106 26 958 SH DEFINED 18 958 - - IRON MTN INC COM 462846106 11 400 SH DEFINED 400 - - IRON MTN INC COM 462846106 1,104 40,284 SH SOLE 40,284 - - ISHARES COMEX GOLD TR ISHARES 464285105 2,051 18,815 SH DEFINED 1 18,815 - - ISHARES COMEX GOLD TR ISHARES 464285105 9,665 88,644 SH DEFINED 3 88,644 - - ISHARES COMEX GOLD TR ISHARES 464285105 1,932 17,719 SH DEFINED 5 17,719 - - ISHARES COMEX GOLD TR ISHARES 464285105 109 1,000 SH DEFINED 7 - 1,000 - ISHARES COMEX GOLD TR ISHARES 464285105 872 8,000 SH DEFINED 14 8,000 - - ISHARES COMEX GOLD TR ISHARES 464285105 3,112 28,540 SH DEFINED 15 28,540 - - ISHARES COMEX GOLD TR ISHARES 464285105 956 8,770 SH DEFINED 16 8,770 - - ISHARES COMEX GOLD TR ISHARES 464285105 1,128 10,344 SH DEFINED 18 10,344 - - ISHARES COMEX GOLD TR ISHARES 464285105 41 372 SH DEFINED 372 - - ISHARES INC MSCI AUSTRALIA 464286103 1 24 SH DEFINED 2 24 - - ISHARES INC MSCI AUSTRALIA 464286103 10,725 446,673 SH DEFINED 3 446,673 - - ISHARES INC MSCI AUSTRALIA 464286103 5,893 245,438 SH DEFINED 5 245,438 - - ISHARES INC MSCI AUSTRALIA 464286103 161 6,700 SH DEFINED 7 - 6,700 - ISHARES INC MSCI AUSTRALIA 464286103 29 1,215 SH DEFINED 8 694 521 - ISHARES INC MSCI AUSTRALIA 464286103 60 2,510 SH DEFINED 16 2,510 - - ISHARES INC MSCI AUSTRALIA 464286103 2,266 94,385 SH DEFINED 17 - - 94,385 ISHARES INC MSCI AUSTRALIA 464286103 101 4,200 SH DEFINED 18 4,200 - - ISHARES INC MSCI AUSTRALIA 464286103 101 4,221 SH DEFINED 4,221 - - ISHARES INC MSCI AUSTRIA 464286202 30 1,538 SH DEFINED 3 1,538 - - INV ISHARES INC MSCI AUSTRIA 464286202 453 22,925 SH DEFINED 5 22,925 - - INV ISHARES INC MSCI AUSTRIA 464286202 8 400 SH DEFINED 8 400 - - INV ISHARES INC MSCI BELG 464286301 49 3,778 SH DEFINED 3 3,778 - - INVEST ISHARES INC MSCI BRAZIL 464286400 345 4,681 SH DEFINED 2 4,681 - - ISHARES INC MSCI BRAZIL 464286400 68,485 930,000 CALL DEFINED 3 930,000 - - ISHARES INC MSCI BRAZIL 464286400 8,461 114,900 PUT DEFINED 3 114,900 - - ISHARES INC MSCI BRAZIL 464286400 18,649 253,249 SH DEFINED 3 250,759 - 2,490 ISHARES INC MSCI BRAZIL 464286400 12,163 165,163 SH DEFINED 5 165,163 - - ISHARES INC MSCI BRAZIL 464286400 131 1,775 SH DEFINED 7 - 1,775 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES INC MSCI BRAZIL 464286400 18 238 SH DEFINED 8 238 - - ISHARES INC MSCI BRAZIL 464286400 89 1,215 SH DEFINED 13 1,215 - - ISHARES INC MSCI BRAZIL 464286400 4,477 60,800 SH DEFINED 14 60,800 - - ISHARES INC MSCI BRAZIL 464286400 909 12,345 SH DEFINED 15 12,345 - - ISHARES INC MSCI BRAZIL 464286400 118 1,600 SH DEFINED 16 1,600 - - ISHARES INC MSCI BRAZIL 464286400 48 650 SH DEFINED 17 - - 650 ISHARES INC MSCI BRAZIL 464286400 23 312 SH DEFINED 18 312 - - ISHARES INC MSCI BRAZIL 464286400 3 45 SH DEFINED 5;1 45 - - ISHARES INC MSCI BRAZIL 464286400 203 2,760 SH DEFINED 2,760 - - ISHARES INC MSCI BRAZIL 464286400 3,294 44,732 SH SOLE 44,732 - - ISHARES INC MSCI CDA INDEX 464286509 1,005 36,022 SH DEFINED 2 36,022 - - ISHARES INC MSCI CDA INDEX 464286509 13,103 469,487 SH DEFINED 3 468,308 - 1,179 ISHARES INC MSCI CDA INDEX 464286509 210 7,512 SH DEFINED 5 7,512 - - ISHARES INC MSCI CDA INDEX 464286509 776 27,804 SH DEFINED 7 - 27,804 - ISHARES INC MSCI CDA INDEX 464286509 3,752 134,429 SH DEFINED 8 28,254 106,175 - ISHARES INC MSCI CDA INDEX 464286509 837 30,000 SH DEFINED 15 30,000 - - ISHARES INC MSCI CDA INDEX 464286509 40 1,450 SH DEFINED 16 1,450 - - ISHARES INC MSCI CDA INDEX 464286509 103 3,678 SH DEFINED 18 3,678 - - ISHARES INC MSCI CDA INDEX 464286509 514 18,421 SH DEFINED 18,421 - - ISHARES INC MSCI CDA INDEX 464286509 207 7,400 SH SOLE 7,400 - - ISHARES INC MSCI EMKT EUR 464286566 549 19,320 SH DEFINED 3 19,320 - - ISHARES INC MSCI EMU INDEX 464286608 14 400 SH DEFINED 1 400 - - ISHARES INC MSCI EMU INDEX 464286608 5 130 SH DEFINED 3 130 - - ISHARES INC MSCI EMU INDEX 464286608 2,209 61,486 SH DEFINED 5 61,486 - - ISHARES INC MSCI EMU INDEX 464286608 11 300 SH DEFINED 7 - 300 - ISHARES INC MSCI EMU INDEX 464286608 61 1,701 SH DEFINED 8 689 1,012 - ISHARES INC MSCI EMU INDEX 464286608 9,276 258,180 SH DEFINED 17 - - 258,180 ISHARES INC MSCI EMU INDEX 464286608 104 2,890 SH SOLE 2,890 - - ISHARES INC MSCI THAILAND 464286624 1,704 35,553 SH DEFINED 3 33,453 - 2,100 ISHARES INC MSCI THAILAND 464286624 36 755 SH DEFINED 13 755 - - ISHARES INC MSCI ISRAEL FD 464286632 350 5,943 SH DEFINED 3 5,943 - - ISHARES INC MSCI ISRAEL FD 464286632 213 3,615 SH DEFINED 5 3,615 - - ISHARES INC MSCI ISRAEL FD 464286632 542 9,200 SH DEFINED 9,200 - - ISHARES INC MSCI CHILE 464286640 961 17,490 SH DEFINED 3 17,490 - - INVES ISHARES INC MSCI CHILE 464286640 14 255 SH DEFINED 5 255 - - INVES ISHARES INC MSCI CHILE 464286640 10 188 SH DEFINED 188 - - INVES ISHARES INC MSCI BRIC INDX 464286657 1,884 40,615 SH DEFINED 3 40,615 - - ISHARES INC MSCI BRIC INDX 464286657 2,885 62,194 SH DEFINED 5 62,194 - - ISHARES INC MSCI BRIC INDX 464286657 586 12,634 SH DEFINED 7 - 12,634 - ISHARES INC MSCI BRIC INDX 464286657 32 680 SH DEFINED 8 680 - - ISHARES INC MSCI BRIC INDX 464286657 66 1,425 SH DEFINED 17 - - 1,425 ISHARES INC MSCI BRIC INDX 464286657 31 669 SH DEFINED 669 - - ISHARES INC MSCI PAC J IDX 464286665 333 7,756 SH DEFINED 2 7,756 - - ISHARES INC MSCI PAC J IDX 464286665 20,176 469,643 SH DEFINED 3 469,528 - 115 ISHARES INC MSCI PAC J IDX 464286665 5,512 128,304 SH DEFINED 5 128,304 - - ISHARES INC MSCI PAC J IDX 464286665 1,385 32,242 SH DEFINED 7 - 32,242 - ISHARES INC MSCI PAC J IDX 464286665 911 21,197 SH DEFINED 8 20,747 450 - ISHARES INC MSCI PAC J IDX 464286665 1,673 38,953 SH DEFINED 10 38,953 - - ISHARES INC MSCI PAC J IDX 464286665 34 780 SH DEFINED 11 780 - - ISHARES INC MSCI PAC J IDX 464286665 595 13,860 SH DEFINED 15 13,860 - - ISHARES INC MSCI PAC J IDX 464286665 9 200 SH DEFINED 16 200 - - ISHARES INC MSCI PAC J IDX 464286665 450 10,479 SH DEFINED 17 - - 10,479 ISHARES INC MSCI PAC J IDX 464286665 174 4,057 SH DEFINED 18 4,057 - - ISHARES INC MSCI PAC J IDX 464286665 1,388 32,298 SH DEFINED 32,298 - - ISHARES INC MSCI PAC J IDX 464286665 1,118 26,027 SH SOLE 26,027 - - ISHARES INC MSCI SINGAPORE 464286673 335 29,114 SH DEFINED 2 29,114 - - ISHARES INC MSCI SINGAPORE 464286673 2,026 176,137 SH DEFINED 3 175,817 - 320
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES INC MSCI SINGAPORE 464286673 212 18,455 SH DEFINED 5 18,455 - - ISHARES INC MSCI SINGAPORE 464286673 22 1,900 SH DEFINED 7 - 1,900 - ISHARES INC MSCI SINGAPORE 464286673 5 399 SH DEFINED 8 316 83 - ISHARES INC MSCI SINGAPORE 464286673 553 48,100 SH DEFINED 17 - - 48,100 ISHARES INC MSCI SINGAPORE 464286673 11 914 SH DEFINED 914 - - ISHARES INC MSCI UTD KINGD 464286699 7 400 SH DEFINED 1 400 - - ISHARES INC MSCI UTD KINGD 464286699 12 745 SH DEFINED 3 745 - - ISHARES INC MSCI UTD KINGD 464286699 3,212 197,395 SH DEFINED 5 197,395 - - ISHARES INC MSCI UTD KINGD 464286699 38 2,335 SH DEFINED 7 - 2,335 - ISHARES INC MSCI UTD KINGD 464286699 292 17,920 SH DEFINED 8 14,720 3,200 - ISHARES INC MSCI UTD KINGD 464286699 2,938 180,600 SH DEFINED 17 - - 180,600 ISHARES INC MSCI UTD KINGD 464286699 143 8,796 SH DEFINED 18 8,796 - - ISHARES INC MSCI UTD KINGD 464286699 1,005 61,775 SH DEFINED 27,675 34,100 - ISHARES INC MSCI FRANCE 464286707 582 23,222 SH DEFINED 5 23,222 - - ISHARES INC MSCI FRANCE 464286707 17 694 SH DEFINED 8 444 250 - ISHARES INC MSCI TURKEY FD 464286715 3,345 58,366 SH DEFINED 3 58,366 - - ISHARES INC MSCI TURKEY FD 464286715 395 6,900 SH DEFINED 5 6,900 - - ISHARES INC MSCI TAIWAN 464286731 833 66,397 SH DEFINED 3 65,663 - 734 ISHARES INC MSCI TAIWAN 464286731 2,597 206,968 SH DEFINED 5 206,968 - - ISHARES INC MSCI TAIWAN 464286731 82 6,567 SH DEFINED 8 6,567 - - ISHARES INC MSCI TAIWAN 464286731 34 2,700 SH DEFINED 14 2,700 - - ISHARES INC MSCI TAIWAN 464286731 38 3,000 SH DEFINED 16 3,000 - - ISHARES INC MSCI TAIWAN 464286731 1,671 133,110 SH DEFINED 133,110 - - ISHARES INC MSCI SWITZERLD 464286749 67 2,900 SH DEFINED 3 2,900 - - ISHARES INC MSCI SWITZERLD 464286749 8 350 SH DEFINED 5 350 - - ISHARES INC MSCI SWITZERLD 464286749 2,361 102,200 SH DEFINED 17 - - 102,200 ISHARES INC MSCI SWEDEN 464286756 3,597 141,686 SH DEFINED 3 141,686 - - ISHARES INC MSCI SWEDEN 464286756 819 32,264 SH DEFINED 5 32,264 - - ISHARES INC MSCI SWEDEN 464286756 21 838 SH DEFINED 8 838 - - ISHARES INC MSCI SWEDEN 464286756 731 28,800 SH DEFINED 17 - - 28,800 ISHARES INC MSCI SWEDEN 464286756 46 1,800 SH DEFINED 18 1,800 - - ISHARES INC MSCI SPAIN 464286764 5 111 SH DEFINED 3 111 - - ISHARES INC MSCI SPAIN 464286764 11 272 SH DEFINED 5 272 - - ISHARES INC MSCI SPAIN 464286764 65 1,530 SH DEFINED 1,530 - - ISHARES INC MSCI S KOREA 464286772 336 6,723 SH DEFINED 2 6,723 - - ISHARES INC MSCI S KOREA 464286772 100,000 2,000,000 PUT DEFINED 3 2,000,000 - - ISHARES INC MSCI S KOREA 464286772 12,538 250,766 SH DEFINED 3 250,526 - 240 ISHARES INC MSCI S KOREA 464286772 475 9,499 SH DEFINED 5 9,499 - - ISHARES INC MSCI S KOREA 464286772 11 211 SH DEFINED 8 211 - - ISHARES INC MSCI S KOREA 464286772 110 2,200 SH DEFINED 13 2,200 - - ISHARES INC MSCI S KOREA 464286772 135 2,702 SH DEFINED 16 2,702 - - ISHARES INC MSCI S KOREA 464286772 1,706 34,110 SH DEFINED 34,110 - - ISHARES INC MSCI STH AFRCA 464286780 745 12,327 SH DEFINED 3 10,945 - 1,382 ISHARES INC MSCI STH AFRCA 464286780 5 82 SH DEFINED 5 82 - - ISHARES INC MSCI STH AFRCA 464286780 10 160 SH DEFINED 13 160 - - ISHARES INC MSCI GERMAN 464286806 9 400 SH DEFINED 1 400 - - ISHARES INC MSCI GERMAN 464286806 367 16,764 SH DEFINED 3 16,764 - - ISHARES INC MSCI GERMAN 464286806 482 22,061 SH DEFINED 5 22,061 - - ISHARES INC MSCI GERMAN 464286806 44 2,000 SH DEFINED 7 - 2,000 - ISHARES INC MSCI GERMAN 464286806 8 374 SH DEFINED 8 124 250 - ISHARES INC MSCI GERMAN 464286806 4 200 SH DEFINED 16 200 - - ISHARES INC MSCI GERMAN 464286806 46 2,100 SH DEFINED 18 2,100 - - ISHARES INC MSCI GERMAN 464286806 320 14,650 SH DEFINED 14,650 - - ISHARES INC MSCI NETHR 464286814 14 700 SH DEFINED 3 700 - - INVES ISHARES INC MSCI NETHR 464286814 43 2,100 SH DEFINED 18 2,100 - - INVES ISHARES INC MSCI MEX 464286822 834 15,631 SH DEFINED 3 15,631 - - INVEST ISHARES INC MSCI MEX 464286822 176 3,300 SH DEFINED 5 3,300 - - INVEST
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES INC MSCI MEX 464286822 13 250 SH DEFINED 7 - 250 - INVEST ISHARES INC MSCI MEX 464286822 22 420 SH DEFINED 14 420 - - INVEST ISHARES INC MSCI MEX 464286822 32 600 SH DEFINED 17 - - 600 INVEST ISHARES INC MSCI MALAYSIA 464286830 908 77,778 SH DEFINED 3 70,745 - 7,033 ISHARES INC MSCI MALAYSIA 464286830 55 4,750 SH DEFINED 13 4,750 - - ISHARES INC MSCI MALAYSIA 464286830 35 3,000 SH DEFINED 16 3,000 - - ISHARES INC MSCI MALAYSIA 464286830 74 6,300 SH DEFINED 6,300 - - ISHARES INC MSCI JAPAN 464286848 20,175 1,932,500 CALL DEFINED 3 1,932,500 - - ISHARES INC MSCI JAPAN 464286848 1,638 156,914 SH DEFINED 3 156,164 - 750 ISHARES INC MSCI JAPAN 464286848 4,924 471,612 SH DEFINED 5 471,612 - - ISHARES INC MSCI JAPAN 464286848 55 5,300 SH DEFINED 6 5,300 - - ISHARES INC MSCI JAPAN 464286848 45 4,318 SH DEFINED 7 - 4,318 - ISHARES INC MSCI JAPAN 464286848 692 66,259 SH DEFINED 8 63,959 2,300 - ISHARES INC MSCI JAPAN 464286848 375 35,919 SH DEFINED 10 35,919 - - ISHARES INC MSCI JAPAN 464286848 280 26,790 SH DEFINED 13 26,790 - - ISHARES INC MSCI JAPAN 464286848 1,670 160,000 SH DEFINED 14 160,000 - - ISHARES INC MSCI JAPAN 464286848 9 865 SH DEFINED 15 865 - - ISHARES INC MSCI JAPAN 464286848 244 23,329 SH DEFINED 16 23,329 - - ISHARES INC MSCI JAPAN 464286848 6,429 615,762 SH DEFINED 17 - - 615,762 ISHARES INC MSCI JAPAN 464286848 39 3,731 SH DEFINED 18 3,731 - - ISHARES INC MSCI JAPAN 464286848 2,656 254,371 SH DEFINED 196,371 58,000 - ISHARES INC MSCI JAPAN 464286848 939 89,945 SH SOLE 89,945 - - ISHARES INC MSCI ITALY 464286855 451 24,702 SH DEFINED 3 24,702 - - ISHARES INC MSCI ITALY 464286855 23 1,235 SH DEFINED 13 1,235 - - ISHARES INC MSCI HONG KONG 464286871 2,444 150,000 CALL DEFINED 3 150,000 - - ISHARES INC MSCI HONG KONG 464286871 3,665 225,000 PUT DEFINED 3 225,000 - - ISHARES INC MSCI HONG KONG 464286871 5,540 340,062 SH DEFINED 3 340,062 - - ISHARES INC MSCI HONG KONG 464286871 836 51,330 SH DEFINED 5 51,330 - - ISHARES INC MSCI HONG KONG 464286871 13 800 SH DEFINED 7 - 800 - ISHARES INC MSCI HONG KONG 464286871 7 450 SH DEFINED 8 253 197 - ISHARES INC MSCI HONG KONG 464286871 47 2,870 SH DEFINED 13 2,870 - - ISHARES INC MSCI HONG KONG 464286871 96 5,901 SH DEFINED 16 5,901 - - ISHARES INC MSCI HONG KONG 464286871 969 59,500 SH DEFINED 17 - - 59,500 ISHARES INC MSCI HONG KONG 464286871 3 180 SH DEFINED 18 180 - - ISHARES INC MSCI HONG KONG 464286871 9 540 SH DEFINED 5;1 540 - - ISHARES TR INDEX S&P 100 IDX FD 464287101 55 1,020 SH DEFINED 3 1,020 - - ISHARES TR INDEX S&P 100 IDX FD 464287101 1,483 27,677 SH DEFINED 5 27,677 - - ISHARES TR INDEX LRGE GRW INDX 464287119 857 14,222 SH DEFINED 3 14,222 - - ISHARES TR INDEX LRGE CORE INDX 464287127 650 9,686 SH DEFINED 3 9,686 - - ISHARES TR INDEX LRGE CORE INDX 464287127 20 300 SH DEFINED 5 300 - - ISHARES TR INDEX NYSE 100INX FD 464287135 1,571 27,415 SH DEFINED 5 27,415 - - ISHARES TR INDEX NYSE 100INX FD 464287135 89 1,560 SH DEFINED 8 1,560 - - ISHARES TR INDEX NYSE COMP INDX 464287143 75 1,100 SH DEFINED 3 1,100 - - ISHARES TR INDEX S&P 1500 INDEX 464287150 6 121 SH DEFINED 3 121 - - ISHARES TR INDEX S&P 1500 INDEX 464287150 89 1,683 SH DEFINED 1,683 - - ISHARES TR INDEX DJ SEL DIV INX 464287168 4,861 105,630 SH DEFINED 3 102,630 - 3,000 ISHARES TR INDEX DJ SEL DIV INX 464287168 1,392 30,255 SH DEFINED 5 30,255 - - ISHARES TR INDEX DJ SEL DIV INX 464287168 364 7,900 SH DEFINED 6 7,900 - - ISHARES TR INDEX DJ SEL DIV INX 464287168 735 15,975 SH DEFINED 7 - 15,975 - ISHARES TR INDEX DJ SEL DIV INX 464287168 120 2,607 SH DEFINED 8 32 2,575 - ISHARES TR INDEX DJ SEL DIV INX 464287168 33 710 SH DEFINED 13 710 - - ISHARES TR INDEX DJ SEL DIV INX 464287168 31 668 SH DEFINED 16 668 - - ISHARES TR INDEX DJ SEL DIV INX 464287168 3,586 77,926 SH DEFINED 18 77,926 - - ISHARES TR INDEX DJ SEL DIV INX 464287168 147 3,185 SH DEFINED 3,185 - - ISHARES TR INDEX BARCLYS TIPS 464287176 66,907 643,959 SH DEFINED 3 639,996 - 3,963 BD ISHARES TR INDEX BARCLYS TIPS 464287176 3,242 31,207 SH DEFINED 5 31,207 - - BD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR INDEX BARCLYS TIPS 464287176 227 2,183 SH DEFINED 8 1,783 400 - BD ISHARES TR INDEX BARCLYS TIPS 464287176 264 2,540 SH DEFINED 10 2,540 - - BD ISHARES TR INDEX BARCLYS TIPS 464287176 386 3,719 SH DEFINED 13 3,719 - - BD ISHARES TR INDEX BARCLYS TIPS 464287176 5 45 SH DEFINED 16 - 45 - BD ISHARES TR INDEX BARCLYS TIPS 464287176 2,128 20,484 SH DEFINED 18 20,484 - - BD ISHARES TR INDEX BARCLYS TIPS 464287176 63 610 SH DEFINED 610 - - BD ISHARES TR INDEX BARCLYS TIPS 464287176 124 1,193 SH SOLE 1,193 - - BD ISHARES TR INDEX FTSE XNHUA IDX 464287184 7,157 170,000 CALL DEFINED 3 170,000 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 52,524 1,247,600 PUT DEFINED 3 1,247,600 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 43,749 1,039,162 SH DEFINED 3 1,039,097 - 65 ISHARES TR INDEX FTSE XNHUA IDX 464287184 18,401 437,075 SH DEFINED 5 437,075 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 2,851 67,719 SH DEFINED 7 - 67,719 - ISHARES TR INDEX FTSE XNHUA IDX 464287184 1,295 30,758 SH DEFINED 8 30,658 100 - ISHARES TR INDEX FTSE XNHUA IDX 464287184 257 6,116 SH DEFINED 13 6,116 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 333 7,900 SH DEFINED 14 7,900 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 248 5,900 SH DEFINED 15 5,900 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 229 5,429 SH DEFINED 16 5,429 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 101 2,400 SH DEFINED 17 - - 2,400 ISHARES TR INDEX FTSE XNHUA IDX 464287184 6 150 SH DEFINED 5;1 150 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 336 7,982 SH DEFINED 7,982 - - ISHARES TR INDEX FTSE XNHUA IDX 464287184 1,051 24,972 SH SOLE 24,972 - - ISHARES TR INDEX TRANSP AVE IDX 464287192 908 11,479 SH DEFINED 3 11,479 - - ISHARES TR INDEX TRANSP AVE IDX 464287192 77 969 SH DEFINED 5 969 - - ISHARES TR INDEX S&P 500 INDEX 464287200 17,800 151,698 SH DEFINED 3 151,528 - 170 ISHARES TR INDEX S&P 500 INDEX 464287200 6,385 54,418 SH DEFINED 5 54,418 - - ISHARES TR INDEX S&P 500 INDEX 464287200 3,061 26,087 SH DEFINED 7 - 26,087 - ISHARES TR INDEX S&P 500 INDEX 464287200 556 4,741 SH DEFINED 8 785 3,956 - ISHARES TR INDEX S&P 500 INDEX 464287200 228 1,945 SH DEFINED 9 1,945 - - ISHARES TR INDEX S&P 500 INDEX 464287200 115 980 SH DEFINED 11 980 - - ISHARES TR INDEX S&P 500 INDEX 464287200 1,432 12,207 SH DEFINED 13 12,207 - - ISHARES TR INDEX S&P 500 INDEX 464287200 507 4,325 SH DEFINED 16 4,325 - - ISHARES TR INDEX S&P 500 INDEX 464287200 352 3,000 SH DEFINED 17 - - 3,000 ISHARES TR INDEX S&P 500 INDEX 464287200 792 6,746 SH DEFINED 18 6,746 - - ISHARES TR INDEX S&P 500 INDEX 464287200 51,692 440,535 SH DEFINED 436,870 3,665 - ISHARES TR INDEX S&P 500 INDEX 464287200 61,552 524,558 SH SOLE 524,558 - - ISHARES TR INDEX BARCLY USAGG B 464287226 9,650 92,607 SH DEFINED 3 92,607 - - ISHARES TR INDEX BARCLY USAGG B 464287226 1,741 16,712 SH DEFINED 5 16,712 - - ISHARES TR INDEX BARCLY USAGG B 464287226 466 4,472 SH DEFINED 7 - 4,472 - ISHARES TR INDEX BARCLY USAGG B 464287226 156 1,500 SH DEFINED 8 1,500 - - ISHARES TR INDEX BARCLY USAGG B 464287226 1,388 13,319 SH DEFINED 10 13,319 - - ISHARES TR INDEX BARCLY USAGG B 464287226 3,028 29,055 SH DEFINED 18 29,055 - - ISHARES TR INDEX BARCLY USAGG B 464287226 396 3,804 SH DEFINED 3,804 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 338 8,026 SH DEFINED 2 8,026 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 10,531 250,000 CALL DEFINED 3 250,000 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 79,982 1,898,800 PUT DEFINED 3 1,898,800 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 106,240 2,522,178 SH DEFINED 3 2,504,614 - 17,564 ISHARES TR INDEX MSCI EMERG MKT 464287234 22,337 530,297 SH DEFINED 5 530,297 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 1,209 28,700 SH DEFINED 6 28,700 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 7,563 179,546 SH DEFINED 7 - 179,546 - ISHARES TR INDEX MSCI EMERG MKT 464287234 1,692 40,169 SH DEFINED 8 39,719 450 - ISHARES TR INDEX MSCI EMERG MKT 464287234 2,638 62,630 SH DEFINED 10 62,630 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 321 7,629 SH DEFINED 13 7,629 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 36 855 SH DEFINED 15 855 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR INDEX MSCI EMERG MKT 464287234 1,370 32,513 SH DEFINED 16 32,513 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 1,185 28,135 SH DEFINED 17 - - 28,135 ISHARES TR INDEX MSCI EMERG MKT 464287234 349 8,292 SH DEFINED 18 8,292 - - ISHARES TR INDEX MSCI EMERG MKT 464287234 1,759 41,750 SH DEFINED 23,988 17,762 - ISHARES TR INDEX MSCI EMERG MKT 464287234 4,573 108,563 SH SOLE 108,563 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 23,567 222,817 SH DEFINED 2 222,817 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 80,119 757,483 SH DEFINED 3 754,474 - 3,009 ISHARES TR INDEX IBOXX INV CPBD 464287242 6,377 60,290 SH DEFINED 5 60,290 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 3,439 32,510 SH DEFINED 7 - 32,510 - ISHARES TR INDEX IBOXX INV CPBD 464287242 3,341 31,591 SH DEFINED 8 10,241 21,350 - ISHARES TR INDEX IBOXX INV CPBD 464287242 1,821 17,220 SH DEFINED 9 17,220 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 163 1,537 SH DEFINED 10 1,537 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 150 1,416 SH DEFINED 13 1,416 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 193 1,820 SH DEFINED 14 1,820 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 415 3,921 SH DEFINED 16 3,886 35 - ISHARES TR INDEX IBOXX INV CPBD 464287242 2,048 19,367 SH DEFINED 18 19,367 - - ISHARES TR INDEX IBOXX INV CPBD 464287242 4,255 40,232 SH DEFINED 19,840 20,392 - ISHARES TR INDEX IBOXX INV CPBD 464287242 896 8,470 SH SOLE 8,470 - - ISHARES TR INDEX S&P GBL TELCM 464287275 1,251 23,561 SH DEFINED 3 23,561 - - ISHARES TR INDEX S&P GBL TELCM 464287275 21 400 SH DEFINED 5 400 - - ISHARES TR INDEX S&P GBL TELCM 464287275 44 822 SH DEFINED 18 822 - - ISHARES TR INDEX S&P GBL INF 464287291 3,511 60,697 SH DEFINED 3 60,697 - - ISHARES TR INDEX S&P GBL INF 464287291 2,737 47,320 SH DEFINED 5 47,320 - - ISHARES TR INDEX S&P GBL INF 464287291 2 26 SH DEFINED 8 26 - - ISHARES TR INDEX S&P GBL INF 464287291 23 396 SH DEFINED 13 396 - - ISHARES TR INDEX S&P500 GRW 464287309 19,001 317,107 SH DEFINED 3 315,721 - 1,386 ISHARES TR INDEX S&P500 GRW 464287309 1,312 21,900 SH DEFINED 4 - 21,900 - ISHARES TR INDEX S&P500 GRW 464287309 219 3,649 SH DEFINED 5 3,649 - - ISHARES TR INDEX S&P500 GRW 464287309 132 2,200 SH DEFINED 7 - 2,200 - ISHARES TR INDEX S&P500 GRW 464287309 626 10,455 SH DEFINED 18 10,455 - - ISHARES TR INDEX S&P500 GRW 464287309 26 436 SH DEFINED 436 - - ISHARES TR INDEX S&P GBL HLTHCR 464287325 3,351 63,852 SH DEFINED 3 63,802 - 50 ISHARES TR INDEX S&P GBL HLTHCR 464287325 226 4,315 SH DEFINED 5 4,315 - - ISHARES TR INDEX S&P GBL HLTHCR 464287325 5 100 SH DEFINED 7 - 100 - ISHARES TR INDEX S&P GBL HLTHCR 464287325 615 11,722 SH DEFINED 16 11,722 - - ISHARES TR INDEX S&P GBL HLTHCR 464287325 75 1,422 SH DEFINED 18 1,422 - - ISHARES TR INDEX S&P GBL HLTHCR 464287325 14 275 SH DEFINED 275 - - ISHARES TR INDEX S&P GBL FIN 464287333 2,586 54,790 SH DEFINED 3 54,660 - 130 ISHARES TR INDEX S&P GBL FIN 464287333 121 2,573 SH DEFINED 5 2,573 - - ISHARES TR INDEX S&P GBL FIN 464287333 35 744 SH DEFINED 18 744 - - ISHARES TR INDEX S&P GBL FIN 464287333 30 630 SH DEFINED 630 - - ISHARES TR INDEX S&P GBL ENER 464287341 138 3,903 SH DEFINED 3 3,903 - - ISHARES TR INDEX S&P GBL ENER 464287341 103 2,920 SH DEFINED 5 2,920 - - ISHARES TR INDEX S&P GBL ENER 464287341 163 4,614 SH DEFINED 13 4,614 - - ISHARES TR INDEX S&P GBL ENER 464287341 2,266 64,090 SH DEFINED 16 64,090 - - ISHARES TR INDEX S&P GBL ENER 464287341 134 3,800 SH DEFINED 17 - - 3,800 ISHARES TR INDEX S&P GBL ENER 464287341 125 3,525 SH DEFINED - 3,525 - ISHARES TR INDEX S&P NA NAT RES 464287374 14,992 435,191 SH DEFINED 3 414,617 - 20,574 ISHARES TR INDEX S&P NA NAT RES 464287374 196 5,700 SH DEFINED 5 5,700 - - ISHARES TR INDEX S&P NA NAT RES 464287374 198 5,742 SH DEFINED 18 5,742 - - ISHARES TR INDEX S&P LTN AM 40 464287390 39,387 815,966 SH DEFINED 3 815,866 - 100 ISHARES TR INDEX S&P LTN AM 40 464287390 2,965 61,430 SH DEFINED 5 61,430 - - ISHARES TR INDEX S&P LTN AM 40 464287390 246 5,090 SH DEFINED 7 - 5,090 - ISHARES TR INDEX S&P LTN AM 40 464287390 886 18,361 SH DEFINED 8 18,361 - - ISHARES TR INDEX S&P LTN AM 40 464287390 48 990 SH DEFINED 13 990 - - ISHARES TR INDEX S&P LTN AM 40 464287390 65 1,350 SH DEFINED 16 1,350 - - ISHARES TR INDEX S&P LTN AM 40 464287390 195 4,030 SH DEFINED 4,030 - - ISHARES TR INDEX S&P LTN AM 40 464287390 1,345 27,866 SH SOLE 27,866 - - ISHARES TR INDEX S&P 500 VALUE 464287408 33,627 595,587 SH DEFINED 3 594,324 - 1,263 ISHARES TR INDEX S&P 500 VALUE 464287408 726 12,860 SH DEFINED 5 12,860 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR INDEX S&P 500 VALUE 464287408 56 1,000 SH DEFINED 7 - 1,000 - ISHARES TR INDEX S&P 500 VALUE 464287408 371 6,570 SH DEFINED 18 6,570 - - ISHARES TR INDEX S&P 500 VALUE 464287408 237 4,206 SH DEFINED 4,206 - - ISHARES TR INDEX BARCLYS 20+ YR 464287432 7,193 80,365 SH DEFINED 3 80,221 - 144 ISHARES TR INDEX BARCLYS 20+ YR 464287432 558 6,232 SH DEFINED 5 6,232 - - ISHARES TR INDEX BARCLYS 20+ YR 464287432 9 100 SH DEFINED 8 100 - - ISHARES TR INDEX BARCLYS 20+ YR 464287432 355 3,966 SH DEFINED 10 3,966 - - ISHARES TR INDEX BARCLYS 20+ YR 464287432 756 8,450 SH DEFINED 16 8,400 50 - ISHARES TR INDEX BARCLYS 20+ YR 464287432 328 3,662 SH DEFINED 3,662 - - ISHARES TR INDEX BARCLYS 20+ YR 464287432 3,332 37,229 SH SOLE 37,229 - - ISHARES TR INDEX BARCLYS 7-10 464287440 3,478 38,861 SH DEFINED 3 38,774 - 87 YR ISHARES TR INDEX BARCLYS 7-10 464287440 27 300 SH DEFINED 5 300 - - YR ISHARES TR INDEX BARCLYS 7-10 464287440 16 175 SH DEFINED 6 175 - - YR ISHARES TR INDEX BARCLYS 7-10 464287440 7 75 SH DEFINED 7 - 75 - YR ISHARES TR INDEX BARCLYS 7-10 464287440 43 486 SH DEFINED 8 416 70 - YR ISHARES TR INDEX BARCLYS 7-10 464287440 153 1,710 SH DEFINED 9 1,710 - - YR ISHARES TR INDEX BARCLYS 7-10 464287440 87 975 SH DEFINED 10 975 - - YR ISHARES TR INDEX BARCLYS 7-10 464287440 825 9,220 SH DEFINED 16 9,140 80 - YR ISHARES TR INDEX BARCLYS 7-10 464287440 386 4,313 SH DEFINED 4,313 - - YR ISHARES TR INDEX BARCLYS 7-10 464287440 5,564 62,167 SH SOLE 62,167 - - YR ISHARES TR INDEX BARCLYS 1-3 YR 464287457 17,931 215,073 SH DEFINED 3 210,933 - 4,140 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1,577 18,910 SH DEFINED 5 18,910 - - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 63 750 SH DEFINED 6 750 - - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 16 190 SH DEFINED 7 - 190 - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 278 3,340 SH DEFINED 8 3,340 - - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 185 2,225 SH DEFINED 9 2,225 - - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 405 4,863 SH DEFINED 10 4,863 - - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 7 80 SH DEFINED 16 - 80 - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 2,276 27,300 SH DEFINED 18 27,300 - - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 611 7,331 SH DEFINED 7,331 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 333 5,951 SH DEFINED 2 5,951 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 27,990 500,000 PUT DEFINED 3 500,000 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 79,201 1,414,810 SH DEFINED 3 1,411,940 - 2,870 ISHARES TR INDEX MSCI EAFE IDX 464287465 48,289 862,606 SH DEFINED 5 862,606 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 2,537 45,320 SH DEFINED 6 45,320 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 2,676 47,809 SH DEFINED 7 - 47,809 - ISHARES TR INDEX MSCI EAFE IDX 464287465 4,834 86,361 SH DEFINED 8 40,296 46,065 - ISHARES TR INDEX MSCI EAFE IDX 464287465 21,241 379,437 SH DEFINED 9 379,437 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 32 580 SH DEFINED 14 580 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 581 10,375 SH DEFINED 15 10,375 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 199 3,550 SH DEFINED 16 3,550 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 1,486 26,550 SH DEFINED 17 - - 26,550 ISHARES TR INDEX MSCI EAFE IDX 464287465 8,390 149,876 SH DEFINED 18 149,876 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 681 12,170 SH DEFINED 5;1 12,170 - - ISHARES TR INDEX MSCI EAFE IDX 464287465 15,501 276,898 SH DEFINED 249,839 27,059 - ISHARES TR INDEX MSCI EAFE IDX 464287465 27,100 484,104 SH SOLE 484,104 - - ISHARES TR INDEX RUSSELL MCP VL 464287473 4,964 123,090 SH DEFINED 3 123,090 - - ISHARES TR INDEX RUSSELL MCP VL 464287473 69 1,700 SH DEFINED 7 - 1,700 - ISHARES TR INDEX RUSSELL MCP VL 464287473 14 339 SH DEFINED 8 - 339 - ISHARES TR INDEX RUSSELL MCP VL 464287473 29 708 SH DEFINED 18 708 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR INDEX RUSSELL MCP VL 464287473 1,684 41,765 SH DEFINED 41,765 - - ISHARES TR INDEX RUSSELL MCP GR 464287481 34,313 707,184 SH DEFINED 3 699,432 - 7,752 ISHARES TR INDEX RUSSELL MCP GR 464287481 162 3,330 SH DEFINED 5 3,330 - - ISHARES TR INDEX RUSSELL MCP GR 464287481 893 18,410 SH DEFINED 18 18,410 - - ISHARES TR INDEX RUSSELL MCP GR 464287481 2,142 44,146 SH DEFINED 7,155 36,991 - ISHARES TR INDEX RUSSELL MIDCAP 464287499 1,132 12,680 SH DEFINED 3 12,680 - - ISHARES TR INDEX RUSSELL MIDCAP 464287499 52 580 SH DEFINED 5 580 - - ISHARES TR INDEX RUSSELL MIDCAP 464287499 434 4,865 SH DEFINED 7 - 4,865 - ISHARES TR INDEX RUSSELL MIDCAP 464287499 674 7,553 SH DEFINED 18 7,553 - - ISHARES TR INDEX RUSSELL MIDCAP 464287499 686 7,687 SH DEFINED - 7,687 - ISHARES TR INDEX RUSSELL MIDCAP 464287499 20 220 SH SOLE 220 - - ISHARES TR INDEX S&P MIDCAP 400 464287507 13,751 174,730 SH DEFINED 3 174,495 - 235 ISHARES TR INDEX S&P MIDCAP 400 464287507 315 3,997 SH DEFINED 5 3,997 - - ISHARES TR INDEX S&P MIDCAP 400 464287507 582 7,400 SH DEFINED 6 7,400 - - ISHARES TR INDEX S&P MIDCAP 400 464287507 1,256 15,960 SH DEFINED 7 - 15,960 - ISHARES TR INDEX S&P MIDCAP 400 464287507 49 622 SH DEFINED 8 - 622 - ISHARES TR INDEX S&P MIDCAP 400 464287507 850 10,800 SH DEFINED 17 - - 10,800 ISHARES TR INDEX S&P MIDCAP 400 464287507 499 6,342 SH DEFINED 18 6,342 - - ISHARES TR INDEX S&P MIDCAP 400 464287507 56 708 SH DEFINED 708 - - ISHARES TR INDEX S&P NA SOFTWR 464287515 2,459 50,637 SH DEFINED 3 50,637 - - ISHARES TR INDEX S&P NA SEMICND 464287523 2,581 52,220 SH DEFINED 3 52,220 - - ISHARES TR INDEX S&P NA MULTIMD 464287531 247 8,616 SH DEFINED 3 8,616 - - ISHARES TR INDEX S&P NA TECH FD 464287549 1,503 27,079 SH DEFINED 3 27,079 - - ISHARES TR INDEX S&P NA TECH FD 464287549 4 70 SH DEFINED 5 70 - - ISHARES TR INDEX NASDQ BIO INDX 464287556 9,736 107,056 SH DEFINED 3 106,931 - 125 ISHARES TR INDEX NASDQ BIO INDX 464287556 745 8,190 SH DEFINED 5 8,190 - - ISHARES TR INDEX NASDQ BIO INDX 464287556 27 297 SH DEFINED 8 297 - - ISHARES TR INDEX NASDQ BIO INDX 464287556 85 932 SH DEFINED 16 932 - - ISHARES TR INDEX COHEN&ST RLTY 464287564 7,873 137,453 SH DEFINED 3 137,453 - - ISHARES TR INDEX COHEN&ST RLTY 464287564 5 91 SH DEFINED 5 91 - - ISHARES TR INDEX COHEN&ST RLTY 464287564 206 3,600 SH DEFINED 6 3,600 - - ISHARES TR INDEX COHEN&ST RLTY 464287564 1,022 17,848 SH DEFINED 13 17,848 - - ISHARES TR INDEX COHEN&ST RLTY 464287564 483 8,427 SH DEFINED 18 8,427 - - ISHARES TR INDEX S&P GLB100INDX 464287572 1,189 19,552 SH DEFINED 3 18,945 - 607 ISHARES TR INDEX S&P GLB100INDX 464287572 440 7,242 SH DEFINED 5 7,242 - - ISHARES TR INDEX S&P GLB100INDX 464287572 728 11,974 SH DEFINED 7 - 11,974 - ISHARES TR INDEX S&P GLB100INDX 464287572 261 4,290 SH DEFINED 8 380 3,910 - ISHARES TR INDEX S&P GLB100INDX 464287572 61 1,000 SH DEFINED 9 1,000 - - ISHARES TR INDEX S&P GLB100INDX 464287572 22 360 SH DEFINED 10 360 - - ISHARES TR INDEX S&P GLB100INDX 464287572 91 1,500 SH DEFINED 1,500 - - ISHARES TR INDEX CONS SRVC IDX 464287580 146 2,393 SH DEFINED 3 2,393 - - ISHARES TR INDEX CONS SRVC IDX 464287580 401 6,574 SH DEFINED 5 6,574 - - ISHARES TR INDEX RUSSELL1000VAL 464287598 1,001 16,391 SH DEFINED 2 16,391 - - ISHARES TR INDEX RUSSELL1000VAL 464287598 59,021 966,451 SH DEFINED 3 961,236 - 5,215 ISHARES TR INDEX RUSSELL1000VAL 464287598 701 11,480 SH DEFINED 5 11,480 - - ISHARES TR INDEX RUSSELL1000VAL 464287598 700 11,465 SH DEFINED 7 - 11,465 - ISHARES TR INDEX RUSSELL1000VAL 464287598 15 250 SH DEFINED 8 150 100 - ISHARES TR INDEX RUSSELL1000VAL 464287598 13,570 222,211 SH DEFINED 17 - - 222,211 ISHARES TR INDEX RUSSELL1000VAL 464287598 844 13,815 SH DEFINED 18 13,815 - - ISHARES TR INDEX RUSSELL1000VAL 464287598 2,017 33,023 SH DEFINED 3,700 29,323 - ISHARES TR INDEX RUSSELL1000VAL 464287598 80 1,305 SH SOLE 1,305 - - ISHARES TR INDEX S&P MC 400 GRW 464287606 5,065 59,705 SH DEFINED 3 59,705 - - ISHARES TR INDEX S&P MC 400 GRW 464287606 134 1,575 SH DEFINED 18 1,575 - - ISHARES TR INDEX RUSSELL1000GRW 464287614 5,655 108,847 SH DEFINED 2 108,847 - - ISHARES TR INDEX RUSSELL1000GRW 464287614 103,101 1,984,617 SH DEFINED 3 1,971,591 - 13,026 ISHARES TR INDEX RUSSELL1000GRW 464287614 1,417 27,280 SH DEFINED 5 27,280 - - ISHARES TR INDEX RUSSELL1000GRW 464287614 61 1,165 SH DEFINED 8 165 1,000 - ISHARES TR INDEX RUSSELL1000GRW 464287614 893 17,193 SH DEFINED 18 17,193 - - ISHARES TR INDEX RUSSELL1000GRW 464287614 4,328 83,319 SH DEFINED 7,100 76,219 - ISHARES TR INDEX RUSSELL 1000 464287622 9,570 148,100 SH DEFINED 3 148,100 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR INDEX RUSSELL 1000 464287622 199 3,080 SH DEFINED 5 3,080 - - ISHARES TR INDEX RUSSELL 1000 464287622 12,563 194,416 SH DEFINED 7 - 194,416 - ISHARES TR INDEX RUSSELL 1000 464287622 1,250 19,340 SH DEFINED 8 - 19,340 - ISHARES TR INDEX RUSSELL 1000 464287622 20,993 324,863 SH DEFINED 9 324,863 - - ISHARES TR INDEX RUSSELL 1000 464287622 176 2,731 SH DEFINED 10 2,731 - - ISHARES TR INDEX RUSSELL 1000 464287622 78 1,200 SH DEFINED 14 1,200 - - ISHARES TR INDEX RUSSELL 1000 464287622 956 14,800 SH DEFINED 17 - - 14,800 ISHARES TR INDEX RUSSELL 1000 464287622 5,389 83,400 SH DEFINED 83,400 - - ISHARES TR INDEX RUSSELL 1000 464287622 531 8,215 SH SOLE 8,215 - - ISHARES TR INDEX RUSL 2000 VALU 464287630 21,809 341,619 SH DEFINED 3 341,021 - 598 ISHARES TR INDEX RUSL 2000 VALU 464287630 88 1,375 SH DEFINED 5 1,375 - - ISHARES TR INDEX RUSL 2000 VALU 464287630 393 6,155 SH DEFINED 7 - 6,155 - ISHARES TR INDEX RUSL 2000 VALU 464287630 17 260 SH DEFINED 9 260 - - ISHARES TR INDEX RUSL 2000 VALU 464287630 1,213 19,005 SH DEFINED 17 - - 19,005 ISHARES TR INDEX RUSL 2000 VALU 464287630 1,542 24,155 SH DEFINED 24,155 - - ISHARES TR INDEX RUSL 2000 GROW 464287648 23,590 322,092 SH DEFINED 3 318,929 - 3,163 ISHARES TR INDEX RUSL 2000 GROW 464287648 156 2,124 SH DEFINED 18 2,124 - - ISHARES TR INDEX RUSL 2000 GROW 464287648 1,527 20,848 SH DEFINED 20,848 - - ISHARES TR INDEX RUSSELL 2000 464287655 16,286 240,200 CALL DEFINED 3 240,200 - - ISHARES TR INDEX RUSSELL 2000 464287655 159,695 2,355,300 PUT DEFINED 3 2,355,300 - - ISHARES TR INDEX RUSSELL 2000 464287655 522,438 7,705,287 SH DEFINED 3 7,702,062 - 3,225 ISHARES TR INDEX RUSSELL 2000 464287655 878 12,948 SH DEFINED 5 12,948 - - ISHARES TR INDEX RUSSELL 2000 464287655 765 11,276 SH DEFINED 7 - 11,276 - ISHARES TR INDEX RUSSELL 2000 464287655 1,231 18,155 SH DEFINED 8 710 17,445 - ISHARES TR INDEX RUSSELL 2000 464287655 977 14,405 SH DEFINED 9 14,405 - - ISHARES TR INDEX RUSSELL 2000 464287655 22 326 SH DEFINED 14 326 - - ISHARES TR INDEX RUSSELL 2000 464287655 7 100 SH DEFINED 16 100 - - ISHARES TR INDEX RUSSELL 2000 464287655 1,793 26,440 SH DEFINED 17 - - 26,440 ISHARES TR INDEX RUSSELL 2000 464287655 842 12,425 SH DEFINED 18 12,425 - - ISHARES TR INDEX RUSSELL 2000 464287655 10,566 155,839 SH DEFINED 139,835 16,004 - ISHARES TR INDEX RUSSELL 2000 464287655 119 1,750 SH SOLE 1,750 - - ISHARES TR INDEX RUSL 3000 VALU 464287663 89 1,110 SH DEFINED 3 1,110 - - ISHARES TR INDEX RUSL 3000 VALU 464287663 15 183 SH DEFINED 5 183 - - ISHARES TR INDEX RUSL 3000 GROW 464287671 1,562 36,888 SH DEFINED 3 36,888 - - ISHARES TR INDEX RUSL 3000 GROW 464287671 4 100 SH DEFINED 5 100 - - ISHARES TR INDEX RUSL 3000 GROW 464287671 695 16,410 SH DEFINED 18 16,410 - - ISHARES TR INDEX RUSSELL 3000 464287689 523 7,600 SH DEFINED 3 7,600 - - ISHARES TR INDEX RUSSELL 3000 464287689 28 400 SH DEFINED 5 400 - - ISHARES TR INDEX RUSSELL 3000 464287689 2 27 SH DEFINED 7 - 27 - ISHARES TR INDEX RUSSELL 3000 464287689 330 4,800 SH DEFINED 18 4,800 - - ISHARES TR INDEX RUSSELL 3000 464287689 5,241 76,160 SH DEFINED 76,160 - - ISHARES TR INDEX DJ US UTILS 464287697 4,004 55,370 SH DEFINED 3 55,370 - - ISHARES TR INDEX DJ US UTILS 464287697 52 720 SH DEFINED 5 720 - - ISHARES TR INDEX DJ US UTILS 464287697 56 768 SH DEFINED 18 768 - - ISHARES TR INDEX DJ US UTILS 464287697 4,484 62,000 SH DEFINED 62,000 - - ISHARES TR INDEX S&P MIDCP VALU 464287705 5,722 80,220 SH DEFINED 3 80,172 - 48 ISHARES TR INDEX S&P MIDCP VALU 464287705 25 350 SH DEFINED 5 350 - - ISHARES TR INDEX S&P MIDCP VALU 464287705 82 1,150 SH DEFINED 8 1,150 - - ISHARES TR INDEX S&P MIDCP VALU 464287705 182 2,547 SH DEFINED 18 2,547 - - ISHARES TR INDEX DJ US TELECOMM 464287713 1,458 72,804 SH DEFINED 3 71,944 - 860 ISHARES TR INDEX DJ US TELECOMM 464287713 1,170 58,430 SH DEFINED 5 58,430 - - ISHARES TR INDEX DJ US TELECOMM 464287713 907 45,300 SH DEFINED 17 - - 45,300 ISHARES TR INDEX DJ US TELECOMM 464287713 117 5,820 SH DEFINED 5,820 - - ISHARES TR INDEX DJ US TECH SEC 464287721 8,027 137,479 SH DEFINED 3 137,185 - 294 ISHARES TR INDEX DJ US TECH SEC 464287721 2,686 46,002 SH DEFINED 5 46,002 - - ISHARES TR INDEX DJ US TECH SEC 464287721 25 424 SH DEFINED 8 424 - - ISHARES TR INDEX DJ US TECH SEC 464287721 85 1,449 SH DEFINED 13 1,449 - - ISHARES TR INDEX DJ US TECH SEC 464287721 44 750 SH DEFINED 15 750 - - ISHARES TR INDEX DJ US TECH SEC 464287721 21 365 SH DEFINED 365 - - ISHARES TR INDEX DJ US REAL EST 464287739 4,205 84,474 SH DEFINED 2 84,474 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR INDEX DJ US REAL EST 464287739 4,978 100,000 CALL DEFINED 3 100,000 - - ISHARES TR INDEX DJ US REAL EST 464287739 12,422 249,529 SH DEFINED 3 249,284 - 245 ISHARES TR INDEX DJ US REAL EST 464287739 137 2,759 SH DEFINED 5 2,759 - - ISHARES TR INDEX DJ US REAL EST 464287739 639 12,831 SH DEFINED 18 12,831 - - ISHARES TR INDEX DJ US REAL EST 464287739 25 498 SH DEFINED 498 - - ISHARES TR INDEX DJ US INDUSTRL 464287754 1,061 18,220 SH DEFINED 3 18,220 - - ISHARES TR INDEX DJ US INDUSTRL 464287754 398 6,834 SH DEFINED 5 6,834 - - ISHARES TR INDEX DJ US INDUSTRL 464287754 154 2,640 SH DEFINED 18 2,640 - - ISHARES TR INDEX DJ US HEALTHCR 464287762 1,485 22,391 SH DEFINED 3 22,191 - 200 ISHARES TR INDEX DJ US HEALTHCR 464287762 131 1,972 SH DEFINED 5 1,972 - - ISHARES TR INDEX DJ US HEALTHCR 464287762 146 2,200 SH DEFINED 7 - 2,200 - ISHARES TR INDEX DJ US HEALTHCR 464287762 32 475 SH DEFINED 8 475 - - ISHARES TR INDEX DJ US HEALTHCR 464287762 5,668 85,468 SH DEFINED 85,000 - 468 ISHARES TR INDEX DJ US FINL SVC 464287770 2,347 39,608 SH DEFINED 3 39,608 - - ISHARES TR INDEX DJ US FINL SVC 464287770 65 1,103 SH DEFINED 5 1,103 - - ISHARES TR INDEX DJ US FINL SVC 464287770 83 1,398 SH DEFINED 16 1,398 - - ISHARES TR INDEX DJ US FINL SEC 464287788 3,014 52,833 SH DEFINED 3 52,833 - - ISHARES TR INDEX DJ US FINL SEC 464287788 2,192 38,419 SH DEFINED 5 38,419 - - ISHARES TR INDEX DJ US FINL SEC 464287788 17 300 SH DEFINED 7 - 300 - ISHARES TR INDEX DJ US FINL SEC 464287788 13 225 SH DEFINED 8 225 - - ISHARES TR INDEX DJ US FINL SEC 464287788 1,214 21,288 SH DEFINED 13 21,288 - - ISHARES TR INDEX DJ US FINL SEC 464287788 1 10 SH DEFINED 5;1 10 - - ISHARES TR INDEX DJ US ENERGY 464287796 1,489 44,800 SH DEFINED 3 44,800 - - ISHARES TR INDEX DJ US ENERGY 464287796 29 867 SH DEFINED 5 867 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 14,442 242,927 SH DEFINED 3 242,610 - 317 ISHARES TR INDEX S&P SMLCAP 600 464287804 898 15,110 SH DEFINED 5 15,110 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 523 8,800 SH DEFINED 6 8,800 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 291 4,893 SH DEFINED 8 4,893 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 63 1,056 SH DEFINED 13 1,056 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 30 500 SH DEFINED 16 500 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 299 5,022 SH DEFINED 18 5,022 - - ISHARES TR INDEX S&P SMLCAP 600 464287804 22 373 SH DEFINED 373 - - ISHARES TR INDEX CONS GOODS IDX 464287812 4,091 69,357 SH DEFINED 3 69,357 - - ISHARES TR INDEX DJ US BAS MATL 464287838 6,703 105,444 SH DEFINED 3 105,444 - - ISHARES TR INDEX DJ US BAS MATL 464287838 50 780 SH DEFINED 5 780 - - ISHARES TR INDEX DJ US INDEX FD 464287846 142 2,430 SH DEFINED 3 2,430 - - ISHARES TR INDEX DJ US INDEX FD 464287846 395 6,765 SH DEFINED 5 6,765 - - ISHARES TR INDEX DJ US INDEX FD 464287846 382 6,550 SH DEFINED 17 - - 6,550 ISHARES TR INDEX DJ US INDEX FD 464287846 128 2,200 SH DEFINED 2,200 - - ISHARES TR INDEX S&P EURO PLUS 464287861 59 1,537 SH DEFINED 3 1,537 - - ISHARES TR INDEX S&P EURO PLUS 464287861 17,870 466,096 SH DEFINED 5 466,096 - - ISHARES TR INDEX S&P EURO PLUS 464287861 1,007 26,265 SH DEFINED 7 - 26,265 - ISHARES TR INDEX S&P EURO PLUS 464287861 1,457 38,011 SH DEFINED 8 32,807 5,204 - ISHARES TR INDEX S&P EURO PLUS 464287861 334 8,715 SH DEFINED 9 8,715 - - ISHARES TR INDEX S&P EURO PLUS 464287861 353 9,197 SH DEFINED 10 9,197 - - ISHARES TR INDEX S&P EURO PLUS 464287861 665 17,344 SH DEFINED 11 17,344 - - ISHARES TR INDEX S&P EURO PLUS 464287861 37 970 SH DEFINED 13 970 - - ISHARES TR INDEX S&P EURO PLUS 464287861 142 3,700 SH DEFINED 15 3,700 - - ISHARES TR INDEX S&P EURO PLUS 464287861 1,477 38,517 SH DEFINED 17 - - 38,517 ISHARES TR INDEX S&P EURO PLUS 464287861 619 16,155 SH DEFINED 16,155 - - ISHARES TR INDEX S&P SMLCP VALU 464287879 7,502 116,975 SH DEFINED 3 116,975 - - ISHARES TR INDEX S&P SMLCP VALU 464287879 171 2,661 SH DEFINED 5 2,661 - - ISHARES TR INDEX S&P SMLCP VALU 464287879 503 7,840 SH DEFINED 18 7,840 - - ISHARES TR INDEX S&P SMLCP VALU 464287879 29 448 SH DEFINED 448 - - ISHARES TR INDEX S&P SMLCP GROW 464287887 7,979 130,242 SH DEFINED 3 130,242 - - ISHARES TR INDEX S&P SMLCP GROW 464287887 92 1,500 SH DEFINED 5 1,500 - - ISHARES TR INDEX S&P SMLCP GROW 464287887 517 8,440 SH DEFINED 18 8,440 - - ISHARES TR LARGE VAL INDX 464288109 9,871 175,931 SH DEFINED 3 175,931 - - ISHARES TR LARGE VAL INDX 464288109 34 600 SH DEFINED 5 600 - - ISHARES TR S&P CITINT TBD 464288117 888 8,852 SH DEFINED 3 8,852 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR S&PCITI1-3YRTB 464288125 1,316 13,029 SH DEFINED 5 13,029 - - ISHARES TR S&PCITI1-3YRTB 464288125 49 484 SH DEFINED 484 - - ISHARES TR S&P SH NTL 464288158 1,773 16,894 SH DEFINED 3 16,894 - - AMTFR ISHARES TR S&P SH NTL 464288158 210 2,000 SH SOLE 2,000 - - AMTFR ISHARES TR AGENCY BD FD 464288166 42 385 SH DEFINED 3 385 - - ISHARES TR AGENCY BD FD 464288166 1,151 10,635 SH DEFINED 925 9,710 - ISHARES TR S&P GTFIDX ETF 464288174 62 1,500 SH DEFINED 5 1,500 - - ISHARES TR MSCI ACJPN IDX 464288182 819 14,445 SH DEFINED 3 14,445 - - ISHARES TR MSCI ACJPN IDX 464288182 2,117 37,315 SH DEFINED 5 37,315 - - ISHARES TR MSCI ACJPN IDX 464288182 91 1,600 SH DEFINED 8 1,600 - - ISHARES TR MSCI ACJPN IDX 464288182 157 2,760 SH DEFINED 14 2,760 - - ISHARES TR MSCI ACJPN IDX 464288182 811 14,300 SH DEFINED 16 14,300 - - ISHARES TR MSCI ACJPN IDX 464288182 26 450 SH DEFINED 18 450 - - ISHARES TR MSCI ACJPN IDX 464288182 6 99 SH DEFINED 99 - - ISHARES TR MSCI ACJPN IDX 464288182 336 5,920 SH SOLE 5,920 - - ISHARES TR FTSE CHINA ETF 464288190 82 1,665 SH DEFINED 5 1,665 - - ISHARES TR MID CORE INDEX 464288208 407 5,512 SH DEFINED 3 5,512 - - ISHARES TR S&P EMRG INFRS 464288216 6 185 SH DEFINED 3 185 - - ISHARES TR S&P EMRG INFRS 464288216 789 25,324 SH DEFINED 5 25,324 - - ISHARES TR S&P EMRG INFRS 464288216 2 80 SH DEFINED 8 80 - - ISHARES TR S&P GLBIDX ETF 464288224 6 300 SH DEFINED 3 300 - - ISHARES TR S&P NUCIDX ETF 464288232 41 1,000 SH DEFINED 3 1,000 - - ISHARES TR S&P NUCIDX ETF 464288232 252 6,200 SH DEFINED 13 6,200 - - ISHARES TR MSCI ACWI EX 464288240 27 654 SH DEFINED 3 654 - - ISHARES TR MSCI ACWI EX 464288240 122 2,915 SH DEFINED 5 2,915 - - ISHARES TR MSCI ACWI EX 464288240 1,905 45,700 SH DEFINED 17 - - 45,700 ISHARES TR MSCI ACWI INDX 464288257 183 4,195 SH DEFINED 5 4,195 - - ISHARES TR MSCI ACWI INDX 464288257 465 10,680 SH DEFINED 14 10,680 - - ISHARES TR MSCI ACWI INDX 464288257 484 11,120 SH DEFINED 16 11,120 - - ISHARES TR MSCI ACWI INDX 464288257 892 20,500 SH DEFINED 17 - - 20,500 ISHARES TR MSCI SMALL CAP 464288273 3,274 87,534 SH DEFINED 3 87,034 - 500 ISHARES TR MSCI SMALL CAP 464288273 53 1,425 SH DEFINED 5 1,425 - - ISHARES TR MSCI SMALL CAP 464288273 17 445 SH DEFINED 8 445 - - ISHARES TR MSCI SMALL CAP 464288273 27 729 SH DEFINED 16 729 - - ISHARES TR JPMORGAN USD 464288281 61,183 586,892 SH DEFINED 3 582,432 - 4,460 ISHARES TR JPMORGAN USD 464288281 885 8,486 SH DEFINED 5 8,486 - - ISHARES TR JPMORGAN USD 464288281 469 4,500 SH DEFINED 7 - 4,500 - ISHARES TR JPMORGAN USD 464288281 8 77 SH DEFINED 8 77 - - ISHARES TR JPMORGAN USD 464288281 34 325 SH DEFINED 13 325 - - ISHARES TR JPMORGAN USD 464288281 71 681 SH DEFINED 18 681 - - ISHARES TR MID GRWTH INDX 464288307 4 46 SH DEFINED 3 46 - - ISHARES TR S&P AMTFREE 464288323 3 25 SH DEFINED 3 25 - - MUNI ISHARES TR S&P AMTFREE 464288323 39 375 SH DEFINED 8 - 375 - MUNI ISHARES TR S&P CAL AMTFR 464288356 489 4,607 SH DEFINED 3 4,607 - - MN ISHARES TR S&P GLO INFRAS 464288372 326 9,525 SH DEFINED 3 9,525 - - ISHARES TR S&P GLO INFRAS 464288372 1,618 47,295 SH DEFINED 5 47,295 - - ISHARES TR S&P GLO INFRAS 464288372 6 182 SH DEFINED 8 182 - - ISHARES TR S&P GLO INFRAS 464288372 26 760 SH DEFINED 760 - - ISHARES TR S&P NTL 464288414 2,780 26,909 SH DEFINED 3 26,909 - - AMTFREE ISHARES TR S&P NTL 464288414 212 2,050 SH DEFINED 8 - 2,050 - AMTFREE ISHARES TR S&P NTL 464288414 15 145 SH DEFINED 145 - - AMTFREE ISHARES TR S&P NTL 464288414 310 3,000 SH SOLE 3,000 - - AMTFREE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR S&P DEV EX-US 464288422 3 95 SH DEFINED 3 95 - - ISHARES TR S&P ASIA 50 IN 464288430 35 875 SH DEFINED 3 875 - - ISHARES TR S&P ASIA 50 IN 464288430 916 22,710 SH DEFINED 5 22,710 - - ISHARES TR S&P ASIA 50 IN 464288430 319 7,900 SH DEFINED 7 - 7,900 - ISHARES TR S&P ASIA 50 IN 464288430 33 820 SH DEFINED 820 - - ISHARES TR DJ INTL SEL 464288448 15 460 SH DEFINED 5 460 - - DIVD ISHARES TR DJ INTL SEL 464288448 24 750 SH DEFINED 8 750 - - DIVD ISHARES TR DJ INTL SEL 464288448 158 5,000 SH DEFINED 17 - - 5,000 DIVD ISHARES TR DJ INTL SEL 464288448 32 1,000 SH DEFINED 1,000 - - DIVD ISHARES TR EPRA/NAR DEV 464288489 1 48 SH DEFINED 3 48 - - R/E ISHARES TR DEV SM CP EX-N 464288497 72 2,100 SH DEFINED 5 2,100 - - ISHARES TR SMLL CORE INDX 464288505 1,792 23,373 SH DEFINED 3 23,373 - - ISHARES TR HIGH YLD CORP 464288513 7,229 81,799 SH DEFINED 2 81,799 - - ISHARES TR HIGH YLD CORP 464288513 20,622 233,365 SH DEFINED 3 232,825 - 540 ISHARES TR HIGH YLD CORP 464288513 9,204 104,155 SH DEFINED 5 104,155 - - ISHARES TR HIGH YLD CORP 464288513 1,863 21,081 SH DEFINED 8 21,081 - - ISHARES TR HIGH YLD CORP 464288513 372 4,208 SH DEFINED 13 4,208 - - ISHARES TR HIGH YLD CORP 464288513 133 1,500 SH DEFINED 16 1,500 - - ISHARES TR HIGH YLD CORP 464288513 1,442 16,317 SH DEFINED 18 16,317 - - ISHARES TR HIGH YLD CORP 464288513 32 366 SH DEFINED 366 - - ISHARES TR HIGH YLD CORP 464288513 784 8,871 SH SOLE 8,871 - - ISHARES TR MRTG PLS CAP 464288539 59 3,900 SH DEFINED 3 3,900 - - IDX ISHARES TR RESIDENT PLS 464288562 210 6,315 SH DEFINED 3 6,315 - - CAP ISHARES TR FTSE KLD400 464288570 6 140 SH DEFINED 3 140 - - SOC ISHARES TR FTSE KLD400 464288570 20 444 SH DEFINED 5 444 - - SOC ISHARES TR BARCLYS MBS BD 464288588 23,572 220,194 SH DEFINED 3 219,187 - 1,007 ISHARES TR BARCLYS MBS BD 464288588 5 45 SH DEFINED 16 - 45 - ISHARES TR BARCLYS MBS BD 464288588 1,182 11,037 SH DEFINED 885 10,152 - ISHARES TR BARCLYS GOVT 464288596 37 350 SH DEFINED 3 350 - - CR ISHARES TR BARCLYS GOVT 464288596 289 2,740 SH DEFINED 2,740 - - CR ISHARES TR SMLL GRWTH IDX 464288604 347 4,919 SH DEFINED 3 4,919 - - ISHARES TR BARCLYS INTER 464288612 2,247 21,172 SH DEFINED 3 21,172 - - GV ISHARES TR BARCLYS INTER 464288612 120 1,133 SH DEFINED 5 1,133 - - GV ISHARES TR BARCLYS CR BD 464288620 5,085 49,713 SH DEFINED 3 49,713 - - ISHARES TR BARCLYS CR BD 464288620 173 1,691 SH DEFINED 5 1,691 - - ISHARES TR BARCLYS CR BD 464288620 97 950 SH DEFINED 7 - 950 - ISHARES TR BARCLYS CR BD 464288620 113 1,100 SH DEFINED 8 1,000 100 - ISHARES TR BARCLYS CR BD 464288620 331 3,240 SH DEFINED 18 3,240 - - ISHARES TR BARCLYS CR BD 464288620 286 2,800 SH DEFINED 2,800 - - ISHARES TR BARCLYS INTER 464288638 18,305 175,979 SH DEFINED 3 174,651 - 1,328 CR ISHARES TR BARCLYS INTER 464288638 54 520 SH DEFINED 5 520 - - CR ISHARES TR BARCLYS INTER 464288638 5,867 56,400 SH DEFINED 7 - 56,400 - CR ISHARES TR BARCLYS INTER 464288638 1,033 9,930 SH DEFINED 18 9,930 - - CR
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR BARCLYS INTER 464288638 41 398 SH DEFINED 398 - - CR ISHARES TR BARCLYS 1-3YR 464288646 27,752 265,341 SH DEFINED 3 264,115 - 1,226 CR ISHARES TR BARCLYS 1-3YR 464288646 27 255 SH DEFINED 5 255 - - CR ISHARES TR BARCLYS 1-3YR 464288646 4,820 46,080 SH DEFINED 7 - 46,080 - CR ISHARES TR BARCLYS 1-3YR 464288646 1,201 11,480 SH DEFINED 8 5,480 6,000 - CR ISHARES TR BARCLYS 1-3YR 464288646 678 6,486 SH DEFINED 18 6,486 - - CR ISHARES TR BARCLYS 1-3YR 464288646 25 237 SH DEFINED 237 - - CR ISHARES TR BARCLYS 464288653 58 535 SH DEFINED 3 535 - - 10-20YR ISHARES TR BARCLYS 464288653 827 7,680 SH DEFINED 16 7,680 - - 10-20YR ISHARES TR BARCLYS 3-7 YR 464288661 1,214 10,915 SH DEFINED 3 10,915 - - ISHARES TR BARCLYS 3-7 YR 464288661 4 35 SH DEFINED 8 - 35 - ISHARES TR BARCLYS 3-7 YR 464288661 57 509 SH DEFINED 509 - - ISHARES TR BARCLYS SH 464288679 18,572 168,532 SH DEFINED 3 168,532 - - TREA ISHARES TR BARCLYS SH 464288679 85 775 SH DEFINED 5 775 - - TREA ISHARES TR BARCLYS SH 464288679 30 270 SH DEFINED 8 270 - - TREA ISHARES TR US PFD STK IDX 464288687 57,706 1,490,328 SH DEFINED 3 1,481,686 - 8,642 ISHARES TR US PFD STK IDX 464288687 385 9,937 SH DEFINED 5 9,937 - - ISHARES TR US PFD STK IDX 464288687 165 4,270 SH DEFINED 8 3,270 1,000 - ISHARES TR US PFD STK IDX 464288687 267 6,906 SH DEFINED 18 6,906 - - ISHARES TR S&P GLB MTRLS 464288695 1,550 24,379 SH DEFINED 3 24,379 - - ISHARES TR S&P GLB MTRLS 464288695 1,162 18,269 SH DEFINED 5 18,269 - - ISHARES TR S&P GLB MTRLS 464288695 22 350 SH DEFINED 7 - 350 - ISHARES TR S&P GLB MTRLS 464288695 23 365 SH DEFINED 8 365 - - ISHARES TR S&P GLB MTRLS 464288695 102 1,600 SH DEFINED 17 - - 1,600 ISHARES TR S&P GLB MTRLS 464288695 30 470 SH DEFINED 470 - - ISHARES TR SMLL VAL INDX 464288703 4,133 55,582 SH DEFINED 3 55,582 - - ISHARES TR S&P GL UTILITI 464288711 1,120 24,511 SH DEFINED 3 24,511 - - ISHARES TR S&P GL UTILITI 464288711 46 1,000 SH DEFINED 5 1,000 - - ISHARES TR S&P GL INDUSTR 464288729 247 5,108 SH DEFINED 3 5,108 - - ISHARES TR S&P GL INDUSTR 464288729 828 17,093 SH DEFINED 5 17,093 - - ISHARES TR S&P GL C STAPL 464288737 1,082 18,375 SH DEFINED 3 18,375 - - ISHARES TR S&P GL C STAPL 464288737 26 450 SH DEFINED 5 450 - - ISHARES TR S&P GL CONSUME 464288745 1,535 32,730 SH DEFINED 3 32,730 - - ISHARES TR S&P GL CONSUME 464288745 47 996 SH DEFINED 5 996 - - ISHARES TR DJ HOME CONSTN 464288752 435 32,101 SH DEFINED 3 32,101 - - ISHARES TR DJ AEROSPACE 464288760 229 3,966 SH DEFINED 3 3,681 - 285 ISHARES TR DJ REGIONAL BK 464288778 2,310 93,852 SH DEFINED 3 93,852 - - ISHARES TR DJ REGIONAL BK 464288778 9 360 SH DEFINED 5 360 - - ISHARES TR DJ REGIONAL BK 464288778 37 1,500 SH DEFINED 17 - - 1,500 ISHARES TR DJ INS INDX FD 464288786 2,190 72,220 SH DEFINED 3 72,220 - - ISHARES TR DJ INS INDX FD 464288786 64 2,100 SH DEFINED 18 2,100 - - ISHARES TR DJ BROKER-DEAL 464288794 286 10,123 SH DEFINED 3 10,123 - - ISHARES TR DJ BROKER-DEAL 464288794 95 3,345 SH DEFINED 5 3,345 - - ISHARES TR FTSE KLD SEL 464288802 10 200 SH DEFINED 3 200 - - SOC ISHARES TR FTSE KLD SEL 464288802 47 922 SH DEFINED 18 922 - - SOC ISHARES TR DJ MED DEVICES 464288810 1,168 19,992 SH DEFINED 3 19,992 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES TR DJ MED DEVICES 464288810 41 705 SH DEFINED 5 705 - - ISHARES TR DJ MED DEVICES 464288810 50 852 SH DEFINED 18 852 - - ISHARES TR DJ HEALTH CARE 464288828 3,742 71,726 SH DEFINED 3 71,726 - - ISHARES TR DJ PHARMA INDX 464288836 3,426 57,377 SH DEFINED 3 57,377 - - ISHARES TR DJ PHARMA INDX 464288836 330 5,535 SH DEFINED 5 5,535 - - ISHARES TR DJ PHARMA INDX 464288836 117 1,960 SH DEFINED 1,960 - - ISHARES TR DJ OIL EQUIP 464288844 3,862 87,842 SH DEFINED 3 87,842 - - ISHARES TR DJ OIL EQUIP 464288844 39 882 SH DEFINED 18 882 - - ISHARES TR DJ OIL&GAS EXP 464288851 246 4,526 SH DEFINED 3 4,526 - - ISHARES TR DJ OIL&GAS EXP 464288851 50 912 SH DEFINED 18 912 - - ISHARES TR RSSL MCRCP IDX 464288869 3,408 79,386 SH DEFINED 3 79,386 - - ISHARES TR RSSL MCRCP IDX 464288869 5,783 134,700 SH DEFINED 4 - - 134,700 ISHARES TR MSCI VAL IDX 464288877 13,284 262,273 SH DEFINED 3 262,273 - - ISHARES TR MSCI VAL IDX 464288877 7 135 SH DEFINED 8 135 - - ISHARES TR MSCI VAL IDX 464288877 151 2,976 SH DEFINED 2,976 - - ISHARES TR MSCI GRW IDX 464288885 10,239 180,782 SH DEFINED 3 177,939 - 2,843 ISHARES TR MSCI GRW IDX 464288885 17 300 SH DEFINED 5 300 - - ISHARES TR MSCI GRW IDX 464288885 17 300 SH DEFINED 15 300 - - ISHARES TR MSCI GRW IDX 464288885 297 5,250 SH DEFINED 18 5,250 - - ISHARES TR MSCI ACWI EX 464289164 155 6,300 SH DEFINED 6,300 - - ISHARES TR 2017 S&P AMTFR 464289271 10 200 SH DEFINED 3 200 - - ISHARES TR 2016 S&P AMTFR 464289313 16 317 SH DEFINED 3 317 - - ISHARES TR 2015 S&P AMTFR 464289339 32 610 SH DEFINED 3 610 - - ISHARES TR 2014 S&P AMTFR 464289362 48 936 SH DEFINED 3 936 - - ISHARES TR 2013 S&P AMTFR 464289388 38 745 SH DEFINED 3 745 - - ISHARES TR 2012 S&P AMTFR 464289412 92 1,814 SH DEFINED 3 1,814 - - ISHARES TR RUS200 IDX ETF 464289446 2,081 76,550 SH DEFINED 3 76,450 - 100 ISHARES TR S&P INDIA 50 464289529 7 275 SH DEFINED 3 275 - - ISHARES TR S&P INDIA 50 464289529 691 25,785 SH DEFINED 5 25,785 - - ISHARES TR S&P INDIA 50 464289529 29 1,100 SH DEFINED 7 - 1,100 - ISHARES TR S&P INDIA 50 464289529 112 4,200 SH DEFINED 13 4,200 - - ISHARES TR S&P GRWTH ALL 464289867 56 1,900 SH DEFINED 3 1,900 - - ISHARES TR S&P MODERATE 464289875 6 200 SH DEFINED 3 200 - - ISIS PHARMACEUTICALS INC COM 464330109 1,106 101,235 SH DEFINED 3 101,235 - - ISIS PHARMACEUTICALS INC COM 464330109 5 502 SH DEFINED 18 502 - - ISLE OF CAPRI CASINOS INC COM 464592104 20 2,615 SH DEFINED 2 2,615 - - ISLE OF CAPRI CASINOS INC COM 464592104 4 540 SH DEFINED 3 540 - - ISLE OF CAPRI CASINOS INC COM 464592104 506 65,000 SH DEFINED 4 - - 65,000 ISRAMCO INC COM NEW 465141406 20 300 SH DEFINED 5 300 - - ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 9,852 448,000 SH DEFINED 1 448,000 - - PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 13,536 615,564 SH DEFINED 3 615,564 - - PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 2,059 93,649 SH DEFINED 5 93,649 - - PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 3 120 SH DEFINED 8 120 - - PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 168 7,652 SH DEFINED 15 7,652 - - PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 3 116 SH DEFINED 18 116 - - PFD ITAU UNIBANCO HLDG SA SPON ADR REP 465562106 5,217 237,260 SH DEFINED 5;1 237,260 - - PFD ITC HLDGS CORP COM 465685105 155 2,822 SH DEFINED 3 2,767 - 55 ITC HLDGS CORP COM 465685105 176 3,200 SH DEFINED - - 3,200 ITRON INC COM 465741106 130 1,789 SH DEFINED 2 1,789 - - ITRON INC COM 465741106 1,673 23,055 SH DEFINED 3 23,055 - - ITRON INC COM 465741106 16 225 SH DEFINED 5 225 - - ITRON INC COM 465741106 53 735 SH DEFINED 18 735 - - IVANHOE ENERGY INC COM 465790103 15 4,500 SH DEFINED 3 4,500 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- IVANHOE ENERGY INC COM 465790103 1,181 354,593 SH DEFINED 5 354,593 - - IVANHOE ENERGY INC COM 465790103 10 3,000 SH DEFINED 8 3,000 - - IVANHOE ENERGY INC COM 465790103 8 2,500 SH DEFINED 16 2,500 - - J & J SNACK FOODS CORP COM 466032109 284 6,526 SH DEFINED 2 6,526 - - J & J SNACK FOODS CORP COM 466032109 79 1,808 SH DEFINED 3 1,808 - - JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 170 30,373 SH DEFINED 3 30,373 - - JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 18 3,235 SH DEFINED 5 3,235 - - J ALEXANDERS CORP COM 466096104 63 15,000 SH DEFINED 4 - - 15,000 JABIL CIRCUIT INC COM 466313103 1,018 62,900 SH DEFINED 1 62,900 - - JABIL CIRCUIT INC COM 466313103 2,259 139,517 SH DEFINED 2 139,517 - - JABIL CIRCUIT INC COM 466313103 1,970 121,683 SH DEFINED 3 119,333 - 2,350 JABIL CIRCUIT INC COM 466313103 915 56,514 SH DEFINED 18 56,514 - - JACK IN THE BOX INC COM 466367109 14 600 SH DEFINED 3 600 - - JACK IN THE BOX INC COM 466367109 307 13,035 SH DEFINED 14 13,035 - - JACK IN THE BOX INC COM 466367109 7 300 SH DEFINED 18 300 - - JACOBS ENGR GROUP INC DEL COM 469814107 2,320 51,338 SH DEFINED 2 51,338 - - JACOBS ENGR GROUP INC DEL COM 469814107 900 19,917 SH DEFINED 3 19,717 - 200 JACOBS ENGR GROUP INC DEL COM 469814107 655 14,500 SH DEFINED 4 - 2,300 12,200 JACOBS ENGR GROUP INC DEL COM 469814107 178 3,945 SH DEFINED 5 3,945 - - JACOBS ENGR GROUP INC DEL COM 469814107 41 898 SH DEFINED 18 898 - - JACOBS ENGR GROUP INC DEL COM 469814107 12 271 SH DEFINED 271 - - JAMES RIVER COAL CO COM NEW 470355207 67 4,219 SH DEFINED 2 4,219 - - JAMES RIVER COAL CO COM NEW 470355207 1,925 121,100 SH DEFINED 3 121,100 - - JAPAN EQUITY FD INC COM 471057109 30 5,189 SH DEFINED 3 5,189 - - JAPAN EQUITY FD INC COM 471057109 2 354 SH DEFINED 8 354 - - JARDEN CORP COM 471109108 68 2,035 SH DEFINED 2 2,035 - - JARDEN CORP COM 471109108 101 3,024 SH DEFINED 3 3,024 - - JARDEN CORP COM 471109108 33 1,000 SH DEFINED 5 1,000 - - JAZZ PHARMACEUTICALS INC COM 472147107 3 250 SH DEFINED 3 250 - - JEFFERIES GROUP INC NEW COM 472319102 597 25,224 SH DEFINED 2 25,224 - - JEFFERIES GROUP INC NEW COM 472319102 905 38,248 SH DEFINED 3 38,248 - - JEFFERIES GROUP INC NEW COM 472319102 7 276 SH DEFINED 18 276 - - JEFFERSON BANCSHARES INC COM 472375104 114 24,000 SH DEFINED 4 - - 24,000 TEN JETBLUE AIRWAYS CORP COM 477143101 467 83,745 SH DEFINED 2 83,745 - - JETBLUE AIRWAYS CORP COM 477143101 24 4,375 SH DEFINED 3 4,375 - - JOHN BEAN TECHNOLOGIES COM 477839104 10 580 SH DEFINED 2 580 - - CORP JOHN BEAN TECHNOLOGIES COM 477839104 32 1,838 SH DEFINED 3 1,838 - - CORP JOHN BEAN TECHNOLOGIES COM 477839104 7,173 408,951 SH DEFINED 6 408,951 - - CORP JOHN BEAN TECHNOLOGIES COM 477839104 4 237 SH DEFINED 13 237 - - CORP JOHN BEAN TECHNOLOGIES COM 477839104 1 74 SH DEFINED 16 74 - - CORP JOHN BEAN TECHNOLOGIES COM 477839104 30 1,690 SH DEFINED 18 1,690 - - CORP JOHNSON & JOHNSON COM 478160104 196 3,000 SH DEFINED 1 3,000 - - JOHNSON & JOHNSON COM 478160104 11,730 179,906 SH DEFINED 2 179,906 - - JOHNSON & JOHNSON COM 478160104 63,491 973,790 SH DEFINED 3 963,754 - 10,036 JOHNSON & JOHNSON COM 478160104 65,041 997,557 SH DEFINED 5 997,557 - - JOHNSON & JOHNSON COM 478160104 164,154 2,517,707 SH DEFINED 6 2,517,707 - - JOHNSON & JOHNSON COM 478160104 5,846 89,666 SH DEFINED 7 - 89,666 - JOHNSON & JOHNSON COM 478160104 3,412 52,331 SH DEFINED 8 39,837 12,494 - JOHNSON & JOHNSON COM 478160104 76 1,165 SH DEFINED 9 1,165 - - JOHNSON & JOHNSON COM 478160104 170 2,605 SH DEFINED 10 2,605 - - JOHNSON & JOHNSON COM 478160104 390 5,980 SH DEFINED 13 5,980 - - JOHNSON & JOHNSON COM 478160104 1,400 21,475 SH DEFINED 14 21,475 - - JOHNSON & JOHNSON COM 478160104 731 11,204 SH DEFINED 15 11,204 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- JOHNSON & JOHNSON COM 478160104 611 9,375 SH DEFINED 16 8,775 600 - JOHNSON & JOHNSON COM 478160104 177 2,715 SH DEFINED 17 - - 2,715 JOHNSON & JOHNSON COM 478160104 7,403 113,538 SH DEFINED 18 113,538 - - JOHNSON & JOHNSON COM 478160104 10,670 163,655 SH DEFINED 141,511 22,144 - JOHNSON & JOHNSON COM 478160104 57,205 877,383 SH SOLE 877,383 - - JOHNSON CTLS INC COM 478366107 990 30,000 SH DEFINED 1 30,000 - - JOHNSON CTLS INC COM 478366107 10,703 324,427 SH DEFINED 2 324,427 - - JOHNSON CTLS INC COM 478366107 4,167 126,296 SH DEFINED 3 124,979 - 1,317 JOHNSON CTLS INC COM 478366107 6,089 184,575 SH DEFINED 4 - 82,855 101,720 JOHNSON CTLS INC COM 478366107 524 15,879 SH DEFINED 5 15,879 - - JOHNSON CTLS INC COM 478366107 23,590 715,068 SH DEFINED 6 715,068 - - JOHNSON CTLS INC COM 478366107 49 1,500 SH DEFINED 16 1,500 - - JOHNSON CTLS INC COM 478366107 329 9,965 SH DEFINED 18 9,965 - - JOHNSON CTLS INC COM 478366107 7 214 SH DEFINED 214 - - JOHNSON CTLS INC COM 478366107 135 4,100 SH SOLE 4,100 - - JOHNSON OUTDOORS INC CL A 479167108 329 29,000 SH DEFINED 4 - - 29,000 JONES APPAREL GROUP INC COM 480074103 37 1,930 SH DEFINED 2 1,930 - - JONES APPAREL GROUP INC COM 480074103 112 5,870 SH DEFINED 3 5,870 - - JOS A BANK CLOTHIERS INC COM 480838101 319 5,828 SH DEFINED 3 5,828 - - JOS A BANK CLOTHIERS INC COM 480838101 602 11,000 SH DEFINED 4 - - 11,000 JOS A BANK CLOTHIERS INC COM 480838101 11 200 SH DEFINED 8 200 - - JOURNAL COMMUNICATIONS CL A 481130102 344 82,000 SH DEFINED 4 - - 82,000 INC JOY GLOBAL INC COM 481165108 7,238 127,900 SH DEFINED 1 127,900 - - JOY GLOBAL INC COM 481165108 968 17,104 SH DEFINED 2 17,104 - - JOY GLOBAL INC COM 481165108 6,645 117,431 SH DEFINED 3 116,931 - 500 JOY GLOBAL INC COM 481165108 116 2,042 SH DEFINED 5 2,042 - - JOY GLOBAL INC COM 481165108 509 9,000 SH DEFINED 14 9,000 - - JOY GLOBAL INC COM 481165108 1 21 SH DEFINED 15 21 - - JOY GLOBAL INC COM 481165108 26 460 SH DEFINED 17 - - 460 JOY GLOBAL INC COM 481165108 208 3,673 SH DEFINED 18 3,673 - - JOY GLOBAL INC COM 481165108 26 460 SH DEFINED 460 - - KLA-TENCOR CORP COM 482480100 3,914 126,568 SH DEFINED 2 126,568 - - KLA-TENCOR CORP COM 482480100 93 3,003 SH DEFINED 3 3,003 - - KLA-TENCOR CORP COM 482480100 10 327 SH DEFINED 5 327 - - KLA-TENCOR CORP COM 482480100 6 200 SH DEFINED 18 200 - - K-SWISS INC CL A 482686102 12 1,181 SH DEFINED 2 1,181 - - KVH INDS INC COM 482738101 1 100 SH DEFINED 3 100 - - K V PHARMACEUTICAL CO CL A 482740206 1 700 SH DEFINED 2 700 - - K V PHARMACEUTICAL CO CL A 482740206 - 45 SH DEFINED 3 45 - - K V PHARMACEUTICAL CO CL A 482740206 53 30,000 SH DEFINED 18 30,000 - - KAISER ALUMINUM CORP COM PAR $0.01 483007704 9 240 SH DEFINED 3 240 - - KAMAN CORP COM 483548103 203 8,127 SH DEFINED 2 8,127 - - KANSAS CITY LIFE INS CO COM 484836101 537 17,000 SH DEFINED 4 - - 17,000 KANSAS CITY SOUTHERN COM NEW 485170302 8,793 243,100 SH DEFINED 1 243,100 - - KANSAS CITY SOUTHERN COM NEW 485170302 133 3,664 SH DEFINED 2 3,664 - - KANSAS CITY SOUTHERN COM NEW 485170302 1,433 39,629 SH DEFINED 3 39,629 - - KANSAS CITY SOUTHERN COM NEW 485170302 36 1,000 SH DEFINED 18 1,000 - - KAYDON CORP COM 486587108 274 7,292 SH DEFINED 2 7,292 - - KAYDON CORP COM 486587108 3 75 SH DEFINED 3 75 - - KAYDON CORP COM 486587108 105 2,800 SH DEFINED 4 - 2,800 - KAYDON CORP COM 486587108 7 198 SH DEFINED 18 198 - - KAYNE ANDERSON MLP COM 486606106 2,922 108,790 SH DEFINED 3 108,790 - - INVSMNT C KEEGAN RES INC COM 487275109 8,983 1,482,400 SH DEFINED 1 1,482,400 - - KEITHLEY INSTRS INC COM 487584104 15 2,300 SH DEFINED 3 2,300 - - KELLOGG CO COM 487836108 799 14,946 SH DEFINED 1 14,946 - - KELLOGG CO COM 487836108 7,449 139,408 SH DEFINED 2 139,408 - - KELLOGG CO COM 487836108 2,386 44,649 SH DEFINED 3 44,049 - 600 KELLOGG CO COM 487836108 13,196 246,980 SH DEFINED 4 - 108,970 138,010
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- KELLOGG CO COM 487836108 516 9,663 SH DEFINED 5 9,663 - - KELLOGG CO COM 487836108 214 4,000 SH DEFINED 7 - 4,000 - KELLOGG CO COM 487836108 5 100 SH DEFINED 8 100 - - KELLOGG CO COM 487836108 267 5,000 SH DEFINED 14 5,000 - - KELLOGG CO COM 487836108 96 1,800 SH DEFINED 15 1,800 - - KELLOGG CO COM 487836108 210 3,925 SH DEFINED 16 3,925 - - KELLOGG CO COM 487836108 103 1,922 SH DEFINED 18 1,922 - - KELLOGG CO COM 487836108 3 50 SH DEFINED 50 - - KELLY SVCS INC CL A 488152208 144 8,615 SH DEFINED 2 8,615 - - KELLY SVCS INC CL A 488152208 2 100 SH DEFINED 7 - 100 - KENNAMETAL INC COM 489170100 460 16,341 SH DEFINED 2 16,341 - - KENNAMETAL INC COM 489170100 649 23,065 SH DEFINED 3 23,065 - - KENNAMETAL INC COM 489170100 4 144 SH DEFINED 5 144 - - KENSEY NASH CORP COM 490057106 12,188 517,300 SH DEFINED 4 - 317,770 199,530 KEWAUNEE SCIENTIFIC CORP COM 492854104 99 7,100 SH DEFINED 4 - - 7,100 KEY ENERGY SVCS INC COM 492914106 59 6,139 SH DEFINED 2 6,139 - - KEY ENERGY SVCS INC COM 492914106 197 20,650 SH DEFINED 4 - 20,650 - KEY ENERGY SVCS INC COM 492914106 1 68 SH DEFINED 18 68 - - KEY TECHNOLOGY INC COM 493143101 1 64 SH DEFINED 3 64 - - KEY TECHNOLOGY INC COM 493143101 165 12,000 SH DEFINED 4 - - 12,000 KEYCORP NEW COM 493267108 3,855 497,447 SH DEFINED 2 497,447 - - KEYCORP NEW COM 493267108 15,375 1,983,882 SH DEFINED 3 1,931,534 - 52,348 KEYCORP NEW COM 493267108 1,035 133,579 SH DEFINED 5 133,579 - - KEYCORP NEW COM 493267108 8 1,000 SH DEFINED 8 1,000 - - KEYCORP NEW COM 493267108 44 5,630 SH DEFINED 16 5,630 - - KEYCORP NEW COM 493267108 100 12,871 SH DEFINED 18 12,871 - - KEYCORP NEW COM 493267108 5 633 SH DEFINED 633 - - KEYNOTE SYS INC COM 493308100 547 48,000 SH DEFINED 4 - - 48,000 KFORCE INC COM 493732101 958 63,000 SH DEFINED 4 - - 63,000 KIMBALL INTL INC CL B 494274103 382 55,000 SH DEFINED 4 - - 55,000 KIMBERLY CLARK CORP COM 494368103 11,244 178,820 SH DEFINED 2 178,820 - - KIMBERLY CLARK CORP COM 494368103 8,741 139,009 SH DEFINED 3 136,892 - 2,117 KIMBERLY CLARK CORP COM 494368103 2,186 34,759 SH DEFINED 5 34,759 - - KIMBERLY CLARK CORP COM 494368103 63 995 SH DEFINED 7 - 995 - KIMBERLY CLARK CORP COM 494368103 81 1,282 SH DEFINED 8 1,282 - - KIMBERLY CLARK CORP COM 494368103 176 2,800 SH DEFINED 14 2,800 - - KIMBERLY CLARK CORP COM 494368103 63 1,000 SH DEFINED 16 1,000 - - KIMBERLY CLARK CORP COM 494368103 283 4,500 SH DEFINED 17 - - 4,500 KIMBERLY CLARK CORP COM 494368103 809 12,860 SH DEFINED 18 12,860 - - KIMBERLY CLARK CORP COM 494368103 206 3,282 SH DEFINED 282 3,000 - KIMBERLY CLARK CORP COM 494368103 2,358 37,500 SH SOLE 37,500 - - KINDER MORGAN ENERGY UT LTD PARTNER 494550106 19,788 302,478 SH DEFINED 3 300,963 - 1,515 PARTNER KINDER MORGAN ENERGY UT LTD PARTNER 494550106 701 10,716 SH DEFINED 5 10,716 - - PARTNER KINDER MORGAN ENERGY UT LTD PARTNER 494550106 56 850 SH DEFINED 8 850 - - PARTNER KINDER MORGAN ENERGY UT LTD PARTNER 494550106 164 2,500 SH DEFINED 15 2,500 - - PARTNER KINDER MORGAN ENERGY UT LTD PARTNER 494550106 265 4,050 SH DEFINED 16 4,050 - - PARTNER KINDER MORGAN ENERGY UT LTD PARTNER 494550106 31 480 SH DEFINED 18 480 - - PARTNER KINDER MORGAN ENERGY UT LTD PARTNER 494550106 337 5,146 SH DEFINED 5,146 - - PARTNER KINDRED HEALTHCARE INC COM 494580103 9 475 SH DEFINED 2 475 - - KINDRED HEALTHCARE INC COM 494580103 9 473 SH DEFINED 3 473 - - KING PHARMACEUTICALS INC COM 495582108 2,354 200,164 SH DEFINED 2 200,164 - - KING PHARMACEUTICALS INC COM 495582108 81 6,893 SH DEFINED 3 6,893 - - KING PHARMACEUTICALS INC COM 495582108 5 387 SH DEFINED 18 387 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- KINROSS GOLD CORP COM NO PAR 496902404 35,703 2,089,091 SH DEFINED 1 2,089,091 - - KINROSS GOLD CORP COM NO PAR 496902404 655 38,350 SH DEFINED 2 38,350 - - KINROSS GOLD CORP COM NO PAR 496902404 959 56,099 SH DEFINED 3 56,099 - - KINROSS GOLD CORP COM NO PAR 496902404 612 35,800 CALL DEFINED 5 35,800 - - KINROSS GOLD CORP COM NO PAR 496902404 150 8,800 PUT DEFINED 5 8,800 - - KINROSS GOLD CORP COM NO PAR 496902404 26,229 1,534,772 SH DEFINED 5 1,534,772 - - KINROSS GOLD CORP COM NO PAR 496902404 478 27,949 SH DEFINED 6 27,949 - - KINROSS GOLD CORP COM NO PAR 496902404 103 6,000 SH DEFINED 7 - 6,000 - KINROSS GOLD CORP COM NO PAR 496902404 856 50,108 SH DEFINED 8 50,108 - - KINROSS GOLD CORP COM NO PAR 496902404 3 155 SH DEFINED 9 155 - - KINROSS GOLD CORP COM NO PAR 496902404 59 3,467 SH DEFINED 13 3,467 - - KINROSS GOLD CORP COM NO PAR 496902404 21 1,200 SH DEFINED 17 - - 1,200 KINROSS GOLD CORP COM NO PAR 496902404 19 1,096 SH DEFINED 18 1,096 - - KINROSS GOLD CORP COM NO PAR 496902404 34,629 2,026,298 SH DEFINED 5;1 2,026,298 - - KINROSS GOLD CORP COM NO PAR 496902404 607 35,518 SH DEFINED 15,518 20,000 - KINROSS GOLD CORP COM NO PAR 496902404 58,892 3,445,977 SH SOLE 3,445,977 - - KINGSWAY FINL SVCS INC COM 496904103 19 11,648 SH DEFINED 5 11,648 - - KINGSWAY FINL SVCS INC COM 496904103 21 13,200 SH DEFINED 6 13,200 - - KINGSWAY FINL SVCS INC COM 496904103 1 773 SH SOLE 773 - - KIRBY CORP COM 497266106 629 16,492 SH DEFINED 3 16,492 - - KIRBY CORP COM 497266106 86 2,260 SH DEFINED - - 2,260 KIRKLANDS INC COM 497498105 416 19,792 SH DEFINED 3 19,792 - - KNOLL INC COM NEW 498904200 1,293 114,904 SH DEFINED 2 114,904 - - KNOLL INC COM NEW 498904200 1,434 127,500 SH DEFINED 4 - 61,400 66,100 KNOLL INC COM NEW 498904200 5 450 SH DEFINED 18 450 - - KNIGHT CAPITAL GROUP INC CL A 499005106 326 21,381 SH DEFINED 2 21,381 - - KNIGHT CAPITAL GROUP INC CL A 499005106 10,978 718,950 SH DEFINED 3 718,950 - - KNIGHT CAPITAL GROUP INC CL A 499005106 521 34,100 SH DEFINED 4 - 5,300 28,800 KNIGHT CAPITAL GROUP INC CL A 499005106 2 114 SH DEFINED 5 114 - - KNIGHT CAPITAL GROUP INC CL A 499005106 5 340 SH DEFINED 18 340 - - KNIGHT TRANSN INC COM 499064103 53 2,500 SH DEFINED 3 2,500 - - KNIGHT TRANSN INC COM 499064103 20,248 960,069 SH DEFINED 4 - 762,099 197,970 KNOLOGY INC COM 499183804 8 601 SH DEFINED 2 601 - - KNOLOGY INC COM 499183804 7 525 SH DEFINED 3 525 - - KOHLBERG CAPITAL CORP COM 500233101 28 4,924 SH DEFINED 3 4,924 - - KOHLS CORP COM 500255104 9,312 169,984 SH DEFINED 2 169,984 - - KOHLS CORP COM 500255104 2,049 37,410 SH DEFINED 3 36,110 - 1,300 KOHLS CORP COM 500255104 506 9,230 SH DEFINED 4 - 9,230 - KOHLS CORP COM 500255104 1,726 31,500 SH DEFINED 5 31,500 - - KOHLS CORP COM 500255104 234 4,270 SH DEFINED 7 - 4,270 - KOHLS CORP COM 500255104 67 1,231 SH DEFINED 8 1,231 - - KOHLS CORP COM 500255104 274 5,000 SH DEFINED 14 5,000 - - KOHLS CORP COM 500255104 7 130 SH DEFINED 15 130 - - KOHLS CORP COM 500255104 107 1,950 SH DEFINED 18 1,950 - - KOHLS CORP COM 500255104 13 240 SH DEFINED 5;1 240 - - KOHLS CORP COM 500255104 330 6,017 SH DEFINED 115 - 5,902 KOHLS CORP COM 500255104 1 12 SH SOLE 12 - - KONINKLIJKE PHILIPS NY REG SH NEW 500472303 274 8,565 SH DEFINED 3 8,565 - - ELECTRS KONINKLIJKE PHILIPS NY REG SH NEW 500472303 731 22,837 SH DEFINED 5 22,837 - - ELECTRS KONINKLIJKE PHILIPS NY REG SH NEW 500472303 369 11,523 SH DEFINED 17 - - 11,523 ELECTRS KOREA ELECTRIC PWR SPONSORED ADR 500631106 322 19,812 SH DEFINED 2 19,812 - - KOREA ELECTRIC PWR SPONSORED ADR 500631106 68 4,189 SH DEFINED 3 4,189 - - KOREA ELECTRIC PWR SPONSORED ADR 500631106 10 612 SH DEFINED 5 612 - - KOREA ELECTRIC PWR SPONSORED ADR 500631106 2 119 SH DEFINED 15 119 - - KOREA ELECTRIC PWR SPONSORED ADR 500631106 91 5,600 SH DEFINED 16 5,600 - - KOREA ELECTRIC PWR SPONSORED ADR 500631106 248 15,274 SH DEFINED 18 15,274 - - KOREA ELECTRIC PWR SPONSORED ADR 500631106 19 1,200 SH DEFINED 1,200 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- KOREA FD COM NEW 500634209 8 218 SH DEFINED 3 218 - - KOREA FD COM NEW 500634209 83 2,251 SH DEFINED 16 2,251 - - KORN FERRY INTL COM NEW 500643200 66 3,736 SH DEFINED 2 3,736 - - KRISPY KREME DOUGHNUTS COM 501014104 3 748 SH DEFINED 3 748 - - INC KRISPY KREME DOUGHNUTS COM 501014104 - 100 SH DEFINED 5 100 - - INC KROGER CO COM 501044101 7,369 340,207 SH DEFINED 2 340,207 - - KROGER CO COM 501044101 1,083 50,000 PUT DEFINED 3 50,000 - - KROGER CO COM 501044101 7,878 363,725 SH DEFINED 3 360,625 - 3,100 KROGER CO COM 501044101 315 14,534 SH DEFINED 5 14,534 - - KROGER CO COM 501044101 3 135 SH DEFINED 7 - 135 - KROGER CO COM 501044101 238 11,000 SH DEFINED 14 11,000 - - KROGER CO COM 501044101 339 15,644 SH DEFINED 18 15,644 - - KROGER CO COM 501044101 1 55 SH DEFINED 5;1 55 - - KROGER CO COM 501044101 152 7,036 SH DEFINED 4,104 - 2,932 KUBOTA CORP ADR 501173207 26 576 SH DEFINED 2 576 - - KUBOTA CORP ADR 501173207 1 25 SH DEFINED 3 25 - - KULICKE & SOFFA INDS INC COM 501242101 1,013 139,700 SH DEFINED 1 139,700 - - KULICKE & SOFFA INDS INC COM 501242101 371 51,149 SH DEFINED 3 51,149 - - KYOCERA CORP ADR 501556203 68 700 SH DEFINED 3 700 - - LAN AIRLINES S A SPONSORED ADR 501723100 745 42,209 SH DEFINED 2 42,209 - - LAN AIRLINES S A SPONSORED ADR 501723100 1,570 88,951 SH DEFINED 3 88,951 - - LCA-VISION INC COM PAR $.001 501803308 - 48 SH DEFINED 3 48 - - LKQ CORP COM 501889208 543 26,747 SH DEFINED 2 26,747 - - LKQ CORP COM 501889208 846 41,685 SH DEFINED 3 41,685 - - LKQ CORP COM 501889208 24,409 1,202,406 SH DEFINED 4 - 913,686 288,720 LKQ CORP COM 501889208 18 891 SH DEFINED 18 891 - - LMI AEROSPACE INC COM 502079106 2,530 136,173 SH DEFINED 3 136,173 - - LSB INDS INC COM 502160104 3 200 SH DEFINED 3 200 - - LSI CORPORATION COM 502161102 995 162,600 SH DEFINED 1 162,600 - - LSI CORPORATION COM 502161102 1,544 252,216 SH DEFINED 2 252,216 - - LSI CORPORATION COM 502161102 338 55,152 SH DEFINED 3 55,152 - - LSI CORPORATION COM 502161102 - 72 SH DEFINED 5 72 - - LSI CORPORATION COM 502161102 - 19 SH DEFINED 7 - 19 - LSI CORPORATION COM 502161102 13 2,136 SH DEFINED 14 2,136 - - LSI CORPORATION COM 502161102 31 5,023 SH DEFINED 15 5,023 - - LSI CORPORATION COM 502161102 3 446 SH DEFINED 16 446 - - LSI CORPORATION COM 502161102 1 130 SH DEFINED 130 - - LTC PPTYS INC COM 502175102 219 8,104 SH DEFINED 2 8,104 - - LTC PPTYS INC COM 502175102 35 1,300 SH DEFINED 3 1,300 - - LTX-CREDENCE CORP COM 502403108 6 2,000 SH DEFINED 3 2,000 - - LTX-CREDENCE CORP COM 502403108 55 18,387 SH DEFINED 18,387 - - L-3 COMMUNICATIONS HLDGS COM 502424104 8,337 90,985 SH DEFINED 2 90,985 - - INC L-3 COMMUNICATIONS HLDGS COM 502424104 1,879 20,504 SH DEFINED 3 20,504 - - INC L-3 COMMUNICATIONS HLDGS COM 502424104 2,048 22,348 SH DEFINED 5 22,348 - - INC L-3 COMMUNICATIONS HLDGS COM 502424104 2 25 SH DEFINED 7 - 25 - INC L-3 COMMUNICATIONS HLDGS COM 502424104 71 775 SH DEFINED 8 775 - - INC L-3 COMMUNICATIONS HLDGS COM 502424104 697 7,605 SH DEFINED 10 7,605 - - INC L-3 COMMUNICATIONS HLDGS COM 502424104 42 462 SH DEFINED 15 462 - - INC L-3 COMMUNICATIONS HLDGS COM 502424104 83 905 SH DEFINED 17 - - 905 INC L-3 COMMUNICATIONS HLDGS COM 502424104 209 2,277 SH DEFINED 18 2,277 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- L-3 COMMUNICATIONS HLDGS COM 502424104 358 3,909 SH DEFINED 2,308 - 1,601 INC L-3 COMMUNICATIONS HLDGS COM 502424104 132 1,440 SH SOLE 1,440 - - INC LA BARGE INC COM 502470107 6,953 629,194 SH DEFINED 4 - 166,300 462,894 LABOPHARM INC COM 504905100 54 37,494 SH DEFINED 5 37,494 - - LABOPHARM INC COM 504905100 33 23,000 SH DEFINED 7 - 23,000 - LA Z BOY INC COM 505336107 878 70,000 SH DEFINED 4 - - 70,000 LABRANCHE & CO INC COM 505447102 6 1,227 SH DEFINED 3 1,227 - - LABRANCHE & CO INC COM 505447102 299 56,930 SH DEFINED 4 - - 56,930 LACLEDE GROUP INC COM 505597104 40 1,183 SH DEFINED 3 1,183 - - LACROSSE FOOTWEAR INC COM 505688101 7 453 SH DEFINED 3 453 - - LADISH INC COM NEW 505754200 373 18,500 SH DEFINED 3 18,500 - - LADISH INC COM NEW 505754200 746 37,000 SH DEFINED 4 - - 37,000 LAKELAND FINL CORP COM 511656100 10 522 SH DEFINED 18 522 - - LAKELAND INDS INC COM 511795106 496 58,310 SH DEFINED 4 - - 58,310 LAM RESEARCH CORP COM 512807108 286 7,665 SH DEFINED 2 7,665 - - LAM RESEARCH CORP COM 512807108 1,599 42,839 SH DEFINED 3 42,839 - - LAM RESEARCH CORP COM 512807108 5 131 SH DEFINED 5 131 - - LAMAR ADVERTISING CO CL A 512815101 1,031 30,000 PUT DEFINED 3 30,000 - - LAMAR ADVERTISING CO CL A 512815101 1,614 46,982 SH DEFINED 3 46,982 - - LANCASTER COLONY CORP COM 513847103 608 10,313 SH DEFINED 2 10,313 - - LANCASTER COLONY CORP COM 513847103 79 1,336 SH DEFINED 3 1,336 - - LANCE INC COM 514606102 197 8,518 SH DEFINED 3 8,518 - - LANDEC CORP COM 514766104 10 1,500 SH DEFINED 3 1,500 - - LANDEC CORP COM 514766104 1,544 232,900 SH DEFINED 4 - 38,300 194,600 LANDEC CORP COM 514766104 4 549 SH DEFINED 18 549 - - LANDSTAR SYS INC COM 515098101 1,778 42,365 SH DEFINED 3 42,365 - - LANDSTAR SYS INC COM 515098101 8,236 196,188 SH DEFINED 4 - 145,908 50,280 LANDSTAR SYS INC COM 515098101 - 10 SH DEFINED 18 10 - - LANNET INC COM 516012101 128 30,000 SH DEFINED 4 - - 30,000 LAS VEGAS SANDS CORP COM 517834107 1,230 58,169 SH DEFINED 2 58,169 - - LAS VEGAS SANDS CORP COM 517834107 4,325 204,512 SH DEFINED 3 204,512 - - LAS VEGAS SANDS CORP COM 517834107 275 13,000 SH DEFINED 5 13,000 - - LASALLE HOTEL PPTYS COM SH BEN INT 517942108 5 205 SH DEFINED 3 205 - - LASALLE HOTEL PPTYS COM SH BEN INT 517942108 2,113 90,700 SH DEFINED 4 - 38,500 52,200 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 6 278 SH DEFINED 18 278 - - LATTICE SEMICONDUCTOR COM 518415104 224 61,000 SH DEFINED 1 61,000 - - CORP LATTICE SEMICONDUCTOR COM 518415104 28 7,618 SH DEFINED 2 7,618 - - CORP LATTICE SEMICONDUCTOR COM 518415104 97 26,450 SH DEFINED 3 26,450 - - CORP LATTICE SEMICONDUCTOR COM 518415104 7 1,870 SH DEFINED 18 1,870 - - CORP LAUDER ESTEE COS INC CL A 518439104 1,018 15,700 SH DEFINED 1 15,700 - - LAUDER ESTEE COS INC CL A 518439104 3,140 48,405 SH DEFINED 2 48,405 - - LAUDER ESTEE COS INC CL A 518439104 96 1,482 SH DEFINED 3 1,482 - - LAUDER ESTEE COS INC CL A 518439104 19 300 SH DEFINED 5 300 - - LAUDER ESTEE COS INC CL A 518439104 26 400 SH DEFINED 9 400 - - LAUDER ESTEE COS INC CL A 518439104 32 500 SH DEFINED 15 500 - - LAUDER ESTEE COS INC CL A 518439104 4 60 SH DEFINED 18 60 - - LAUDER ESTEE COS INC CL A 518439104 100 1,534 SH DEFINED 1,534 - - LAYNE CHRISTENSEN CO COM 521050104 43 1,608 SH DEFINED 2 1,608 - - LAYNE CHRISTENSEN CO COM 521050104 238 8,900 SH DEFINED 3 8,900 - - LAYNE CHRISTENSEN CO COM 521050104 18 684 SH DEFINED 18 684 - - LAZARD WORLD DIVID & COM 521076109 82 6,829 SH DEFINED 3 6,829 - - INCOME LAZARE KAPLAN INTL INC COM 521078105 238 95,270 SH DEFINED 4 - - 95,270 LEAP WIRELESS INTL INC COM NEW 521863308 531 32,458 SH DEFINED 3 32,458 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- LEAP WIRELESS INTL INC COM NEW 521863308 20 1,203 SH DEFINED 18 1,203 - - LEAR CORP COM NEW 521865204 1,190 15,000 SH DEFINED 3 15,000 - - LEARNING TREE INTL INC COM 522015106 7 473 SH DEFINED 3 473 - - LEARNING TREE INTL INC COM 522015106 4 305 SH DEFINED 16 - 305 - LECG CORP COM 523234102 191 64,000 SH DEFINED 4 - - 64,000 LEGGETT & PLATT INC COM 524660107 805 37,209 SH DEFINED 2 37,209 - - LEGGETT & PLATT INC COM 524660107 96 4,428 SH DEFINED 3 4,428 - - LEGGETT & PLATT INC COM 524660107 29 1,360 SH DEFINED 5 1,360 - - LEGACY RESERVES LP UNIT LP INT 524707304 5,802 251,939 SH DEFINED 3 251,939 - - LEGACY RESERVES LP UNIT LP INT 524707304 69 3,000 SH DEFINED 8 3,000 - - LEGG MASON INC COM 524901105 2,244 78,259 SH DEFINED 2 78,259 - - LEGG MASON INC COM 524901105 348 12,122 SH DEFINED 3 11,708 - 414 LEGG MASON INC COM 524901105 33 1,150 SH DEFINED 5 1,150 - - LEGG MASON INC COM 524901105 6 200 SH DEFINED 8 200 - - LEGG MASON INC COM 524901105 68 2,382 SH DEFINED 18 2,382 - - LENNAR CORP CL A 526057104 430 25,000 SH DEFINED 1 25,000 - - LENNAR CORP CL A 526057104 2,077 120,701 SH DEFINED 2 120,701 - - LENNAR CORP CL A 526057104 6,024 350,000 CALL DEFINED 3 350,000 - - LENNAR CORP CL A 526057104 104 6,035 SH DEFINED 3 6,035 - - LENNAR CORP CL A 526057104 76 4,400 SH DEFINED 5 4,400 - - LENNAR CORP CL A 526057104 3 175 SH DEFINED 8 175 - - LENNAR CORP CL B 526057302 13 923 SH DEFINED 2 923 - - LENNAR CORP CL B 526057302 4,155 297,826 SH DEFINED 3 297,826 - - LENNOX INTL INC COM 526107107 574 12,954 SH DEFINED 2 12,954 - - LENNOX INTL INC COM 526107107 3,973 89,649 SH DEFINED 3 89,649 - - LEUCADIA NATL CORP COM 527288104 2,868 115,581 SH DEFINED 2 115,581 - - LEUCADIA NATL CORP COM 527288104 1,057 42,597 SH DEFINED 3 42,597 - - LEUCADIA NATL CORP COM 527288104 1,414 57,002 SH DEFINED 5 57,002 - - LEUCADIA NATL CORP COM 527288104 20 800 SH DEFINED 8 800 - - LEUCADIA NATL CORP COM 527288104 72 2,900 SH DEFINED 16 2,900 - - LEUCADIA NATL CORP COM 527288104 82 3,300 SH DEFINED 18 3,300 - - LEUCADIA NATL CORP COM 527288104 820 33,053 SH DEFINED 33,053 - - LEXICON PHARMACEUTICALS COM 528872104 - 110 SH DEFINED 3 110 - - INC LEXINGTON REALTY TRUST COM 529043101 16 2,527 SH DEFINED 3 2,527 - - LEXINGTON REALTY TRUST PFD CONV SER C 529043309 5 125 PRN DEFINED 3 125 - - LEXMARK INTL NEW CL A 529771107 1,645 45,600 SH DEFINED 1 45,600 - - LEXMARK INTL NEW CL A 529771107 1,499 41,552 SH DEFINED 2 41,552 - - LEXMARK INTL NEW CL A 529771107 82 2,271 SH DEFINED 3 2,271 - - LEXMARK INTL NEW CL A 529771107 6 156 SH DEFINED 5 156 - - LIBERTY ALL-STAR GROWTH COM 529900102 4 1,000 SH DEFINED 3 1,000 - - FD I LIBERTY ALL STAR EQUITY SH BEN INT 530158104 50 10,575 SH DEFINED 3 10,575 - - FD LIBERTY ALL STAR EQUITY SH BEN INT 530158104 154 32,550 SH DEFINED 18 32,550 - - FD LIBERTY GLOBAL INC COM SER A 530555101 28,496 977,233 SH DEFINED 3 977,233 - - LIBERTY GLOBAL INC COM SER A 530555101 1,849 63,404 SH DEFINED 16 63,404 - - LIBERTY GLOBAL INC COM SER A 530555101 1 46 SH DEFINED 18 46 - - LIBERTY GLOBAL INC COM SER C 530555309 2 70 SH DEFINED 3 70 - - LIBERTY GLOBAL INC COM SER C 530555309 490 16,950 SH DEFINED 16 16,950 - - LIBERTY PPTY TR SH BEN INT 531172104 1,135 33,442 SH DEFINED 3 33,442 - - LIGHTPATH TECHNOLOGIES CL A NEW 532257805 1 350 SH DEFINED 16 350 - - INC LIHIR GOLD LTD SPONSORED ADR 532349107 8 278 SH DEFINED 3 278 - - LIHIR GOLD LTD SPONSORED ADR 532349107 26,090 926,500 SH OTHER S;6 926,500 - - LILLY ELI & CO COM 532457108 2,646 73,067 SH DEFINED 2 73,067 - - LILLY ELI & CO COM 532457108 15,388 424,846 SH DEFINED 3 419,961 - 4,885 LILLY ELI & CO COM 532457108 3,430 94,711 SH DEFINED 5 94,711 - - LILLY ELI & CO COM 532457108 54 1,500 SH DEFINED 7 - 1,500 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- LILLY ELI & CO COM 532457108 146 4,035 SH DEFINED 8 4,035 - - LILLY ELI & CO COM 532457108 190 5,235 SH DEFINED 15 5,235 - - LILLY ELI & CO COM 532457108 208 5,733 SH DEFINED 16 5,733 - - LILLY ELI & CO COM 532457108 2,569 70,929 SH DEFINED 18 70,929 - - LILLY ELI & CO COM 532457108 166 4,586 SH DEFINED 3,984 602 - LILLY ELI & CO COM 532457108 12,047 332,600 SH SOLE 332,600 - - LIMITED BRANDS INC COM 532716107 74 3,000 SH DEFINED 1 3,000 - - LIMITED BRANDS INC COM 532716107 3,281 133,247 SH DEFINED 2 133,247 - - LIMITED BRANDS INC COM 532716107 417 16,941 SH DEFINED 3 15,141 - 1,800 LIMITED BRANDS INC COM 532716107 260 10,557 SH DEFINED 5 10,557 - - LIMITED BRANDS INC COM 532716107 1,823 74,036 SH DEFINED 7 - 74,036 - LIMITED BRANDS INC COM 532716107 110 4,480 SH DEFINED 8 - 4,480 - LIMITED BRANDS INC COM 532716107 221 8,974 SH DEFINED 10 8,974 - - LIMITED BRANDS INC COM 532716107 10 395 SH DEFINED 15 395 - - LIMITED BRANDS INC COM 532716107 5 194 SH DEFINED 18 194 - - LIMITED BRANDS INC COM 532716107 17 700 SH DEFINED 700 - - LIMITED BRANDS INC COM 532716107 87 3,535 SH SOLE 3,535 - - LIN TV CORP CL A 532774106 55 9,594 SH DEFINED 3 9,594 - - LINCARE HLDGS INC COM 532791100 103 2,300 SH DEFINED 1 2,300 - - LINCARE HLDGS INC COM 532791100 943 21,015 SH DEFINED 3 21,015 - - LINCARE HLDGS INC COM 532791100 33 725 SH DEFINED 5 725 - - LINCOLN EDL SVCS CORP COM 533535100 203 8,042 SH DEFINED 2 8,042 - - LINCOLN EDL SVCS CORP COM 533535100 261 10,304 SH DEFINED 3 10,304 - - LINCOLN EDL SVCS CORP COM 533535100 7 280 SH DEFINED 18 280 - - LINCOLN ELEC HLDGS INC COM 533900106 956 17,587 SH DEFINED 3 17,587 - - LINCOLN ELEC HLDGS INC COM 533900106 7 134 SH DEFINED 18 134 - - LINCOLN NATL CORP IND COM 534187109 212 6,900 SH DEFINED 1 6,900 - - LINCOLN NATL CORP IND COM 534187109 4,355 141,869 SH DEFINED 2 141,869 - - LINCOLN NATL CORP IND COM 534187109 809 26,353 SH DEFINED 3 26,353 - - LINCOLN NATL CORP IND COM 534187109 7,483 243,745 SH DEFINED 4 - 106,795 136,950 LINCOLN NATL CORP IND COM 534187109 107 3,500 SH DEFINED 5 3,500 - - LINCOLN NATL CORP IND COM 534187109 3 90 SH DEFINED 8 90 - - LINCOLN NATL CORP IND COM 534187109 490 15,949 SH DEFINED 10 15,949 - - LINCOLN NATL CORP IND COM 534187109 166 5,402 SH DEFINED 18 5,402 - - LINCOLN NATL CORP IND COM 534187109 20 654 SH DEFINED 654 - - LINCOLN NATL CORP IND COM 534187109 15 480 SH SOLE 480 - - LINDSAY CORP COM 535555106 7 181 SH DEFINED 2 181 - - LINDSAY CORP COM 535555106 282 6,800 SH DEFINED 3 6,800 - - LINEAR TECHNOLOGY CORP COM 535678106 5,230 185,131 SH DEFINED 2 185,131 - - LINEAR TECHNOLOGY CORP COM 535678106 809 28,641 SH DEFINED 3 26,305 - 2,336 LINEAR TECHNOLOGY CORP COM 535678106 15 522 SH DEFINED 15 522 - - LINEAR TECHNOLOGY CORP COM 535678106 3 100 SH DEFINED 18 100 - - LINEAR TECHNOLOGY CORP COM 535678106 316 11,177 SH DEFINED 11,177 - - LIONS GATE ENTMNT CORP COM NEW 535919203 4 600 SH DEFINED 3 600 - - LIONS GATE ENTMNT CORP COM NEW 535919203 6 1,000 SH DEFINED 8 1,000 - - LINKTONE LTD ADR 535925101 34 20,000 SH DEFINED 14 20,000 - - LINKTONE LTD ADR 535925101 7 4,034 SH DEFINED 4,034 - - LINN ENERGY LLC UNIT LTD LIAB 536020100 407 15,818 SH DEFINED 2 15,818 - - LINN ENERGY LLC UNIT LTD LIAB 536020100 8,586 333,842 SH DEFINED 3 332,842 - 1,000 LINN ENERGY LLC UNIT LTD LIAB 536020100 57 2,230 SH DEFINED 5 2,230 - - LINN ENERGY LLC UNIT LTD LIAB 536020100 224 8,700 SH DEFINED 18 8,700 - - LIONBRIDGE TECHNOLOGIES COM 536252109 2,539 699,438 SH DEFINED 4 - 175,200 524,238 INC LITHIA MTRS INC CL A 536797103 1 154 SH DEFINED 2 154 - - LITHIA MTRS INC CL A 536797103 59 9,250 SH DEFINED 3 9,250 - - LITHIA MTRS INC CL A 536797103 160 25,000 SH DEFINED 4 - - 25,000 LITTELFUSE INC COM 537008104 117 3,071 SH DEFINED 2 3,071 - - LITTELFUSE INC COM 537008104 6 162 SH DEFINED 3 162 - - LIVE NATION COM 538034109 18 1,244 SH DEFINED 3 1,127 - 117 ENTERTAINMENT IN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- LIVE NATION COM 538034109 317 21,831 SH DEFINED 5 21,831 - - ENTERTAINMENT IN LIVE NATION COM 538034109 5 313 SH DEFINED 8 313 - - ENTERTAINMENT IN LIVE NATION COM 538034109 18 1,250 SH DEFINED 16 1,250 - - ENTERTAINMENT IN LIVE NATION COM 538034109 61 4,200 SH DEFINED 18 4,200 - - ENTERTAINMENT IN LIVEPERSON INC COM 538146101 160 20,844 SH DEFINED 3 20,844 - - LIVEPERSON INC COM 538146101 38 5,000 SH DEFINED 5 5,000 - - LIZ CLAIBORNE INC COM 539320101 10 1,400 SH DEFINED 3 1,400 - - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 461 119,700 SH DEFINED 3 119,700 - - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 16 4,107 SH DEFINED 5 4,107 - - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 6 1,537 SH DEFINED 7 - 1,537 - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1 307 SH DEFINED 8 307 - - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 3 794 SH DEFINED 13 794 - - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 9 2,357 SH DEFINED 2,357 - - LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 - 30 SH SOLE 30 - - LO-JACK CORP COM 539451104 - 100 SH DEFINED 3 100 - - LOCKHEED MARTIN CORP COM 539830109 1,673 20,100 SH DEFINED 1 20,100 - - LOCKHEED MARTIN CORP COM 539830109 13,698 164,601 SH DEFINED 2 164,601 - - LOCKHEED MARTIN CORP COM 539830109 12,483 150,000 CALL DEFINED 3 150,000 - - LOCKHEED MARTIN CORP COM 539830109 8,971 107,799 SH DEFINED 3 107,054 - 745 LOCKHEED MARTIN CORP COM 539830109 301 3,614 SH DEFINED 5 3,614 - - LOCKHEED MARTIN CORP COM 539830109 241 2,900 SH DEFINED 8 2,900 - - LOCKHEED MARTIN CORP COM 539830109 250 3,000 SH DEFINED 14 3,000 - - LOCKHEED MARTIN CORP COM 539830109 43 520 SH DEFINED 16 500 20 - LOCKHEED MARTIN CORP COM 539830109 853 10,250 SH DEFINED 18 10,250 - - LOCKHEED MARTIN CORP COM 539830109 384 4,620 SH DEFINED 476 4,144 - LODGENET INTERACTIVE CORP COM 540211109 12 1,700 SH DEFINED 3 1,700 - - LOEWS CORP COM 540424108 7,315 196,221 SH DEFINED 2 196,221 - - LOEWS CORP COM 540424108 26,630 714,329 SH DEFINED 3 714,329 - - LOEWS CORP COM 540424108 60 1,620 SH DEFINED 5 1,620 - - LOEWS CORP COM 540424108 125 3,355 SH DEFINED 8 3,355 - - LOEWS CORP COM 540424108 1 26 SH DEFINED 15 26 - - LOEWS CORP COM 540424108 421 11,290 SH DEFINED 18 11,290 - - LOOPNET INC COM 543524300 2 166 SH DEFINED 3 166 - - LORILLARD INC COM 544147101 8,042 106,886 SH DEFINED 2 106,886 - - LORILLARD INC COM 544147101 2,356 31,308 SH DEFINED 3 31,308 - - LORILLARD INC COM 544147101 523 6,951 SH DEFINED 5 6,951 - - LORILLARD INC COM 544147101 66 873 SH DEFINED 8 873 - - LORILLARD INC COM 544147101 756 10,043 SH DEFINED 15 10,043 - - LORILLARD INC COM 544147101 34 450 SH DEFINED 18 450 - - LORILLARD INC COM 544147101 119 1,580 SH DEFINED - - 1,580 LOUISIANA PAC CORP COM 546347105 5,411 597,900 SH DEFINED 1 597,900 - - LOUISIANA PAC CORP COM 546347105 295 32,600 SH DEFINED 2 32,600 - - LOUISIANA PAC CORP COM 546347105 1,810 200,000 CALL DEFINED 3 200,000 - - LOUISIANA PAC CORP COM 546347105 1,361 150,355 SH DEFINED 3 150,355 - - LOUISIANA PAC CORP COM 546347105 9 1,000 SH DEFINED 5 1,000 - - LOUISIANA PAC CORP COM 546347105 - 34 SH DEFINED 18 34 - - LOWES COS INC COM 548661107 2,346 96,800 SH DEFINED 1 96,800 - - LOWES COS INC COM 548661107 19,167 790,734 SH DEFINED 2 790,734 - - LOWES COS INC COM 548661107 1,212 50,000 CALL DEFINED 3 50,000 - - LOWES COS INC COM 548661107 7,730 318,915 SH DEFINED 3 314,503 - 4,412 LOWES COS INC COM 548661107 1,248 51,482 SH DEFINED 5 51,482 - - LOWES COS INC COM 548661107 548 22,625 SH DEFINED 7 - 22,625 - LOWES COS INC COM 548661107 47 1,949 SH DEFINED 8 849 1,100 - LOWES COS INC COM 548661107 355 14,636 SH DEFINED 10 14,636 - - LOWES COS INC COM 548661107 275 11,340 SH DEFINED 17 - - 11,340 LOWES COS INC COM 548661107 690 28,458 SH DEFINED 18 28,458 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- LOWES COS INC COM 548661107 255 10,500 SH DEFINED 1,100 9,400 - LOWES COS INC COM 548661107 2,763 113,977 SH SOLE 113,977 - - LUBRIZOL CORP COM 549271104 2,963 32,300 SH DEFINED 1 32,300 - - LUBRIZOL CORP COM 549271104 1,989 21,683 SH DEFINED 3 21,271 - 412 LUBRIZOL CORP COM 549271104 11,878 129,505 SH DEFINED 4 - 59,000 70,505 LUBRIZOL CORP COM 549271104 1,170 12,760 SH DEFINED 5 12,760 - - LUBRIZOL CORP COM 549271104 124 1,354 SH DEFINED 8 1,354 - - LUBRIZOL CORP COM 549271104 28 310 SH DEFINED 15 310 - - LUBRIZOL CORP COM 549271104 4 40 SH DEFINED 18 40 - - LUBYS INC COM 549282101 359 91,000 SH DEFINED 4 - - 91,000 LUFKIN INDS INC COM 549764108 871 11,000 SH DEFINED 3 11,000 - - LUFKIN INDS INC COM 549764108 712 9,000 SH DEFINED 4 - - 9,000 LULULEMON ATHLETICA INC COM 550021109 71 1,713 SH DEFINED 3 1,713 - - LULULEMON ATHLETICA INC COM 550021109 784 18,900 CALL DEFINED 5 18,900 - - LULULEMON ATHLETICA INC COM 550021109 2,505 60,383 SH DEFINED 5 60,383 - - LULULEMON ATHLETICA INC COM 550021109 25 600 SH DEFINED 8 600 - - LYDALL INC DEL COM 550819106 518 66,000 SH DEFINED 4 - - 66,000 M & F WORLDWIDE CORP COM 552541104 44 1,440 SH DEFINED 2 1,440 - - M & F WORLDWIDE CORP COM 552541104 19 618 SH DEFINED 3 618 - - M D C HLDGS INC COM 552676108 240 6,925 SH DEFINED 2 6,925 - - M D C HLDGS INC COM 552676108 712 20,584 SH DEFINED 3 20,584 - - M D C HLDGS INC COM 552676108 17 480 SH DEFINED 15 480 - - M D C HLDGS INC COM 552676108 11 305 SH DEFINED 16 - 305 - MDU RES GROUP INC COM 552690109 3,559 164,900 SH DEFINED 1 164,900 - - MDU RES GROUP INC COM 552690109 310 14,354 SH DEFINED 2 14,354 - - MDU RES GROUP INC COM 552690109 2,187 101,324 SH DEFINED 3 101,324 - - MDU RES GROUP INC COM 552690109 6,197 287,160 SH DEFINED 4 - 104,345 182,815 MDU RES GROUP INC COM 552690109 - 10 SH DEFINED 18 10 - - MEMC ELECTR MATLS INC COM 552715104 1,356 88,444 SH DEFINED 2 88,444 - - MEMC ELECTR MATLS INC COM 552715104 3,754 244,902 SH DEFINED 3 244,902 - - MEMC ELECTR MATLS INC COM 552715104 18 1,173 SH DEFINED 5 1,173 - - MEMC ELECTR MATLS INC COM 552715104 1 43 SH DEFINED 8 43 - - MEMC ELECTR MATLS INC COM 552715104 49 3,180 SH DEFINED 13 3,180 - - MEMC ELECTR MATLS INC COM 552715104 13 840 SH DEFINED 16 - 840 - MEMC ELECTR MATLS INC COM 552715104 4 260 SH DEFINED 18 260 - - MFS CHARTER INCOME TR SH BEN INT 552727109 196 20,891 SH DEFINED 3 20,891 - - MFS MULTIMARKET INCOME TR SH BEN INT 552737108 331 49,748 SH DEFINED 3 49,748 - - MFS MUN INCOME TR SH BEN INT 552738106 8 1,200 SH DEFINED 3 1,200 - - MGIC INVT CORP WIS COM 552848103 109 9,900 SH DEFINED 2 9,900 - - MGIC INVT CORP WIS COM 552848103 10,101 920,796 SH DEFINED 3 919,171 - 1,625 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 169 22,146 SH DEFINED 3 22,146 - - MGM MIRAGE COM 552953101 968 80,694 SH DEFINED 2 80,694 - - MGM MIRAGE COM 552953101 660 55,021 SH DEFINED 3 55,021 - - MGM MIRAGE COM 552953101 132 11,000 SH DEFINED 5 11,000 - - MGM MIRAGE COM 552953101 4,901 408,380 SH DEFINED 7 - 408,380 - MGM MIRAGE COM 552953101 211 17,606 SH DEFINED 8 250 17,356 - MGM MIRAGE COM 552953101 29 2,390 SH DEFINED 15 2,390 - - MGM MIRAGE COM 552953101 6 525 SH DEFINED 18 525 - - MSC INDL DIRECT INC CL A 553530106 638 12,572 SH DEFINED 3 12,572 - - MSC INDL DIRECT INC CL A 553530106 1,111 21,900 SH DEFINED 4 - 3,600 18,300 MTR GAMING GROUP INC COM 553769100 4 2,000 SH DEFINED 3 2,000 - - MTS SYS CORP COM 553777103 61 2,095 SH DEFINED 2 2,095 - - MTS SYS CORP COM 553777103 15 500 SH DEFINED 3 500 - - MVC CAPITAL INC COM 553829102 221 16,281 SH DEFINED 3 16,281 - - MV OIL TR TR UNITS 553859109 6,951 275,190 SH DEFINED 3 275,190 - - MAC-GRAY CORP COM 554153106 1,739 154,034 SH DEFINED 4 - 24,404 129,630 MACERICH CO COM 554382101 1 26 SH DEFINED 1 26 - - MACERICH CO COM 554382101 4,385 114,465 SH DEFINED 3 114,465 - - MACERICH CO COM 554382101 198 5,178 SH DEFINED 5 5,178 - - MACK CALI RLTY CORP COM 554489104 72 2,050 SH DEFINED 2 2,050 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MACK CALI RLTY CORP COM 554489104 784 22,241 SH DEFINED 3 22,241 - - MACK CALI RLTY CORP COM 554489104 29 828 SH DEFINED 18 828 - - MAD CATZ INTERACTIVE INC COM 556162105 1 1,600 SH DEFINED 5 1,600 - - MAD CATZ INTERACTIVE INC COM 556162105 - 800 SH DEFINED 7 - 800 - MADDEN STEVEN LTD COM 556269108 34 700 SH DEFINED 1 700 - - MADDEN STEVEN LTD COM 556269108 590 12,095 SH DEFINED 3 12,095 - - MADDEN STEVEN LTD COM 556269108 1,435 29,400 SH DEFINED 4 - 12,900 16,500 MADDEN STEVEN LTD COM 556269108 4 86 SH DEFINED 18 86 - - MADISON CLAYMORE CALL COM 556582104 46 4,846 SH DEFINED 3 4,846 - - &EQTY MADISON STRTG SECTOR COM 558268108 186 14,609 SH DEFINED 3 14,609 - - PREM FD MAGELLAN HEALTH SVCS INC COM NEW 559079207 559 12,852 SH DEFINED 2 12,852 - - MAGELLAN HEALTH SVCS INC COM NEW 559079207 3 62 SH DEFINED 3 62 - - MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 13,421 282,375 SH DEFINED 3 281,675 - 700 PRTNRS LP MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 25 522 SH DEFINED 5 522 - - PRTNRS LP MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 19 405 SH DEFINED 15 405 - - PRTNRS LP MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 14 305 SH DEFINED 305 - - PRTNRS LP MAGIC SOFTWARE ORD 559166103 5 2,000 SH DEFINED 5 2,000 - - ENTERPRISES L MAGMA DESIGN AUTOMATION COM 559181102 1 243 SH DEFINED 5 243 - - MAGNA INTL INC CL A 559222401 69,826 1,128,950 SH DEFINED 1 1,128,950 - - MAGNA INTL INC CL A 559222401 102 1,646 SH DEFINED 3 1,646 - - MAGNA INTL INC CL A 559222401 555 8,980 SH DEFINED 5 8,980 - - MAGNA INTL INC CL A 559222401 149,087 2,410,458 SH DEFINED 6 2,410,458 - - MAGNA INTL INC CL A 559222401 16,183 261,649 SH DEFINED 7 - 261,649 - MAGNA INTL INC CL A 559222401 214 3,455 SH DEFINED 8 - 3,455 - MAGNA INTL INC CL A 559222401 495 8,002 SH DEFINED 10 8,002 - - MAGNA INTL INC CL A 559222401 2 29 SH DEFINED 15 29 - - MAGNA INTL INC CL A 559222401 198 3,200 SH DEFINED 18 3,200 - - MAGNA INTL INC CL A 559222401 3 45 SH DEFINED 5;1 45 - - MAGNA INTL INC CL A 559222401 4 60 SH DEFINED 60 - - MAGNA INTL INC CL A 559222401 88,407 1,429,384 SH SOLE 1,429,384 - - MAGYAR TELEKOM SPONSORED ADR 559776109 53 2,560 SH DEFINED 3 2,560 - - TELECOMMUNS P MAGYAR TELEKOM SPONSORED ADR 559776109 10 500 SH DEFINED 5 500 - - TELECOMMUNS P MAINE & MARITIMES CORP COM 560377103 15 340 SH DEFINED 3 340 - - MAINE & MARITIMES CORP COM 560377103 216 4,900 SH DEFINED 4 - - 4,900 MAJESCO ENTERTAINMENT CO COM NEW 560690208 3 2,959 SH DEFINED 3 2,959 - - MAKITA CORP ADR NEW 560877300 41 1,250 SH DEFINED 3 1,250 - - MAKITA CORP ADR NEW 560877300 4 123 SH DEFINED 15 123 - - MANAGED HIGH YIELD PLUS COM 561911108 11 5,000 SH DEFINED 8 5,000 - - FD I MANHATTAN ASSOCS INC COM 562750109 330 12,938 SH DEFINED 2 12,938 - - MANHATTAN ASSOCS INC COM 562750109 8,820 346,149 SH DEFINED 4 - 275,169 70,980 MANHATTAN ASSOCS INC COM 562750109 3 118 SH DEFINED 18 118 - - MANITOWOC INC COM 563571108 910 70,000 CALL DEFINED 3 70,000 - - MANITOWOC INC COM 563571108 7,286 560,449 SH DEFINED 3 560,449 - - MANITOWOC INC COM 563571108 106 8,150 SH DEFINED 5 8,150 - - MANITOWOC INC COM 563571108 26 2,000 SH DEFINED 7 - 2,000 - MANITOWOC INC COM 563571108 23 1,800 SH DEFINED 15 1,800 - - MANITOWOC INC COM 563571108 39 3,000 SH DEFINED 3,000 - - MANNATECH INC COM 563771104 1 300 SH DEFINED 3 300 - - MANNATECH INC COM 563771104 1 217 SH DEFINED 5 217 - - MANTECH INTL CORP CL A 564563104 640 13,100 SH DEFINED 2 13,100 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MANTECH INTL CORP CL A 564563104 198 4,061 SH DEFINED 3 4,061 - - MANTECH INTL CORP CL A 564563104 601 12,300 SH DEFINED 4 - 1,900 10,400 MANTECH INTL CORP CL A 564563104 6 127 SH DEFINED 5 127 - - MARATHON OIL CORP COM 565849106 5,157 162,978 SH DEFINED 3 156,645 - 6,333 MARATHON OIL CORP COM 565849106 467 14,761 SH DEFINED 5 14,761 - - MARATHON OIL CORP COM 565849106 35 1,100 SH DEFINED 6 1,100 - - MARATHON OIL CORP COM 565849106 4 134 SH DEFINED 8 134 - - MARATHON OIL CORP COM 565849106 94 2,983 SH DEFINED 10 2,983 - - MARATHON OIL CORP COM 565849106 99 3,125 SH DEFINED 17 - - 3,125 MARATHON OIL CORP COM 565849106 2,244 70,921 SH DEFINED 18 70,921 - - MARATHON OIL CORP COM 565849106 251 7,930 SH DEFINED 1,735 - 6,195 MARATHON OIL CORP COM 565849106 22,304 704,915 SH SOLE 704,915 - - MARCUS CORP COM 566330106 54 4,161 SH DEFINED 2 4,161 - - MARCUS CORP COM 566330106 22 1,700 SH DEFINED 3 1,700 - - MARCUS CORP COM 566330106 364 28,000 SH DEFINED 4 - - 28,000 MARCUS CORP COM 566330106 13 1,000 SH DEFINED 16 1,000 - - MARINEMAX INC COM 567908108 3 300 SH DEFINED 2 300 - - MARINEMAX INC COM 567908108 463 43,000 SH DEFINED 4 - - 43,000 MARKEL CORP COM 570535104 285 760 SH DEFINED 2 760 - - MARKEL CORP COM 570535104 2,928 7,814 SH DEFINED 3 7,814 - - MARKEL CORP COM 570535104 723 1,931 SH DEFINED 5 1,931 - - MARKEL CORP COM 570535104 22 60 SH DEFINED 8 60 - - MARKWEST ENERGY PARTNERS UNIT LTD PARTN 570759100 155 5,054 SH DEFINED 2 5,054 - - L P MARKWEST ENERGY PARTNERS UNIT LTD PARTN 570759100 14,927 487,000 SH DEFINED 3 485,430 - 1,570 L P MARKWEST ENERGY PARTNERS UNIT LTD PARTN 570759100 133 4,350 SH DEFINED 18 4,350 - - L P MARLIN BUSINESS SVCS CORP COM 571157106 51 5,067 SH DEFINED 3 5,067 - - MARLIN BUSINESS SVCS CORP COM 571157106 538 53,000 SH DEFINED 4 - - 53,000 MARSH & MCLENNAN COS INC COM 571748102 6,213 254,422 SH DEFINED 2 254,422 - - MARSH & MCLENNAN COS INC COM 571748102 1,558 63,790 SH DEFINED 3 63,590 - 200 MARSH & MCLENNAN COS INC COM 571748102 106 4,325 SH DEFINED 5 4,325 - - MARSH & MCLENNAN COS INC COM 571748102 449 18,400 SH DEFINED 6 18,400 - - MARSH & MCLENNAN COS INC COM 571748102 37 1,500 SH DEFINED 7 - 1,500 - MARSH & MCLENNAN COS INC COM 571748102 17 705 SH DEFINED 16 - 705 - MARSH & MCLENNAN COS INC COM 571748102 99 4,034 SH DEFINED 18 4,034 - - MARSHALL & ILSLEY CORP COM 571837103 65 8,100 SH DEFINED 1 8,100 - - NEW MARSHALL & ILSLEY CORP COM 571837103 1,946 241,781 SH DEFINED 2 241,781 - - NEW MARSHALL & ILSLEY CORP COM 571837103 2,563 318,385 SH DEFINED 3 316,110 - 2,275 NEW MARSHALL & ILSLEY CORP COM 571837103 1 141 SH DEFINED 141 - - NEW MARRIOTT INTL INC NEW CL A 571903202 3,989 126,556 SH DEFINED 2 126,556 - - MARRIOTT INTL INC NEW CL A 571903202 832 26,381 SH DEFINED 3 26,251 - 130 MARRIOTT INTL INC NEW CL A 571903202 10 303 SH DEFINED 5 303 - - MARRIOTT INTL INC NEW CL A 571903202 34 1,073 SH DEFINED 18 1,073 - - MARRIOTT INTL INC NEW CL A 571903202 5 160 SH DEFINED 160 - - MARRIOTT INTL INC NEW CL A 571903202 1 28 SH SOLE 28 - - MARTEK BIOSCIENCES CORP COM 572901106 10 466 SH DEFINED 2 466 - - MARTEK BIOSCIENCES CORP COM 572901106 17 750 SH DEFINED 3 750 - - MARTEN TRANS LTD COM 573075108 88 4,453 SH DEFINED 2 4,453 - - MARTEN TRANS LTD COM 573075108 530 26,875 SH DEFINED 4 - - 26,875 MARTHA STEWART LIVING CL A 573083102 5 850 SH DEFINED 3 850 - - OMNIME MARTHA STEWART LIVING CL A 573083102 - 50 SH DEFINED 5 50 - - OMNIME MARTIN MARIETTA MATLS INC COM 573284106 273 3,266 SH DEFINED 2 3,266 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MARTIN MARIETTA MATLS INC COM 573284106 2,089 25,000 CALL DEFINED 3 25,000 - - MARTIN MARIETTA MATLS INC COM 573284106 2,841 34,005 SH DEFINED 3 34,005 - - MARTIN MARIETTA MATLS INC COM 573284106 118 1,410 SH DEFINED 18 1,410 - - MARTIN MARIETTA MATLS INC COM 573284106 66 794 SH DEFINED 794 - - MARTIN MIDSTREAM PRTNRS UNIT L P INT 573331105 2,337 75,162 SH DEFINED 3 75,162 - - L P MARTIN MIDSTREAM PRTNRS UNIT L P INT 573331105 103 3,300 SH DEFINED 18 3,300 - - L P MASCO CORP COM 574599106 1,009 65,000 SH DEFINED 1 65,000 - - MASCO CORP COM 574599106 2,717 175,068 SH DEFINED 2 175,068 - - MASCO CORP COM 574599106 224 14,460 SH DEFINED 3 12,358 - 2,102 MASCO CORP COM 574599106 12 800 SH DEFINED 5 800 - - MASCO CORP COM 574599106 30,483 1,964,122 SH DEFINED 6 1,964,122 - - MASCO CORP COM 574599106 18 1,160 SH DEFINED 16 - 1,160 - MASCO CORP COM 574599106 22 1,396 SH DEFINED 18 1,396 - - MASIMO CORP COM 574795100 171 6,438 SH DEFINED 2 6,438 - - MASIMO CORP COM 574795100 54 2,017 SH DEFINED 3 2,017 - - MASIMO CORP COM 574795100 6 234 SH DEFINED 18 234 - - MASSACHUSETTS HEALTH & SH BEN INT 575672100 264 21,200 SH DEFINED 3 21,200 - - ED TX MASSEY ENERGY CORP COM 576206106 2,497 47,754 SH DEFINED 2 47,754 - - MASSEY ENERGY CORP COM 576206106 3,399 65,000 PUT DEFINED 3 65,000 - - MASSEY ENERGY CORP COM 576206106 46,044 880,554 SH DEFINED 3 880,554 - - MASSEY ENERGY CORP COM 576206106 540 10,322 SH DEFINED 5 10,322 - - MASSEY ENERGY CORP COM 576206106 15 290 SH DEFINED 8 290 - - MASSEY ENERGY CORP COM 576206106 59 1,135 SH DEFINED - - 1,135 MASSMUTUAL CORPORATE COM 576292106 76 2,849 SH DEFINED 3 2,849 - - INVS IN MASSMUTUAL PARTN INVS SH BEN INT 576299101 112 9,000 SH DEFINED 18 9,000 - - MASTEC INC COM 576323109 481 38,128 SH DEFINED 2 38,128 - - MATTEL INC COM 577081102 5,633 247,727 SH DEFINED 2 247,727 - - MATTEL INC COM 577081102 174 7,669 SH DEFINED 3 7,669 - - MATTEL INC COM 577081102 630 27,714 SH DEFINED 5 27,714 - - MATTEL INC COM 577081102 73 3,212 SH DEFINED 8 3,212 - - MATTEL INC COM 577081102 23 1,000 SH DEFINED 13 1,000 - - MATTEL INC COM 577081102 227 10,000 SH DEFINED 15 10,000 - - MATTEL INC COM 577081102 7 315 SH DEFINED 18 315 - - MATTEL INC COM 577081102 17 753 SH DEFINED 753 - - MATTEL INC COM 577081102 5 200 SH SOLE 200 - - MATTHEWS INTL CORP CL A 577128101 144 4,053 SH DEFINED 2 4,053 - - MATTHEWS INTL CORP CL A 577128101 9,276 261,299 SH DEFINED 4 - 208,419 52,880 MATTSON TECHNOLOGY INC COM 577223100 473 103,600 SH DEFINED 1 103,600 - - MAUI LD & PINEAPPLE INC COM 577345101 56 9,000 SH DEFINED 18 9,000 - - MAXWELL TECHNOLOGIES INC COM 577767106 126 10,206 SH DEFINED 2 10,206 - - MAXWELL TECHNOLOGIES INC COM 577767106 24 1,922 SH DEFINED 3 1,922 - - MAXWELL TECHNOLOGIES INC COM 577767106 4 350 SH DEFINED 16 - 350 - MAXYGEN INC COM 577776107 22 3,305 SH DEFINED 3 3,305 - - MAXIMUS INC COM 577933104 203 3,330 SH DEFINED 3 3,330 - - MAXIMUS INC COM 577933104 10 165 SH DEFINED 18 165 - - MCAFEE INC COM 579064106 6,213 154,825 SH DEFINED 2 154,825 - - MCAFEE INC COM 579064106 129 3,211 SH DEFINED 3 3,211 - - MCAFEE INC COM 579064106 40 1,000 SH DEFINED 5 1,000 - - MCAFEE INC COM 579064106 803 20,000 SH DEFINED 14 20,000 - - MCCLATCHY CO CL A 579489105 - 100 SH DEFINED 2 100 - - MCCLATCHY CO CL A 579489105 27 5,538 SH DEFINED 3 5,538 - - MCCORMICK & CO INC COM NON VTG 579780206 2,139 55,774 SH DEFINED 2 55,774 - - MCCORMICK & CO INC COM NON VTG 579780206 1,490 38,837 SH DEFINED 3 38,837 - - MCCORMICK & CO INC COM NON VTG 579780206 750 19,561 SH DEFINED 5 19,561 - - MCCORMICK & CO INC COM NON VTG 579780206 43 1,109 SH DEFINED 8 1,109 - - MCCORMICK & CO INC COM NON VTG 579780206 725 18,900 SH DEFINED 18 18,900 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MCCORMICK & CO INC COM NON VTG 579780206 353 9,200 SH DEFINED - 9,200 - MCCORMICK & SCHMICKS COM 579793100 52 5,200 SH DEFINED 3 5,200 - - SEAFD R MCCORMICK & SCHMICKS COM 579793100 644 64,000 SH DEFINED 4 - - 64,000 SEAFD R MCDERMOTT INTL INC COM 580037109 141 5,252 SH DEFINED 2 5,252 - - MCDERMOTT INTL INC COM 580037109 206 7,648 SH DEFINED 3 7,648 - - MCDERMOTT INTL INC COM 580037109 3,020 112,179 SH DEFINED 7 - 112,179 - MCDERMOTT INTL INC COM 580037109 110 4,090 SH DEFINED 8 - 4,090 - MCDERMOTT INTL INC COM 580037109 35 1,317 SH DEFINED 15 1,317 - - MCDERMOTT INTL INC COM 580037109 14 505 SH DEFINED 18 505 - - MCDERMOTT INTL INC COM 580037109 14 502 SH DEFINED 502 - - MCDONALDS CORP COM 580135101 38,596 578,470 SH DEFINED 1 578,470 - - MCDONALDS CORP COM 580135101 19,485 292,048 SH DEFINED 2 292,048 - - MCDONALDS CORP COM 580135101 26,684 399,932 SH DEFINED 3 396,947 - 2,985 MCDONALDS CORP COM 580135101 1,735 26,000 SH DEFINED 4 - 23,015 2,985 MCDONALDS CORP COM 580135101 35,778 536,243 SH DEFINED 5 536,243 - - MCDONALDS CORP COM 580135101 20 300 SH DEFINED 6 300 - - MCDONALDS CORP COM 580135101 7,547 113,115 SH DEFINED 7 - 113,115 - MCDONALDS CORP COM 580135101 1,590 23,836 SH DEFINED 8 19,985 3,851 - MCDONALDS CORP COM 580135101 204 3,065 SH DEFINED 9 3,065 - - MCDONALDS CORP COM 580135101 1,662 24,911 SH DEFINED 10 24,911 - - MCDONALDS CORP COM 580135101 619 9,275 SH DEFINED 11 9,275 - - MCDONALDS CORP COM 580135101 905 13,563 SH DEFINED 14 13,563 - - MCDONALDS CORP COM 580135101 229 3,439 SH DEFINED 15 3,439 - - MCDONALDS CORP COM 580135101 224 3,360 SH DEFINED 16 3,360 - - MCDONALDS CORP COM 580135101 123 1,840 SH DEFINED 17 - - 1,840 MCDONALDS CORP COM 580135101 4,082 61,177 SH DEFINED 18 61,177 - - MCDONALDS CORP COM 580135101 16,763 251,250 SH DEFINED 5;1 251,250 - - MCDONALDS CORP COM 580135101 2,072 31,053 SH DEFINED 23,349 7,704 - MCDONALDS CORP COM 580135101 1,579 23,664 SH SOLE 23,664 - - MCGRATH RENTCORP COM 580589109 63 2,581 SH DEFINED 2 2,581 - - MCGRAW HILL COS INC COM 580645109 5,414 151,858 SH DEFINED 2 151,858 - - MCGRAW HILL COS INC COM 580645109 584 16,381 SH DEFINED 3 16,381 - - MCGRAW HILL COS INC COM 580645109 740 20,749 SH DEFINED 5 20,749 - - MCGRAW HILL COS INC COM 580645109 16,897 473,972 SH DEFINED 6 473,972 - - MCGRAW HILL COS INC COM 580645109 71 2,000 SH DEFINED 7 - 2,000 - MCGRAW HILL COS INC COM 580645109 69 1,944 SH DEFINED 8 1,944 - - MCGRAW HILL COS INC COM 580645109 117 3,293 SH DEFINED 10 3,293 - - MCGRAW HILL COS INC COM 580645109 86 2,400 SH DEFINED 15 2,400 - - MCGRAW HILL COS INC COM 580645109 145 4,070 SH DEFINED 17 - - 4,070 MCGRAW HILL COS INC COM 580645109 154 4,332 SH DEFINED 18 4,332 - - MCGRAW HILL COS INC COM 580645109 205 5,750 SH SOLE 5,750 - - MCMORAN EXPLORATION CO COM 582411104 1,770 120,951 SH DEFINED 3 120,951 - - MCMORAN EXPLORATION CO COM 582411104 2,022 138,187 SH DEFINED 7 - 138,187 - MCMORAN EXPLORATION CO COM 582411104 55 3,785 SH DEFINED 8 - 3,785 - MCMORAN EXPLORATION CO COM 582411104 11 750 SH DEFINED 13 750 - - MCMORAN EXPLORATION CO COM 582411104 11 780 SH DEFINED 15 780 - - MCMORAN EXPLORATION CO COM 582411104 2 150 SH DEFINED 18 150 - - MCMORAN EXPLORATION CO COM 582411104 2 110 SH DEFINED 110 - - MEAD JOHNSON NUTRITION CO COM 582839106 9,709 186,610 SH DEFINED 1 186,610 - - MEAD JOHNSON NUTRITION CO COM 582839106 4,806 92,362 SH DEFINED 2 92,362 - - MEAD JOHNSON NUTRITION CO COM 582839106 5,203 100,000 PUT DEFINED 3 100,000 - - MEAD JOHNSON NUTRITION CO COM 582839106 10,487 201,566 SH DEFINED 3 201,566 - - MEAD JOHNSON NUTRITION CO COM 582839106 432 8,300 SH DEFINED 5 8,300 - - MEAD JOHNSON NUTRITION CO COM 582839106 32 620 SH DEFINED 7 - 620 - MEAD JOHNSON NUTRITION CO COM 582839106 1 25 SH DEFINED 8 - 25 - MEAD JOHNSON NUTRITION CO COM 582839106 169 3,251 SH DEFINED 10 3,251 - - MEAD JOHNSON NUTRITION CO COM 582839106 57 1,100 SH DEFINED 11 1,100 - - MEAD JOHNSON NUTRITION CO COM 582839106 16 300 SH DEFINED 16 300 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MEAD JOHNSON NUTRITION CO COM 582839106 17 319 SH DEFINED 18 319 - - MEAD JOHNSON NUTRITION CO COM 582839106 44 839 SH DEFINED 839 - - MEAD JOHNSON NUTRITION CO COM 582839106 8 150 SH SOLE 150 - - MEADWESTVACO CORP COM 583334107 1,671 65,400 SH DEFINED 1 65,400 - - MEADWESTVACO CORP COM 583334107 1,779 69,640 SH DEFINED 2 69,640 - - MEADWESTVACO CORP COM 583334107 83 3,234 SH DEFINED 3 3,234 - - MEADWESTVACO CORP COM 583334107 120 4,700 SH DEFINED - - 4,700 MEASUREMENT SPECIALTIES COM 583421102 515 35,000 SH DEFINED 4 - - 35,000 INC MECHEL OAO SPONSORED ADR 583840103 18 619 SH DEFINED 3 619 - - MECHEL OAO SPONSORED ADR 583840103 129 4,542 SH DEFINED 5 4,542 - - MECHEL OAO SPONSORED ADR 583840103 1,339 47,100 SH DEFINED 14 47,100 - - MEDALLION FINL CORP COM 583928106 494 62,000 SH DEFINED 4 - - 62,000 MEDASSETS INC COM 584045108 442 21,031 SH DEFINED 2 21,031 - - MEDIA GEN INC CL A 584404107 2 200 SH DEFINED 2 200 - - MEDIA GEN INC CL A 584404107 216 26,000 SH DEFINED 4 - - 26,000 MEDICINES CO COM 584688105 134 17,069 SH DEFINED 2 17,069 - - MEDICINES CO COM 584688105 8 982 SH DEFINED 3 982 - - MEDICINES CO COM 584688105 39 5,000 SH DEFINED 14 5,000 - - MEDICIS PHARMACEUTICAL CL A NEW 584690309 204 8,106 SH DEFINED 3 8,106 - - CORP MEDIWARE INFORMATION SYS COM 584946107 165 19,000 SH DEFINED 4 - - 19,000 INC MEDQUIST INC COM 584949101 398 51,000 SH DEFINED 4 - - 51,000 MEDTOX SCIENTIFIC INC COM NEW 584977201 3 300 SH DEFINED 3 300 - - MEDTOX SCIENTIFIC INC COM NEW 584977201 2 186 SH DEFINED 18 186 - - MEDTRONIC INC COM 585055106 6,012 133,500 SH DEFINED 1 133,500 - - MEDTRONIC INC COM 585055106 14,623 324,749 SH DEFINED 2 324,749 - - MEDTRONIC INC COM 585055106 16,401 364,228 SH DEFINED 3 358,623 - 5,605 MEDTRONIC INC COM 585055106 4,749 105,453 SH DEFINED 5 105,453 - - MEDTRONIC INC COM 585055106 554 12,292 SH DEFINED 7 - 12,292 - MEDTRONIC INC COM 585055106 160 3,564 SH DEFINED 8 2,934 630 - MEDTRONIC INC COM 585055106 148 3,290 SH DEFINED 10 3,290 - - MEDTRONIC INC COM 585055106 90 2,000 SH DEFINED 14 2,000 - - MEDTRONIC INC COM 585055106 98 2,170 SH DEFINED 15 2,170 - - MEDTRONIC INC COM 585055106 135 3,000 SH DEFINED 16 3,000 - - MEDTRONIC INC COM 585055106 76 1,685 SH DEFINED 17 - - 1,685 MEDTRONIC INC COM 585055106 436 9,675 SH DEFINED 18 9,675 - - MEDTRONIC INC COM 585055106 468 10,386 SH DEFINED 4,671 5,715 - MEDTRONIC INC COM 585055106 1,829 40,616 SH SOLE 40,616 - - MELCO CROWN ENTMT LTD ADR 585464100 60 12,450 SH DEFINED 3 12,450 - - MENTOR GRAPHICS CORP COM 587200106 105 13,043 SH DEFINED 2 13,043 - - MENTOR GRAPHICS CORP COM 587200106 100 12,446 SH DEFINED 3 12,446 - - MENTOR GRAPHICS CORP COM 587200106 19 2,400 SH DEFINED 16 2,400 - - MERCANTILE BANK CORP COM 587376104 137 34,626 SH DEFINED 4 - - 34,626 MERCER INS GROUP INC COM 587902107 774 43,000 SH DEFINED 4 - - 43,000 MERCER INTL INC COM 588056101 - 64 SH DEFINED 3 64 - - MERCER INTL INC COM 588056101 60 11,300 SH DEFINED 5 11,300 - - MERCURY GENL CORP NEW COM 589400100 516 11,794 SH DEFINED 3 11,794 - - MEREDITH CORP COM 589433101 385 11,182 SH DEFINED 2 11,182 - - MEREDITH CORP COM 589433101 14 397 SH DEFINED 3 397 - - MEREDITH CORP COM 589433101 4 110 SH DEFINED 7 - 110 - MEREDITH CORP COM 589433101 7 200 SH DEFINED 14 200 - - MERGE HEALTHCARE INC COM 589499102 60 28,810 SH DEFINED 28,810 - - MERIDIAN BIOSCIENCE INC COM 589584101 435 21,365 SH DEFINED 2 21,365 - - MERIDIAN BIOSCIENCE INC COM 589584101 33 1,600 SH DEFINED 3 1,600 - - MERIDIAN BIOSCIENCE INC COM 589584101 13,419 658,740 SH DEFINED 4 - 417,940 240,800 MERIDIAN BIOSCIENCE INC COM 589584101 19 922 SH DEFINED 15 922 - - MERIT MED SYS INC COM 589889104 37 2,411 SH DEFINED 3 2,411 - - MERIT MED SYS INC COM 589889104 17 1,125 SH DEFINED 18 1,125 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MESA RTY TR UNIT BEN INT 590660106 25 600 SH DEFINED 3 600 - - MESABI TR CTF BEN INT 590672101 89 3,634 SH DEFINED 3 3,634 - - MET PRO CORP COM 590876306 354 36,117 SH DEFINED 4 - - 36,117 METALICO INC COM 591176102 2 300 SH DEFINED 3 300 - - METHODE ELECTRS INC COM 591520200 10 1,046 SH DEFINED 2 1,046 - - METHODE ELECTRS INC COM 591520200 41 4,092 SH DEFINED 3 4,092 - - METHODE ELECTRS INC COM 591520200 931 94,000 SH DEFINED 4 - - 94,000 METROCORP BANCSHARES INC COM 591650106 270 95,389 SH DEFINED 4 - - 95,389 METROPCS COMMUNICATIONS COM 591708102 783 110,587 SH DEFINED 2 110,587 - - INC METROPCS COMMUNICATIONS COM 591708102 1,763 249,019 SH DEFINED 3 249,019 - - INC METROPCS COMMUNICATIONS COM 591708102 171 24,213 SH DEFINED 10 24,213 - - INC METROPCS COMMUNICATIONS COM 591708102 12 1,700 SH DEFINED 1,700 - - INC METROPCS COMMUNICATIONS COM 591708102 69 9,755 SH SOLE 9,755 - - INC METTLER TOLEDO COM 592688105 1,109 10,154 SH DEFINED 3 10,154 - - INTERNATIONAL METTLER TOLEDO COM 592688105 885 8,100 SH DEFINED 4 - 1,200 6,900 INTERNATIONAL METTLER TOLEDO COM 592688105 1 10 SH DEFINED 5 10 - - INTERNATIONAL METTLER TOLEDO COM 592688105 8 74 SH DEFINED 18 74 - - INTERNATIONAL MEXICO EQUITY & INCOME FD COM 592834105 4 409 SH DEFINED 3 409 - - MEXICO FD INC COM 592835102 42 1,626 SH DEFINED 3 1,626 - - MICROS SYS INC COM 594901100 1,147 34,877 SH DEFINED 3 34,877 - - MICROS SYS INC COM 594901100 1,020 31,000 SH DEFINED 4 - 4,900 26,100 MICROS SYS INC COM 594901100 1 30 SH DEFINED 18 30 - - MICROSOFT CORP COM 594918104 134,130 4,579,779 SH DEFINED 1 4,579,779 - - MICROSOFT CORP COM 594918104 128,678 4,393,626 SH DEFINED 2 4,393,626 - - MICROSOFT CORP COM 594918104 10,251 350,000 CALL DEFINED 3 350,000 - - MICROSOFT CORP COM 594918104 56,846 1,940,978 SH DEFINED 3 1,910,932 - 30,046 MICROSOFT CORP COM 594918104 17,881 610,550 SH DEFINED 4 - 314,765 295,785 MICROSOFT CORP COM 594918104 36,799 1,256,487 SH DEFINED 5 1,256,487 - - MICROSOFT CORP COM 594918104 74,786 2,553,498 SH DEFINED 6 2,553,498 - - MICROSOFT CORP COM 594918104 3,843 131,206 SH DEFINED 7 - 131,206 - MICROSOFT CORP COM 594918104 1,070 36,532 SH DEFINED 8 32,817 3,715 - MICROSOFT CORP COM 594918104 48 1,640 SH DEFINED 9 1,640 - - MICROSOFT CORP COM 594918104 1,640 56,012 SH DEFINED 10 56,012 - - MICROSOFT CORP COM 594918104 447 15,250 SH DEFINED 11 15,250 - - MICROSOFT CORP COM 594918104 147 5,010 SH DEFINED 13 5,010 - - MICROSOFT CORP COM 594918104 64 2,200 SH DEFINED 14 2,200 - - MICROSOFT CORP COM 594918104 4,120 140,684 SH DEFINED 15 140,684 - - MICROSOFT CORP COM 594918104 7,387 252,215 SH DEFINED 16 250,630 1,585 - MICROSOFT CORP COM 594918104 453 15,477 SH DEFINED 17 - - 15,477 MICROSOFT CORP COM 594918104 3,474 118,624 SH DEFINED 18 118,624 - - MICROSOFT CORP COM 594918104 15,498 529,157 SH DEFINED 5;1 529,157 - - MICROSOFT CORP COM 594918104 3,930 134,190 SH DEFINED 83,235 50,955 - MICROSOFT CORP COM 594918104 1,894 64,653 SH SOLE 64,653 - - MICROVISION INC DEL COM 594960106 11 3,950 SH DEFINED 3 3,950 - - MICROSTRATEGY INC CL A NEW 594972408 56 662 SH DEFINED 2 662 - - MICROCHIP TECHNOLOGY INC COM 595017104 3,646 129,485 SH DEFINED 2 129,485 - - MICROCHIP TECHNOLOGY INC COM 595017104 4,390 155,902 SH DEFINED 3 154,663 - 1,239 MICROCHIP TECHNOLOGY INC COM 595017104 674 23,950 SH DEFINED 4 - 4,100 19,850 MICROCHIP TECHNOLOGY INC COM 595017104 1 44 SH DEFINED 5 44 - - MICROCHIP TECHNOLOGY INC COM 595017104 11 400 SH DEFINED 15 400 - - MICROCHIP TECHNOLOGY INC COM 595017104 62 2,205 SH DEFINED 18 2,205 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MICROCHIP TECHNOLOGY INC COM 595017104 11 398 SH DEFINED 398 - - MICROFINANCIAL INC COM 595072109 539 136,000 SH DEFINED 4 - - 136,000 MICRON TECHNOLOGY INC COM 595112103 64,832 6,251,900 SH DEFINED 1 6,251,900 - - MICRON TECHNOLOGY INC COM 595112103 3,936 379,599 SH DEFINED 2 379,599 - - MICRON TECHNOLOGY INC COM 595112103 1,246 120,123 SH DEFINED 3 116,756 - 3,367 MICRON TECHNOLOGY INC COM 595112103 117 11,329 SH DEFINED 5 11,329 - - MICRON TECHNOLOGY INC COM 595112103 91 8,750 SH DEFINED 15 8,750 - - MIDAS GROUP INC COM 595626102 38 3,400 SH DEFINED 14 3,400 - - MIDDLEBURG FINANCIAL CORP COM 596094102 - 25 SH DEFINED 3 25 - - MIDDLEBY CORP COM 596278101 6 100 SH DEFINED 3 100 - - MIDDLEBY CORP COM 596278101 7 130 SH DEFINED 18 130 - - MIDDLESEX WATER CO COM 596680108 518 30,400 SH DEFINED 4 - - 30,400 MIDWAY GOLD CORP COM 598153104 6 10,000 SH DEFINED 10,000 - - MILLER HERMAN INC COM 600544100 109 6,037 SH DEFINED 2 6,037 - - MILLER HERMAN INC COM 600544100 139 7,707 SH DEFINED 18 7,707 - - MILLER INDS INC TENN COM NEW 600551204 733 59,000 SH DEFINED 4 - - 59,000 MILLIPORE CORP COM 601073109 1,626 15,396 SH DEFINED 2 15,396 - - MILLIPORE CORP COM 601073109 25,696 243,332 SH DEFINED 3 243,332 - - MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2,240 61,500 SH DEFINED 1 61,500 - - MINDRAY MEDICAL INTL LTD SPON ADR 602675100 647 17,773 SH DEFINED 2 17,773 - - MINDRAY MEDICAL INTL LTD SPON ADR 602675100 558 15,319 SH DEFINED 3 15,319 - - MINDRAY MEDICAL INTL LTD SPON ADR 602675100 113 3,110 SH DEFINED 5 3,110 - - MINDSPEED TECHNOLOGIES COM NEW 602682205 1 146 SH DEFINED 3 146 - - INC MINE SAFETY APPLIANCES CO COM 602720104 36 1,290 SH DEFINED 3 1,290 - - MINE SAFETY APPLIANCES CO COM 602720104 8 300 SH DEFINED 16 300 - - MINEFINDERS LTD COM 602900102 74 8,001 SH DEFINED 5 8,001 - - MINERALS TECHNOLOGIES INC COM 603158106 150 2,900 SH DEFINED 2 2,900 - - MINERALS TECHNOLOGIES INC COM 603158106 31 601 SH DEFINED 3 601 - - MINERALS TECHNOLOGIES INC COM 603158106 12 241 SH DEFINED 18 241 - - MINES MGMT INC COM 603432105 1 500 SH DEFINED 3 500 - - MIPS TECHNOLOGIES INC COM 604567107 5 1,200 SH DEFINED 3 1,200 - - MIPS TECHNOLOGIES INC COM 604567107 4 1,000 SH DEFINED 5 1,000 - - MISONIX INC COM 604871103 10 4,400 SH DEFINED 8 4,400 - - MISSION WEST PPTYS INC COM 605203108 1 200 SH DEFINED 3 200 - - MITCHAM INDS INC COM 606501104 56 7,747 SH DEFINED 3 7,747 - - MITSUBISHI UFJ FINL SPONSORED ADR 606822104 174 33,331 SH DEFINED 2 33,331 - - GROUP IN MITSUBISHI UFJ FINL SPONSORED ADR 606822104 695 132,860 SH DEFINED 3 132,860 - - GROUP IN MITSUBISHI UFJ FINL SPONSORED ADR 606822104 32 6,190 SH DEFINED 5 6,190 - - GROUP IN MITSUBISHI UFJ FINL SPONSORED ADR 606822104 470 89,888 SH DEFINED 18 89,888 - - GROUP IN MITSUBISHI UFJ FINL SPONSORED ADR 606822104 31 5,982 SH DEFINED - 5,982 - GROUP IN MITSUBISHI UFJ FINL SPONSORED ADR 606822104 1 170 SH SOLE 170 - - GROUP IN MITSUI & CO LTD ADR 606827202 40 118 SH DEFINED 3 118 - - MITSUI & CO LTD ADR 606827202 18 54 SH DEFINED 18 54 - - MITSUI & CO LTD ADR 606827202 19 57 SH DEFINED 57 - - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 2 31 SH DEFINED 5 31 - - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,143 20,600 SH DEFINED 14 20,600 - - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 3 48 SH DEFINED 15 48 - - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 62 1,125 SH SOLE 1,125 - - MOCON INC COM 607494101 1 100 SH DEFINED 3 100 - - MODINE MFG CO COM 607828100 438 39,000 SH DEFINED 4 - - 39,000 MOHAWK INDS INC COM 608190104 873 16,053 SH DEFINED 3 16,053 - - MOLEX INC COM 608554101 1,805 86,548 SH DEFINED 2 86,548 - - MOLEX INC COM 608554101 82 3,908 SH DEFINED 3 3,908 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MOLEX INC CL A 608554200 401 22,707 SH DEFINED 2 22,707 - - MOLEX INC CL A 608554200 5,072 287,389 SH DEFINED 3 287,389 - - MOLEX INC CL A 608554200 12 681 SH DEFINED 18 681 - - MOLEX INC CL A 608554200 33 1,875 SH DEFINED 1,875 - - MONARCH CASINO & RESORT COM 609027107 33 3,900 SH DEFINED 3 3,900 - - INC MONOLITHIC PWR SYS INC COM 609839105 9 416 SH DEFINED 16 416 - - MONSTER WORLDWIDE INC COM 611742107 815 49,072 SH DEFINED 2 49,072 - - MONSTER WORLDWIDE INC COM 611742107 75 4,496 SH DEFINED 3 4,496 - - MONSTER WORLDWIDE INC COM 611742107 73 4,368 SH DEFINED 18 4,368 - - MONTGOMERY STR INCOME COM 614115103 206 13,340 SH DEFINED 3 13,340 - - SECS I MOODYS CORP COM 615369105 2,324 78,124 SH DEFINED 2 78,124 - - MOODYS CORP COM 615369105 1,561 52,479 SH DEFINED 3 52,479 - - MOODYS CORP COM 615369105 5,270 177,155 SH DEFINED 5 177,155 - - MOODYS CORP COM 615369105 137 4,600 SH DEFINED 8 4,600 - - MOODYS CORP COM 615369105 105 3,542 SH DEFINED 18 3,542 - - MOOG INC CL A 615394202 841 23,740 SH DEFINED 2 23,740 - - MOOG INC CL A 615394202 666 18,792 SH DEFINED 3 18,792 - - MORGAN STANLEY EASTN EUR COM 616988101 76 4,542 SH DEFINED 13 4,542 - - FD MORGAN STANLEY EASTN EUR COM 616988101 75 4,500 SH DEFINED 16 4,500 - - FD MORGAN STANLEY EASTN EUR COM 616988101 52 3,095 SH DEFINED 3,095 - - FD MORGAN STANLEY COM NEW 617446448 58,601 2,000,700 SH DEFINED 1 2,000,700 - - MORGAN STANLEY COM NEW 617446448 19,568 668,072 SH DEFINED 2 668,072 - - MORGAN STANLEY COM NEW 617446448 5,494 187,559 SH DEFINED 3 187,159 - 400 MORGAN STANLEY COM NEW 617446448 10,461 357,160 SH DEFINED 4 - 154,350 202,810 MORGAN STANLEY COM NEW 617446448 1,165 39,779 SH DEFINED 5 39,779 - - MORGAN STANLEY COM NEW 617446448 21,235 725,000 SH DEFINED 6 725,000 - - MORGAN STANLEY COM NEW 617446448 3 90 SH DEFINED 7 - 90 - MORGAN STANLEY COM NEW 617446448 26 900 SH DEFINED 8 900 - - MORGAN STANLEY COM NEW 617446448 186 6,339 SH DEFINED 10 6,339 - - MORGAN STANLEY COM NEW 617446448 152 5,196 SH DEFINED 13 5,196 - - MORGAN STANLEY COM NEW 617446448 795 27,139 SH DEFINED 14 27,139 - - MORGAN STANLEY COM NEW 617446448 16 550 SH DEFINED 15 550 - - MORGAN STANLEY COM NEW 617446448 15,893 542,596 SH DEFINED 16 542,596 - - MORGAN STANLEY COM NEW 617446448 2,145 73,239 SH DEFINED 18 73,239 - - MORGAN STANLEY COM NEW 617446448 625 21,339 SH DEFINED 21,339 - - MORGAN STANLEY COM NEW 617446448 260 8,865 SH SOLE 8,865 - - MORGAN STANLEY CHINA A COM 617468103 568 19,587 SH DEFINED 3 19,587 - - SH FD MORGAN STANLEY CHINA A COM 617468103 1,094 37,713 SH DEFINED 5 37,713 - - SH FD MORGAN STANLEY CHINA A COM 617468103 445 15,350 SH DEFINED 16 15,350 - - SH FD MORGAN STANLEY EM MKTS COM 617477104 530 35,568 SH DEFINED 3 35,568 - - DM DE MORGAN STANLEY SHRT EUR ETN20 617480280 5 100 SH DEFINED 3 100 - - MORNINGSTAR INC COM 617700109 175 3,638 SH DEFINED 2 3,638 - - MORNINGSTAR INC COM 617700109 128 2,664 SH DEFINED 3 2,324 - 340 MORNINGSTAR INC COM 617700109 19 396 SH DEFINED 5 396 - - MORTONS RESTAURANT GRP COM 619430101 499 82,000 SH DEFINED 4 - - 82,000 INC N MOSYS INC COM 619718109 3 700 SH DEFINED 5 700 - - MOTORCAR PTS AMER INC COM 620071100 45 6,977 SH DEFINED 3 6,977 - - MOTOROLA INC COM 620076109 6,350 904,613 SH DEFINED 2 904,613 - - MOTOROLA INC COM 620076109 1,743 248,268 SH DEFINED 3 245,994 - 2,274 MOTOROLA INC COM 620076109 1,612 229,583 SH DEFINED 5 229,583 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MOTOROLA INC COM 620076109 12,117 1,726,036 SH DEFINED 6 1,726,036 - - MOTOROLA INC COM 620076109 19 2,675 SH DEFINED 7 - 2,675 - MOTOROLA INC COM 620076109 114 16,300 SH DEFINED 8 16,300 - - MOTOROLA INC COM 620076109 533 75,884 SH DEFINED 14 75,884 - - MOTOROLA INC COM 620076109 109 15,500 SH DEFINED 15 15,500 - - MOTOROLA INC COM 620076109 32 4,500 SH DEFINED 16 4,500 - - MOTOROLA INC COM 620076109 634 90,378 SH DEFINED 18 90,378 - - MOTOROLA INC COM 620076109 1,485 211,600 SH DEFINED 211,600 - - MOTOROLA INC COM 620076109 308 43,829 SH SOLE 43,829 - - MOVADO GROUP INC COM 624580106 5,730 508,001 SH DEFINED 4 - 143,810 364,191 MUELLER INDS INC COM 624756102 79 2,966 SH DEFINED 2 2,966 - - MUELLER INDS INC COM 624756102 1 45 SH DEFINED 3 45 - - MUELLER INDS INC COM 624756102 5 189 SH DEFINED 18 189 - - MUELLER WTR PRODS INC COM SER A 624758108 7 1,525 SH DEFINED 2 1,525 - - MUELLER WTR PRODS INC COM SER A 624758108 482 100,876 SH DEFINED 3 100,876 - - MURPHY OIL CORP COM 626717102 3,925 69,848 SH DEFINED 2 69,848 - - MURPHY OIL CORP COM 626717102 11,532 205,227 SH DEFINED 3 203,717 - 1,510 MURPHY OIL CORP COM 626717102 872 15,518 SH DEFINED 5 15,518 - - MURPHY OIL CORP COM 626717102 3,409 60,671 SH DEFINED 7 - 60,671 - MURPHY OIL CORP COM 626717102 201 3,575 SH DEFINED 8 288 3,287 - MURPHY OIL CORP COM 626717102 19 330 SH DEFINED 15 330 - - MURPHY OIL CORP COM 626717102 1,462 26,022 SH DEFINED 18 26,022 - - MURPHY OIL CORP COM 626717102 56 1,000 SH DEFINED - - 1,000 MURPHY OIL CORP COM 626717102 4 70 SH SOLE 70 - - MYLAN INC COM 628530107 53,207 2,342,900 SH DEFINED 1 2,342,900 - - MYLAN INC COM 628530107 2,890 127,241 SH DEFINED 2 127,241 - - MYLAN INC COM 628530107 5,688 250,455 SH DEFINED 3 250,455 - - MYLAN INC COM 628530107 230 10,137 SH DEFINED 5 10,137 - - MYLAN INC COM 628530107 18 810 SH DEFINED 7 - 810 - MYLAN INC COM 628530107 2 108 SH DEFINED 8 108 - - MYLAN INC COM 628530107 22 950 SH DEFINED 15 950 - - MYLAN INC COM 628530107 29 1,255 SH DEFINED 18 1,255 - - MYLAN INC PFD CONV 628530206 25,065 18,315 PRN DEFINED 3 18,315 - - NBT BANCORP INC COM 628778102 11 500 SH DEFINED 3 500 - - NBTY INC COM 628782104 155 3,226 SH DEFINED 2 3,226 - - NBTY INC COM 628782104 1,943 40,504 SH DEFINED 3 40,504 - - NBTY INC COM 628782104 486 10,120 SH DEFINED 5 10,120 - - NBTY INC COM 628782104 14 300 SH DEFINED 8 300 - - NL INDS INC COM NEW 629156407 2 200 SH DEFINED 3 200 - - NN INC COM 629337106 6 1,000 SH DEFINED 3 1,000 - - NN INC COM 629337106 1,212 220,300 SH DEFINED 4 - - 220,300 NRG ENERGY INC COM NEW 629377508 3,106 148,589 SH DEFINED 2 148,589 - - NRG ENERGY INC COM NEW 629377508 157 7,533 SH DEFINED 3 7,533 - - NRG ENERGY INC COM NEW 629377508 211 10,110 SH DEFINED 4 - 10,110 - NRG ENERGY INC COM NEW 629377508 2 73 SH DEFINED 5 73 - - NRG ENERGY INC COM NEW 629377508 128 6,142 SH DEFINED 18 6,142 - - NRG ENERGY INC COM NEW 629377508 87 4,141 SH DEFINED - - 4,141 NTN BUZZTIME INC COM NEW 629410309 2 4,588 SH DEFINED 16 4,588 - - NVE CORP COM NEW 629445206 27 595 SH DEFINED 2 595 - - NYMAGIC INC COM 629484106 3 123 SH DEFINED 3 123 - - NYMAGIC INC COM 629484106 340 16,000 SH DEFINED 4 - - 16,000 NYSE EURONEXT COM 629491101 2,729 92,181 SH DEFINED 2 92,181 - - NYSE EURONEXT COM 629491101 4,592 155,084 SH DEFINED 3 155,084 - - NYSE EURONEXT COM 629491101 45 1,531 SH DEFINED 5 1,531 - - NYSE EURONEXT COM 629491101 192 6,500 SH DEFINED 15 6,500 - - NYSE EURONEXT COM 629491101 447 15,101 SH DEFINED 18 15,101 - - NYSE EURONEXT COM 629491101 1 21 SH SOLE 21 - - NABI BIOPHARMACEUTICALS COM 629519109 6 1,000 SH DEFINED 3 1,000 - - NACCO INDS INC CL A 629579103 3 43 SH DEFINED 3 43 - - NAM TAI ELECTRS INC COM PAR $0.02 629865205 3 590 SH DEFINED 590 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NANOMETRICS INC COM 630077105 2 200 SH DEFINED 3 200 - - NAPCO SEC TECHNOLOGIES COM 630402105 1 351 SH DEFINED 18 351 - - INC NASDAQ OMX GROUP INC COM 631103108 1,271 60,160 SH DEFINED 2 60,160 - - NASDAQ OMX GROUP INC COM 631103108 7,293 345,290 SH DEFINED 3 344,650 - 640 NASDAQ OMX GROUP INC COM 631103108 30 1,440 SH DEFINED 5 1,440 - - NASDAQ OMX GROUP INC COM 631103108 1,514 71,671 SH DEFINED 7 - 71,671 - NASDAQ OMX GROUP INC COM 631103108 81 3,835 SH DEFINED 8 - 3,835 - NASDAQ OMX GROUP INC COM 631103108 30 1,400 SH DEFINED 14 1,400 - - NASDAQ OMX GROUP INC COM 631103108 51 2,395 SH DEFINED 15 2,395 - - NASDAQ OMX GROUP INC COM 631103108 3 140 SH DEFINED 18 140 - - NASH FINCH CO COM 631158102 7 200 SH DEFINED 3 200 - - NASH FINCH CO COM 631158102 5,441 161,700 SH DEFINED 4 - 90,600 71,100 NATIONAL BK GREECE S A SPONSORED ADR 633643408 71 17,400 SH DEFINED 2 17,400 - - NATIONAL BK GREECE S A SPONSORED ADR 633643408 55 13,492 SH DEFINED 3 13,492 - - NATIONAL BK GREECE S A SPONSORED ADR 633643408 81 19,984 SH DEFINED 5 19,984 - - NATIONAL BK GREECE S A SPONSORED ADR 633643408 8 1,911 SH DEFINED 18 1,911 - - NATIONAL BK GREECE S A SPONSORED ADR 633643408 3 621 SH DEFINED 5;1 621 - - NATIONAL BK GREECE S A SPONSORED ADR 633643408 7 1,620 SH DEFINED 1,620 - - NATIONAL BK GREECE S A ADR PRF SER A 633643507 377 16,550 PRN DEFINED 3 16,550 - - NATIONAL CINEMEDIA INC COM 635309107 183 10,585 SH DEFINED 2 10,585 - - NATIONAL FUEL GAS CO N J COM 636180101 950 18,803 SH DEFINED 2 18,803 - - NATIONAL FUEL GAS CO N J COM 636180101 2,171 42,951 SH DEFINED 3 42,951 - - NATIONAL FUEL GAS CO N J COM 636180101 3,284 64,965 SH DEFINED 5 64,965 - - NATIONAL FUEL GAS CO N J COM 636180101 202 4,000 SH DEFINED 8 4,000 - - NATIONAL FUEL GAS CO N J COM 636180101 5 100 SH DEFINED 16 100 - - NATIONAL FUEL GAS CO N J COM 636180101 51 1,005 SH DEFINED 18 1,005 - - NATIONAL FUEL GAS CO N J COM 636180101 53 1,050 SH DEFINED - - 1,050 NATIONAL GRID PLC SPON ADR NEW 636274300 201 4,132 SH DEFINED 2 4,132 - - NATIONAL GRID PLC SPON ADR NEW 636274300 48 980 SH DEFINED 3 980 - - NATIONAL GRID PLC SPON ADR NEW 636274300 32 651 SH DEFINED 5 651 - - NATIONAL GRID PLC SPON ADR NEW 636274300 37 767 SH DEFINED 16 767 - - NATIONAL GRID PLC SPON ADR NEW 636274300 24 502 SH DEFINED 18 502 - - NATIONAL GRID PLC SPON ADR NEW 636274300 43 877 SH DEFINED 877 - - NATIONAL INSTRS CORP COM 636518102 555 16,635 SH DEFINED 3 16,635 - - NATIONAL INSTRS CORP COM 636518102 730 21,900 SH DEFINED 4 - 3,600 18,300 NATIONAL INSTRS CORP COM 636518102 15 459 SH DEFINED 18 459 - - NATIONAL OILWELL VARCO COM 637071101 11,784 290,381 SH DEFINED 2 290,381 - - INC NATIONAL OILWELL VARCO COM 637071101 1,483 36,544 SH DEFINED 3 36,544 - - INC NATIONAL OILWELL VARCO COM 637071101 882 21,747 SH DEFINED 5 21,747 - - INC NATIONAL OILWELL VARCO COM 637071101 9 219 SH DEFINED 8 219 - - INC NATIONAL OILWELL VARCO COM 637071101 2,841 70,000 SH DEFINED 13 70,000 - - INC NATIONAL OILWELL VARCO COM 637071101 20 500 SH DEFINED 15 500 - - INC NATIONAL OILWELL VARCO COM 637071101 301 7,415 SH DEFINED 18 7,415 - - INC NATIONAL OILWELL VARCO COM 637071101 7 183 SH DEFINED 183 - - INC NATIONAL PENN BANCSHARES COM 637138108 338 48,970 SH DEFINED 2 48,970 - - INC NATIONAL PENN BANCSHARES COM 637138108 75 10,867 SH DEFINED 3 10,867 - - INC NATIONAL PRESTO INDS INC COM 637215104 213 1,788 SH DEFINED 2 1,788 - - NATIONAL PRESTO INDS INC COM 637215104 10 88 SH DEFINED 3 88 - - NATIONAL RETAIL COM 637417106 69 3,005 SH DEFINED 2 3,005 - - PROPERTIES I
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NATIONAL RETAIL COM 637417106 1,287 56,368 SH DEFINED 3 56,368 - - PROPERTIES I NATIONAL SEC GROUP INC COM 637546102 65 5,300 SH DEFINED 4 - - 5,300 NATIONAL SEMICONDUCTOR COM 637640103 2,640 182,565 SH DEFINED 2 182,565 - - CORP NATIONAL SEMICONDUCTOR COM 637640103 120 8,268 SH DEFINED 3 8,268 - - CORP NATIONAL SEMICONDUCTOR COM 637640103 6 400 SH DEFINED 5 400 - - CORP NATIONAL WESTN LIFE INS CL A 638522102 940 5,100 SH DEFINED 4 - - 5,100 CO NATIONAL WESTMINSTER BK SPON ADR C 638539882 129 6,100 PRN DEFINED 3 6,100 - - PLC NATIONAL WESTMINSTER BK SPON ADR C 638539882 488 23,135 PRN DEFINED 5 23,135 - - PLC NATIONAL WESTMINSTER BK SPON ADR C 638539882 11 500 PRN DEFINED 8 500 - - PLC NATIONAL WESTMINSTER BK SPON ADR C 638539882 51 2,400 PRN DEFINED 18 2,400 - - PLC NATIONWIDE HEALTH PPTYS COM 638620104 66 1,881 SH DEFINED 2 1,881 - - INC NATIONWIDE HEALTH PPTYS COM 638620104 1,236 35,169 SH DEFINED 3 35,169 - - INC NAVIGATORS GROUP INC COM 638904102 115 2,916 SH DEFINED 2 2,916 - - NAVIGATORS GROUP INC COM 638904102 684 17,400 SH DEFINED 4 - - 17,400 NAVIGATORS GROUP INC COM 638904102 15 378 SH DEFINED 18 378 - - NAVARRE CORP COM 639208107 52 25,000 SH DEFINED 3 25,000 - - NEENAH PAPER INC COM 640079109 63 3,950 SH DEFINED 2 3,950 - - NEENAH PAPER INC COM 640079109 1 56 SH DEFINED 3 56 - - NEENAH PAPER INC COM 640079109 1 48 SH DEFINED 5 48 - - NEENAH PAPER INC COM 640079109 1 84 SH DEFINED 14 84 - - NEKTAR THERAPEUTICS COM 640268108 64 4,200 SH DEFINED 1 4,200 - - NEKTAR THERAPEUTICS COM 640268108 152 10,000 SH DEFINED 14 10,000 - - NEOGEN CORP COM 640491106 7 294 SH DEFINED 2 294 - - NEOGEN CORP COM 640491106 88 3,522 SH DEFINED 3 3,522 - - NEOGEN CORP COM 640491106 9 360 SH DEFINED 18 360 - - NEOSTEM INC COM NEW 640650305 63 35,000 SH DEFINED 3 35,000 - - NEW AMER HIGH INCOME FD COM NEW 641876800 9 987 SH DEFINED 3 987 - - INC NEW ENGLAND BANCSHARES COM NEW 643863202 4 500 SH DEFINED 3 500 - - INC C NEW GERMANY FD INC COM 644465106 1,862 147,440 SH DEFINED 3 147,440 - - NEW GERMANY FD INC COM 644465106 9 748 SH DEFINED 8 748 - - NEW GOLD INC CDA COM 644535106 5,341 1,225,000 SH DEFINED 1 1,225,000 - - NEW GOLD INC CDA COM 644535106 1,002 229,838 SH DEFINED 5 229,838 - - NEW GOLD INC CDA COM 644535106 107 24,500 SH DEFINED 8 22,500 2,000 - NEW HAMPSHIRE THRIFT COM 644722100 8 800 SH DEFINED 3 800 - - BANCSHS NEW JERSEY RES COM 646025106 711 18,940 SH DEFINED 3 18,940 - - NEW ORIENTAL ED & TECH SPON ADR 647581107 129 1,510 SH DEFINED 5 1,510 - - GRP I NEW ORIENTAL ED & TECH SPON ADR 647581107 37 430 SH DEFINED 16 430 - - GRP I NEW ORIENTAL ED & TECH SPON ADR 647581107 9 100 SH DEFINED 18 100 - - GRP I NEW ORIENTAL ED & TECH SPON ADR 647581107 88 1,030 SH DEFINED 1,030 - - GRP I NEW YORK CMNTY BANCORP COM 649445103 2,339 141,390 SH DEFINED 3 141,390 - - INC NEW YORK CMNTY BANCORP COM 649445103 168 10,180 SH DEFINED 4 - 10,180 - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NEW YORK CMNTY BANCORP COM 649445103 1,435 86,782 SH DEFINED 6 86,782 - - INC NEW YORK CMNTY BANCORP COM 649445103 17 1,045 SH DEFINED 18 1,045 - - INC NEW YORK CMNTY BANCORP COM 649445103 8 494 SH DEFINED 494 - - INC NEW YORK MTG TR INC COM PAR $.02 649604501 96 12,731 SH DEFINED 3 12,731 - - NEW YORK TIMES CO CL A 650111107 527 47,347 SH DEFINED 2 47,347 - - NEW YORK TIMES CO CL A 650111107 310 27,860 SH DEFINED 3 27,860 - - NEWELL RUBBERMAID INC COM 651229106 1,815 119,433 SH DEFINED 2 119,433 - - NEWELL RUBBERMAID INC COM 651229106 3,978 261,683 SH DEFINED 3 261,683 - - NEWELL RUBBERMAID INC COM 651229106 198 13,029 SH DEFINED 5 13,029 - - NEWELL RUBBERMAID INC COM 651229106 137 9,000 SH DEFINED 17 - - 9,000 NEWELL RUBBERMAID INC COM 651229106 15 1,000 SH DEFINED 1,000 - - NEWFIELD EXPL CO COM 651290108 71,642 1,376,400 SH DEFINED 1 1,376,400 - - NEWFIELD EXPL CO COM 651290108 2,471 47,464 SH DEFINED 3 46,612 - 852 NEWFIELD EXPL CO COM 651290108 5 100 SH DEFINED 5 100 - - NEWFIELD EXPL CO COM 651290108 3 64 SH DEFINED 18 64 - - NEWMARKET CORP COM 651587107 65 631 SH DEFINED 3 631 - - NEWMARKET CORP COM 651587107 24 235 SH DEFINED 5 235 - - NEWMONT MINING CORP COM 651639106 5,144 101,000 SH DEFINED 1 101,000 - - NEWMONT MINING CORP COM 651639106 11,331 222,483 SH DEFINED 2 222,483 - - NEWMONT MINING CORP COM 651639106 7,183 141,044 SH DEFINED 3 141,044 - - NEWMONT MINING CORP COM 651639106 4,512 88,600 SH DEFINED 5 88,600 - - NEWMONT MINING CORP COM 651639106 5 100 SH DEFINED 6 100 - - NEWMONT MINING CORP COM 651639106 7,315 143,633 SH DEFINED 7 - 143,633 - NEWMONT MINING CORP COM 651639106 737 14,475 SH DEFINED 8 6,207 8,268 - NEWMONT MINING CORP COM 651639106 327 6,414 SH DEFINED 10 6,414 - - NEWMONT MINING CORP COM 651639106 119 2,345 SH DEFINED 15 2,345 - - NEWMONT MINING CORP COM 651639106 59 1,160 SH DEFINED 17 - - 1,160 NEWMONT MINING CORP COM 651639106 235 4,620 SH DEFINED 18 4,620 - - NEWMONT MINING CORP COM 651639106 1 10 SH DEFINED 5;1 10 - - NEWMONT MINING CORP COM 651639106 37 730 SH DEFINED 730 - - NEWMONT MINING CORP COM 651639106 1,546 30,355 SH SOLE 30,355 - - NEWPARK RES INC COM PAR 651718504 557 106,000 SH DEFINED 4 - - 106,000 $.01NEW NEWPORT CORP COM 651824104 259 20,783 SH DEFINED 3 20,783 - - NEWPORT CORP COM 651824104 624 50,000 SH DEFINED 4 - - 50,000 NEWPORT CORP COM 651824104 7 545 SH DEFINED 16 - 545 - NICE SYS LTD SPONSORED ADR 653656108 74 2,341 SH DEFINED 3 2,341 - - NICE SYS LTD SPONSORED ADR 653656108 8 264 SH DEFINED 18 264 - - NICE SYS LTD SPONSORED ADR 653656108 4 120 SH SOLE 120 - - NICOR INC COM 654086107 4,216 100,564 SH DEFINED 2 100,564 - - NICOR INC COM 654086107 343 8,194 SH DEFINED 3 8,194 - - NICOR INC COM 654086107 13 300 SH DEFINED 5 300 - - NIKE INC CL B 654106103 16,091 218,921 SH DEFINED 2 218,921 - - NIKE INC CL B 654106103 4,306 58,590 SH DEFINED 3 58,000 - 590 NIKE INC CL B 654106103 4,805 65,378 SH DEFINED 5 65,378 - - NIKE INC CL B 654106103 493 6,707 SH DEFINED 7 - 6,707 - NIKE INC CL B 654106103 272 3,694 SH DEFINED 8 3,584 110 - NIKE INC CL B 654106103 140 1,899 SH DEFINED 10 1,899 - - NIKE INC CL B 654106103 143 1,950 SH DEFINED 17 - - 1,950 NIKE INC CL B 654106103 556 7,565 SH DEFINED 18 7,565 - - NIKE INC CL B 654106103 337 4,582 SH DEFINED 4,582 - - NIKE INC CL B 654106103 230 3,134 SH SOLE 3,134 - - NILE THERAPEUTICS INC COM 654145101 4 4,000 SH DEFINED 3 4,000 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 1,593 75,768 SH DEFINED 2 75,768 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 72 3,408 SH DEFINED 3 3,408 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 48 2,277 SH DEFINED 5 2,277 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 4 180 SH DEFINED 14 180 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 276 13,142 SH DEFINED 15 13,142 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 24 1,130 SH DEFINED 16 1,130 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 570 27,111 SH DEFINED 18 27,111 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 53 2,500 SH DEFINED 2,500 - - NOBEL LEARNING CMNTYS INC COM 654889104 143 18,300 SH DEFINED 4 - - 18,300 NOBILITY HOMES INC COM 654892108 101 10,300 SH DEFINED 4 - - 10,300 NOKIA CORP SPONSORED ADR 654902204 659 42,400 CALL DEFINED 3 42,400 - - NOKIA CORP SPONSORED ADR 654902204 2,261 145,500 PUT DEFINED 3 145,500 - - NOKIA CORP SPONSORED ADR 654902204 2,925 188,251 SH DEFINED 3 186,951 - 1,300 NOKIA CORP SPONSORED ADR 654902204 2,425 156,034 SH DEFINED 5 156,034 - - NOKIA CORP SPONSORED ADR 654902204 42 2,700 SH DEFINED 7 - 2,700 - NOKIA CORP SPONSORED ADR 654902204 12 750 SH DEFINED 8 750 - - NOKIA CORP SPONSORED ADR 654902204 26 1,700 SH DEFINED 9 1,700 - - NOKIA CORP SPONSORED ADR 654902204 37 2,400 SH DEFINED 14 2,400 - - NOKIA CORP SPONSORED ADR 654902204 201 12,935 SH DEFINED 15 12,935 - - NOKIA CORP SPONSORED ADR 654902204 79 5,075 SH DEFINED 16 5,075 - - NOKIA CORP SPONSORED ADR 654902204 565 36,353 SH DEFINED 18 36,353 - - NOKIA CORP SPONSORED ADR 654902204 - 20 SH DEFINED 5;1 20 - - NOKIA CORP SPONSORED ADR 654902204 490 31,540 SH OTHER S;6 31,540 - - NOKIA CORP SPONSORED ADR 654902204 73 4,726 SH DEFINED 4,176 - 550 NOKIA CORP SPONSORED ADR 654902204 2 120 SH SOLE 120 - - NOBLE ENERGY INC COM 655044105 12,315 168,700 SH DEFINED 1 168,700 - - NOBLE ENERGY INC COM 655044105 5,675 77,737 SH DEFINED 2 77,737 - - NOBLE ENERGY INC COM 655044105 9,935 136,093 SH DEFINED 3 136,093 - - NOBLE ENERGY INC COM 655044105 45 617 SH DEFINED 5 617 - - NOBLE ENERGY INC COM 655044105 385 5,270 SH DEFINED 18 5,270 - - NOBLE ENERGY INC COM 655044105 4 54 SH DEFINED 54 - - NORDSON CORP COM 655663102 728 10,722 SH DEFINED 2 10,722 - - NORDSON CORP COM 655663102 52 765 SH DEFINED 3 765 - - NORDSON CORP COM 655663102 22 330 SH DEFINED 5 330 - - NORDSON CORP COM 655663102 1 8 SH DEFINED 18 8 - - NORDSTROM INC COM 655664100 18,264 447,100 SH DEFINED 1 447,100 - - NORDSTROM INC COM 655664100 3,203 78,408 SH DEFINED 2 78,408 - - NORDSTROM INC COM 655664100 2,168 53,071 SH DEFINED 3 52,726 - 345 NORDSTROM INC COM 655664100 25 600 SH DEFINED 7 - 600 - NORDSTROM INC COM 655664100 21 524 SH DEFINED 18 524 - - NORDSTROM INC COM 655664100 4 100 SH SOLE 100 - - NORFOLK SOUTHERN CORP COM 655844108 33,758 604,000 SH DEFINED 1 604,000 - - NORFOLK SOUTHERN CORP COM 655844108 9,778 174,947 SH DEFINED 2 174,947 - - NORFOLK SOUTHERN CORP COM 655844108 3,487 62,387 SH DEFINED 3 59,806 - 2,581 NORFOLK SOUTHERN CORP COM 655844108 437 7,811 SH DEFINED 5 7,811 - - NORFOLK SOUTHERN CORP COM 655844108 29,070 520,134 SH DEFINED 6 520,134 - - NORFOLK SOUTHERN CORP COM 655844108 1,024 18,323 SH DEFINED 18 18,323 - - NORFOLK SOUTHERN CORP COM 655844108 286 5,121 SH DEFINED 5,121 - - NORTH AMERN ENERGY COM 656844107 - 16 SH DEFINED 2 16 - - PARTNERS NORTH AMERN ENERGY COM 656844107 93 9,693 SH DEFINED 3 9,693 - - PARTNERS NORTH AMERN PALLADIUM LTD COM 656912102 19,612 4,806,900 SH DEFINED 1 4,806,900 - - NORTH AMERN PALLADIUM LTD COM 656912102 2,042 500,600 SH DEFINED 3 500,600 - - NORTH AMERN PALLADIUM LTD COM 656912102 450 110,400 SH DEFINED 4 - - 110,400 NORTH AMERN PALLADIUM LTD COM 656912102 20 4,840 SH DEFINED 5 4,840 - - NORTH AMERN PALLADIUM LTD COM 656912102 25 6,010 SH DEFINED 16 6,010 - - NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 46 1,600 SH DEFINED 3 1,600 - - NORTHEAST UTILS COM 664397106 1,141 41,283 SH DEFINED 2 41,283 - - NORTHEAST UTILS COM 664397106 233 8,446 SH DEFINED 3 8,446 - - NORTHEAST UTILS COM 664397106 30 1,081 SH DEFINED 5 1,081 - - NORTHEAST UTILS COM 664397106 5 184 SH DEFINED 18 184 - - NORTHEAST UTILS COM 664397106 95 3,446 SH DEFINED - - 3,446 NORTHERN OIL & GAS INC COM 665531109 860 54,266 SH DEFINED 3 54,266 - - NEV
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NORTHERN OIL & GAS INC COM 665531109 16 1,000 SH DEFINED 1,000 - - NEV NORTHERN TR CORP COM 665859104 6,679 120,872 SH DEFINED 2 120,872 - - NORTHERN TR CORP COM 665859104 2,612 47,276 SH DEFINED 3 43,076 - 4,200 NORTHERN TR CORP COM 665859104 5 90 SH DEFINED 5 90 - - NORTHERN TR CORP COM 665859104 17,622 318,900 SH DEFINED 6 318,900 - - NORTHERN TR CORP COM 665859104 23 425 SH DEFINED 16 425 - - NORTHERN TR CORP COM 665859104 393 7,111 SH DEFINED 18 7,111 - - NORTHERN TR CORP COM 665859104 330 5,967 SH DEFINED 5,967 - - NORTHGATE MINERALS CORP COM 666416102 337 112,369 SH DEFINED 5 112,369 - - NORTHGATE MINERALS CORP COM 666416102 15 5,000 SH DEFINED 8 5,000 - - NORTHRIM BANCORP INC COM 666762109 1,375 80,510 SH DEFINED 4 - 20,136 60,374 NORTHROP GRUMMAN CORP COM 666807102 10,308 157,201 SH DEFINED 2 157,201 - - NORTHROP GRUMMAN CORP COM 666807102 1,229 18,738 SH DEFINED 3 18,738 - - NORTHROP GRUMMAN CORP COM 666807102 16 250 SH DEFINED 5 250 - - NORTHROP GRUMMAN CORP COM 666807102 151 2,300 SH DEFINED 15 2,300 - - NORTHROP GRUMMAN CORP COM 666807102 4,227 64,472 SH DEFINED 18 64,472 - - NORTHROP GRUMMAN CORP COM 666807102 325 4,949 SH DEFINED - - 4,949 NORTHWEST BANCSHARES INC COM 667340103 539 45,974 SH DEFINED 2 45,974 - - MD NORTHWEST BANCSHARES INC COM 667340103 78 6,687 SH DEFINED 3 6,687 - - MD NORTHWEST BANCSHARES INC COM 667340103 1 56 SH DEFINED 18 56 - - MD NORTHWEST NAT GAS CO COM 667655104 172 3,692 SH DEFINED 2 3,692 - - NORTHWEST NAT GAS CO COM 667655104 22 475 SH DEFINED 3 475 - - NORTHWEST NAT GAS CO COM 667655104 55 1,187 SH DEFINED 5 1,187 - - NORTHWEST PIPE CO COM 667746101 411 18,800 SH DEFINED 4 - - 18,800 NORTHWEST PIPE CO COM 667746101 3 120 SH DEFINED 18 120 - - NORTHWESTERN CORP COM NEW 668074305 9 337 SH DEFINED 3 337 - - NU HORIZONS ELECTRS CORP COM 669908105 282 87,900 SH DEFINED 4 - - 87,900 NOVAVAX INC COM 670002104 12 5,000 SH DEFINED 3 5,000 - - NOVELL INC COM 670006105 234 38,999 SH DEFINED 2 38,999 - - NOVELL INC COM 670006105 1,111 185,240 SH DEFINED 3 185,240 - - NOVELLUS SYS INC COM 670008101 16,596 664,100 SH DEFINED 1 664,100 - - NOVELLUS SYS INC COM 670008101 644 25,763 SH DEFINED 2 25,763 - - NOVELLUS SYS INC COM 670008101 341 13,643 SH DEFINED 3 13,643 - - NOVELLUS SYS INC COM 670008101 1,241 49,670 SH DEFINED 5 49,670 - - NOVELLUS SYS INC COM 670008101 44 1,755 SH DEFINED 8 1,755 - - NOVELLUS SYS INC COM 670008101 81 3,250 SH DEFINED 16 3,250 - - NOVO-NORDISK A S ADR 670100205 147 1,900 SH DEFINED 1 1,900 - - NOVO-NORDISK A S ADR 670100205 206 2,671 SH DEFINED 3 2,671 - - NOVO-NORDISK A S ADR 670100205 5,257 68,170 SH DEFINED 5 68,170 - - NOVO-NORDISK A S ADR 670100205 2 29 SH DEFINED 7 - 29 - NOVO-NORDISK A S ADR 670100205 88 1,143 SH DEFINED 8 1,143 - - NOVO-NORDISK A S ADR 670100205 65 846 SH DEFINED 15 846 - - NOVO-NORDISK A S ADR 670100205 28 364 SH DEFINED 18 364 - - NOVO-NORDISK A S ADR 670100205 8,214 106,515 SH DEFINED 5;1 106,515 - - NOVO-NORDISK A S ADR 670100205 15 200 SH DEFINED 200 - - NUCOR CORP COM 670346105 15,520 342,000 SH DEFINED 1 342,000 - - NUCOR CORP COM 670346105 6,522 143,716 SH DEFINED 2 143,716 - - NUCOR CORP COM 670346105 4,479 98,698 SH DEFINED 3 98,498 - 200 NUCOR CORP COM 670346105 2,990 65,881 SH DEFINED 5 65,881 - - NUCOR CORP COM 670346105 25,900 570,733 SH DEFINED 6 570,733 - - NUCOR CORP COM 670346105 622 13,710 SH DEFINED 7 - 13,710 - NUCOR CORP COM 670346105 19 419 SH DEFINED 8 114 305 - NUCOR CORP COM 670346105 12 255 SH DEFINED 15 255 - - NUCOR CORP COM 670346105 71 1,569 SH DEFINED 18 1,569 - - NUCOR CORP COM 670346105 383 8,447 SH DEFINED 1,482 6,965 - NUVEEN INS NY TX FR ADV COM 670656107 26 1,833 SH DEFINED 3 1,833 - - MUN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NUVEEN TAX FREE ADV MUN COM 670657105 140 9,893 SH DEFINED 3 9,893 - - FD NUVEEN MUN HIGH INC OPP COM 670682103 20 1,552 SH DEFINED 3 1,552 - - FD NUVEEN MUN HIGH INC COM 670683101 12 1,002 SH DEFINED 3 1,002 - - OPPTY FD NUVEEN MUN VALUE FD 2 COM 670695105 332 20,541 SH DEFINED 3 20,541 - - NUVASIVE INC COM 670704105 41 898 SH DEFINED 3 898 - - NUVASIVE INC COM 670704105 11,073 244,969 SH DEFINED 4 - 184,099 60,870 NUVEEN MTG OPPORTUNITY COM 670735109 55 2,200 SH DEFINED 3 2,200 - - TERM O CHARLEYS INC COM 670823103 286 32,000 SH DEFINED 4 - - 32,000 OGE ENERGY CORP COM 670837103 1,707 43,847 SH DEFINED 3 43,847 - - OGE ENERGY CORP COM 670837103 23 600 SH DEFINED 18 600 - - OM GROUP INC COM 670872100 160 4,737 SH DEFINED 2 4,737 - - OM GROUP INC COM 670872100 250 7,375 SH DEFINED 3 7,375 - - OM GROUP INC COM 670872100 68 2,000 SH DEFINED 5 2,000 - - NUVEEN MUN VALUE FD INC COM 670928100 870 88,672 SH DEFINED 3 88,672 - - NUVEEN PA INVT QUALITY COM 670972108 53 3,933 SH DEFINED 3 3,933 - - MUN F NUVEEN SELECT QUALITY COM 670973106 309 21,115 SH DEFINED 3 21,115 - - MUN FD NUVEEN CA SELECT QUALITY COM 670975101 117 8,451 SH DEFINED 3 8,451 - - MUN NUVEEN NY SELECT QUALITY COM 670976109 324 23,278 SH DEFINED 3 23,278 - - MUN NUVEEN QUALITY INCOME COM 670977107 303 21,324 SH DEFINED 3 21,324 - - MUN FD NUVEEN MICH QUALITY COM 670979103 130 10,000 SH DEFINED 3 10,000 - - INCOME M NUVEEN INSD MUN COM 670984103 298 21,441 SH DEFINED 3 21,441 - - OPPORTUNITY NUVEEN CALIF QUALITY COM 670985100 186 13,500 SH DEFINED 3 13,500 - - INCM MU NUVEEN NY QUALITY INCM COM 670986108 212 15,295 SH DEFINED 3 15,295 - - MUN F NUVEEN PREMIER INSD MUN COM 670987106 365 25,249 SH DEFINED 3 25,249 - - INCO NUVEEN PREMIER MUN COM 670988104 18 1,325 SH DEFINED 3 1,325 - - INCOME FD OSI PHARMACEUTICALS INC COM 671040103 893 15,000 PUT DEFINED 3 15,000 - - OSI PHARMACEUTICALS INC COM 671040103 1,571 26,381 SH DEFINED 3 26,381 - - OSI SYSTEMS INC COM 671044105 125 4,438 SH DEFINED 2 4,438 - - OSI SYSTEMS INC COM 671044105 2,808 100,000 SH DEFINED 3 100,000 - - OYO GEOSPACE CORP COM 671074102 1,645 34,400 SH DEFINED 3 34,400 - - OYO GEOSPACE CORP COM 671074102 1,676 35,054 SH DEFINED 4 - 15,100 19,954 OCCIDENTAL PETE CORP DEL COM 674599105 106,968 1,265,300 SH DEFINED 1 1,244,700 - 20,600 OCCIDENTAL PETE CORP DEL COM 674599105 31,578 373,529 SH DEFINED 2 373,529 - - OCCIDENTAL PETE CORP DEL COM 674599105 7,609 90,000 PUT DEFINED 3 90,000 - - OCCIDENTAL PETE CORP DEL COM 674599105 9,551 112,974 SH DEFINED 3 111,911 - 1,063 OCCIDENTAL PETE CORP DEL COM 674599105 16,066 190,036 SH DEFINED 5 190,036 - - OCCIDENTAL PETE CORP DEL COM 674599105 3,108 36,767 SH DEFINED 7 - 36,767 - OCCIDENTAL PETE CORP DEL COM 674599105 730 8,639 SH DEFINED 8 7,549 1,090 - OCCIDENTAL PETE CORP DEL COM 674599105 211 2,495 SH DEFINED 9 2,495 - - OCCIDENTAL PETE CORP DEL COM 674599105 1,278 15,119 SH DEFINED 10 15,119 - - OCCIDENTAL PETE CORP DEL COM 674599105 76 900 SH DEFINED 11 900 - - OCCIDENTAL PETE CORP DEL COM 674599105 31 365 SH DEFINED 14 365 - - OCCIDENTAL PETE CORP DEL COM 674599105 57 670 SH DEFINED 15 670 - - OCCIDENTAL PETE CORP DEL COM 674599105 51 600 SH DEFINED 16 600 - - OCCIDENTAL PETE CORP DEL COM 674599105 830 9,812 SH DEFINED 18 9,812 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- OCCIDENTAL PETE CORP DEL COM 674599105 17,974 212,608 SH DEFINED 5;1 212,608 - - OCCIDENTAL PETE CORP DEL COM 674599105 2,052 24,272 SH DEFINED 18,453 5,819 - OCCIDENTAL PETE CORP DEL COM 674599105 90 1,060 SH SOLE 1,060 - - OCEAN PWR TECHNOLOGIES COM NEW 674870308 15 2,100 SH DEFINED 3 2,100 - - INC OCEAN PWR TECHNOLOGIES COM NEW 674870308 1 200 SH DEFINED 5 200 - - INC OCEANEERING INTL INC COM 675232102 2,572 40,517 SH DEFINED 3 40,517 - - OCEANEERING INTL INC COM 675232102 17,828 280,801 SH DEFINED 4 - 213,921 66,880 OCEANEERING INTL INC COM 675232102 41 653 SH DEFINED 5 653 - - OCEANEERING INTL INC COM 675232102 147 2,316 SH DEFINED 18 2,316 - - OCEANFIRST FINL CORP COM 675234108 11 1,000 SH DEFINED 16 1,000 - - ODYSSEY MARINE COM 676118102 16 12,000 SH DEFINED 5 12,000 - - EXPLORATION I OFFICE DEPOT INC COM 676220106 908 113,722 SH DEFINED 2 113,722 - - OFFICE DEPOT INC COM 676220106 1,233 154,537 SH DEFINED 3 154,537 - - OFFICE DEPOT INC COM 676220106 7 900 SH DEFINED 14 900 - - OFFICE DEPOT INC COM 676220106 2 232 SH DEFINED 18 232 - - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 10 80 SH DEFINED 2 80 - - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 247 2,016 SH DEFINED 3 2,016 - - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 598 4,880 SH DEFINED 5 4,880 - - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1 11 SH DEFINED 8 11 - - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 110 900 SH DEFINED 16 900 - - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 25 200 SH DEFINED 17 - - 200 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 37 300 SH DEFINED 300 - - OIL STS INTL INC COM 678026105 109 2,400 SH DEFINED 3 2,400 - - OIL STS INTL INC COM 678026105 943 20,800 SH DEFINED 4 - 3,400 17,400 OIL STS INTL INC COM 678026105 13 296 SH DEFINED 5 296 - - OIL STS INTL INC COM 678026105 34 760 SH DEFINED 15 760 - - OIL STS INTL INC COM 678026105 1 20 SH DEFINED 18 20 - - OILSANDS QUEST INC COM 678046103 2 2,100 SH DEFINED 3 2,100 - - OILSANDS QUEST INC COM 678046103 24 32,800 SH DEFINED 5 32,800 - - OILSANDS QUEST INC COM 678046103 19 25,375 SH DEFINED 7 - 25,375 - OILSANDS QUEST INC COM 678046103 4 5,995 SH DEFINED 8 1,000 4,995 - OLD DOMINION FGHT LINES COM 679580100 3,950 118,300 SH DEFINED 4 - 57,200 61,100 INC OLD NATL BANCORP IND COM 680033107 589 49,298 SH DEFINED 2 49,298 - - OLD NATL BANCORP IND COM 680033107 35 2,955 SH DEFINED 3 2,955 - - OLD REP INTL CORP COM 680223104 1,054 83,138 SH DEFINED 3 83,138 - - OLD REP INTL CORP COM 680223104 3 262 SH DEFINED 15 262 - - OLD REP INTL CORP COM 680223104 4 285 SH DEFINED 18 285 - - OLD REP INTL CORP COM 680223104 4 341 SH DEFINED 341 - - OLD SECOND BANCORP INC COM 680277100 444 67,400 SH DEFINED 4 - - 67,400 ILL OLIN CORP COM PAR $1 680665205 2,801 142,777 SH DEFINED 3 142,777 - - OLIN CORP COM PAR $1 680665205 11 555 SH DEFINED 18 555 - - OMNICARE INC COM 681904108 376 13,308 SH DEFINED 2 13,308 - - OMNICARE INC COM 681904108 985 34,813 SH DEFINED 3 34,813 - - OMNICARE INC COM 681904108 353 12,490 SH DEFINED 4 - 12,490 - OMNICARE INC COM 681904108 5 175 SH DEFINED 16 175 - - OMNICOM GROUP INC COM 681919106 7,426 191,342 SH DEFINED 2 191,342 - - OMNICOM GROUP INC COM 681919106 347 8,937 SH DEFINED 3 6,492 - 2,445 OMNICOM GROUP INC COM 681919106 73 1,880 SH DEFINED 5 1,880 - - OMNICOM GROUP INC COM 681919106 182 4,690 SH DEFINED 7 - 4,690 - OMNICOM GROUP INC COM 681919106 6 160 SH DEFINED 8 - 160 - OMNICOM GROUP INC COM 681919106 64 1,649 SH DEFINED 10 1,649 - - OMNICOM GROUP INC COM 681919106 33 845 SH DEFINED 17 - - 845 OMNICOM GROUP INC COM 681919106 34 881 SH DEFINED 18 881 - - OMNICOM GROUP INC COM 681919106 45 1,160 SH DEFINED 1,160 - - OMNICOM GROUP INC COM 681919106 806 20,757 SH SOLE 20,757 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- OMEGA HEALTHCARE INVS INC COM 681936100 1,032 52,956 SH DEFINED 2 52,956 - - OMEGA HEALTHCARE INVS INC COM 681936100 801 41,078 SH DEFINED 3 41,078 - - OMEGA HEALTHCARE INVS INC COM 681936100 195 10,020 SH DEFINED 18 10,020 - - OMNIVISION TECHNOLOGIES COM 682128103 598 34,800 SH DEFINED 1 34,800 - - INC OMNIVISION TECHNOLOGIES COM 682128103 3 200 SH DEFINED 3 200 - - INC OMNIVISION TECHNOLOGIES COM 682128103 5 273 SH DEFINED 5 273 - - INC OMNOVA SOLUTIONS INC COM 682129101 19 2,473 SH DEFINED 2 2,473 - - OMNOVA SOLUTIONS INC COM 682129101 760 96,850 SH DEFINED 3 96,850 - - OMNOVA SOLUTIONS INC COM 682129101 3,083 392,700 SH DEFINED 4 - 135,200 257,500 OMEROS CORP COM 682143102 14 2,000 SH DEFINED 3 2,000 - - ON ASSIGNMENT INC COM 682159108 756 106,000 SH DEFINED 4 - - 106,000 ON SEMICONDUCTOR CORP COM 682189105 3,966 495,800 SH DEFINED 1 495,800 - - ON SEMICONDUCTOR CORP COM 682189105 437 54,640 SH DEFINED 2 54,640 - - ON SEMICONDUCTOR CORP COM 682189105 10 1,221 SH DEFINED 3 1,221 - - ON SEMICONDUCTOR CORP COM 682189105 37 4,564 SH DEFINED 18 4,564 - - ONCOLYTICS BIOTECH INC COM 682310107 72 22,851 SH DEFINED 5 22,851 - - ONCOLYTICS BIOTECH INC COM 682310107 407 130,000 SH DEFINED 15 130,000 - - ONCOTHYREON INC COM 682324108 - 16 SH DEFINED 3 16 - - ONCOTHYREON INC COM 682324108 - 16 SH DEFINED 5 16 - - ONE LIBERTY PPTYS INC COM 682406103 65 3,884 SH DEFINED 3 3,884 - - ONEOK INC NEW COM 682680103 4,081 89,400 SH DEFINED 1 89,400 - - ONEOK INC NEW COM 682680103 3,210 70,322 SH DEFINED 2 70,322 - - ONEOK INC NEW COM 682680103 4,379 95,920 SH DEFINED 3 95,120 - 800 ONEOK INC NEW COM 682680103 532 11,645 SH DEFINED 5 11,645 - - ONEOK INC NEW COM 682680103 6 140 SH DEFINED 8 140 - - ONEOK INC NEW COM 682680103 385 8,427 SH DEFINED 18 8,427 - - ONEOK INC NEW COM 682680103 11 251 SH DEFINED 251 - - ONYX PHARMACEUTICALS INC COM 683399109 2 60 SH DEFINED 2 60 - - ONYX PHARMACEUTICALS INC COM 683399109 8 250 SH DEFINED 3 250 - - OPEN TEXT CORP COM 683715106 71,702 1,510,462 SH DEFINED 1 1,510,462 - - OPEN TEXT CORP COM 683715106 538 11,324 SH DEFINED 2 11,324 - - OPEN TEXT CORP COM 683715106 7 138 SH DEFINED 3 - - 138 OPEN TEXT CORP COM 683715106 16,544 348,524 SH DEFINED 4 - 262,555 85,969 OPEN TEXT CORP COM 683715106 142 3,000 CALL DEFINED 5 3,000 - - OPEN TEXT CORP COM 683715106 332 7,000 PUT DEFINED 5 7,000 - - OPEN TEXT CORP COM 683715106 14,540 306,308 SH DEFINED 5 306,308 - - OPEN TEXT CORP COM 683715106 46,229 973,859 SH DEFINED 6 973,859 - - OPEN TEXT CORP COM 683715106 12,651 266,507 SH DEFINED 7 - 266,507 - OPEN TEXT CORP COM 683715106 3,323 70,001 SH DEFINED 8 65,581 4,420 - OPEN TEXT CORP COM 683715106 120 2,520 SH DEFINED 9 2,520 - - OPEN TEXT CORP COM 683715106 8 165 SH DEFINED 15 165 - - OPEN TEXT CORP COM 683715106 117 2,475 SH DEFINED 2,475 - - OPENWAVE SYS INC COM NEW 683718308 4 1,896 SH DEFINED 2 1,896 - - OPENWAVE SYS INC COM NEW 683718308 5 2,267 SH DEFINED 3 2,267 - - OPENWAVE SYS INC COM NEW 683718308 - 113 SH DEFINED 9 113 - - OPENWAVE SYS INC COM NEW 683718308 - 22 SH DEFINED 16 22 - - OPNET TECHNOLOGIES INC COM 683757108 24 1,501 SH DEFINED 3 1,501 - - OPNET TECHNOLOGIES INC COM 683757108 645 40,000 SH DEFINED 4 - - 40,000 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 10 400 SH DEFINED 16 400 - - OPTICAL CABLE CORP COM NEW 683827208 418 123,000 SH DEFINED 4 - - 123,000 OPTIONSXPRESS HLDGS INC COM 684010101 44 2,678 SH DEFINED 2 2,678 - - OPTIONSXPRESS HLDGS INC COM 684010101 2 100 SH DEFINED 3 100 - - ORBITAL SCIENCES CORP COM 685564106 412 21,663 SH DEFINED 2 21,663 - - O REILLY AUTOMOTIVE INC COM 686091109 3,256 78,056 SH DEFINED 2 78,056 - - O REILLY AUTOMOTIVE INC COM 686091109 3,954 94,807 SH DEFINED 3 94,807 - - O REILLY AUTOMOTIVE INC COM 686091109 85 2,031 SH DEFINED 18 2,031 - - OREXIGEN THERAPEUTICS INC COM 686164104 26 4,340 SH DEFINED 3 4,340 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ORIX CORP SPONSORED ADR 686330101 1 12 SH DEFINED 3 12 - - ORIX CORP SPONSORED ADR 686330101 4 100 SH DEFINED 5 100 - - ORIX CORP SPONSORED ADR 686330101 15 343 SH DEFINED 18 343 - - ORIX CORP SPONSORED ADR 686330101 6 147 SH DEFINED 147 - - ORMAT TECHNOLOGIES INC COM 686688102 780 27,730 SH DEFINED 2 27,730 - - ORMAT TECHNOLOGIES INC COM 686688102 143 5,084 SH DEFINED 3 5,084 - - ORMAT TECHNOLOGIES INC COM 686688102 39 1,395 SH DEFINED 5 1,395 - - ORRSTOWN FINL SVCS INC COM 687380105 24 958 SH DEFINED 3 958 - - OSHKOSH CORP COM 688239201 53 1,320 SH DEFINED 2 1,320 - - OSHKOSH CORP COM 688239201 6,123 151,775 SH DEFINED 3 151,675 - 100 OSHKOSH CORP COM 688239201 2 51 SH DEFINED 8 51 - - OTELCO INC UNIT 688823202 164 10,257 SH DEFINED 3 10,257 - - 99/99/9999 OTTER TAIL CORP COM 689648103 53 2,400 SH DEFINED 3 2,400 - - OVERSEAS SHIPHOLDING COM 690368105 1,551 39,528 SH DEFINED 2 39,528 - - GROUP I OVERSEAS SHIPHOLDING COM 690368105 307 7,832 SH DEFINED 3 7,832 - - GROUP I OVERSTOCK COM INC DEL COM 690370101 13 805 SH DEFINED 2 805 - - OVERSTOCK COM INC DEL COM 690370101 114 7,033 SH DEFINED 3 7,033 - - OWENS & MINOR INC NEW COM 690732102 938 20,215 SH DEFINED 2 20,215 - - OWENS & MINOR INC NEW COM 690732102 84 1,816 SH DEFINED 3 1,816 - - OWENS CORNING NEW COM 690742101 412 16,192 SH DEFINED 3 16,192 - - OWENS CORNING NEW COM 690742101 59 2,301 SH DEFINED 18 2,301 - - OWENS ILL INC COM NEW 690768403 28,445 800,360 SH DEFINED 1 800,360 - - OWENS ILL INC COM NEW 690768403 2,894 81,423 SH DEFINED 2 81,423 - - OWENS ILL INC COM NEW 690768403 261 7,346 SH DEFINED 3 7,346 - - OWENS ILL INC COM NEW 690768403 486 13,680 SH DEFINED 4 - 13,680 - OWENS ILL INC COM NEW 690768403 7 200 SH DEFINED 5 200 - - OWENS ILL INC COM NEW 690768403 96 2,715 SH DEFINED 7 - 2,715 - OWENS ILL INC COM NEW 690768403 3 95 SH DEFINED 8 - 95 - OWENS ILL INC COM NEW 690768403 488 13,743 SH DEFINED 10 13,743 - - OWENS ILL INC COM NEW 690768403 100 2,800 SH DEFINED 11 2,800 - - OWENS ILL INC COM NEW 690768403 1 40 SH DEFINED 16 - 40 - OWENS ILL INC COM NEW 690768403 95 2,664 SH DEFINED 18 2,664 - - OWENS ILL INC COM NEW 690768403 177 4,970 SH DEFINED 4,970 - - OWENS ILL INC COM NEW 690768403 23 660 SH SOLE 660 - - P A M TRANSN SVCS INC COM 693149106 1,085 78,600 SH DEFINED 4 - - 78,600 PHH CORP COM NEW 693320202 8 334 SH DEFINED 3 334 - - PHH CORP COM NEW 693320202 8 334 SH DEFINED 18 334 - - PICO HLDGS INC COM NEW 693366205 160 4,300 SH DEFINED 3 4,300 - - PICO HLDGS INC COM NEW 693366205 2,579 69,338 SH DEFINED 5 69,338 - - PLX TECHNOLOGY INC COM 693417107 1 100 SH DEFINED 3 100 - - PMA CAP CORP CL A 693419202 12 2,000 SH DEFINED 3 2,000 - - PMA CAP CORP CL A 693419202 399 65,000 SH DEFINED 4 - - 65,000 PMC COML TR SH BEN INT 693434102 277 37,900 SH DEFINED 4 - - 37,900 PNC FINL SVCS GROUP INC COM 693475105 36,936 618,700 SH DEFINED 1 618,700 - - PNC FINL SVCS GROUP INC COM 693475105 15,075 252,519 SH DEFINED 2 252,519 - - PNC FINL SVCS GROUP INC COM 693475105 4,790 80,231 SH DEFINED 3 78,674 - 1,557 PNC FINL SVCS GROUP INC COM 693475105 - 3 SH DEFINED 5 3 - - PNC FINL SVCS GROUP INC COM 693475105 4 65 SH DEFINED 7 - 65 - PNC FINL SVCS GROUP INC COM 693475105 124 2,070 SH DEFINED 10 2,070 - - PNC FINL SVCS GROUP INC COM 693475105 90 1,500 SH DEFINED 15 1,500 - - PNC FINL SVCS GROUP INC COM 693475105 13 211 SH DEFINED 16 211 - - PNC FINL SVCS GROUP INC COM 693475105 122 2,045 SH DEFINED 17 - - 2,045 PNC FINL SVCS GROUP INC COM 693475105 1,854 31,063 SH DEFINED 18 31,063 - - PNC FINL SVCS GROUP INC COM 693475105 18 298 SH DEFINED 298 - - PNC FINL SVCS GROUP INC COM 693475105 206 3,450 SH SOLE 3,450 - - POSCO SPONSORED ADR 693483109 747 6,386 SH DEFINED 2 6,386 - - POSCO SPONSORED ADR 693483109 127 1,084 SH DEFINED 3 1,059 - 25
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- POSCO SPONSORED ADR 693483109 161 1,377 SH DEFINED 5 1,377 - - POSCO SPONSORED ADR 693483109 45 385 SH DEFINED 7 - 385 - POSCO SPONSORED ADR 693483109 3 25 SH DEFINED 15 25 - - POSCO SPONSORED ADR 693483109 4,830 41,281 SH DEFINED 5;1 41,281 - - POSCO SPONSORED ADR 693483109 675 5,768 SH DEFINED 5,768 - - PPG INDS INC COM 693506107 1,929 29,500 SH DEFINED 1 29,500 - - PPG INDS INC COM 693506107 5,469 83,630 SH DEFINED 2 83,630 - - PPG INDS INC COM 693506107 1,993 30,470 SH DEFINED 3 29,589 - 881 PPG INDS INC COM 693506107 485 7,410 SH DEFINED 5 7,410 - - PPG INDS INC COM 693506107 6 90 SH DEFINED 8 90 - - PPG INDS INC COM 693506107 103 1,577 SH DEFINED 18 1,577 - - PACCAR INC COM 693718108 8,981 207,215 SH DEFINED 2 207,215 - - PACCAR INC COM 693718108 730 16,847 SH DEFINED 3 16,847 - - PACCAR INC COM 693718108 45 1,045 SH DEFINED 5 1,045 - - PACCAR INC COM 693718108 48 1,099 SH DEFINED 18 1,099 - - PACCAR INC COM 693718108 3 79 SH DEFINED 79 - - PACIFIC ASIA PETROLEUM COM 693864100 43 11,000 SH DEFINED 3 11,000 - - INC PACIFIC ASIA PETROLEUM COM 693864100 120 31,000 SH DEFINED 5 31,000 - - INC PACIFIC MERCANTILE COM 694552100 50 18,000 SH DEFINED 4 - - 18,000 BANCORP PACIFIC SUNWEAR CALIF INC COM 694873100 1 250 SH DEFINED 3 250 - - PACIFIC SUNWEAR CALIF INC COM 694873100 2 450 SH DEFINED 18 450 - - PACKAGING CORP AMER COM 695156109 3,688 149,865 SH DEFINED 3 149,004 - 861 PACKAGING CORP AMER COM 695156109 276 11,200 SH DEFINED 5 11,200 - - PACKAGING CORP AMER COM 695156109 17 700 SH DEFINED 17 - - 700 PACKAGING CORP AMER COM 695156109 1 46 SH DEFINED 18 46 - - PACKAGING CORP AMER COM 695156109 17 700 SH DEFINED 700 - - PACTIV CORP COM 695257105 1,237 49,145 SH DEFINED 2 49,145 - - PACTIV CORP COM 695257105 187 7,430 SH DEFINED 3 7,430 - - PACTIV CORP COM 695257105 11,337 450,247 SH DEFINED 4 - 205,127 245,120 PACTIV CORP COM 695257105 24 945 SH DEFINED 5 945 - - PACTIV CORP COM 695257105 39 1,563 SH DEFINED 18 1,563 - - PAETEC HOLDING CORP COM 695459107 - 100 SH DEFINED 3 100 - - PALATIN TECHNOLOGIES INC COM NEW 696077304 1 3,000 SH DEFINED 5 3,000 - - PALL CORP COM 696429307 1,756 43,363 SH DEFINED 2 43,363 - - PALL CORP COM 696429307 1,418 35,027 SH DEFINED 3 35,027 - - PALL CORP COM 696429307 261 6,445 SH DEFINED 5 6,445 - - PALL CORP COM 696429307 8 200 SH DEFINED 8 200 - - PALL CORP COM 696429307 6 144 SH DEFINED 18 144 - - PALM INC NEW COM 696643105 16 4,284 SH DEFINED 2 4,284 - - PALM INC NEW COM 696643105 2,229 592,905 SH DEFINED 3 592,905 - - PALM INC NEW COM 696643105 46 12,332 SH DEFINED 5 12,332 - - PALM INC NEW COM 696643105 4 1,000 SH DEFINED 7 - 1,000 - PALM INC NEW COM 696643105 9 2,520 SH DEFINED 16 2,520 - - PALM INC NEW COM 696643105 - 102 SH DEFINED 18 102 - - PALM INC NEW COM 696643105 19 5,000 SH DEFINED 5,000 - - PAN AMERICAN SILVER CORP COM 697900108 1,140 49,240 SH DEFINED 3 49,240 - - PAN AMERICAN SILVER CORP COM 697900108 1,713 74,000 CALL DEFINED 5 74,000 - - PAN AMERICAN SILVER CORP COM 697900108 23 1,000 PUT DEFINED 5 1,000 - - PAN AMERICAN SILVER CORP COM 697900108 4,927 212,820 SH DEFINED 5 212,820 - - PAN AMERICAN SILVER CORP COM 697900108 1 51 SH DEFINED 7 - 51 - PAN AMERICAN SILVER CORP COM 697900108 80 3,473 SH DEFINED 8 3,473 - - PAN AMERICAN SILVER CORP COM 697900108 39 1,680 SH DEFINED 13 1,680 - - PAN AMERICAN SILVER CORP COM 697900108 509 22,000 SH DEFINED 16 22,000 - - PANTRY INC COM 698657103 86 6,874 SH DEFINED 2 6,874 - - PAPA JOHNS INTL INC COM 698813102 45 1,732 SH DEFINED 2 1,732 - - PAPA JOHNS INTL INC COM 698813102 42 1,638 SH DEFINED 3 1,638 - - PARAMETRIC TECHNOLOGY COM NEW 699173209 49 2,739 SH DEFINED 2 2,739 - - CORP
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PARAMETRIC TECHNOLOGY COM NEW 699173209 7 400 SH DEFINED 3 400 - - CORP PAREXEL INTL CORP COM 699462107 58 2,500 SH DEFINED 1 2,500 - - PAREXEL INTL CORP COM 699462107 3 150 SH DEFINED 3 150 - - PAREXEL INTL CORP COM 699462107 17,414 747,042 SH DEFINED 4 - 580,202 166,840 PAREXEL INTL CORP COM 699462107 34 1,467 SH DEFINED 18 1,467 - - PARK ELECTROCHEMICAL CORP COM 700416209 5 180 SH DEFINED 18 180 - - PARK NATL CORP COM 700658107 7 108 SH DEFINED 2 108 - - PARK NATL CORP COM 700658107 196 3,143 SH DEFINED 3 3,143 - - PARKER DRILLING CO COM 701081101 9 1,856 SH DEFINED 2 1,856 - - PARKER HANNIFIN CORP COM 701094104 29,081 449,200 SH DEFINED 1 449,200 - - PARKER HANNIFIN CORP COM 701094104 5,161 79,715 SH DEFINED 2 79,715 - - PARKER HANNIFIN CORP COM 701094104 727 11,236 SH DEFINED 3 11,236 - - PARKER HANNIFIN CORP COM 701094104 2,903 44,842 SH DEFINED 5 44,842 - - PARKER HANNIFIN CORP COM 701094104 61 949 SH DEFINED 8 949 - - PARKER HANNIFIN CORP COM 701094104 1,119 17,280 SH DEFINED 14 17,280 - - PARKER HANNIFIN CORP COM 701094104 33 506 SH DEFINED 18 506 - - PARKER HANNIFIN CORP COM 701094104 44 675 SH DEFINED 675 - - PATRICK INDS INC COM 703343103 125 43,160 SH DEFINED 4 - - 43,160 PATTERSON COMPANIES INC COM 703395103 1,795 57,803 SH DEFINED 2 57,803 - - PATTERSON COMPANIES INC COM 703395103 648 20,863 SH DEFINED 3 17,863 - 3,000 PATTERSON COMPANIES INC COM 703395103 14 464 SH DEFINED 5 464 - - PATTERSON COMPANIES INC COM 703395103 1 30 SH DEFINED 18 30 - - PATTERSON UTI ENERGY INC COM 703481101 1,080 77,284 SH DEFINED 2 77,284 - - PATTERSON UTI ENERGY INC COM 703481101 903 64,633 SH DEFINED 3 64,633 - - PATTERSON UTI ENERGY INC COM 703481101 27 1,945 SH DEFINED 5 1,945 - - PATTERSON UTI ENERGY INC COM 703481101 245 17,553 SH DEFINED 15 17,553 - - PATTERSON UTI ENERGY INC COM 703481101 110 7,884 SH DEFINED 18 7,884 - - PAYCHEX INC COM 704326107 7,082 230,544 SH DEFINED 2 230,544 - - PAYCHEX INC COM 704326107 1,521 49,503 SH DEFINED 3 48,526 - 977 PAYCHEX INC COM 704326107 110 3,579 SH DEFINED 5 3,579 - - PAYCHEX INC COM 704326107 387 12,600 SH DEFINED 7 - 12,600 - PAYCHEX INC COM 704326107 14 465 SH DEFINED 8 - 465 - PAYCHEX INC COM 704326107 122 3,957 SH DEFINED 10 3,957 - - PAYCHEX INC COM 704326107 49 1,600 SH DEFINED 15 1,600 - - PAYCHEX INC COM 704326107 7 215 SH DEFINED 16 - 215 - PAYCHEX INC COM 704326107 63 2,035 SH DEFINED 17 - - 2,035 PAYCHEX INC COM 704326107 265 8,636 SH DEFINED 18 8,636 - - PAYCHEX INC COM 704326107 235 7,645 SH DEFINED 7,645 - - PAYCHEX INC COM 704326107 1,579 51,395 SH SOLE 51,395 - - PEABODY ENERGY CORP COM 704549104 42,227 924,000 SH DEFINED 1 924,000 - - PEABODY ENERGY CORP COM 704549104 6,877 150,479 SH DEFINED 2 150,479 - - PEABODY ENERGY CORP COM 704549104 1,745 38,176 SH DEFINED 3 38,176 - - PEABODY ENERGY CORP COM 704549104 151 3,300 SH DEFINED 4 - 3,300 - PEABODY ENERGY CORP COM 704549104 872 19,089 SH DEFINED 5 19,089 - - PEABODY ENERGY CORP COM 704549104 43 950 SH DEFINED 8 950 - - PEABODY ENERGY CORP COM 704549104 30 650 SH DEFINED 15 650 - - PEABODY ENERGY CORP COM 704549104 34 750 SH DEFINED 16 750 - - PEABODY ENERGY CORP COM 704549104 110 2,416 SH DEFINED 18 2,416 - - PEABODY ENERGY CORP COM 704549104 114 2,490 SH DEFINED - 2,490 - PEARSON PLC SPONSORED ADR 705015105 92 5,884 SH DEFINED 5 5,884 - - PEETS COFFEE & TEA INC COM 705560100 29 726 SH DEFINED 2 726 - - PEETS COFFEE & TEA INC COM 705560100 453 11,435 SH DEFINED 3 11,435 - - PEETS COFFEE & TEA INC COM 705560100 8,357 210,780 SH DEFINED 4 - 167,070 43,710 PEGASYSTEMS INC COM 705573103 48 1,298 SH DEFINED 3 1,298 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 95,661 8,204,172 SH DEFINED 1 8,204,172 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 1,737 148,937 SH DEFINED 3 148,937 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 2,700 231,558 SH DEFINED 5 231,558 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 6,983 598,880 SH DEFINED 6 598,880 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 1,715 147,080 SH DEFINED 7 - 147,080 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PENGROWTH ENERGY TR TR UNIT NEW 706902509 12 1,053 SH DEFINED 8 733 320 - PENGROWTH ENERGY TR TR UNIT NEW 706902509 175 15,000 SH DEFINED 13 15,000 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 58 5,000 SH DEFINED 16 5,000 - - PENGROWTH ENERGY TR TR UNIT NEW 706902509 - - SH DEFINED - - - PENFORD CORP COM 707051108 390 38,000 SH DEFINED 4 - - 38,000 PENN NATL GAMING INC COM 707569109 144 5,179 SH DEFINED 3 5,179 - - PENN NATL GAMING INC COM 707569109 17 609 SH DEFINED 18 609 - - PENN VA CORP COM 707882106 155 6,317 SH DEFINED 2 6,317 - - PENN VA CORP COM 707882106 2,166 88,400 SH DEFINED 3 88,400 - - PENN VA CORP COM 707882106 - 8 SH DEFINED 5 8 - - PENN VA RESOURCES COM 707884102 148 6,322 SH DEFINED 2 6,322 - - PARTNERS L PENN VA RESOURCES COM 707884102 1,908 81,380 SH DEFINED 3 81,380 - - PARTNERS L PENN VA RESOURCES COM 707884102 56 2,400 SH DEFINED 18 2,400 - - PARTNERS L PENN VA RESOURCES COM 707884102 12 529 SH DEFINED 529 - - PARTNERS L PENN WEST ENERGY TR TR UNIT 707885109 1,858 87,984 SH DEFINED 3 86,484 - 1,500 PENN WEST ENERGY TR TR UNIT 707885109 397 18,800 CALL DEFINED 5 18,800 - - PENN WEST ENERGY TR TR UNIT 707885109 171 8,100 PUT DEFINED 5 8,100 - - PENN WEST ENERGY TR TR UNIT 707885109 5,456 258,315 SH DEFINED 5 258,315 - - PENN WEST ENERGY TR TR UNIT 707885109 67 3,182 SH DEFINED 6 3,182 - - PENN WEST ENERGY TR TR UNIT 707885109 298 14,125 SH DEFINED 7 - 14,125 - PENN WEST ENERGY TR TR UNIT 707885109 257 12,175 SH DEFINED 8 12,175 - - PENN WEST ENERGY TR TR UNIT 707885109 120 5,700 SH DEFINED 14 5,700 - - PENN WEST ENERGY TR TR UNIT 707885109 235 11,145 SH DEFINED 15 11,145 - - PENN WEST ENERGY TR TR UNIT 707885109 4 206 SH DEFINED 18 206 - - PENN WEST ENERGY TR TR UNIT 707885109 52 2,443 SH DEFINED 5;1 2,443 - - PENN WEST ENERGY TR TR UNIT 707885109 41,766 1,977,554 SH SOLE 1,977,554 - - PENNANTPARK INVT CORP COM 708062104 169 16,251 SH DEFINED 3 16,251 - - PENNEY J C INC COM 708160106 3,711 115,358 SH DEFINED 2 115,358 - - PENNEY J C INC COM 708160106 3,500 108,797 SH DEFINED 3 108,797 - - PENNEY J C INC COM 708160106 5 161 SH DEFINED 5 161 - - PENNEY J C INC COM 708160106 13 400 SH DEFINED 15 400 - - PENNEY J C INC COM 708160106 44 1,377 SH DEFINED 18 1,377 - - PENNEY J C INC COM 708160106 4 122 SH DEFINED 122 - - PENNSYLVANIA RL ESTATE SH BEN INT 709102107 5 379 SH DEFINED 3 379 - - INVT PENTAIR INC COM 709631105 2,666 74,842 SH DEFINED 3 74,842 - - PEOPLES BANCORP INC COM 709789101 478 29,000 SH DEFINED 4 - - 29,000 PEOPLES UNITED FINANCIAL COM 712704105 5,584 357,483 SH DEFINED 2 357,483 - - INC PEOPLES UNITED FINANCIAL COM 712704105 5,230 334,827 SH DEFINED 3 334,827 - - INC PEOPLES UNITED FINANCIAL COM 712704105 257 16,460 SH DEFINED 4 - 16,460 - INC PEOPLES UNITED FINANCIAL COM 712704105 16 1,000 SH DEFINED 5 1,000 - - INC PEOPLES UNITED FINANCIAL COM 712704105 15 981 SH DEFINED 18 981 - - INC PEP BOYS MANNY MOE & JACK COM 713278109 5 526 SH DEFINED 2 526 - - PEP BOYS MANNY MOE & JACK COM 713278109 4 384 SH DEFINED 18 384 - - PEPCO HOLDINGS INC COM 713291102 1,339 78,066 SH DEFINED 2 78,066 - - PEPCO HOLDINGS INC COM 713291102 1,636 95,367 SH DEFINED 3 94,649 - 718 PEPCO HOLDINGS INC COM 713291102 13 755 SH DEFINED 8 755 - - PEPCO HOLDINGS INC COM 713291102 4 208 SH DEFINED 18 208 - - PEPCO HOLDINGS INC COM 713291102 45 2,642 SH DEFINED 2,642 - - PEPSICO INC COM 713448108 66,524 1,005,500 SH DEFINED 1 1,005,500 - - PEPSICO INC COM 713448108 26,973 407,687 SH DEFINED 2 407,687 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PEPSICO INC COM 713448108 26,786 404,863 SH DEFINED 3 396,718 - 8,145 PEPSICO INC COM 713448108 8,291 125,310 SH DEFINED 4 - 58,510 66,800 PEPSICO INC COM 713448108 13,455 203,373 SH DEFINED 5 203,373 - - PEPSICO INC COM 713448108 1,009 15,250 SH DEFINED 6 15,250 - - PEPSICO INC COM 713448108 2,133 32,247 SH DEFINED 7 - 32,247 - PEPSICO INC COM 713448108 877 13,252 SH DEFINED 8 11,450 1,802 - PEPSICO INC COM 713448108 57 860 SH DEFINED 9 860 - - PEPSICO INC COM 713448108 171 2,587 SH DEFINED 10 2,587 - - PEPSICO INC COM 713448108 112 1,700 SH DEFINED 11 1,700 - - PEPSICO INC COM 713448108 9 140 SH DEFINED 14 140 - - PEPSICO INC COM 713448108 169 2,559 SH DEFINED 15 2,559 - - PEPSICO INC COM 713448108 390 5,888 SH DEFINED 16 5,888 - - PEPSICO INC COM 713448108 385 5,820 SH DEFINED 17 - - 5,820 PEPSICO INC COM 713448108 1,039 15,699 SH DEFINED 18 15,699 - - PEPSICO INC COM 713448108 515 7,789 SH DEFINED 3,615 4,174 - PEPSICO INC COM 713448108 2,142 32,378 SH SOLE 32,378 - - PEREGRINE COM NEW 713661304 7 2,200 SH DEFINED 3 2,200 - - PHARMACEUTICALS IN PEREGRINE COM NEW 713661304 - 100 SH DEFINED 5 100 - - PHARMACEUTICALS IN PEREGRINE COM NEW 713661304 616 200,000 SH DEFINED 200,000 - - PHARMACEUTICALS IN PERKINELMER INC COM 714046109 1,133 47,400 SH DEFINED 1 47,400 - - PERKINELMER INC COM 714046109 784 32,796 SH DEFINED 2 32,796 - - PERKINELMER INC COM 714046109 74 3,112 SH DEFINED 3 3,112 - - PERKINELMER INC COM 714046109 19 800 SH DEFINED 14 800 - - PERKINELMER INC COM 714046109 7 309 SH DEFINED 18 309 - - PERMA-FIX ENVIRONMENTAL COM 714157104 103 46,138 SH DEFINED 3 46,138 - - SVCS PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2,613 148,647 SH DEFINED 3 148,647 - - PERRIGO CO COM 714290103 217 3,700 SH DEFINED 1 3,700 - - PERRIGO CO COM 714290103 1,529 26,046 SH DEFINED 3 26,046 - - PERRIGO CO COM 714290103 793 13,500 SH DEFINED 4 - 2,200 11,300 PERRIGO CO COM 714290103 1,010 17,206 SH DEFINED 5 17,206 - - PERRIGO CO COM 714290103 90 1,537 SH DEFINED 8 1,537 - - PERRIGO CO COM 714290103 54 915 SH DEFINED 18 915 - - P T TELEKOMUNIKASI SPONSORED ADR 715684106 880 24,620 SH DEFINED 1 24,620 - - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 2,394 66,959 SH DEFINED 2 66,959 - - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 8 227 SH DEFINED 3 227 - - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 34 960 SH DEFINED 7 - 960 - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 2 55 SH DEFINED 8 - 55 - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 169 4,724 SH DEFINED 10 4,724 - - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 52 1,461 SH DEFINED 1,060 401 - INDONESIA P T TELEKOMUNIKASI SPONSORED ADR 715684106 10 275 SH SOLE 275 - - INDONESIA PETROFLOW ENERGY LTD COM 715918405 - 500 SH DEFINED 7 - 500 - PETMED EXPRESS INC COM 716382106 - 2 SH DEFINED 2 2 - - PETROHAWK ENERGY CORP COM 716495106 4,865 239,900 SH DEFINED 1 239,900 - - PETROHAWK ENERGY CORP COM 716495106 219 10,777 SH DEFINED 2 10,777 - - PETROHAWK ENERGY CORP COM 716495106 5,313 262,000 PUT DEFINED 3 262,000 - - PETROHAWK ENERGY CORP COM 716495106 16,508 813,995 SH DEFINED 3 813,995 - - PETROHAWK ENERGY CORP COM 716495106 4 187 SH DEFINED 5 187 - - PETROHAWK ENERGY CORP COM 716495106 7 351 SH DEFINED 18 351 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PETROLEUM & RES CORP COM 716549100 1,265 53,099 SH DEFINED 3 53,099 - - PETROLEUM & RES CORP COM 716549100 48 2,035 SH DEFINED 5 2,035 - - PETROQUEST ENERGY INC COM 716748108 22 4,331 SH DEFINED 2 4,331 - - PETSMART INC COM 716768106 5,254 164,400 SH DEFINED 1 164,400 - - PETSMART INC COM 716768106 1,134 35,486 SH DEFINED 3 35,486 - - PETSMART INC COM 716768106 70 2,200 SH DEFINED 18 2,200 - - PFIZER INC COM 717081103 43,000 2,507,277 SH DEFINED 1 2,507,277 - - PFIZER INC COM 717081103 11,140 649,552 SH DEFINED 2 649,552 - - PFIZER INC COM 717081103 8,575 500,000 CALL DEFINED 3 500,000 - - PFIZER INC COM 717081103 8,918 520,000 PUT DEFINED 3 520,000 - - PFIZER INC COM 717081103 40,111 2,338,842 SH DEFINED 3 2,306,452 - 32,390 PFIZER INC COM 717081103 10,090 588,315 SH DEFINED 4 - 228,090 360,225 PFIZER INC COM 717081103 27,962 1,630,437 SH DEFINED 5 1,630,437 - - PFIZER INC COM 717081103 65,365 3,811,376 SH DEFINED 6 3,811,376 - - PFIZER INC COM 717081103 2,116 123,368 SH DEFINED 7 - 123,368 - PFIZER INC COM 717081103 1,077 62,780 SH DEFINED 8 56,655 6,125 - PFIZER INC COM 717081103 81 4,746 SH DEFINED 9 4,746 - - PFIZER INC COM 717081103 1,128 65,791 SH DEFINED 10 65,791 - - PFIZER INC COM 717081103 657 38,320 SH DEFINED 11 38,320 - - PFIZER INC COM 717081103 154 9,000 SH DEFINED 13 9,000 - - PFIZER INC COM 717081103 1,925 112,258 SH DEFINED 14 112,258 - - PFIZER INC COM 717081103 817 47,625 SH DEFINED 15 47,625 - - PFIZER INC COM 717081103 240 14,015 SH DEFINED 16 12,415 1,600 - PFIZER INC COM 717081103 1,799 104,925 SH DEFINED 17 - - 104,925 PFIZER INC COM 717081103 5,266 307,070 SH DEFINED 18 307,070 - - PFIZER INC COM 717081103 4,465 260,335 SH DEFINED 5;1 260,335 - - PFIZER INC COM 717081103 3,270 190,695 SH DEFINED 159,156 31,539 - PFIZER INC COM 717081103 23,377 1,363,115 SH SOLE 1,363,115 - - PHARMACEUTICAL PROD DEV COM 717124101 860 36,244 SH DEFINED 3 36,244 - - INC PHARMACEUTICAL PROD DEV COM 717124101 12,302 518,210 SH DEFINED 4 - 396,770 121,440 INC PHARMACEUTICAL PROD DEV COM 717124101 2 90 SH DEFINED 5 90 - - INC PHARMACEUTICAL PROD DEV COM 717124101 475 20,000 SH DEFINED 14 20,000 - - INC PHARMACEUTICAL PROD DEV COM 717124101 6 240 SH DEFINED 18 240 - - INC PHILIP MORRIS INTL INC COM 718172109 1,085 20,800 SH DEFINED 1 20,800 - - PHILIP MORRIS INTL INC COM 718172109 9,359 179,424 SH DEFINED 2 179,424 - - PHILIP MORRIS INTL INC COM 718172109 17,048 326,847 SH DEFINED 3 320,368 - 6,479 PHILIP MORRIS INTL INC COM 718172109 1,909 36,595 SH DEFINED 4 - 32,390 4,205 PHILIP MORRIS INTL INC COM 718172109 6,853 131,378 SH DEFINED 5 131,378 - - PHILIP MORRIS INTL INC COM 718172109 1,202 23,047 SH DEFINED 7 - 23,047 - PHILIP MORRIS INTL INC COM 718172109 226 4,324 SH DEFINED 8 2,529 1,795 - PHILIP MORRIS INTL INC COM 718172109 340 6,511 SH DEFINED 10 6,511 - - PHILIP MORRIS INTL INC COM 718172109 11,292 216,480 SH DEFINED 14 216,480 - - PHILIP MORRIS INTL INC COM 718172109 564 10,807 SH DEFINED 15 10,807 - - PHILIP MORRIS INTL INC COM 718172109 141 2,708 SH DEFINED 16 2,708 - - PHILIP MORRIS INTL INC COM 718172109 2,893 55,469 SH DEFINED 18 55,469 - - PHILIP MORRIS INTL INC COM 718172109 5 105 SH DEFINED 5;1 105 - - PHILIP MORRIS INTL INC COM 718172109 1,235 23,670 SH DEFINED 12,408 11,262 - PHILIP MORRIS INTL INC COM 718172109 632 12,115 SH SOLE 12,115 - - PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 1,177 22,087 SH DEFINED 2 22,087 - - TEL PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 320 6,000 SH DEFINED 3 6,000 - - TEL PHILIPPINE LONG DISTANCE SPONSORED ADR 718252604 28 528 SH DEFINED 5 528 - - TEL PHILLIPS VAN HEUSEN CORP COM 718592108 1,760 30,675 SH DEFINED 3 30,675 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PHILLIPS VAN HEUSEN CORP COM 718592108 1 26 SH DEFINED 18 26 - - PHOTRONICS INC COM 719405102 4 881 SH DEFINED 2 881 - - PHOTRONICS INC COM 719405102 193 37,930 SH DEFINED 4 - - 37,930 PIEDMONT NAT GAS INC COM 720186105 19 693 SH DEFINED 2 693 - - PIEDMONT NAT GAS INC COM 720186105 985 35,724 SH DEFINED 3 35,724 - - PIEDMONT NAT GAS INC COM 720186105 6 224 SH DEFINED 5 224 - - PIEDMONT NAT GAS INC COM 720186105 248 9,000 SH DEFINED 18 9,000 - - PIEDMONT OFFICE REALTY COM CL A 720190206 24 1,222 SH DEFINED 3 1,222 - - TR IN PIEDMONT OFFICE REALTY COM CL A 720190206 10 525 SH DEFINED 18 525 - - TR IN PIER 1 IMPORTS INC COM 720279108 73 11,500 SH DEFINED 1 11,500 - - PIER 1 IMPORTS INC COM 720279108 95 14,900 SH DEFINED 2 14,900 - - PIER 1 IMPORTS INC COM 720279108 1,109 174,066 SH DEFINED 3 174,066 - - PIKE ELEC CORP COM 721283109 9 959 SH DEFINED 2 959 - - PIMCO GLOBAL STOCKSPLS COM 722011103 15 789 SH DEFINED 3 789 - - INCM PIMCO HIGH INCOME FD COM SHS 722014107 1,710 139,730 SH DEFINED 3 118,230 - 21,500 PIMCO HIGH INCOME FD COM SHS 722014107 42 3,400 SH DEFINED 13 3,400 - - PIMCO HIGH INCOME FD COM SHS 722014107 4 333 SH DEFINED 333 - - PINNACLE AIRL CORP COM 723443107 34 4,559 SH DEFINED 3 4,559 - - PINNACLE GAS RESOURCES COM 723464301 1 3,000 SH DEFINED 3 3,000 - - INC PINNACLE WEST CAP CORP COM 723484101 2,529 67,038 SH DEFINED 2 67,038 - - PINNACLE WEST CAP CORP COM 723484101 1,248 33,072 SH DEFINED 3 33,072 - - PINNACLE WEST CAP CORP COM 723484101 7 175 SH DEFINED 7 - 175 - PINNACLE WEST CAP CORP COM 723484101 267 7,080 SH DEFINED 18 7,080 - - PINNACLE WEST CAP CORP COM 723484101 25 665 SH DEFINED 665 - - PIONEER DIV HIGH INCOME COM BENE INTER 723653101 835 41,852 SH DEFINED 3 35,852 - 6,000 TRUS PIONEER DRILLING CO COM 723655106 6 850 SH DEFINED 18 850 - - PIONEER MUN HIGH INC ADV COM 723762100 51 3,920 SH DEFINED 3 3,920 - - TR PIONEER MUN HIGH INCOME COM SHS 723763108 759 52,966 SH DEFINED 3 49,891 - 3,075 TR PIONEER NAT RES CO COM 723787107 6,511 115,600 SH DEFINED 1 115,600 - - PIONEER NAT RES CO COM 723787107 2,435 43,242 SH DEFINED 2 43,242 - - PIONEER NAT RES CO COM 723787107 444 7,883 SH DEFINED 3 7,883 - - PIONEER NAT RES CO COM 723787107 18 322 SH DEFINED 16 322 - - PIONEER NAT RES CO COM 723787107 17 302 SH DEFINED 18 302 - - PIPER JAFFRAY COS COM 724078100 823 20,431 SH DEFINED 2 20,431 - - PIPER JAFFRAY COS COM 724078100 6 138 SH DEFINED 3 103 - 35 PIPER JAFFRAY COS COM 724078100 4 92 SH DEFINED 18 92 - - PITNEY BOWES INC COM 724479100 2,156 88,180 SH DEFINED 2 88,180 - - PITNEY BOWES INC COM 724479100 1,373 56,166 SH DEFINED 3 56,166 - - PITNEY BOWES INC COM 724479100 47 1,942 SH DEFINED 5 1,942 - - PITNEY BOWES INC COM 724479100 7 300 SH DEFINED 8 300 - - PITNEY BOWES INC COM 724479100 336 13,744 SH DEFINED 18 13,744 - - PLAINS ALL AMERN UNIT LTD PARTN 726503105 11,127 195,554 SH DEFINED 3 195,014 - 540 PIPELINE L PLAINS ALL AMERN UNIT LTD PARTN 726503105 3 50 SH DEFINED 5 50 - - PIPELINE L PLAINS ALL AMERN UNIT LTD PARTN 726503105 18 315 SH DEFINED 15 315 - - PIPELINE L PLAINS ALL AMERN UNIT LTD PARTN 726503105 21 372 SH DEFINED 18 372 - - PIPELINE L PLAINS ALL AMERN UNIT LTD PARTN 726503105 52 917 SH DEFINED 917 - - PIPELINE L PLAINS EXPL& PRODTN CO COM 726505100 1,500 50,000 SH DEFINED 1 50,000 - - PLAINS EXPL& PRODTN CO COM 726505100 282 9,395 SH DEFINED 2 9,395 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PLAINS EXPL& PRODTN CO COM 726505100 1,340 44,696 SH DEFINED 3 44,696 - - PLAINS EXPL& PRODTN CO COM 726505100 2 54 SH DEFINED 16 54 - - PLANAR SYS INC COM 726900103 256 91,329 SH DEFINED 3 91,329 - - PLANTRONICS INC NEW COM 727493108 58 1,851 SH DEFINED 3 1,851 - - PLANTRONICS INC NEW COM 727493108 16 500 SH DEFINED 5 500 - - PLANTRONICS INC NEW COM 727493108 15 474 SH DEFINED 18 474 - - PLAYBOY ENTERPRISES INC CL B 728117300 25 6,800 SH DEFINED 14 6,800 - - PLEXUS CORP COM 729132100 1,038 28,800 SH DEFINED 1 28,800 - - PLEXUS CORP COM 729132100 325 9,027 SH DEFINED 2 9,027 - - PLEXUS CORP COM 729132100 1 35 SH DEFINED 3 35 - - PLEXUS CORP COM 729132100 23,454 650,963 SH DEFINED 4 - 517,823 133,140 PLEXUS CORP COM 729132100 36 993 SH DEFINED 18 993 - - PLUM CREEK TIMBER CO INC COM 729251108 2,788 71,653 SH DEFINED 2 71,653 - - PLUM CREEK TIMBER CO INC COM 729251108 1,412 36,290 SH DEFINED 3 36,290 - - PLUM CREEK TIMBER CO INC COM 729251108 19 500 SH DEFINED 5 500 - - PLUM CREEK TIMBER CO INC COM 729251108 1,897 48,765 SH DEFINED 18 48,765 - - POINT 360 COM 730507100 196 135,000 SH DEFINED 4 - - 135,000 POLARIS INDS INC COM 731068102 51 1,000 SH DEFINED 1 1,000 - - POLARIS INDS INC COM 731068102 179 3,505 SH DEFINED 3 3,071 - 434 POLARIS INDS INC COM 731068102 8 162 SH DEFINED 5 162 - - POLARIS INDS INC COM 731068102 6 111 SH DEFINED 111 - - POLO RALPH LAUREN CORP CL A 731572103 2,927 34,416 SH DEFINED 2 34,416 - - POLO RALPH LAUREN CORP CL A 731572103 1,313 15,435 SH DEFINED 3 15,435 - - POLO RALPH LAUREN CORP CL A 731572103 6 75 SH DEFINED 16 75 - - POLO RALPH LAUREN CORP CL A 731572103 81 952 SH DEFINED 18 952 - - POLYMET MINING CORP COM 731916102 1 500 SH DEFINED 3 500 - - PONIARD PHARMACEUTICALS COM NEW 732449301 - 62 SH DEFINED 3 62 - - INC POPE RES DEL LTD DEPOSITRY RCPT 732857107 5 200 SH DEFINED 3 200 - - PARTNERSHIP POPULAR INC COM 733174106 2,862 983,530 SH DEFINED 3 983,530 - - PORTER BANCORP INC COM 736233107 74 5,648 SH DEFINED 3 5,648 - - PORTLAND GEN ELEC CO COM NEW 736508847 166 8,577 SH DEFINED 3 8,577 - - PORTLAND GEN ELEC CO COM NEW 736508847 205 10,640 SH SOLE 10,640 - - PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 8 742 SH DEFINED 2 742 - - PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 38 3,455 SH DEFINED 3 3,455 - - PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 65 5,810 SH DEFINED 5 5,810 - - PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 344 30,972 SH DEFINED 18 30,972 - - POST PPTYS INC COM 737464107 4 160 SH DEFINED 3 160 - - POSTROCK ENERGY CORP COM 737525105 259 25,412 SH DEFINED 3 25,412 - - POTLATCH CORP NEW COM 737630103 73 2,096 SH DEFINED 2 2,096 - - POTLATCH CORP NEW COM 737630103 221 6,308 SH DEFINED 3 5,308 - 1,000 POTLATCH CORP NEW COM 737630103 4 100 SH DEFINED 8 100 - - POWELL INDS INC COM 739128106 5 166 SH DEFINED 3 166 - - POWELL INDS INC COM 739128106 3,629 111,551 SH DEFINED 4 - 41,000 70,551 POWER INTEGRATIONS INC COM 739276103 1,104 26,800 SH DEFINED 1 26,800 - - POWER INTEGRATIONS INC COM 739276103 53 1,287 SH DEFINED 3 1,287 - - POWER INTEGRATIONS INC COM 739276103 12 282 SH DEFINED 18 282 - - POWER-ONE INC COM 739308104 1 308 SH DEFINED 2 308 - - POWER-ONE INC COM 739308104 41 9,752 SH DEFINED 3 9,752 - - POWERWAVE TECHNOLOGIES COM 739363109 3 2,680 SH DEFINED 3 2,680 - - INC PRE PAID LEGAL SVCS INC COM 740065107 378 9,979 SH DEFINED 2 9,979 - - PRE PAID LEGAL SVCS INC COM 740065107 25 670 SH DEFINED 3 670 - - PRE PAID LEGAL SVCS INC COM 740065107 4 100 SH DEFINED 8 100 - - PRECISION CASTPARTS CORP COM 740189105 13,279 104,800 SH DEFINED 1 104,800 - - PRECISION CASTPARTS CORP COM 740189105 6,902 54,470 SH DEFINED 2 54,470 - - PRECISION CASTPARTS CORP COM 740189105 994 7,846 SH DEFINED 3 7,846 - - PRECISION CASTPARTS CORP COM 740189105 10,281 81,135 SH DEFINED 4 - 35,610 45,525 PRECISION CASTPARTS CORP COM 740189105 10 76 SH DEFINED 5 76 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PRECISION CASTPARTS CORP COM 740189105 28 220 SH DEFINED 16 220 - - PRECISION CASTPARTS CORP COM 740189105 43 342 SH DEFINED 18 342 - - PRECISION CASTPARTS CORP COM 740189105 4 30 SH DEFINED 5;1 30 - - PRECISION CASTPARTS CORP COM 740189105 73 575 SH DEFINED 575 - - PRECISION DRILLING TR TR UNIT 740215108 25,816 3,365,820 SH DEFINED 1 3,193,820 - 172,000 PRECISION DRILLING TR TR UNIT 740215108 1,885 245,728 SH DEFINED 3 245,728 - - PRECISION DRILLING TR TR UNIT 740215108 154 20,100 CALL DEFINED 5 20,100 - - PRECISION DRILLING TR TR UNIT 740215108 77 10,000 PUT DEFINED 5 10,000 - - PRECISION DRILLING TR TR UNIT 740215108 4,083 532,320 SH DEFINED 5 532,320 - - PRECISION DRILLING TR TR UNIT 740215108 28,634 3,733,247 SH DEFINED 6 3,733,247 - - PRECISION DRILLING TR TR UNIT 740215108 63 8,252 SH DEFINED 7 - 8,252 - PRECISION DRILLING TR TR UNIT 740215108 9 1,200 SH DEFINED 8 1,200 - - PRECISION DRILLING TR TR UNIT 740215108 25,268 3,294,401 SH DEFINED 5;1 3,294,401 - - PRECISION DRILLING TR TR UNIT 740215108 8 1,015 SH DEFINED 1,015 - - PREMIERE GLOBAL SVCS INC COM 740585104 1,743 211,000 SH DEFINED 4 - 104,800 106,200 PRESIDENTIAL LIFE CORP COM 740884101 - 50 SH DEFINED 3 50 - - PRESIDENTIAL LIFE CORP COM 740884101 399 40,000 SH DEFINED 4 - - 40,000 PREMIERWEST BANCORP COM 740921101 19 43,000 SH DEFINED 5 43,000 - - PRESSTEK INC COM 741113104 1,829 408,151 SH DEFINED 3 408,151 - - PRICELINE COM INC COM NEW 741503403 7,150 28,041 SH DEFINED 2 28,041 - - PRICELINE COM INC COM NEW 741503403 841 3,298 SH DEFINED 3 3,298 - - PRICELINE COM INC COM NEW 741503403 103 402 SH DEFINED 5 402 - - PRICELINE COM INC COM NEW 741503403 687 2,693 SH DEFINED 10 2,693 - - PRICELINE COM INC COM NEW 741503403 60 235 SH DEFINED 18 235 - - PRICELINE COM INC COM NEW 741503403 94 370 SH DEFINED - - 370 PRICELINE COM INC COM NEW 741503403 20 80 SH SOLE 80 - - PRICESMART INC COM 741511109 29 1,247 SH DEFINED 2 1,247 - - PROCTER & GAMBLE CO COM 742718109 67,986 1,074,531 SH DEFINED 1 1,074,531 - - PROCTER & GAMBLE CO COM 742718109 59,333 937,778 SH DEFINED 2 937,778 - - PROCTER & GAMBLE CO COM 742718109 48,869 772,388 SH DEFINED 3 758,401 - 13,987 PROCTER & GAMBLE CO COM 742718109 1,128 17,835 SH DEFINED 4 - 15,795 2,040 PROCTER & GAMBLE CO COM 742718109 39,230 620,035 SH DEFINED 5 620,035 - - PROCTER & GAMBLE CO COM 742718109 3,057 48,320 SH DEFINED 6 48,320 - - PROCTER & GAMBLE CO COM 742718109 3,143 49,669 SH DEFINED 7 - 49,669 - PROCTER & GAMBLE CO COM 742718109 1,882 29,743 SH DEFINED 8 27,877 1,866 - PROCTER & GAMBLE CO COM 742718109 671 10,605 SH DEFINED 9 10,605 - - PROCTER & GAMBLE CO COM 742718109 304 4,806 SH DEFINED 10 4,806 - - PROCTER & GAMBLE CO COM 742718109 3,167 50,058 SH DEFINED 14 50,058 - - PROCTER & GAMBLE CO COM 742718109 482 7,612 SH DEFINED 15 7,612 - - PROCTER & GAMBLE CO COM 742718109 285 4,499 SH DEFINED 16 4,379 120 - PROCTER & GAMBLE CO COM 742718109 483 7,635 SH DEFINED 17 - - 7,635 PROCTER & GAMBLE CO COM 742718109 4,932 77,944 SH DEFINED 18 77,944 - - PROCTER & GAMBLE CO COM 742718109 1,815 28,681 SH DEFINED 14,439 14,242 - PROCTER & GAMBLE CO COM 742718109 2,495 39,435 SH SOLE 39,435 - - PRIVATEBANCORP INC COM 742962103 43 3,161 SH DEFINED 2 3,161 - - PRIVATEBANCORP INC COM 742962103 49 3,575 SH DEFINED 3 3,575 - - PROGENICS COM 743187106 2 400 SH DEFINED 3 400 - - PHARMACEUTICALS IN PROGRESS ENERGY INC COM 743263105 4,953 125,845 SH DEFINED 2 125,845 - - PROGRESS ENERGY INC COM 743263105 8,376 212,795 SH DEFINED 3 211,570 - 1,225 PROGRESS ENERGY INC COM 743263105 40 1,019 SH DEFINED 5 1,019 - - PROGRESS ENERGY INC COM 743263105 20 514 SH DEFINED 18 514 - - PROGRESS ENERGY INC COM 743263105 112 2,836 SH DEFINED 2,836 - - PROGRESS SOFTWARE CORP COM 743312100 426 13,547 SH DEFINED 2 13,547 - - PROGRESS SOFTWARE CORP COM 743312100 16 500 SH DEFINED 3 500 - - PROGRESS SOFTWARE CORP COM 743312100 157 5,000 SH DEFINED 14 5,000 - - PROGRESSIVE CORP OHIO COM 743315103 5,433 284,624 SH DEFINED 2 284,624 - - PROGRESSIVE CORP OHIO COM 743315103 197 10,329 SH DEFINED 3 8,485 - 1,844 PROGRESSIVE CORP OHIO COM 743315103 3,031 158,800 SH DEFINED 5 158,800 - - PROGRESSIVE CORP OHIO COM 743315103 72,096 3,776,642 SH DEFINED 6 3,776,642 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PROGRESSIVE CORP OHIO COM 743315103 158 8,265 SH DEFINED 7 - 8,265 - PROGRESSIVE CORP OHIO COM 743315103 48 2,490 SH DEFINED 8 2,100 390 - PROGRESSIVE CORP OHIO COM 743315103 62 3,235 SH DEFINED 10 3,235 - - PROGRESSIVE CORP OHIO COM 743315103 32 1,675 SH DEFINED 17 - - 1,675 PROGRESSIVE CORP OHIO COM 743315103 36 1,866 SH DEFINED 18 1,866 - - PROGRESSIVE CORP OHIO COM 743315103 8 400 SH DEFINED 400 - - PROGRESSIVE CORP OHIO COM 743315103 774 40,566 SH SOLE 40,566 - - PROLOGIS SH BEN INT 743410102 1,290 97,700 SH DEFINED 1 97,700 - - PROLOGIS SH BEN INT 743410102 2,971 225,105 SH DEFINED 2 225,105 - - PROLOGIS SH BEN INT 743410102 182 13,755 SH DEFINED 3 13,555 - 200 PROLOGIS SH BEN INT 743410102 170 12,914 SH DEFINED 5 12,914 - - PROLOGIS SH BEN INT 743410102 13 1,017 SH DEFINED 18 1,017 - - PROLOGIS SH BEN INT 743410102 7 521 SH DEFINED 521 - - PROSPERITY BANCSHARES INC COM 743606105 1,583 38,607 SH DEFINED 2 38,607 - - PROSPERITY BANCSHARES INC COM 743606105 1 28 SH DEFINED 18 28 - - PROTECTIVE LIFE CORP COM 743674103 591 26,888 SH DEFINED 3 26,888 - - PROTECTIVE LIFE CORP COM 743674103 57 2,600 SH DEFINED - - 2,600 PROVIDENCE SVC CORP COM 743815102 5 360 SH DEFINED 3 360 - - PROVIDENT FINL HLDGS INC COM 743868101 77 22,038 SH DEFINED 3 22,038 - - PROVIDENT FINL HLDGS INC COM 743868101 66 19,000 SH DEFINED 4 - - 19,000 PRUDENTIAL FINL INC COM 744320102 40,130 663,300 SH DEFINED 1 663,300 - - PRUDENTIAL FINL INC COM 744320102 13,068 215,999 SH DEFINED 2 215,999 - - PRUDENTIAL FINL INC COM 744320102 3,993 66,002 SH DEFINED 3 65,366 - 636 PRUDENTIAL FINL INC COM 744320102 1,494 24,698 SH DEFINED 5 24,698 - - PRUDENTIAL FINL INC COM 744320102 43 708 SH DEFINED 8 708 - - PRUDENTIAL FINL INC COM 744320102 196 3,236 SH DEFINED 10 3,236 - - PRUDENTIAL FINL INC COM 744320102 21 350 SH DEFINED 15 350 - - PRUDENTIAL FINL INC COM 744320102 232 3,835 SH DEFINED 18 3,835 - - PRUDENTIAL FINL INC COM 744320102 23 378 SH DEFINED 378 - - PRUDENTIAL FINL INC COM 744320102 79 1,312 SH SOLE 1,312 - - PUBLIC SVC ENTERPRISE COM 744573106 5,247 177,748 SH DEFINED 3 177,748 - - GROUP PUBLIC SVC ENTERPRISE COM 744573106 1 28 SH DEFINED 15 28 - - GROUP PUBLIC SVC ENTERPRISE COM 744573106 9 288 SH DEFINED 18 288 - - GROUP PUBLIC SVC ENTERPRISE COM 744573106 358 12,135 SH DEFINED 2,375 9,760 - GROUP PUBLIC SVC ENTERPRISE COM 744573106 3 100 SH SOLE 100 - - GROUP PULASKI FINL CORP COM 745548107 3 396 SH DEFINED 3 396 - - PULTE HOMES INC COM 745867101 1,704 151,507 SH DEFINED 2 151,507 - - PULTE HOMES INC COM 745867101 23,625 2,100,000 CALL DEFINED 3 2,100,000 - - PULTE HOMES INC COM 745867101 11,250 1,000,000 PUT DEFINED 3 1,000,000 - - PULTE HOMES INC COM 745867101 2,436 216,507 SH DEFINED 3 216,507 - - PULTE HOMES INC COM 745867101 2,912 258,835 SH DEFINED 4 - 93,805 165,030 PULTE HOMES INC COM 745867101 24 2,160 SH DEFINED 5 2,160 - - PULTE HOMES INC COM 745867101 267 23,699 SH DEFINED 15 23,699 - - PULTE HOMES INC COM 745867101 25 2,236 SH DEFINED 18 2,236 - - PULTE HOMES INC COM 745867101 4 343 SH DEFINED 343 - - PUTNAM MANAGED MUN INCOM COM 746823103 3,992 554,496 SH DEFINED 3 554,496 - - TR PUTNAM PREMIER INCOME TR SH BEN INT 746853100 463 71,112 SH DEFINED 3 71,112 - - PUTNAM PREMIER INCOME TR SH BEN INT 746853100 873 134,117 SH DEFINED 5 134,117 - - PUTNAM MASTER INTER SH BEN INT 746909100 184 29,543 SH DEFINED 3 29,543 - - INCOME T PUTNAM MUN OPPORTUNITIES SH BEN INT 746922103 5,636 490,105 SH DEFINED 3 485,105 - 5,000 TR QLT INC COM 746927102 2 450 SH DEFINED 3 450 - - QLT INC COM 746927102 1 138 SH DEFINED 5 138 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- QLT INC COM 746927102 355 69,645 SH DEFINED 69,645 - - QLOGIC CORP COM 747277101 600 29,580 SH DEFINED 2 29,580 - - QLOGIC CORP COM 747277101 1,323 65,181 SH DEFINED 3 65,181 - - QLOGIC CORP COM 747277101 24 1,160 SH DEFINED 5 1,160 - - QLOGIC CORP COM 747277101 143 7,022 SH DEFINED 18 7,022 - - QUAKER CHEM CORP COM 747316107 3 100 SH DEFINED 3 100 - - QUALCOMM INC COM 747525103 46,636 1,111,434 SH DEFINED 2 1,111,434 - - QUALCOMM INC COM 747525103 4,196 100,000 CALL DEFINED 3 100,000 - - QUALCOMM INC COM 747525103 4,196 100,000 PUT DEFINED 3 100,000 - - QUALCOMM INC COM 747525103 12,931 308,181 SH DEFINED 3 302,681 - 5,500 QUALCOMM INC COM 747525103 901 21,470 SH DEFINED 4 - 19,380 2,090 QUALCOMM INC COM 747525103 2,785 66,377 SH DEFINED 5 66,377 - - QUALCOMM INC COM 747525103 38 900 SH DEFINED 7 - 900 - QUALCOMM INC COM 747525103 78 1,855 SH DEFINED 8 1,855 - - QUALCOMM INC COM 747525103 8 200 SH DEFINED 9 200 - - QUALCOMM INC COM 747525103 76 1,810 SH DEFINED 10 1,810 - - QUALCOMM INC COM 747525103 2,937 70,000 SH DEFINED 14 70,000 - - QUALCOMM INC COM 747525103 29 700 SH DEFINED 15 700 - - QUALCOMM INC COM 747525103 89 2,125 SH DEFINED 16 2,125 - - QUALCOMM INC COM 747525103 84 1,995 SH DEFINED 17 - - 1,995 QUALCOMM INC COM 747525103 2,665 63,504 SH DEFINED 18 63,504 - - QUALCOMM INC COM 747525103 1 20 SH DEFINED 5;1 20 - - QUALCOMM INC COM 747525103 307 7,309 SH DEFINED 2,411 4,898 - QUALCOMM INC COM 747525103 266 6,344 SH SOLE 6,344 - - QUALITY SYS INC COM 747582104 1,901 30,945 SH DEFINED 3 30,945 - - QUALITY SYS INC COM 747582104 37 600 SH DEFINED 5 600 - - QUALITY SYS INC COM 747582104 11 180 SH DEFINED 18 180 - - QUANEX BUILDING PRODUCTS COM 747619104 599 36,262 SH DEFINED 2 36,262 - - COR QUANTUM CORP COM DSSG 747906204 8 3,029 SH DEFINED 3 3,029 - - QUANTUM CORP COM DSSG 747906204 11 4,100 SH DEFINED 16 4,100 - - QUATERRA RES INC COM 747952109 58 39,300 SH DEFINED 5 39,300 - - QUESTAR CORP COM 748356102 4,080 94,442 SH DEFINED 2 94,442 - - QUESTAR CORP COM 748356102 20,520 475,000 CALL DEFINED 3 475,000 - - QUESTAR CORP COM 748356102 155 3,593 SH DEFINED 3 3,593 - - QUESTAR CORP COM 748356102 11,856 274,445 SH DEFINED 4 - 124,630 149,815 QUESTAR CORP COM 748356102 26 600 SH DEFINED 5 600 - - QUESTAR CORP COM 748356102 155 3,590 SH DEFINED 18 3,590 - - QUESTAR CORP COM 748356102 104 2,400 SH DEFINED - - 2,400 QWEST COMMUNICATIONS COM 749121109 42,026 8,051,000 SH DEFINED 1 8,051,000 - - INTL IN QWEST COMMUNICATIONS COM 749121109 2,295 439,665 SH DEFINED 2 439,665 - - INTL IN QWEST COMMUNICATIONS COM 749121109 2,610 500,000 CALL DEFINED 3 500,000 - - INTL IN QWEST COMMUNICATIONS COM 749121109 6,223 1,192,193 SH DEFINED 3 1,184,011 - 8,182 INTL IN QWEST COMMUNICATIONS COM 749121109 10,075 1,930,170 SH DEFINED 4 - 853,970 1,076,200 INTL IN QWEST COMMUNICATIONS COM 749121109 16 3,000 SH DEFINED 5 3,000 - - INTL IN QWEST COMMUNICATIONS COM 749121109 3 553 SH DEFINED 15 553 - - INTL IN QWEST COMMUNICATIONS COM 749121109 208 39,859 SH DEFINED - - 39,859 INTL IN RAIT FINANCIAL TRUST COM 749227104 8 3,809 SH DEFINED 3 3,809 - - RCM TECHNOLOGIES INC COM NEW 749360400 310 99,000 SH DEFINED 4 - - 99,000 RCN CORP COM NEW 749361200 529 35,100 SH DEFINED 3 35,100 - - RC2 CORP COM 749388104 2 166 SH DEFINED 2 166 - - RC2 CORP COM 749388104 509 34,000 SH DEFINED 4 - - 34,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- RPC INC COM 749660106 69 6,161 SH DEFINED 2 6,161 - - RPM INTL INC COM 749685103 2,189 102,566 SH DEFINED 3 102,566 - - RPM INTL INC COM 749685103 7 342 SH DEFINED 5 342 - - RPM INTL INC COM 749685103 576 26,997 SH DEFINED 18 26,997 - - RF MICRODEVICES INC COM 749941100 1,635 328,397 SH DEFINED 3 318,397 - 10,000 RF MICRODEVICES INC COM 749941100 27 5,500 SH DEFINED 5 5,500 - - RF MICRODEVICES INC COM 749941100 50 10,000 SH DEFINED 10,000 - - RACKSPACE HOSTING INC COM 750086100 28 1,500 SH DEFINED 2 1,500 - - RACKSPACE HOSTING INC COM 750086100 369 19,690 SH DEFINED 3 19,690 - - RACKSPACE HOSTING INC COM 750086100 8 424 SH DEFINED 18 424 - - RADIAN GROUP INC COM 750236101 5 320 SH DEFINED 2 320 - - RADIAN GROUP INC COM 750236101 37 2,371 SH DEFINED 5 2,371 - - RADIOSHACK CORP COM 750438103 5,160 228,000 SH DEFINED 1 228,000 - - RADIOSHACK CORP COM 750438103 1,453 64,196 SH DEFINED 2 64,196 - - RADIOSHACK CORP COM 750438103 8,498 375,504 SH DEFINED 3 375,504 - - RADIOSHACK CORP COM 750438103 122 5,400 SH DEFINED 5 5,400 - - RAMBUS INC DEL COM 750917106 68 3,129 SH DEFINED 3 3,129 - - RAMBUS INC DEL COM 750917106 22 1,000 SH DEFINED 5 1,000 - - RAMBUS INC DEL COM 750917106 350 16,000 SH DEFINED 15 16,000 - - RAMBUS INC DEL COM 750917106 232 10,600 SH DEFINED 10,600 - - RALCORP HLDGS INC NEW COM 751028101 184 2,719 SH DEFINED 2 2,719 - - RALCORP HLDGS INC NEW COM 751028101 1,341 19,779 SH DEFINED 3 19,779 - - RALCORP HLDGS INC NEW COM 751028101 834 12,300 SH DEFINED 4 - 1,900 10,400 RALCORP HLDGS INC NEW COM 751028101 121 1,790 SH DEFINED 5 1,790 - - RALCORP HLDGS INC NEW COM 751028101 81 1,190 SH DEFINED 18 1,190 - - RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1 100 SH DEFINED 3 100 - - RANDGOLD RES LTD ADR 752344309 38,530 501,500 SH DEFINED 1 489,300 - 12,200 RANDGOLD RES LTD ADR 752344309 400 5,200 SH DEFINED 3 5,200 - - RANDGOLD RES LTD ADR 752344309 33 430 SH DEFINED 5 430 - - RASER TECHNOLOGIES INC COM 754055101 1 1,000 SH DEFINED 5 1,000 - - RAVEN INDS INC COM 754212108 97 3,282 SH DEFINED 2 3,282 - - RAVEN INDS INC COM 754212108 490 16,600 SH DEFINED 3 16,600 - - RAYMOND JAMES FINANCIAL COM 754730109 3,770 141,000 SH DEFINED 1 141,000 - - INC RAYMOND JAMES FINANCIAL COM 754730109 361 13,501 SH DEFINED 2 13,501 - - INC RAYMOND JAMES FINANCIAL COM 754730109 810 30,278 SH DEFINED 3 30,278 - - INC RAYMOND JAMES FINANCIAL COM 754730109 22,223 831,082 SH DEFINED 4 - 633,982 197,100 INC RAYMOND JAMES FINANCIAL COM 754730109 28 1,050 SH DEFINED 16 1,050 - - INC RAYONIER INC COM 754907103 1,499 33,003 SH DEFINED 3 33,003 - - RAYONIER INC COM 754907103 37 825 SH DEFINED 5 825 - - RAYONIER INC COM 754907103 27 600 SH DEFINED 18 600 - - RAYTHEON CO COM NEW 755111507 11,818 206,895 SH DEFINED 2 206,895 - - RAYTHEON CO COM NEW 755111507 6,480 113,452 SH DEFINED 3 112,672 - 780 RAYTHEON CO COM NEW 755111507 3,757 65,772 SH DEFINED 5 65,772 - - RAYTHEON CO COM NEW 755111507 546 9,555 SH DEFINED 7 - 9,555 - RAYTHEON CO COM NEW 755111507 303 5,305 SH DEFINED 8 5,125 180 - RAYTHEON CO COM NEW 755111507 328 5,751 SH DEFINED 10 5,751 - - RAYTHEON CO COM NEW 755111507 6 111 SH DEFINED 14 111 - - RAYTHEON CO COM NEW 755111507 4 68 SH DEFINED 15 68 - - RAYTHEON CO COM NEW 755111507 288 5,042 SH DEFINED 18 5,042 - - RAYTHEON CO COM NEW 755111507 2 30 SH DEFINED 5;1 30 - - RAYTHEON CO COM NEW 755111507 483 8,464 SH DEFINED 150 8,314 - RAYTHEON CO COM NEW 755111507 10 170 SH SOLE 170 - - REALTY INCOME CORP COM 756109104 4,591 149,578 SH DEFINED 3 148,899 - 679 REAVES UTIL INCOME FD COM SH BEN INT 756158101 611 30,449 SH DEFINED 3 30,449 - - RED HAT INC COM 756577102 825 28,200 SH DEFINED 1 28,200 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- RED HAT INC COM 756577102 2,886 98,606 SH DEFINED 2 98,606 - - RED HAT INC COM 756577102 110 3,758 SH DEFINED 3 3,758 - - RED HAT INC COM 756577102 17 575 SH DEFINED 5 575 - - RED HAT INC COM 756577102 9 308 SH DEFINED 18 308 - - RED HAT INC COM 756577102 101 3,445 SH DEFINED 395 - 3,050 RED LION HOTELS CORP COM 756764106 404 56,000 SH DEFINED 4 - - 56,000 REDWOOD TR INC COM 758075402 146 9,500 SH DEFINED 3 9,500 - - REDWOOD TR INC COM 758075402 7 470 SH DEFINED 18 470 - - REED ELSEVIER N V SPONS ADR NEW 758204200 226 9,302 SH DEFINED 2 9,302 - - REED ELSEVIER N V SPONS ADR NEW 758204200 3 134 SH DEFINED 3 134 - - REED ELSEVIER N V SPONS ADR NEW 758204200 8 315 SH DEFINED 5 315 - - REED ELSEVIER N V SPONS ADR NEW 758204200 12 490 SH DEFINED 18 490 - - REED ELSEVIER P L C SPONS ADR NEW 758205207 6 200 SH DEFINED 5 200 - - REED ELSEVIER P L C SPONS ADR NEW 758205207 6 195 SH DEFINED 18 195 - - REGAL BELOIT CORP COM 758750103 2,769 46,600 SH DEFINED 1 46,600 - - REGAL BELOIT CORP COM 758750103 616 10,364 SH DEFINED 2 10,364 - - REGAL BELOIT CORP COM 758750103 14 242 SH DEFINED 3 242 - - REGAL BELOIT CORP COM 758750103 5 77 SH DEFINED 5 77 - - REGAL BELOIT CORP COM 758750103 30 498 SH DEFINED 18 498 - - REGAL ENTMT GROUP CL A 758766109 3,110 177,000 SH DEFINED 3 176,000 - 1,000 REGAL ENTMT GROUP CL A 758766109 19 1,096 SH DEFINED 18 1,096 - - REGENCY CTRS CORP COM 758849103 882 23,531 SH DEFINED 3 23,531 - - REGENCY CTRS CORP COM 758849103 4 100 SH DEFINED 18 100 - - REGIS CORP MINN COM 758932107 18 950 SH DEFINED 3 950 - - REGIS CORP MINN COM 758932107 1 48 SH DEFINED 18 48 - - REHABCARE GROUP INC COM 759148109 188 6,886 SH DEFINED 2 6,886 - - REHABCARE GROUP INC COM 759148109 5 173 SH DEFINED 3 173 - - REHABCARE GROUP INC COM 759148109 600 22,000 SH DEFINED 4 - - 22,000 REINSURANCE GROUP AMER COM NEW 759351604 5,425 103,300 SH DEFINED 1 103,300 - - INC REINSURANCE GROUP AMER COM NEW 759351604 1,076 20,492 SH DEFINED 3 20,492 - - INC REINSURANCE GROUP AMER COM NEW 759351604 470 8,940 SH DEFINED 4 - 8,940 - INC REINSURANCE GROUP AMER COM NEW 759351604 451 8,589 SH DEFINED 5 8,589 - - INC REINSURANCE GROUP AMER COM NEW 759351604 13 248 SH DEFINED 8 248 - - INC RELIANCE STEEL & COM 759509102 886 17,998 SH DEFINED 3 17,998 - - ALUMINUM CO RELIANCE STEEL & COM 759509102 973 19,770 SH DEFINED 4 - 7,570 12,200 ALUMINUM CO RELM WIRELESS CORP COM 759525108 125 33,411 SH DEFINED 3 33,411 - - RENN GLOBAL ENTREPENRS COM 759720105 5 2,000 SH DEFINED 3 2,000 - - REPLIGEN CORP COM 759916109 - 100 SH DEFINED 3 100 - - RENTECH INC COM 760112102 38 37,019 SH DEFINED 3 37,019 - - REPUBLIC BANCORP KY CL A 760281204 8 404 SH DEFINED 3 404 - - REPUBLIC SVCS INC COM 760759100 5,572 192,013 SH DEFINED 2 192,013 - - REPUBLIC SVCS INC COM 760759100 2,408 82,965 SH DEFINED 3 82,965 - - REPUBLIC SVCS INC COM 760759100 424 14,600 SH DEFINED 4 - 14,600 - REPUBLIC SVCS INC COM 760759100 600 20,663 SH DEFINED 5 20,663 - - REPUBLIC SVCS INC COM 760759100 72 2,465 SH DEFINED 8 2,465 - - REPUBLIC SVCS INC COM 760759100 226 7,794 SH DEFINED 10 7,794 - - REPUBLIC SVCS INC COM 760759100 4 140 SH DEFINED 18 140 - - REPUBLIC SVCS INC COM 760759100 20 700 SH DEFINED 700 - - REPUBLIC SVCS INC COM 760759100 90 3,095 SH SOLE 3,095 - - RESEARCH FRONTIERS INC COM 760911107 3 1,000 SH DEFINED 3 1,000 - - RES-CARE INC COM 760943100 743 62,000 SH DEFINED 4 - - 62,000 RESEARCH IN MOTION LTD COM 760975102 381,477 5,157,183 SH DEFINED 1 5,157,183 - - RESEARCH IN MOTION LTD COM 760975102 5,496 74,296 SH DEFINED 2 74,296 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- RESEARCH IN MOTION LTD COM 760975102 9,256 125,127 SH DEFINED 3 124,158 - 969 RESEARCH IN MOTION LTD COM 760975102 2,619 35,400 CALL DEFINED 5 35,400 - - RESEARCH IN MOTION LTD COM 760975102 185 2,500 PUT DEFINED 5 2,500 - - RESEARCH IN MOTION LTD COM 760975102 182,040 2,460,991 SH DEFINED 5 2,460,991 - - RESEARCH IN MOTION LTD COM 760975102 218,252 2,950,542 SH DEFINED 6 2,950,542 - - RESEARCH IN MOTION LTD COM 760975102 31,528 426,226 SH DEFINED 7 - 426,226 - RESEARCH IN MOTION LTD COM 760975102 4,077 55,121 SH DEFINED 8 45,959 9,162 - RESEARCH IN MOTION LTD COM 760975102 492 6,655 SH DEFINED 9 6,655 - - RESEARCH IN MOTION LTD COM 760975102 41 550 SH DEFINED 10 550 - - RESEARCH IN MOTION LTD COM 760975102 40 540 SH DEFINED 11 540 - - RESEARCH IN MOTION LTD COM 760975102 39 525 SH DEFINED 13 525 - - RESEARCH IN MOTION LTD COM 760975102 59 800 SH DEFINED 14 800 - - RESEARCH IN MOTION LTD COM 760975102 394 5,330 SH DEFINED 15 5,330 - - RESEARCH IN MOTION LTD COM 760975102 26 350 SH DEFINED 17 - - 350 RESEARCH IN MOTION LTD COM 760975102 139 1,877 SH DEFINED 18 1,877 - - RESEARCH IN MOTION LTD COM 760975102 109,651 1,482,369 SH DEFINED 5;1 1,482,369 - - RESEARCH IN MOTION LTD COM 760975102 3,782 51,123 SH DEFINED 51,123 - - RESEARCH IN MOTION LTD COM 760975102 170,146 2,300,207 SH SOLE 2,300,207 - - RESMED INC COM 761152107 1,358 21,334 SH DEFINED 3 21,334 - - RESMED INC COM 761152107 36 569 SH DEFINED 5 569 - - RESOURCE AMERICA INC CL A 761195205 235 49,000 SH DEFINED 4 - - 49,000 RESOURCE AMERICA INC CL A 761195205 42 8,800 SH DEFINED 5 8,800 - - REVENUESHARES ETF TR LARGECAP FD 761396100 296 13,399 SH DEFINED 3 13,399 - - REVENUESHARES ETF TR MID CAP FD 761396209 320 12,154 SH DEFINED 3 12,154 - - REVENUESHARES ETF TR SMALL CAP FD 761396308 335 11,654 SH DEFINED 3 11,654 - - REVENUESHARES ETF TR S&P500 FINL FD 761396506 8 252 SH DEFINED 3 252 - - REVENUESHARES ETF TR ADR FD 761396605 465 12,654 SH DEFINED 3 12,654 - - REVENUESHARES ETF TR NAVELLR A-100 761396704 20 598 SH DEFINED 3 598 - - REVLON INC CL A NEW 761525609 121 8,164 SH DEFINED 3 8,164 - - REVLON INC CL A NEW 761525609 3 200 SH DEFINED 5 200 - - REVLON INC CL A NEW 761525609 14 966 SH DEFINED 966 - - REX ENERGY CORPORATION COM 761565100 264 23,137 SH DEFINED 3 23,137 - - REX STORES CORP COM 761624105 608 37,550 SH DEFINED 4 - - 37,550 REYNOLDS AMERICAN INC COM 761713106 4,013 74,342 SH DEFINED 2 74,342 - - REYNOLDS AMERICAN INC COM 761713106 268 4,956 SH DEFINED 3 4,956 - - REYNOLDS AMERICAN INC COM 761713106 133 2,456 SH DEFINED 5 2,456 - - REYNOLDS AMERICAN INC COM 761713106 162 3,000 SH DEFINED 8 3,000 - - REYNOLDS AMERICAN INC COM 761713106 51 936 SH DEFINED 16 936 - - REYNOLDS AMERICAN INC COM 761713106 3 60 SH DEFINED 18 60 - - REYNOLDS AMERICAN INC COM 761713106 105 1,943 SH DEFINED 1,943 - - RICHARDSON ELECTRS LTD COM 763165107 50 6,231 SH DEFINED 3 6,231 - - RICHARDSON ELECTRS LTD COM 763165107 374 47,000 SH DEFINED 4 - - 47,000 RIGEL PHARMACEUTICALS INC COM NEW 766559603 25 3,109 SH DEFINED 2 3,109 - - RIGEL PHARMACEUTICALS INC COM NEW 766559603 2 222 SH DEFINED 3 222 - - RIGEL PHARMACEUTICALS INC COM NEW 766559603 44 5,500 SH DEFINED 16 5,500 - - RIMAGE CORP COM 766721104 12 800 SH DEFINED 3 800 - - RINO INTERNATIONAL COM 766883102 14 593 SH DEFINED 2 593 - - CORPORATI RINO INTERNATIONAL COM 766883102 427 18,011 SH DEFINED 3 18,011 - - CORPORATI RIO TINTO PLC SPONSORED ADR 767204100 26,514 112,000 SH DEFINED 1 112,000 - - RIO TINTO PLC SPONSORED ADR 767204100 524 2,212 SH DEFINED 3 2,212 - - RIO TINTO PLC SPONSORED ADR 767204100 4,240 17,910 SH DEFINED 5 17,910 - - RIO TINTO PLC SPONSORED ADR 767204100 63 265 SH DEFINED 7 - 265 - RIO TINTO PLC SPONSORED ADR 767204100 56 238 SH DEFINED 8 238 - - RIO TINTO PLC SPONSORED ADR 767204100 24 100 SH DEFINED 15 100 - - RIO TINTO PLC SPONSORED ADR 767204100 20 86 SH DEFINED 18 86 - - RIO TINTO PLC SPONSORED ADR 767204100 6,143 25,949 SH DEFINED 5;1 25,949 - - RIO TINTO PLC SPONSORED ADR 767204100 218 919 SH DEFINED 100 819 - RITCHIE BROS AUCTIONEERS COM 767744105 12,918 600,000 SH DEFINED 1 600,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- RITCHIE BROS AUCTIONEERS COM 767744105 17 790 SH DEFINED 2 790 - - RITCHIE BROS AUCTIONEERS COM 767744105 7,100 329,771 SH DEFINED 5 329,771 - - RITCHIE BROS AUCTIONEERS COM 767744105 15,626 725,775 SH DEFINED 6 725,775 - - RITCHIE BROS AUCTIONEERS COM 767744105 1,575 73,160 SH DEFINED 7 - 73,160 - RITCHIE BROS AUCTIONEERS COM 767744105 130 6,023 SH DEFINED 8 3,023 3,000 - RITCHIE BROS AUCTIONEERS COM 767744105 8 369 SH DEFINED 18 369 - - RITCHIE BROS AUCTIONEERS COM 767744105 84 3,900 SH SOLE 3,900 - - RITE AID CORP COM 767754104 890 593,300 SH DEFINED 1 593,300 - - RITE AID CORP COM 767754104 1 799 SH DEFINED 2 799 - - RITE AID CORP COM 767754104 82 54,899 SH DEFINED 3 54,899 - - RITE AID CORP COM 767754104 22 14,500 SH DEFINED 5 14,500 - - RITE AID CORP COM 767754104 2 1,000 SH DEFINED 1,000 - - RIVERBED TECHNOLOGY INC COM 768573107 1,082 38,100 SH DEFINED 1 38,100 - - RIVERBED TECHNOLOGY INC COM 768573107 32 1,140 SH DEFINED 2 1,140 - - RIVERBED TECHNOLOGY INC COM 768573107 305 10,750 SH DEFINED 3 10,750 - - RIVERBED TECHNOLOGY INC COM 768573107 17,078 601,341 SH DEFINED 4 - 442,281 159,060 RIVUS BOND FUND COM 769667106 124 7,250 SH DEFINED 3 7,250 - - ROBBINS & MYERS INC COM 770196103 196 8,233 SH DEFINED 2 8,233 - - ROBBINS & MYERS INC COM 770196103 6 252 SH DEFINED 3 252 - - ROBBINS & MYERS INC COM 770196103 812 34,100 SH DEFINED 4 - - 34,100 ROBBINS & MYERS INC COM 770196103 - 14 SH DEFINED 18 14 - - ROBERT HALF INTL INC COM 770323103 2,187 71,859 SH DEFINED 2 71,859 - - ROBERT HALF INTL INC COM 770323103 65 2,121 SH DEFINED 3 2,121 - - ROBERT HALF INTL INC COM 770323103 1 30 SH DEFINED 18 30 - - ROBERT HALF INTL INC COM 770323103 30 1,000 SH DEFINED 1,000 - - ROCK-TENN CO CL A 772739207 1,595 35,000 SH DEFINED 3 35,000 - - ROCK-TENN CO CL A 772739207 141 3,100 SH DEFINED 4 - 3,100 - ROCK-TENN CO CL A 772739207 596 13,077 SH DEFINED 5 13,077 - - ROCK-TENN CO CL A 772739207 12 263 SH DEFINED 8 263 - - ROCK-TENN CO CL A 772739207 7 148 SH DEFINED 18 148 - - ROCKWELL AUTOMATION INC COM 773903109 169 3,000 SH DEFINED 1 3,000 - - ROCKWELL AUTOMATION INC COM 773903109 4,145 73,552 SH DEFINED 2 73,552 - - ROCKWELL AUTOMATION INC COM 773903109 288 5,116 SH DEFINED 3 4,989 - 127 ROCKWELL AUTOMATION INC COM 773903109 118 2,100 SH DEFINED 5 2,100 - - ROCKWELL AUTOMATION INC COM 773903109 139 2,462 SH DEFINED 18 2,462 - - ROCKWELL AUTOMATION INC COM 773903109 5 97 SH DEFINED 97 - - ROCKWELL COLLINS INC COM 774341101 3,693 58,996 SH DEFINED 2 58,996 - - ROCKWELL COLLINS INC COM 774341101 285 4,555 SH DEFINED 3 4,555 - - ROCKWELL COLLINS INC COM 774341101 5 75 SH DEFINED 18 75 - - ROCKWELL COLLINS INC COM 774341101 4 63 SH DEFINED 63 - - ROCKWOOD HLDGS INC COM 774415103 6 217 SH DEFINED 2 217 - - ROCKWOOD HLDGS INC COM 774415103 1,603 60,200 SH DEFINED 3 60,200 - - ROCKWOOD HLDGS INC COM 774415103 2,116 79,500 SH DEFINED 4 - 38,900 40,600 ROCKWOOD HLDGS INC COM 774415103 27 1,000 SH DEFINED 5 1,000 - - ROCKWOOD HLDGS INC COM 774415103 21 800 SH DEFINED 17 - - 800 ROCKY BRANDS INC COM 774515100 38 4,026 SH DEFINED 3 4,026 - - ROCKY BRANDS INC COM 774515100 382 40,000 SH DEFINED 4 - - 40,000 ROCKY MTN CHOCOLATE COM PAR $0.03 774678403 5 500 SH DEFINED 3 500 - - FACTORY ROGERS COMMUNICATIONS INC CL B 775109200 502,785 14,731,481 SH DEFINED 1 14,731,481 - - ROGERS COMMUNICATIONS INC CL B 775109200 2,913 85,362 SH DEFINED 3 84,357 - 1,005 ROGERS COMMUNICATIONS INC CL B 775109200 536 15,700 CALL DEFINED 5 15,700 - - ROGERS COMMUNICATIONS INC CL B 775109200 341 10,000 PUT DEFINED 5 10,000 - - ROGERS COMMUNICATIONS INC CL B 775109200 96,067 2,814,740 SH DEFINED 5 2,814,740 - - ROGERS COMMUNICATIONS INC CL B 775109200 264,475 7,749,060 SH DEFINED 6 7,749,060 - - ROGERS COMMUNICATIONS INC CL B 775109200 48,535 1,422,071 SH DEFINED 7 - 1,422,071 - ROGERS COMMUNICATIONS INC CL B 775109200 3,088 90,467 SH DEFINED 8 67,354 23,113 - ROGERS COMMUNICATIONS INC CL B 775109200 509 14,905 SH DEFINED 9 14,905 - - ROGERS COMMUNICATIONS INC CL B 775109200 53 1,540 SH DEFINED 15 1,540 - - ROGERS COMMUNICATIONS INC CL B 775109200 1,365 40,000 SH DEFINED 16 40,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ROGERS COMMUNICATIONS INC CL B 775109200 65 1,900 SH DEFINED 17 - - 1,900 ROGERS COMMUNICATIONS INC CL B 775109200 16 478 SH DEFINED 18 478 - - ROGERS COMMUNICATIONS INC CL B 775109200 68,731 2,013,805 SH DEFINED 5;1 2,013,805 - - ROGERS COMMUNICATIONS INC CL B 775109200 740 21,680 SH DEFINED 21,680 - - ROGERS COMMUNICATIONS INC CL B 775109200 365,403 10,706,202 SH SOLE 10,706,202 - - ROGERS CORP COM 775133101 440 15,156 SH DEFINED 2 15,156 - - ROLLINS INC COM 775711104 933 43,055 SH DEFINED 2 43,055 - - ROLLINS INC COM 775711104 35 1,600 SH DEFINED 3 1,600 - - ROLLINS INC COM 775711104 19 858 SH DEFINED 18 858 - - ROPER INDS INC NEW COM 776696106 2,850 49,272 SH DEFINED 2 49,272 - - ROPER INDS INC NEW COM 776696106 835 14,438 SH DEFINED 3 14,438 - - ROPER INDS INC NEW COM 776696106 1,075 18,590 SH DEFINED 4 - 3,100 15,490 ROPER INDS INC NEW COM 776696106 39 671 SH DEFINED 18 671 - - ROSETTA RESOURCES INC COM 777779307 2,355 100,000 SH DEFINED 1 100,000 - - ROSETTA RESOURCES INC COM 777779307 9 380 SH DEFINED 18 380 - - ROSETTA STONE INC COM 777780107 2 100 SH DEFINED 5 100 - - ROSS STORES INC COM 778296103 5,748 107,500 SH DEFINED 1 107,500 - - ROSS STORES INC COM 778296103 3,709 69,364 SH DEFINED 2 69,364 - - ROSS STORES INC COM 778296103 150 2,802 SH DEFINED 3 2,802 - - ROSS STORES INC COM 778296103 1,438 26,900 SH DEFINED 4 - 4,200 22,700 ROSS STORES INC COM 778296103 1,010 18,897 SH DEFINED 5 18,897 - - ROSS STORES INC COM 778296103 77 1,437 SH DEFINED 8 1,437 - - ROSS STORES INC COM 778296103 1 23 SH DEFINED 15 23 - - ROSS STORES INC COM 778296103 28 528 SH DEFINED 18 528 - - ROSS STORES INC COM 778296103 292 5,464 SH DEFINED - - 5,464 ROVI CORP COM 779376102 78 2,100 SH DEFINED 1 2,100 - - ROVI CORP COM 779376102 1,324 35,658 SH DEFINED 3 35,658 - - ROVI CORP COM 779376102 223 6,000 SH DEFINED 18 6,000 - - ROWAN COS INC COM 779382100 5,385 185,000 SH DEFINED 1 185,000 - - ROWAN COS INC COM 779382100 533 18,311 SH DEFINED 2 18,311 - - ROWAN COS INC COM 779382100 712 24,471 SH DEFINED 3 24,471 - - ROWAN COS INC COM 779382100 264 9,079 SH DEFINED 5 9,079 - - ROWAN COS INC COM 779382100 2 60 SH DEFINED 18 60 - - ROYAL BK CDA MONTREAL QUE COM 780087102 2,099,222 35,976,382 SH DEFINED 1 35,976,382 - - ROYAL BK CDA MONTREAL QUE COM 780087102 301 5,157 SH DEFINED 2 5,157 - - ROYAL BK CDA MONTREAL QUE COM 780087102 238 4,076 SH DEFINED 3 4,076 - - ROYAL BK CDA MONTREAL QUE COM 780087102 6,909 118,400 CALL DEFINED 5 118,400 - - ROYAL BK CDA MONTREAL QUE COM 780087102 362 6,200 PUT DEFINED 5 6,200 - - ROYAL BK CDA MONTREAL QUE COM 780087102 531,912 9,115,891 SH DEFINED 5 9,115,891 - - ROYAL BK CDA MONTREAL QUE COM 780087102 543,177 9,308,951 SH DEFINED 6 9,308,951 - - ROYAL BK CDA MONTREAL QUE COM 780087102 134,649 2,307,602 SH DEFINED 7 - 2,307,602 - ROYAL BK CDA MONTREAL QUE COM 780087102 16,456 282,030 SH DEFINED 8 186,435 95,595 - ROYAL BK CDA MONTREAL QUE COM 780087102 3,734 63,995 SH DEFINED 9 63,995 - - ROYAL BK CDA MONTREAL QUE COM 780087102 580 9,934 SH DEFINED 10 9,934 - - ROYAL BK CDA MONTREAL QUE COM 780087102 176 3,020 SH DEFINED 11 3,020 - - ROYAL BK CDA MONTREAL QUE COM 780087102 20,078 344,088 SH DEFINED 13 344,088 - - ROYAL BK CDA MONTREAL QUE COM 780087102 1,094 18,742 SH DEFINED 14 18,742 - - ROYAL BK CDA MONTREAL QUE COM 780087102 3,499 59,970 SH DEFINED 15 59,970 - - ROYAL BK CDA MONTREAL QUE COM 780087102 26 453 SH DEFINED 16 453 - - ROYAL BK CDA MONTREAL QUE COM 780087102 2,168 37,150 SH DEFINED 17 - - 37,150 ROYAL BK CDA MONTREAL QUE COM 780087102 196,378 3,365,513 SH DEFINED 5;1 3,365,513 - - ROYAL BK CDA MONTREAL QUE COM 780087102 5,233 89,680 SH DEFINED 80,680 9,000 - ROYAL BK CDA MONTREAL QUE COM 780087102 82 1,400 SH SOLE 1,400 - - ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 7 550 SH DEFINED 3 550 - - PLC ORD ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 2 165 SH DEFINED 5 165 - - PLC ORD ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 - 18 SH DEFINED 8 18 - - PLC ORD ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 - 13 SH DEFINED 14 13 - - PLC ORD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ROYAL BK SCOTLAND GROUP SPONS ADR 20 780097689 13 970 SH DEFINED 18 970 - - PLC ORD ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 229 16,000 PRN DEFINED 3 16,000 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 3 225 PRN DEFINED 5 225 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF T 780097713 21 1,500 PRN DEFINED 7 - 1,500 - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 156 11,900 PRN DEFINED 3 11,900 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 64 4,900 PRN DEFINED 5 4,900 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF S 780097739 5 400 PRN DEFINED 8 400 - - PLC ROYAL BK SCOTLAND GROUP ADR PREF SHS R 780097747 50 4,000 PRN DEFINED 3 2,000 - 2,000 PLC ROYAL BK SCOTLAND GROUP ADR PREF SHS R 780097747 5 400 PRN DEFINED 5 400 - - PLC ROYAL BK SCOTLAND GROUP ADR PREF SHS Q 780097754 75 5,600 PRN DEFINED 3 5,600 - - PLC ROYAL BK SCOTLAND GROUP ADR PREF SHS Q 780097754 13 1,000 PRN DEFINED 5 1,000 - - PLC ROYAL BK SCOTLAND GROUP ADR PFD SER P 780097762 63 5,025 PRN DEFINED 3 5,025 - - PLC ROYAL BK SCOTLAND GROUP ADR PFD SER P 780097762 1,145 90,640 PRN DEFINED 5 90,640 - - PLC ROYAL BK SCOTLAND GROUP ADR PFD SER P 780097762 15 1,200 PRN DEFINED 8 1,200 - - PLC ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 160 12,692 PRN DEFINED 3 12,692 - - PLC ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 148 11,722 PRN DEFINED 5 11,722 - - PLC ROYAL BK SCOTLAND GROUP ADR PREF SER N 780097770 14 1,100 PRN DEFINED 8 1,100 - - PLC ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 138 8,600 PRN DEFINED 3 8,600 - - PLC ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 253 15,770 PRN DEFINED 5 15,770 - - PLC ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 56 3,500 PRN DEFINED 7 - 3,500 - PLC ROYAL BK SCOTLAND GROUP SP ADR L RP PF 780097788 5 335 PRN DEFINED 8 335 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 117 9,190 PRN DEFINED 3 9,190 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 101 7,990 PRN DEFINED 5 7,990 - - PLC ROYAL BK SCOTLAND GROUP SP ADR PREF M 780097796 25 2,000 PRN DEFINED 8 2,000 - - PLC ROYAL BK SCOTLAND GROUP SPON ADR F 780097804 89 4,365 PRN DEFINED 3 4,365 - - PLC ROYAL BK SCOTLAND GROUP SPON ADR F 780097804 153 7,470 PRN DEFINED 5 7,470 - - PLC ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 33 1,700 PRN DEFINED 3 1,700 - - PLC ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 785 40,765 PRN DEFINED 5 40,765 - - PLC ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 28 1,450 PRN DEFINED 8 1,450 - - PLC ROYAL BK SCOTLAND GROUP SPON ADR SER H 780097879 37 1,900 PRN DEFINED 1,900 - - PLC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ROYAL DUTCH SHELL PLC SPON ADR B 780259107 995 17,992 SH DEFINED 3 17,992 - - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 275 4,971 SH DEFINED 5 4,971 - - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 78 1,406 SH DEFINED 7 - 1,406 - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 54 SH DEFINED 15 54 - - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 55 1,000 SH DEFINED 16 1,000 - - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 22 396 SH DEFINED 18 396 - - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 29 517 SH DEFINED 517 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 8,514 147,147 SH DEFINED 3 145,147 - 2,000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 848 14,662 SH DEFINED 5 14,662 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,177 20,335 SH DEFINED 7 - 20,335 - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 241 4,160 SH DEFINED 8 350 3,810 - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 246 4,255 SH DEFINED 10 4,255 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 143 2,465 SH DEFINED 14 2,465 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 172 2,970 SH DEFINED 15 2,970 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 100 1,720 SH DEFINED 17 - - 1,720 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,186 20,494 SH DEFINED 18 20,494 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 656 11,345 SH OTHER S;6 11,345 - - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 800 13,825 SH DEFINED 6,825 7,000 - ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3,293 56,915 SH SOLE 56,915 - - ROYAL GOLD INC COM 780287108 750 16,230 SH DEFINED 2 16,230 - - ROYAL GOLD INC COM 780287108 481 10,399 SH DEFINED 3 10,399 - - ROYAL GOLD INC COM 780287108 26 555 SH DEFINED 5 555 - - ROYAL GOLD INC COM 780287108 11 237 SH DEFINED 7 - 237 - ROYAL GOLD INC COM 780287108 231 5,000 SH DEFINED 5,000 - - ROYCE VALUE TR INC COM 780910105 2,486 209,913 SH DEFINED 3 209,913 - - ROYCE VALUE TR INC COM 780910105 183 15,484 SH DEFINED 5 15,484 - - RUBICON MINERALS CORP COM 780911103 17,968 4,691,400 SH DEFINED 1 4,691,400 - - RUBICON MINERALS CORP COM 780911103 42 11,000 SH DEFINED 3 11,000 - - RUBICON MINERALS CORP COM 780911103 120 31,293 SH DEFINED 5 31,293 - - RUBICON MINERALS CORP COM 780911103 103 27,000 SH DEFINED 7 - 27,000 - ROYCE MICRO-CAP TR INC COM 780915104 466 56,897 SH DEFINED 3 56,897 - - RUBY TUESDAY INC COM 781182100 1 50 SH DEFINED 3 50 - - RUBY TUESDAY INC COM 781182100 898 85,000 SH DEFINED 4 - - 85,000 RUBY TUESDAY INC COM 781182100 384 36,300 SH DEFINED 14 36,300 - - RUDOLPH TECHNOLOGIES INC COM 781270103 249 29,000 SH DEFINED 4 - - 29,000 RUDOLPH TECHNOLOGIES INC COM 781270103 2 222 SH DEFINED 18 222 - - RUSH ENTERPRISES INC CL A 781846209 733 55,500 SH DEFINED 4 - - 55,500 RUTHS HOSPITALITY GROUP COM 783332109 15 2,800 SH DEFINED 3 2,800 - - INC RYANAIR HLDGS PLC SPONSORED ADR 783513104 1 52 SH DEFINED 5 52 - - RYANAIR HLDGS PLC SPONSORED ADR 783513104 1 54 SH DEFINED 8 54 - - RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 88 SH DEFINED 18 88 - - RYDER SYS INC COM 783549108 648 16,710 SH DEFINED 2 16,710 - - RYDER SYS INC COM 783549108 27 699 SH DEFINED 3 699 - - RYDER SYS INC COM 783549108 27 700 SH DEFINED 5 700 - - RYDER SYS INC COM 783549108 11 288 SH DEFINED 18 288 - - RYLAND GROUP INC COM 783764103 554 24,669 SH DEFINED 2 24,669 - - RYLAND GROUP INC COM 783764103 17 750 SH DEFINED 3 750 - - S & T BANCORP INC COM 783859101 45 2,166 SH DEFINED 3 2,166 - - SEI INVESTMENTS CO COM 784117103 964 43,869 SH DEFINED 3 43,869 - - SEI INVESTMENTS CO COM 784117103 8 361 SH DEFINED 15 361 - - SFN GROUP INC COM 784153108 12 1,496 SH DEFINED 2 1,496 - - SFN GROUP INC COM 784153108 32 4,031 SH DEFINED 3 4,031 - - SFN GROUP INC COM 784153108 625 78,000 SH DEFINED 4 - - 78,000 SJW CORP COM 784305104 66 2,607 SH DEFINED 3 2,607 - - SJW CORP COM 784305104 402 15,800 SH DEFINED 4 - - 15,800 S L INDS INC COM 784413106 125 13,800 SH DEFINED 4 - - 13,800 SPX CORP COM 784635104 1,405 21,180 SH DEFINED 3 21,180 - - SPX CORP COM 784635104 89 1,340 SH DEFINED 4 - 1,340 - SPX CORP COM 784635104 16 235 SH DEFINED 7 - 235 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPX CORP COM 784635104 2 26 SH DEFINED 18 26 - - SPX CORP COM 784635104 4 65 SH DEFINED 5;1 65 - - STEC INC COM 784774101 30 2,528 SH DEFINED 3 2,528 - - STEC INC COM 784774101 1,382 115,400 SH DEFINED 4 - 55,300 60,100 STEC INC COM 784774101 8 700 SH DEFINED 5 700 - - STEC INC COM 784774101 90 7,500 SH DEFINED 15 7,500 - - STRATS TR AMBAC FIN GP CL A CTF CALLA 784786204 4 3,319 PRN DEFINED 3 3,319 - - 2007- SABINE ROYALTY TR UNIT BEN INT 785688102 419 9,191 SH DEFINED 2 9,191 - - SABINE ROYALTY TR UNIT BEN INT 785688102 856 18,762 SH DEFINED 3 18,762 - - SAFEGUARD SCIENTIFICS INC COM NEW 786449207 22 1,666 SH DEFINED 3 1,666 - - SAFEGUARD SCIENTIFICS INC COM NEW 786449207 35 2,666 SH DEFINED 14 2,666 - - SAFEGUARD SCIENTIFICS INC COM NEW 786449207 16 1,250 SH DEFINED 16 1,250 - - SAFEWAY INC COM NEW 786514208 45 1,800 SH DEFINED 1 1,800 - - SAFEWAY INC COM NEW 786514208 4,698 188,975 SH DEFINED 2 188,975 - - SAFEWAY INC COM NEW 786514208 4,693 188,795 SH DEFINED 3 184,789 - 4,006 SAFEWAY INC COM NEW 786514208 349 14,034 SH DEFINED 5 14,034 - - SAFEWAY INC COM NEW 786514208 216 8,700 SH DEFINED 14 8,700 - - SAFEWAY INC COM NEW 786514208 182 7,333 SH DEFINED 18 7,333 - - SAFEWAY INC COM NEW 786514208 72 2,905 SH DEFINED - - 2,905 SAGA COMMUNICATIONS INC CL A NEW 786598300 17 759 SH DEFINED 3 759 - - SAGA COMMUNICATIONS INC CL A NEW 786598300 453 20,000 SH DEFINED 4 - - 20,000 ST JOE CO COM 790148100 166 5,133 SH DEFINED 3 5,133 - - ST JOE CO COM 790148100 52 1,620 SH DEFINED 1,620 - - ST JUDE MED INC COM 790849103 6,091 148,387 SH DEFINED 2 148,387 - - ST JUDE MED INC COM 790849103 2,387 58,146 SH DEFINED 3 58,146 - - ST JUDE MED INC COM 790849103 1,376 33,520 SH DEFINED 4 - 29,710 3,810 ST JUDE MED INC COM 790849103 47 1,150 SH DEFINED 5 1,150 - - ST JUDE MED INC COM 790849103 426 10,370 SH DEFINED 7 - 10,370 - ST JUDE MED INC COM 790849103 21 515 SH DEFINED 8 - 515 - ST JUDE MED INC COM 790849103 32 775 SH DEFINED 15 775 - - ST JUDE MED INC COM 790849103 351 8,556 SH DEFINED 18 8,556 - - ST JUDE MED INC COM 790849103 81 1,973 SH DEFINED 1,973 - - ST JUDE MED INC COM 790849103 1 31 SH SOLE 31 - - ST MARY LD & EXPL CO COM 792228108 71 2,029 SH DEFINED 3 2,029 - - SALEM COMMUNICATIONS CL A 794093104 162 45,150 SH DEFINED 4 - - 45,150 CORP DE SALISBURY BANCORP INC COM 795226109 35 1,400 SH DEFINED 3 400 - 1,000 SALIX PHARMACEUTICALS INC COM 795435106 1,132 30,386 SH DEFINED 3 30,386 - - SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 437 20,983 SH DEFINED 2 20,983 - - SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 600 28,800 SH DEFINED 3 28,800 - - SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5 250 SH DEFINED 5 250 - - SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 42 2,000 SH DEFINED 18 2,000 - - SANDERSON FARMS INC COM 800013104 36 667 SH DEFINED 3 667 - - SANDERSON FARMS INC COM 800013104 6 112 SH DEFINED 18 112 - - SANDY SPRING BANCORP INC COM 800363103 133 8,881 SH DEFINED 3 8,881 - - SANGAMO BIOSCIENCES INC COM 800677106 3 505 SH DEFINED 3 505 - - SANMINA SCI CORP COM NEW 800907206 6 356 SH DEFINED 3 356 - - SANTARUS INC COM 802817304 3 531 SH DEFINED 3 531 - - SAP AG SPON ADR 803054204 1,882 39,060 SH DEFINED 3 39,060 - - SAP AG SPON ADR 803054204 133 2,760 SH DEFINED 5 2,760 - - SAP AG SPON ADR 803054204 9 190 SH DEFINED 8 70 120 - SAP AG SPON ADR 803054204 2,626 54,523 SH DEFINED 18 54,523 - - SAPIENT CORP COM 803062108 195 21,330 SH DEFINED 2 21,330 - - SAPIENT CORP COM 803062108 18 2,000 SH DEFINED 3 - - 2,000 SARA LEE CORP COM 803111103 5,775 414,567 SH DEFINED 2 414,567 - - SARA LEE CORP COM 803111103 1,839 132,012 SH DEFINED 3 130,512 - 1,500 SARA LEE CORP COM 803111103 259 18,595 SH DEFINED 5 18,595 - - SARA LEE CORP COM 803111103 2 113 SH DEFINED 8 113 - - SARA LEE CORP COM 803111103 15 1,050 SH DEFINED 11 1,050 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SARA LEE CORP COM 803111103 125 9,000 SH DEFINED 14 9,000 - - SARA LEE CORP COM 803111103 50 3,600 SH DEFINED 15 3,600 - - SARA LEE CORP COM 803111103 159 11,444 SH DEFINED 18 11,444 - - SASOL LTD SPONSORED ADR 803866300 624 15,128 SH DEFINED 3 15,128 - - SASOL LTD SPONSORED ADR 803866300 237 5,731 SH DEFINED 5 5,731 - - SASOL LTD SPONSORED ADR 803866300 21 504 SH DEFINED 16 504 - - SASOL LTD SPONSORED ADR 803866300 33 805 SH DEFINED 18 805 - - SASOL LTD SPONSORED ADR 803866300 41 1,000 SH OTHER S;6 1,000 - - SASOL LTD SPONSORED ADR 803866300 151 3,653 SH DEFINED 3,653 - - SATYAM COMPUTER SERVICES ADR 804098101 8 1,600 SH DEFINED 3 1,600 - - LTD SAUL CTRS INC COM 804395101 223 5,380 SH DEFINED 3 5,380 - - SAVVIS INC COM NEW 805423308 2 133 SH DEFINED 3 133 - - SAVVIS INC COM NEW 805423308 7 430 SH DEFINED 18 430 - - SCANSOURCE INC COM 806037107 4 150 SH DEFINED 3 150 - - SCANSOURCE INC COM 806037107 14,369 499,271 SH DEFINED 4 - 396,931 102,340 SCANSOURCE INC COM 806037107 27,978 972,146 SH DEFINED 6 972,146 - - SCANSOURCE INC COM 806037107 5 168 SH DEFINED 18 168 - - SCHEIN HENRY INC COM 806407102 155 2,638 SH DEFINED 2 2,638 - - SCHEIN HENRY INC COM 806407102 2,961 50,264 SH DEFINED 3 49,829 - 435 SCHEIN HENRY INC COM 806407102 1,308 22,200 SH DEFINED 4 - 3,600 18,600 SCHEIN HENRY INC COM 806407102 22 379 SH DEFINED 5 379 - - SCHEIN HENRY INC COM 806407102 659 11,196 SH DEFINED 18 11,196 - - SCHLUMBERGER LTD COM 806857108 47,188 743,592 SH DEFINED 1 743,592 - - SCHLUMBERGER LTD COM 806857108 38,671 609,379 SH DEFINED 2 609,379 - - SCHLUMBERGER LTD COM 806857108 17,081 269,154 SH DEFINED 3 268,164 - 990 SCHLUMBERGER LTD COM 806857108 13,300 209,585 SH DEFINED 4 - 86,500 123,085 SCHLUMBERGER LTD COM 806857108 18,209 286,934 SH DEFINED 5 286,934 - - SCHLUMBERGER LTD COM 806857108 1,123 17,702 SH DEFINED 7 - 17,702 - SCHLUMBERGER LTD COM 806857108 547 8,625 SH DEFINED 8 7,995 630 - SCHLUMBERGER LTD COM 806857108 96 1,519 SH DEFINED 9 1,519 - - SCHLUMBERGER LTD COM 806857108 383 6,034 SH DEFINED 10 6,034 - - SCHLUMBERGER LTD COM 806857108 216 3,400 SH DEFINED 11 3,400 - - SCHLUMBERGER LTD COM 806857108 75 1,175 SH DEFINED 13 1,175 - - SCHLUMBERGER LTD COM 806857108 726 11,446 SH DEFINED 14 11,446 - - SCHLUMBERGER LTD COM 806857108 365 5,750 SH DEFINED 15 5,750 - - SCHLUMBERGER LTD COM 806857108 31,801 501,122 SH DEFINED 16 501,122 - - SCHLUMBERGER LTD COM 806857108 60 950 SH DEFINED 17 - - 950 SCHLUMBERGER LTD COM 806857108 1,497 23,597 SH DEFINED 18 23,597 - - SCHLUMBERGER LTD COM 806857108 8,082 127,349 SH DEFINED 5;1 127,349 - - SCHLUMBERGER LTD COM 806857108 776 12,230 SH DEFINED 9,857 2,373 - SCHLUMBERGER LTD COM 806857108 1,503 23,680 SH SOLE 23,680 - - SCHNITZER STL INDS CL A 806882106 3 57 SH DEFINED 3 57 - - SCHOLASTIC CORP COM 807066105 343 12,242 SH DEFINED 2 12,242 - - SCHOLASTIC CORP COM 807066105 3 120 SH DEFINED 7 - 120 - SCHOLASTIC CORP COM 807066105 17 600 SH DEFINED 8 - 600 - SCHOOL SPECIALTY INC COM 807863105 478 21,000 SH DEFINED 4 - - 21,000 SCHOOL SPECIALTY INC COM 807863105 6 252 SH DEFINED 18 252 - - SCHULMAN A INC COM 808194104 196 8,025 SH DEFINED 2 8,025 - - SCHULMAN A INC COM 808194104 710 29,000 SH DEFINED 4 - - 29,000 SCHWAB CHARLES CORP NEW COM 808513105 8,686 464,767 SH DEFINED 2 464,767 - - SCHWAB CHARLES CORP NEW COM 808513105 2,081 111,343 SH DEFINED 3 111,323 - 20 SCHWAB CHARLES CORP NEW COM 808513105 6 318 SH DEFINED 5 318 - - SCHWAB CHARLES CORP NEW COM 808513105 191 10,240 SH DEFINED 7 - 10,240 - SCHWAB CHARLES CORP NEW COM 808513105 32 1,730 SH DEFINED 8 1,000 730 - SCHWAB CHARLES CORP NEW COM 808513105 69 3,691 SH DEFINED 10 3,691 - - SCHWAB CHARLES CORP NEW COM 808513105 44 2,350 SH DEFINED 14 2,350 - - SCHWAB CHARLES CORP NEW COM 808513105 93 5,000 SH DEFINED 15 5,000 - - SCHWAB CHARLES CORP NEW COM 808513105 47 2,500 SH DEFINED 16 2,500 - - SCHWAB CHARLES CORP NEW COM 808513105 36 1,950 SH DEFINED 17 - - 1,950
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SCHWAB CHARLES CORP NEW COM 808513105 271 14,487 SH DEFINED 18 14,487 - - SCHWAB CHARLES CORP NEW COM 808513105 31 1,675 SH DEFINED 1,675 - - SCHWAB CHARLES CORP NEW COM 808513105 874 46,754 SH SOLE 46,754 - - SCHWEITZER-MAUDUIT INTL COM 808541106 5 100 SH DEFINED 2 100 - - INC SCHWEITZER-MAUDUIT INTL COM 808541106 1,084 22,800 CALL DEFINED 3 22,800 - - INC SCHWEITZER-MAUDUIT INTL COM 808541106 332 6,971 SH DEFINED 3 6,971 - - INC SCHWEITZER-MAUDUIT INTL COM 808541106 143 3,000 SH DEFINED 4 - - 3,000 INC SCHWEITZER-MAUDUIT INTL COM 808541106 257 5,401 SH DEFINED 5 5,401 - - INC SCHWEITZER-MAUDUIT INTL COM 808541106 25 519 SH DEFINED 8 519 - - INC SCIENTIFIC LEARNING CORP COM 808760102 42 8,844 SH DEFINED 3 8,844 - - SCOTTS MIRACLE GRO CO CL A 810186106 786 16,968 SH DEFINED 3 16,968 - - SCOTTS MIRACLE GRO CO CL A 810186106 1 24 SH DEFINED 18 24 - - SCRIPPS E W CO OHIO CL A NEW 811054402 29 3,395 SH DEFINED 2 3,395 - - SCRIPPS E W CO OHIO CL A NEW 811054402 29 3,418 SH DEFINED 3 3,418 - - SCRIPPS NETWORKS CL A COM 811065101 1,662 37,471 SH DEFINED 2 37,471 - - INTERACT IN SCRIPPS NETWORKS CL A COM 811065101 3,348 75,480 SH DEFINED 3 75,280 - 200 INTERACT IN SCRIPPS NETWORKS CL A COM 811065101 5 115 SH DEFINED 5 115 - - INTERACT IN SCRIPPS NETWORKS CL A COM 811065101 385 8,685 SH DEFINED 10 8,685 - - INTERACT IN SCRIPPS NETWORKS CL A COM 811065101 11 255 SH SOLE 255 - - INTERACT IN SEABOARD CORP COM 811543107 130 100 SH DEFINED 3 100 - - SEABRIGHT INSURANCE COM 811656107 1,694 153,900 SH DEFINED 4 - 65,400 88,500 HLDGS IN SEACOR HOLDINGS INC COM 811904101 43 538 SH DEFINED 3 538 - - SEACOR HOLDINGS INC COM 811904101 57 710 SH DEFINED 5 710 - - SEABRIDGE GOLD INC COM 811916105 163 6,700 SH DEFINED 2 6,700 - - SEABRIDGE GOLD INC COM 811916105 9 350 SH DEFINED 3 350 - - SEALY CORP COM 812139301 18 5,000 SH DEFINED 3 5,000 - - SEARS HLDGS CORP COM 812350106 76 700 SH DEFINED 1 700 - - SEARS HLDGS CORP COM 812350106 4,053 37,376 SH DEFINED 2 37,376 - - SEARS HLDGS CORP COM 812350106 117 1,083 SH DEFINED 3 1,083 - - SEARS HLDGS CORP COM 812350106 702 6,477 SH DEFINED 5 6,477 - - SEARS HLDGS CORP COM 812350106 5 45 SH DEFINED 7 - 45 - SEARS HLDGS CORP COM 812350106 5 50 SH DEFINED 8 50 - - SEARS HLDGS CORP COM 812350106 75 692 SH DEFINED 14 692 - - SEARS HLDGS CORP COM 812350106 78 715 SH DEFINED 16 715 - - SEARS HLDGS CORP COM 812350106 3 30 SH DEFINED 18 30 - - SEATTLE GENETICS INC COM 812578102 51 4,239 SH DEFINED 3 4,239 - - SECURITY NATL FINL CORP CL A NEW 814785309 - 1 SH DEFINED 3 1 - - SELECTIVE INS GROUP INC COM 816300107 324 19,489 SH DEFINED 2 19,489 - - SELECTIVE INS GROUP INC COM 816300107 33 2,000 SH DEFINED 3 2,000 - - SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 3 97 SH DEFINED 2 97 - - SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 1,154 41,395 SH DEFINED 3 41,395 - - SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 178 6,400 SH DEFINED 5 6,400 - - SEMTECH CORP COM 816850101 405 23,208 SH DEFINED 2 23,208 - - SEMTECH CORP COM 816850101 31 1,800 SH DEFINED 3 1,800 - - SEMTECH CORP COM 816850101 30 1,740 SH DEFINED 18 1,740 - - SEMPRA ENERGY COM 816851109 6,362 127,485 SH DEFINED 2 127,485 - - SEMPRA ENERGY COM 816851109 1,871 37,500 PUT DEFINED 3 37,500 - - SEMPRA ENERGY COM 816851109 7,636 153,026 SH DEFINED 3 151,916 - 1,110
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SEMPRA ENERGY COM 816851109 200 4,000 SH DEFINED 5 4,000 - - SEMPRA ENERGY COM 816851109 102 2,040 SH DEFINED 10 2,040 - - SEMPRA ENERGY COM 816851109 84 1,680 SH DEFINED 17 - - 1,680 SEMPRA ENERGY COM 816851109 299 5,990 SH DEFINED 18 5,990 - - SEMPRA ENERGY COM 816851109 20 408 SH DEFINED 408 - - SEMPRA ENERGY COM 816851109 171 3,425 SH SOLE 3,425 - - SEQUENOM INC COM NEW 817337405 4 600 SH DEFINED 2 600 - - SEQUENOM INC COM NEW 817337405 4 600 SH DEFINED 3 600 - - SERVICE CORP INTL COM 817565104 678 73,861 SH DEFINED 3 73,861 - - SERVICE CORP INTL COM 817565104 376 40,930 SH DEFINED 4 - 40,930 - SERVICE CORP INTL COM 817565104 54 5,900 SH DEFINED 5 5,900 - - SERVICE CORP INTL COM 817565104 18 2,000 SH DEFINED 8 2,000 - - SHARPS COMPLIANCE CORP COM 820017101 118 18,033 SH DEFINED 3 18,033 - - SHAW GROUP INC COM 820280105 218 6,338 SH DEFINED 2 6,338 - - SHAW GROUP INC COM 820280105 1,361 39,545 SH DEFINED 3 39,545 - - SHAW GROUP INC COM 820280105 111 3,228 SH DEFINED 5 3,228 - - SHAW GROUP INC COM 820280105 34 1,000 SH DEFINED 16 1,000 - - SHAW GROUP INC COM 820280105 16 454 SH DEFINED 18 454 - - SHAW GROUP INC COM 820280105 7 205 SH DEFINED 205 - - SHERWIN WILLIAMS CO COM 824348106 74 1,100 SH DEFINED 1 1,100 - - SHERWIN WILLIAMS CO COM 824348106 2,592 38,302 SH DEFINED 2 38,302 - - SHERWIN WILLIAMS CO COM 824348106 428 6,322 SH DEFINED 3 2,836 - 3,486 SHERWIN WILLIAMS CO COM 824348106 378 5,590 SH DEFINED 5 5,590 - - SHERWIN WILLIAMS CO COM 824348106 5 80 SH DEFINED 8 80 - - SHERWIN WILLIAMS CO COM 824348106 1,557 23,000 SH DEFINED 14 23,000 - - SHERWIN WILLIAMS CO COM 824348106 12 172 SH DEFINED 18 172 - - SHILOH INDS INC COM 824543102 509 90,000 SH DEFINED 4 - - 90,000 SHINER INTL INC COM 824568109 32 24,245 SH DEFINED 16 24,245 - - SHINHAN FINANCIAL GROUP SPN ADR RESTRD 824596100 126 1,589 SH DEFINED 2 1,589 - - CO L SHINHAN FINANCIAL GROUP SPN ADR RESTRD 824596100 567 7,138 SH DEFINED 10 7,138 - - CO L SHUFFLE MASTER INC COM 825549108 30 3,645 SH DEFINED 2 3,645 - - SHUFFLE MASTER INC COM 825549108 8 1,000 SH DEFINED 3 1,000 - - SHUFFLE MASTER INC COM 825549108 5,120 625,097 SH DEFINED 4 - 499,777 125,320 SHUFFLE MASTER INC COM 825549108 2 300 SH DEFINED 18 300 - - SIEBERT FINL CORP COM 826176109 1 400 SH DEFINED 3 400 - - SIEMENS A G SPONSORED ADR 826197501 785 7,854 SH DEFINED 3 7,854 - - SIEMENS A G SPONSORED ADR 826197501 5,498 54,994 SH DEFINED 5 54,994 - - SIEMENS A G SPONSORED ADR 826197501 128 1,283 SH DEFINED 8 1,283 - - SIEMENS A G SPONSORED ADR 826197501 18 182 SH DEFINED 15 182 - - SIEMENS A G SPONSORED ADR 826197501 20 200 SH DEFINED 16 - 200 - SIEMENS A G SPONSORED ADR 826197501 375 3,750 SH DEFINED 17 - - 3,750 SIEMENS A G SPONSORED ADR 826197501 49 492 SH DEFINED 18 492 - - SIEMENS A G SPONSORED ADR 826197501 8,928 89,306 SH DEFINED 5;1 89,306 - - SIEMENS A G SPONSORED ADR 826197501 30 300 SH DEFINED 300 - - SIERRA WIRELESS INC COM 826516106 103 12,206 SH DEFINED 3 12,206 - - SIERRA WIRELESS INC COM 826516106 8 1,000 CALL DEFINED 5 1,000 - - SIERRA WIRELESS INC COM 826516106 294 34,949 SH DEFINED 5 34,949 - - SIERRA WIRELESS INC COM 826516106 1 167 SH DEFINED 8 167 - - SIGMA ALDRICH CORP COM 826552101 3,932 73,277 SH DEFINED 2 73,277 - - SIGMA ALDRICH CORP COM 826552101 1,095 20,406 SH DEFINED 3 20,406 - - SIGMA ALDRICH CORP COM 826552101 832 15,500 SH DEFINED 4 - 2,500 13,000 SIGMA ALDRICH CORP COM 826552101 973 18,126 SH DEFINED 5 18,126 - - SIGMA ALDRICH CORP COM 826552101 10 180 SH DEFINED 8 180 - - SIGMA ALDRICH CORP COM 826552101 7 124 SH DEFINED 18 124 - - SIGMA DESIGNS INC COM 826565103 147 12,522 SH DEFINED 2 12,522 - - SIGMA DESIGNS INC COM 826565103 71 6,061 SH DEFINED 3 6,061 - - SIGMA DESIGNS INC COM 826565103 5 450 SH DEFINED 16 450 - - SIGA TECHNOLOGIES INC COM 826917106 48 7,216 SH DEFINED 2 7,216 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SIGA TECHNOLOGIES INC COM 826917106 206 31,000 SH DEFINED 3 31,000 - - SILICON LABORATORIES INC COM 826919102 6,388 134,000 SH DEFINED 1 134,000 - - SILICON LABORATORIES INC COM 826919102 65 1,363 SH DEFINED 2 1,363 - - SILICON LABORATORIES INC COM 826919102 612 12,829 SH DEFINED 3 12,829 - - SILGAN HOLDINGS INC COM 827048109 197 3,268 SH DEFINED 3 3,268 - - SILGAN HOLDINGS INC COM 827048109 1 10 SH DEFINED 18 10 - - SILICON STORAGE COM 827057100 3 900 SH DEFINED 3 900 - - TECHNOLOGY I SILICONWARE PRECISION SPONSD ADR SPL 827084864 537 89,349 SH DEFINED 2 89,349 - - INDS L SILICONWARE PRECISION SPONSD ADR SPL 827084864 - 3 SH DEFINED 5 3 - - INDS L SILVER WHEATON CORP COM 828336107 72,858 4,646,584 SH DEFINED 1 4,646,584 - - SILVER WHEATON CORP COM 828336107 107 6,838 SH DEFINED 2 6,838 - - SILVER WHEATON CORP COM 828336107 1,946 124,128 SH DEFINED 3 122,628 - 1,500 SILVER WHEATON CORP COM 828336107 408 26,000 CALL DEFINED 5 26,000 - - SILVER WHEATON CORP COM 828336107 30 1,900 PUT DEFINED 5 1,900 - - SILVER WHEATON CORP COM 828336107 3,559 226,953 SH DEFINED 5 226,953 - - SILVER WHEATON CORP COM 828336107 1,837 117,126 SH DEFINED 6 117,126 - - SILVER WHEATON CORP COM 828336107 8,860 565,065 SH DEFINED 7 - 565,065 - SILVER WHEATON CORP COM 828336107 210 13,370 SH DEFINED 8 3,100 10,270 - SILVER WHEATON CORP COM 828336107 2 145 SH DEFINED 16 - 145 - SILVER WHEATON CORP COM 828336107 5 291 SH DEFINED 18 291 - - SILVER WHEATON CORP COM 828336107 122 7,800 SH DEFINED 7,800 - - SILVERLEAF RESORTS INC COM 828395103 - 100 SH DEFINED 3 100 - - SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 3 100 SH DEFINED 3 100 - - SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 579 21,000 SH DEFINED 4 - - 21,000 SIMON PPTY GROUP INC NEW COM 828806109 9,421 112,285 SH DEFINED 1 112,285 - - SIMON PPTY GROUP INC NEW COM 828806109 9,762 116,356 SH DEFINED 2 116,356 - - SIMON PPTY GROUP INC NEW COM 828806109 1,505 17,937 SH DEFINED 3 17,937 - - SIMON PPTY GROUP INC NEW COM 828806109 8,425 100,418 SH DEFINED 4 - 44,402 56,016 SIMON PPTY GROUP INC NEW COM 828806109 38 447 SH DEFINED 5 447 - - SIMON PPTY GROUP INC NEW COM 828806109 45 539 SH DEFINED 8 539 - - SIMON PPTY GROUP INC NEW COM 828806109 74 877 SH DEFINED 16 877 - - SIMON PPTY GROUP INC NEW COM 828806109 71 844 SH DEFINED 18 844 - - SIMON PPTY GROUP INC NEW COM 828806109 87 1,041 SH DEFINED 1,041 - - SIMPSON MANUFACTURING CO COM 829073105 13,796 496,972 SH DEFINED 4 - 395,712 101,260 INC SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 14 700 SH DEFINED 3 700 - - SINCLAIR BROADCAST GROUP CL A 829226109 15 2,889 SH DEFINED 2 2,889 - - INC SKECHERS U S A INC CL A 830566105 95 2,625 SH DEFINED 3 2,625 - - SKYWEST INC COM 830879102 144 10,050 SH DEFINED 2 10,050 - - SKYWEST INC COM 830879102 5 320 SH DEFINED 3 320 - - SKYWEST INC COM 830879102 29 2,000 SH DEFINED 5 2,000 - - SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 6 500 SH DEFINED 3 500 - - SKILLSOFT PLC SPONSORED ADR 830928107 1,480 143,400 SH DEFINED 3 143,400 - - SKILLSOFT PLC SPONSORED ADR 830928107 2,038 197,487 SH DEFINED 4 - 53,400 144,087 SMITH & WESSON HLDG CORP COM 831756101 44 11,601 SH DEFINED 3 11,601 - - SMITH A O COM 831865209 79 1,500 SH DEFINED 3 1,500 - - SMITH A O COM 831865209 1 10 SH DEFINED 18 10 - - SMITH INTL INC COM 832110100 5,392 125,917 SH DEFINED 2 125,917 - - SMITH INTL INC COM 832110100 32,210 752,222 SH DEFINED 3 751,922 - 300 SMITH INTL INC COM 832110100 57 1,334 SH DEFINED 18 1,334 - - SMITH MICRO SOFTWARE INC COM 832154108 53 5,993 SH DEFINED 2 5,993 - - SMITH MICRO SOFTWARE INC COM 832154108 6 700 SH DEFINED 3 700 - - SMITHFIELD FOODS INC COM 832248108 886 42,739 SH DEFINED 3 42,739 - - SMITHFIELD FOODS INC COM 832248108 13 616 SH DEFINED 18 616 - - SMUCKER J M CO COM NEW 832696405 5,612 93,132 SH DEFINED 2 93,132 - - SMUCKER J M CO COM NEW 832696405 3,117 51,718 SH DEFINED 3 50,758 - 960
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SMUCKER J M CO COM NEW 832696405 554 9,188 SH DEFINED 5 9,188 - - SMUCKER J M CO COM NEW 832696405 64 1,062 SH DEFINED 8 1,062 - - SMUCKER J M CO COM NEW 832696405 6 100 SH DEFINED 9 100 - - SMUCKER J M CO COM NEW 832696405 1 14 SH DEFINED 16 14 - - SMUCKER J M CO COM NEW 832696405 12 207 SH DEFINED 18 207 - - SMUCKER J M CO COM NEW 832696405 84 1,393 SH DEFINED 1,393 - - SNAP ON INC COM 833034101 1,471 33,932 SH DEFINED 2 33,932 - - SNAP ON INC COM 833034101 2,013 46,441 SH DEFINED 3 46,341 - 100 SNAP ON INC COM 833034101 27 619 SH DEFINED 5 619 - - SNAP ON INC COM 833034101 5 123 SH DEFINED 18 123 - - SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 134 3,576 SH DEFINED 2 3,576 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 1,319 35,285 SH DEFINED 3 35,285 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 198 5,285 SH DEFINED 5 5,285 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 9 250 SH DEFINED 8 250 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 22 600 SH DEFINED 14 600 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 102 2,737 SH DEFINED 16 2,737 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 19 500 SH DEFINED 17 - - 500 DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 10 271 SH DEFINED 18 271 - - DE C SOCIEDAD QUIMICA MINERA SPON ADR SER B 833635105 87 2,320 SH DEFINED 2,320 - - DE C SOLUTIA INC COM NEW 834376501 2,087 129,576 SH DEFINED 3 129,576 - - SOLUTIA INC COM NEW 834376501 8 518 SH DEFINED 18 518 - - SOMANETICS CORP COM NEW 834445405 431 22,500 SH DEFINED 3 22,500 - - SOMAXON PHARMACEUTICALS COM 834453102 34 3,900 SH DEFINED 3 3,900 - - INC SONIC CORP COM 835451105 6,213 561,751 SH DEFINED 4 - 445,881 115,870 SONIC SOLUTIONS COM 835460106 13 1,410 SH DEFINED 3 1,410 - - SONIC SOLUTIONS COM 835460106 10,055 1,073,053 SH DEFINED 4 - 393,000 680,053 SONICWALL INC COM 835470105 1 117 SH DEFINED 2 117 - - SONOCO PRODS CO COM 835495102 179 5,818 SH DEFINED 2 5,818 - - SONOCO PRODS CO COM 835495102 1,036 33,635 SH DEFINED 3 33,635 - - SONY CORP ADR NEW 835699307 54 1,413 SH DEFINED 2 1,413 - - SONY CORP ADR NEW 835699307 1,711 44,646 SH DEFINED 3 44,646 - - SONY CORP ADR NEW 835699307 319 8,315 SH DEFINED 5 8,315 - - SONY CORP ADR NEW 835699307 18 470 SH DEFINED 7 - 470 - SONY CORP ADR NEW 835699307 383 10,000 SH DEFINED 15 10,000 - - SONY CORP ADR NEW 835699307 46 1,210 SH DEFINED 16 990 220 - SONY CORP ADR NEW 835699307 358 9,334 SH DEFINED 18 9,334 - - SOTHEBYS COM 835898107 62 2,004 SH DEFINED 2 2,004 - - SOTHEBYS COM 835898107 37 1,200 SH DEFINED 3 1,200 - - SOTHEBYS COM 835898107 38 1,218 SH DEFINED 18 1,218 - - SONUS NETWORKS INC COM 835916107 16 6,183 SH DEFINED 3 6,183 - - SONUS NETWORKS INC COM 835916107 20 7,500 SH DEFINED 16 7,500 - - SOURCE CAP INC COM 836144105 96 2,075 SH DEFINED 3 2,075 - - SOUTH FINL GROUP INC COM 837841105 1 1,681 SH DEFINED 3 1,681 - - SOUTH FINL GROUP INC COM 837841105 - 441 SH DEFINED 441 - - SOUTH JERSEY INDS INC COM 838518108 14 340 SH DEFINED 3 340 - - SOUTHERN CO COM 842587107 3,534 106,576 SH DEFINED 2 106,576 - - SOUTHERN CO COM 842587107 5,453 164,452 SH DEFINED 3 162,727 - 1,725 SOUTHERN CO COM 842587107 1,348 40,661 SH DEFINED 5 40,661 - - SOUTHERN CO COM 842587107 539 16,250 SH DEFINED 6 16,250 - - SOUTHERN CO COM 842587107 83 2,495 SH DEFINED 7 - 2,495 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SOUTHERN CO COM 842587107 1,526 46,033 SH DEFINED 8 45,433 600 - SOUTHERN CO COM 842587107 12 350 SH DEFINED 9 350 - - SOUTHERN CO COM 842587107 218 6,582 SH DEFINED 10 6,582 - - SOUTHERN CO COM 842587107 99 3,000 SH DEFINED 15 3,000 - - SOUTHERN CO COM 842587107 76 2,300 SH DEFINED 16 2,300 - - SOUTHERN CO COM 842587107 17 500 SH DEFINED 17 - - 500 SOUTHERN CO COM 842587107 1,102 33,222 SH DEFINED 18 33,222 - - SOUTHERN CO COM 842587107 287 8,665 SH DEFINED 2,187 6,478 - SOUTHERN CO COM 842587107 10,033 302,575 SH SOLE 302,575 - - SOUTHERN CMNTY FINL CORP COM 842632101 70 32,000 SH DEFINED 4 - - 32,000 SOUTHERN FIRST COM 842873101 8 1,000 SH DEFINED 3 1,000 - - BANCSHARES IN SOUTHERN NATL BANCORP OF COM 843395104 78 10,000 SH DEFINED 3 10,000 - - VA SOUTHERN UN CO NEW COM 844030106 961 37,875 SH DEFINED 3 37,875 - - SOUTHERN UN CO NEW COM 844030106 4 162 SH DEFINED 5 162 - - SOUTHERN UN CO NEW COM 844030106 10 410 SH DEFINED 16 410 - - SOUTHWEST AIRLS CO COM 844741108 4,828 365,227 SH DEFINED 2 365,227 - - SOUTHWEST AIRLS CO COM 844741108 1,236 93,504 SH DEFINED 3 93,504 - - SOUTHWEST AIRLS CO COM 844741108 3 200 SH DEFINED 5 200 - - SOUTHWEST AIRLS CO COM 844741108 145 10,961 SH DEFINED 18 10,961 - - SOUTHWEST AIRLS CO COM 844741108 3 195 SH SOLE 195 - - SOUTHWEST BANCORP INC COM 844767103 433 52,300 SH DEFINED 4 - - 52,300 OKLA SOUTHWEST BANCORP INC COM 844767103 8 1,023 SH DEFINED 18 1,023 - - OKLA SOUTHWEST GAS CORP COM 844895102 449 14,997 SH DEFINED 2 14,997 - - SOUTHWEST GAS CORP COM 844895102 25 843 SH DEFINED 3 843 - - SOUTHWEST WTR CO COM 845331107 5 500 SH DEFINED 3 500 - - SOUTHWESTERN ENERGY CO COM 845467109 5,037 123,700 SH DEFINED 1 123,700 - - SOUTHWESTERN ENERGY CO COM 845467109 7,236 177,705 SH DEFINED 2 177,705 - - SOUTHWESTERN ENERGY CO COM 845467109 1,604 39,389 SH DEFINED 3 39,389 - - SOUTHWESTERN ENERGY CO COM 845467109 21 510 SH DEFINED 5 510 - - SOUTHWESTERN ENERGY CO COM 845467109 97 2,375 SH DEFINED 10 2,375 - - SOUTHWESTERN ENERGY CO COM 845467109 103 2,530 SH DEFINED 17 - - 2,530 SOUTHWESTERN ENERGY CO COM 845467109 263 6,465 SH DEFINED 18 6,465 - - SOUTHWESTERN ENERGY CO COM 845467109 162 3,975 SH SOLE 3,975 - - SPARTAN MTRS INC COM 846819100 4 700 SH DEFINED 3 700 - - SPARTAN STORES INC COM 846822104 59 4,100 SH DEFINED 3 4,100 - - SPARTAN STORES INC COM 846822104 317 22,000 SH DEFINED 4 - - 22,000 SPARTECH CORP COM NEW 847220209 1 60 SH DEFINED 3 60 - - SPARTECH CORP COM NEW 847220209 527 45,000 SH DEFINED 4 - - 45,000 SPECTRA ENERGY CORP COM 847560109 683 30,300 SH DEFINED 1 30,300 - - SPECTRA ENERGY CORP COM 847560109 1,901 84,392 SH DEFINED 2 84,392 - - SPECTRA ENERGY CORP COM 847560109 3,004 133,322 SH DEFINED 3 129,462 - 3,860 SPECTRA ENERGY CORP COM 847560109 1,745 77,459 SH DEFINED 5 77,459 - - SPECTRA ENERGY CORP COM 847560109 439 19,500 SH DEFINED 6 19,500 - - SPECTRA ENERGY CORP COM 847560109 40 1,769 SH DEFINED 7 - 1,769 - SPECTRA ENERGY CORP COM 847560109 37 1,645 SH DEFINED 8 1,645 - - SPECTRA ENERGY CORP COM 847560109 12 519 SH DEFINED 9 519 - - SPECTRA ENERGY CORP COM 847560109 5 200 SH DEFINED 16 200 - - SPECTRA ENERGY CORP COM 847560109 293 12,986 SH DEFINED 18 12,986 - - SPECTRA ENERGY CORP COM 847560109 34 1,500 SH DEFINED 1,500 - - SPECTRA ENERGY CORP COM 847560109 2 100 SH SOLE 100 - - SPECTRUM CTL INC COM 847615101 2 191 SH DEFINED 3 191 - - SPECTRUM CTL INC COM 847615101 12,918 1,105,086 SH DEFINED 4 - 341,931 763,155 SPEEDWAY MOTORSPORTS INC COM 847788106 26 1,634 SH DEFINED 2 1,634 - - SPIRE CORP COM 848565107 134 34,198 SH DEFINED 3 34,198 - - SPIRIT AEROSYSTEMS HLDGS COM CL A 848574109 708 30,281 SH DEFINED 3 30,281 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPRINT NEXTEL CORP COM SER 1 852061100 5,749 1,512,895 SH DEFINED 2 1,512,895 - - SPRINT NEXTEL CORP COM SER 1 852061100 5,339 1,404,900 SH DEFINED 3 1,397,255 - 7,645 SPRINT NEXTEL CORP COM SER 1 852061100 9 2,282 SH DEFINED 5 2,282 - - SPRINT NEXTEL CORP COM SER 1 852061100 38 10,100 SH DEFINED 16 10,100 - - SPRINT NEXTEL CORP COM SER 1 852061100 13 3,533 SH DEFINED 18 3,533 - - SPRINT NEXTEL CORP COM SER 1 852061100 121 31,808 SH DEFINED 31,808 - - STAMPS COM INC COM NEW 852857200 1 100 SH DEFINED 3 100 - - STANCORP FINL GROUP INC COM 852891100 522 10,966 SH DEFINED 2 10,966 - - STANCORP FINL GROUP INC COM 852891100 898 18,847 SH DEFINED 3 18,847 - - STANCORP FINL GROUP INC COM 852891100 48 1,000 SH DEFINED 5 1,000 - - STANDARD MICROSYSTEMS COM 853626109 5 200 SH DEFINED 3 200 - - CORP STANDARD MTR PRODS INC COM 853666105 3 257 SH DEFINED 3 257 - - STANDARD MTR PRODS INC COM 853666105 744 75,000 SH DEFINED 4 - - 75,000 STANDARD PARKING CORP COM 853790103 1 58 SH DEFINED 3 58 - - STANDARD PARKING CORP COM 853790103 2,952 179,778 SH DEFINED 4 - 50,200 129,578 STANDEX INTL CORP COM 854231107 825 32,000 SH DEFINED 4 - - 32,000 STANLEY BLACK & DECKER COM 854502101 7,161 124,739 SH DEFINED 2 124,739 - - INC STANLEY BLACK & DECKER COM 854502101 1,238 21,560 SH DEFINED 3 21,560 - - INC STANLEY BLACK & DECKER COM 854502101 241 4,202 SH DEFINED 5 4,202 - - INC STANLEY BLACK & DECKER COM 854502101 25 439 SH DEFINED 6 439 - - INC STANLEY BLACK & DECKER COM 854502101 4 61 SH DEFINED 15 61 - - INC STANLEY INC COM 854532108 5 188 SH DEFINED 3 188 - - STANLEY INC COM 854532108 7 262 SH DEFINED 16 262 - - STAPLES INC COM 855030102 3,389 144,800 SH DEFINED 1 144,800 - - STAPLES INC COM 855030102 9,936 424,469 SH DEFINED 2 424,469 - - STAPLES INC COM 855030102 2,881 123,091 SH DEFINED 3 121,590 - 1,501 STAPLES INC COM 855030102 1,104 47,145 SH DEFINED 4 - 41,725 5,420 STAPLES INC COM 855030102 336 14,345 SH DEFINED 5 14,345 - - STAPLES INC COM 855030102 2 100 SH DEFINED 9 100 - - STAPLES INC COM 855030102 38 1,625 SH DEFINED 14 1,625 - - STAPLES INC COM 855030102 148 6,328 SH DEFINED 18 6,328 - - STAPLES INC COM 855030102 123 5,248 SH DEFINED 353 4,895 - STARBUCKS CORP COM 855244109 13,510 556,664 SH DEFINED 2 556,664 - - STARBUCKS CORP COM 855244109 2,427 100,000 PUT DEFINED 3 100,000 - - STARBUCKS CORP COM 855244109 13,637 561,881 SH DEFINED 3 538,606 - 23,275 STARBUCKS CORP COM 855244109 1,055 43,481 SH DEFINED 5 43,481 - - STARBUCKS CORP COM 855244109 535 22,030 SH DEFINED 6 22,030 - - STARBUCKS CORP COM 855244109 53 2,200 SH DEFINED 7 - 2,200 - STARBUCKS CORP COM 855244109 136 5,613 SH DEFINED 18 5,613 - - STARBUCKS CORP COM 855244109 24 1,000 SH DEFINED 1,000 - - STARBUCKS CORP COM 855244109 1 37 SH SOLE 37 - - STARRETT L S CO CL A 855668109 393 38,000 SH DEFINED 4 - - 38,000 STATE AUTO FINL CORP COM 855707105 62 3,430 SH DEFINED 2 3,430 - - STATE AUTO FINL CORP COM 855707105 117 6,500 SH DEFINED 3 6,500 - - STATE STR CORP COM 857477103 11,335 251,108 SH DEFINED 2 251,108 - - STATE STR CORP COM 857477103 8,279 183,406 SH DEFINED 3 181,683 - 1,723 STATE STR CORP COM 857477103 4,313 95,553 SH DEFINED 5 95,553 - - STATE STR CORP COM 857477103 17,325 383,800 SH DEFINED 6 383,800 - - STATE STR CORP COM 857477103 360 7,978 SH DEFINED 8 7,978 - - STATE STR CORP COM 857477103 123 2,734 SH DEFINED 15 2,734 - - STATE STR CORP COM 857477103 9 200 SH DEFINED 16 200 - - STATE STR CORP COM 857477103 50 1,100 SH DEFINED 17 - - 1,100 STATE STR CORP COM 857477103 228 5,062 SH DEFINED 18 5,062 - - STATE STR CORP COM 857477103 319 7,068 SH DEFINED 808 5,400 860
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- STEAK N SHAKE CO COM NEW 857873202 32 83 SH DEFINED 3 83 - - STEEL DYNAMICS INC COM 858119100 4,740 271,300 SH DEFINED 1 271,300 - - STEEL DYNAMICS INC COM 858119100 1,759 100,710 SH DEFINED 3 100,710 - - STEEL DYNAMICS INC COM 858119100 7 400 SH DEFINED 5 400 - - STEEL DYNAMICS INC COM 858119100 7 378 SH DEFINED 18 378 - - STEEL DYNAMICS INC COM 858119100 64 3,647 SH DEFINED - - 3,647 STEELCASE INC CL A 858155203 72 11,109 SH DEFINED 2 11,109 - - STEIN MART INC COM 858375108 24 2,695 SH DEFINED 3 2,695 - - STEIN MART INC COM 858375108 397 44,000 SH DEFINED 4 - - 44,000 STEIN MART INC COM 858375108 3 330 SH DEFINED 18 330 - - STEINWAY MUSICAL INSTRS COM 858495104 11,945 634,362 SH DEFINED 4 - 193,699 440,663 INC STEINWAY MUSICAL INSTRS COM 858495104 4 200 SH DEFINED 5 200 - - INC STEPAN CO COM 858586100 559 10,000 SH DEFINED 4 - - 10,000 STEPAN CO COM 858586100 6,371 114,000 SH DEFINED 18 114,000 - - STERLING BANCSHARES INC COM 858907108 7 1,339 SH DEFINED 3 1,339 - - STERICYCLE INC COM 858912108 3,018 55,372 SH DEFINED 2 55,372 - - STERICYCLE INC COM 858912108 1,621 29,736 SH DEFINED 3 29,736 - - STERICYCLE INC COM 858912108 17,227 316,094 SH DEFINED 4 - 241,404 74,690 STERICYCLE INC COM 858912108 3 62 SH DEFINED 5 62 - - STERICYCLE INC COM 858912108 32 590 SH DEFINED 7 - 590 - STERICYCLE INC COM 858912108 9 160 SH DEFINED 8 - 160 - STERICYCLE INC COM 858912108 30 552 SH DEFINED 18 552 - - STERIS CORP COM 859152100 54 1,600 SH DEFINED 3 1,600 - - STERIS CORP COM 859152100 18 529 SH DEFINED 18 529 - - STERLING CONSTRUCTION CO COM 859241101 9 543 SH DEFINED 2 543 - - INC STERLITE INDS INDIA LTD ADS 859737207 30 1,617 SH DEFINED 3 1,617 - - STERLITE INDS INDIA LTD ADS 859737207 19 1,008 SH DEFINED 18 1,008 - - STERLITE INDS INDIA LTD ADS 859737207 6 296 SH DEFINED 296 - - STEWART ENTERPRISES INC CL A 860370105 644 103,000 SH DEFINED 4 - - 103,000 STEWART INFORMATION SVCS COM 860372101 150 10,848 SH DEFINED 2 10,848 - - COR STEWART INFORMATION SVCS COM 860372101 1 100 SH DEFINED 5 100 - - COR STIFEL FINL CORP COM 860630102 1,319 24,548 SH DEFINED 2 24,548 - - STIFEL FINL CORP COM 860630102 16 300 SH DEFINED 3 300 - - STIFEL FINL CORP COM 860630102 161 2,999 SH DEFINED 4 - - 2,999 STIFEL FINL CORP COM 860630102 7 136 SH DEFINED 18 136 - - STMICROELECTRONICS N V NY REGISTRY 861012102 3 295 SH DEFINED 3 295 - - STMICROELECTRONICS N V NY REGISTRY 861012102 58 5,836 SH DEFINED 5 5,836 - - STMICROELECTRONICS N V NY REGISTRY 861012102 300 30,430 SH DEFINED 18 30,430 - - STONE ENERGY CORP COM 861642106 2 123 SH DEFINED 2 123 - - STONE ENERGY CORP COM 861642106 141 7,962 SH DEFINED 3 7,962 - - STONE ENERGY CORP COM 861642106 1 44 SH DEFINED 5 44 - - STONE ENERGY CORP COM 861642106 4 210 SH DEFINED 18 210 - - STRATASYS INC COM 862685104 32 1,315 SH DEFINED 2 1,315 - - STRATASYS INC COM 862685104 9 372 SH DEFINED 18 372 - - STRATEGIC GLOBAL INCOME COM 862719101 11 1,000 SH DEFINED 3 1,000 - - FD STRATTEC SEC CORP COM 863111100 345 17,000 SH DEFINED 4 - - 17,000 STRAYER ED INC COM 863236105 988 4,057 SH DEFINED 3 4,057 - - STRAYER ED INC COM 863236105 12 50 SH DEFINED 8 50 - - STRYKER CORP COM 863667101 137 2,400 SH DEFINED 1 2,400 - - STRYKER CORP COM 863667101 6,569 114,796 SH DEFINED 2 114,796 - - STRYKER CORP COM 863667101 9,479 165,665 SH DEFINED 3 165,665 - - STRYKER CORP COM 863667101 1,027 17,943 SH DEFINED 5 17,943 - - STRYKER CORP COM 863667101 120 2,095 SH DEFINED 7 - 2,095 - STRYKER CORP COM 863667101 129 2,250 SH DEFINED 8 2,150 100 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- STRYKER CORP COM 863667101 172 3,004 SH DEFINED 18 3,004 - - STRYKER CORP COM 863667101 11 185 SH DEFINED 185 - - STUDENT LN CORP COM 863902102 237 6,681 SH DEFINED 2 6,681 - - STUDENT LN CORP COM 863902102 - 10 SH DEFINED 3 10 - - STURM RUGER & CO INC COM 864159108 141 11,766 SH DEFINED 3 11,766 - - SUBURBAN PROPANE UNIT LTD PARTN 864482104 392 8,246 SH DEFINED 2 8,246 - - PARTNERS L SUBURBAN PROPANE UNIT LTD PARTN 864482104 1,628 34,273 SH DEFINED 3 34,273 - - PARTNERS L SUBURBAN PROPANE UNIT LTD PARTN 864482104 131 2,766 SH DEFINED 5 2,766 - - PARTNERS L SUBURBAN PROPANE UNIT LTD PARTN 864482104 51 1,068 SH DEFINED 18 1,068 - - PARTNERS L SUCCESSFACTORS INC COM 864596101 1,203 63,200 SH DEFINED 1 63,200 - - SUCCESSFACTORS INC COM 864596101 82 4,281 SH DEFINED 2 4,281 - - SUCCESSFACTORS INC COM 864596101 19 1,000 SH DEFINED 5 1,000 - - SUFFOLK BANCORP COM 864739107 15 500 SH DEFINED 16 500 - - SUN LIFE FINL INC COM 866796105 385,990 12,013,378 SH DEFINED 1 12,013,378 - - SUN LIFE FINL INC COM 866796105 1,294 40,265 SH DEFINED 2 40,265 - - SUN LIFE FINL INC COM 866796105 598 18,612 SH DEFINED 3 18,612 - - SUN LIFE FINL INC COM 866796105 1,767 55,000 CALL DEFINED 5 55,000 - - SUN LIFE FINL INC COM 866796105 691 21,500 PUT DEFINED 5 21,500 - - SUN LIFE FINL INC COM 866796105 92,877 2,890,657 SH DEFINED 5 2,890,657 - - SUN LIFE FINL INC COM 866796105 139,665 4,346,878 SH DEFINED 6 4,346,878 - - SUN LIFE FINL INC COM 866796105 21,881 681,015 SH DEFINED 7 - 681,015 - SUN LIFE FINL INC COM 866796105 3,649 113,571 SH DEFINED 8 103,796 9,775 - SUN LIFE FINL INC COM 866796105 932 29,001 SH DEFINED 9 29,001 - - SUN LIFE FINL INC COM 866796105 225 7,000 SH DEFINED 14 7,000 - - SUN LIFE FINL INC COM 866796105 42 1,295 SH DEFINED 15 1,295 - - SUN LIFE FINL INC COM 866796105 281 8,750 SH DEFINED 17 - - 8,750 SUN LIFE FINL INC COM 866796105 30,352 944,652 SH DEFINED 5;1 944,652 - - SUN LIFE FINL INC COM 866796105 559 17,410 SH DEFINED 17,410 - - SUN LIFE FINL INC COM 866796105 811,046 25,242,637 SH SOLE 25,242,637 - - SUN HEALTHCARE GROUP INC COM NEW 866933401 27 2,798 SH DEFINED 2 2,798 - - SUN HEALTHCARE GROUP INC COM NEW 866933401 2 230 SH DEFINED 3 230 - - SUN HYDRAULICS CORP COM 866942105 265 10,190 SH DEFINED 2 10,190 - - SUN HYDRAULICS CORP COM 866942105 29 1,100 SH DEFINED 3 1,100 - - SUN HYDRAULICS CORP COM 866942105 1,341 51,610 SH DEFINED 4 - 18,810 32,800 SUN HYDRAULICS CORP COM 866942105 17 657 SH DEFINED 18 657 - - SUNAMERICA FCSED ALPHA COM 867037103 1,759 121,202 SH DEFINED 3 121,202 - - GRW F SUNAMERICA FOCUSE ALPHA COM 867038101 17 1,200 SH DEFINED 3 - - 1,200 LC F SUNCOR ENERGY INC NEW COM 867224107 922,132 28,338,428 SH DEFINED 1 28,338,428 - - SUNCOR ENERGY INC NEW COM 867224107 7,245 222,650 SH DEFINED 3 222,650 - - SUNCOR ENERGY INC NEW COM 867224107 3,638 111,800 CALL DEFINED 5 111,800 - - SUNCOR ENERGY INC NEW COM 867224107 4,442 136,500 PUT DEFINED 5 136,500 - - SUNCOR ENERGY INC NEW COM 867224107 164,590 5,058,083 SH DEFINED 5 5,058,083 - - SUNCOR ENERGY INC NEW COM 867224107 322,172 9,900,785 SH DEFINED 6 9,900,785 - - SUNCOR ENERGY INC NEW COM 867224107 26,792 823,346 SH DEFINED 7 - 823,346 - SUNCOR ENERGY INC NEW COM 867224107 4,353 133,774 SH DEFINED 8 125,350 8,424 - SUNCOR ENERGY INC NEW COM 867224107 2,608 80,137 SH DEFINED 9 80,137 - - SUNCOR ENERGY INC NEW COM 867224107 320 9,826 SH DEFINED 10 9,826 - - SUNCOR ENERGY INC NEW COM 867224107 417 12,800 SH DEFINED 11 12,800 - - SUNCOR ENERGY INC NEW COM 867224107 36 1,100 SH DEFINED 13 1,100 - - SUNCOR ENERGY INC NEW COM 867224107 98 3,000 SH DEFINED 14 3,000 - - SUNCOR ENERGY INC NEW COM 867224107 43 1,323 SH DEFINED 15 1,323 - - SUNCOR ENERGY INC NEW COM 867224107 353 10,840 SH DEFINED 17 - - 10,840 SUNCOR ENERGY INC NEW COM 867224107 119 3,655 SH DEFINED 18 3,655 - - SUNCOR ENERGY INC NEW COM 867224107 122,361 3,760,326 SH DEFINED 5;1 3,760,326 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SUNCOR ENERGY INC NEW COM 867224107 4,348 133,621 SH DEFINED 133,621 - - SUNCOR ENERGY INC NEW COM 867224107 246,720 7,582,038 SH SOLE 7,582,038 - - SUNPOWER CORP COM CL A 867652109 4 202 SH DEFINED 2 202 - - SUNPOWER CORP COM CL A 867652109 28 1,500 PUT DEFINED 3 1,500 - - SUNPOWER CORP COM CL A 867652109 698 37,161 SH DEFINED 3 37,161 - - SUNPOWER CORP COM CL A 867652109 2 90 SH DEFINED 5 90 - - SUNPOWER CORP COM CL A 867652109 56 2,995 SH DEFINED 7 - 2,995 - SUNPOWER CORP COM CL A 867652109 39 2,080 SH DEFINED 8 1,535 545 - SUNPOWER CORP COM CL A 867652109 - 8 SH DEFINED 8 - - SUNPOWER CORP COM CL B 867652307 33 1,956 SH DEFINED 2 1,956 - - SUNPOWER CORP COM CL B 867652307 987 58,975 SH DEFINED 3 58,975 - - SUNTRUST BKS INC COM 867914103 6,445 240,567 SH DEFINED 2 240,567 - - SUNTRUST BKS INC COM 867914103 1,307 48,789 SH DEFINED 3 46,758 - 2,031 SUNTRUST BKS INC COM 867914103 166 6,201 SH DEFINED 5 6,201 - - SUNTRUST BKS INC COM 867914103 464 17,330 SH DEFINED 15 17,330 - - SUNTRUST BKS INC COM 867914103 116 4,318 SH DEFINED 18 4,318 - - SUNTRUST BKS INC COM 867914103 68 2,530 SH DEFINED 369 2,161 - SUPERCONDUCTOR COM NEW 867931305 - 8 SH DEFINED 5 8 - - TECHNOLOGIES SUPERGEN INC COM 868059106 3 920 SH DEFINED 3 920 - - SUPERIOR ENERGY SVCS INC COM 868157108 45 2,122 SH DEFINED 2 2,122 - - SUPERIOR ENERGY SVCS INC COM 868157108 559 26,600 SH DEFINED 3 26,600 - - SUPERIOR ENERGY SVCS INC COM 868157108 203 9,660 SH DEFINED 5 9,660 - - SUPERIOR ENERGY SVCS INC COM 868157108 13 603 SH DEFINED 18 603 - - SUPERIOR INDS INTL INC COM 868168105 482 30,000 SH DEFINED 4 - - 30,000 SUPERIOR UNIFORM GP INC COM 868358102 403 41,000 SH DEFINED 4 - - 41,000 SUPERTEL HOSPITALITY INC COM 868526104 64 36,750 SH DEFINED 3 36,750 - - MD SUPERTEX INC COM 868532102 255 9,976 SH DEFINED 2 9,976 - - SUPERVALU INC COM 868536103 1,567 93,951 SH DEFINED 2 93,951 - - SUPERVALU INC COM 868536103 602 36,077 SH DEFINED 3 36,077 - - SUPERVALU INC COM 868536103 2 140 SH DEFINED 5 140 - - SUPERVALU INC COM 868536103 60 3,611 SH DEFINED 18 3,611 - - SUPREME INDS INC CL A 868607102 180 68,115 SH DEFINED 4 - - 68,115 SUREWEST COMMUNICATIONS COM 868733106 352 41,000 SH DEFINED 4 - - 41,000 SURMODICS INC COM 868873100 14 683 SH DEFINED 2 683 - - SURMODICS INC COM 868873100 10 500 SH DEFINED 3 500 - - SURMODICS INC COM 868873100 4,602 219,759 SH DEFINED 4 - 174,199 45,560 SUSQUEHANNA BANCSHARES COM 869099101 1,163 118,555 SH DEFINED 3 118,555 - - INC P SUSSER HLDGS CORP COM 869233106 4 454 SH DEFINED 3 454 - - SWEDISH EXPT CR CORP RG METAL ETN22 870297405 76 7,388 SH DEFINED 5 7,388 - - SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 6 825 SH DEFINED 3 825 - - SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 97 13,731 SH DEFINED 5 13,731 - - SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 179 25,292 SH DEFINED 13 25,292 - - SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 1,874 246,275 SH DEFINED 3 246,275 - - SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 98 12,942 SH DEFINED 5 12,942 - - SWIFT ENERGY CO COM 870738101 65 2,114 SH DEFINED 2 2,114 - - SWIFT ENERGY CO COM 870738101 7,760 252,440 SH DEFINED 4 - 200,840 51,600 SWIFT ENERGY CO COM 870738101 2 51 SH DEFINED 5 51 - - SWISS HELVETIA FD INC COM 870875101 335 28,356 SH DEFINED 3 28,356 - - SWISS HELVETIA FD INC COM 870875101 161 13,604 SH DEFINED 5 13,604 - - SYBASE INC COM 871130100 8,065 173,000 SH DEFINED 1 173,000 - - SYBASE INC COM 871130100 1,462 31,370 SH DEFINED 3 31,370 - - SYBASE INC COM 871130100 2 38 SH DEFINED 18 38 - - SYBASE INC COM 871130100 8 166 SH DEFINED 166 - - SYCAMORE NETWORKS INC COM NEW 871206405 188 9,340 SH DEFINED 2 9,340 - - SYCAMORE NETWORKS INC COM NEW 871206405 - 20 SH DEFINED 3 20 - - SYCAMORE NETWORKS INC COM NEW 871206405 - 13 SH DEFINED 5 13 - - SYKES ENTERPRISES INC COM 871237103 1,066 46,673 SH DEFINED 2 46,673 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SYKES ENTERPRISES INC COM 871237103 104 4,532 SH DEFINED 3 4,532 - - SYKES ENTERPRISES INC COM 871237103 235 10,269 SH DEFINED 4 - - 10,269 SYMANTEC CORP COM 871503108 9,792 578,491 SH DEFINED 2 578,491 - - SYMANTEC CORP COM 871503108 10,068 594,787 SH DEFINED 3 591,562 - 3,225 SYMANTEC CORP COM 871503108 682 40,267 SH DEFINED 5 40,267 - - SYMANTEC CORP COM 871503108 4 262 SH DEFINED 8 262 - - SYMANTEC CORP COM 871503108 14 800 SH DEFINED 9 800 - - SYMANTEC CORP COM 871503108 1 64 SH DEFINED 15 64 - - SYMANTEC CORP COM 871503108 233 13,736 SH DEFINED 16 13,736 - - SYMANTEC CORP COM 871503108 75 4,438 SH DEFINED 18 4,438 - - SYMANTEC CORP COM 871503108 2 112 SH DEFINED 112 - - SYMMETRICOM INC COM 871543104 5 780 SH DEFINED 3 780 - - SYMMETRY MED INC COM 871546206 2,282 227,300 SH DEFINED 4 - 91,600 135,700 SYMS CORP COM 871551107 428 43,000 SH DEFINED 4 - - 43,000 SYNOPSYS INC COM 871607107 616 27,542 SH DEFINED 2 27,542 - - SYNOPSYS INC COM 871607107 2,425 108,394 SH DEFINED 3 108,394 - - SYNOPSYS INC COM 871607107 671 30,000 SH DEFINED 4 - 4,700 25,300 SYNOPSYS INC COM 871607107 7 300 SH DEFINED 18 300 - - SYSCO CORP COM 871829107 4,447 150,738 SH DEFINED 3 150,508 - 230 SYSCO CORP COM 871829107 481 16,315 SH DEFINED 5 16,315 - - SYSCO CORP COM 871829107 106,045 3,594,744 SH DEFINED 6 3,594,744 - - SYSCO CORP COM 871829107 738 25,029 SH DEFINED 7 - 25,029 - SYSCO CORP COM 871829107 29 985 SH DEFINED 8 300 685 - SYSCO CORP COM 871829107 146 4,945 SH DEFINED 15 4,945 - - SYSCO CORP COM 871829107 452 15,319 SH DEFINED 18 15,319 - - SYSCO CORP COM 871829107 348 11,807 SH DEFINED 1,005 10,802 - SYSTEMAX INC COM 871851101 1,109 51,000 SH DEFINED 4 - - 51,000 TCF FINL CORP COM 872275102 1,296 81,275 SH DEFINED 3 81,275 - - TCF FINL CORP COM 872275102 10 615 SH DEFINED 16 - 615 - TCF FINL CORP COM 872275102 9 540 SH DEFINED 18 540 - - TCW STRATEGIC INCOME COM 872340104 596 126,500 SH DEFINED 3 126,500 - - FUND IN TECO ENERGY INC COM 872375100 1,300 81,800 SH DEFINED 1 81,800 - - TECO ENERGY INC COM 872375100 1,657 104,288 SH DEFINED 2 104,288 - - TECO ENERGY INC COM 872375100 3,693 232,383 SH DEFINED 3 229,338 - 3,045 TECO ENERGY INC COM 872375100 6 400 SH DEFINED 5 400 - - TECO ENERGY INC COM 872375100 145 9,100 SH DEFINED 15 9,100 - - TECO ENERGY INC COM 872375100 1,574 99,078 SH DEFINED 18 99,078 - - TESSCO TECHNOLOGIES INC COM 872386107 170 7,228 SH DEFINED 3 7,228 - - TESSCO TECHNOLOGIES INC COM 872386107 494 21,000 SH DEFINED 4 - - 21,000 THQ INC COM NEW 872443403 147 21,000 SH DEFINED 3 21,000 - - TJX COS INC NEW COM 872540109 60,281 1,417,700 SH DEFINED 1 1,417,700 - - TJX COS INC NEW COM 872540109 9,802 230,516 SH DEFINED 2 230,516 - - TJX COS INC NEW COM 872540109 5,777 135,872 SH DEFINED 3 134,579 - 1,293 TJX COS INC NEW COM 872540109 18,644 438,473 SH DEFINED 5 438,473 - - TJX COS INC NEW COM 872540109 549 12,910 SH DEFINED 7 - 12,910 - TJX COS INC NEW COM 872540109 440 10,343 SH DEFINED 8 10,068 275 - TJX COS INC NEW COM 872540109 31 740 SH DEFINED 18 740 - - TJX COS INC NEW COM 872540109 310 7,285 SH DEFINED 7,285 - - TNS INC COM 872960109 57 2,572 SH DEFINED 2 2,572 - - TAIWAN FD INC COM 874036106 5 356 SH DEFINED 3 356 - - TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 54 5,163 SH DEFINED 2 5,163 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 297 28,358 SH DEFINED 3 21,077 - 7,281 LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 64 6,140 SH DEFINED 5 6,140 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 2,883 274,800 SH DEFINED 7 - 274,800 - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 108 10,256 SH DEFINED 8 - 10,256 - LTD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 474 45,163 SH DEFINED 10 45,163 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 230 21,942 SH DEFINED 14 21,942 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 16 1,510 SH DEFINED 15 1,510 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 90 8,580 SH DEFINED 16 8,580 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 54 5,112 SH DEFINED 18 5,112 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 146 13,915 SH DEFINED 13,915 - - LTD TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 426 40,566 SH SOLE 40,566 - - LTD TAKE-TWO INTERACTIVE COM 874054109 74 7,549 SH DEFINED 2 7,549 - - SOFTWAR TAKE-TWO INTERACTIVE COM 874054109 99 10,000 CALL DEFINED 3 10,000 - - SOFTWAR TAKE-TWO INTERACTIVE COM 874054109 711 72,025 SH DEFINED 3 70,870 - 1,155 SOFTWAR TALBOTS INC COM 874161102 6 500 SH DEFINED 2 500 - - TALECRIS BIOTHERAPEUTICS COM 874227101 3 133 SH DEFINED 3 133 - - HLD TALECRIS BIOTHERAPEUTICS COM 874227101 3 170 SH DEFINED 18 170 - - HLD TANGER FACTORY OUTLET COM 875465106 178 4,129 SH DEFINED 2 4,129 - - CTRS I TANGER FACTORY OUTLET COM 875465106 4 100 SH DEFINED 3 100 - - CTRS I TANGER FACTORY OUTLET COM 875465106 8 184 SH DEFINED 18 184 - - CTRS I TASEKO MINES LTD COM 876511106 78 15,002 SH DEFINED 5 15,002 - - TASEKO MINES LTD COM 876511106 5 1,000 SH DEFINED 7 - 1,000 - TASTY BAKING CO COM 876553306 652 91,000 SH DEFINED 4 - - 91,000 TATA COMMUNICATIONS LTD SPONS ADR 876564105 287 23,106 SH DEFINED 2 23,106 - - TATA MTRS LTD SPONSORED ADR 876568502 35 1,919 SH DEFINED 2 1,919 - - TATA MTRS LTD SPONSORED ADR 876568502 309 16,731 SH DEFINED 3 16,731 - - TATA MTRS LTD SPONSORED ADR 876568502 886 47,993 SH DEFINED 5 47,993 - - TATA MTRS LTD SPONSORED ADR 876568502 51 2,781 SH DEFINED 18 2,781 - - TATA MTRS LTD SPONSORED ADR 876568502 15 800 SH DEFINED 800 - - TAUBMAN CTRS INC COM 876664103 6 141 SH DEFINED 3 141 - - TEAM INC COM 878155100 49 2,961 SH DEFINED 2 2,961 - - TEAM INC COM 878155100 5 320 SH DEFINED 16 320 - - TECH DATA CORP COM 878237106 1,157 27,616 SH DEFINED 2 27,616 - - TECH DATA CORP COM 878237106 607 14,491 SH DEFINED 3 14,491 - - TECH DATA CORP COM 878237106 34 800 SH DEFINED 5 800 - - TECHTEAM GLOBAL INC COM 878311109 475 70,560 SH DEFINED 4 - - 70,560 TECHNE CORP COM 878377100 850 13,365 SH DEFINED 2 13,365 - - TECHNE CORP COM 878377100 696 10,943 SH DEFINED 3 10,943 - - TECHNE CORP COM 878377100 20 322 SH DEFINED 18 322 - - TECHNITROL INC COM 878555101 53 10,000 SH DEFINED 14 10,000 - - TECK RESOURCES LTD CL B 878742204 290,280 6,663,910 SH DEFINED 1 6,627,910 - 36,000 TECK RESOURCES LTD CL B 878742204 273 6,258 SH DEFINED 3 6,258 - - TECK RESOURCES LTD CL B 878742204 14,654 336,400 CALL DEFINED 5 336,400 - - TECK RESOURCES LTD CL B 878742204 767 17,600 PUT DEFINED 5 17,600 - - TECK RESOURCES LTD CL B 878742204 92,224 2,117,163 SH DEFINED 5 2,117,163 - - TECK RESOURCES LTD CL B 878742204 33,486 768,728 SH DEFINED 6 768,728 - - TECK RESOURCES LTD CL B 878742204 47,224 1,084,120 SH DEFINED 7 - 1,084,120 - TECK RESOURCES LTD CL B 878742204 2,649 60,810 SH DEFINED 8 43,816 16,994 - TECK RESOURCES LTD CL B 878742204 319 7,316 SH DEFINED 9 7,316 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TECK RESOURCES LTD CL B 878742204 120 2,745 SH DEFINED 15 2,745 - - TECK RESOURCES LTD CL B 878742204 39 900 SH DEFINED 17 - - 900 TECK RESOURCES LTD CL B 878742204 62 1,434 SH DEFINED 18 1,434 - - TECK RESOURCES LTD CL B 878742204 30 696 SH DEFINED 5;1 696 - - TECK RESOURCES LTD CL B 878742204 644 14,795 SH DEFINED 14,795 - - TECK RESOURCES LTD CL B 878742204 439,051 10,079,216 SH SOLE 10,079,216 - - TEJON RANCH CO DEL COM 879080109 189 6,206 SH DEFINED 2 6,206 - - TEJON RANCH CO DEL COM 879080109 3 100 SH DEFINED 3 100 - - TEKELEC COM 879101103 138 7,581 SH DEFINED 2 7,581 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 247 13,965 SH DEFINED 2 13,965 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1,522 86,195 SH DEFINED 3 86,195 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 76 4,278 SH DEFINED 5 4,278 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 265 15,000 SH DEFINED 14 15,000 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 79 4,466 SH DEFINED 18 4,466 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 68 3,857 SH DEFINED 3,857 - - TELECOM ARGENTINA S A SPON ADR REP B 879273209 119 6,370 SH DEFINED 18 6,370 - - TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 395 51,189 SH DEFINED 2 51,189 - - LTD TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 36 4,707 SH DEFINED 3 4,707 - - LTD TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 419 54,333 SH DEFINED 5 54,333 - - LTD TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 23 3,000 SH DEFINED 13 3,000 - - LTD TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 165 21,400 SH DEFINED 15 21,400 - - LTD TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 42 5,453 SH DEFINED 16 5,453 - - LTD TELECOM CORP NEW ZEALAND SPONSORED ADR 879278208 66 8,574 SH DEFINED 18 8,574 - - LTD TELECOMUNICACOES SPONSORED ADR 879287308 - 70 SH DEFINED 3 70 - - BRASILEIRAS TELECOMUNICACOES SPONSORED ADR 879287308 8 1,540 SH DEFINED 18 1,540 - - BRASILEIRAS TELEDYNE TECHNOLOGIES INC COM 879360105 11,115 269,336 SH DEFINED 4 - 204,876 64,460 TELEFLEX INC COM 879369106 828 12,920 SH DEFINED 3 12,920 - - TELEFLEX INC COM 879369106 17,695 276,187 SH DEFINED 4 - 219,547 56,640 TELEFLEX INC COM 879369106 29 450 SH DEFINED 5 450 - - TELEFLEX INC COM 879369106 6 97 SH DEFINED 15 97 - - TELEFLEX INC COM 879369106 1 18 SH DEFINED 18 18 - - TELEFONICA S A SPONSORED ADR 879382208 2,120 29,815 SH DEFINED 2 29,815 - - TELEFONICA S A SPONSORED ADR 879382208 896 12,599 SH DEFINED 3 12,599 - - TELEFONICA S A SPONSORED ADR 879382208 5,770 81,156 SH DEFINED 5 81,156 - - TELEFONICA S A SPONSORED ADR 879382208 17 244 SH DEFINED 7 - 244 - TELEFONICA S A SPONSORED ADR 879382208 105 1,471 SH DEFINED 8 1,471 - - TELEFONICA S A SPONSORED ADR 879382208 122 1,717 SH DEFINED 15 1,717 - - TELEFONICA S A SPONSORED ADR 879382208 41 570 SH DEFINED 16 570 - - TELEFONICA S A SPONSORED ADR 879382208 458 6,441 SH DEFINED 17 - - 6,441 TELEFONICA S A SPONSORED ADR 879382208 304 4,271 SH DEFINED 18 4,271 - - TELEFONICA S A SPONSORED ADR 879382208 6,764 95,129 SH DEFINED 5;1 95,129 - - TELEFONICA S A SPONSORED ADR 879382208 27 375 SH DEFINED 375 - - TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 181 11,579 SH DEFINED 2 11,579 - - TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 809 51,828 SH DEFINED 3 51,828 - - TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 28 1,800 SH DEFINED 5 1,800 - - TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 5 350 SH DEFINED 16 350 - - TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 172 11,018 SH DEFINED 18 11,018 - - TELEPHONE & DATA SYS INC COM 879433100 7,123 210,431 SH DEFINED 3 210,431 - - TELEPHONE & DATA SYS INC SPL COM 879433860 42 1,393 SH DEFINED 2 1,393 - - TELEPHONE & DATA SYS INC SPL COM 879433860 47 1,590 SH DEFINED 3 1,590 - - TELEPHONE & DATA SYS INC SPL COM 879433860 6 204 SH DEFINED 18 204 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TELEPHONE & DATA SYS INC SPL COM 879433860 7 240 SH DEFINED 240 - - TELLABS INC COM 879664100 731 96,614 SH DEFINED 2 96,614 - - TELLABS INC COM 879664100 476 62,827 SH DEFINED 3 62,827 - - TELLABS INC COM 879664100 45 6,000 SH DEFINED 14 6,000 - - TELLABS INC COM 879664100 33 4,400 SH DEFINED 15 4,400 - - TELLABS INC COM 879664100 141 18,650 SH DEFINED 16 18,650 - - TELMEX INTERNACIONAL SAB SPONS ADR SR L 879690105 651 33,748 SH DEFINED 3 33,748 - - DE TELMEX INTERNACIONAL SAB SPONS ADR SR L 879690105 68 3,551 SH DEFINED 5 3,551 - - DE TELMEX INTERNACIONAL SAB SPONS ADR SR L 879690105 7 350 SH DEFINED 16 350 - - DE TEMPLE INLAND INC COM 879868107 4,860 237,900 SH DEFINED 1 237,900 - - TEMPLE INLAND INC COM 879868107 842 41,217 SH DEFINED 3 41,217 - - TEMPLE INLAND INC COM 879868107 40 1,970 SH DEFINED 15 1,970 - - TELETECH HOLDINGS INC COM 879939106 104 6,106 SH DEFINED 2 6,106 - - TELETECH HOLDINGS INC COM 879939106 3 175 SH DEFINED 3 175 - - TELETECH HOLDINGS INC COM 879939106 5 300 SH DEFINED 18 300 - - TEMPLETON EMERGING MKTS COM 880191101 288 14,586 SH DEFINED 3 14,586 - - FD I TEMPLETON EMERGING MKTS COM 880191101 23 1,175 SH DEFINED 5 1,175 - - FD I TEMPLETON EMERGING MKTS COM 880191101 22 1,100 SH DEFINED 6 1,100 - - FD I TEMPLETON EMERGING MKTS COM 880191101 16 800 SH DEFINED 7 - 800 - FD I TEMPLETON EMERGING MKTS COM 880191101 99 5,000 SH DEFINED 16 5,000 - - FD I TEMPLETON EMERGING MKTS COM 880191101 176 8,886 SH DEFINED 8,886 - - FD I TEMPLETON EMERG MKTS COM 880192109 232 15,800 SH DEFINED 3 15,800 - - INCOME TEMPLETON EMERG MKTS COM 880192109 9 600 SH DEFINED 5 600 - - INCOME TEMPLETON EMERG MKTS COM 880192109 5 350 SH DEFINED 8 350 - - INCOME TEMPLETON GLOBAL INCOME COM 880198106 1,847 183,982 SH DEFINED 3 183,982 - - FD TEMPLETON GLOBAL INCOME COM 880198106 25 2,516 SH DEFINED 5 2,516 - - FD TEMPLETON GLOBAL INCOME COM 880198106 343 34,185 SH DEFINED 18 34,185 - - FD TEMPLETON GLOBAL INCOME COM 880198106 134 13,300 SH DEFINED 13,300 - - FD TENNANT CO COM 880345103 8 300 SH DEFINED 3 300 - - TENNECO INC COM 880349105 69 2,900 SH DEFINED 1 2,900 - - TENNECO INC COM 880349105 1,258 53,177 SH DEFINED 3 52,679 - 498 TERADYNE INC COM 880770102 48,181 4,313,400 SH DEFINED 1 4,313,400 - - TERADYNE INC COM 880770102 201 18,006 SH DEFINED 2 18,006 - - TERADYNE INC COM 880770102 233 20,837 SH DEFINED 3 20,837 - - TERADYNE INC COM 880770102 193 17,272 SH DEFINED 5 17,272 - - TEREX CORP NEW COM 880779103 8,980 395,400 SH DEFINED 1 395,400 - - TEREX CORP NEW COM 880779103 3,128 137,723 SH DEFINED 3 136,723 - 1,000 TEREX CORP NEW COM 880779103 103 4,550 SH DEFINED 4 - 4,550 - TEREX CORP NEW COM 880779103 68 3,000 SH DEFINED 5 3,000 - - TEREX CORP NEW COM 880779103 1 37 SH DEFINED 8 37 - - TEREX CORP NEW COM 880779103 659 29,000 SH DEFINED 14 29,000 - - TEREX CORP NEW COM 880779103 16 720 SH DEFINED 16 - 720 - TERNIUM SA SPON ADR 880890108 20 497 SH DEFINED 3 497 - - TERRA INDS INC COM 880915103 1,305 28,525 SH DEFINED 3 28,525 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TERRA INDS INC COM 880915103 1 13 SH DEFINED 15 13 - - TERRA NITROGEN CO L P COM UNIT 881005201 500 6,597 SH DEFINED 2 6,597 - - TERRA NITROGEN CO L P COM UNIT 881005201 49 650 SH DEFINED 3 650 - - TERRA NITROGEN CO L P COM UNIT 881005201 55 728 SH DEFINED 5 728 - - TERRESTAR CORP COM 881451108 13 10,000 SH DEFINED 16 10,000 - - TESORO CORP COM 881609101 393 28,287 SH DEFINED 2 28,287 - - TESORO CORP COM 881609101 985 70,864 SH DEFINED 3 70,864 - - TESORO CORP COM 881609101 98 7,049 SH DEFINED 5 7,049 - - TESORO CORP COM 881609101 7 495 SH DEFINED 7 - 495 - TEVA PHARMACEUTICAL INDS ADR 881624209 40,435 641,005 SH DEFINED 1 641,005 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 6,341 100,529 SH DEFINED 2 100,529 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 17,880 283,441 SH DEFINED 3 278,984 - 4,457 LTD TEVA PHARMACEUTICAL INDS ADR 881624209 20,340 322,452 SH DEFINED 5 322,452 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 162 2,571 SH DEFINED 7 - 2,571 - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 277 4,390 SH DEFINED 8 4,290 100 - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 1,560 24,727 SH DEFINED 10 24,727 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 110 1,750 SH DEFINED 11 1,750 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 25 389 SH DEFINED 15 389 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 27 430 SH DEFINED 16 430 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 32 500 SH DEFINED 17 - - 500 LTD TEVA PHARMACEUTICAL INDS ADR 881624209 409 6,484 SH DEFINED 18 6,484 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 11,964 189,671 SH DEFINED 5;1 189,671 - - LTD TEVA PHARMACEUTICAL INDS ADR 881624209 3,082 48,864 SH DEFINED 45,133 631 3,100 LTD TEVA PHARMACEUTICAL INDS ADR 881624209 66 1,040 SH SOLE 1,040 - - LTD TEXAS INDS INC COM 882491103 36 1,055 SH DEFINED 3 1,055 - - TEXAS INSTRS INC COM 882508104 15,124 618,067 SH DEFINED 2 618,067 - - TEXAS INSTRS INC COM 882508104 6,550 267,689 SH DEFINED 3 263,346 - 4,343 TEXAS INSTRS INC COM 882508104 271 11,075 SH DEFINED 5 11,075 - - TEXAS INSTRS INC COM 882508104 2 100 SH DEFINED 7 - 100 - TEXAS INSTRS INC COM 882508104 120 4,888 SH DEFINED 10 4,888 - - TEXAS INSTRS INC COM 882508104 61 2,500 SH DEFINED 13 2,500 - - TEXAS INSTRS INC COM 882508104 86 3,500 SH DEFINED 14 3,500 - - TEXAS INSTRS INC COM 882508104 342 13,977 SH DEFINED 15 13,977 - - TEXAS INSTRS INC COM 882508104 36 1,480 SH DEFINED 16 - 1,480 - TEXAS INSTRS INC COM 882508104 93 3,820 SH DEFINED 17 - - 3,820 TEXAS INSTRS INC COM 882508104 673 27,499 SH DEFINED 18 27,499 - - TEXAS INSTRS INC COM 882508104 125 5,120 SH DEFINED 4,420 - 700 TEXAS INSTRS INC COM 882508104 201 8,221 SH SOLE 8,221 - - TEXAS PAC LD TR SUB CTF PROP 882610108 1 30 SH DEFINED 3 30 - - I T TEXAS ROADHOUSE INC COM 882681109 769 55,375 SH DEFINED 2 55,375 - - TEXAS ROADHOUSE INC COM 882681109 53 3,792 SH DEFINED 3 3,792 - - TEXAS ROADHOUSE INC COM 882681109 9 678 SH DEFINED 18 678 - - THAI FD INC COM 882904105 63 6,426 SH DEFINED 5 6,426 - - THAI FD INC COM 882904105 3 328 SH DEFINED 328 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- THAI CAP FD INC COM NEW 882905201 2 212 SH DEFINED 212 - - TEXTRON INC COM 883203101 3,362 158,366 SH DEFINED 2 158,366 - - TEXTRON INC COM 883203101 1,364 64,230 SH DEFINED 3 64,230 - - TEXTRON INC COM 883203101 489 23,041 SH DEFINED 5 23,041 - - TEXTRON INC COM 883203101 123 5,800 SH DEFINED 16 5,800 - - TEXTRON INC COM 883203101 3 128 SH DEFINED 18 128 - - THERMO FISHER SCIENTIFIC COM 883556102 10,323 200,684 SH DEFINED 2 200,684 - - INC THERMO FISHER SCIENTIFIC COM 883556102 3,593 69,851 SH DEFINED 3 65,909 - 3,942 INC THERMO FISHER SCIENTIFIC COM 883556102 1,181 22,952 SH DEFINED 4 - 20,307 2,645 INC THERMO FISHER SCIENTIFIC COM 883556102 6,861 133,371 SH DEFINED 5 133,371 - - INC THERMO FISHER SCIENTIFIC COM 883556102 154 3,000 SH DEFINED 7 - 3,000 - INC THERMO FISHER SCIENTIFIC COM 883556102 469 9,115 SH DEFINED 8 9,115 - - INC THERMO FISHER SCIENTIFIC COM 883556102 457 8,891 SH DEFINED 10 8,891 - - INC THERMO FISHER SCIENTIFIC COM 883556102 45 875 SH DEFINED 14 875 - - INC THERMO FISHER SCIENTIFIC COM 883556102 6 122 SH DEFINED 15 122 - - INC THERMO FISHER SCIENTIFIC COM 883556102 452 8,785 SH DEFINED 18 8,785 - - INC THERMO FISHER SCIENTIFIC COM 883556102 9 180 SH DEFINED 5;1 180 - - INC THERMO FISHER SCIENTIFIC COM 883556102 199 3,864 SH DEFINED 1,219 2,645 - INC THOMAS & BETTS CORP COM 884315102 584 14,872 SH DEFINED 3 14,872 - - THOMAS & BETTS CORP COM 884315102 8 192 SH DEFINED 18 192 - - THOMPSON CREEK METALS CO COM 884768102 14,952 1,105,100 SH DEFINED 1 1,105,100 - - INC THOMPSON CREEK METALS CO COM 884768102 13 969 SH DEFINED 2 969 - - INC THOMPSON CREEK METALS CO COM 884768102 3 200 SH DEFINED 3 200 - - INC THOMPSON CREEK METALS CO COM 884768102 475 35,100 CALL DEFINED 5 35,100 - - INC THOMPSON CREEK METALS CO COM 884768102 440 32,500 PUT DEFINED 5 32,500 - - INC THOMPSON CREEK METALS CO COM 884768102 1,868 138,100 SH DEFINED 5 138,100 - - INC THOMPSON CREEK METALS CO COM 884768102 5,145 380,300 SH DEFINED 6 380,300 - - INC THOMPSON CREEK METALS CO COM 884768102 68 5,000 SH DEFINED 14 5,000 - - INC THOMPSON CREEK METALS CO COM 884768102 12 858 SH DEFINED 18 858 - - INC THOMPSON CREEK METALS CO COM 884768102 12 915 SH DEFINED 915 - - INC THOMSON REUTERS CORP COM 884903105 472,741 13,023,173 SH DEFINED 1 13,023,173 - - THOMSON REUTERS CORP COM 884903105 146 4,023 SH DEFINED 2 4,023 - - THOMSON REUTERS CORP COM 884903105 295 8,131 SH DEFINED 3 8,131 - - THOMSON REUTERS CORP COM 884903105 4,824 132,900 CALL DEFINED 5 132,900 - - THOMSON REUTERS CORP COM 884903105 157,811 4,347,399 SH DEFINED 5 4,347,399 - - THOMSON REUTERS CORP COM 884903105 158,841 4,375,796 SH DEFINED 6 4,375,796 - - THOMSON REUTERS CORP COM 884903105 29,293 806,963 SH DEFINED 7 - 806,963 - THOMSON REUTERS CORP COM 884903105 3,940 108,538 SH DEFINED 8 100,351 8,187 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- THOMSON REUTERS CORP COM 884903105 1,560 42,963 SH DEFINED 9 42,963 - - THOMSON REUTERS CORP COM 884903105 36 1,000 SH DEFINED 14 1,000 - - THOMSON REUTERS CORP COM 884903105 124 3,405 SH DEFINED 15 3,405 - - THOMSON REUTERS CORP COM 884903105 72 1,977 SH DEFINED 16 1,977 - - THOMSON REUTERS CORP COM 884903105 358 9,850 SH DEFINED 17 - - 9,850 THOMSON REUTERS CORP COM 884903105 68,439 1,885,370 SH DEFINED 5;1 1,885,370 - - THOMSON REUTERS CORP COM 884903105 775 21,350 SH DEFINED 21,350 - - THOMSON REUTERS CORP COM 884903105 632,852 17,433,941 SH SOLE 17,433,941 - - THOR INDS INC COM 885160101 930 30,784 SH DEFINED 2 30,784 - - THOR INDS INC COM 885160101 312 10,331 SH DEFINED 3 10,331 - - THOR INDS INC COM 885160101 12 400 SH DEFINED 5 400 - - THORATEC CORP COM NEW 885175307 77 2,313 SH DEFINED 3 2,313 - - THORATEC CORP COM NEW 885175307 8 228 SH DEFINED 18 228 - - 3COM CORP COM 885535104 2,649 345,411 SH DEFINED 2 345,411 - - 3COM CORP COM 885535104 2,121 276,516 SH DEFINED 3 276,516 - - 3COM CORP COM 885535104 17 2,200 SH DEFINED 5 2,200 - - 3COM CORP COM 885535104 15 1,992 SH DEFINED 18 1,992 - - 3COM CORP COM 885535104 307 40,000 SH DEFINED 40,000 - - THRESHOLD PHARMACEUTICAL COM NEW 885807206 4 2,248 SH DEFINED 3 2,248 - - INC TIDEWATER INC COM 886423102 839 17,742 SH DEFINED 3 17,742 - - TIDEWATER INC COM 886423102 96 2,031 SH DEFINED 5 2,031 - - TIDEWATER INC COM 886423102 14,430 305,276 SH DEFINED 6 305,276 - - TIDEWATER INC COM 886423102 2 40 SH DEFINED 8 40 - - TIDEWATER INC COM 886423102 28 600 SH DEFINED 18 600 - - TIFFANY & CO NEW COM 886547108 2,791 58,779 SH DEFINED 2 58,779 - - TIFFANY & CO NEW COM 886547108 1,991 41,935 SH DEFINED 3 41,935 - - TIFFANY & CO NEW COM 886547108 127 2,681 SH DEFINED 5 2,681 - - TIFFANY & CO NEW COM 886547108 5 100 SH DEFINED 8 100 - - TIFFANY & CO NEW COM 886547108 15 308 SH DEFINED 16 308 - - TIFFANY & CO NEW COM 886547108 19 406 SH DEFINED 18 406 - - TIME WARNER INC COM NEW 887317303 16,865 539,328 SH DEFINED 2 539,328 - - TIME WARNER INC COM NEW 887317303 4,424 141,478 SH DEFINED 3 138,529 - 2,949 TIME WARNER INC COM NEW 887317303 8,935 285,740 SH DEFINED 4 - 103,605 182,135 TIME WARNER INC COM NEW 887317303 265 8,478 SH DEFINED 5 8,478 - - TIME WARNER INC COM NEW 887317303 470 15,016 SH DEFINED 6 15,016 - - TIME WARNER INC COM NEW 887317303 19 623 SH DEFINED 7 - 623 - TIME WARNER INC COM NEW 887317303 2 66 SH DEFINED 8 66 - - TIME WARNER INC COM NEW 887317303 28 888 SH DEFINED 14 888 - - TIME WARNER INC COM NEW 887317303 178 5,703 SH DEFINED 15 5,703 - - TIME WARNER INC COM NEW 887317303 41 1,309 SH DEFINED 16 1,309 - - TIME WARNER INC COM NEW 887317303 100 3,203 SH DEFINED 18 3,203 - - TIME WARNER INC COM NEW 887317303 28 888 SH DEFINED 888 - - TIMKEN CO COM 887389104 728 24,275 SH DEFINED 3 23,865 - 410 TITANIUM METALS CORP COM NEW 888339207 3,812 229,800 SH DEFINED 1 229,800 - - TITANIUM METALS CORP COM NEW 888339207 587 35,381 SH DEFINED 2 35,381 - - TITANIUM METALS CORP COM NEW 888339207 4,977 300,000 CALL DEFINED 3 300,000 - - TITANIUM METALS CORP COM NEW 888339207 1,498 90,291 SH DEFINED 3 90,291 - - TITANIUM METALS CORP COM NEW 888339207 7 446 SH DEFINED 5 446 - - TITANIUM METALS CORP COM NEW 888339207 4 240 SH DEFINED 7 - 240 - TITANIUM METALS CORP COM NEW 888339207 9 550 SH DEFINED 8 - 550 - TITANIUM METALS CORP COM NEW 888339207 985 59,400 SH DEFINED 59,400 - - TIVO INC COM 888706108 20 1,160 SH DEFINED 3 1,160 - - TOLL BROTHERS INC COM 889478103 902 43,362 SH DEFINED 3 43,362 - - TOLL BROTHERS INC COM 889478103 2 100 SH DEFINED 5 100 - - TOLL BROTHERS INC COM 889478103 42 2,000 SH DEFINED 14 2,000 - - TOMKINS PLC SPONSORED ADR 890030208 26 1,800 SH DEFINED 5 1,800 - - TOMKINS PLC SPONSORED ADR 890030208 34 2,360 SH DEFINED 18 2,360 - - TOMOTHERAPY INC COM 890088107 3 900 SH DEFINED 3 900 - - TOMPKINS FINANCIAL COM 890110109 176 4,830 SH DEFINED 2 4,830 - - CORPORATI
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TOMPKINS FINANCIAL COM 890110109 3 78 SH DEFINED 3 78 - - CORPORATI TOOTSIE ROLL INDS INC COM 890516107 909 33,639 SH DEFINED 2 33,639 - - TOOTSIE ROLL INDS INC COM 890516107 243 8,997 SH DEFINED 3 8,997 - - TOOTSIE ROLL INDS INC COM 890516107 8 287 SH DEFINED 5 287 - - TORCHMARK CORP COM 891027104 2,023 37,813 SH DEFINED 2 37,813 - - TORCHMARK CORP COM 891027104 291 5,445 SH DEFINED 3 5,445 - - TORCHMARK CORP COM 891027104 710 13,266 SH DEFINED 5 13,266 - - TORCHMARK CORP COM 891027104 81 1,510 SH DEFINED 8 1,510 - - TORCHMARK CORP COM 891027104 6 111 SH DEFINED 16 111 - - TOREADOR RES CORP COM 891050106 30 3,664 SH DEFINED 2 3,664 - - TOREADOR RES CORP COM 891050106 - 4 SH DEFINED 9 4 - - TORO CO COM 891092108 108 2,197 SH DEFINED 3 2,197 - - TORO CO COM 891092108 10 200 SH DEFINED 5 200 - - TORO CO COM 891092108 14 285 SH DEFINED 18 285 - - TORONTO DOMINION BK ONT COM NEW 891160509 1,688,006 22,633,495 SH DEFINED 1 22,633,495 - - TORONTO DOMINION BK ONT COM NEW 891160509 2,839 38,073 SH DEFINED 3 38,073 - - TORONTO DOMINION BK ONT COM NEW 891160509 24,186 324,300 CALL DEFINED 5 324,300 - - TORONTO DOMINION BK ONT COM NEW 891160509 2,081 27,900 PUT DEFINED 5 27,900 - - TORONTO DOMINION BK ONT COM NEW 891160509 324,597 4,352,339 SH DEFINED 5 4,352,339 - - TORONTO DOMINION BK ONT COM NEW 891160509 726,407 9,739,977 SH DEFINED 6 9,739,977 - - TORONTO DOMINION BK ONT COM NEW 891160509 104,720 1,404,130 SH DEFINED 7 - 1,404,130 - TORONTO DOMINION BK ONT COM NEW 891160509 14,678 196,807 SH DEFINED 8 69,667 127,140 - TORONTO DOMINION BK ONT COM NEW 891160509 5,776 77,442 SH DEFINED 9 77,442 - - TORONTO DOMINION BK ONT COM NEW 891160509 222 2,970 SH DEFINED 11 2,970 - - TORONTO DOMINION BK ONT COM NEW 891160509 15 200 SH DEFINED 13 200 - - TORONTO DOMINION BK ONT COM NEW 891160509 361 4,835 SH DEFINED 15 4,835 - - TORONTO DOMINION BK ONT COM NEW 891160509 123 1,650 SH DEFINED 17 - - 1,650 TORONTO DOMINION BK ONT COM NEW 891160509 3,156 42,318 SH DEFINED 18 42,318 - - TORONTO DOMINION BK ONT COM NEW 891160509 185,359 2,485,366 SH DEFINED 5;1 2,485,366 - - TORONTO DOMINION BK ONT COM NEW 891160509 9,642 129,280 SH DEFINED 129,280 - - TORONTO DOMINION BK ONT COM NEW 891160509 2,420,692 32,457,653 SH SOLE 32,457,653 - - TOWER BANCORP INC COM 891709107 153 5,720 SH DEFINED 3 5,720 - - TOWER FINANCIAL CORP COM 891769101 3 400 SH DEFINED 3 400 - - TOWER GROUP INC COM 891777104 144 6,501 SH DEFINED 2 6,501 - - TOWER GROUP INC COM 891777104 7 300 SH DEFINED 3 300 - - TOWER GROUP INC COM 891777104 14,453 651,896 SH DEFINED 4 - 466,346 185,550 TOWERS WATSON & CO CL A 891894107 76 1,593 SH DEFINED 2 1,593 - - TOWERS WATSON & CO CL A 891894107 85 1,779 SH DEFINED 3 1,779 - - TOWERS WATSON & CO CL A 891894107 884 18,600 SH DEFINED 4 - 2,900 15,700 TOWERS WATSON & CO CL A 891894107 1,328 27,950 SH DEFINED 5 27,950 - - TOWERS WATSON & CO CL A 891894107 13 270 SH DEFINED 8 270 - - TOWERS WATSON & CO CL A 891894107 1 24 SH DEFINED 18 24 - - TOTAL SYS SVCS INC COM 891906109 847 54,093 SH DEFINED 2 54,093 - - TOTAL SYS SVCS INC COM 891906109 77 4,912 SH DEFINED 3 4,187 - 725 TOTAL SYS SVCS INC COM 891906109 298 19,005 SH DEFINED 19,005 - - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2,446 30,413 SH DEFINED 3 28,828 - 1,585 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1,271 15,802 SH DEFINED 5 15,802 - - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 29 360 SH DEFINED 7 - 360 - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5 64 SH DEFINED 8 44 20 - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 48 600 SH DEFINED 15 600 - - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 68 846 SH DEFINED 16 846 - - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 304 3,781 SH DEFINED 18 3,781 - - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2 20 SH DEFINED 5;1 20 - - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 97 1,200 SH DEFINED 1,200 - - TRACTOR SUPPLY CO COM 892356106 41 700 SH DEFINED 1 700 - - TRACTOR SUPPLY CO COM 892356106 17 300 SH DEFINED 3 300 - - TRACTOR SUPPLY CO COM 892356106 20,863 359,401 SH DEFINED 4 - 270,631 88,770 TRAILER BRIDGE COM 892782103 46 9,418 SH DEFINED 3 9,418 - - TRANSAMERICA INCOME SHS COM 893506105 217 9,572 SH DEFINED 3 9,572 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TRANSATLANTIC HLDGS INC COM 893521104 974 18,440 SH DEFINED 3 18,440 - - TRANSATLANTIC HLDGS INC COM 893521104 2 40 SH DEFINED 5 40 - - TRANSATLANTIC HLDGS INC COM 893521104 74 1,402 SH DEFINED 18 1,402 - - TRANSCONTINENTAL RLTY COM NEW 893617209 - 1 SH DEFINED 3 1 - - INVS TRANSDIGM GROUP INC COM 893641100 463 8,731 SH DEFINED 2 8,731 - - TRANSDIGM GROUP INC COM 893641100 6 105 SH DEFINED 3 105 - - TRANSDIGM GROUP INC COM 893641100 48 898 SH DEFINED 5 898 - - TRANSDIGM GROUP INC COM 893641100 27 500 SH DEFINED 15 500 - - TRANSDIGM GROUP INC COM 893641100 29 541 SH DEFINED 18 541 - - TRANSGLOBE ENERGY CORP COM 893662106 12 2,000 SH DEFINED 5 2,000 - - TRANSITION THERAPEUTICS COM NEW 893716209 - 55 SH DEFINED 5 55 - - INC TRAVELCENTERS OF AMERICA COM 894174101 22 6,189 SH DEFINED 3 6,189 - - LLC TRAVELCENTERS OF AMERICA COM 894174101 - 50 SH DEFINED 16 50 - - LLC TREDEGAR CORP COM 894650100 192 11,228 SH DEFINED 2 11,228 - - TREDEGAR CORP COM 894650100 26 1,500 SH DEFINED 3 1,500 - - TREDEGAR CORP COM 894650100 581 34,000 SH DEFINED 4 - - 34,000 TREE COM INC COM 894675107 1 112 SH DEFINED 3 99 - 13 TREE COM INC COM 894675107 - 1 SH DEFINED 5 1 - - TREE COM INC COM 894675107 - 10 SH DEFINED 8 10 - - TRI CONTL CORP COM 895436103 303 24,705 SH DEFINED 3 24,705 - - TRIANGLE CAP CORP COM 895848109 1,595 113,583 SH DEFINED 3 113,583 - - TRIANGLE CAP CORP COM 895848109 605 43,109 SH SOLE 43,109 - - TRICO BANCSHARES COM 896095106 179 8,972 SH DEFINED 4 - 4,900 4,072 TRICO MARINE SERVICES INC COM NEW 896106200 1 300 SH DEFINED 3 300 - - TRICO MARINE SERVICES INC COM NEW 896106200 256 110,300 SH DEFINED 4 - - 110,300 TRIMBLE NAVIGATION LTD COM 896239100 1,069 37,211 SH DEFINED 3 37,211 - - TRIMBLE NAVIGATION LTD COM 896239100 11 371 SH DEFINED 5 371 - - TRINITY BIOTECH PLC SPON ADR NEW 896438306 20 3,750 SH DEFINED 3 3,750 - - TRINITY INDS INC COM 896522109 1,216 60,940 SH DEFINED 3 60,940 - - TRINITY INDS INC COM 896522109 10 508 SH DEFINED 5 508 - - TRINITY INDS INC COM 896522109 10 495 SH DEFINED 18 495 - - TRINITY INDS INC COM 896522109 20 1,000 SH DEFINED 1,000 - - TRIPLE-S MGMT CORP CL B 896749108 144 8,099 SH DEFINED 2 8,099 - - TRIUMPH GROUP INC NEW COM 896818101 74 1,053 SH DEFINED 3 1,053 - - TRIUMPH GROUP INC NEW COM 896818101 7 100 SH DEFINED 16 100 - - TRUSTCO BK CORP N Y COM 898349105 74 11,941 SH DEFINED 2 11,941 - - TRUSTCO BK CORP N Y COM 898349105 3 434 SH DEFINED 3 434 - - TRUSTMARK CORP COM 898402102 500 20,476 SH DEFINED 2 20,476 - - TUESDAY MORNING CORP COM NEW 899035505 337 51,113 SH DEFINED 3 51,113 - - TUESDAY MORNING CORP COM NEW 899035505 330 50,000 SH DEFINED 4 - - 50,000 TUPPERWARE BRANDS CORP COM 899896104 628 13,027 SH DEFINED 3 13,027 - - TUPPERWARE BRANDS CORP COM 899896104 1,011 20,967 SH DEFINED 5 20,967 - - TUPPERWARE BRANDS CORP COM 899896104 76 1,585 SH DEFINED 8 1,585 - - TUPPERWARE BRANDS CORP COM 899896104 453 9,385 SH DEFINED 10 9,385 - - TUPPERWARE BRANDS CORP COM 899896104 6 120 SH DEFINED 18 120 - - TUPPERWARE BRANDS CORP COM 899896104 63 1,300 SH DEFINED 1,300 - - TUPPERWARE BRANDS CORP COM 899896104 14 285 SH SOLE 285 - - TURKCELL ILETISIM SPON ADR NEW 900111204 887 58,903 SH DEFINED 2 58,903 - - HIZMETLERI TURKCELL ILETISIM SPON ADR NEW 900111204 18 1,166 SH DEFINED 5 1,166 - - HIZMETLERI TURKCELL ILETISIM SPON ADR NEW 900111204 10 681 SH DEFINED 18 681 - - HIZMETLERI TURKCELL ILETISIM SPON ADR NEW 900111204 11 734 SH DEFINED 734 - - HIZMETLERI TURKISH INVT FD INC COM 900145103 6 400 SH DEFINED 3 400 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TURKISH INVT FD INC COM 900145103 70 5,049 SH DEFINED 16 5,049 - - TURKISH INVT FD INC COM 900145103 111 8,017 SH DEFINED 8,017 - - TUTOR PERINI CORP COM 901109108 21 960 SH DEFINED 3 960 - - TUTOR PERINI CORP COM 901109108 1 55 SH DEFINED 7 - 55 - TUTOR PERINI CORP COM 901109108 5 250 SH DEFINED 16 250 - - TUTOR PERINI CORP COM 901109108 1 60 SH DEFINED 18 60 - - TWIN DISC INC COM 901476101 12 1,000 SH DEFINED 3 1,000 - - II VI INC COM 902104108 3,348 98,950 SH DEFINED 4 - 47,250 51,700 TYLER TECHNOLOGIES INC COM 902252105 388 20,709 SH DEFINED 2 20,709 - - TYLER TECHNOLOGIES INC COM 902252105 5,616 299,700 SH DEFINED 4 - 117,500 182,200 TYLER TECHNOLOGIES INC COM 902252105 - 18 SH DEFINED 18 18 - - TYSON FOODS INC CL A 902494103 3,799 198,400 SH DEFINED 1 198,400 - - TYSON FOODS INC CL A 902494103 2,326 121,487 SH DEFINED 2 121,487 - - TYSON FOODS INC CL A 902494103 2,091 109,214 SH DEFINED 3 109,214 - - TYSON FOODS INC CL A 902494103 316 16,500 SH DEFINED 5 16,500 - - UAL CORP COM NEW 902549807 18 900 SH DEFINED 2 900 - - UAL CORP COM NEW 902549807 1,782 91,158 SH DEFINED 3 82,786 - 8,372 UBS AG JERSEY BRH DJ COMMD ETN39 902641679 36 1,422 SH DEFINED 3 1,422 - - UBS AG JERSEY BRH LONG PLATN 902641786 16 800 SH DEFINED 3 800 - - ETN18 UDR INC COM 902653104 930 52,698 SH DEFINED 3 52,698 - - UDR INC COM 902653104 6 321 SH DEFINED 18 321 - - UDR INC COM 902653104 4 232 SH DEFINED 232 - - UFP TECHNOLOGIES INC COM 902673102 8 796 SH DEFINED 3 796 - - UGI CORP NEW COM 902681105 1,416 53,358 SH DEFINED 3 53,358 - - UGI CORP NEW COM 902681105 4 158 SH DEFINED 18 158 - - UIL HLDG CORP COM 902748102 55 1,995 SH DEFINED 2 1,995 - - UIL HLDG CORP COM 902748102 180 6,545 SH DEFINED 3 6,545 - - UMB FINL CORP COM 902788108 284 6,992 SH DEFINED 2 6,992 - - UMB FINL CORP COM 902788108 6 160 SH DEFINED 18 160 - - USA TRUCK INC COM 902925106 452 28,000 SH DEFINED 4 - - 28,000 US BANCORP DEL COM NEW 902973304 30,673 1,185,200 SH DEFINED 1 1,185,200 - - US BANCORP DEL COM NEW 902973304 25,272 976,525 SH DEFINED 2 976,525 - - US BANCORP DEL COM NEW 902973304 10,484 405,087 SH DEFINED 3 394,122 - 10,965 US BANCORP DEL COM NEW 902973304 17,262 666,990 SH DEFINED 4 - 278,860 388,130 US BANCORP DEL COM NEW 902973304 15,136 584,844 SH DEFINED 5 584,844 - - US BANCORP DEL COM NEW 902973304 765 29,550 SH DEFINED 6 29,550 - - US BANCORP DEL COM NEW 902973304 1,236 47,760 SH DEFINED 7 - 47,760 - US BANCORP DEL COM NEW 902973304 358 13,815 SH DEFINED 8 12,800 1,015 - US BANCORP DEL COM NEW 902973304 45 1,730 SH DEFINED 9 1,730 - - US BANCORP DEL COM NEW 902973304 152 5,890 SH DEFINED 10 5,890 - - US BANCORP DEL COM NEW 902973304 150 5,805 SH DEFINED 17 - - 5,805 US BANCORP DEL COM NEW 902973304 577 22,306 SH DEFINED 18 22,306 - - US BANCORP DEL COM NEW 902973304 12,682 490,027 SH DEFINED 5;1 490,027 - - US BANCORP DEL COM NEW 902973304 515 19,884 SH DEFINED 12,818 7,066 - US BANCORP DEL COM NEW 902973304 279 10,777 SH SOLE 10,777 - - U M H PROPERTIES INC COM 903002103 73 8,961 SH DEFINED 3 8,961 - - UQM TECHNOLOGIES INC COM 903213106 389 92,500 SH DEFINED 3 92,500 - - URS CORP NEW COM 903236107 313 6,312 SH DEFINED 2 6,312 - - URS CORP NEW COM 903236107 1,346 27,133 SH DEFINED 3 27,133 - - URS CORP NEW COM 903236107 2 31 SH DEFINED 15 31 - - URS CORP NEW COM 903236107 15 309 SH DEFINED 18 309 - - U S G CORP COM NEW 903293405 116 6,767 SH DEFINED 3 6,767 - - U S G CORP COM NEW 903293405 121 7,070 SH DEFINED 5 7,070 - - ULTICOM INC COM NEW 903844207 302 30,000 SH DEFINED 4 - - 30,000 ULTRALIFE CORP COM 903899102 13 3,250 SH DEFINED 3 3,250 - - ULTRA PETROLEUM CORP COM 903914109 909 19,492 SH DEFINED 3 19,492 - - ULTRA PETROLEUM CORP COM 903914109 189 4,060 SH DEFINED 4 - 4,060 - ULTRA PETROLEUM CORP COM 903914109 6 123 SH DEFINED 5 123 - - ULTRA PETROLEUM CORP COM 903914109 1 28 SH DEFINED 7 - 28 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ULTRA PETROLEUM CORP COM 903914109 225 4,834 SH DEFINED 10 4,834 - - ULTRA PETROLEUM CORP COM 903914109 20 425 SH DEFINED 16 425 - - ULTRA PETROLEUM CORP COM 903914109 92 1,978 SH DEFINED 18 1,978 - - ULTRA PETROLEUM CORP COM 903914109 24 507 SH DEFINED 507 - - ULTRA PETROLEUM CORP COM 903914109 87 1,875 SH SOLE 1,875 - - ULTRATECH INC COM 904034105 48 3,532 SH DEFINED 2 3,532 - - ULTRATECH INC COM 904034105 4 300 SH DEFINED 3 300 - - UMPQUA HLDGS CORP COM 904214103 124 9,316 SH DEFINED 2 9,316 - - UMPQUA HLDGS CORP COM 904214103 538 40,592 SH DEFINED 3 40,592 - - UNDER ARMOUR INC CL A 904311107 1,979 67,280 SH DEFINED 3 67,280 - - UNDER ARMOUR INC CL A 904311107 6 200 SH DEFINED 5 200 - - UNICA CORP COM 904583101 4 500 SH DEFINED 5 500 - - UNICO AMERN CORP COM 904607108 653 68,000 SH DEFINED 4 - - 68,000 UNIFI INC COM 904677101 5 1,300 SH DEFINED 5 1,300 - - UNIFIRST CORP MASS COM 904708104 286 5,551 SH DEFINED 2 5,551 - - UNIFIRST CORP MASS COM 904708104 52 1,000 SH DEFINED 3 1,000 - - UNILEVER PLC SPON ADR NEW 904767704 741 25,321 SH DEFINED 2 25,321 - - UNILEVER PLC SPON ADR NEW 904767704 1,023 34,946 SH DEFINED 3 34,946 - - UNILEVER PLC SPON ADR NEW 904767704 10,570 361,010 SH DEFINED 5 361,010 - - UNILEVER PLC SPON ADR NEW 904767704 93 3,170 SH DEFINED 7 - 3,170 - UNILEVER PLC SPON ADR NEW 904767704 823 28,103 SH DEFINED 8 28,103 - - UNILEVER PLC SPON ADR NEW 904767704 26 900 SH DEFINED 9 900 - - UNILEVER PLC SPON ADR NEW 904767704 57 1,945 SH DEFINED 16 1,945 - - UNILEVER PLC SPON ADR NEW 904767704 580 19,800 SH DEFINED 17 - - 19,800 UNILEVER PLC SPON ADR NEW 904767704 98 3,354 SH DEFINED 18 3,354 - - UNILEVER PLC SPON ADR NEW 904767704 2,129 72,714 SH OTHER S;6 72,714 - - UNILEVER PLC SPON ADR NEW 904767704 12 396 SH DEFINED 396 - - UNILEVER N V N Y SHS NEW 904784709 815 27,035 SH DEFINED 2 27,035 - - UNILEVER N V N Y SHS NEW 904784709 1,825 60,515 SH DEFINED 3 60,515 - - UNILEVER N V N Y SHS NEW 904784709 1,264 41,904 SH DEFINED 5 41,904 - - UNILEVER N V N Y SHS NEW 904784709 466 15,450 SH DEFINED 6 15,450 - - UNILEVER N V N Y SHS NEW 904784709 131 4,350 SH DEFINED 7 - 4,350 - UNILEVER N V N Y SHS NEW 904784709 48 1,585 SH DEFINED 8 1,585 - - UNILEVER N V N Y SHS NEW 904784709 139 4,600 SH DEFINED 14 4,600 - - UNILEVER N V N Y SHS NEW 904784709 729 24,161 SH DEFINED 15 24,161 - - UNILEVER N V N Y SHS NEW 904784709 468 15,516 SH DEFINED 18 15,516 - - UNILEVER N V N Y SHS NEW 904784709 319 10,592 SH DEFINED 2,730 - 7,862 UNION PAC CORP COM 907818108 98,182 1,339,452 SH DEFINED 1 1,339,452 - - UNION PAC CORP COM 907818108 19,134 261,041 SH DEFINED 2 261,041 - - UNION PAC CORP COM 907818108 3,592 49,006 SH DEFINED 3 42,430 - 6,576 UNION PAC CORP COM 907818108 11,944 162,940 SH DEFINED 4 - 74,745 88,195 UNION PAC CORP COM 907818108 4,009 54,690 SH DEFINED 5 54,690 - - UNION PAC CORP COM 907818108 29 400 SH DEFINED 6 400 - - UNION PAC CORP COM 907818108 3,220 43,927 SH DEFINED 7 - 43,927 - UNION PAC CORP COM 907818108 89 1,215 SH DEFINED 8 25 1,190 - UNION PAC CORP COM 907818108 116 1,585 SH DEFINED 9 1,585 - - UNION PAC CORP COM 907818108 425 5,797 SH DEFINED 10 5,797 - - UNION PAC CORP COM 907818108 396 5,400 SH DEFINED 11 5,400 - - UNION PAC CORP COM 907818108 7,296 99,500 SH DEFINED 13 99,500 - - UNION PAC CORP COM 907818108 147 2,000 SH DEFINED 16 2,000 - - UNION PAC CORP COM 907818108 62 845 SH DEFINED 17 - - 845 UNION PAC CORP COM 907818108 898 12,250 SH DEFINED 18 12,250 - - UNION PAC CORP COM 907818108 21,163 288,720 SH DEFINED 5;1 288,720 - - UNION PAC CORP COM 907818108 357 4,873 SH DEFINED 4,873 - - UNION PAC CORP COM 907818108 1,540 21,015 SH SOLE 21,015 - - UNISOURCE ENERGY CORP COM 909205106 36 1,141 SH DEFINED 2 1,141 - - UNISOURCE ENERGY CORP COM 909205106 14 436 SH DEFINED 3 436 - - UNISOURCE ENERGY CORP COM 909205106 1,785 56,760 SH DEFINED 4 - 29,560 27,200 UNISYS CORP COM NEW 909214306 6 182 SH DEFINED 3 182 - - UNISYS CORP COM NEW 909214306 4 120 SH DEFINED 5 120 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- UNIT CORP COM 909218109 32 746 SH DEFINED 2 746 - - UNIT CORP COM 909218109 484 11,451 SH DEFINED 3 11,451 - - UNIT CORP COM 909218109 693 16,400 SH DEFINED 4 - 2,500 13,900 UNIT CORP COM 909218109 4 90 SH DEFINED 5 90 - - UNIT CORP COM 909218109 1 14 SH DEFINED 18 14 - - UNITED CMNTY FINL CORP COM 909839102 150 99,716 SH DEFINED 4 - - 99,716 OHIO UNITED BANKSHARES INC COM 909907107 151 5,740 SH DEFINED 3 5,740 - - WEST V UNITED CAPITAL CORP COM 909912107 498 21,000 SH DEFINED 4 - - 21,000 UNITED FIRE & CAS CO COM 910331107 96 5,337 SH DEFINED 2 5,337 - - UNITED GUARDIAN INC COM 910571108 23 1,772 SH DEFINED 3 1,772 - - UNITED MICROELECTRONICS SPON ADR NEW 910873405 51 13,633 SH DEFINED 3 13,633 - - CORP UNITED MICROELECTRONICS SPON ADR NEW 910873405 2 420 SH DEFINED 18 420 - - CORP UNITED NAT FOODS INC COM 911163103 107 3,807 SH DEFINED 2 3,807 - - UNITED NAT FOODS INC COM 911163103 18 650 SH DEFINED 3 650 - - UNITED NAT FOODS INC COM 911163103 19,304 686,241 SH DEFINED 4 - 522,451 163,790 UNITED NAT FOODS INC COM 911163103 30 1,050 SH DEFINED 18 1,050 - - UNITED ONLINE INC COM 911268100 79 10,556 SH DEFINED 3 10,556 - - UNITED ONLINE INC COM 911268100 9 1,200 SH DEFINED 18 1,200 - - UNITED PARCEL SERVICE INC CL B 911312106 107,120 1,663,100 SH DEFINED 1 1,663,100 - - UNITED PARCEL SERVICE INC CL B 911312106 8,972 139,300 SH DEFINED 2 139,300 - - UNITED PARCEL SERVICE INC CL B 911312106 23,510 365,000 CALL DEFINED 3 365,000 - - UNITED PARCEL SERVICE INC CL B 911312106 9,460 146,872 SH DEFINED 3 146,452 - 420 UNITED PARCEL SERVICE INC CL B 911312106 1,640 25,460 SH DEFINED 4 - 22,505 2,955 UNITED PARCEL SERVICE INC CL B 911312106 2,203 34,205 SH DEFINED 5 34,205 - - UNITED PARCEL SERVICE INC CL B 911312106 1,061 16,475 SH DEFINED 7 - 16,475 - UNITED PARCEL SERVICE INC CL B 911312106 107 1,657 SH DEFINED 8 442 1,215 - UNITED PARCEL SERVICE INC CL B 911312106 53 820 SH DEFINED 9 820 - - UNITED PARCEL SERVICE INC CL B 911312106 369 5,732 SH DEFINED 10 5,732 - - UNITED PARCEL SERVICE INC CL B 911312106 412 6,400 SH DEFINED 11 6,400 - - UNITED PARCEL SERVICE INC CL B 911312106 636 9,870 SH DEFINED 15 9,870 - - UNITED PARCEL SERVICE INC CL B 911312106 48 738 SH DEFINED 16 608 130 - UNITED PARCEL SERVICE INC CL B 911312106 52 815 SH DEFINED 17 - - 815 UNITED PARCEL SERVICE INC CL B 911312106 1,178 18,285 SH DEFINED 18 18,285 - - UNITED PARCEL SERVICE INC CL B 911312106 9,120 141,597 SH DEFINED 5;1 141,597 - - UNITED PARCEL SERVICE INC CL B 911312106 96 1,485 SH DEFINED 1,485 - - UNITED PARCEL SERVICE INC CL B 911312106 23,819 369,804 SH SOLE 369,804 - - UNITED RENTALS INC COM 911363109 3,980 424,278 SH DEFINED 3 424,278 - - UNITED RENTALS INC COM 911363109 1 150 SH DEFINED 5 150 - - UNITED STATES CELLULAR COM 911684108 2 41 SH DEFINED 3 41 - - CORP UNITED STATES CELLULAR COM 911684108 43 1,045 SH DEFINED 18 1,045 - - CORP UNITED STATES NATL GAS UNIT 912318102 1,382 200,000 CALL DEFINED 3 200,000 - - FUND UNITED STATES NATL GAS UNIT 912318102 3,746 542,119 SH DEFINED 3 540,542 - 1,577 FUND UNITED STATES NATL GAS UNIT 912318102 53 7,720 SH DEFINED 5 7,720 - - FUND UNITED STATES NATL GAS UNIT 912318102 55 8,000 SH DEFINED 14 8,000 - - FUND UNITED STATES NATL GAS UNIT 912318102 79 11,365 SH DEFINED 16 11,365 - - FUND UNITED STATES NATL GAS UNIT 912318102 34 4,977 SH DEFINED 18 4,977 - - FUND UNITED STATES NATL GAS UNIT 912318102 28 4,000 SH DEFINED 4,000 - - FUND
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- UNITED STATES STL CORP COM 912909108 20,612 324,500 SH DEFINED 1 324,500 - - NEW UNITED STATES STL CORP COM 912909108 4,339 68,307 SH DEFINED 2 68,307 - - NEW UNITED STATES STL CORP COM 912909108 3,176 50,000 CALL DEFINED 3 50,000 - - NEW UNITED STATES STL CORP COM 912909108 2,541 40,000 PUT DEFINED 3 40,000 - - NEW UNITED STATES STL CORP COM 912909108 11,991 188,774 SH DEFINED 3 188,774 - - NEW UNITED STATES STL CORP COM 912909108 4,328 68,130 SH DEFINED 4 - 24,740 43,390 NEW UNITED STATES STL CORP COM 912909108 1,370 21,575 SH DEFINED 5 21,575 - - NEW UNITED STATES STL CORP COM 912909108 814 12,810 SH DEFINED 7 - 12,810 - NEW UNITED STATES STL CORP COM 912909108 38 606 SH DEFINED 8 241 365 - NEW UNITED STATES STL CORP COM 912909108 24 370 SH DEFINED 9 370 - - NEW UNITED STATES STL CORP COM 912909108 217 3,410 SH DEFINED 10 3,410 - - NEW UNITED STATES STL CORP COM 912909108 333 5,250 SH DEFINED 11 5,250 - - NEW UNITED STATES STL CORP COM 912909108 482 7,583 SH DEFINED 18 7,583 - - NEW UNITED STATES STL CORP COM 912909108 8,941 140,752 SH DEFINED 5;1 140,752 - - NEW UNITED STATES STL CORP COM 912909108 92 1,448 SH DEFINED 1,448 - - NEW UNITED STATES STL CORP COM 912909108 14 225 SH SOLE 225 - - NEW UNITED STATIONERS INC COM 913004107 220 3,732 SH DEFINED 2 3,732 - - UNITED TECHNOLOGIES CORP COM 913017109 135,642 1,842,718 SH DEFINED 1 1,842,718 - - UNITED TECHNOLOGIES CORP COM 913017109 16,509 224,272 SH DEFINED 2 224,272 - - UNITED TECHNOLOGIES CORP COM 913017109 13,270 180,278 SH DEFINED 3 178,257 - 2,021 UNITED TECHNOLOGIES CORP COM 913017109 25,501 346,429 SH DEFINED 5 346,429 - - UNITED TECHNOLOGIES CORP COM 913017109 4,525 61,466 SH DEFINED 6 61,466 - - UNITED TECHNOLOGIES CORP COM 913017109 1,901 25,821 SH DEFINED 7 - 25,821 - UNITED TECHNOLOGIES CORP COM 913017109 1,255 17,055 SH DEFINED 8 13,035 4,020 - UNITED TECHNOLOGIES CORP COM 913017109 602 8,180 SH DEFINED 9 8,180 - - UNITED TECHNOLOGIES CORP COM 913017109 261 3,543 SH DEFINED 10 3,543 - - UNITED TECHNOLOGIES CORP COM 913017109 405 5,500 SH DEFINED 11 5,500 - - UNITED TECHNOLOGIES CORP COM 913017109 1,627 22,100 SH DEFINED 14 22,100 - - UNITED TECHNOLOGIES CORP COM 913017109 146 1,980 SH DEFINED 15 1,980 - - UNITED TECHNOLOGIES CORP COM 913017109 128 1,740 SH DEFINED 16 1,740 - - UNITED TECHNOLOGIES CORP COM 913017109 29 400 SH DEFINED 17 - - 400 UNITED TECHNOLOGIES CORP COM 913017109 2,468 33,522 SH DEFINED 18 33,522 - - UNITED TECHNOLOGIES CORP COM 913017109 19,210 260,969 SH DEFINED 5;1 260,969 - - UNITED TECHNOLOGIES CORP COM 913017109 2,669 36,262 SH DEFINED 28,357 7,905 - UNITED TECHNOLOGIES CORP COM 913017109 100 1,356 SH SOLE 1,356 - - UNITED WESTN BANCORP INC COM 913201109 29 19,000 SH DEFINED 4 - - 19,000 UNITIL CORP COM 913259107 5 207 SH DEFINED 2 207 - - UNITIL CORP COM 913259107 991 42,606 SH DEFINED 3 42,606 - - UNITIL CORP COM 913259107 2,657 114,276 SH DEFINED 4 - 26,000 88,276 UNITRIN INC COM 913275103 558 19,877 SH DEFINED 3 19,877 - - UNITRIN INC COM 913275103 53 1,875 SH DEFINED 5 1,875 - - UNITRIN INC COM 913275103 8 275 SH DEFINED 275 - - UNIVERSAL AMERICAN CORP COM 913377107 507 32,896 SH DEFINED 2 32,896 - - UNIVERSAL AMERICAN CORP COM 913377107 15 1,000 SH DEFINED 3 1,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- UNIVERSAL CORP VA COM 913456109 160 3,033 SH DEFINED 2 3,033 - - UNIVERSAL CORP VA COM 913456109 3,573 67,815 SH DEFINED 3 67,815 - - UNIVERSAL ELECTRS INC COM 913483103 12,445 557,078 SH DEFINED 4 - 191,780 365,298 UNIVERSAL FST PRODS INC COM 913543104 105 2,729 SH DEFINED 2 2,729 - - UNIVERSAL FST PRODS INC COM 913543104 8 200 SH DEFINED 3 200 - - UNIVERSAL FST PRODS INC COM 913543104 655 17,000 SH DEFINED 4 - - 17,000 UNIVERSAL STAINLESS & COM 913837100 10,675 444,996 SH DEFINED 4 - 156,157 288,839 ALLOY UNIVERSAL HLTH SVCS INC CL B 913903100 1,111 31,659 SH DEFINED 3 31,659 - - UNIVERSAL HLTH SVCS INC CL B 913903100 35 1,000 SH DEFINED 16 1,000 - - UNIVERSAL TECHNICAL INST COM 913915104 790 34,628 SH DEFINED 2 34,628 - - INC UNIVERSAL TECHNICAL INST COM 913915104 70 3,066 SH DEFINED 3 3,066 - - INC UNIVERSAL TECHNICAL INST COM 913915104 4 168 SH DEFINED 18 168 - - INC URANIUM RES INC COM PAR $0.001 916901507 1 1,800 SH DEFINED 3 1,800 - - URANIUM RES INC COM PAR $0.001 916901507 - 375 SH DEFINED 8 - 375 - URANIUM RES INC COM PAR $0.001 916901507 18 25,000 SH DEFINED 13 25,000 - - URBAN OUTFITTERS INC COM 917047102 5,079 133,400 SH DEFINED 1 133,400 - - URBAN OUTFITTERS INC COM 917047102 3,409 89,554 SH DEFINED 2 89,554 - - URBAN OUTFITTERS INC COM 917047102 62 1,631 SH DEFINED 3 1,631 - - URBAN OUTFITTERS INC COM 917047102 4 111 SH DEFINED 18 111 - - UROLOGIX INC COM 917273104 2 1,300 SH DEFINED 3 1,300 - - URSTADT BIDDLE PPTYS INS CL A 917286205 193 12,187 SH DEFINED 2 12,187 - - URSTADT BIDDLE PPTYS INS CL A 917286205 715 45,223 SH DEFINED 3 45,223 - - UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 12 130 SH DEFINED 3 130 - - UTSTARCOM INC COM 918076100 64 23,075 SH DEFINED 3 20,575 - 2,500 VCA ANTECH INC COM 918194101 801 28,567 SH DEFINED 3 28,567 - - V F CORP COM 918204108 1,002 12,500 SH DEFINED 1 12,500 - - V F CORP COM 918204108 5,109 63,742 SH DEFINED 2 63,742 - - V F CORP COM 918204108 7,683 95,852 SH DEFINED 3 93,853 - 1,999 V F CORP COM 918204108 305 3,800 SH DEFINED 4 - 3,800 - V F CORP COM 918204108 3 35 SH DEFINED 5 35 - - V F CORP COM 918204108 67 841 SH DEFINED 18 841 - - V F CORP COM 918204108 157 1,964 SH DEFINED - 1,964 - VSE CORP COM 918284100 82 2,000 SH DEFINED 3 2,000 - - VALASSIS COMMUNICATIONS COM 918866104 300 10,794 SH DEFINED 3 10,794 - - INC VALHI INC NEW COM 918905100 2 114 SH DEFINED 3 114 - - VALENCE TECHNOLOGY INC COM 918914102 12 14,700 SH DEFINED 3 14,700 - - VALLEY NATL BANCORP COM 919794107 683 44,463 SH DEFINED 3 44,463 - - VALMONT INDS INC COM 920253101 468 5,652 SH DEFINED 3 5,652 - - VALMONT INDS INC COM 920253101 465 5,618 SH DEFINED 5 5,618 - - VALMONT INDS INC COM 920253101 13 157 SH DEFINED 8 157 - - VALMONT INDS INC COM 920253101 1 8 SH DEFINED 18 8 - - VALSPAR CORP COM 920355104 208 7,041 SH DEFINED 2 7,041 - - VALSPAR CORP COM 920355104 1,686 57,182 SH DEFINED 3 56,475 - 707 VALSPAR CORP COM 920355104 11,335 384,493 SH DEFINED 4 - 304,433 80,060 VALSPAR CORP COM 920355104 21 700 SH DEFINED 5 700 - - VALSPAR CORP COM 920355104 6 210 SH DEFINED 18 210 - - VAN KAMPEN HIGH INCOME COM NEW 920913506 1 94 SH DEFINED 3 94 - - TR II VAN KAMPEN MUN TR SH BEN INT 920919107 73 5,256 SH DEFINED 3 5,256 - - VAN KAMPEN OHIO QUALITY COM 920923109 34 2,240 SH DEFINED 3 2,240 - - MUN VAN KAMPEN TR INVT GRADE COM 920929106 473 33,228 SH DEFINED 3 33,228 - - MUN VAN KAMPEN TR INVT GRADE COM 920931102 608 42,766 SH DEFINED 3 42,766 - - N Y
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VAN KAMPEN TR INVT GRADE COM 920933108 69 4,167 SH DEFINED 3 4,167 - - N J VAN KAMPEN MUN COM 920935103 11 779 SH DEFINED 3 779 - - OPPORTUNITY T VAN KAMPEN BD FD COM 920955101 24 1,200 SH DEFINED 3 1,200 - - VAN KAMPEN SENIOR INCOME COM 920961109 1,307 256,282 SH DEFINED 3 256,282 - - TR VAN KAMPEN SENIOR INCOME COM 920961109 20 4,000 SH DEFINED 18 4,000 - - TR VAN KAMPEN DYNAMIC CR COM 921166104 1,302 103,146 SH DEFINED 3 103,146 - - OPPORT VAN KAMPEN DYNAMIC CR COM 921166104 4 304 SH DEFINED 5 304 - - OPPORT VANCEINFO TECHNOLOGIES ADR 921564100 28 1,234 SH DEFINED 3 1,234 - - INC VANDA PHARMACEUTICALS INC COM 921659108 16 1,400 SH DEFINED 8 1,400 - - VANGUARD SPECIALIZED DIV APP ETF 921908844 5,007 102,537 SH DEFINED 3 102,537 - - PORTFOL VANGUARD SPECIALIZED DIV APP ETF 921908844 27 550 SH DEFINED 5 550 - - PORTFOL VANGUARD SPECIALIZED DIV APP ETF 921908844 33 672 SH DEFINED 672 - - PORTFOL VANGUARD WORLD FD EXTENDED DUR 921910709 26 344 SH DEFINED 5 344 - - VANGUARD WORLD FD MEGA GRWTH IND 921910816 15 333 SH DEFINED 3 333 - - VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 53 SH DEFINED 3 53 - - VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1,666 20,756 SH DEFINED 3 20,756 - - VANGUARD BD INDEX FD INC INTERMED TERM 921937819 163 2,034 SH DEFINED 18 2,034 - - VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 9,267 115,841 SH DEFINED 3 115,841 - - VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5 60 SH DEFINED 5 60 - - VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 168 2,100 SH DEFINED 7 - 2,100 - VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 19 242 SH DEFINED 18 242 - - VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6,188 78,133 SH DEFINED 3 76,972 - 1,161 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 87 1,100 SH DEFINED 5 1,100 - - VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 797 10,068 SH DEFINED 18 10,068 - - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 862 24,893 SH DEFINED 3 24,893 - - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 731 21,102 SH DEFINED 5 21,102 - - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 10 277 SH DEFINED 8 277 - - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 433 12,500 SH DEFINED 17 - - 12,500 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 197 5,700 SH DEFINED 18 5,700 - - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 51 1,480 SH DEFINED 5;1 1,480 - - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 7 200 SH DEFINED 200 - - VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 228 5,769 SH DEFINED 3 5,769 - - INC VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 105 2,663 SH DEFINED 5 2,663 - - INC VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 53 1,350 SH DEFINED 18 1,350 - - INC VANGUARD INTL EQUITY FTSE SMCAP ETF 922042718 7 86 SH DEFINED 3 86 - - INDEX F VANGUARD INTL EQUITY FTSE SMCAP ETF 922042718 25 288 SH DEFINED 288 - - INDEX F VANGUARD INTL EQUITY TT WRLD ST ETF 922042742 156 3,512 SH DEFINED 3 3,512 - - INDEX F VANGUARD INTL EQUITY TT WRLD ST ETF 922042742 26,712 600,000 SH DEFINED 6 600,000 - - INDEX F VANGUARD INTL EQUITY TT WRLD ST ETF 922042742 525 11,800 SH DEFINED 17 - - 11,800 INDEX F VANGUARD INTL EQUITY ALLWRLD EX US 922042775 3,820 85,956 SH DEFINED 3 85,956 - - INDEX F VANGUARD INTL EQUITY ALLWRLD EX US 922042775 1,122 25,250 SH DEFINED 17 - - 25,250 INDEX F
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VANGUARD INTL EQUITY EMR MKT ETF 922042858 168,579 3,999,500 SH DEFINED 2 3,999,500 - - INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 19,286 457,562 SH DEFINED 3 454,238 - 3,324 INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 2,251 53,413 SH DEFINED 5 53,413 - - INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 1,520 36,060 SH DEFINED 7 - 36,060 - INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 58 1,365 SH DEFINED 8 65 1,300 - INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 89 2,100 SH DEFINED 13 2,100 - - INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 391 9,285 SH DEFINED 18 9,285 - - INDEX F VANGUARD INTL EQUITY EMR MKT ETF 922042858 241 5,724 SH DEFINED 5,724 - - INDEX F VANGUARD INTL EQUITY PACIFIC ETF 922042866 197 3,604 SH DEFINED 3 3,604 - - INDEX F VANGUARD INTL EQUITY PACIFIC ETF 922042866 146 2,682 SH DEFINED 5 2,682 - - INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 4,983 103,537 SH DEFINED 3 103,537 - - INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 5 109 SH DEFINED 5 109 - - INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 69 1,440 SH DEFINED 13 1,440 - - INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 142 2,950 SH DEFINED 14 2,950 - - INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 147 3,060 SH DEFINED 16 3,060 - - INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 255 5,306 SH DEFINED 18 5,306 - - INDEX F VARIAN INC COM 922206107 477 9,218 SH DEFINED 2 9,218 - - VARIAN INC COM 922206107 11,961 231,003 SH DEFINED 3 231,003 - - VARIAN INC COM 922206107 10 200 SH DEFINED 5 200 - - VARIAN SEMICONDUCTOR COM 922207105 18 549 SH DEFINED 3 549 - - EQUIPMN VARIAN SEMICONDUCTOR COM 922207105 15 450 SH DEFINED 5 450 - - EQUIPMN VARIAN SEMICONDUCTOR COM 922207105 5 140 SH DEFINED 18 140 - - EQUIPMN VEECO INSTRS INC DEL COM 922417100 765 17,600 SH DEFINED 1 17,600 - - VEECO INSTRS INC DEL COM 922417100 74 1,713 SH DEFINED 3 1,713 - - VEECO INSTRS INC DEL COM 922417100 25 565 SH DEFINED 5 565 - - VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 496 10,199 SH DEFINED 3 10,199 - - VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 521 10,001 SH DEFINED 3 10,001 - - VANGUARD INDEX FDS REIT ETF 922908553 7,225 148,019 SH DEFINED 3 148,019 - - VANGUARD INDEX FDS REIT ETF 922908553 180 3,684 SH DEFINED 18 3,684 - - VANGUARD INDEX FDS REIT ETF 922908553 122 2,500 SH DEFINED 2,500 - - VANGUARD INDEX FDS SML CP GRW ETF 922908595 3,372 51,642 SH DEFINED 3 51,142 - 500 VANGUARD INDEX FDS SML CP GRW ETF 922908595 12 189 SH DEFINED 5 189 - - VANGUARD INDEX FDS SML CP GRW ETF 922908595 9 142 SH DEFINED 18 142 - - VANGUARD INDEX FDS SML CP GRW ETF 922908595 56 850 SH DEFINED 850 - - VANGUARD INDEX FDS SM CP VAL ETF 922908611 150 2,507 SH DEFINED 3 2,507 - - VANGUARD INDEX FDS SM CP VAL ETF 922908611 9 156 SH DEFINED 18 156 - - VANGUARD INDEX FDS SM CP VAL ETF 922908611 48 800 SH DEFINED 800 - - VANGUARD INDEX FDS MID CAP ETF 922908629 275 4,219 SH DEFINED 3 4,219 - - VANGUARD INDEX FDS MID CAP ETF 922908629 88 1,350 SH DEFINED 18 1,350 - - VANGUARD INDEX FDS LARGE CAP ETF 922908637 138 2,590 SH DEFINED 3 2,590 - - VANGUARD INDEX FDS LARGE CAP ETF 922908637 161 3,015 SH DEFINED 5 3,015 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VANGUARD INDEX FDS EXTEND MKT ETF 922908652 174 3,700 SH DEFINED 3,700 - - VANGUARD INDEX FDS GROWTH ETF 922908736 23,608 425,012 SH DEFINED 3 425,012 - - VANGUARD INDEX FDS GROWTH ETF 922908736 7 130 SH DEFINED 5 130 - - VANGUARD INDEX FDS GROWTH ETF 922908736 66 1,184 SH DEFINED 18 1,184 - - VANGUARD INDEX FDS VALUE ETF 922908744 7,434 147,287 SH DEFINED 3 147,287 - - VANGUARD INDEX FDS VALUE ETF 922908744 71 1,400 SH DEFINED 5 1,400 - - VANGUARD INDEX FDS VALUE ETF 922908744 66 1,300 SH DEFINED 18 1,300 - - VANGUARD INDEX FDS SMALL CP ETF 922908751 4,477 71,081 SH DEFINED 3 70,758 - 323 VANGUARD INDEX FDS SMALL CP ETF 922908751 39 620 SH DEFINED 5 620 - - VANGUARD INDEX FDS SMALL CP ETF 922908751 85 1,350 SH DEFINED 18 1,350 - - VANGUARD INDEX FDS STK MRK ETF 922908769 8,945 150,116 SH DEFINED 3 150,116 - - VANGUARD INDEX FDS STK MRK ETF 922908769 839 14,087 SH DEFINED 5 14,087 - - VANGUARD INDEX FDS STK MRK ETF 922908769 68 1,148 SH DEFINED 13 1,148 - - VANGUARD INDEX FDS STK MRK ETF 922908769 1,302 21,850 SH DEFINED 17 - - 21,850 VANGUARD INDEX FDS STK MRK ETF 922908769 91 1,520 SH DEFINED 1,520 - - VERMONT PURE HLDGS LTD COM 924237100 - 400 SH DEFINED 3 400 - - NEW VERSAR INC COM 925297103 6 2,000 SH DEFINED 3 2,000 - - VICAL INC COM 925602104 4 1,300 SH DEFINED 3 1,300 - - VISION-SCIENCES INC DEL COM 927912105 2 2,000 SH DEFINED 3 2,000 - - VISTA GOLD CORP COM NEW 927926303 - 10 SH DEFINED 5 10 - - VIROPHARMA INC COM 928241108 159 11,640 SH DEFINED 3 11,640 - - VISHAY INTERTECHNOLOGY COM 928298108 154 15,100 SH DEFINED 1 15,100 - - INC VISHAY INTERTECHNOLOGY COM 928298108 103 10,054 SH DEFINED 2 10,054 - - INC VISHAY INTERTECHNOLOGY COM 928298108 670 65,482 SH DEFINED 3 65,482 - - INC VISHAY INTERTECHNOLOGY COM 928298108 46 4,475 SH DEFINED 5 4,475 - - INC VISHAY INTERTECHNOLOGY COM 928298108 10 930 SH DEFINED 18 930 - - INC VIVUS INC COM 928551100 33 3,808 SH DEFINED 2 3,808 - - VIVUS INC COM 928551100 65 7,500 SH DEFINED 3 7,500 - - VIVUS INC COM 928551100 6 700 SH DEFINED 5 700 - - VIVUS INC COM 928551100 7 850 SH DEFINED 18 850 - - VMWARE INC CL A COM 928563402 12,158 228,100 SH DEFINED 1 228,100 - - VMWARE INC CL A COM 928563402 48 907 SH DEFINED 2 907 - - VMWARE INC CL A COM 928563402 2,322 43,556 SH DEFINED 3 42,921 - 635 VMWARE INC CL A COM 928563402 14 270 SH DEFINED 18 270 - - VMWARE INC CL A COM 928563402 1 13 SH DEFINED 5;1 13 - - VMWARE INC CL A COM 928563402 5 96 SH DEFINED 96 - - VOLCANO CORPORATION COM 928645100 80 3,300 SH DEFINED 1 3,300 - - VOLCANO CORPORATION COM 928645100 6 237 SH DEFINED 18 237 - - VOLT INFORMATION COM 928703107 15 1,500 SH DEFINED 3 1,500 - - SCIENCES IN VOLT INFORMATION COM 928703107 594 58,200 SH DEFINED 4 - - 58,200 SCIENCES IN VOLTERRA SEMICONDUCTOR COM 928708106 148 5,900 SH DEFINED 1 5,900 - - CORP VORNADO RLTY TR SH BEN INT 929042109 4,585 60,565 SH DEFINED 2 60,565 - - VORNADO RLTY TR SH BEN INT 929042109 522 6,893 SH DEFINED 3 6,893 - - VORNADO RLTY TR SH BEN INT 929042109 6 73 SH DEFINED 16 73 - - VORNADO RLTY TR SH BEN INT 929042109 180 2,380 SH DEFINED 18 2,380 - - VORNADO RLTY TR SH BEN INT 929042109 4 51 SH DEFINED 51 - - VULCAN MATLS CO COM 929160109 2,955 62,560 SH DEFINED 2 62,560 - - VULCAN MATLS CO COM 929160109 817 17,293 SH DEFINED 3 17,293 - - VULCAN MATLS CO COM 929160109 57 1,200 SH DEFINED 5 1,200 - - VULCAN MATLS CO COM 929160109 654 13,841 SH DEFINED 18 13,841 - - VULCAN MATLS CO COM 929160109 275 5,818 SH DEFINED 5,818 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WD-40 CO COM 929236107 155 4,722 SH DEFINED 2 4,722 - - WD-40 CO COM 929236107 722 21,985 SH DEFINED 3 21,985 - - WD-40 CO COM 929236107 134 4,080 SH DEFINED 18 4,080 - - WMS INDS INC COM 929297109 3,138 74,810 SH DEFINED 3 74,810 - - WMS INDS INC COM 929297109 1,002 23,900 SH DEFINED 4 - 3,800 20,100 WMS INDS INC COM 929297109 34 805 SH DEFINED 5 805 - - WMS INDS INC COM 929297109 270 6,431 SH DEFINED 10 6,431 - - WMS INDS INC COM 929297109 35 828 SH DEFINED 18 828 - - WMS INDS INC COM 929297109 1 15 SH DEFINED 15 - - WMS INDS INC COM 929297109 8 195 SH SOLE 195 - - WUXI PHARMATECH CAYMAN SPONS ADR SHS 929352102 198 12,691 SH DEFINED 3 12,691 - - INC WVS FINL CORP COM 929358109 5 330 SH DEFINED 3 330 - - WABASH NATL CORP COM 929566107 56 8,000 SH DEFINED 14 8,000 - - WABTEC CORP COM 929740108 94 2,231 SH DEFINED 2 2,231 - - WABTEC CORP COM 929740108 708 16,819 SH DEFINED 3 16,819 - - WABTEC CORP COM 929740108 2,312 54,900 SH DEFINED 4 - 26,800 28,100 WABTEC CORP COM 929740108 17 400 SH DEFINED 16 - 400 - WABTEC CORP COM 929740108 42 999 SH DEFINED 18 999 - - WACOAL HOLDINGS CORP ADR 930004205 6 96 SH DEFINED 5 96 - - WACOAL HOLDINGS CORP ADR 930004205 1 22 SH DEFINED 15 22 - - WACOAL HOLDINGS CORP ADR 930004205 12 194 SH DEFINED 18 194 - - WADDELL & REED FINL INC CL A 930059100 9,435 261,790 SH DEFINED 1 261,790 - - WADDELL & REED FINL INC CL A 930059100 3,519 97,640 SH DEFINED 3 97,640 - - WADDELL & REED FINL INC CL A 930059100 31 870 SH DEFINED 7 - 870 - WADDELL & REED FINL INC CL A 930059100 1 35 SH DEFINED 8 - 35 - WADDELL & REED FINL INC CL A 930059100 199 5,526 SH DEFINED 10 5,526 - - WADDELL & REED FINL INC CL A 930059100 63 1,750 SH DEFINED 11 1,750 - - WADDELL & REED FINL INC CL A 930059100 15 405 SH DEFINED 405 - - WADDELL & REED FINL INC CL A 930059100 8 215 SH SOLE 215 - - WAL MART STORES INC COM 931142103 67,607 1,215,950 SH DEFINED 1 1,215,950 - - WAL MART STORES INC COM 931142103 73,773 1,326,860 SH DEFINED 2 1,326,860 - - WAL MART STORES INC COM 931142103 23,953 430,802 SH DEFINED 3 421,087 - 9,715 WAL MART STORES INC COM 931142103 2,202 39,600 SH DEFINED 4 - 35,065 4,535 WAL MART STORES INC COM 931142103 42,758 769,034 SH DEFINED 5 769,034 - - WAL MART STORES INC COM 931142103 63,298 1,138,457 SH DEFINED 6 1,138,457 - - WAL MART STORES INC COM 931142103 7,331 131,860 SH DEFINED 7 - 131,860 - WAL MART STORES INC COM 931142103 1,747 31,420 SH DEFINED 8 25,116 6,304 - WAL MART STORES INC COM 931142103 126 2,270 SH DEFINED 9 2,270 - - WAL MART STORES INC COM 931142103 960 17,270 SH DEFINED 10 17,270 - - WAL MART STORES INC COM 931142103 334 6,000 SH DEFINED 11 6,000 - - WAL MART STORES INC COM 931142103 158 2,850 SH DEFINED 13 2,850 - - WAL MART STORES INC COM 931142103 616 11,075 SH DEFINED 14 11,075 - - WAL MART STORES INC COM 931142103 169 3,038 SH DEFINED 15 3,038 - - WAL MART STORES INC COM 931142103 220 3,955 SH DEFINED 16 3,400 555 - WAL MART STORES INC COM 931142103 47 850 SH DEFINED 17 - - 850 WAL MART STORES INC COM 931142103 940 16,911 SH DEFINED 18 16,911 - - WAL MART STORES INC COM 931142103 13,791 248,037 SH DEFINED 5;1 248,037 - - WAL MART STORES INC COM 931142103 1,794 32,264 SH DEFINED 13,291 18,973 - WAL MART STORES INC COM 931142103 43 775 SH SOLE 775 - - WALGREEN CO COM 931422109 6,305 170,000 SH DEFINED 1 170,000 - - WALGREEN CO COM 931422109 16,161 435,716 SH DEFINED 2 435,716 - - WALGREEN CO COM 931422109 6,342 170,976 SH DEFINED 3 168,386 - 2,590 WALGREEN CO COM 931422109 17,696 477,105 SH DEFINED 5 477,105 - - WALGREEN CO COM 931422109 26 700 SH DEFINED 6 700 - - WALGREEN CO COM 931422109 266 7,160 SH DEFINED 7 - 7,160 - WALGREEN CO COM 931422109 276 7,447 SH DEFINED 8 7,447 - - WALGREEN CO COM 931422109 15 400 SH DEFINED 9 400 - - WALGREEN CO COM 931422109 137 3,700 SH DEFINED 15 3,700 - - WALGREEN CO COM 931422109 21 565 SH DEFINED 16 - 565 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WALGREEN CO COM 931422109 1 28 SH DEFINED 18 28 - - WALGREEN CO COM 931422109 49 1,309 SH DEFINED 809 - 500 WARNACO GROUP INC COM NEW 934390402 43 900 SH DEFINED 1 900 - - WARNACO GROUP INC COM NEW 934390402 1,001 20,991 SH DEFINED 2 20,991 - - WARNER MUSIC GROUP CORP COM 934550104 1 168 SH DEFINED 3 168 - - WARWICK VALLEY TEL CO COM 936750108 1 100 SH DEFINED 3 100 - - WASHINGTON BKG CO OAK COM 937303105 1,036 82,300 SH DEFINED 4 - 32,300 50,000 HBR WA WASHINGTON FED INC COM 938824109 678 33,380 SH DEFINED 3 33,380 - - WASHINGTON FED INC COM 938824109 8 396 SH DEFINED 18 396 - - WASHINGTON POST CO CL B 939640108 2,180 4,909 SH DEFINED 2 4,909 - - WASHINGTON POST CO CL B 939640108 78 176 SH DEFINED 3 176 - - WASHINGTON POST CO CL B 939640108 329 741 SH DEFINED 5 741 - - WASHINGTON POST CO CL B 939640108 22 50 SH DEFINED 8 50 - - WASHINGTON REAL ESTATE SH BEN INT 939653101 1,475 48,266 SH DEFINED 3 48,266 - - INVT WASTE CONNECTIONS INC COM 941053100 583 17,157 SH DEFINED 2 17,157 - - WASTE CONNECTIONS INC COM 941053100 6,262 184,379 SH DEFINED 3 184,379 - - WASTE CONNECTIONS INC COM 941053100 635 18,700 SH DEFINED 4 - 3,100 15,600 WASTE CONNECTIONS INC COM 941053100 11 330 SH DEFINED 18 330 - - WATERS CORP COM 941848103 1,907 28,234 SH DEFINED 2 28,234 - - WATERS CORP COM 941848103 291 4,302 SH DEFINED 3 4,302 - - WATERS CORP COM 941848103 993 14,700 SH DEFINED 4 - 2,500 12,200 WATERS CORP COM 941848103 123 1,825 SH DEFINED 5 1,825 - - WATERS CORP COM 941848103 33 485 SH DEFINED 18 485 - - WATERS CORP COM 941848103 1 11 SH DEFINED 11 - - WATSCO INC COM 942622200 1,121 19,704 SH DEFINED 2 19,704 - - WATSCO INC COM 942622200 36 639 SH DEFINED 3 639 - - WATSON PHARMACEUTICALS COM 942683103 175 4,200 SH DEFINED 1 4,200 - - INC WATSON PHARMACEUTICALS COM 942683103 2,211 52,927 SH DEFINED 2 52,927 - - INC WATSON PHARMACEUTICALS COM 942683103 406 9,724 SH DEFINED 3 9,724 - - INC WATSON PHARMACEUTICALS COM 942683103 654 15,658 SH DEFINED 5 15,658 - - INC WATSON PHARMACEUTICALS COM 942683103 91 2,175 SH DEFINED 8 2,175 - - INC WATSON PHARMACEUTICALS COM 942683103 6 139 SH DEFINED 139 - - INC WATTS WATER TECHNOLOGIES CL A 942749102 591 19,031 SH DEFINED 2 19,031 - - INC WATTS WATER TECHNOLOGIES CL A 942749102 53 1,709 SH DEFINED 3 1,709 - - INC WAUSAU PAPER CORP COM 943315101 229 26,833 SH DEFINED 2 26,833 - - WAUSAU PAPER CORP COM 943315101 32 3,779 SH DEFINED 3 3,779 - - WAVE SYSTEMS CORP COM NEW 943526301 174 43,500 SH DEFINED 3 43,500 - - WEBSENSE INC COM 947684106 9 400 SH DEFINED 3 400 - - WEBSTER FINL CORP CONN COM 947890109 4,446 254,200 SH DEFINED 1 254,200 - - WEBSTER FINL CORP CONN COM 947890109 1,212 69,274 SH DEFINED 3 68,679 - 595 WEIGHT WATCHERS INTL INC COM 948626106 84 3,304 SH DEFINED 2 3,304 - - NEW WEIGHT WATCHERS INTL INC COM 948626106 130 5,096 SH DEFINED 3 5,096 - - NEW WEIGHT WATCHERS INTL INC COM 948626106 1 45 SH DEFINED 5 45 - - NEW WEINGARTEN RLTY INVS SH BEN INT 948741103 430 19,960 SH DEFINED 2 19,960 - - WEINGARTEN RLTY INVS SH BEN INT 948741103 1,315 60,994 SH DEFINED 3 60,994 - - WEINGARTEN RLTY INVS SH BEN INT 948741103 13 606 SH DEFINED 18 606 - - WEIS MKTS INC COM 948849104 513 14,112 SH DEFINED 3 14,112 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WELLS FARGO & CO NEW COM 949746101 99,598 3,200,440 SH DEFINED 1 3,200,440 - - WELLS FARGO & CO NEW COM 949746101 78,935 2,536,462 SH DEFINED 2 2,536,462 - - WELLS FARGO & CO NEW COM 949746101 6,224 200,000 CALL DEFINED 3 200,000 - - WELLS FARGO & CO NEW COM 949746101 778 25,000 PUT DEFINED 3 25,000 - - WELLS FARGO & CO NEW COM 949746101 21,368 686,641 SH DEFINED 3 673,791 - 12,850 WELLS FARGO & CO NEW COM 949746101 16,997 546,180 SH DEFINED 4 - 221,900 324,280 WELLS FARGO & CO NEW COM 949746101 18,642 599,052 SH DEFINED 5 599,052 - - WELLS FARGO & CO NEW COM 949746101 70,359 2,260,881 SH DEFINED 6 2,260,881 - - WELLS FARGO & CO NEW COM 949746101 1,722 55,342 SH DEFINED 7 - 55,342 - WELLS FARGO & CO NEW COM 949746101 794 25,500 SH DEFINED 8 24,620 880 - WELLS FARGO & CO NEW COM 949746101 12 400 SH DEFINED 9 400 - - WELLS FARGO & CO NEW COM 949746101 55 1,783 SH DEFINED 13 1,783 - - WELLS FARGO & CO NEW COM 949746101 1,292 41,520 SH DEFINED 14 41,520 - - WELLS FARGO & CO NEW COM 949746101 873 28,040 SH DEFINED 15 28,040 - - WELLS FARGO & CO NEW COM 949746101 27 879 SH DEFINED 16 79 800 - WELLS FARGO & CO NEW COM 949746101 498 16,000 SH DEFINED 17 - - 16,000 WELLS FARGO & CO NEW COM 949746101 1,236 39,725 SH DEFINED 18 39,725 - - WELLS FARGO & CO NEW COM 949746101 1 20 SH DEFINED 5;1 20 - - WELLS FARGO & CO NEW COM 949746101 813 26,114 SH DEFINED 9,436 16,678 - WELLS FARGO & CO NEW PERP PFD CNV A 949746804 13,650 14,000 PRN DEFINED 3 14,000 - - WENDYS ARBYS GROUP INC COM 950587105 496 99,228 SH DEFINED 3 99,228 - - WENDYS ARBYS GROUP INC COM 950587105 4 850 SH DEFINED 5 850 - - WENDYS ARBYS GROUP INC COM 950587105 28 5,500 SH DEFINED 14 5,500 - - WENDYS ARBYS GROUP INC COM 950587105 1 293 SH DEFINED 16 293 - - WERNER ENTERPRISES INC COM 950755108 123 5,300 SH DEFINED 4 - 5,300 - WESBANCO INC COM 950810101 27 1,666 SH DEFINED 3 1,666 - - WESCO FINL CORP COM 950817106 454 1,177 SH DEFINED 2 1,177 - - WESCO FINL CORP COM 950817106 1 3 SH DEFINED 3 3 - - WEST COAST BANCORP ORE COM 952145100 12 4,534 SH DEFINED 3 4,534 - - NEW WEST PHARMACEUTICAL SVSC COM 955306105 428 10,214 SH DEFINED 2 10,214 - - INC WEST PHARMACEUTICAL SVSC COM 955306105 9 215 SH DEFINED 3 215 - - INC WEST PHARMACEUTICAL SVSC COM 955306105 17,136 408,490 SH DEFINED 4 - 289,100 119,390 INC WEST PHARMACEUTICAL SVSC COM 955306105 1 12 SH DEFINED 18 12 - - INC WESTAMERICA COM 957090103 382 6,631 SH DEFINED 2 6,631 - - BANCORPORATION WESTAMERICA COM 957090103 329 5,715 SH DEFINED 3 5,715 - - BANCORPORATION WESTERN ALLIANCE BANCORP COM 957638109 19 3,375 SH DEFINED 3 3,375 - - WESTERN ASSET PREMIER BD SHS BEN INT 957664105 264 19,058 SH DEFINED 3 19,058 - - FD WESTERN ASSET PREMIER BD SHS BEN INT 957664105 1,032 74,439 SH DEFINED 5 74,439 - - FD WESTERN ASSET VAR RT COM 957667108 807 54,315 SH DEFINED 3 54,315 - - STRG FD WESTERN ASSET WORLDWIDE COM 957668106 1,455 110,046 SH DEFINED 3 109,774 - 272 INCO WESTERN DIGITAL CORP COM 958102105 4,635 118,865 SH DEFINED 2 118,865 - - WESTERN DIGITAL CORP COM 958102105 324 8,314 SH DEFINED 3 8,314 - - WESTERN DIGITAL CORP COM 958102105 1,011 25,917 SH DEFINED 5 25,917 - - WESTERN DIGITAL CORP COM 958102105 824 21,145 SH DEFINED 7 - 21,145 - WESTERN DIGITAL CORP COM 958102105 33 855 SH DEFINED 8 360 495 - WESTERN DIGITAL CORP COM 958102105 162 4,154 SH DEFINED 16 4,154 - - WESTERN DIGITAL CORP COM 958102105 141 3,610 SH DEFINED 18 3,610 - - WESTERN DIGITAL CORP COM 958102105 141 3,615 SH DEFINED 95 - 3,520 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 188 8,495 SH DEFINED 2 8,495 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 2,188 99,084 SH DEFINED 3 97,456 - 1,628 WESTERN ASSET INTM MUNI COM 958435109 67 7,240 SH DEFINED 3 7,240 - - FD I WESTERN UN CO COM 959802109 5,528 325,943 SH DEFINED 2 325,943 - - WESTERN UN CO COM 959802109 875 51,567 SH DEFINED 3 49,367 - 2,200 WESTERN UN CO COM 959802109 953 56,200 SH DEFINED 5 56,200 - - WESTERN UN CO COM 959802109 1,923 113,368 SH DEFINED 7 - 113,368 - WESTERN UN CO COM 959802109 202 11,930 SH DEFINED 8 7,800 4,130 - WESTERN UN CO COM 959802109 163 9,609 SH DEFINED 10 9,609 - - WESTERN UN CO COM 959802109 11 650 SH DEFINED 15 650 - - WESTERN UN CO COM 959802109 61 3,600 SH DEFINED 16 3,600 - - WESTERN UN CO COM 959802109 93 5,464 SH DEFINED 18 5,464 - - WESTERN UN CO COM 959802109 42 2,453 SH DEFINED 2,453 - - WESTERN UN CO COM 959802109 66 3,900 SH SOLE 3,900 - - WESTLAKE CHEM CORP COM 960413102 4 144 SH DEFINED 18 144 - - WESTPORT INNOVATIONS INC COM NEW 960908309 15 914 SH DEFINED 3 914 - - WESTPORT INNOVATIONS INC COM NEW 960908309 129 7,812 SH DEFINED 5 7,812 - - WESTPAC BKG CORP SPONSORED ADR 961214301 426 3,355 SH DEFINED 3 3,355 - - WESTWOOD ONE INC COM NEW 961815305 3 400 SH DEFINED 3 400 - - WET SEAL INC CL A 961840105 49 10,200 SH DEFINED 1 10,200 - - WET SEAL INC CL A 961840105 11 2,400 SH DEFINED 18 2,400 - - WEYCO GROUP INC COM 962149100 315 13,400 SH DEFINED 4 - - 13,400 WEYERHAEUSER CO COM 962166104 4,928 108,859 SH DEFINED 2 108,859 - - WEYERHAEUSER CO COM 962166104 1,674 36,973 SH DEFINED 3 36,973 - - WEYERHAEUSER CO COM 962166104 95 2,089 SH DEFINED 5 2,089 - - WEYERHAEUSER CO COM 962166104 5 100 SH DEFINED 6 100 - - WEYERHAEUSER CO COM 962166104 48 1,050 SH DEFINED 16 1,050 - - WEYERHAEUSER CO COM 962166104 10 214 SH DEFINED 18 214 - - WEYERHAEUSER CO COM 962166104 146 3,231 SH DEFINED 175 - 3,056 WHIRLPOOL CORP COM 963320106 5,567 63,800 SH DEFINED 1 63,800 - - WHIRLPOOL CORP COM 963320106 3,575 40,975 SH DEFINED 2 40,975 - - WHIRLPOOL CORP COM 963320106 391 4,478 SH DEFINED 3 4,478 - - WHIRLPOOL CORP COM 963320106 6 71 SH DEFINED 7 - 71 - WHIRLPOOL CORP COM 963320106 399 4,578 SH DEFINED 10 4,578 - - WHIRLPOOL CORP COM 963320106 46 525 SH DEFINED 18 525 - - WHIRLPOOL CORP COM 963320106 12 135 SH SOLE 135 - - WHITE ELECTR DESIGNS CORP COM 963801105 679 97,000 SH DEFINED 4 - - 97,000 WHITING PETE CORP NEW COM 966387102 28,051 347,000 SH DEFINED 1 347,000 - - WHITING PETE CORP NEW COM 966387102 582 7,203 SH DEFINED 3 7,203 - - WHITING PETE CORP NEW COM 966387102 3 36 SH DEFINED 18 36 - - WHITING USA TR I TR UNIT 966389108 130 6,879 SH DEFINED 3 6,879 - - WHITNEY HLDG CORP COM 966612103 86 6,272 SH DEFINED 2 6,272 - - WHITNEY HLDG CORP COM 966612103 27 1,939 SH DEFINED 3 1,939 - - WHITNEY HLDG CORP COM 966612103 13 963 SH DEFINED 18 963 - - WHITNEY HLDG CORP COM 966612103 14 989 SH DEFINED 989 - - WHOLE FOODS MKT INC COM 966837106 69 1,900 SH DEFINED 1 1,900 - - WHOLE FOODS MKT INC COM 966837106 2,669 73,841 SH DEFINED 2 73,841 - - WHOLE FOODS MKT INC COM 966837106 551 15,243 SH DEFINED 3 15,243 - - WHOLE FOODS MKT INC COM 966837106 131 3,630 SH DEFINED 7 - 3,630 - WHOLE FOODS MKT INC COM 966837106 26 720 SH DEFINED 8 - 720 - WHOLE FOODS MKT INC COM 966837106 88 2,445 SH DEFINED 13 2,445 - - WHOLE FOODS MKT INC COM 966837106 47 1,300 SH DEFINED 15 1,300 - - WHOLE FOODS MKT INC COM 966837106 85 2,365 SH DEFINED 16 2,365 - - WHOLE FOODS MKT INC COM 966837106 11 298 SH DEFINED 18 298 - - WHOLE FOODS MKT INC COM 966837106 1 26 SH SOLE 26 - - WILEY JOHN & SONS INC CL A 968223206 740 17,108 SH DEFINED 3 17,108 - - WILEY JOHN & SONS INC CL A 968223206 35 800 SH DEFINED 16 800 - - WILEY JOHN & SONS INC CL A 968223206 1 16 SH DEFINED 18 16 - - WILEY JOHN & SONS INC CL B 968223305 88 2,041 SH DEFINED 3 2,041 - - WILLAMETTE VY VINEYARD COM 969136100 - 100 SH DEFINED 3 100 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WILLBROS GROUP INC DEL COM 969203108 305 25,407 SH DEFINED 2 25,407 - - WILLBROS GROUP INC DEL COM 969203108 5,405 450,000 SH DEFINED 3 450,000 - - WILLBROS GROUP INC DEL COM 969203108 1,346 112,100 SH DEFINED 4 - 71,900 40,200 WILLBROS GROUP INC DEL COM 969203108 18 1,500 SH DEFINED 5 1,500 - - WILLIAMS COS INC DEL COM 969457100 6,416 277,756 SH DEFINED 2 277,756 - - WILLIAMS COS INC DEL COM 969457100 1,361 58,908 SH DEFINED 3 58,908 - - WILLIAMS COS INC DEL COM 969457100 856 37,046 SH DEFINED 5 37,046 - - WILLIAMS COS INC DEL COM 969457100 141 6,100 SH DEFINED 8 6,100 - - WILLIAMS COS INC DEL COM 969457100 558 24,175 SH DEFINED 14 24,175 - - WILLIAMS COS INC DEL COM 969457100 86 3,711 SH DEFINED 16 3,711 - - WILLIAMS COS INC DEL COM 969457100 150 6,490 SH DEFINED 18 6,490 - - WILLIAMS CLAYTON ENERGY COM 969490101 21 614 SH DEFINED 2 614 - - INC WILLIAMS SONOMA INC COM 969904101 411 15,637 SH DEFINED 2 15,637 - - WILLIAMS SONOMA INC COM 969904101 828 31,479 SH DEFINED 3 31,479 - - WILLIS LEASE FINANCE CORP COM 970646105 947 60,000 SH DEFINED 4 - - 60,000 WILMINGTON TRUST CORP COM 971807102 456 27,528 SH DEFINED 3 27,528 - - WILMINGTON TRUST CORP COM 971807102 3 155 SH DEFINED 5 155 - - WILMINGTON TRUST CORP COM 971807102 66 4,000 SH DEFINED 8 - 4,000 - WINN DIXIE STORES INC COM NEW 974280307 130 10,417 SH DEFINED 3 10,417 - - WINNEBAGO INDS INC COM 974637100 18 1,254 SH DEFINED 3 1,254 - - WINNEBAGO INDS INC COM 974637100 15,746 1,077,749 SH DEFINED 6 1,077,749 - - WINTHROP RLTY TR SH BEN INT NEW 976391300 349 29,000 SH DEFINED 4 - - 29,000 WISCONSIN ENERGY CORP COM 976657106 4,580 92,693 SH DEFINED 2 92,693 - - WISCONSIN ENERGY CORP COM 976657106 399 8,075 SH DEFINED 3 7,975 - 100 WISCONSIN ENERGY CORP COM 976657106 15 300 SH DEFINED 5 300 - - WISCONSIN ENERGY CORP COM 976657106 4 83 SH DEFINED 15 83 - - WISCONSIN ENERGY CORP COM 976657106 59 1,200 SH DEFINED 16 1,200 - - WISCONSIN ENERGY CORP COM 976657106 3 62 SH DEFINED 18 62 - - WISCONSIN ENERGY CORP COM 976657106 9 181 SH DEFINED 181 - - WOLVERINE WORLD WIDE INC COM 978097103 43 1,484 SH DEFINED 2 1,484 - - WOLVERINE WORLD WIDE INC COM 978097103 111 3,800 SH DEFINED 3 3,800 - - WOLVERINE WORLD WIDE INC COM 978097103 1 30 SH DEFINED 18 30 - - WONDER AUTO TECHNOLOGY COM 978166106 211 19,925 SH DEFINED 3 19,925 - - INC WOODWARD GOVERNOR CO COM 980745103 9 282 SH DEFINED 3 282 - - WOODWARD GOVERNOR CO COM 980745103 13,774 430,722 SH DEFINED 4 - 326,002 104,720 WORLD ACCEP CORP DEL COM 981419104 533 14,779 SH DEFINED 2 14,779 - - WORLD ACCEP CORP DEL COM 981419104 859 23,801 SH DEFINED 3 23,801 - - WORLD ACCEP CORP DEL COM 981419104 1,093 30,281 SH DEFINED 5 30,281 - - WORLD ACCEP CORP DEL COM 981419104 97 2,679 SH DEFINED 8 2,679 - - WORLD FUEL SVCS CORP COM 981475106 70 2,631 SH DEFINED 2 2,631 - - WORLD FUEL SVCS CORP COM 981475106 373 13,995 SH DEFINED 3 13,995 - - WORLD FUEL SVCS CORP COM 981475106 4,017 150,800 SH DEFINED 4 - 74,800 76,000 WORLD FUEL SVCS CORP COM 981475106 8 288 SH DEFINED 18 288 - - WORTHINGTON INDS INC COM 981811102 38 2,182 SH DEFINED 3 2,182 - - WYNN RESORTS LTD COM 983134107 4,104 54,122 SH DEFINED 2 54,122 - - WYNN RESORTS LTD COM 983134107 3,350 44,177 SH DEFINED 3 44,177 - - WYNN RESORTS LTD COM 983134107 3,106 40,956 SH DEFINED 7 - 40,956 - WYNN RESORTS LTD COM 983134107 138 1,820 SH DEFINED 8 - 1,820 - WYNN RESORTS LTD COM 983134107 19 245 SH DEFINED 15 245 - - X-RITE INC COM 983857103 3 1,000 SH DEFINED 3 1,000 - - X-RITE INC COM 983857103 19 6,400 SH DEFINED 5 6,400 - - XILINX INC COM 983919101 8,023 314,612 SH DEFINED 2 314,612 - - XILINX INC COM 983919101 994 38,975 SH DEFINED 3 38,975 - - XILINX INC COM 983919101 16 625 SH DEFINED 7 - 625 - XILINX INC COM 983919101 16 618 SH DEFINED 18 618 - - XILINX INC COM 983919101 82 3,207 SH DEFINED - - 3,207 XEROX CORP COM 984121103 6,656 682,677 SH DEFINED 2 682,677 - - XEROX CORP COM 984121103 447 45,878 SH DEFINED 3 45,878 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- XEROX CORP COM 984121103 45 4,644 SH DEFINED 5 4,644 - - XEROX CORP COM 984121103 349 35,800 SH DEFINED 6 35,800 - - XEROX CORP COM 984121103 557 57,097 SH DEFINED 10 57,097 - - XEROX CORP COM 984121103 49 5,000 SH DEFINED 14 5,000 - - XEROX CORP COM 984121103 32 3,300 SH DEFINED 15 3,300 - - XEROX CORP COM 984121103 29 2,985 SH DEFINED 16 2,985 - - XEROX CORP COM 984121103 119 12,190 SH DEFINED 18 12,190 - - XEROX CORP COM 984121103 24 2,477 SH DEFINED 2,477 - - YM BIOSCIENCES INC COM 984238105 105 89,375 SH DEFINED 3 89,375 - - YM BIOSCIENCES INC COM 984238105 12 10,000 SH DEFINED 16 10,000 - - YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 5 120 SH DEFINED 3 120 - - YRC WORLDWIDE INC COM 984249102 168 308,500 SH DEFINED 3 308,500 - - YAHOO INC COM 984332106 11,092 671,025 SH DEFINED 2 671,025 - - YAHOO INC COM 984332106 4,002 242,100 CALL DEFINED 3 242,100 - - YAHOO INC COM 984332106 873 52,800 PUT DEFINED 3 52,800 - - YAHOO INC COM 984332106 7,331 443,471 SH DEFINED 3 441,071 - 2,400 YAHOO INC COM 984332106 3,683 222,825 SH DEFINED 4 - 97,100 125,725 YAHOO INC COM 984332106 643 38,872 SH DEFINED 5 38,872 - - YAHOO INC COM 984332106 18 1,106 SH DEFINED 8 1,106 - - YAHOO INC COM 984332106 509 30,800 SH DEFINED 14 30,800 - - YAHOO INC COM 984332106 471 28,500 SH DEFINED 15 28,500 - - YAHOO INC COM 984332106 7,281 440,460 SH DEFINED 16 440,460 - - YAHOO INC COM 984332106 21 1,292 SH DEFINED 18 1,292 - - YAHOO INC COM 984332106 1 70 SH DEFINED 5;1 70 - - YAHOO INC COM 984332106 84 5,102 SH DEFINED 5,102 - - YAHOO INC COM 984332106 118 7,154 SH SOLE 7,154 - - YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 118 4,880 SH DEFINED 3 4,880 - - YUM BRANDS INC COM 988498101 6,829 178,152 SH DEFINED 2 178,152 - - YUM BRANDS INC COM 988498101 7,760 202,445 SH DEFINED 3 202,345 - 100 YUM BRANDS INC COM 988498101 206 5,378 SH DEFINED 5 5,378 - - YUM BRANDS INC COM 988498101 136 3,540 SH DEFINED 7 - 3,540 - YUM BRANDS INC COM 988498101 8 200 SH DEFINED 8 200 - - YUM BRANDS INC COM 988498101 710 18,516 SH DEFINED 10 18,516 - - YUM BRANDS INC COM 988498101 108 2,815 SH DEFINED 18 2,815 - - YUM BRANDS INC COM 988498101 40 1,050 SH DEFINED 1,050 - - ZALE CORP NEW COM 988858106 1 345 SH DEFINED 2 345 - - ZEBRA TECHNOLOGIES CORP CL A 989207105 269 9,093 SH DEFINED 2 9,093 - - ZEBRA TECHNOLOGIES CORP CL A 989207105 650 21,974 SH DEFINED 3 21,974 - - ZEBRA TECHNOLOGIES CORP CL A 989207105 12,068 407,719 SH DEFINED 4 - 324,376 83,343 ZEBRA TECHNOLOGIES CORP CL A 989207105 24,797 837,737 SH DEFINED 6 837,737 - - ZEBRA TECHNOLOGIES CORP CL A 989207105 53 1,800 SH DEFINED 18 1,800 - - ZENITH NATL INS CORP COM 989390109 1 29 SH DEFINED 2 29 - - ZENITH NATL INS CORP COM 989390109 16,286 425,000 SH DEFINED 3 425,000 - - ZIONS BANCORPORATION COM 989701107 42,171 1,930,900 SH DEFINED 1 1,930,900 - - ZIONS BANCORPORATION COM 989701107 1,646 75,345 SH DEFINED 2 75,345 - - ZIONS BANCORPORATION COM 989701107 1,295 59,289 SH DEFINED 3 58,129 - 1,160 ZIONS BANCORPORATION COM 989701107 56 2,557 SH DEFINED 18 2,557 - - ZIONS BANCORPORATION COM 989701107 7 319 SH DEFINED 319 - - ZUMIEZ INC COM 989817101 15 735 SH DEFINED 3 735 - - ZWEIG FD COM 989834106 159 45,000 SH DEFINED 18 45,000 - - ZWEIG TOTAL RETURN FD INC COM 989837109 96 24,704 SH DEFINED 3 24,704 - - ZWEIG TOTAL RETURN FD INC COM 989837109 41 10,610 SH DEFINED 10,610 - - ZYGO CORP COM 989855101 6 600 SH DEFINED 3 600 - - ZOLL MED CORP COM 989922109 301 11,405 SH DEFINED 2 11,405 - - ZOLL MED CORP COM 989922109 8 300 SH DEFINED 3 300 - - ZOLL MED CORP COM 989922109 3 108 SH DEFINED 18 108 - - ALLIANCEBERNSTEIN INCOME COM 01881E101 554 68,095 SH DEFINED 3 68,095 - - FUN ALLIANCEBERNSTEIN INCOME COM 01881E101 44 5,350 SH DEFINED 5 5,350 - - FUN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ALLIANCEBERNSTEIN INCOME COM 01881E101 97 11,928 SH DEFINED 18 11,928 - - FUN DUN & BRADSTREET CORP COM 26483E100 1,314 17,657 SH DEFINED 2 17,657 - - DEL NE DUN & BRADSTREET CORP COM 26483E100 813 10,923 SH DEFINED 3 9,333 - 1,590 DEL NE DUN & BRADSTREET CORP COM 26483E100 102 1,364 SH DEFINED 14 1,364 - - DEL NE DUN & BRADSTREET CORP COM 26483E100 74 992 SH DEFINED 18 992 - - DEL NE DUN & BRADSTREET CORP COM 26483E100 1 8 SH DEFINED 8 - - DEL NE BT GROUP PLC ADR 05577E101 126 6,755 SH DEFINED 2 6,755 - - BT GROUP PLC ADR 05577E101 37 2,000 SH DEFINED 15 2,000 - - PETROCHINA CO LTD SPONSORED AD 71646E100 646 5,510 SH DEFINED 2 5,510 - - PETROCHINA CO LTD SPONSORED AD 71646E100 1,562 13,326 SH DEFINED 3 13,326 - - PETROCHINA CO LTD SPONSORED AD 71646E100 87 742 SH DEFINED 5 742 - - PETROCHINA CO LTD SPONSORED AD 71646E100 1,864 15,900 SH DEFINED 14 15,900 - - PETROCHINA CO LTD SPONSORED AD 71646E100 23 200 SH DEFINED 16 200 - - PETROCHINA CO LTD SPONSORED AD 71646E100 1 12 SH DEFINED 18 12 - - PETROCHINA CO LTD SPONSORED AD 71646E100 372 3,170 SH DEFINED - 3,170 - REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 1 10 SH DEFINED 3 10 - - BLACKROCK CORE BD TR SHS BEN INT 09249E101 648 53,089 SH DEFINED 3 53,089 - - CONSTELLATION ENERGY COM UNIT LLC B 21038E101 1 200 SH DEFINED 3 200 - - PRTNR L CONSTELLATION ENERGY COM UNIT LLC B 21038E101 109 31,000 SH DEFINED 4 - - 31,000 PRTNR L APOLLO GOLD CORP COM 03761E102 - 11 SH DEFINED 5 11 - - GLOBAL X FDS FTSENORD30 ETF 37950E101 34 2,000 SH DEFINED 3 2,000 - - NUVEEN AZ DIV ADV MUN FD COM 67072E101 49 3,800 SH DEFINED 3 3,800 - - 3 BLACKROCK CALIF MUN SH BEN INT 09248E102 39 3,000 SH DEFINED 3 3,000 - - INCOME T BLACKROCK MUNIYIELD N Y COM 09255E102 797 64,013 SH DEFINED 3 64,013 - - INSD COVANTA HLDG CORP COM 22282E102 214 12,822 SH DEFINED 2 12,822 - - COVANTA HLDG CORP COM 22282E102 36 2,168 SH DEFINED 3 2,168 - - COVANTA HLDG CORP COM 22282E102 92 5,500 SH DEFINED 5 5,500 - - ACERGY S A SPONSORED ADR 00443E104 5 250 SH DEFINED 3 250 - - ACERGY S A SPONSORED ADR 00443E104 1 31 SH DEFINED 5 31 - - LENDER PROCESSING SVCS COM 52602E102 548 14,521 SH DEFINED 2 14,521 - - INC LENDER PROCESSING SVCS COM 52602E102 1,100 29,129 SH DEFINED 3 28,924 - 205 INC LENDER PROCESSING SVCS COM 52602E102 5 133 SH DEFINED 133 - - INC LUMINEX CORP DEL COM 55027E102 13 770 SH DEFINED 3 770 - - LUMINEX CORP DEL COM 55027E102 1 30 SH DEFINED 5 30 - - QUANTA SVCS INC COM 74762E102 2,154 112,428 SH DEFINED 2 112,428 - - QUANTA SVCS INC COM 74762E102 1,011 52,762 SH DEFINED 3 52,067 - 695 QUANTA SVCS INC COM 74762E102 9 450 SH DEFINED 5 450 - - QUANTA SVCS INC COM 74762E102 62 3,224 SH DEFINED 18 3,224 - - ADVENT CLAYMORE ENH GRW COM 00765E104 74 6,302 SH DEFINED 3 6,302 - - & IN VERISIGN INC COM 92343E102 3,420 131,428 SH DEFINED 2 131,428 - - VERISIGN INC COM 92343E102 179 6,868 SH DEFINED 3 6,868 - - VERISIGN INC COM 92343E102 1 40 SH DEFINED 5 40 - - VERISIGN INC COM 92343E102 8 325 SH DEFINED 14 325 - - BLACKROCK MUNYIELD INSD COM 09254E103 66 5,039 SH DEFINED 3 5,039 - - FD I
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DYAX CORP COM 26746E103 3 1,000 SH DEFINED 3 1,000 - - FIRST TRUST FIDAC MTG COM SHS 33734E103 20 1,100 SH DEFINED 3 - - 1,100 INCM F NUVEEN INVT QUALITY MUN COM 67062E103 158 11,132 SH DEFINED 3 11,132 - - FD I NUVEEN PA DIV ADVANTAGE COM 67070E103 111 8,282 SH DEFINED 3 8,282 - - MUN TALISMAN ENERGY INC COM 8.74E+107 873 51,200 CALL DEFINED 5 51,200 - - TALISMAN ENERGY INC COM 8.74E+107 769 45,100 PUT DEFINED 5 45,100 - - TALISMAN ENERGY INC COM 8.74E+107 347 20,311 SH DEFINED 5 20,311 - - TALISMAN ENERGY INC COM 87425E103 229,891 13,475,441 SH DEFINED 1 13,475,441 - - TALISMAN ENERGY INC COM 87425E103 2,585 151,517 SH DEFINED 2 151,517 - - TALISMAN ENERGY INC COM 87425E103 315 18,436 SH DEFINED 3 18,436 - - TALISMAN ENERGY INC COM 87425E103 78,523 4,602,779 SH DEFINED 5 4,602,779 - - TALISMAN ENERGY INC COM 87425E103 14,452 847,106 SH DEFINED 7 - 847,106 - TALISMAN ENERGY INC COM 87425E103 2,000 117,260 SH DEFINED 8 108,255 9,005 - TALISMAN ENERGY INC COM 87425E103 1,476 86,514 SH DEFINED 9 86,514 - - TALISMAN ENERGY INC COM 87425E103 341 20,000 SH DEFINED 14 20,000 - - TALISMAN ENERGY INC COM 87425E103 18 1,035 SH DEFINED 15 1,035 - - TALISMAN ENERGY INC COM 87425E103 491 28,800 SH DEFINED 17 - - 28,800 TALISMAN ENERGY INC COM 87425E103 273 15,983 SH DEFINED 18 15,983 - - TALISMAN ENERGY INC COM 87425E103 51,405 3,013,209 SH DEFINED 5;1 3,013,209 - - TALISMAN ENERGY INC COM 87425E103 904 52,988 SH DEFINED 52,988 - - TALISMAN ENERGY INC COM 87425E103 84,764 4,968,557 SH SOLE 4,968,557 - - APAC CUSTOMER SERVICES COM 00185E106 184 31,969 SH DEFINED 3 31,969 - - INC COMSYS IT PARTNERS INC COM 20581E104 1,629 93,201 SH DEFINED 3 93,201 - - EATON VANCE MA MUNI SH BEN INT 27826E104 55 3,966 SH DEFINED 3 3,966 - - INCOME T AMERISOURCEBERGEN CORP COM 03073E105 89,716 3,102,200 SH DEFINED 1 3,102,200 - - AMERISOURCEBERGEN CORP COM 03073E105 5,066 175,165 SH DEFINED 2 175,165 - - AMERISOURCEBERGEN CORP COM 03073E105 740 25,597 SH DEFINED 3 24,736 - 861 AMERISOURCEBERGEN CORP COM 03073E105 315 10,900 SH DEFINED 4 - 10,900 - AMERISOURCEBERGEN CORP COM 03073E105 2,796 96,674 SH DEFINED 5 96,674 - - AMERISOURCEBERGEN CORP COM 03073E105 1,419 49,050 SH DEFINED 7 - 49,050 - AMERISOURCEBERGEN CORP COM 03073E105 219 7,584 SH DEFINED 8 6,574 1,010 - AMERISOURCEBERGEN CORP COM 03073E105 112 3,890 SH DEFINED 9 3,890 - - AMERISOURCEBERGEN CORP COM 03073E105 143 4,950 SH DEFINED 10 4,950 - - AMERISOURCEBERGEN CORP COM 03073E105 202 7,000 SH DEFINED 11 7,000 - - AMERISOURCEBERGEN CORP COM 03073E105 17,469 604,034 SH DEFINED 5;1 604,034 - - AMERISOURCEBERGEN CORP COM 03073E105 148 5,120 SH DEFINED 5,120 - - AMERISOURCEBERGEN CORP COM 03073E105 26 900 SH SOLE 900 - - FIRST TR EXCHANGE TRADED DB STRAT VALUE 33733E104 980 45,491 SH DEFINED 3 45,491 - - FD NEWS CORP CL A 65248E104 17,936 1,244,700 SH DEFINED 1 1,244,700 - - NEWS CORP CL A 65248E104 19,301 1,339,419 SH DEFINED 2 1,339,419 - - NEWS CORP CL A 65248E104 13,583 942,614 SH DEFINED 3 942,114 - 500 NEWS CORP CL A 65248E104 11 730 SH DEFINED 5 730 - - NEWS CORP CL A 65248E104 10 685 SH DEFINED 16 - 685 - NEWS CORP CL A 65248E104 34 2,364 SH DEFINED 18 2,364 - - NEWS CORP CL A 65248E104 7 500 SH DEFINED 500 - - NEWS CORP CL A 65248E104 1 55 SH SOLE 55 - - NUVEEN MASS PREM INCOME COM 67061E104 103 7,014 SH DEFINED 3 7,014 - - MUN SALLY BEAUTY HLDGS INC COM 79546E104 1,023 114,690 SH DEFINED 4 - 53,740 60,950 SALLY BEAUTY HLDGS INC COM 79546E104 20 2,295 SH DEFINED 18 2,295 - - TRINA SOLAR LIMITED SPON ADR 89628E104 83 3,380 SH DEFINED 3 3,380 - - TRINA SOLAR LIMITED SPON ADR 89628E104 1 38 SH DEFINED 5 38 - - CKE RESTAURANTS INC COM 12561E105 1 62 SH DEFINED 2 62 - - CKE RESTAURANTS INC COM 12561E105 3 300 SH DEFINED 3 300 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CKE RESTAURANTS INC COM 12561E105 1,382 124,800 SH DEFINED 4 - 34,800 90,000 ALPINE GLOBAL DYNAMIC COM 02082E106 268 25,597 SH DEFINED 3 25,597 - - DIVD F AMERICAN EAGLE COM 02553E106 1,234 66,648 SH DEFINED 2 66,648 - - OUTFITTERS NE AMERICAN EAGLE COM 02553E106 2,106 113,737 SH DEFINED 3 110,405 - 3,332 OUTFITTERS NE AMERICAN EAGLE COM 02553E106 143 7,700 SH DEFINED 4 - 7,700 - OUTFITTERS NE AMERICAN EAGLE COM 02553E106 74 4,000 SH DEFINED 5 4,000 - - OUTFITTERS NE INVENTIV HEALTH INC COM 46122E105 225 10,000 SH DEFINED 3 10,000 - - BRE PROPERTIES INC CL A 05564E106 555 15,517 SH DEFINED 3 15,517 - - BRE PROPERTIES INC CL A 05564E106 14 398 SH DEFINED 5 398 - - UNIVERSAL HEALTH RLTY SH BEN INT 91359E105 13 380 SH DEFINED 380 - - INCM T VALE S A ADR 91912E105 30,799 956,800 SH DEFINED 1 956,800 - - VALE S A ADR 91912E105 5,311 165,000 CALL DEFINED 3 165,000 - - VALE S A ADR 91912E105 30,593 950,400 PUT DEFINED 3 950,400 - - VALE S A ADR 91912E105 7,822 243,009 SH DEFINED 3 243,009 - - VALE S A ADR 91912E105 5,525 171,648 SH DEFINED 5 171,648 - - VALE S A ADR 91912E105 372 11,550 SH DEFINED 7 - 11,550 - VALE S A ADR 91912E105 105 3,273 SH DEFINED 8 3,273 - - VALE S A ADR 91912E105 318 9,883 SH DEFINED 15 9,883 - - VALE S A ADR 91912E105 83 2,589 SH DEFINED 16 2,589 - - VALE S A ADR 91912E105 196 6,098 SH DEFINED 18 6,098 - - VALE S A ADR 91912E105 480 14,925 SH DEFINED 14,925 - - VALE S A ADR 91912E105 297 9,220 SH SOLE 9,220 - - CELERA CORP COM 15100E106 27 3,803 SH DEFINED 3 3,803 - - CELERA CORP COM 15100E106 1 135 SH DEFINED 135 - - CLOUGH GLOBAL SH BEN INT 18914E106 634 48,612 SH DEFINED 3 48,612 - - OPPORTUNITIES FLAHERTY & CRUMRINE PFD COM 33848E106 6 580 SH DEFINED 3 580 - - INC JAKKS PAC INC COM 47012E106 5 412 SH DEFINED 3 412 - - JAKKS PAC INC COM 47012E106 680 52,000 SH DEFINED 4 - - 52,000 TARGET CORP COM 87612E106 54,073 1,028,000 SH DEFINED 1 1,028,000 - - TARGET CORP COM 87612E106 20,431 388,419 SH DEFINED 2 388,419 - - TARGET CORP COM 87612E106 8,588 163,278 SH DEFINED 3 156,093 - 7,185 TARGET CORP COM 87612E106 282 5,354 SH DEFINED 5 5,354 - - TARGET CORP COM 87612E106 384 7,305 SH DEFINED 7 - 7,305 - TARGET CORP COM 87612E106 30 575 SH DEFINED 8 150 425 - TARGET CORP COM 87612E106 328 6,229 SH DEFINED 10 6,229 - - TARGET CORP COM 87612E106 237 4,500 SH DEFINED 11 4,500 - - TARGET CORP COM 87612E106 37 700 SH DEFINED 15 700 - - TARGET CORP COM 87612E106 104 1,985 SH DEFINED 17 - - 1,985 TARGET CORP COM 87612E106 597 11,340 SH DEFINED 18 11,340 - - TARGET CORP COM 87612E106 25 481 SH DEFINED 481 - - TARGET CORP COM 87612E106 1,438 27,340 SH SOLE 27,340 - - BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 79 39,000 SH DEFINED 3 39,000 - - FUSHI COPPERWELD INC COM 36113E107 69 6,136 SH DEFINED 8 6,136 - - ANOORAQ RES CORP COM 03633E108 2 1,500 SH DEFINED 3 1,500 - - ANOORAQ RES CORP COM 03633E108 11 7,500 SH DEFINED 5 7,500 - - ING GLOBAL EQTY DIV & COM 45684E107 1,106 85,061 SH DEFINED 3 78,061 - 7,000 PREM O NSTAR COM 67019E107 9,718 274,351 SH DEFINED 3 271,351 - 3,000 NSTAR COM 67019E107 28 800 SH DEFINED 5 800 - - NSTAR COM 67019E107 51 1,437 SH DEFINED 18 1,437 - - T-3 ENERGY SRVCS INC COM 87306E107 34 1,392 SH DEFINED 2 1,392 - - T-3 ENERGY SRVCS INC COM 87306E107 15 600 SH DEFINED 3 600 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VITRAN CORP INC COM 92850E107 459 38,000 SH DEFINED 4 - - 38,000 EDWARDS LIFESCIENCES CORP COM 28176E108 9,008 91,100 SH DEFINED 1 91,100 - - EDWARDS LIFESCIENCES CORP COM 28176E108 4,744 47,975 SH DEFINED 3 47,725 - 250 EDWARDS LIFESCIENCES CORP COM 28176E108 1,325 13,400 SH DEFINED 4 - 2,100 11,300 EDWARDS LIFESCIENCES CORP COM 28176E108 15 147 SH DEFINED 5 147 - - EDWARDS LIFESCIENCES CORP COM 28176E108 25 248 SH DEFINED 9 248 - - NCR CORP NEW COM 62886E108 669 48,457 SH DEFINED 3 48,457 - - NCR CORP NEW COM 62886E108 7 503 SH DEFINED 5 503 - - NCR CORP NEW COM 62886E108 12 890 SH DEFINED 16 - 890 - NCR CORP NEW COM 62886E108 22 1,581 SH DEFINED 18 1,581 - - NAVISTAR INTL CORP NEW COM 63934E108 11 250 SH DEFINED 3 250 - - NAVISTAR INTL CORP NEW COM 63934E108 324 7,250 SH DEFINED 4 - 7,250 - NAVISTAR INTL CORP NEW COM 63934E108 5 120 SH DEFINED 18 120 - - USEC INC COM 90333E108 5 900 SH DEFINED 3 900 - - USEC INC COM 90333E108 28 4,780 SH DEFINED 16 4,780 - - COMPLETE PRODUCTION COM 20453E109 498 43,116 SH DEFINED 2 43,116 - - SERVICES COMPLETE PRODUCTION COM 20453E109 335 28,988 SH DEFINED 7 - 28,988 - SERVICES COMPLETE PRODUCTION COM 20453E109 13 1,095 SH DEFINED 18 1,095 - - SERVICES DR PEPPER SNAPPLE GROUP COM 26138E109 4,475 127,233 SH DEFINED 2 127,233 - - INC DR PEPPER SNAPPLE GROUP COM 26138E109 2,761 78,515 SH DEFINED 3 77,969 - 546 INC DR PEPPER SNAPPLE GROUP COM 26138E109 11,686 332,285 SH DEFINED 4 - 150,595 181,690 INC DR PEPPER SNAPPLE GROUP COM 26138E109 15 419 SH DEFINED 5 419 - - INC DR PEPPER SNAPPLE GROUP COM 26138E109 1 19 SH SOLE 19 - - INC EXACTECH INC COM 30064E109 2,544 121,300 SH DEFINED 4 - 29,300 92,000 FORTINET INC COM 34959E109 18 1,000 SH DEFINED 3 1,000 - - IMAX CORP COM 45245E109 399 22,175 SH DEFINED 3 22,175 - - IMAX CORP COM 45245E109 72 4,025 SH DEFINED 5 4,025 - - INCONTACT INC COM 45336E109 23 7,900 SH DEFINED 3 7,900 - - PHOENIX COS INC NEW COM 71902E109 16 6,600 SH DEFINED 2 6,600 - - PHOENIX COS INC NEW COM 71902E109 136 56,103 SH DEFINED 3 56,103 - - PHOENIX COS INC NEW COM 71902E109 1 500 SH DEFINED 16 500 - - TOTAL S A SPONSORED ADR 89151E109 202 3,490 SH DEFINED 2 3,490 - - TOTAL S A SPONSORED ADR 89151E109 974 16,793 SH DEFINED 3 16,793 - - TOTAL S A SPONSORED ADR 89151E109 8,890 153,219 SH DEFINED 5 153,219 - - TOTAL S A SPONSORED ADR 89151E109 27 470 SH DEFINED 7 - 470 - TOTAL S A SPONSORED ADR 89151E109 160 2,764 SH DEFINED 8 2,764 - - TOTAL S A SPONSORED ADR 89151E109 23 400 SH DEFINED 9 400 - - TOTAL S A SPONSORED ADR 89151E109 453 7,800 SH DEFINED 14 7,800 - - TOTAL S A SPONSORED ADR 89151E109 67 1,163 SH DEFINED 15 1,163 - - TOTAL S A SPONSORED ADR 89151E109 48 828 SH DEFINED 16 828 - - TOTAL S A SPONSORED ADR 89151E109 623 10,742 SH DEFINED 17 - - 10,742 TOTAL S A SPONSORED ADR 89151E109 642 11,058 SH DEFINED 18 11,058 - - TOTAL S A SPONSORED ADR 89151E109 7,448 128,373 SH DEFINED 5;1 128,373 - - TOTAL S A SPONSORED ADR 89151E109 397 6,846 SH DEFINED 1,100 5,746 - TOTAL S A SPONSORED ADR 89151E109 2 40 SH SOLE 40 - - TRAVELERS COMPANIES INC COM 89417E109 28,584 529,925 SH DEFINED 2 529,925 - - TRAVELERS COMPANIES INC COM 89417E109 3,913 72,535 SH DEFINED 3 68,790 - 3,745 TRAVELERS COMPANIES INC COM 89417E109 12,775 236,835 SH DEFINED 4 - 85,975 150,860 TRAVELERS COMPANIES INC COM 89417E109 16,091 298,310 SH DEFINED 5 298,310 - - TRAVELERS COMPANIES INC COM 89417E109 1,530 28,361 SH DEFINED 7 - 28,361 - TRAVELERS COMPANIES INC COM 89417E109 960 17,793 SH DEFINED 8 17,043 750 - TRAVELERS COMPANIES INC COM 89417E109 47 875 SH DEFINED 9 875 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TRAVELERS COMPANIES INC COM 89417E109 105 1,955 SH DEFINED 14 1,955 - - TRAVELERS COMPANIES INC COM 89417E109 231 4,275 SH DEFINED 15 4,275 - - TRAVELERS COMPANIES INC COM 89417E109 - 6 SH DEFINED 16 6 - - TRAVELERS COMPANIES INC COM 89417E109 429 7,953 SH DEFINED 18 7,953 - - TRAVELERS COMPANIES INC COM 89417E109 14 255 SH DEFINED 5;1 255 - - TRAVELERS COMPANIES INC COM 89417E109 716 13,282 SH DEFINED 2,126 11,156 - SOCKET MOBILE INC COM NEW 83368E200 136 39,540 SH DEFINED 16 39,540 - - GRUPO AEROPORTUARIO DEL SPON ADR SER B 40051E202 248 4,777 SH DEFINED 3 4,777 - - SURE FIRST TR EXCHANGE TRADED NY ARCA 33733E203 526 14,162 SH DEFINED 3 14,162 - - FD BIOTECH NEWS CORP CL B 65248E203 467 27,448 SH DEFINED 2 27,448 - - NEWS CORP CL B 65248E203 1,164 68,458 SH DEFINED 3 68,458 - - NEWS CORP CL B 65248E203 21 1,244 SH DEFINED 15 1,244 - - NEWS CORP CL B 65248E203 48 2,800 SH DEFINED 16 2,800 - - BARCLAYS PLC ADR 06738E204 235 10,791 SH DEFINED 2 10,791 - - BARCLAYS PLC ADR 06738E204 1,634 75,118 SH DEFINED 3 73,368 - 1,750 BARCLAYS PLC ADR 06738E204 403 18,536 SH DEFINED 5 18,536 - - BARCLAYS PLC ADR 06738E204 30 1,400 SH DEFINED 7 - 1,400 - BARCLAYS PLC ADR 06738E204 6 260 SH DEFINED 15 260 - - BARCLAYS PLC ADR 06738E204 187 8,584 SH DEFINED 18 8,584 - - BARCLAYS PLC ADR 06738E204 10 445 SH DEFINED 445 - - BARCLAYS PLC ADR 06738E204 1 25 SH SOLE 25 - - VALE S A ADR REPSTG PFD 91912E204 13,925 501,628 SH DEFINED 3 501,628 - - VALE S A ADR REPSTG PFD 91912E204 134 4,830 SH DEFINED 13 4,830 - - VALE S A ADR REPSTG PFD 91912E204 555 20,000 SH DEFINED 14 20,000 - - VALE S A ADR REPSTG PFD 91912E204 67 2,400 SH DEFINED 16 2,400 - - VALE S A ADR REPSTG PFD 91912E204 10 378 SH DEFINED 18 378 - - VALE S A ADR REPSTG PFD 91912E204 11 397 SH DEFINED 397 - - J2 GLOBAL COMMUNICATIONS COM NEW 46626E205 459 19,665 SH DEFINED 3 19,665 - - INC J2 GLOBAL COMMUNICATIONS COM NEW 46626E205 3 119 SH DEFINED 5 119 - - INC NOVAGOLD RES INC COM NEW 66987E206 29 4,000 SH DEFINED 3 4,000 - - NOVAGOLD RES INC COM NEW 66987E206 24 3,302 SH DEFINED 5 3,302 - - NOVAGOLD RES INC COM NEW 6.70E+210 44 6,100 CALL DEFINED 5 6,100 - - NOVAGOLD RES INC COM NEW 6.70E+210 45 6,300 PUT DEFINED 5 6,300 - - NOVAGOLD RES INC COM NEW 6.70E+210 - 2 SH DEFINED 5 2 - - GT SOLAR INTL INC COM 3623E0209 258 49,418 SH DEFINED 3 49,418 - - BHP BILLITON PLC SPONSORED ADR 05545E209 72,536 1,060,000 SH DEFINED 1 1,060,000 - - BHP BILLITON PLC SPONSORED ADR 05545E209 15 216 SH DEFINED 3 216 - - BHP BILLITON PLC SPONSORED ADR 05545E209 45 655 SH DEFINED 13 655 - - BHP BILLITON PLC SPONSORED ADR 05545E209 83 1,210 SH DEFINED 18 1,210 - - BHP BILLITON PLC SPONSORED ADR 05545E209 43 624 SH DEFINED 26 - 598 ZOOM TECHNOLOGIES INC COM NEW 98976E301 309 41,466 SH DEFINED 3 41,466 - - FIRST TR EXCHANGE TRADED DJ INTERNT IDX 33733E302 2,229 83,497 SH DEFINED 3 83,497 - - FD ACCO BRANDS CORP COM 00081T108 4 580 SH DEFINED 2 580 - - ACCO BRANDS CORP COM 00081T108 6 766 SH DEFINED 3 766 - - ACCO BRANDS CORP COM 00081T108 3,746 489,000 SH DEFINED 4 - 315,000 174,000 AES CORP COM 00130H105 4,127 375,199 SH DEFINED 2 375,199 - - AES CORP COM 00130H105 3,911 355,522 SH DEFINED 3 351,527 - 3,995 AES CORP COM 00130H105 6 500 SH DEFINED 5 500 - - AES CORP COM 00130H105 2,331 211,907 SH DEFINED 7 - 211,907 - AES CORP COM 00130H105 92 8,330 SH DEFINED 8 - 8,330 - AES CORP COM 00130H105 13 1,165 SH DEFINED 15 1,165 - - AES CORP COM 00130H105 2 141 SH DEFINED 18 141 - - ALPS ETF TR C&S GLOBL ETF 00162Q106 3 100 SH DEFINED 3 100 - - ALPS ETF TR EQUAL SEC ETF 00162Q205 79 2,417 SH DEFINED 3 2,417 - - ALPS ETF TR JEFF CRB WILDC 00162Q809 4 100 SH DEFINED 3 100 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AMB PROPERTY CORP COM 00163T109 6,930 254,400 SH DEFINED 1 254,400 - - AMB PROPERTY CORP COM 00163T109 1,185 43,501 SH DEFINED 3 43,501 - - AMB PROPERTY CORP COM 00163T109 12 453 SH DEFINED 18 453 - - AMAG PHARMACEUTICALS INC COM 00163U106 135 3,869 SH DEFINED 2 3,869 - - AOL INC COM 00184X105 810 32,035 SH DEFINED 3 31,881 - 154 AOL INC COM 00184X105 17 654 SH DEFINED 5 654 - - AOL INC COM 00184X105 1 55 SH DEFINED 7 - 55 - AOL INC COM 00184X105 1 52 SH DEFINED 8 6 46 - AOL INC COM 00184X105 338 13,356 SH DEFINED 10 13,356 - - AOL INC COM 00184X105 15 580 SH DEFINED 14 580 - - AOL INC COM 00184X105 13 514 SH DEFINED 15 514 - - AOL INC COM 00184X105 3 117 SH DEFINED 16 117 - - AOL INC COM 00184X105 3 127 SH DEFINED 18 127 - - AOL INC COM 00184X105 2 75 SH DEFINED 75 - - AOL INC COM 00184X105 10 390 SH SOLE 390 - - AT&T INC COM 00206R102 20,714 801,620 SH DEFINED 2 801,620 - - AT&T INC COM 00206R102 36,940 1,429,572 SH DEFINED 3 1,409,452 - 20,120 AT&T INC COM 00206R102 11,301 437,326 SH DEFINED 5 437,326 - - AT&T INC COM 00206R102 28,907 1,118,680 SH DEFINED 6 1,118,680 - - AT&T INC COM 00206R102 1,299 50,279 SH DEFINED 7 - 50,279 - AT&T INC COM 00206R102 560 21,658 SH DEFINED 8 19,878 1,780 - AT&T INC COM 00206R102 15 575 SH DEFINED 9 575 - - AT&T INC COM 00206R102 90 3,500 SH DEFINED 10 3,500 - - AT&T INC COM 00206R102 233 9,000 SH DEFINED 11 9,000 - - AT&T INC COM 00206R102 81 3,117 SH DEFINED 13 3,117 - - AT&T INC COM 00206R102 698 27,012 SH DEFINED 14 27,012 - - AT&T INC COM 00206R102 197 7,605 SH DEFINED 15 7,605 - - AT&T INC COM 00206R102 166 6,420 SH DEFINED 16 6,350 70 - AT&T INC COM 00206R102 1,693 65,502 SH DEFINED 18 65,502 - - AT&T INC COM 00206R102 1,080 41,812 SH DEFINED 20,413 21,399 - AT&T INC COM 00206R102 23 880 SH SOLE 880 - - ATP OIL & GAS CORP COM 00208J108 12 642 SH DEFINED 2 642 - - ATP OIL & GAS CORP COM 00208J108 917 48,776 SH DEFINED 3 48,776 - - ATP OIL & GAS CORP COM 00208J108 3,137 166,775 SH DEFINED 7 - 166,775 - ATP OIL & GAS CORP COM 00208J108 87 4,600 SH DEFINED 8 - 4,600 - ATP OIL & GAS CORP COM 00208J108 18 945 SH DEFINED 15 945 - - ATP OIL & GAS CORP COM 00208J108 1 35 SH DEFINED 35 - - ATC TECHNOLOGY CORP COM 00211W104 241 14,045 SH DEFINED 2 14,045 - - ATC TECHNOLOGY CORP COM 00211W104 19 1,113 SH DEFINED 3 1,113 - - ATC TECHNOLOGY CORP COM 00211W104 549 32,000 SH DEFINED 4 - - 32,000 ARCA BIOPHARMA INC COM 00211Y100 1 200 SH DEFINED 2 200 - - ARCA BIOPHARMA INC COM 00211Y100 - 71 SH DEFINED 3 71 - - AXT INC COM 00246W103 8 2,500 SH DEFINED 3 2,500 - - ABOVENET INC COM 00374N107 399 7,865 SH DEFINED 2 7,865 - - ABOVENET INC COM 00374N107 5 100 SH DEFINED 8 100 - - ABRAXIS BIOSCIENCE INC COM 00383Y102 1,036 20,018 SH DEFINED 3 20,018 - - NEW ACTIVE POWER INC COM 00504W100 - 100 SH DEFINED 3 100 - - ACTIVIDENTITY CORP COM 00506P103 3 950 SH DEFINED 16 950 - - ACTIVIDENTITY CORP COM 00506P103 1 180 SH DEFINED 180 - - ACTIVISION BLIZZARD INC COM 00507V109 119 9,881 SH DEFINED 2 9,881 - - ACTIVISION BLIZZARD INC COM 00507V109 1,492 123,798 SH DEFINED 3 123,309 - 489 ACTIVISION BLIZZARD INC COM 00507V109 2,323 192,795 SH DEFINED 5 192,795 - - ACTIVISION BLIZZARD INC COM 00507V109 29 2,400 SH DEFINED 7 - 2,400 - ACTIVISION BLIZZARD INC COM 00507V109 20 1,677 SH DEFINED 8 1,677 - - ACTIVISION BLIZZARD INC COM 00507V109 128 10,645 SH DEFINED 18 10,645 - - ACTUANT CORP CL A NEW 00508X203 385 19,683 SH DEFINED 2 19,683 - - ACTUANT CORP CL A NEW 00508X203 24 1,237 SH DEFINED 3 1,237 - - ACTUANT CORP CL A NEW 00508X203 9,608 491,480 SH DEFINED 4 - 390,540 100,940 ACTUANT CORP CL A NEW 00508X203 1 44 SH DEFINED 18 44 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ACUITY BRANDS INC COM 00508Y102 8 200 SH DEFINED 3 200 - - ACUITY BRANDS INC COM 00508Y102 13 300 SH DEFINED 5 300 - - ADAPTEC INC COM 00651F108 1 200 SH DEFINED 3 200 - - ADOBE SYS INC COM 00724F101 1,033 29,200 SH DEFINED 1 29,200 - - ADOBE SYS INC COM 00724F101 13,869 392,118 SH DEFINED 2 392,118 - - ADOBE SYS INC COM 00724F101 3,687 104,245 SH DEFINED 3 104,245 - - ADOBE SYS INC COM 00724F101 339 9,588 SH DEFINED 5 9,588 - - ADOBE SYS INC COM 00724F101 38 1,064 SH DEFINED 7 - 1,064 - ADOBE SYS INC COM 00724F101 413 11,677 SH DEFINED 18 11,677 - - ADOBE SYS INC COM 00724F101 2 64 SH SOLE 64 - - ADTRAN INC COM 00738A106 52 1,972 SH DEFINED 3 1,972 - - ADTRAN INC COM 00738A106 2,024 76,819 SH DEFINED 18 76,819 - - ADVANCE AMER CASH COM 00739W107 16 2,682 SH DEFINED 2 2,682 - - ADVANCE CT ADVANCE AMER CASH COM 00739W107 8 1,307 SH DEFINED 3 1,307 - - ADVANCE CT ADVANCE AUTO PARTS INC COM 00751Y106 458 10,918 SH DEFINED 2 10,918 - - ADVANCE AUTO PARTS INC COM 00751Y106 1,119 26,697 SH DEFINED 3 26,697 - - ADVANCE AUTO PARTS INC COM 00751Y106 93 2,226 SH DEFINED 5 2,226 - - ADVANCED BATTERY COM 00752H102 32 8,316 SH DEFINED 3 8,316 - - TECHNOLOG I ADVANCED SEMICONDUCTOR SPONSORED ADR 00756M404 3 666 SH DEFINED 18 666 - - ENGR ADVANTEST CORP SPON ADR NEW 00762U200 3 103 SH DEFINED 15 103 - - ADVISORY BRD CO COM 00762W107 79 2,498 SH DEFINED 2 2,498 - - ADVISORY BRD CO COM 00762W107 8,929 283,465 SH DEFINED 4 - 224,895 58,570 ADVISORY BRD CO COM 00762W107 3 108 SH DEFINED 18 108 - - ADVENT CLAYMORE CV SECS COM 00764C109 1,787 106,348 SH DEFINED 3 106,348 - - & IN ADVENTRX PHARMACEUTICALS COM 00764X103 1 6,100 SH DEFINED 3 6,100 - - INC ADVANTAGE OIL & GAS LTD COM 00765F101 917 135,000 SH DEFINED 1 135,000 - - ADVANTAGE OIL & GAS LTD COM 00765F101 49 7,150 SH DEFINED 2 7,150 - - ADVANTAGE OIL & GAS LTD COM 00765F101 97 14,288 SH DEFINED 3 14,288 - - ADVANTAGE OIL & GAS LTD COM 00765F101 51 7,500 CALL DEFINED 5 7,500 - - ADVANTAGE OIL & GAS LTD COM 00765F101 27 4,000 PUT DEFINED 5 4,000 - - ADVANTAGE OIL & GAS LTD COM 00765F101 634 93,331 SH DEFINED 5 93,331 - - ADVANTAGE OIL & GAS LTD COM 00765F101 1,675 246,700 SH DEFINED 6 246,700 - - ADVANTAGE OIL & GAS LTD COM 00765F101 7 1,000 SH DEFINED 7 - 1,000 - ADVANTAGE OIL & GAS LTD COM 00765F101 117 17,193 SH DEFINED 8 17,193 - - ADVANTAGE OIL & GAS LTD COM 00765F101 10 1,500 SH DEFINED 16 1,500 - - ADVANTAGE OIL & GAS LTD COM 00765F101 14 2,063 SH DEFINED 5;1 2,063 - - AECOM TECHNOLOGY CORP COM 00766T100 338 11,918 SH DEFINED 2 11,918 - - DELAWA AECOM TECHNOLOGY CORP COM 00766T100 1,112 39,205 SH DEFINED 3 39,205 - - DELAWA AECOM TECHNOLOGY CORP COM 00766T100 84 2,944 SH DEFINED 5 2,944 - - DELAWA AECOM TECHNOLOGY CORP COM 00766T100 113 4,000 SH DEFINED 7 - 4,000 - DELAWA AECOM TECHNOLOGY CORP COM 00766T100 4 130 SH DEFINED 18 130 - - DELAWA ADVANSOURCE BIOMATERIALS COM 00767T109 - 1,490 SH DEFINED 3 1,490 - - COR AES TR III PFD CV 6.75% 00808N202 104 2,300 PRN DEFINED 3 2,300 - - AETNA INC NEW COM 00817Y108 5,452 155,287 SH DEFINED 2 155,287 - - AETNA INC NEW COM 00817Y108 2,406 68,531 SH DEFINED 3 68,088 - 443 AETNA INC NEW COM 00817Y108 2,214 63,045 SH DEFINED 5 63,045 - - AETNA INC NEW COM 00817Y108 42 1,200 SH DEFINED 7 - 1,200 - AETNA INC NEW COM 00817Y108 39 1,100 SH DEFINED 8 1,100 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AETNA INC NEW COM 00817Y108 213 6,075 SH DEFINED 14 6,075 - - AETNA INC NEW COM 00817Y108 345 9,827 SH DEFINED 18 9,827 - - AETNA INC NEW COM 00817Y108 181 5,160 SH DEFINED 2,868 - 2,292 AFFYMETRIX INC COM 00826T108 6 838 SH DEFINED 2 838 - - AFFYMETRIX INC COM 00826T108 1 100 SH DEFINED 3 100 - - AFFYMETRIX INC COM 00826T108 4 500 SH DEFINED 5 500 - - AFFYMETRIX INC COM 00826T108 11 1,519 SH DEFINED 18 1,519 - - AGFEED INDUSTRIES INC COM 00846L101 334 75,530 SH DEFINED 3 75,530 - - AGFEED INDUSTRIES INC COM 00846L101 1 200 SH DEFINED 7 - 200 - AGFEED INDUSTRIES INC COM 00846L101 177 40,000 SH DEFINED 16 40,000 - - AGILENT TECHNOLOGIES INC COM 00846U101 4,958 144,162 SH DEFINED 2 144,162 - - AGILENT TECHNOLOGIES INC COM 00846U101 873 25,392 SH DEFINED 3 23,392 - 2,000 AGILENT TECHNOLOGIES INC COM 00846U101 42 1,217 SH DEFINED 5 1,217 - - AGILENT TECHNOLOGIES INC COM 00846U101 169 4,915 SH DEFINED 7 - 4,915 - AGILENT TECHNOLOGIES INC COM 00846U101 7 200 SH DEFINED 8 - 200 - AGILENT TECHNOLOGIES INC COM 00846U101 74 2,157 SH DEFINED 10 2,157 - - AGILENT TECHNOLOGIES INC COM 00846U101 38 1,100 SH DEFINED 17 - - 1,100 AGILENT TECHNOLOGIES INC COM 00846U101 59 1,710 SH DEFINED 18 1,710 - - AGILENT TECHNOLOGIES INC COM 00846U101 79 2,292 SH DEFINED 2,292 - - AGILENT TECHNOLOGIES INC COM 00846U101 927 26,944 SH SOLE 26,944 - - AGILYSYS INC COM 00847J105 458 41,000 SH DEFINED 4 - - 41,000 AIRTRAN HLDGS INC COM 00949P108 606 119,202 SH DEFINED 2 119,202 - - AIRTRAN HLDGS INC COM 00949P108 563 110,895 SH DEFINED 3 110,895 - - AKAMAI TECHNOLOGIES INC COM 00971T101 1,886 60,014 SH DEFINED 2 60,014 - - AKAMAI TECHNOLOGIES INC COM 00971T101 266 8,456 SH DEFINED 3 8,456 - - AKAMAI TECHNOLOGIES INC COM 00971T101 1,395 44,400 SH DEFINED 4 - 6,900 37,500 AKAMAI TECHNOLOGIES INC COM 00971T101 1,914 60,910 SH DEFINED 7 - 60,910 - AKAMAI TECHNOLOGIES INC COM 00971T101 80 2,560 SH DEFINED 8 - 2,560 - AKAMAI TECHNOLOGIES INC COM 00971T101 11 345 SH DEFINED 15 345 - - AKAMAI TECHNOLOGIES INC COM 00971T101 14 454 SH DEFINED 18 454 - - AKAMAI TECHNOLOGIES INC COM 00971T101 79 2,500 SH DEFINED 2,500 - - ALASKA COMMUNICATIONS COM 01167P101 45 5,508 SH DEFINED 2 5,508 - - SYS GR ALASKA COMMUNICATIONS COM 01167P101 23 2,867 SH DEFINED 3 2,867 - - SYS GR ALASKA COMMUNICATIONS COM 01167P101 50 6,108 SH DEFINED 5 6,108 - - SYS GR ALCOA INC NOTE 5.250% 013817AT8 46,283 20,050,000 PRN DEFINED 3 20,050,000 - - ALKERMES INC COM 01642T108 1,044 80,500 SH DEFINED 1 80,500 - - ALKERMES INC COM 01642T108 538 41,450 SH DEFINED 3 41,450 - - ALLEGHENY TECHNOLOGIES COM 01741R102 27,681 512,700 SH DEFINED 1 512,700 - - INC ALLEGHENY TECHNOLOGIES COM 01741R102 2,470 45,758 SH DEFINED 2 45,758 - - INC ALLEGHENY TECHNOLOGIES COM 01741R102 10,798 200,000 CALL DEFINED 3 200,000 - - INC ALLEGHENY TECHNOLOGIES COM 01741R102 196 3,625 SH DEFINED 3 3,625 - - INC ALLEGHENY TECHNOLOGIES COM 01741R102 257 4,755 SH DEFINED 7 - 4,755 - INC ALLEGHENY TECHNOLOGIES COM 01741R102 13 240 SH DEFINED 8 - 240 - INC ALLEGHENY TECHNOLOGIES COM 01741R102 106 1,960 SH DEFINED 10 1,960 - - INC ALLEGHENY TECHNOLOGIES COM 01741R102 53 980 SH DEFINED 17 - - 980 INC ALLEGHENY TECHNOLOGIES COM 01741R102 67 1,233 SH DEFINED 18 1,233 - - INC ALLEGHENY TECHNOLOGIES COM 01741R102 17 314 SH DEFINED 314 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ALLEGHENY TECHNOLOGIES COM 01741R102 1,323 24,510 SH SOLE 24,510 - - INC ALLEGIANT TRAVEL CO COM 01748X102 107 1,846 SH DEFINED 3 1,846 - - ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 1,729 53,600 SH DEFINED 3 53,600 - - ALLIANCEBERNSTEIN NATL COM 01864U106 1,006 72,190 SH DEFINED 3 72,190 - - MUNI ALLIANCE RES PARTNER L P UT LTD PART 01877R108 614 14,662 SH DEFINED 2 14,662 - - ALLIANCE RES PARTNER L P UT LTD PART 01877R108 29 700 SH DEFINED 3 700 - - ALLIANCE RES PARTNER L P UT LTD PART 01877R108 41 980 SH DEFINED 5 980 - - ALLIANCE RES PARTNER L P UT LTD PART 01877R108 8 200 SH DEFINED 200 - - ALLIANCEBERNSTEIN GBL COM 01879R106 2,462 173,028 SH DEFINED 3 171,603 - 1,425 HGH IN ALLIANCEBERNSTEIN GBL COM 01879R106 64 4,500 SH DEFINED 18 4,500 - - HGH IN ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 764 24,917 SH DEFINED 3 24,917 - - HOLDING LP ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 77 2,520 SH DEFINED 5 2,520 - - HOLDING LP ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 2,975 97,022 SH DEFINED 6 97,022 - - HOLDING LP ALLIANCEBERNSTEIN UNIT LTD PARTN 01881G106 335 10,917 SH DEFINED 10,917 - - HOLDING LP ALLIED CAP CORP NEW COM 01903Q108 3 557 SH DEFINED 5 557 - - ALLIED HEALTHCARE INTL COM 01923A109 348 128,000 SH DEFINED 4 - - 128,000 INC ALLSCRIPT MISYS HEALTCAR COM 01988P108 166 8,471 SH DEFINED 3 8,471 - - SOL ALLSCRIPT MISYS HEALTCAR COM 01988P108 13,415 685,113 SH DEFINED 4 - 545,223 139,890 SOL ALLSCRIPT MISYS HEALTCAR COM 01988P108 3 150 SH DEFINED 8 150 - - SOL ALLSCRIPT MISYS HEALTCAR COM 01988P108 11 546 SH DEFINED 18 546 - - SOL ALNYLAM PHARMACEUTICALS COM 02043Q107 250 14,669 SH DEFINED 2 14,669 - - INC ALNYLAM PHARMACEUTICALS COM 02043Q107 196 11,500 SH DEFINED 3 11,500 - - INC ALNYLAM PHARMACEUTICALS COM 02043Q107 9 500 SH DEFINED 5 500 - - INC ALNYLAM PHARMACEUTICALS COM 02043Q107 2,131 125,202 SH DEFINED 7 - 125,202 - INC ALNYLAM PHARMACEUTICALS COM 02043Q107 87 5,127 SH DEFINED 8 - 5,127 - INC ALNYLAM PHARMACEUTICALS COM 02043Q107 13 770 SH DEFINED 15 770 - - INC ALNYLAM PHARMACEUTICALS COM 02043Q107 4 216 SH DEFINED 18 216 - - INC ALPHA NATURAL RESOURCES COM 02076X102 13,311 266,800 SH DEFINED 1 266,800 - - INC ALPHA NATURAL RESOURCES COM 02076X102 42 845 SH DEFINED 2 845 - - INC ALPHA NATURAL RESOURCES COM 02076X102 1,164 23,341 SH DEFINED 3 23,229 - 112 INC ALPHA NATURAL RESOURCES COM 02076X102 470 9,420 SH DEFINED 5 9,420 - - INC ALPHA NATURAL RESOURCES COM 02076X102 50 1,010 SH DEFINED 18 1,010 - - INC ALPHATEC HOLDINGS INC COM 02081G102 136 21,300 SH DEFINED 3 21,300 - - ALPINE GLOBAL PREMIER COM SBI 02083A103 520 79,102 SH DEFINED 3 79,102 - - PPTYS
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ALTRA HOLDINGS INC COM 02208R106 467 34,000 SH DEFINED 4 - - 34,000 ALTRA HOLDINGS INC COM 02208R106 2 180 SH DEFINED 18 180 - - ALTRIA GROUP INC COM 02209S103 376 18,300 SH DEFINED 2 18,300 - - ALTRIA GROUP INC COM 02209S103 16,454 801,871 SH DEFINED 3 794,336 - 7,535 ALTRIA GROUP INC COM 02209S103 4,306 209,860 SH DEFINED 5 209,860 - - ALTRIA GROUP INC COM 02209S103 38 1,860 SH DEFINED 7 - 1,860 - ALTRIA GROUP INC COM 02209S103 324 15,786 SH DEFINED 8 15,786 - - ALTRIA GROUP INC COM 02209S103 259 12,635 SH DEFINED 10 12,635 - - ALTRIA GROUP INC COM 02209S103 62 3,000 SH DEFINED 13 3,000 - - ALTRIA GROUP INC COM 02209S103 10,740 523,371 SH DEFINED 14 523,371 - - ALTRIA GROUP INC COM 02209S103 269 13,090 SH DEFINED 15 13,090 - - ALTRIA GROUP INC COM 02209S103 377 18,394 SH DEFINED 16 18,394 - - ALTRIA GROUP INC COM 02209S103 2,882 140,452 SH DEFINED 18 140,452 - - ALTRIA GROUP INC COM 02209S103 645 31,421 SH DEFINED 8,606 22,815 - ALTRIA GROUP INC COM 02209S103 439 21,413 SH SOLE 21,413 - - ALZA CORP SDCV 02261WAB5 5 5,000 PRN DEFINED 3 5,000 - - AMCOL INTL CORP COM 02341W103 2 76 SH DEFINED 3 76 - - AMDOCS LTD NOTE 0.500% 02342TAD1 3 4,000 PRN DEFINED 3 4,000 - - AMERICA SVC GROUP INC COM 02364L109 1,453 90,331 SH DEFINED 3 90,331 - - AMERICA FIRST TAX EX IVS BEN UNIT CTF 02364V107 3,484 596,546 SH DEFINED 3 596,546 - - L P AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 9,071 180,200 SH DEFINED 1 180,200 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,162 23,085 SH DEFINED 3 22,858 - 227 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,195 23,739 SH DEFINED 5 23,739 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 298 5,915 SH DEFINED 7 - 5,915 - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 19 380 SH DEFINED 8 - 380 - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 94 1,858 SH DEFINED 10 1,858 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 544 10,800 SH DEFINED 14 10,800 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 26 525 SH DEFINED 16 525 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 47 940 SH DEFINED 17 - - 940 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 31 618 SH DEFINED 18 618 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 10 200 SH DEFINED 200 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,215 24,144 SH SOLE 24,144 - - AMERICAN CAPITAL AGENCY COM 02503X105 4,842 189,145 SH DEFINED 3 189,145 - - CORP AMERICAN CAPITAL AGENCY COM 02503X105 67 2,632 SH DEFINED 5 2,632 - - CORP AMERICAN CAP LTD COM 02503Y103 462 91,008 SH DEFINED 3 91,008 - - AMERICAN CAP LTD COM 02503Y103 26 5,181 SH DEFINED 5 5,181 - - AMERICAN CAP LTD COM 02503Y103 27 5,329 SH DEFINED 13 5,329 - - AMERICAN CAP LTD COM 02503Y103 6 1,274 SH DEFINED 16 1,274 - - AMERICAN INCOME FD INC COM 02672T109 65 7,838 SH DEFINED 3 7,838 - - AMERICAN MED SYS HLDGS COM 02744M108 185 9,949 SH DEFINED 2 9,949 - - INC AMERICAN PUBLIC COM 02913V103 128 2,750 SH DEFINED 3 2,750 - - EDUCATION IN AMERICAN PUBLIC COM 02913V103 3 72 SH DEFINED 18 72 - - EDUCATION IN AMERICAN STRATEGIC COM 03009T101 159 17,081 SH DEFINED 3 17,081 - - INCOME II AMERICREDIT CORP COM 03060R101 759 31,952 SH DEFINED 3 31,952 - - AMERICAS CAR MART INC COM 03062T105 95 3,943 SH DEFINED 2 3,943 - - AMERICAS CAR MART INC COM 03062T105 151 6,253 SH DEFINED 3 6,253 - - AMERICAS CAR MART INC COM 03062T105 663 27,500 SH DEFINED 4 - - 27,500 AMERIGON INC COM 03070L300 150 14,908 SH DEFINED 3 14,908 - - AMERISTAR CASINOS INC COM 03070Q101 16 900 SH DEFINED 16 900 - - AMERISAFE INC COM 03071H100 113 6,919 SH DEFINED 2 6,919 - - AMERISAFE INC COM 03071H100 4 240 SH DEFINED 3 240 - - AMERISAFE INC COM 03071H100 2,978 181,900 SH DEFINED 4 - 117,300 64,600 AMERIGROUP CORP COM 03073T102 808 24,305 SH DEFINED 2 24,305 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AMERIPRISE FINL INC COM 03076C106 4,874 107,452 SH DEFINED 2 107,452 - - AMERIPRISE FINL INC COM 03076C106 261 5,756 SH DEFINED 3 5,756 - - AMERIPRISE FINL INC COM 03076C106 348 7,670 SH DEFINED 4 - 7,670 - AMERIPRISE FINL INC COM 03076C106 245 5,393 SH DEFINED 5 5,393 - - AMERIPRISE FINL INC COM 03076C106 492 10,845 SH DEFINED 7 - 10,845 - AMERIPRISE FINL INC COM 03076C106 158 3,485 SH DEFINED 8 - 3,485 - AMERIPRISE FINL INC COM 03076C106 23 510 SH DEFINED 11 510 - - AMERIPRISE FINL INC COM 03076C106 45 1,000 SH DEFINED 14 1,000 - - AMERIPRISE FINL INC COM 03076C106 18 400 SH DEFINED 15 400 - - AMERIPRISE FINL INC COM 03076C106 5 100 SH DEFINED 16 100 - - AMERIPRISE FINL INC COM 03076C106 78 1,728 SH DEFINED 18 1,728 - - AMERIPRISE FINL INC COM 03076C106 2 50 SH DEFINED 50 - - AMERIS BANCORP COM 03076K108 617 68,338 SH DEFINED 4 - - 68,338 AMGEN INC NOTE 0.125% 031162AN0 2,476 2,500,000 PRN DEFINED 3 2,500,000 - - AMGEN INC NOTE 0.375% 031162AQ3 2,553 2,513,000 PRN DEFINED 3 2,513,000 - - AMICUS THERAPEUTICS INC COM 03152W109 24 7,500 SH DEFINED 3 7,500 - - AMSURG CORP COM 03232P405 842 39,009 SH DEFINED 2 39,009 - - ANGEION CORP COM 03462H404 - 20 SH DEFINED 3 20 - - ANGIODYNAMICS INC COM 03475V101 339 21,691 SH DEFINED 2 21,691 - - ANGIODYNAMICS INC COM 03475V101 21 1,354 SH DEFINED 3 1,354 - - ANGIODYNAMICS INC COM 03475V101 719 46,000 SH DEFINED 4 - - 46,000 ANGIODYNAMICS INC COM 03475V101 10 609 SH DEFINED 18 609 - - ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 11 223 SH DEFINED 3 223 - - SA/NV ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 2,466 48,872 SH DEFINED 5 48,872 - - SA/NV ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 53 1,056 SH DEFINED 8 1,056 - - SA/NV ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 14 268 SH DEFINED 18 268 - - SA/NV ANHEUSER BUSCH INBEV SPONSORED ADR 03524A108 8,468 167,846 SH DEFINED 5;1 167,846 - - SA/NV ANNALY CAP MGMT INC NOTE 4.000% 035710AA0 9,875 10,000,000 PRN DEFINED 3 10,000,000 - - ANSYS INC COM 03662Q105 1,048 24,278 SH DEFINED 2 24,278 - - ANSYS INC COM 03662Q105 1,095 25,351 SH DEFINED 3 25,351 - - ANSYS INC COM 03662Q105 22,693 525,475 SH DEFINED 4 - 406,635 118,840 ANSYS INC COM 03662Q105 59 1,365 SH DEFINED 18 1,365 - - ANSWERS CORP COM 03662X100 9 1,063 SH DEFINED 3 1,063 - - A123 SYS INC COM 03739T108 218 15,881 SH DEFINED 3 15,881 - - A123 SYS INC COM 03739T108 16 1,200 SH DEFINED 5 1,200 - - A123 SYS INC COM 03739T108 19 1,400 SH DEFINED 7 - 1,400 - APARTMENT INVT & MGMT CO CL A 03748R101 920 49,986 SH DEFINED 2 49,986 - - APARTMENT INVT & MGMT CO CL A 03748R101 81 4,407 SH DEFINED 3 4,407 - - APARTMENT INVT & MGMT CO CL A 03748R101 197 10,678 SH DEFINED 5 10,678 - - APOLLO INVT CORP COM 03761U106 3,473 272,800 SH DEFINED 1 272,800 - - APOLLO INVT CORP COM 03761U106 2,366 185,852 SH DEFINED 3 182,320 - 3,532 APOLLO INVT CORP COM 03761U106 20 1,610 SH DEFINED 4 - 1,610 - APOLLO INVT CORP COM 03761U106 38 3,000 SH DEFINED 5 3,000 - - APOLLO INVT CORP COM 03761U106 1 70 SH DEFINED 18 70 - - APOLLO INVT CORP COM 03761U106 - 6 SH DEFINED 6 - - APOLLO COML REAL EST FIN COM 03762U105 1,169 64,918 SH DEFINED 3 64,918 - - INC APPLIANCE RECYCLING CTRS COM NEW 03814F205 1 250 SH DEFINED 3 250 - - AME APPLIED ENERGETICS INC COM 03819M106 15 20,000 SH DEFINED 5 20,000 - - APPLIED MICRO CIRCUITS COM NEW 03822W406 479 55,541 SH DEFINED 2 55,541 - - CORP APPLIED MICRO CIRCUITS COM NEW 03822W406 45 5,172 SH DEFINED 3 5,172 - - CORP AQUA AMERICA INC COM 03836W103 547 31,119 SH DEFINED 2 31,119 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AQUA AMERICA INC COM 03836W103 2,821 160,576 SH DEFINED 3 159,808 - 768 ARBITRON INC COM 03875Q108 7 280 SH DEFINED 18 280 - - ARCH CHEMICALS INC COM 03937R102 7 200 SH DEFINED 3 200 - - ARCELORMITTAL SA NY REGISTRY SH 03938L104 84 1,913 SH DEFINED 2 1,913 - - LUXEMBOURG ARCELORMITTAL SA NY REGISTRY SH 03938L104 41 940 SH DEFINED 3 940 - - LUXEMBOURG ARCELORMITTAL SA NY REGISTRY SH 03938L104 1,940 44,181 SH DEFINED 5 44,181 - - LUXEMBOURG ARCELORMITTAL SA NY REGISTRY SH 03938L104 13 300 SH DEFINED 8 300 - - LUXEMBOURG ARCELORMITTAL SA NY REGISTRY SH 03938L104 30 692 SH DEFINED 18 692 - - LUXEMBOURG ARCELORMITTAL SA NY REGISTRY SH 03938L104 82 1,862 SH DEFINED 910 952 - LUXEMBOURG ARCELORMITTAL SA NOTE 5.000% 03938LAK0 31,750 20,000,000 PRN DEFINED 3 20,000,000 - - LUXEMBOURG ARES CAP CORP COM 04010L103 1,722 116,198 SH DEFINED 3 116,198 - - ARES CAP CORP COM 04010L103 4,577 308,840 SH DEFINED 4 - 161,840 147,000 ARES CAP CORP COM 04010L103 1 54 SH DEFINED 18 54 - - ARIAD PHARMACEUTICALS INC COM 04033A100 - 50 SH DEFINED 3 50 - - ARIBA INC COM NEW 04033V203 196 15,262 SH DEFINED 2 15,262 - - ARIBA INC COM NEW 04033V203 20 1,526 SH DEFINED 3 1,526 - - ARMSTRONG WORLD INDS INC COM 04247X102 26 716 SH DEFINED 3 716 - - NEW ARRIS GROUP INC COM 04269Q100 141 11,714 SH DEFINED 3 11,714 - - ART TECHNOLOGY GROUP INC COM 04289L107 7 1,500 SH DEFINED 3 1,500 - - ASIA TIGERS FD INC COM 04516T105 10 500 SH DEFINED 3 500 - - ASIA TIGERS FD INC COM 04516T105 106 5,536 SH DEFINED 5 5,536 - - ASIAINFO HLDGS INC COM 04518A104 331 12,515 SH DEFINED 2 12,515 - - ASIAINFO HLDGS INC COM 04518A104 48 1,806 SH DEFINED 3 1,806 - - ASSET ACCEP CAP CORP COM 04543P100 2 264 SH DEFINED 2 264 - - ASSISTED LIVING CONCPT CL A NEW 04544X300 6 177 SH DEFINED 3 177 - - NEV N ASSISTED LIVING CONCPT CL A NEW 04544X300 7 220 SH DEFINED 5 220 - - NEV N ASSISTED LIVING CONCPT CL A NEW 04544X300 91 2,783 SH DEFINED 7 - 2,783 - NEV N ASSURANT INC COM 04621X108 1,758 51,127 SH DEFINED 2 51,127 - - ASSURANT INC COM 04621X108 92 2,662 SH DEFINED 3 2,662 - - ATHENAHEALTH INC COM 04685W103 218 5,968 SH DEFINED 2 5,968 - - ATHENAHEALTH INC COM 04685W103 106 2,900 SH DEFINED 3 2,900 - - ATHEROS COMMUNICATIONS COM 04743P108 7,227 186,700 SH DEFINED 1 186,700 - - INC ATHEROS COMMUNICATIONS COM 04743P108 126 3,247 SH DEFINED 3 3,247 - - INC ATHEROS COMMUNICATIONS COM 04743P108 472 12,203 SH DEFINED 10 12,203 - - INC ATHEROS COMMUNICATIONS COM 04743P108 14 355 SH SOLE 355 - - INC ATLAS PIPELINE HOLDINGS COM UNITS LP 04939R108 45 7,159 SH DEFINED 3 7,159 - - LP AURIZON MINES LTD COM 05155P106 4,139 869,600 SH DEFINED 1 869,600 - - AURIZON MINES LTD COM 05155P106 5 1,000 SH DEFINED 3 1,000 - - AURIZON MINES LTD COM 05155P106 29 6,100 CALL DEFINED 5 6,100 - - AURIZON MINES LTD COM 05155P106 14 3,000 PUT DEFINED 5 3,000 - - AURIZON MINES LTD COM 05155P106 37 7,726 SH DEFINED 5 7,726 - - AUTONATION INC COM 05329W102 2,015 111,474 SH DEFINED 2 111,474 - - AUTONATION INC COM 05329W102 215 11,902 SH DEFINED 3 11,902 - - AUTONATION INC COM 05329W102 14 800 SH DEFINED 16 800 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- AUXILIUM PHARMACEUTICALS COM 05334D107 171 5,495 SH DEFINED 2 5,495 - - INC AUXILIUM PHARMACEUTICALS COM 05334D107 16 500 SH DEFINED 3 500 - - INC AVIAT NETWORKS INC COM 05366Y102 42 6,397 SH DEFINED 3 6,397 - - AVIAT NETWORKS INC COM 05366Y102 7 1,000 SH DEFINED 5 1,000 - - AVID TECHNOLOGY INC COM 05367P100 88 6,407 SH DEFINED 2 6,407 - - AVID TECHNOLOGY INC COM 05367P100 6 405 SH DEFINED 3 405 - - AVID TECHNOLOGY INC COM 05367P100 17 1,200 SH DEFINED 16 1,200 - - AVISTA CORP COM 05379B107 1,013 48,915 SH DEFINED 2 48,915 - - AVISTA CORP COM 05379B107 727 35,111 SH DEFINED 3 35,111 - - B & G FOODS INC NEW CL A 05508R106 219 20,863 SH DEFINED 3 20,863 - - BCE INC COM NEW 05534B760 342,739 11,677,650 SH DEFINED 1 11,677,650 - - BCE INC COM NEW 05534B760 1,000 34,080 SH DEFINED 2 34,080 - - BCE INC COM NEW 05534B760 4,385 149,415 SH DEFINED 3 148,515 - 900 BCE INC COM NEW 05534B760 4,300 146,500 CALL DEFINED 5 146,500 - - BCE INC COM NEW 05534B760 1,374 46,800 PUT DEFINED 5 46,800 - - BCE INC COM NEW 05534B760 227,348 7,746,101 SH DEFINED 5 7,746,101 - - BCE INC COM NEW 05534B760 10,827 368,904 SH DEFINED 6 368,904 - - BCE INC COM NEW 05534B760 54,382 1,852,895 SH DEFINED 7 - 1,852,895 - BCE INC COM NEW 05534B760 6,087 207,379 SH DEFINED 8 178,393 28,986 - BCE INC COM NEW 05534B760 2,304 78,488 SH DEFINED 9 78,488 - - BCE INC COM NEW 05534B760 143 4,871 SH DEFINED 15 4,871 - - BCE INC COM NEW 05534B760 326 11,097 SH DEFINED 17 - - 11,097 BCE INC COM NEW 05534B760 114 3,900 SH DEFINED 18 3,900 - - BCE INC COM NEW 05534B760 29 997 SH DEFINED 5;1 997 - - BCE INC COM NEW 05534B760 1,300 44,294 SH DEFINED 44,294 - - BCE INC COM NEW 05534B760 615,440 20,969,006 SH SOLE 20,969,006 - - BJS WHOLESALE CLUB INC COM 05548J106 6,339 171,383 SH DEFINED 3 171,383 - - BJS WHOLESALE CLUB INC COM 05548J106 257 6,940 SH DEFINED 4 - 6,940 - BJS WHOLESALE CLUB INC COM 05548J106 8 205 SH DEFINED 5 205 - - BJS WHOLESALE CLUB INC COM 05548J106 52 1,418 SH DEFINED 18 1,418 - - BOK FINL CORP COM NEW 05561Q201 4 75 SH DEFINED 3 75 - - BNC BANCORP COM 05566T101 12 1,475 SH DEFINED 1,475 - - BALLY TECHNOLOGIES INC COM 05874B107 149 3,671 SH DEFINED 2 3,671 - - BALLY TECHNOLOGIES INC COM 05874B107 58 1,434 SH DEFINED 3 1,434 - - BANCFIRST CORP COM 05945F103 1 29 SH DEFINED 3 29 - - BANCFIRST CORP COM 05945F103 10 240 SH DEFINED 18 240 - - BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 923 67,419 SH DEFINED 2 67,419 - - ARGENTA BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 14 1,054 SH DEFINED 3 1,054 - - ARGENTA BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 78 5,691 SH DEFINED 5 5,691 - - ARGENTA BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 4 323 SH DEFINED 7 - 323 - ARGENTA BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 4 310 SH DEFINED 18 310 - - ARGENTA BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 9,179 670,495 SH DEFINED 5;1 670,495 - - ARGENTA BANCO BILBAO VIZCAYA SPONSORED ADR 05946K101 20 1,474 SH DEFINED - - 1,474 ARGENTA BANCO SANTANDER SA ADR 05964H105 929 69,987 SH DEFINED 2 69,987 - - BANCO SANTANDER SA ADR 05964H105 1,460 109,997 SH DEFINED 3 109,997 - - BANCO SANTANDER SA ADR 05964H105 2,449 184,524 SH DEFINED 5 184,524 - - BANCO SANTANDER SA ADR 05964H105 5 410 SH DEFINED 7 - 410 - BANCO SANTANDER SA ADR 05964H105 94 7,064 SH DEFINED 8 7,064 - - BANCO SANTANDER SA ADR 05964H105 23 1,752 SH DEFINED 16 1,752 - - BANCO SANTANDER SA ADR 05964H105 89 6,718 SH DEFINED 18 6,718 - - BANCO SANTANDER SA ADR 05964H105 7,083 533,749 SH DEFINED 5;1 533,749 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BANCO SANTANDER SA ADR 05964H105 231 17,409 SH DEFINED 13,507 3,902 - BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 2,978 43,660 SH DEFINED 3 43,660 - - BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 2 36 SH DEFINED 18 36 - - BANCO SANTANDER BRASIL S ADS REP 1 UNIT 05967A107 613 49,300 SH DEFINED 3 49,300 - - A BANCO SANTANDER BRASIL S ADS REP 1 UNIT 05967A107 23,968 1,928,200 SH DEFINED 6 1,928,200 - - A BANCO SANTANDER BRASIL S ADS REP 1 UNIT 05967A107 26 2,131 SH DEFINED 18 2,131 - - A BANCOLOMBIA S A SPON ADR PREF 05968L102 14 300 SH DEFINED 2 300 - - BANCOLOMBIA S A SPON ADR PREF 05968L102 170 3,723 SH DEFINED 3 3,723 - - BANCORP INC DEL COM 05969A105 45 5,086 SH DEFINED 3 5,086 - - BANCORP INC DEL COM 05969A105 628 70,600 SH DEFINED 4 - - 70,600 BANNER CORP COM 06652V109 2 400 SH DEFINED 3 400 - - BANNER CORP COM 06652V109 252 65,600 SH DEFINED 4 - - 65,600 BARCLAYS BK PLC DJUBS CMDT 06738C778 23,666 593,723 SH DEFINED 3 591,411 - 2,312 ETN36 BARCLAYS BK PLC DJUBS CMDT 06738C778 32 791 SH DEFINED 5 791 - - ETN36 BARCLAYS BK PLC DJUBS CMDT 06738C778 182 4,572 SH DEFINED 18 4,572 - - ETN36 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 576 21,588 SH DEFINED 3 21,588 - - BARCLAYS BK PLC IPSP CROIL ETN 06738C786 35 1,306 SH DEFINED 5 1,306 - - BARCLAYS BK PLC IPSP CROIL ETN 06738C786 29 1,100 SH DEFINED 7 - 1,100 - BARCLAYS BK PLC IPSP CROIL ETN 06738C786 159 5,978 SH DEFINED 13 5,978 - - BARCLAYS BK PLC IPSP CROIL ETN 06738C786 267 10,000 SH DEFINED 10,000 - - BARCLAYS BK PLC IPSP CROIL ETN 06738C786 37 1,400 SH SOLE 1,400 - - BARCLAYS BK PLC ETN DJUBS IND 06738G407 128 2,982 SH DEFINED 3 2,982 - - MT BARCLAYS BK PLC ETN DJUBS IND 06738G407 317 7,381 SH DEFINED 5 7,381 - - MT BARCLAYS BK PLC ETN DJUBS 06739F101 238 4,927 SH DEFINED 3 4,927 - - COPR37 BARCLAYS BK PLC ETN DJUBS 06739F101 323 6,696 SH DEFINED 5 6,696 - - COPR37 BARCLAYS BK PLC ETN DJUBS 06739F101 82 1,700 SH DEFINED 1,700 - - COPR37 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 2,972 44,457 SH DEFINED 3 42,482 - 1,975 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 840 12,565 SH DEFINED 5 12,565 - - BARCLAYS BK PLC IPMS INDIA ETN 06739F291 196 2,936 SH DEFINED 13 2,936 - - BARCLAYS BK PLC IPMS INDIA ETN 06739F291 428 6,400 SH SOLE 6,400 - - BARCLAYS BK PLC ADR 2 PREF 2 06739F390 264 11,650 PRN DEFINED 3 11,650 - - BARCLAYS BK PLC ADR 2 PREF 2 06739F390 256 11,292 PRN DEFINED 5 11,292 - - BARCLAYS BK PLC ADR 2 PREF 2 06739F390 136 6,000 PRN DEFINED 16 6,000 - - BARCLAYS BK PLC ADR 2 PREF 2 06739F390 102 4,500 PRN SOLE 4,500 - - BARCLAYS BANK PLC ETN DJUBS 06739H214 96 2,013 SH DEFINED 3 2,013 - - SGAR38 BARCLAYS BANK PLC ETN 06739H255 247 6,253 SH DEFINED 3 6,253 - - DJUBSPLATM38 BARCLAYS BANK PLC ETN 06739H255 108 2,728 SH DEFINED 5 2,728 - - DJUBSPLATM38 BARCLAYS BANK PLC ETN 06739H255 406 10,300 SH DEFINED 10,300 - - DJUBSPLATM38 BARCLAYS BANK PLC ETN 06739H271 39 1,000 SH DEFINED 3 1,000 - - DJUBSCOTTN38 BARCLAYS BANK PLC ETN DJUBS 06739H305 9 272 SH DEFINED 3 272 - - GRNS37 BARCLAYS BANK PLC ETN DJUBS 06739H305 448 13,177 SH DEFINED 5 13,177 - - GRNS37 BARCLAYS BANK PLC ETN DJUBS 06739H305 7 200 SH DEFINED 8 200 - - GRNS37
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BARCLAYS BANK PLC ETN 06739H321 115 3,541 SH DEFINED 3 3,541 - - DJUBSALUMI38 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 865 33,600 PRN DEFINED 3 33,600 - - BARCLAYS BANK PLC ADR PFD SR 5 06739H362 13 500 PRN DEFINED 5 500 - - BARCLAYS BANK PLC ADR PFD SR 5 06739H362 505 19,600 PRN SOLE 19,600 - - BARCLAYS BANK PLC CARRY ETN 38 06739H412 165 3,542 SH DEFINED 3 3,542 - - BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 2,339 93,354 PRN DEFINED 3 93,354 - - BARCLAYS BANK PLC ETN DJUBS 06739H644 113 11,925 SH DEFINED 3 11,925 - - NAT37 BARCLAYS BANK PLC ETN DJUBS 06739H644 10 1,074 SH DEFINED 5 1,074 - - NAT37 BARCLAYS BANK PLC ETN 06739H743 3 100 SH DEFINED 3 100 - - DJUBSLVSTK37 BARCLAYS BANK PLC ETN 06739H743 7 218 SH DEFINED 5 218 - - DJUBSLVSTK37 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 587 24,082 PRN DEFINED 3 24,082 - - BARCLAYS BK PLC IPATH S&P ETN 06740C519 24 350 SH DEFINED 3 350 - - BARCLAYS BK PLC IPATH SHRT ETN 06740C527 67 3,175 SH DEFINED 3 3,175 - - BARCLAYS BK PLC IPATH SHRT ETN 06740C527 80 3,800 SH DEFINED 5 3,800 - - BARCLAYS BK PLC IPATH SHRT ETN 06740C527 84 4,000 SH DEFINED 14 4,000 - - BARCLAYS BK PLC IPATH SHRT ETN 06740C527 168 8,000 SH DEFINED 17 - - 8,000 BARRETT BILL CORP COM 06846N104 1,735 56,498 SH DEFINED 2 56,498 - - BARRETT BILL CORP COM 06846N104 141 4,600 SH DEFINED 3 4,600 - - BASIC ENERGY SVCS INC NEW COM 06985P100 70 9,133 SH DEFINED 2 9,133 - - BEAZER HOMES USA INC COM 07556Q105 10 2,200 SH DEFINED 3 2,200 - - BEAZER HOMES USA INC NOTE 4.625% 07556QAL9 7,983 8,225,000 PRN DEFINED 3 8,225,000 - - BENCHMARK ELECTRS INC COM 08160H101 644 31,051 SH DEFINED 2 31,051 - - BENCHMARK ELECTRS INC COM 08160H101 4 200 SH DEFINED 3 200 - - BENCHMARK ELECTRS INC COM 08160H101 19 921 SH DEFINED 18 921 - - BENEFICIAL MUTUAL COM 08173R104 120 12,618 SH DEFINED 2 12,618 - - BANCORP IN BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 318 7,231 SH DEFINED 2 7,231 - - BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 10 226 SH DEFINED 3 226 - - BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 3 79 SH DEFINED 5 79 - - BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 7 159 SH DEFINED 18 159 - - BIOMARIN PHARMACEUTICAL COM 09061G101 3,230 138,200 SH DEFINED 1 138,200 - - INC BIOMARIN PHARMACEUTICAL COM 09061G101 6 267 SH DEFINED 3 267 - - INC BIOMARIN PHARMACEUTICAL COM 09061G101 5 222 SH DEFINED 18 222 - - INC BIOGEN IDEC INC COM 09062X103 781 13,600 SH DEFINED 1 13,600 - - BIOGEN IDEC INC COM 09062X103 9,901 172,520 SH DEFINED 2 172,520 - - BIOGEN IDEC INC COM 09062X103 1,193 20,796 SH DEFINED 3 20,128 - 668 BIOGEN IDEC INC COM 09062X103 830 14,469 SH DEFINED 5 14,469 - - BIOGEN IDEC INC COM 09062X103 4 70 SH DEFINED 7 - 70 - BIOGEN IDEC INC COM 09062X103 60 1,044 SH DEFINED 8 1,044 - - BIOGEN IDEC INC COM 09062X103 42 740 SH DEFINED 15 740 - - BIOGEN IDEC INC COM 09062X103 48 845 SH DEFINED 18 845 - - BIOGEN IDEC INC COM 09062X103 31 539 SH SOLE 539 - - BIOMED REALTY TRUST INC COM 09063H107 305 18,410 SH DEFINED 2 18,410 - - BIOMED REALTY TRUST INC COM 09063H107 13 780 SH DEFINED 18 780 - - BIOSANTE PHARMACEUTICALS COM NEW 09065V203 - 90 SH DEFINED 3 90 - - INC BIOTIME INC COM 09066L105 7 1,000 SH DEFINED 5 1,000 - - BIOSPHERE MEDICAL INC COM 09066V103 5 1,800 SH DEFINED 3 1,800 - - BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 25 238 SH DEFINED 3 238 - - BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 165 1,600 SH DEFINED 5 1,600 - - BIOVAIL CORP COM 09067J109 39,203 2,337,691 SH DEFINED 1 2,337,691 - - BIOVAIL CORP COM 09067J109 1,845 110,000 CALL DEFINED 3 110,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BIOVAIL CORP COM 09067J109 1,513 90,220 SH DEFINED 3 89,668 - 552 BIOVAIL CORP COM 09067J109 771 46,000 CALL DEFINED 5 46,000 - - BIOVAIL CORP COM 09067J109 3,127 186,454 SH DEFINED 5 186,454 - - BIOVAIL CORP COM 09067J109 274 16,318 SH DEFINED 6 16,318 - - BIOVAIL CORP COM 09067J109 4 251 SH DEFINED 8 251 - - BIOVAIL CORP COM 09067J109 6 338 SH DEFINED 9 338 - - BIOVAIL CORP COM 09067J109 10 625 SH DEFINED 16 625 - - BIOVAIL CORP COM 09067J109 31,040 1,850,895 SH DEFINED 5;1 1,850,895 - - BIOVAIL CORP COM 09067J109 502 29,930 SH DEFINED 29,930 - - BIOVAIL CORP COM 09067J109 127,530 7,604,665 SH SOLE 7,604,665 - - BIOSCRIP INC COM 09069N108 615 77,000 SH DEFINED 4 - - 77,000 BJS RESTAURANTS INC COM 09180C106 277 11,884 SH DEFINED 3 11,884 - - BLACKBAUD INC COM 09227Q100 12 466 SH DEFINED 18 466 - - BLACKROCK INVT QUALITY COM 09247D105 60 4,260 SH DEFINED 3 4,260 - - MUN T BLACKROCK INCOME TR INC COM 09247F100 9,044 1,378,653 SH DEFINED 3 1,370,178 - 8,475 BLACKROCK INCOME TR INC COM 09247F100 339 51,675 SH DEFINED 5 51,675 - - BLACKROCK INCOME TR INC COM 09247F100 13 2,000 SH DEFINED 8 2,000 - - BLACKROCK INCOME TR INC COM 09247F100 210 32,000 SH DEFINED 16 32,000 - - BLACKROCK INC COM 09247X101 2,950 13,548 SH DEFINED 2 13,548 - - BLACKROCK INC COM 09247X101 362 1,664 SH DEFINED 3 1,664 - - BLACKROCK INC COM 09247X101 161 740 SH DEFINED 5 740 - - BLACKROCK INC COM 09247X101 583 2,675 SH DEFINED 7 - 2,675 - BLACKROCK INC COM 09247X101 8 35 SH DEFINED 8 - 35 - BLACKROCK INC COM 09247X101 456 2,095 SH DEFINED 10 2,095 - - BLACKROCK INC COM 09247X101 2 9 SH DEFINED 15 9 - - BLACKROCK INC COM 09247X101 12 55 SH DEFINED 18 55 - - BLACKROCK INC COM 09247X101 2 10 SH DEFINED 10 - - BLACKROCK INC COM 09247X101 19 85 SH SOLE 85 - - BLACKROCK INC DBCV 2.625 09247XAB7 10,963 5,000,000 PRN DEFINED 3 5,000,000 - - BLACKROCK MUNI 2018 TERM COM 09248C106 80 5,104 SH DEFINED 3 5,104 - - TR BLACKROCK MUN INCOME TR SH BEN INT 09248F109 401 29,671 SH DEFINED 3 29,671 - - BLACKROCK MUNIC INCM SH BEN INT 09248H105 9 700 SH DEFINED 3 700 - - INVST T BLACKROCK N J MUN INCOME SH BEN INT 09248J101 53 3,592 SH DEFINED 3 3,592 - - TR BLACKROCK NY MUNI 2018 COM 09248K108 60 3,600 SH DEFINED 3 3,600 - - TERM BLACKROCK N Y MUN INCOME SH BEN INT 09248L106 74 4,963 SH DEFINED 3 4,963 - - TR BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 68 10,600 SH DEFINED 3 10,600 - - BLACKROCK NJ MUNICIPAL COM 09249A109 44 3,000 SH DEFINED 3 3,000 - - BOND BLACKROCK CA MUNI 2018 COM 09249C105 31 1,975 SH DEFINED 3 1,975 - - TERM BLACKROCK STRTGC BOND TR COM 09249G106 38 3,000 SH DEFINED 3 3,000 - - BLACKROCK MUNICIPAL BOND COM 09249H104 15 1,000 SH DEFINED 3 1,000 - - TR BLACKROCK MD MUNICIPAL COM 09249L105 79 5,150 SH DEFINED 3 5,150 - - BOND BLACKROCK MUNI INCOME TR COM 09249N101 19 1,375 SH DEFINED 3 1,375 - - II BLACKROCK CREDIT ALL IN COM SHS 09249V103 64 6,018 SH DEFINED 3 6,018 - - TR I BLACKROCK LTD DURATION COM SHS 09249W101 317 19,442 SH DEFINED 3 13,442 - 6,000 INC T BLACKROCK MUN 2020 TERM COM SHS 09249X109 581 39,235 SH DEFINED 3 4,135 - 35,100 TR BLACKROCK STRAT DIVD COM 09249Y107 577 59,989 SH DEFINED 3 59,989 - - ACHIEVE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BLACKROCK LONG-TERM MUNI COM 09250B103 89 8,454 SH DEFINED 3 8,454 - - ADV BLACKROCK S&P QLTY RK EQ SHS BEN INT 09250D109 158 12,700 SH DEFINED 3 12,700 - - MD BLACKROCK INS MUNIC INC COM 09250G102 14 1,000 SH DEFINED 3 1,000 - - INV BLACKROCK DIVID ACHIEVRS COM 09250N107 1,424 154,324 SH DEFINED 3 78,498 - 75,826 TM BLACKROCK ENERGY & RES TR COM 09250U101 2,093 83,857 SH DEFINED 3 83,857 - - BLACKROCK ENERGY & RES TR COM 09250U101 53 2,142 SH DEFINED 18 2,142 - - BLACKROCK HEALTH COM 09250W107 1,661 62,828 SH DEFINED 3 62,828 - - SCIENCES TR BLACKROCK ENHANCED DIV COM 09251A104 402 45,353 SH DEFINED 3 45,353 - - ACHV BLACKROCK MUNIHOLDINGS COM 09253N104 116 7,575 SH DEFINED 3 7,575 - - FD IN BLACKROCK MUNIHLDGS FD COM 09253P109 319 22,469 SH DEFINED 3 22,469 - - II IN BLACKROCK MUNIVEST FD INC COM 09253R105 86 9,118 SH DEFINED 3 9,118 - - BLACKROCK MUNIVEST FD INC COM 09253R105 114 12,137 SH DEFINED 18 12,137 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 380 27,120 SH DEFINED 2 27,120 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 220 15,730 SH DEFINED 3 15,730 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 295 21,070 SH DEFINED 5 21,070 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4 300 SH DEFINED 8 300 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 33 2,366 SH DEFINED 13 2,366 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 199 14,200 SH DEFINED 16 14,200 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 19 1,336 SH DEFINED 18 1,336 - - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 67 4,810 SH DEFINED - 4,810 - BLACKROCK MUNIYIELD FD COM 09253W104 588 43,298 SH DEFINED 3 43,298 - - INC BLACKROCK MUNI INTER DR COM 09253X102 301 21,553 SH DEFINED 3 21,553 - - FD I BLACKROCK MUNIENHANCED COM 09253Y100 33 3,100 SH DEFINED 3 3,100 - - FD IN BLACKROCK REAL ASSET COM 09254B109 3,154 245,819 SH DEFINED 3 245,819 - - EQUITY BLACKROCK REAL ASSET COM 09254B109 122 9,520 SH DEFINED 5 9,520 - - EQUITY BLACKROCK MUNIHLDGS INSD COM 09254C107 90 6,814 SH DEFINED 3 6,814 - - FDI BLACKROCK MUNIYIELD COM 09254F100 1,119 80,841 SH DEFINED 3 77,700 - 3,141 QUALITY BLACKROCK MUNIYIELD COM 09254G108 170 13,852 SH DEFINED 3 9,852 - 4,000 QUALITY BLACKROCK APEX MUN FD INC COM 09254H106 67 7,600 SH DEFINED 3 7,600 - - BLACKROCK MUNIASSETS FD COM 09254J102 13 1,013 SH DEFINED 3 1,013 - - INC BLACKROCK MUNIHOLDINGS COM 09254L107 213 15,953 SH DEFINED 3 15,953 - - CALIF BLACKROCK MUNIYIELD COM 09254M105 603 45,693 SH DEFINED 3 45,693 - - CALIF FD BLACKROCK MUNIYIELD COM 09254N103 223 17,180 SH DEFINED 3 17,180 - - CALIF IN BLACKROCK MUNIHLDGS INS COM 09254P108 505 37,421 SH DEFINED 3 35,796 - 1,625 INV BLACKROCK MUNIYIELD COM 09254R104 542 41,120 SH DEFINED 3 36,920 - 4,200 INVST FD BLACKROCK MUNIYIELD INS COM 09254T100 55 4,061 SH DEFINED 3 4,061 - - INV BLACKROCK MUNIYIELD INS COM 09254T100 3 232 SH DEFINED 232 - - INV
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BLACKROCK MUNIYIELD MICH COM 09254V105 194 14,500 SH DEFINED 3 14,500 - - INS BLACKROCK MUNIYIELD MICH COM 09254W103 302 24,949 SH DEFINED 3 24,949 - - INS BLACKROCK MUNIHOLDINGS N COM 09254X101 43 3,000 SH DEFINED 3 3,000 - - J I BLACKROCK MUNIYIELD N J COM 09255A100 55 3,856 SH DEFINED 3 3,856 - - INSD BLACKROCK MUNIHOLDINGS N COM 09255C106 1,088 77,856 SH DEFINED 3 77,856 - - Y I BLACKROCK MUNI N Y INTER COM 09255F109 50 3,900 SH DEFINED 3 3,900 - - DUR BLACKROCK MUNIYIELD PA COM 09255G107 179 12,952 SH DEFINED 3 12,952 - - INSD BLACKROCK CREDIT ALL INC COM 09255H105 665 66,072 SH DEFINED 3 66,072 - - TR BLACKROCK CREDIT ALL INC COM 09255J101 129 14,250 SH DEFINED 3 14,250 - - TR BLACKROCK CORPOR HIGH COM 09255L106 297 43,862 SH DEFINED 3 43,862 - - YLD FD BLACKROCK CORPOR HI YLD COM 09255N102 135 12,150 SH DEFINED 3 12,150 - - FD V BLACKROCK CORPOR HI YLD COM 09255P107 240 21,779 SH DEFINED 3 21,779 - - FD V BLACKROCK DEBT STRAT FD COM 09255R103 17 4,100 SH DEFINED 3 4,100 - - INC BLACKROCK DEBT STRAT FD COM 09255R103 23 5,500 SH DEFINED 5 5,500 - - INC BLACKROCK DEBT STRAT FD COM 09255R103 4 1,000 SH DEFINED 8 1,000 - - INC BLACKROCK SR HIGH INCOME COM 09255T109 275 68,254 SH DEFINED 3 68,254 - - FD BLACKROCK DIVERS OME COM 09255W102 192 18,282 SH DEFINED 3 18,282 - - STRATE BLACKROCK DIVERS OME COM 09255W102 13 1,250 SH DEFINED 16 1,250 - - STRATE BLACKROCK FLOAT RATE OME COM 09255X100 405 26,163 SH DEFINED 3 26,163 - - STR BLACKROCK FL RATE OME COM SHS 09255Y108 57 4,107 SH DEFINED 3 4,107 - - STRA I BLACKROCK ENH CAP & INC COM 09256A109 453 28,852 SH DEFINED 3 28,852 - - FD I BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 12 441 SH DEFINED 3 441 - - BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 114 4,281 SH DEFINED 5 4,281 - - BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 24 900 SH DEFINED 8 900 - - BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 55 2,580 SH DEFINED 5 2,580 - - BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 363 8,256 SH DEFINED 3 8,256 - - BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 178 4,050 SH DEFINED 5 4,050 - - BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 19 422 SH DEFINED 8 422 - - BLDRS INDEX FDS TR EUR 100 ADR 09348R409 54 2,559 SH DEFINED 3 2,559 - - BLUE COAT SYSTEMS INC COM NEW 09534T508 826 26,600 SH DEFINED 1 26,600 - - BLUE COAT SYSTEMS INC COM NEW 09534T508 96 3,082 SH DEFINED 3 3,082 - - BLUE NILE INC COM 09578R103 101 1,833 SH DEFINED 2 1,833 - - BLUE NILE INC COM 09578R103 205 3,722 SH DEFINED 3 3,722 - - BLUE NILE INC COM 09578R103 61 1,103 SH DEFINED 14 1,103 - - BLYTH INC COM NEW 09643P207 2 58 SH DEFINED 2 58 - - BLYTH INC COM NEW 09643P207 - 12 SH DEFINED 5 12 - - BOISE INC COM 09746Y105 3,525 575,000 SH DEFINED 3 575,000 - - BOISE INC COM 09746Y105 1 100 SH DEFINED 8 100 - - BON-TON STORES INC COM 09776J101 8 600 SH DEFINED 3 600 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BOVIE MEDICAL CORP COM 10211F100 181 29,000 SH DEFINED 5 29,000 - - BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 137 2,500 SH DEFINED 3 2,500 - - BRASIL TELECOM SA SPONS ADR PFD 10553M101 636 33,317 SH DEFINED 2 33,317 - - BRASIL TELECOM SA SPONS ADR PFD 10553M101 225 11,796 SH DEFINED 3 11,796 - - BRASIL TELECOM SA SPONS ADR PFD 10553M101 19 974 SH DEFINED 5 974 - - BRASIL TELECOM SA SPONS ADR PFD 10553M101 191 10,000 SH DEFINED 14 10,000 - - BRASIL TELECOM SA SPONS ADR PFD 10553M101 84 4,394 SH DEFINED 18 4,394 - - BRASIL TELECOM SA SPONS ADR PFD 10553M101 - 10 SH DEFINED 10 - - BRASIL TELECOM SA SPON ADR COM 10553M200 2 259 SH DEFINED 3 259 - - BRASIL TELECOM SA SPON ADR COM 10553M200 4 449 SH DEFINED 5 449 - - BRASIL TELECOM SA SPON ADR COM 10553M200 21 2,480 SH DEFINED 18 2,480 - - BRASIL TELECOM SA SPON ADR COM 10553M200 - 6 SH DEFINED 6 - - BRIDGEPOINT ED INC COM 10807M105 446 18,136 SH DEFINED 3 18,136 - - BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 1 90 SH DEFINED 5 90 - - BROADRIDGE FINL COM 11133T103 634 29,632 SH DEFINED 2 29,632 - - SOLUTIONS IN BROADRIDGE FINL COM 11133T103 1,043 48,806 SH DEFINED 3 47,686 - 1,120 SOLUTIONS IN BROADRIDGE FINL COM 11133T103 - 23 SH DEFINED 5 23 - - SOLUTIONS IN BROADRIDGE FINL COM 11133T103 3 150 SH DEFINED 16 150 - - SOLUTIONS IN BROADRIDGE FINL COM 11133T103 16 762 SH DEFINED 18 762 - - SOLUTIONS IN BROADRIDGE FINL COM 11133T103 7 307 SH DEFINED 307 - - SOLUTIONS IN BROADRIDGE FINL COM 11133T103 - 12 SH SOLE 12 - - SOLUTIONS IN BROADPOINT GLEACHER SECS COM 11134A103 15 3,850 SH DEFINED 2 3,850 - - GRO BROADPOINT GLEACHER SECS COM 11134A103 24 6,073 SH DEFINED 3 6,073 - - GRO BROADWIND ENERGY INC COM 11161T108 4 900 SH DEFINED 3 900 - - BWAY HOLDING COMPANY COM 12429T104 74 3,690 SH DEFINED 3 3,690 - - CB RICHARD ELLIS GROUP CL A 12497T101 1,977 124,710 SH DEFINED 2 124,710 - - INC CB RICHARD ELLIS GROUP CL A 12497T101 1,018 64,253 SH DEFINED 3 63,608 - 645 INC CB RICHARD ELLIS GROUP CL A 12497T101 2 122 SH DEFINED 8 122 - - INC CDC SOFTWARE CORP SPN ADR LV III 12507Y108 9 827 SH DEFINED 3 827 - - CH ENERGY GROUP INC COM 12541M102 388 9,501 SH DEFINED 2 9,501 - - CH ENERGY GROUP INC COM 12541M102 59 1,433 SH DEFINED 3 1,433 - - CH ENERGY GROUP INC COM 12541M102 531 13,000 SH DEFINED 4 - - 13,000 C H ROBINSON WORLDWIDE COM NEW 12541W209 5,417 96,999 SH DEFINED 2 96,999 - - INC C H ROBINSON WORLDWIDE COM NEW 12541W209 703 12,594 SH DEFINED 3 12,594 - - INC C H ROBINSON WORLDWIDE COM NEW 12541W209 3 52 SH DEFINED 5 52 - - INC C H ROBINSON WORLDWIDE COM NEW 12541W209 44 783 SH DEFINED 10 783 - - INC C H ROBINSON WORLDWIDE COM NEW 12541W209 45 805 SH DEFINED 17 - - 805 INC C H ROBINSON WORLDWIDE COM NEW 12541W209 291 5,208 SH DEFINED 18 5,208 - - INC C H ROBINSON WORLDWIDE COM NEW 12541W209 1,630 29,178 SH DEFINED 29,178 - - INC C H ROBINSON WORLDWIDE COM NEW 12541W209 70 1,250 SH SOLE 1,250 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CLECO CORP NEW COM 12561W105 1,051 39,596 SH DEFINED 2 39,596 - - CLECO CORP NEW COM 12561W105 10 360 SH DEFINED 3 360 - - CME GROUP INC COM 12572Q105 10,227 32,354 SH DEFINED 2 32,354 - - CME GROUP INC COM 12572Q105 2,153 6,811 SH DEFINED 3 6,811 - - CME GROUP INC COM 12572Q105 5,039 15,940 SH DEFINED 4 - 5,800 10,140 CME GROUP INC COM 12572Q105 336 1,062 SH DEFINED 5 1,062 - - CME GROUP INC COM 12572Q105 141 446 SH DEFINED 7 - 446 - CME GROUP INC COM 12572Q105 13 40 SH DEFINED 8 - 40 - CME GROUP INC COM 12572Q105 63 199 SH DEFINED 13 199 - - CME GROUP INC COM 12572Q105 90 286 SH DEFINED 18 286 - - CME GROUP INC COM 12572Q105 8 26 SH DEFINED 26 - - CMS ENERGY CORP NOTE 2.875%1 125896AW0 12,125 10,000,000 PRN DEFINED 3 10,000,000 - - CP HOLDRS DEP RCPTS CP 12616K106 148 1,340 SH DEFINED 5 1,340 - - CNX GAS CORP COM 12618H309 1,855 48,746 SH DEFINED 2 48,746 - - CNX GAS CORP COM 12618H309 15,070 396,066 SH DEFINED 3 396,066 - - CRA INTL INC COM 12618T105 9 381 SH DEFINED 2 381 - - CRA INTL INC COM 12618T105 28 1,200 SH DEFINED 3 1,200 - - CRH PLC ADR 12626K203 2 70 SH DEFINED 3 70 - - CRH PLC ADR 12626K203 10 419 SH DEFINED 5 419 - - CRH PLC ADR 12626K203 3 118 SH DEFINED 18 118 - - CTC MEDIA INC COM 12642X106 2 91 SH DEFINED 3 91 - - CVR ENERGY INC COM 12662P108 4 468 SH DEFINED 3 468 - - CA INC COM 12673P105 5,490 233,935 SH DEFINED 2 233,935 - - CA INC COM 12673P105 557 23,745 SH DEFINED 3 23,745 - - CA INC COM 12673P105 103 4,389 SH DEFINED 5 4,389 - - CA INC COM 12673P105 567 24,175 SH DEFINED 7 - 24,175 - CA INC COM 12673P105 23 995 SH DEFINED 8 - 995 - CA INC COM 12673P105 500 21,287 SH DEFINED 10 21,287 - - CA INC COM 12673P105 75 3,200 SH DEFINED 16 3,200 - - CA INC COM 12673P105 524 22,318 SH DEFINED 18 22,318 - - CA INC COM 12673P105 187 7,951 SH DEFINED 805 - 7,146 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 6,677 276,600 SH DEFINED 1 276,600 - - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 232 9,618 SH DEFINED 3 3,704 - 5,914 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 912 37,769 SH DEFINED 5 37,769 - - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 103 4,280 SH DEFINED 7 - 4,280 - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 39 1,617 SH DEFINED 8 1,137 480 - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 12 500 SH DEFINED 14 500 - - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,414 100,000 SH DEFINED 16 100,000 - - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 11 456 SH DEFINED 18 456 - - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 7 276 SH DEFINED 276 - - CABOT MICROELECTRONICS COM 12709P103 65 1,719 SH DEFINED 2 1,719 - - CORP CABOT MICROELECTRONICS COM 12709P103 149 3,948 SH DEFINED 3 3,948 - - CORP CABOT MICROELECTRONICS COM 12709P103 44 1,171 SH DEFINED 18 1,171 - - CORP CADENCE PHARMACEUTICALS COM 12738T100 37 4,003 SH DEFINED 2 4,003 - - INC CADENCE PHARMACEUTICALS COM 12738T100 9 980 SH DEFINED 3 980 - - INC CAL DIVE INTL INC DEL COM 12802T101 257 35,000 SH DEFINED 3 35,000 - - CAL DIVE INTL INC DEL COM 12802T101 29 4,000 SH DEFINED 18 4,000 - - CALAMOS GBL DYN INCOME COM 12811L107 555 68,826 SH DEFINED 3 68,826 - - FUND CALAMOS CONV & HIGH COM SHS 12811P108 1,535 124,975 SH DEFINED 3 42,394 - 82,581 INCOME F CALAMOS ASSET MGMT INC CL A 12811R104 29 1,988 SH DEFINED 2 1,988 - - CALAMOS ASSET MGMT INC CL A 12811R104 295 20,605 SH DEFINED 3 20,605 - - CALIFORNIA PIZZA KITCHEN COM 13054D109 31 1,830 SH DEFINED 3 1,830 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CALIFORNIA PIZZA KITCHEN COM 13054D109 17 1,000 SH DEFINED 18 1,000 - - INC CALLON PETE CO DEL COM 13123X102 41 7,732 SH DEFINED 3 7,732 - - CAMECO CORP COM 13321L108 71,441 2,606,374 SH DEFINED 1 2,606,374 - - CAMECO CORP COM 13321L108 537 19,575 SH DEFINED 2 19,575 - - CAMECO CORP COM 13321L108 1,096 40,000 CALL DEFINED 3 40,000 - - CAMECO CORP COM 13321L108 1,165 42,500 SH DEFINED 3 42,500 - - CAMECO CORP COM 13321L108 1,349 49,200 CALL DEFINED 5 49,200 - - CAMECO CORP COM 13321L108 1,686 61,500 PUT DEFINED 5 61,500 - - CAMECO CORP COM 13321L108 50,396 1,838,589 SH DEFINED 5 1,838,589 - - CAMECO CORP COM 13321L108 97,026 3,539,790 SH DEFINED 6 3,539,790 - - CAMECO CORP COM 13321L108 3,821 139,408 SH DEFINED 7 - 139,408 - CAMECO CORP COM 13321L108 2,284 83,311 SH DEFINED 8 82,306 1,005 - CAMECO CORP COM 13321L108 108 3,950 SH DEFINED 9 3,950 - - CAMECO CORP COM 13321L108 63 2,291 SH DEFINED 13 2,291 - - CAMECO CORP COM 13321L108 180 6,560 SH DEFINED 14 6,560 - - CAMECO CORP COM 13321L108 1 53 SH DEFINED 15 53 - - CAMECO CORP COM 13321L108 80 2,920 SH DEFINED 16 2,920 - - CAMECO CORP COM 13321L108 55 2,000 SH DEFINED 17 - - 2,000 CAMECO CORP COM 13321L108 22 816 SH DEFINED 18 816 - - CAMECO CORP COM 13321L108 49,918 1,821,175 SH DEFINED 5;1 1,821,175 - - CAMECO CORP COM 13321L108 283 10,321 SH DEFINED 5,529 - 4,792 CAMECO CORP COM 13321L108 52,143 1,902,323 SH SOLE 1,902,323 - - CAMERON INTERNATIONAL COM 13342B105 3,729 87,000 SH DEFINED 1 87,000 - - CORP CAMERON INTERNATIONAL COM 13342B105 5,240 122,260 SH DEFINED 2 122,260 - - CORP CAMERON INTERNATIONAL COM 13342B105 1,852 43,208 SH DEFINED 3 42,908 - 300 CORP CAMERON INTERNATIONAL COM 13342B105 166 3,880 SH DEFINED 4 - 3,880 - CORP CAMERON INTERNATIONAL COM 13342B105 5 113 SH DEFINED 5 113 - - CORP CAMERON INTERNATIONAL COM 13342B105 93 2,172 SH DEFINED 10 2,172 - - CORP CAMERON INTERNATIONAL COM 13342B105 1 28 SH DEFINED 15 28 - - CORP CAMERON INTERNATIONAL COM 13342B105 107 2,500 SH DEFINED 17 - - 2,500 CORP CAMERON INTERNATIONAL COM 13342B105 33 760 SH DEFINED 18 760 - - CORP CAMERON INTERNATIONAL COM 13342B105 12 284 SH DEFINED 284 - - CORP CAMERON INTERNATIONAL COM 13342B105 175 4,075 SH SOLE 4,075 - - CORP CAMERON INTERNATIONAL NOTE 2.500% 13342BAB1 8 6,000 PRN DEFINED 3 6,000 - - CORP 6/1 CANADIAN PAC RY LTD COM 13645T100 213,924 3,803,773 SH DEFINED 1 3,803,773 - - CANADIAN PAC RY LTD COM 13645T100 919 16,343 SH DEFINED 3 16,343 - - CANADIAN PAC RY LTD COM 13645T100 6,676 118,700 CALL DEFINED 5 118,700 - - CANADIAN PAC RY LTD COM 13645T100 136,923 2,434,615 SH DEFINED 5 2,434,615 - - CANADIAN PAC RY LTD COM 13645T100 172,459 3,066,481 SH DEFINED 6 3,066,481 - - CANADIAN PAC RY LTD COM 13645T100 13,628 242,320 SH DEFINED 7 - 242,320 - CANADIAN PAC RY LTD COM 13645T100 6,386 113,542 SH DEFINED 8 62,363 51,179 - CANADIAN PAC RY LTD COM 13645T100 1,509 26,830 SH DEFINED 9 26,830 - - CANADIAN PAC RY LTD COM 13645T100 72 1,275 SH DEFINED 15 1,275 - - CANADIAN PAC RY LTD COM 13645T100 79 1,400 SH DEFINED 17 - - 1,400 CANADIAN PAC RY LTD COM 13645T100 32 564 SH DEFINED 18 564 - - CANADIAN PAC RY LTD COM 13645T100 23 405 SH DEFINED 5;1 405 - - CANADIAN PAC RY LTD COM 13645T100 819 14,568 SH DEFINED 14,568 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CANADIAN PAC RY LTD COM 13645T100 143,977 2,560,050 SH SOLE 2,560,050 - - CAPITAL CROSSING PFD CORP PFD EXCH SER D 14007R401 35 3,300 PRN DEFINED 3 3,300 - - CAPITAL GOLD CORP COM NEW 14018Y205 9 2,500 SH DEFINED 3 2,500 - - CAPITAL ONE FINL CORP COM 14040H105 46,996 1,134,900 SH DEFINED 1 1,134,900 - - CAPITAL ONE FINL CORP COM 14040H105 9,204 222,271 SH DEFINED 2 222,271 - - CAPITAL ONE FINL CORP COM 14040H105 594 14,352 SH DEFINED 3 13,452 - 900 CAPITAL ONE FINL CORP COM 14040H105 4,858 117,305 SH DEFINED 4 - 51,390 65,915 CAPITAL ONE FINL CORP COM 14040H105 21 505 SH DEFINED 5 505 - - CAPITAL ONE FINL CORP COM 14040H105 8 200 SH DEFINED 8 200 - - CAPITAL ONE FINL CORP COM 14040H105 379 9,160 SH DEFINED 10 9,160 - - CAPITAL ONE FINL CORP COM 14040H105 19 450 SH DEFINED 15 450 - - CAPITAL ONE FINL CORP COM 14040H105 14 345 SH SOLE 345 - - CAPITALSOURCE INC COM 14055X102 17 3,000 SH DEFINED 2 3,000 - - CAPITALSOURCE INC COM 14055X102 172 30,831 SH DEFINED 3 30,831 - - CAPITALSOURCE INC COM 14055X102 2 300 SH DEFINED 5 300 - - CAPITOL BANCORP LTD COM 14056D105 1 389 SH DEFINED 3 389 - - CAPITOL BANCORP LTD COM 14056D105 92 38,000 SH DEFINED 4 - - 38,000 CAPITOL FED FINL COM 14057C106 410 10,950 SH DEFINED 3 10,950 - - CAPSTONE TURBINE CORP COM 14067D102 3 2,200 SH DEFINED 3 2,200 - - CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 30 2,000 PRN DEFINED 3 2,000 - - CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 30 2,000 PRN DEFINED 5 2,000 - - CAPSTEAD MTG CORP COM NO PAR 14067E506 1,649 137,865 SH DEFINED 2 137,865 - - CAPSTEAD MTG CORP COM NO PAR 14067E506 1,867 156,130 SH DEFINED 3 156,130 - - CARDIAC SCIENCE CORP COM 14141A108 125 67,000 SH DEFINED 4 - - 67,000 CARDINAL FINL CORP COM 14149F109 10 900 SH DEFINED 3 900 - - CARDINAL HEALTH INC COM 14149Y108 2,028 56,300 SH DEFINED 1 56,300 - - CARDINAL HEALTH INC COM 14149Y108 5,694 158,041 SH DEFINED 2 158,041 - - CARDINAL HEALTH INC COM 14149Y108 5,773 160,238 SH DEFINED 3 159,238 - 1,000 CARDINAL HEALTH INC COM 14149Y108 123 3,414 SH DEFINED 5 3,414 - - CARDINAL HEALTH INC COM 14149Y108 4 111 SH DEFINED 15 111 - - CARDINAL HEALTH INC COM 14149Y108 12 338 SH DEFINED 18 338 - - CARDINAL HEALTH INC COM 14149Y108 534 14,825 SH DEFINED - 14,825 - CARDIOME PHARMA CORP COM NEW 14159U202 250 37,817 SH DEFINED 5 37,817 - - CARDIOME PHARMA CORP COM NEW 14159U202 1 150 SH DEFINED 7 - 150 - CARDTRONICS INC COM 14161H108 4 292 SH DEFINED 3 292 - - CAREFUSION CORP COM 14170T101 2,474 93,619 SH DEFINED 2 93,619 - - CAREFUSION CORP COM 14170T101 160 6,069 SH DEFINED 3 5,569 - 500 CAREFUSION CORP COM 14170T101 40 1,532 SH DEFINED 5 1,532 - - CAREFUSION CORP COM 14170T101 106 4,000 SH DEFINED 16 4,000 - - CAREFUSION CORP COM 14170T101 5 184 SH DEFINED 18 184 - - CAREFUSION CORP COM 14170T101 133 5,025 SH DEFINED - 5,025 - CAREFUSION CORP COM 14170T101 1 50 SH SOLE 50 - - CARNIVAL PLC ADR 14365C103 8 205 SH DEFINED 5 205 - - CARNIVAL PLC ADR 14365C103 5 112 SH DEFINED 18 112 - - CARROLS RESTAURANT GROUP COM 14574X104 3 379 SH DEFINED 3 379 - - INC CASH AMER INTL INC COM 14754D100 25 636 SH DEFINED 2 636 - - CASH AMER INTL INC COM 14754D100 22 564 SH DEFINED 3 564 - - CASH AMER INTL INC COM 14754D100 5 117 SH DEFINED 5 117 - - CASS INFORMATION SYS INC COM 14808P109 6 186 SH DEFINED 18 186 - - CATALYST HEALTH COM 14888B103 454 10,975 SH DEFINED 3 10,975 - - SOLUTIONS IN CATALYST HEALTH COM 14888B103 28,734 694,394 SH DEFINED 4 - 526,234 168,160 SOLUTIONS IN CATALYST HEALTH COM 14888B103 4 87 SH DEFINED 5 87 - - SOLUTIONS IN CATALYST HEALTH COM 14888B103 7 160 SH DEFINED 18 160 - - SOLUTIONS IN CAVIUM NETWORKS INC COM 14965A101 1,055 42,400 SH DEFINED 1 42,400 - - CAVIUM NETWORKS INC COM 14965A101 167 6,724 SH DEFINED 2 6,724 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CAVIUM NETWORKS INC COM 14965A101 77 3,084 SH DEFINED 3 3,084 - - CELESTICA INC SUB VTG SHS 15101Q108 46,280 4,234,235 SH DEFINED 1 4,234,235 - - CELESTICA INC SUB VTG SHS 15101Q108 19 1,746 SH DEFINED 2 1,746 - - CELESTICA INC SUB VTG SHS 15101Q108 5 500 SH DEFINED 3 500 - - CELESTICA INC SUB VTG SHS 15101Q108 314 28,700 CALL DEFINED 5 28,700 - - CELESTICA INC SUB VTG SHS 15101Q108 464 42,474 SH DEFINED 5 42,474 - - CELESTICA INC SUB VTG SHS 15101Q108 1,680 153,750 SH DEFINED 6 153,750 - - CELESTICA INC SUB VTG SHS 15101Q108 629 57,570 SH DEFINED 7 - 57,570 - CELESTICA INC SUB VTG SHS 15101Q108 13 1,209 SH DEFINED 8 589 620 - CELESTICA INC SUB VTG SHS 15101Q108 64 5,865 SH DEFINED 9 5,865 - - CELESTICA INC SUB VTG SHS 15101Q108 27 2,510 SH DEFINED 15 2,510 - - CELESTICA INC SUB VTG SHS 15101Q108 35,470 3,245,230 SH DEFINED 5;1 3,245,230 - - CELESTICA INC SUB VTG SHS 15101Q108 55 4,990 SH DEFINED 4,990 - - CELSION CORPORATION COM NEW 15117N305 6 1,486 SH DEFINED 3 1,486 - - CENTENE CORP DEL COM 15135B101 3 144 SH DEFINED 18 144 - - CENOVUS ENERGY INC COM 15135U109 401,393 15,314,483 SH DEFINED 1 15,314,483 - - CENOVUS ENERGY INC COM 15135U109 1,248 47,599 SH DEFINED 3 47,599 - - CENOVUS ENERGY INC COM 15135U109 765 29,200 CALL DEFINED 5 29,200 - - CENOVUS ENERGY INC COM 15135U109 52 2,000 PUT DEFINED 5 2,000 - - CENOVUS ENERGY INC COM 15135U109 62,786 2,395,479 SH DEFINED 5 2,395,479 - - CENOVUS ENERGY INC COM 15135U109 209,654 7,999,016 SH DEFINED 6 7,999,016 - - CENOVUS ENERGY INC COM 15135U109 36,107 1,377,603 SH DEFINED 7 - 1,377,603 - CENOVUS ENERGY INC COM 15135U109 4,084 155,811 SH DEFINED 8 51,643 104,168 - CENOVUS ENERGY INC COM 15135U109 1,633 62,288 SH DEFINED 9 62,288 - - CENOVUS ENERGY INC COM 15135U109 7 260 SH DEFINED 10 260 - - CENOVUS ENERGY INC COM 15135U109 73 2,784 SH DEFINED 11 2,784 - - CENOVUS ENERGY INC COM 15135U109 52 2,000 SH DEFINED 14 2,000 - - CENOVUS ENERGY INC COM 15135U109 78 2,983 SH DEFINED 15 2,983 - - CENOVUS ENERGY INC COM 15135U109 41 1,555 SH DEFINED 16 1,300 255 - CENOVUS ENERGY INC COM 15135U109 288 11,000 SH DEFINED 17 - - 11,000 CENOVUS ENERGY INC COM 15135U109 26 994 SH DEFINED 18 994 - - CENOVUS ENERGY INC COM 15135U109 62,099 2,369,303 SH DEFINED 5;1 2,369,303 - - CENOVUS ENERGY INC COM 15135U109 1,179 44,981 SH DEFINED 44,981 - - CENOVUS ENERGY INC COM 15135U109 153,474 5,855,539 SH SOLE 5,855,539 - - CENTERPOINT ENERGY INC COM 15189T107 5,577 388,400 SH DEFINED 1 388,400 - - CENTERPOINT ENERGY INC COM 15189T107 3,520 245,134 SH DEFINED 2 245,134 - - CENTERPOINT ENERGY INC COM 15189T107 4,241 295,318 SH DEFINED 3 295,318 - - CENTERSTATE BANKS INC COM 15201P109 5 400 SH DEFINED 400 - - CENTRAIS ELETRICAS SPON ADR PFD B 15234Q108 31 1,700 SH DEFINED 3 1,700 - - BRASILEIR CENTRAIS ELETRICAS SPON ADR PFD B 15234Q108 3 144 SH DEFINED 5 144 - - BRASILEIR CENTRAIS ELETRICAS SPON ADR PFD B 15234Q108 2 93 SH DEFINED 15 93 - - BRASILEIR CENTRAIS ELETRICAS SPONSORED ADR 15234Q207 1,068 71,174 SH DEFINED 3 71,174 - - BRASILEIR CENTRAIS ELETRICAS SPONSORED ADR 15234Q207 17 1,162 SH DEFINED 5 1,162 - - BRASILEIR CENTRAIS ELETRICAS SPONSORED ADR 15234Q207 290 19,322 SH DEFINED 18 19,322 - - BRASILEIR CEPHALON INC NOTE 2.000% 156708AP4 42,041 28,000,000 PRN DEFINED 3 28,000,000 - - CEPHEID COM 15670R107 87 5,000 SH DEFINED 1 5,000 - - CEPHEID COM 15670R107 9 500 SH DEFINED 3 500 - - CEPHEID COM 15670R107 21 1,191 SH DEFINED 18 1,191 - - CENVEO INC COM 15670S105 3 300 SH DEFINED 2 300 - - CENVEO INC COM 15670S105 3,410 393,800 SH DEFINED 3 393,800 - - CENVEO INC COM 15670S105 810 93,525 SH DEFINED 4 - - 93,525 CHANGYOU COM LTD ADS REP CL A 15911M107 34 1,100 SH DEFINED 3 1,100 - - CHANGYOU COM LTD ADS REP CL A 15911M107 3 100 SH DEFINED 5 100 - - CHANGYOU COM LTD ADS REP CL A 15911M107 7 237 SH DEFINED 18 237 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CHART INDS INC COM PAR $0.01 16115Q308 2 122 SH DEFINED 2 122 - - CHART INDS INC COM PAR $0.01 16115Q308 85 4,228 SH DEFINED 3 4,228 - - CHART INDS INC COM PAR $0.01 16115Q308 1,670 83,480 SH DEFINED 4 - 50,580 32,900 CHART INDS INC COM PAR $0.01 16115Q308 19 965 SH DEFINED 18 965 - - CHARTWELL DIVD & INCOME COM 16139P104 11 2,575 SH DEFINED 3 2,575 - - FD I CHEMED CORP NEW COM 16359R103 468 8,598 SH DEFINED 2 8,598 - - CHEMED CORP NEW COM 16359R103 407 7,476 SH DEFINED 3 7,476 - - CHEMED CORP NEW COM 16359R103 16 288 SH DEFINED 18 288 - - CHENIERE ENERGY PARTNERS COM UNIT 16411Q101 442 27,012 SH DEFINED 3 27,012 - - LP CHEROKEE INC DEL NEW COM 16444H102 7 380 SH DEFINED 380 - - CHIMERA INVT CORP COM 16934Q109 34 8,689 SH DEFINED 2 8,689 - - CHIMERA INVT CORP COM 16934Q109 1,336 343,478 SH DEFINED 3 339,978 - 3,500 CHIMERA INVT CORP COM 16934Q109 6 1,418 SH DEFINED 18 1,418 - - CHIMERA INVT CORP COM 16934Q109 5 1,334 SH DEFINED 1,334 - - CHINA AUTOMOTIVE SYS INC COM 16936R105 4 176 SH DEFINED 2 176 - - CHINA AUTOMOTIVE SYS INC COM 16936R105 9 392 SH DEFINED 3 392 - - CHINA BAK BATTERY INC COM 16936Y100 154 64,084 SH DEFINED 3 64,084 - - CHINA BAK BATTERY INC COM 16936Y100 182 75,500 SH DEFINED 15 75,500 - - CHINA AGRITECH INC COM NEW 16937A200 385 15,500 SH DEFINED 3 15,500 - - CHINA-BIOTICS INC COM 16937B109 536 29,908 SH DEFINED 3 29,908 - - CHINA ARCHITECTURAL ENGR COM 16937S102 1 1,000 SH DEFINED 3 1,000 - - INC CHINA DIGITAL TV HLDG CO SPONSORED ADR 16938G107 189 25,715 SH DEFINED 3 25,715 - - LTD CHINA FIRE & SEC GROUP COM 16938R103 38 2,903 SH DEFINED 2 2,903 - - INC CHINA FIRE & SEC GROUP COM 16938R103 251 19,378 SH DEFINED 3 19,378 - - INC CHINA ED ALLIANCE INC COM NEW 16938Y207 9 1,600 SH DEFINED 3 1,600 - - CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 104 1,447 SH DEFINED 2 1,447 - - CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 120 1,670 SH DEFINED 3 1,670 - - CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 1,521 21,120 SH DEFINED 5 21,120 - - CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 7 100 SH DEFINED 7 - 100 - CHINA HOUSING & LAND DEV COM 16939V103 10 2,700 SH DEFINED 3 2,700 - - INC CHINA NORTH EAST PETE COM 16941G102 14 1,600 SH DEFINED 3 1,600 - - HLDG L CHINA PRECISION STEEL INC COM 16941J106 8 3,836 SH DEFINED 3 3,836 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 503 10,454 SH DEFINED 2 10,454 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 422 8,777 SH DEFINED 3 8,777 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2,187 45,451 SH DEFINED 5 45,451 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2 42 SH DEFINED 7 - 42 - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 124 2,575 SH DEFINED 8 2,575 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 19 400 SH DEFINED 14 400 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 51 1,068 SH DEFINED 18 1,068 - - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 55 1,150 SH DEFINED 1,150 - - CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 34 410 SH DEFINED 3 410 - - CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 238 2,892 SH DEFINED 5 2,892 - - CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 51 625 SH DEFINED 8 625 - - CHINA SEC & SURVE TECH COM 16942J105 19 2,440 SH DEFINED 3 2,440 - - INC CHINA NEPSTAR CHAIN SPONSORED ADR 16943C109 7 1,000 SH DEFINED 3 1,000 - - DRUGSTOR CHINA GREEN AGRICULTURE COM 16943W105 18 1,300 SH DEFINED 3 1,300 - - INC CHINA INFORMATION SEC COM 16944F101 137 26,924 SH DEFINED 3 26,924 - - TECH I CHINAEDU CORP SPONS ADR 16945L107 2 247 SH DEFINED 3 247 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CHINA UNICOM (HONG KONG) SPONSORED ADR 16945R104 751 67,381 SH DEFINED 2 67,381 - - LTD CHINA UNICOM (HONG KONG) SPONSORED ADR 16945R104 14 1,300 SH DEFINED 3 1,300 - - LTD CHINA UNICOM (HONG KONG) SPONSORED ADR 16945R104 6 515 SH DEFINED 5 515 - - LTD CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 112 5,769 SH DEFINED 3 5,769 - - CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 12 636 SH DEFINED 7 - 636 - CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 15,342 789,607 SH OTHER S;6 789,607 - - CIBER INC COM 17163B102 288 77,000 SH DEFINED 4 - - 77,000 CINEMARK HOLDINGS INC COM 17243V102 119 6,490 SH DEFINED 3 6,490 - - CINEMARK HOLDINGS INC COM 17243V102 7 366 SH DEFINED 18 366 - - CIRCOR INTL INC COM 17273K109 777 23,400 SH DEFINED 4 - - 23,400 CIRCOR INTL INC COM 17273K109 3 90 SH DEFINED 18 90 - - CISCO SYS INC COM 17275R102 109,834 4,219,500 SH DEFINED 1 4,219,500 - - CISCO SYS INC COM 17275R102 86,109 3,308,074 SH DEFINED 2 3,308,074 - - CISCO SYS INC COM 17275R102 6,770 260,100 CALL DEFINED 3 260,100 - - CISCO SYS INC COM 17275R102 781 30,000 PUT DEFINED 3 30,000 - - CISCO SYS INC COM 17275R102 38,957 1,496,608 SH DEFINED 3 1,473,334 - 23,274 CISCO SYS INC COM 17275R102 2,666 102,438 SH DEFINED 4 - 91,128 11,310 CISCO SYS INC COM 17275R102 46,150 1,772,965 SH DEFINED 5 1,772,965 - - CISCO SYS INC COM 17275R102 80,707 3,100,531 SH DEFINED 6 3,100,531 - - CISCO SYS INC COM 17275R102 3,530 135,603 SH DEFINED 7 - 135,603 - CISCO SYS INC COM 17275R102 1,208 46,389 SH DEFINED 8 38,784 7,605 - CISCO SYS INC COM 17275R102 100 3,835 SH DEFINED 9 3,835 - - CISCO SYS INC COM 17275R102 2,276 87,429 SH DEFINED 10 87,429 - - CISCO SYS INC COM 17275R102 443 17,000 SH DEFINED 11 17,000 - - CISCO SYS INC COM 17275R102 1,601 61,507 SH DEFINED 14 61,507 - - CISCO SYS INC COM 17275R102 689 26,485 SH DEFINED 15 26,485 - - CISCO SYS INC COM 17275R102 264 10,135 SH DEFINED 16 10,135 - - CISCO SYS INC COM 17275R102 335 12,855 SH DEFINED 17 - - 12,855 CISCO SYS INC COM 17275R102 2,958 113,640 SH DEFINED 18 113,640 - - CISCO SYS INC COM 17275R102 16,196 622,220 SH DEFINED 5;1 622,220 - - CISCO SYS INC COM 17275R102 2,933 112,663 SH DEFINED 98,517 14,146 - CISCO SYS INC COM 17275R102 2,802 107,655 SH SOLE 107,655 - - CITI TRENDS INC COM 17306X102 323 9,949 SH DEFINED 3 9,949 - - CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 3,170 74,239 SH DEFINED 3 73,539 - 700 FD CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 1,448 33,903 SH DEFINED 5 33,903 - - FD CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 6,417 150,288 SH DEFINED 7 - 150,288 - FD CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 175 4,100 SH DEFINED 8 - 4,100 - FD CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 37 868 SH DEFINED 15 868 - - FD CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 137 3,200 SH DEFINED 17 - - 3,200 FD CLAYMORE EXCHANGE TRADED BNY BRI&C PTF 18383M100 74 1,725 SH DEFINED 1,725 - - FD CLAYMORE EXCHANGE TRADED SABRIENT INSID 18383M209 910 32,234 SH DEFINED 3 32,170 - 64 FD CLAYMORE EXCHANGE TRADED SABRIENT INSID 18383M209 539 19,095 SH DEFINED 5 19,095 - - FD CLAYMORE EXCHANGE TRADED SABRIENT STLTH 18383M308 1 37 SH DEFINED 3 37 - - FD CLAYMORE EXCHANGE TRADED ZACKS YLD HOG 18383M506 836 44,625 SH DEFINED 3 44,625 - - FD CLAYMORE EXCHANGE TRADED JAMES SB-1 ETF 18383M613 944 53,065 SH DEFINED 3 52,900 - 165 FD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CLAYMORE EXCHANGE TRADED MAC GLOB SOLAR 18383M621 872 101,820 SH DEFINED 3 101,820 - - FD CLAYMORE EXCHANGE TRADED MAC GLOB SOLAR 18383M621 14 1,600 SH DEFINED 5 1,600 - - FD CLAYMORE EXCHANGE TRADED MAC GLOB SOLAR 18383M621 73 8,490 SH DEFINED 8,490 - - FD CLAYMORE EXCHANGE TRADED FIXED INC ETF 18383M654 822 16,500 SH DEFINED 3 16,500 - - FD CLAYMORE EXCHANGE TRADED OCEAN TOMO PAT 18383M704 24 1,000 SH DEFINED 3 1,000 - - FD CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 362 19,655 SH DEFINED 3 19,655 - - CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 7 400 SH DEFINED 7 - 400 - CLAYMORE ETF TRUST 2 SWM CDN ENERGY 18383Q606 152 8,465 SH DEFINED 3 8,465 - - CLAYMORE ETF TRUST 2 ZACKS CTRY ROT 18383Q705 161 9,865 SH DEFINED 3 9,865 - - CLAYMORE ETF TRUST 2 ZACKS INTL YLD 18383Q804 185 10,343 SH DEFINED 3 10,343 - - CLAYMORE ETF TRUST 2 AIRLINE ETF 18383Q812 1,151 32,504 SH DEFINED 3 32,454 - 50 CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 1,620 110,448 SH DEFINED 3 109,648 - 800 CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 35 2,400 SH DEFINED 5 2,400 - - CLAYMORE ETF TRUST 2 DELTA GLOB ETF 18383Q820 382 26,012 SH DEFINED 14 26,012 - - CLAYMORE ETF TRUST 2 CLAY/BNY ETF 18383Q838 1,502 79,759 SH DEFINED 3 79,527 - 232 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 3,203 115,838 SH DEFINED 3 109,938 - 5,900 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 11 400 SH DEFINED 5 400 - - CLAYMORE ETF TRUST 2 BEACON GLB 18383Q879 88 4,744 SH DEFINED 3 4,744 - - TIMBR CLAYMORE ETF TRUST 2 BEACON GLB 18383Q879 37 2,000 SH DEFINED 5 2,000 - - TIMBR CLAYMORE DIVID & INCOME COM 18385J105 55 3,924 SH DEFINED 3 3,924 - - FD CLAYMORE/GUGGENHEIM STR COM SBI 18385X104 1,079 59,689 SH DEFINED 3 59,689 - - OPP CLEAR CHANNEL OUTDOOR CL A 18451C109 33 3,121 SH DEFINED 2 3,121 - - HLDGS CLEAR CHANNEL OUTDOOR CL A 18451C109 5 518 SH DEFINED 3 518 - - HLDGS CLEARWIRE CORP NEW CL A 18538Q105 197 27,471 SH DEFINED 2 27,471 - - CLEARWIRE CORP NEW CL A 18538Q105 236 32,922 SH DEFINED 3 32,922 - - CLEARWIRE CORP NEW CL A 18538Q105 197 27,500 SH DEFINED 15 27,500 - - CLEARWIRE CORP NEW RIGHT 18538Q139 28 153,767 SH DEFINED 3 153,767 - - 06/21/2010 CLEARWATER PAPER CORP COM 18538R103 103 2,091 SH DEFINED 3 1,806 - 285 CLIFFS NATURAL RESOURCES COM 18683K101 39,675 559,200 SH DEFINED 1 559,200 - - INC CLIFFS NATURAL RESOURCES COM 18683K101 4,844 68,279 SH DEFINED 2 68,279 - - INC CLIFFS NATURAL RESOURCES COM 18683K101 2,362 33,291 SH DEFINED 3 5,291 - 28,000 INC CLIFFS NATURAL RESOURCES COM 18683K101 73 1,026 SH DEFINED 5 1,026 - - INC CLIFFS NATURAL RESOURCES COM 18683K101 50 700 SH DEFINED 7 - 700 - INC CLIFFS NATURAL RESOURCES COM 18683K101 571 8,049 SH DEFINED 10 8,049 - - INC CLIFFS NATURAL RESOURCES COM 18683K101 56 785 SH DEFINED 17 - - 785 INC CLIFFS NATURAL RESOURCES COM 18683K101 134 1,891 SH DEFINED 18 1,891 - - INC CLIFFS NATURAL RESOURCES COM 18683K101 3 48 SH DEFINED 48 - - INC CLIFFS NATURAL RESOURCES COM 18683K101 111 1,570 SH SOLE 1,570 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CLOUD PEAK ENERGY INC COM 18911Q102 132 7,950 SH DEFINED 3 7,950 - - CLOUD PEAK ENERGY INC COM 18911Q102 17 1,000 SH DEFINED 5 1,000 - - CLOUGH GLOBAL ALLOCATION COM SHS BEN IN 18913Y103 56 3,487 SH DEFINED 3 3,487 - - FUN CLOUGH GLOBAL EQUITY FD COM 18914C100 297 20,722 SH DEFINED 3 20,722 - - CNINSURE INC SPONSORED ADR 18976M103 7 259 SH DEFINED 3 259 - - COBALT INTL ENERGY INC COM 19075F106 7 550 SH DEFINED 3 550 - - COCA COLA HELLENIC BTTLG SPONSORED ADR 1912EP104 2 59 SH DEFINED 2 59 - - CO COGENT COMM GROUP INC COM NEW 19239V302 43 4,158 SH DEFINED 2 4,158 - - COGENT INC COM 19239Y108 167 16,369 SH DEFINED 2 16,369 - - COGENT INC COM 19239Y108 16 1,565 SH DEFINED 3 1,565 - - COHEN & STEERS INC COM 19247A100 474 18,990 SH DEFINED 5 18,990 - - COHEN & STEERS INC COM 19247A100 10 410 SH DEFINED 18 410 - - COHEN & STEERS QUALITY COM 19247L106 255 35,744 SH DEFINED 3 35,744 - - RLTY COHEN & STEERS TOTAL COM 19247R103 48 4,270 SH DEFINED 3 4,270 - - RETURN COHEN & STEERS REIT & COM 19247X100 63 5,268 SH DEFINED 3 5,268 - - PFD IN COHEN & STEERS COM 19248A109 1,110 74,522 SH DEFINED 3 63,504 - 11,018 INFRASTRUCTUR COHEN & STEERS DIV MJRS COM 19248G106 140 12,568 SH DEFINED 3 12,568 - - FDIN COHEN & STEERS GLOBAL COM 19248M103 65 5,860 SH DEFINED 3 5,860 - - INC BL COHEN & STEERS CLOSED COM 19248P106 181 14,461 SH DEFINED 3 14,461 - - END OP COHEN & CO INC COM 19248U105 10 1,696 SH DEFINED 3 1,696 - - COINSTAR INC COM 19259P300 516 15,882 SH DEFINED 3 15,882 - - COINSTAR INC COM 19259P300 328 10,100 SH DEFINED 5 10,100 - - COLLECTIVE BRANDS INC COM 19421W100 91 3,992 SH DEFINED 2 3,992 - - COLLECTIVE BRANDS INC COM 19421W100 797 35,054 SH DEFINED 3 35,054 - - COLLECTIVE BRANDS INC COM 19421W100 6 250 SH DEFINED 18 250 - - COMCAST CORP NEW CL A 20030N101 28,476 1,512,279 SH DEFINED 2 1,512,279 - - COMCAST CORP NEW CL A 20030N101 6,974 370,353 SH DEFINED 3 362,785 - 7,568 COMCAST CORP NEW CL A 20030N101 15,679 832,685 SH DEFINED 4 - 352,445 480,240 COMCAST CORP NEW CL A 20030N101 802 42,579 SH DEFINED 5 42,579 - - COMCAST CORP NEW CL A 20030N101 36,609 1,944,188 SH DEFINED 6 1,944,188 - - COMCAST CORP NEW CL A 20030N101 565 30,003 SH DEFINED 7 - 30,003 - COMCAST CORP NEW CL A 20030N101 181 9,612 SH DEFINED 8 4,650 4,962 - COMCAST CORP NEW CL A 20030N101 28 1,470 SH DEFINED 14 1,470 - - COMCAST CORP NEW CL A 20030N101 176 9,328 SH DEFINED 15 9,328 - - COMCAST CORP NEW CL A 20030N101 203 10,802 SH DEFINED 18 10,802 - - COMCAST CORP NEW CL A 20030N101 9 501 SH DEFINED 501 - - COMCAST CORP NEW CL A 20030N101 34 1,825 SH SOLE 1,825 - - COMCAST CORP NEW CL A SPL 20030N200 22,455 1,249,597 SH DEFINED 3 1,248,002 - 1,595 COMCAST CORP NEW CL A SPL 20030N200 41 2,287 SH DEFINED 5 2,287 - - COMCAST CORP NEW CL A SPL 20030N200 43 2,375 SH DEFINED 6 2,375 - - COMCAST CORP NEW CL A SPL 20030N200 159 8,831 SH DEFINED 7 - 8,831 - COMCAST CORP NEW CL A SPL 20030N200 4 225 SH DEFINED 8 - 225 - COMCAST CORP NEW CL A SPL 20030N200 4 220 SH DEFINED 16 - 220 - COMCAST CORP NEW CL A SPL 20030N200 202 11,259 SH DEFINED 18 11,259 - - COMMAND SEC CORP COM 20050L100 319 121,326 SH DEFINED 3 121,326 - - COMPANHIA BRASILEIRA DE SPN ADR PFD 20440T201 196 2,915 SH DEFINED 2 2,915 - - DIST CL A COMPANHIA BRASILEIRA DE SPN ADR PFD 20440T201 57 850 SH DEFINED 3 850 - - DIST CL A COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 4,726 118,367 SH DEFINED 3 118,367 - - NACION
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 159 3,972 SH DEFINED 5 3,972 - - NACION COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 11 266 SH DEFINED 8 266 - - NACION COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 8 205 SH DEFINED 15 205 - - NACION COMPANHIA SIDERURGICA SPONSORED ADR 20440W105 6 157 SH DEFINED 16 157 - - NACION COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 255 6,931 SH DEFINED 3 6,931 - - BASI COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 22 600 SH DEFINED 7 - 600 - BASI COMPANHIA DE SANEAMENTO SPONSORED ADR 20441A102 83,369 2,265,461 SH OTHER S;6 2,265,461 - - BASI COMPANHIA PARANAENSE SPON ADR PFD 20441B407 593 28,967 SH DEFINED 2 28,967 - - ENERG C COMPANHIA PARANAENSE SPON ADR PFD 20441B407 781 38,145 SH DEFINED 3 38,145 - - ENERG C COMPANHIA PARANAENSE SPON ADR PFD 20441B407 10 505 SH DEFINED 5 505 - - ENERG C COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 3,121 34,050 SH DEFINED 1 34,050 - - AME COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 704 7,685 SH DEFINED 2 7,685 - - AME COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 4,782 52,176 SH DEFINED 3 52,176 - - AME COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 364 3,976 SH DEFINED 10 3,976 - - AME COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 5 50 SH DEFINED 15 50 - - AME COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 7 74 SH DEFINED 18 74 - - AME COMPANHIA DE BEBIDAS DAS SPON ADR PFD 20441W203 11 125 SH SOLE 125 - - AME COMPASS MINERALS INTL INC COM 20451N101 67 833 SH DEFINED 2 833 - - COMPASS MINERALS INTL INC COM 20451N101 452 5,630 SH DEFINED 3 5,630 - - COMPASS MINERALS INTL INC COM 20451N101 37 465 SH DEFINED 18 465 - - COMPASS DIVERSIFIED SH BEN INT 20451Q104 19 1,238 SH DEFINED 2 1,238 - - HOLDINGS COMPASS DIVERSIFIED SH BEN INT 20451Q104 1,828 119,802 SH DEFINED 3 119,802 - - HOLDINGS COMPASS DIVERSIFIED SH BEN INT 20451Q104 8,164 535,000 SH DEFINED 4 - 222,100 312,900 HOLDINGS COMPELLENT TECHNOLOGIES COM 20452A108 14 804 SH DEFINED 2 804 - - INC COMPELLENT TECHNOLOGIES COM 20452A108 49 2,800 SH DEFINED 3 2,800 - - INC COMPELLENT TECHNOLOGIES COM 20452A108 7 397 SH DEFINED 8 397 - - INC COMPUCREDIT HLDGS CORP COM 20478T107 10 2,000 SH DEFINED 3 2,000 - - COMPX INTERNATIONAL INC CL A 20563P101 360 40,000 SH DEFINED 4 - - 40,000 CONCHO RES INC COM 20605P101 32,155 638,500 SH DEFINED 1 638,500 - - CONCHO RES INC COM 20605P101 7,611 151,136 SH DEFINED 3 151,136 - - CONCHO RES INC COM 20605P101 6 117 SH DEFINED 5 117 - - CONCHO RES INC COM 20605P101 1 20 SH DEFINED 18 20 - - CONOCOPHILLIPS COM 20825C104 15,935 311,408 SH DEFINED 3 304,026 - 7,382 CONOCOPHILLIPS COM 20825C104 9,323 182,198 SH DEFINED 5 182,198 - - CONOCOPHILLIPS COM 20825C104 40,608 793,581 SH DEFINED 6 793,581 - - CONOCOPHILLIPS COM 20825C104 17 337 SH DEFINED 7 - 337 - CONOCOPHILLIPS COM 20825C104 276 5,390 SH DEFINED 8 5,247 143 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CONOCOPHILLIPS COM 20825C104 198 3,872 SH DEFINED 10 3,872 - - CONOCOPHILLIPS COM 20825C104 298 5,825 SH DEFINED 13 5,825 - - CONOCOPHILLIPS COM 20825C104 364 7,115 SH DEFINED 14 7,115 - - CONOCOPHILLIPS COM 20825C104 118 2,306 SH DEFINED 15 2,306 - - CONOCOPHILLIPS COM 20825C104 132 2,580 SH DEFINED 16 1,830 750 - CONOCOPHILLIPS COM 20825C104 909 17,772 SH DEFINED 18 17,772 - - CONOCOPHILLIPS COM 20825C104 506 9,885 SH DEFINED 3,672 6,213 - CONOCOPHILLIPS COM 20825C104 38,462 751,645 SH SOLE 751,645 - - CONSOL ENERGY INC COM 20854P109 6,295 147,559 SH DEFINED 2 147,559 - - CONSOL ENERGY INC COM 20854P109 294 6,888 SH DEFINED 3 6,888 - - CONSOL ENERGY INC COM 20854P109 1 25 SH DEFINED 5 25 - - CONSOL ENERGY INC COM 20854P109 68 1,592 SH DEFINED 18 1,592 - - CONSOL ENERGY INC COM 20854P109 166 3,899 SH DEFINED 1,413 - 2,486 CONSTELLATION BRANDS INC CL A 21036P108 1,784 108,500 SH DEFINED 1 108,500 - - CONSTELLATION BRANDS INC CL A 21036P108 1,458 88,715 SH DEFINED 2 88,715 - - CONSTELLATION BRANDS INC CL A 21036P108 617 37,503 SH DEFINED 3 37,503 - - CONSTELLATION BRANDS INC CL A 21036P108 587 35,709 SH DEFINED 5 35,709 - - CONSTELLATION BRANDS INC CL A 21036P108 10 600 SH DEFINED 8 600 - - CONSTELLATION BRANDS INC CL A 21036P108 58 3,498 SH DEFINED 18 3,498 - - CONSTELLATION BRANDS INC CL B 21036P207 9 563 SH DEFINED 2 563 - - CONTANGO OIL & GAS COM NEW 21075N204 297 5,800 SH DEFINED 2 5,800 - - COMPANY CONTANGO OIL & GAS COM NEW 21075N204 43 850 SH DEFINED 3 850 - - COMPANY CORNERSTONE THERAPEUTICS COM 21924P103 1 200 SH DEFINED 5 200 - - INC CORPORATE EXECUTIVE BRD COM 21988R102 166 6,260 SH DEFINED 3 6,260 - - CO CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 109 2,707 SH DEFINED 2 2,707 - - CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1,650 41,127 SH DEFINED 3 41,127 - - CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 23 585 SH DEFINED 18 585 - - CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 19 479 SH DEFINED 479 - - CORRECTIONS CORP AMER NEW COM NEW 22025Y407 826 41,578 SH DEFINED 2 41,578 - - CORRECTIONS CORP AMER NEW COM NEW 22025Y407 815 41,022 SH DEFINED 3 41,022 - - CORRECTIONS CORP AMER NEW COM NEW 22025Y407 14 683 SH DEFINED 18 683 - - CORRIENTE RES INC COM NEW 22027E409 23 2,900 SH DEFINED 2 2,900 - - CORRIENTE RES INC COM NEW 22027E409 2,455 305,000 SH DEFINED 5 305,000 - - COSI INC COM 22122P101 2 2,500 SH DEFINED 3 2,500 - - COSTCO WHSL CORP NEW COM 22160K105 31,348 525,000 SH DEFINED 1 525,000 - - COSTCO WHSL CORP NEW COM 22160K105 16,474 275,904 SH DEFINED 2 275,904 - - COSTCO WHSL CORP NEW COM 22160K105 12,737 213,321 SH DEFINED 3 212,121 - 1,200 COSTCO WHSL CORP NEW COM 22160K105 12,725 213,121 SH DEFINED 5 213,121 - - COSTCO WHSL CORP NEW COM 22160K105 343 5,750 SH DEFINED 8 5,750 - - COSTCO WHSL CORP NEW COM 22160K105 3,583 60,000 SH DEFINED 16 60,000 - - COSTCO WHSL CORP NEW COM 22160K105 335 5,611 SH DEFINED 18 5,611 - - COSTCO WHSL CORP NEW COM 22160K105 56 936 SH DEFINED 936 - - COSTAR GROUP INC COM 22160N109 89 2,155 SH DEFINED 2 2,155 - - COSTAR GROUP INC COM 22160N109 4 100 SH DEFINED 3 100 - - COSTAR GROUP INC COM 22160N109 5 120 SH DEFINED 18 120 - - COSTCO COMPANIES INC NOTE 22160QAC6 5 4,000 PRN DEFINED 3 4,000 - - COTT CORP QUE COM 22163N106 40 5,198 SH DEFINED 3 5,198 - - COTT CORP QUE COM 22163N106 8 1,000 CALL DEFINED 5 1,000 - - COTT CORP QUE COM 22163N106 8 1,000 PUT DEFINED 5 1,000 - - COTT CORP QUE COM 22163N106 17 2,212 SH DEFINED 5 2,212 - - COTT CORP QUE COM 22163N106 9 1,100 SH DEFINED 6 1,100 - - COVANTA HLDG CORP DBCV 1.000% 22282EAA0 4,716 5,000,000 PRN DEFINED 3 5,000,000 - - CRACKER BARREL OLD CTRY COM 22410J106 56 1,202 SH DEFINED 2 1,202 - - STOR CRACKER BARREL OLD CTRY COM 22410J106 202 4,357 SH DEFINED 3 4,357 - - STOR
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CRACKER BARREL OLD CTRY COM 22410J106 645 13,899 SH DEFINED 5 13,899 - - STOR CRACKER BARREL OLD CTRY COM 22410J106 13 278 SH DEFINED 8 278 - - STOR CRACKER BARREL OLD CTRY COM 22410J106 83 1,800 SH DEFINED 18 1,800 - - STOR CROSS TIMBERS RTY TR TR UNIT 22757R109 - 8 SH DEFINED 3 8 - - CROSSTEX ENERGY L P COM 22765U102 18 1,671 SH DEFINED 2 1,671 - - CROSSTEX ENERGY L P COM 22765U102 1,372 127,590 SH DEFINED 3 127,590 - - CROSSTEX ENERGY INC COM 22765Y104 149 17,169 SH DEFINED 3 17,169 - - CRYSTALLEX INTL CORP COM 22942F101 13 40,250 SH DEFINED 3 40,250 - - CRYSTALLEX INTL CORP COM 22942F101 30 90,358 SH DEFINED 5 90,358 - - CRYSTALLEX INTL CORP COM 22942F101 22 68,000 SH DEFINED 7 - 68,000 - CTRIP COM INTL LTD AMERICAN DEP 22943F100 3,022 77,100 SH DEFINED 1 77,100 - - SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 13 324 SH DEFINED 2 324 - - SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 40 1,014 SH DEFINED 3 1,014 - - SHS CTRIP COM INTL LTD AMERICAN DEP 22943F100 143 3,640 SH DEFINED 5 3,640 - - SHS CURRENCYSHS BRIT POUND BRIT POUND STE 23129S106 120 791 SH DEFINED 10 791 - - STER CURRENCYSHARES AUSTRALIAN DOL 23129U101 2,689 29,220 SH DEFINED 3 29,220 - - AUSTRALIAN DL CURRENCYSHARES AUSTRALIAN DOL 23129U101 2,715 29,500 SH DEFINED 15 29,500 - - AUSTRALIAN DL CURRENCYSHARES SWISS SWISS FRANC SH 23129V109 1,120 11,866 SH DEFINED 3 11,866 - - FRANC T CURRENCYSHARES SWISS SWISS FRANC SH 23129V109 79 835 SH DEFINED 13 835 - - FRANC T CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 2,138 21,799 SH DEFINED 3 21,799 - - CURRENCYSHS JAPANESE YEN JAPANESE YEN 23130A102 11 100 SH DEFINED 3 100 - - TR CURRENCYSHS JAPANESE YEN JAPANESE YEN 23130A102 44 418 SH DEFINED 13 418 - - TR CURRENCYSHS JAPANESE YEN JAPANESE YEN 23130A102 2,451 23,115 SH DEFINED 15 23,115 - - TR CURRENCYSHARES EURO TR EURO SHS 23130C108 6,750 50,100 PUT DEFINED 3 50,100 - - CURRENCYSHARES EURO TR EURO SHS 23130C108 39 290 SH DEFINED 3 290 - - CURRENCYSHARES EURO TR EURO SHS 23130C108 5 37 SH DEFINED 8 37 - - CURRENCYSHARES EURO TR EURO SHS 23130C108 121 900 SH DEFINED 900 - - CURRENCYSHARES MEXICAN MEXICAN PES SH 23130H107 23 289 SH DEFINED 3 289 - - PESO CURRENCYSHARES RUSSIAN SHS 23130M106 7 200 SH DEFINED 3 200 - - RUBLE CYBERSOURCE CORP COM 23251J106 697 39,494 SH DEFINED 2 39,494 - - CYBERSOURCE CORP COM 23251J106 70 3,975 SH DEFINED 3 3,975 - - CYBERSOURCE CORP COM 23251J106 16,698 945,535 SH DEFINED 4 - 715,875 229,660 CYBERONICS INC COM 23251P102 286 14,902 SH DEFINED 2 14,902 - - CYBERONICS INC COM 23251P102 2,742 143,134 SH DEFINED 3 143,134 - - CYPRESS SHARPRIDGE INVTS COM 23281A307 2,394 178,900 SH DEFINED 4 - 75,400 103,500 INC CYTOKINETICS INC COM 23282W100 29 8,945 SH DEFINED 3 8,945 - - CYTORI THERAPEUTICS INC COM 23283K105 153 33,450 SH DEFINED 3 33,450 - - CYTORI THERAPEUTICS INC COM 23283K105 6 1,215 SH DEFINED 16 1,215 - - CYTORI THERAPEUTICS INC COM 23283K105 126 27,700 SH DEFINED 27,700 - - DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1,375 42,777 SH DEFINED 3 42,777 - - DCW TOTAL RETURN FD COM 23317C103 27 5,433 SH DEFINED 3 5,433 - - DNP SELECT INCOME FD COM 23325P104 2,306 248,762 SH DEFINED 3 248,762 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DNP SELECT INCOME FD COM 23325P104 38 4,132 SH DEFINED 18 4,132 - - DG FASTCHANNEL INC COM 23326R109 13,967 437,164 SH DEFINED 4 - 331,512 105,652 DG FASTCHANNEL INC COM 23326R109 4 124 SH DEFINED 5 124 - - DRI CORPORATION COM 23330F109 2 1,102 SH DEFINED 3 1,102 - - D R HORTON INC COM 23331A109 3,954 313,800 SH DEFINED 1 313,800 - - D R HORTON INC COM 23331A109 1,821 144,496 SH DEFINED 2 144,496 - - D R HORTON INC COM 23331A109 12,696 1,007,600 CALL DEFINED 3 1,007,600 - - D R HORTON INC COM 23331A109 8,820 700,000 PUT DEFINED 3 700,000 - - D R HORTON INC COM 23331A109 1,955 155,146 SH DEFINED 3 155,146 - - D R HORTON INC COM 23331A109 82 6,500 SH DEFINED 5 6,500 - - D R HORTON INC COM 23331A109 6 500 SH DEFINED 8 500 - - D R HORTON INC COM 23331A109 139 11,000 SH DEFINED 15 11,000 - - D R HORTON INC COM 23331A109 12 987 SH DEFINED 18 987 - - DST SYS INC DEL DBCV 4.125% 233326AB3 736 714,000 PRN DEFINED 3 714,000 - - 8/1 DTF TAX-FREE INCOME INC COM 23334J107 91 6,125 SH DEFINED 3 6,125 - - DSW INC CL A 23334L102 20 774 SH DEFINED 2 774 - - DSW INC CL A 23334L102 4 140 SH DEFINED 18 140 - - DTS INC COM 23335C101 11 323 SH DEFINED 3 323 - - DWS MULTI MKT INCOME TR SHS 23338L108 39 4,206 SH DEFINED 3 4,206 - - DWS MUN INCOME TR COM 23338M106 314 26,200 SH DEFINED 3 26,200 - - DWS GLOBAL HIGH INCOME FD COM 23338W104 104 14,020 SH DEFINED 3 14,020 - - DWS RREEF REAL ESTATE FD COM 23338X102 19 14,392 SH DEFINED 3 14,392 - - II DWS GLOBAL COMMODITIES COM 23338Y100 36 4,252 SH DEFINED 3 4,252 - - STK F DWS DREMAN VAL INCOME COM NEW 23339M204 787 60,770 SH DEFINED 3 60,770 - - EDGE F DWS DREMAN VAL INCOME COM NEW 23339M204 26 2,000 SH DEFINED 5 2,000 - - EDGE F DWS RREEF WORLD REAL EST COM NEW 23339T209 121 7,626 SH DEFINED 3 7,626 - - & T DANAHER CORP DEL NOTE 1/2 235851AF9 16 14,000 PRN DEFINED 3 14,000 - - DAVITA INC COM 23918K108 3,159 49,821 SH DEFINED 2 49,821 - - DAVITA INC COM 23918K108 264 4,159 SH DEFINED 3 4,159 - - DAVITA INC COM 23918K108 274 4,320 SH DEFINED 4 - 4,320 - DAVITA INC COM 23918K108 22 350 SH DEFINED 5 350 - - DAVITA INC COM 23918K108 240 3,790 SH DEFINED 7 - 3,790 - DAVITA INC COM 23918K108 11 175 SH DEFINED 8 - 175 - DAVITA INC COM 23918K108 81 1,276 SH DEFINED 10 1,276 - - DAVITA INC COM 23918K108 41 650 SH DEFINED 17 - - 650 DAVITA INC COM 23918K108 10 150 SH DEFINED 150 - - DAVITA INC COM 23918K108 1,012 15,957 SH SOLE 15,957 - - DAYSTAR TECHNOLOGIES INC COM 23962Q100 - 1,000 SH DEFINED 8 1,000 - - DEARBORN BANCORP INC COM 24242R108 - 132 SH DEFINED 3 132 - - DEL MONTE FOODS CO COM 24522P103 94 6,432 SH DEFINED 3 6,432 - - DEL MONTE FOODS CO COM 24522P103 478 32,743 SH DEFINED 5 32,743 - - DEL MONTE FOODS CO COM 24522P103 3 215 SH DEFINED 16 - 215 - DEL MONTE FOODS CO COM 24522P103 3 220 SH DEFINED 18 220 - - DELAWARE INV MN MUN INC COM 24610V103 177 13,918 SH DEFINED 3 13,918 - - FD I DELL INC COM 24702R101 14,565 969,703 SH DEFINED 2 969,703 - - DELL INC COM 24702R101 22,949 1,527,910 SH DEFINED 3 1,521,035 - 6,875 DELL INC COM 24702R101 9,475 630,850 SH DEFINED 5 630,850 - - DELL INC COM 24702R101 54,857 3,652,239 SH DEFINED 6 3,652,239 - - DELL INC COM 24702R101 111 7,420 SH DEFINED 7 - 7,420 - DELL INC COM 24702R101 163 10,820 SH DEFINED 8 9,700 1,120 - DELL INC COM 24702R101 249 16,606 SH DEFINED 10 16,606 - - DELL INC COM 24702R101 125 8,300 SH DEFINED 14 8,300 - - DELL INC COM 24702R101 93 6,220 SH DEFINED 16 5,050 1,170 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DELL INC COM 24702R101 24 1,600 SH DEFINED 17 - - 1,600 DELL INC COM 24702R101 190 12,680 SH DEFINED 18 12,680 - - DELL INC COM 24702R101 76 5,036 SH DEFINED 4,270 766 - DELL INC COM 24702R101 8 500 SH SOLE 500 - - DENDREON CORP COM 24823Q107 520 14,266 SH DEFINED 3 14,266 - - DENDREON CORP COM 24823Q107 44 1,200 SH DEFINED 5 1,200 - - DENNYS CORP COM 24869P104 19 5,000 SH DEFINED 3 5,000 - - DESARROLLADORA HOMEX S A SPONSORED ADR 25030W100 74 2,606 SH DEFINED 3 2,606 - - DE DESARROLLADORA HOMEX S A SPONSORED ADR 25030W100 5 165 SH DEFINED 18 165 - - DE DESARROLLADORA HOMEX S A SPONSORED ADR 25030W100 10 338 SH DEFINED 338 - - DE DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 224 8,250 SH DEFINED 3 8,250 - - DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 81 3,000 SH DEFINED 16 3,000 - - DEUTSCHE BK AG LONDON BRH MTLS DBL ETN38 25154K841 55 3,200 SH DEFINED 3 3,200 - - DEUTSCHE BK AG LONDON BRH PS CR OIL LG 25154K866 14 1,000 SH DEFINED 3 1,000 - - ETN DEVON ENERGY CORP NEW COM 25179M103 15,846 245,937 SH DEFINED 2 245,937 - - DEVON ENERGY CORP NEW COM 25179M103 9,127 141,655 SH DEFINED 3 140,205 - 1,450 DEVON ENERGY CORP NEW COM 25179M103 7,542 117,050 SH DEFINED 4 - 48,160 68,890 DEVON ENERGY CORP NEW COM 25179M103 896 13,911 SH DEFINED 5 13,911 - - DEVON ENERGY CORP NEW COM 25179M103 2,573 39,940 SH DEFINED 7 - 39,940 - DEVON ENERGY CORP NEW COM 25179M103 140 2,174 SH DEFINED 8 575 1,599 - DEVON ENERGY CORP NEW COM 25179M103 28 430 SH DEFINED 15 430 - - DEVON ENERGY CORP NEW COM 25179M103 86 1,338 SH DEFINED 16 1,338 - - DEVON ENERGY CORP NEW COM 25179M103 136 2,109 SH DEFINED 18 2,109 - - DEVON ENERGY CORP NEW COM 25179M103 2 25 SH DEFINED 5;1 25 - - DEVON ENERGY CORP NEW COM 25179M103 95 1,469 SH DEFINED 1,469 - - DIAGEO P L C SPON ADR NEW 25243Q205 2,106 31,220 SH DEFINED 3 31,220 - - DIAGEO P L C SPON ADR NEW 25243Q205 24,445 362,419 SH DEFINED 5 362,419 - - DIAGEO P L C SPON ADR NEW 25243Q205 5 75 SH DEFINED 7 - 75 - DIAGEO P L C SPON ADR NEW 25243Q205 783 11,616 SH DEFINED 8 11,616 - - DIAGEO P L C SPON ADR NEW 25243Q205 8 125 SH DEFINED 9 125 - - DIAGEO P L C SPON ADR NEW 25243Q205 67 1,000 SH DEFINED 15 1,000 - - DIAGEO P L C SPON ADR NEW 25243Q205 547 8,105 SH DEFINED 18 8,105 - - DIAGEO P L C SPON ADR NEW 25243Q205 241 3,566 SH DEFINED 550 3,016 - DIAGEO P L C SPON ADR NEW 25243Q205 3 45 SH SOLE 45 - - DIAMOND HILL FINL TRNDS COM 25264C101 50 5,375 SH DEFINED 3 5,375 - - FD I DIAMOND HILL INVESTMENT COM NEW 25264R207 34 500 SH DEFINED 3 500 - - GROU DIAMOND OFFSHORE COM 25271C102 2,226 25,060 SH DEFINED 2 25,060 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 4,440 49,991 SH DEFINED 3 49,991 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 1,415 15,937 SH DEFINED 5 15,937 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 9 103 SH DEFINED 8 103 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 533 6,000 SH DEFINED 13 6,000 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 240 2,700 SH DEFINED 15 2,700 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 338 3,803 SH DEFINED 18 3,803 - - DRILLING IN DIAMOND OFFSHORE COM 25271C102 129 1,456 SH DEFINED - - 1,456 DRILLING IN DIGITAL ANGEL CORP NEW COM NEW 25383A200 - 222 SH DEFINED 3 222 - - DIGITAL ANGEL CORP NEW COM NEW 25383A200 - 206 SH DEFINED 5 206 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DIGITAL RIV INC COM 25388B104 26 856 SH DEFINED 3 856 - - DIGITAL RIV INC COM 25388B104 12,169 401,626 SH DEFINED 4 - 319,216 82,410 DIGITALGLOBE INC COM NEW 25389M877 28 1,000 SH DEFINED 1,000 - - DIREXION SHS ETF TR DLY EMRGMKT 25459W300 26 200 SH DEFINED 3 200 - - BULL DIREXION SHS ETF TR DLY EMRGMKT 25459W300 181 1,372 SH DEFINED 13 1,372 - - BULL DIREXION SHS ETF TR DLY EMRGMKT 25459W300 225 1,700 SH DEFINED 16 1,700 - - BULL DIREXION SHS ETF TR DLY FIN BEAR 25459W490 1 100 SH DEFINED 3 100 - - NEW DIREXION SHS ETF TR DLY FIN BEAR 25459W490 71 5,260 SH DEFINED 13 5,260 - - NEW DIREXION SHS ETF TR DLY FIN BULL 25459W516 78 804 SH DEFINED 13 804 - - NEW DIREXION SHS ETF TR 30YR BEAR ETF 25459W532 112 1,700 SH DEFINED 3 - - 1,700 DIREXION SHS ETF TR DLY SMCAP 25459W839 5 630 SH DEFINED 3 630 - - BEAR3X DIREXION SHS ETF TR DLY SMCAP 25459W847 136 2,490 SH DEFINED 13 2,490 - - BULL3X DIREXION SHS ETF TR DLY ENRGY 25459W870 57 5,500 SH DEFINED 13 5,500 - - BEAR3X DIREXION SHS ETF TR DLY ENRGY 25459W888 78 2,000 SH DEFINED 16 2,000 - - BULL3X DISCOVERY COMMUNICATNS COM SER A 25470F104 4,591 135,864 SH DEFINED 2 135,864 - - NEW DISCOVERY COMMUNICATNS COM SER A 25470F104 146 4,320 SH DEFINED 3 4,320 - - NEW DISCOVERY COMMUNICATNS COM SER A 25470F104 166 4,920 SH DEFINED 16 4,920 - - NEW DISCOVERY COMMUNICATNS COM SER A 25470F104 57 1,682 SH DEFINED 18 1,682 - - NEW DISCOVERY COMMUNICATNS COM SER C 25470F302 340 11,564 SH DEFINED 2 11,564 - - NEW DISCOVERY COMMUNICATNS COM SER C 25470F302 166 5,647 SH DEFINED 3 5,647 - - NEW DISCOVERY COMMUNICATNS COM SER C 25470F302 145 4,920 SH DEFINED 16 4,920 - - NEW DISH NETWORK CORP CL A 25470M109 1,133 54,424 SH DEFINED 2 54,424 - - DISH NETWORK CORP CL A 25470M109 198 9,528 SH DEFINED 3 9,528 - - DISH NETWORK CORP CL A 25470M109 36 1,710 SH DEFINED 18 1,710 - - DIRECTV COM CL A 25490A101 1,014 30,000 SH DEFINED 1 30,000 - - DIRECTV COM CL A 25490A101 19,905 588,717 SH DEFINED 2 588,717 - - DIRECTV COM CL A 25490A101 4,727 139,798 SH DEFINED 3 139,048 - 750 DIRECTV COM CL A 25490A101 47 1,400 SH DEFINED 5 1,400 - - DIRECTV COM CL A 25490A101 786 23,245 SH DEFINED 7 - 23,245 - DIRECTV COM CL A 25490A101 20 578 SH DEFINED 8 53 525 - DIRECTV COM CL A 25490A101 272 8,042 SH DEFINED 10 8,042 - - DIRECTV COM CL A 25490A101 5 147 SH DEFINED 15 147 - - DIRECTV COM CL A 25490A101 665 19,683 SH DEFINED 16 19,683 - - DIRECTV COM CL A 25490A101 113 3,353 SH DEFINED 18 3,353 - - DIRECTV COM CL A 25490A101 6 170 SH DEFINED 5;1 170 - - DIRECTV COM CL A 25490A101 58 1,715 SH DEFINED 1,715 - - DIRECTV COM CL A 25490A101 107 3,165 SH SOLE 3,165 - - DOCUMENT SEC SYS INC COM 25614T101 - 1 SH DEFINED 5 1 - - DOLAN MEDIA CO COM 25659P402 12 1,080 SH DEFINED 2 1,080 - - DOLAN MEDIA CO COM 25659P402 96 8,800 SH DEFINED 3 8,800 - - DOLBY LABORATORIES INC COM 25659T107 135 2,304 SH DEFINED 3 1,604 - 700 DOLBY LABORATORIES INC COM 25659T107 1,041 17,740 SH DEFINED 4 - 2,900 14,840 DOLBY LABORATORIES INC COM 25659T107 12 208 SH DEFINED 16 208 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DOLBY LABORATORIES INC COM 25659T107 45 775 SH DEFINED 18 775 - - DOLBY LABORATORIES INC COM 25659T107 422 7,190 SH DEFINED - 7,190 - DOMINION RES BLACK UNITS BEN INT 25746Q108 6 456 SH DEFINED 3 456 - - WARRIOR T DOMINION RES INC VA NEW COM 25746U109 10,223 248,676 SH DEFINED 2 248,676 - - DOMINION RES INC VA NEW COM 25746U109 8,630 209,925 SH DEFINED 3 208,059 - 1,866 DOMINION RES INC VA NEW COM 25746U109 12,557 305,440 SH DEFINED 4 - 129,035 176,405 DOMINION RES INC VA NEW COM 25746U109 72 1,750 SH DEFINED 5 1,750 - - DOMINION RES INC VA NEW COM 25746U109 1,104 26,855 SH DEFINED 7 - 26,855 - DOMINION RES INC VA NEW COM 25746U109 23 550 SH DEFINED 8 - 550 - DOMINION RES INC VA NEW COM 25746U109 179 4,352 SH DEFINED 18 4,352 - - DOMINION RES INC VA NEW COM 25746U109 277 6,744 SH DEFINED 613 6,131 - DOMINOS PIZZA INC COM 25754A201 271 19,901 SH DEFINED 2 19,901 - - DOMINOS PIZZA INC COM 25754A201 38 2,762 SH DEFINED 3 2,762 - - DORAL FINL CORP COM NEW 25811P886 1 246 SH DEFINED 2 246 - - DORCHESTER MINERALS LP COM UNIT 25820R105 63 2,978 SH DEFINED 2 2,978 - - DORCHESTER MINERALS LP COM UNIT 25820R105 15 700 SH DEFINED 3 700 - - DOUGLAS EMMETT INC COM 25960P109 34 2,199 SH DEFINED 2 2,199 - - DOUGLAS EMMETT INC COM 25960P109 5 323 SH DEFINED 3 323 - - DRAGONWAVE INC COM 26144M103 200 21,673 SH DEFINED 3 21,673 - - DRAGONWAVE INC COM 26144M103 14 1,500 PUT DEFINED 5 1,500 - - DRAGONWAVE INC COM 26144M103 135 14,570 SH DEFINED 5 14,570 - - DRDGOLD LIMITED SPON ADR NEW 26152H301 248 50,660 SH DEFINED 3 50,660 - - DREAMWORKS ANIMATION SKG CL A 26153C103 991 25,160 SH DEFINED 2 25,160 - - INC DREAMWORKS ANIMATION SKG CL A 26153C103 1,569 39,813 SH DEFINED 3 39,612 - 201 INC DREAMWORKS ANIMATION SKG CL A 26153C103 63 1,600 SH DEFINED 5 1,600 - - INC DREAMWORKS ANIMATION SKG CL A 26153C103 6 144 SH DEFINED 18 144 - - INC DREAMWORKS ANIMATION SKG CL A 26153C103 5 134 SH DEFINED 134 - - INC DREW INDS INC COM NEW 26168L205 253 11,495 SH DEFINED 2 11,495 - - DREW INDS INC COM NEW 26168L205 77 3,493 SH DEFINED 3 3,493 - - DREW INDS INC COM NEW 26168L205 773 35,100 SH DEFINED 4 - 16,300 18,800 DREYFUS HIGH YIELD SH BEN INT 26200S101 9 1,971 SH DEFINED 3 1,971 - - STRATEGIE DREYFUS MUN INCOME INC COM 26201R102 93 10,400 SH DEFINED 3 10,400 - - DREYFUS STRATEGIC MUN BD COM 26202F107 624 76,113 SH DEFINED 3 76,113 - - FD DUFF & PHELPS UTIL CORP COM 26432K108 24 1,931 SH DEFINED 3 1,931 - - BD T DUFF & PHELPS CORP NEW CL A 26433B107 55 3,256 SH DEFINED 2 3,256 - - DUKE ENERGY CORP NEW COM 26441C105 4,875 298,730 SH DEFINED 2 298,730 - - DUKE ENERGY CORP NEW COM 26441C105 18,253 1,118,463 SH DEFINED 3 1,105,429 - 13,034 DUKE ENERGY CORP NEW COM 26441C105 1,971 120,766 SH DEFINED 5 120,766 - - DUKE ENERGY CORP NEW COM 26441C105 101 6,179 SH DEFINED 7 - 6,179 - DUKE ENERGY CORP NEW COM 26441C105 628 38,500 SH DEFINED 8 38,100 400 - DUKE ENERGY CORP NEW COM 26441C105 17 1,039 SH DEFINED 9 1,039 - - DUKE ENERGY CORP NEW COM 26441C105 95 5,800 SH DEFINED 15 5,800 - - DUKE ENERGY CORP NEW COM 26441C105 7 400 SH DEFINED 16 400 - - DUKE ENERGY CORP NEW COM 26441C105 82 5,000 SH DEFINED 17 - - 5,000 DUKE ENERGY CORP NEW COM 26441C105 829 50,788 SH DEFINED 18 50,788 - - DUKE ENERGY CORP NEW COM 26441C105 125 7,659 SH DEFINED 7,659 - - DUKE ENERGY CORP NEW COM 26441C105 3 200 SH SOLE 200 - - DYNAMEX INC COM 26784F103 3 186 SH DEFINED 18 186 - - DYNCORP INTL INC CL A 26817C101 130 11,355 SH DEFINED 2 11,355 - - DYNCORP INTL INC CL A 26817C101 1,135 98,800 SH DEFINED 3 98,800 - - DYNEGY INC DEL CL A 26817G102 374 297,158 SH DEFINED 3 297,158 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- DYNEGY INC DEL CL A 26817G102 1 1,000 SH DEFINED 5 1,000 - - DYNEGY INC DEL CL A 26817G102 3 2,525 SH DEFINED 16 - 2,525 - DYNEGY INC DEL CL A 26817G102 1 490 SH DEFINED 18 490 - - DYNEX CAP INC COM NEW 26817Q506 2 200 SH DEFINED 3 200 - - DYNEX CAP INC COM NEW 26817Q506 675 75,040 SH DEFINED 4 - - 75,040 EF JOHNSON TECHNOLOGIES COM 26843B101 123 131,000 SH DEFINED 4 - - 131,000 INC E HOUSE CHINA HLDGS LTD ADR 26852W103 245 12,864 SH DEFINED 3 12,864 - - EMS TECHNOLOGIES INC COM 26873N108 42 2,500 SH DEFINED 3 2,500 - - EMS TECHNOLOGIES INC COM 26873N108 6,911 416,326 SH DEFINED 4 - 128,426 287,900 ENI S P A SPONSORED ADR 26874R108 137 2,909 SH DEFINED 2 2,909 - - ENI S P A SPONSORED ADR 26874R108 284 6,044 SH DEFINED 3 6,044 - - ENI S P A SPONSORED ADR 26874R108 336 7,161 SH DEFINED 5 7,161 - - ENI S P A SPONSORED ADR 26874R108 4 80 SH DEFINED 7 - 80 - ENI S P A SPONSORED ADR 26874R108 5 110 SH DEFINED 8 110 - - ENI S P A SPONSORED ADR 26874R108 348 7,424 SH DEFINED 18 7,424 - - ENI S P A SPONSORED ADR 26874R108 7,286 155,258 SH DEFINED 5;1 155,258 - - ENI S P A SPONSORED ADR 26874R108 33 700 SH DEFINED 700 - - ENI S P A SPONSORED ADR 26874R108 2 50 SH SOLE 50 - - EOG RES INC COM 26875P101 7,444 80,100 SH DEFINED 1 80,100 - - EOG RES INC COM 26875P101 11,478 123,504 SH DEFINED 2 123,504 - - EOG RES INC COM 26875P101 8,658 93,158 SH DEFINED 3 93,158 - - EOG RES INC COM 26875P101 7 78 SH DEFINED 5 78 - - EOG RES INC COM 26875P101 2 22 SH DEFINED 7 - 22 - EOG RES INC COM 26875P101 106 1,142 SH DEFINED 10 1,142 - - EOG RES INC COM 26875P101 38 405 SH DEFINED 14 405 - - EOG RES INC COM 26875P101 2 20 SH DEFINED 16 - 20 - EOG RES INC COM 26875P101 108 1,165 SH DEFINED 17 - - 1,165 EOG RES INC COM 26875P101 367 3,945 SH DEFINED 18 3,945 - - EOG RES INC COM 26875P101 115 1,239 SH DEFINED 24 1,215 - EOG RES INC COM 26875P101 191 2,050 SH SOLE 2,050 - - ERP OPER LTD PARTNERSHIP NOTE 3.850% 26884AAV5 16,129 16,000,000 PRN DEFINED 3 16,000,000 - - EQT CORP COM 26884L109 4,724 115,222 SH DEFINED 2 115,222 - - EQT CORP COM 26884L109 1,174 28,642 SH DEFINED 3 28,557 - 85 EQT CORP COM 26884L109 354 8,630 SH DEFINED 4 - 8,630 - EQT CORP COM 26884L109 451 11,000 SH DEFINED 7 - 11,000 - EQT CORP COM 26884L109 9 215 SH DEFINED 8 - 215 - EQT CORP COM 26884L109 800 19,518 SH DEFINED 14 19,518 - - EQT CORP COM 26884L109 116 2,824 SH DEFINED 18 2,824 - - EQT CORP COM 26884L109 104 2,525 SH DEFINED 150 - 2,375 ETFS PLATINUM TR SH BEN INT 26922V101 84 510 SH DEFINED 3 510 - - ETFS PLATINUM TR SH BEN INT 26922V101 1,141 6,947 SH DEFINED 5 6,947 - - ETFS PLATINUM TR SH BEN INT 26922V101 7 42 SH DEFINED 8 42 - - ETFS SILVER TR SILVER SHS 26922X107 1,080 61,885 SH DEFINED 3 61,885 - - ETFS GOLD TR SHS 26922Y105 1,764 15,877 SH DEFINED 3 15,877 - - ETFS PALLADIUM TR SH BEN INT 26923A106 69 1,450 SH DEFINED 3 1,450 - - ETFS PALLADIUM TR SH BEN INT 26923A106 26 550 SH DEFINED 5 550 - - EV ENERGY PARTNERS LP COM UNITS 26926V107 1,075 33,692 SH DEFINED 3 32,862 - 830 EV ENERGY PARTNERS LP COM UNITS 26926V107 606 19,000 SH DEFINED 4 - - 19,000 EV3 INC COM 26928A200 43 2,700 SH DEFINED 1 2,700 - - EV3 INC COM 26928A200 17 1,080 SH DEFINED 2 1,080 - - EV3 INC COM 26928A200 107 6,725 SH DEFINED 3 6,725 - - EV3 INC COM 26928A200 9 569 SH DEFINED 18 569 - - EAGLE MATERIALS INC COM 26969P108 1,991 75,018 SH DEFINED 3 75,018 - - EAGLE ROCK ENERGY UNIT 26985R104 15 2,412 SH DEFINED 2 2,412 - - PARTNERS L EAGLE ROCK ENERGY UNIT 26985R104 2,386 381,109 SH DEFINED 3 381,109 - - PARTNERS L EAGLE ROCK ENERGY UNIT 26985R104 192 30,744 SH DEFINED 18 30,744 - - PARTNERS L
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- EAST WEST BANCORP INC COM 27579R104 56 3,229 SH DEFINED 2 3,229 - - EAST WEST BANCORP INC COM 27579R104 63 3,600 SH DEFINED 3 3,600 - - EATON VANCE MI MUNI SH BEN INT 27826D106 160 13,000 SH DEFINED 3 13,000 - - INCOME T EATON VANCE CA MUNI SH BEN INT 27826F101 93 7,550 SH DEFINED 3 7,550 - - INCOME T EATON VANCE SR INCOME TR SH BEN INT 27826S103 52 7,545 SH DEFINED 3 7,545 - - EATON VANCE PA MUNI SH BEN INT 27826T101 188 14,078 SH DEFINED 3 14,078 - - INCOME T EATON VANCE MUNI INCOME SH BEN INT 27826U108 203 16,244 SH DEFINED 3 16,244 - - TRUS EATON VANCE NJ MUNI SH BEN INT 27826V106 21 1,500 SH DEFINED 3 1,500 - - INCOME T EATON VANCE NY MUNI SH BEN INT 27826W104 152 11,000 SH DEFINED 3 11,000 - - INCOME T EATON VANCE INS MUN BD COM 27827K109 34 2,500 SH DEFINED 3 2,500 - - FD II EATON VANCE INS MUN BD FD COM 27827X101 173 13,411 SH DEFINED 3 13,411 - - EATON VANCE INS NY MUN COM 27827Y109 103 7,566 SH DEFINED 3 7,566 - - BD FD EATON VANCE INS CA MUN COM 27828A100 24 2,000 SH DEFINED 3 2,000 - - BD FD EATON VANCE INS CA MN BD COM 27828C106 12 1,000 SH DEFINED 3 1,000 - - FD EATON VANCE TAX ADVT DIV COM 27828G107 331 20,474 SH DEFINED 3 20,474 - - INC EATON VANCE LTD DUR COM 27828H105 1,981 124,503 SH DEFINED 3 124,503 - - INCOME F EATON VANCE TX MGD DIV COM 27828N102 1,188 89,310 SH DEFINED 3 89,310 - - EQ IN EATON VANCE TX MGD DIV COM 27828N102 107 8,075 SH DEFINED 18 8,075 - - EQ IN EATON VANCE SR FLTNG RTE COM 27828Q105 425 25,627 SH DEFINED 3 25,627 - - TR EATON VANCE TX ADV GLBL COM 27828S101 1,191 85,733 SH DEFINED 3 82,133 - 3,600 DIV EATON VANCE INS NY MN BD COM 27828T109 167 12,000 SH DEFINED 3 12,000 - - FD EATON VANCE TX ADV GLB COM 27828U106 895 43,901 SH DEFINED 3 43,901 - - DIV O EATON VANCE SH TM DR COM 27828V104 724 42,713 SH DEFINED 3 42,713 - - DIVR IN EATON VANCE INS PA MUN COM 27828W102 263 19,143 SH DEFINED 3 19,143 - - BD FD EATON VANCE TAX MNGED COM 27828X100 113 6,965 SH DEFINED 3 6,965 - - BUY WR EATON VANCE TX MNG BY COM 27828Y108 124 8,575 SH DEFINED 3 8,575 - - WRT OP EATON VANCE TXMGD GL COM 27829C105 323 24,107 SH DEFINED 3 24,107 - - BUYWR O EATON VANCE TXMGD GL COM 27829C105 133 9,900 SH DEFINED 18 9,900 - - BUYWR O EATON VANCE TAX MNG GBL COM 27829F108 1,507 124,796 SH DEFINED 3 124,796 - - DV E EATON VANCE TAX MNG GBL COM 27829F108 60 5,000 SH DEFINED 16 5,000 - - DV E EATON VANCE TAX MNG GBL COM 27829F108 101 8,370 SH DEFINED 18 8,370 - - DV E EATON VANCE RISK MNGD COM 27829G106 870 51,452 SH DEFINED 3 51,452 - - DIV EQ
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- EATON VANCE RISK MNGD COM 27829G106 51 3,000 SH DEFINED 18 3,000 - - DIV EQ ECHELON CORP COM 27874N105 4 400 SH DEFINED 3 400 - - ECHELON CORP COM 27874N105 4 420 SH DEFINED 18 420 - - EDUCATION RLTY TR INC COM 28140H104 82 14,276 SH DEFINED 2 14,276 - - EDUCATION RLTY TR INC COM 28140H104 2 400 SH DEFINED 3 400 - - EDUCATION MGMT CORP NEW COM 28140M103 132 6,021 SH DEFINED 3 6,021 - - EHEALTH INC COM 28238P109 215 13,639 SH DEFINED 2 13,639 - - EHEALTH INC COM 28238P109 169 10,730 SH DEFINED 14 10,730 - - EL PASO CORP COM 28336L109 8,130 750,000 SH DEFINED 1 750,000 - - EL PASO CORP COM 28336L109 4,836 446,087 SH DEFINED 2 446,087 - - EL PASO CORP COM 28336L109 14,801 1,365,400 PUT DEFINED 3 1,365,400 - - EL PASO CORP COM 28336L109 18,766 1,731,191 SH DEFINED 3 1,731,191 - - EL PASO CORP COM 28336L109 152 14,067 SH DEFINED 5 14,067 - - EL PASO CORP COM 28336L109 8 700 SH DEFINED 8 700 - - EL PASO CORP COM 28336L109 192 17,687 SH DEFINED 10 17,687 - - EL PASO CORP COM 28336L109 63 5,841 SH DEFINED 18 5,841 - - EL PASO CORP COM 28336L109 18 1,622 SH DEFINED 1,622 - - EL PASO CORP COM 28336L109 74 6,862 SH SOLE 6,862 - - ELIZABETH ARDEN INC COM 28660G106 21 1,172 SH DEFINED 2 1,172 - - ELIZABETH ARDEN INC COM 28660G106 990 55,000 SH DEFINED 4 - - 55,000 EMBRAER-EMPRESA SP ADR COM SHS 29081M102 88 3,652 SH DEFINED 2 3,652 - - BRASILEIRA D EMBRAER-EMPRESA SP ADR COM SHS 29081M102 1,167 48,719 SH DEFINED 3 48,719 - - BRASILEIRA D EMBRAER-EMPRESA SP ADR COM SHS 29081M102 1 43 SH DEFINED 5 43 - - BRASILEIRA D EMBRAER-EMPRESA SP ADR COM SHS 29081M102 1 47 SH DEFINED 15 47 - - BRASILEIRA D EMBRAER-EMPRESA SP ADR COM SHS 29081M102 33 1,365 SH DEFINED 16 1,365 - - BRASILEIRA D EMBRAER-EMPRESA SP ADR COM SHS 29081M102 9 370 SH DEFINED 18 370 - - BRASILEIRA D EMCOR GROUP INC COM 29084Q100 164 6,651 SH DEFINED 2 6,651 - - EMCOR GROUP INC COM 29084Q100 240 9,745 SH DEFINED 3 9,745 - - EMCOR GROUP INC COM 29084Q100 34 1,375 SH DEFINED 5 1,375 - - EMCOR GROUP INC COM 29084Q100 22 912 SH DEFINED 18 912 - - EMDEON INC CL A 29084T104 1 74 SH DEFINED 3 74 - - EMDEON INC CL A 29084T104 20 1,200 SH DEFINED 5 1,200 - - EMERGENT BIOSOLUTIONS INC COM 29089Q105 28 1,686 SH DEFINED 3 1,686 - - EMERGENCY MEDICAL SVCS CL A 29100P102 251 4,440 SH DEFINED 3 4,440 - - CORP EMERGENCY MEDICAL SVCS CL A 29100P102 2,591 45,820 SH DEFINED 4 - 22,520 23,300 CORP EMERGENCY MEDICAL SVCS CL A 29100P102 14 240 SH DEFINED 18 240 - - CORP EMPRESA NACIONAL DE SPONSORED ADR 29244T101 381 8,107 SH DEFINED 2 8,107 - - ELCTRCID EMPRESA NACIONAL DE SPONSORED ADR 29244T101 1,837 39,098 SH DEFINED 3 39,098 - - ELCTRCID ENBRIDGE INC COM 29250N105 616,289 12,906,584 SH DEFINED 1 12,906,584 - - ENBRIDGE INC COM 29250N105 673 14,104 SH DEFINED 3 14,104 - - ENBRIDGE INC COM 29250N105 783 16,400 CALL DEFINED 5 16,400 - - ENBRIDGE INC COM 29250N105 192,283 4,026,862 SH DEFINED 5 4,026,862 - - ENBRIDGE INC COM 29250N105 87,939 1,841,648 SH DEFINED 6 1,841,648 - - ENBRIDGE INC COM 29250N105 33,616 704,008 SH DEFINED 7 - 704,008 - ENBRIDGE INC COM 29250N105 6,470 135,507 SH DEFINED 8 92,942 42,565 - ENBRIDGE INC COM 29250N105 3,203 67,069 SH DEFINED 9 67,069 - - ENBRIDGE INC COM 29250N105 64 1,335 SH DEFINED 15 1,335 - - ENBRIDGE INC COM 29250N105 96 2,000 SH DEFINED 17 - - 2,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ENBRIDGE INC COM 29250N105 30 622 SH DEFINED 5;1 622 - - ENBRIDGE INC COM 29250N105 1,014 21,228 SH DEFINED 13,502 7,726 - ENBRIDGE INC COM 29250N105 716,359 15,002,293 SH SOLE 15,002,293 - - ENBRIDGE ENERGY PARTNERS COM 29250R106 2,239 44,280 SH DEFINED 2 44,280 - - L P ENBRIDGE ENERGY PARTNERS COM 29250R106 3,223 63,735 SH DEFINED 3 63,735 - - L P ENBRIDGE ENERGY PARTNERS COM 29250R106 1,620 32,035 SH DEFINED 5 32,035 - - L P ENBRIDGE ENERGY PARTNERS COM 29250R106 33 655 SH DEFINED 8 655 - - L P ENBRIDGE ENERGY PARTNERS COM 29250R106 21 415 SH DEFINED 15 415 - - L P ENBRIDGE ENERGY PARTNERS COM 29250R106 51 1,000 SH DEFINED 16 1,000 - - L P ENBRIDGE ENERGY PARTNERS COM 29250R106 44 869 SH DEFINED 869 - - L P ENBRIDGE ENERGY SHS UNITS LLI 29250X103 939 18,389 SH DEFINED 2 18,389 - - MANAGEMENT L ENBRIDGE ENERGY SHS UNITS LLI 29250X103 94 1,843 SH DEFINED 3 1,843 - - MANAGEMENT L ENBRIDGE ENERGY SHS UNITS LLI 29250X103 866 16,966 SH DEFINED 4 - - 16,966 MANAGEMENT L ENBRIDGE ENERGY SHS UNITS LLI 29250X103 3 65 SH DEFINED 18 65 - - MANAGEMENT L ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 402 20,137 SH DEFINED 2 20,137 - - ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 4,100 205,520 SH DEFINED 3 205,520 - - ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 60 3,000 SH DEFINED 18 3,000 - - ENCORIUM GROUP INC COM NEW 29257R208 1 212 SH DEFINED 3 212 - - ENDEAVOUR SILVER CORP COM 29258Y103 2,568 800,000 SH DEFINED 1 800,000 - - ENDEAVOUR SILVER CORP COM 29258Y103 6 2,000 SH DEFINED 3 2,000 - - ENDEAVOUR SILVER CORP COM 29258Y103 15 4,610 SH DEFINED 5 4,610 - - ENDEAVOUR SILVER CORP COM 29258Y103 3 1,075 SH DEFINED 8 1,075 - - ENDO PHARMACEUTICALS COM 29264F205 672 28,346 SH DEFINED 2 28,346 - - HLDGS I ENDO PHARMACEUTICALS COM 29264F205 863 36,416 SH DEFINED 3 36,416 - - HLDGS I ENDO PHARMACEUTICALS COM 29264F205 32 1,343 SH DEFINED 5 1,343 - - HLDGS I ENDO PHARMACEUTICALS COM 29264F205 1 23 SH DEFINED 15 23 - - HLDGS I ENERGEN CORP COM 29265N108 5,165 111,000 SH DEFINED 1 111,000 - - ENERGEN CORP COM 29265N108 58 1,236 SH DEFINED 2 1,236 - - ENERGEN CORP COM 29265N108 967 20,792 SH DEFINED 3 20,742 - 50 ENERGEN CORP COM 29265N108 2,075 44,600 SH DEFINED 4 - 22,000 22,600 ENERGEN CORP COM 29265N108 129 2,772 SH DEFINED 18 2,772 - - ENERGIZER HLDGS INC COM 29266R108 1,282 20,426 SH DEFINED 3 20,426 - - ENERGIZER HLDGS INC COM 29266R108 8 125 SH DEFINED 5 125 - - ENERGIZER HLDGS INC COM 29266R108 3 40 SH DEFINED 18 40 - - ENER1 INC COM NEW 29267A203 1 300 SH DEFINED 3 300 - - ENER1 INC COM NEW 29267A203 7 1,428 SH DEFINED 5 1,428 - - ENERGY RECOVERY INC COM 29270J100 330 52,350 SH DEFINED 3 52,350 - - ENERGY SVCS OF AMERICA *W EXP 29271Q111 11 24,000 SH DEFINED 3 24,000 - - CORP 08/29/201 ENERGY SVCS OF AMERICA UNIT 29271Q202 1,643 426,827 SH DEFINED 3 426,827 - - CORP 08/29/2011 ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 421 8,984 SH DEFINED 2 8,984 - - P ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 7,968 170,048 SH DEFINED 3 167,171 - 2,877 P
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 134 2,864 SH DEFINED 5 2,864 - - P ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 47 1,000 SH DEFINED 16 1,000 - - P ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 70 1,500 SH DEFINED 18 1,500 - - P ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 91 1,935 SH DEFINED 1,935 - - P ENERGY TRANSFER EQUITY L COM UT LTD PTN 29273V100 7,504 222,393 SH DEFINED 3 221,432 - 961 P ENERGY TRANSFER EQUITY L COM UT LTD PTN 29273V100 12 365 SH DEFINED 15 365 - - P ENERPLUS RES FD UNIT TR G NEW 29274D604 1,603 67,628 SH DEFINED 1 67,628 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 472 19,907 SH DEFINED 2 19,907 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 2,783 117,396 SH DEFINED 3 115,396 - 2,000 ENERPLUS RES FD UNIT TR G NEW 29274D604 8,334 351,483 SH DEFINED 5 351,483 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 1,556 65,615 SH DEFINED 6 65,615 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 240 10,102 SH DEFINED 7 - 10,102 - ENERPLUS RES FD UNIT TR G NEW 29274D604 95 4,000 SH DEFINED 8 4,000 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 59 2,500 SH DEFINED 9 2,500 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 143 6,030 SH DEFINED 15 6,030 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 36 1,500 SH DEFINED 18 1,500 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 19,892 838,968 SH SOLE 838,968 - - ENERSIS S A SPONSORED ADR 29274F104 2,968 148,470 SH DEFINED 1 148,470 - - ENERSIS S A SPONSORED ADR 29274F104 178 8,891 SH DEFINED 2 8,891 - - ENERSIS S A SPONSORED ADR 29274F104 1,562 78,133 SH DEFINED 3 78,133 - - ENERSYS COM 29275Y102 1 34 SH DEFINED 3 34 - - ENERSYS COM 29275Y102 11 450 SH DEFINED 18 450 - - ENHANCED S&P500 CV CALL COM 29332W107 143 17,265 SH DEFINED 3 17,265 - - FD I ENPRO INDS INC COM 29355X107 66 2,273 SH DEFINED 2 2,273 - - ENPRO INDS INC COM 29355X107 2 84 SH DEFINED 3 84 - - ENPRO INDS INC COM 29355X107 582 20,000 SH DEFINED 4 - - 20,000 ENSCO INTL PLC SPONSORED ADR 29358Q109 27,446 612,900 SH DEFINED 1 612,900 - - ENSCO INTL PLC SPONSORED ADR 29358Q109 111 2,479 SH DEFINED 2 2,479 - - ENSCO INTL PLC SPONSORED ADR 29358Q109 3,731 83,328 SH DEFINED 3 83,328 - - ENSCO INTL PLC SPONSORED ADR 29358Q109 17 382 SH DEFINED 5 382 - - ENSCO INTL PLC SPONSORED ADR 29358Q109 119 2,664 SH DEFINED 18 2,664 - - ENTEGRIS INC COM 29362U104 18 3,552 SH DEFINED 2 3,552 - - ENTEGRIS INC COM 29362U104 181 36,009 SH DEFINED 3 36,009 - - ENTERGY CORP NEW COM 29364G103 58,487 718,950 SH DEFINED 1 718,950 - - ENTERGY CORP NEW COM 29364G103 6,408 78,773 SH DEFINED 2 78,773 - - ENTERGY CORP NEW COM 29364G103 2,564 31,515 SH DEFINED 3 31,435 - 80 ENTERGY CORP NEW COM 29364G103 35 433 SH DEFINED 5 433 - - ENTERGY CORP NEW COM 29364G103 26 325 SH DEFINED 7 - 325 - ENTERGY CORP NEW COM 29364G103 1 15 SH DEFINED 8 - 15 - ENTERGY CORP NEW COM 29364G103 148 1,818 SH DEFINED 10 1,818 - - ENTERGY CORP NEW COM 29364G103 24 300 SH DEFINED 11 300 - - ENTERGY CORP NEW COM 29364G103 67 825 SH DEFINED 15 825 - - ENTERGY CORP NEW COM 29364G103 73 900 SH DEFINED 16 900 - - ENTERGY CORP NEW COM 29364G103 56 690 SH DEFINED 18 690 - - ENTERGY CORP NEW COM 29364G103 300 3,689 SH DEFINED 3,555 134 - ENTERGY CORP NEW COM 29364G103 7 90 SH SOLE 90 - - ENTEROMEDICS INC COM 29365M109 2 4,000 SH DEFINED 3 4,000 - - ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 80 1,950 SH DEFINED 3 1,950 - - ENTERRA ENERGY TR TR UNIT 29381P102 - 75 SH DEFINED 5 75 - - ENTREMED INC COM 29382F103 1 2,040 SH DEFINED 3 2,040 - - ENTREE GOLD INC COM 29383G100 5,739 1,985,912 SH DEFINED 5 1,985,912 - - ENTREE GOLD INC COM 29383G100 72 25,000 SH DEFINED 16 25,000 - - ENTROPIC COMMUNICATIONS COM 29384R105 154 30,300 SH DEFINED 1 30,300 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- EPICOR SOFTWARE CORP COM 29426L108 26 2,750 SH DEFINED 3 2,750 - - EPICOR SOFTWARE CORP NOTE 2.375% 29426LAA6 2,447 2,750,000 PRN DEFINED 3 2,750,000 - - EQUINIX INC COM NEW 29444U502 1,347 13,841 SH DEFINED 3 13,841 - - EQUINIX INC COM NEW 29444U502 3 30 SH DEFINED 18 30 - - EQUINIX INC COM NEW 29444U502 89 913 SH DEFINED 53 - 860 EQUITY LIFESTYLE PPTYS COM 29472R108 6 120 SH DEFINED 18 120 - - INC EQUITY RESIDENTIAL SH BEN INT 29476L107 3,698 94,464 SH DEFINED 2 94,464 - - EQUITY RESIDENTIAL SH BEN INT 29476L107 456 11,649 SH DEFINED 3 11,649 - - EQUITY RESIDENTIAL SH BEN INT 29476L107 39 984 SH DEFINED 18 984 - - EQUITY RESIDENTIAL SH BEN INT 29476L107 66 1,680 SH DEFINED 1,680 - - ERIE INDTY CO CL A 29530P102 46 1,071 SH DEFINED 3 1,071 - - ETABLISSEMENTS DELHAIZE SPONSORED ADR 29759W101 88 1,097 SH DEFINED 2 1,097 - - FRER ETABLISSEMENTS DELHAIZE SPONSORED ADR 29759W101 5 58 SH DEFINED 18 58 - - FRER EVANS BANCORP INC COM NEW 29911Q208 24 1,600 SH DEFINED 3 1,600 - - EVERCORE PARTNERS INC CLASS A 29977A105 49 1,637 SH DEFINED 2 1,637 - - EVERCORE PARTNERS INC CLASS A 29977A105 2,148 71,600 SH DEFINED 3 71,600 - - EVERGREEN INCOME COM SHS 30023Y105 5 542 SH DEFINED 3 542 - - ADVANTAGE F EVERGREEN ENERGY INC COM 30024B104 3 15,000 SH DEFINED 3 15,000 - - EVERGREEN GBL DIVID OPP COM 30024H101 371 35,786 SH DEFINED 3 35,786 - - FUND EVERGREEN INTL BALANCED COM 30024R109 38 2,685 SH DEFINED 3 2,685 - - INCO EVERGREEN MULTI SECT INC COM SHS 30024Y104 918 61,202 SH DEFINED 3 59,952 - 1,250 FUN EVERGREEN SOLAR INC COM 30033R108 2,102 1,860,609 SH DEFINED 3 1,860,609 - - EVERGREEN SOLAR INC COM 30033R108 - 100 SH DEFINED 5 100 - - EVERGREEN UTLS & HIGH COM 30034Q109 270 22,313 SH DEFINED 3 22,313 - - INCM F EVOLVING SYS INC COM NEW 30049R209 1 175 SH DEFINED 3 175 - - EXACT SCIENCES CORP COM 30063P105 55 12,400 SH DEFINED 1 12,400 - - EXACT SCIENCES CORP COM 30063P105 1 200 SH DEFINED 3 200 - - EXELON CORP COM 30161N101 4,063 92,749 SH DEFINED 2 92,749 - - EXELON CORP COM 30161N101 4,001 91,326 SH DEFINED 3 91,326 - - EXELON CORP COM 30161N101 298 6,811 SH DEFINED 5 6,811 - - EXELON CORP COM 30161N101 261 5,950 SH DEFINED 6 5,950 - - EXELON CORP COM 30161N101 94 2,147 SH DEFINED 7 - 2,147 - EXELON CORP COM 30161N101 71 1,625 SH DEFINED 8 1,625 - - EXELON CORP COM 30161N101 411 9,378 SH DEFINED 14 9,378 - - EXELON CORP COM 30161N101 103 2,350 SH DEFINED 15 2,350 - - EXELON CORP COM 30161N101 145 3,300 SH DEFINED 16 3,300 - - EXELON CORP COM 30161N101 1,231 28,095 SH DEFINED 18 28,095 - - EXELON CORP COM 30161N101 348 7,952 SH DEFINED 590 7,362 - EXELON CORP COM 30161N101 10,953 250,000 SH SOLE 250,000 - - EXELIXIS INC COM 30161Q104 59 9,796 SH DEFINED 2 9,796 - - EXPEDIA INC DEL COM 30212P105 2,520 101,000 SH DEFINED 1 101,000 - - EXPEDIA INC DEL COM 30212P105 2,774 111,166 SH DEFINED 2 111,166 - - EXPEDIA INC DEL COM 30212P105 324 12,975 SH DEFINED 3 12,975 - - EXPEDIA INC DEL COM 30212P105 372 14,896 SH DEFINED 5 14,896 - - EXPEDIA INC DEL COM 30212P105 13 515 SH DEFINED 18 515 - - EXPONENT INC COM 30214U102 4 134 SH DEFINED 18 134 - - EXPRESSJET HOLDINGS INC NOTE 11.250% 30218UAB4 2 2,000 PRN DEFINED 3 2,000 - - 8/0 EXTERRAN PARTNERS LP COM UNITS 30225N105 2,440 111,150 SH DEFINED 3 111,150 - - EXTERRAN HLDGS INC COM 30225X103 454 18,781 SH DEFINED 3 18,781 - - EXTERRAN HLDGS INC COM 30225X103 6 254 SH DEFINED 18 254 - - EXXON MOBIL CORP COM 30231G102 52,720 787,100 SH DEFINED 1 787,100 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- EXXON MOBIL CORP COM 30231G102 87,334 1,303,887 SH DEFINED 2 1,303,887 - - EXXON MOBIL CORP COM 30231G102 15,740 235,000 CALL DEFINED 3 235,000 - - EXXON MOBIL CORP COM 30231G102 13,396 200,000 PUT DEFINED 3 200,000 - - EXXON MOBIL CORP COM 30231G102 70,979 1,059,707 SH DEFINED 3 1,052,165 - 7,542 EXXON MOBIL CORP COM 30231G102 35,583 531,255 SH DEFINED 4 - 215,197 316,058 EXXON MOBIL CORP COM 30231G102 22,417 334,675 SH DEFINED 5 334,675 - - EXXON MOBIL CORP COM 30231G102 15,967 238,385 SH DEFINED 6 238,385 - - EXXON MOBIL CORP COM 30231G102 4,880 72,862 SH DEFINED 7 - 72,862 - EXXON MOBIL CORP COM 30231G102 2,066 30,849 SH DEFINED 8 27,279 3,570 - EXXON MOBIL CORP COM 30231G102 140 2,083 SH DEFINED 9 2,083 - - EXXON MOBIL CORP COM 30231G102 443 6,621 SH DEFINED 13 6,621 - - EXXON MOBIL CORP COM 30231G102 991 14,800 SH DEFINED 14 14,800 - - EXXON MOBIL CORP COM 30231G102 776 11,587 SH DEFINED 15 11,587 - - EXXON MOBIL CORP COM 30231G102 957 14,292 SH DEFINED 16 13,292 1,000 - EXXON MOBIL CORP COM 30231G102 48 720 SH DEFINED 17 - - 720 EXXON MOBIL CORP COM 30231G102 22,568 336,943 SH DEFINED 18 336,943 - - EXXON MOBIL CORP COM 30231G102 2,694 40,222 SH DEFINED 20,662 19,560 - EXXON MOBIL CORP COM 30231G102 53 795 SH SOLE 795 - - FBL FINL GROUP INC CL A 30239F106 4 158 SH DEFINED 3 158 - - FEI CO COM 30241L109 135 5,885 SH DEFINED 2 5,885 - - FEI CO COM 30241L109 4 194 SH DEFINED 3 194 - - FMC TECHNOLOGIES INC COM 30249U101 12,390 191,700 SH DEFINED 1 191,700 - - FMC TECHNOLOGIES INC COM 30249U101 1,459 22,575 SH DEFINED 2 22,575 - - FMC TECHNOLOGIES INC COM 30249U101 260 4,029 SH DEFINED 3 4,029 - - FMC TECHNOLOGIES INC COM 30249U101 518 8,018 SH DEFINED 5 8,018 - - FMC TECHNOLOGIES INC COM 30249U101 1,032 15,971 SH DEFINED 6 15,971 - - FMC TECHNOLOGIES INC COM 30249U101 12 188 SH DEFINED 8 188 - - FMC TECHNOLOGIES INC COM 30249U101 71 1,100 SH DEFINED 13 1,100 - - FMC TECHNOLOGIES INC COM 30249U101 323 4,997 SH DEFINED 18 4,997 - - FTI CONSULTING INC NOTE 3.750% 302941AB5 24,697 18,000,000 PRN DEFINED 3 18,000,000 - - FACET BIOTECH CORP SHS 30303Q103 189 7,000 SH DEFINED 3 7,000 - - FEDERATED PREM INTR MUN COM 31423M105 183 13,600 SH DEFINED 3 13,600 - - INC FEDERATED PREM INTR MUN COM 31423M105 32 2,400 SH DEFINED 18 2,400 - - INC FEDERATED PREM MUN INC FD COM 31423P108 107 7,200 SH DEFINED 3 7,200 - - FEDEX CORP COM 31428X106 42,612 456,230 SH DEFINED 1 456,230 - - FEDEX CORP COM 31428X106 15,451 165,430 SH DEFINED 2 165,430 - - FEDEX CORP COM 31428X106 1,951 20,893 SH DEFINED 3 20,193 - 700 FEDEX CORP COM 31428X106 180 1,925 SH DEFINED 4 - 1,925 - FEDEX CORP COM 31428X106 3,938 42,167 SH DEFINED 5 42,167 - - FEDEX CORP COM 31428X106 683 7,315 SH DEFINED 7 - 7,315 - FEDEX CORP COM 31428X106 291 3,115 SH DEFINED 8 2,910 205 - FEDEX CORP COM 31428X106 539 5,771 SH DEFINED 10 5,771 - - FEDEX CORP COM 31428X106 100 1,075 SH DEFINED 11 1,075 - - FEDEX CORP COM 31428X106 244 2,616 SH DEFINED 14 2,616 - - FEDEX CORP COM 31428X106 50 540 SH DEFINED 16 490 50 - FEDEX CORP COM 31428X106 23 250 SH DEFINED 17 - - 250 FEDEX CORP COM 31428X106 71 755 SH DEFINED 18 755 - - FEDEX CORP COM 31428X106 194 2,077 SH DEFINED 1,945 132 - FEDEX CORP COM 31428X106 25 270 SH SOLE 270 - - FELCOR LODGING TR INC COM 31430F101 23 4,000 SH DEFINED 3 4,000 - - FELCOR LODGING TR INC COM 31430F101 1 100 SH DEFINED 5 100 - - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 764 34,937 SH DEFINED 3 34,937 - - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 528 24,113 SH DEFINED 5 24,113 - - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 24 1,090 SH DEFINED 7 - 1,090 - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 29 1,344 SH DEFINED 18 1,344 - - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 - 13 SH DEFINED 13 - - FIDELITY NATL COM 31620M106 3,378 144,131 SH DEFINED 2 144,131 - - INFORMATION SV
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FIDELITY NATL COM 31620M106 1,284 54,760 SH DEFINED 3 54,760 - - INFORMATION SV FIDELITY NATL COM 31620M106 572 24,420 SH DEFINED 10 24,420 - - INFORMATION SV FIDELITY NATL COM 31620M106 25 1,067 SH DEFINED 1,067 - - INFORMATION SV FIDELITY NATIONAL CL A 31620R105 3,265 220,288 SH DEFINED 3 220,288 - - FINANCIAL FIDELITY NATIONAL CL A 31620R105 7 500 SH DEFINED 5 500 - - FINANCIAL FIDELITY NATIONAL CL A 31620R105 9 608 SH DEFINED 608 - - FINANCIAL FIDUCIARY CLAYMORE MLP COM 31647Q106 2,249 116,779 SH DEFINED 3 116,779 - - OPP F FIFTH STREET FINANCE CORP COM 31678A103 152 13,103 SH DEFINED 2 13,103 - - FIFTH STREET FINANCE CORP COM 31678A103 627 54,022 SH DEFINED 3 54,022 - - FIFTH STREET FINANCE CORP COM 31678A103 1 44 SH DEFINED 18 44 - - FINISAR CORP COM NEW 31787A507 281 17,950 SH DEFINED 1 17,950 - - FINISAR CORP COM NEW 31787A507 502 32,084 SH DEFINED 3 32,084 - - FIRST BANCORP INC ME COM 31866P102 199 12,485 SH DEFINED 3 12,485 - - FIRST CASH FINL SVCS INC COM 31942D107 493 22,835 SH DEFINED 2 22,835 - - FIRST CASH FINL SVCS INC COM 31942D107 1 32 SH DEFINED 18 32 - - FIRST CTZNS BANCSHARES CL A 31946M103 13 66 SH DEFINED 3 66 - - INC N FIRST DEFIANCE FINL CORP COM 32006W106 347 34,300 SH DEFINED 4 - - 34,300 FIRST FINL BANKSHARES COM 32020R109 1,418 27,502 SH DEFINED 2 27,502 - - FIRST FINL BANKSHARES COM 32020R109 1,611 31,249 SH DEFINED 3 31,249 - - FIRST INDUSTRIAL REALTY COM 32054K103 8 1,050 SH DEFINED 3 1,050 - - TRUS FIRST INDUSTRIAL REALTY COM 32054K103 450 58,000 SH DEFINED 4 - - 58,000 TRUS FIRST ISRAEL FD INC COM 32063L100 16 950 SH DEFINED 3 950 - - FIRST ISRAEL FD INC COM 32063L100 36 2,170 SH DEFINED 5 2,170 - - FIRST NIAGARA FINL GP INC COM 33582V108 633 44,490 SH DEFINED 2 44,490 - - FIRST NIAGARA FINL GP INC COM 33582V108 796 55,909 SH DEFINED 3 55,909 - - FIRST NIAGARA FINL GP INC COM 33582V108 6 400 SH DEFINED 5 400 - - FIRST OPPORTUNITY FD INC COM 33587T108 50 7,127 SH DEFINED 3 7,127 - - FIRST PACTRUST BANCORP COM 33589V101 367 47,200 SH DEFINED 4 - - 47,200 INC FIRST POTOMAC RLTY TR COM 33610F109 105 6,985 SH DEFINED 3 6,985 - - FIRST PL FINL CORP COM 33610T109 152 38,000 SH DEFINED 4 - - 38,000 FIRST TR DJS MICROCAP COM SHS ANNUAL 33718M105 76 3,997 SH DEFINED 3 3,997 - - INDEX FIRST TR/ABERDEEN EMERG COM 33731K102 401 21,169 SH DEFINED 3 11,169 - 10,000 OPT FIRST TR ACTIVE DIVID COM 33731L100 343 24,557 SH DEFINED 3 24,557 - - INCOME FIRST TR ISE CHINDIA COM 33733A102 2,003 90,529 SH DEFINED 3 84,554 - 5,975 INDEX F FIRST TR ISE WATER INDEX COM 33733B100 528 26,525 SH DEFINED 3 26,525 - - FD FIRST TR EXCHANGE TRADED NASDAQ 100 EX 33733E401 631 32,830 SH DEFINED 3 32,830 - - FD FIRST TRUST SPECIALTY COM BEN INTR 33733G109 39 5,561 SH DEFINED 3 3,561 - 2,000 FINANC FIRST TR FOUR CRNRS SR COM SHS 33733Q107 47 3,679 SH DEFINED 3 3,679 - - FLT R FIRST TR/FOUR CRNRS SR COM 33733U108 1,394 105,947 SH DEFINED 3 105,677 - 270 FLOAT FIRST TR S&P REIT INDEX COM 33734G108 1,085 84,245 SH DEFINED 3 84,245 - - FD
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FIRST TR VALUE LINE SHS 33734H106 110 7,813 SH DEFINED 3 7,813 - - DIVID IN FIRST TR ISE REVERE NAT COM 33734J102 4,113 237,356 SH DEFINED 3 237,203 - 153 GAS FIRST TR LRGE CP CORE COM SHS 33734K109 17 700 SH DEFINED 3 700 - - ALPHA FIRST TR EXCHANGE TRADED CONSUMR DISCRE 33734X101 728 42,846 SH DEFINED 3 42,846 - - FD FIRST TR EXCHANGE TRADED CONSUMR STAPLE 33734X119 517 26,441 SH DEFINED 3 26,441 - - FD FIRST TR EXCHANGE TRADED ENERGY ALPHADX 33734X127 1,074 61,891 SH DEFINED 3 61,891 - - FD FIRST TR EXCHANGE TRADED FINLS ALPHADEX 33734X135 726 53,433 SH DEFINED 3 53,433 - - FD FIRST TR EXCHANGE TRADED HLTH CARE ALPH 33734X143 645 27,081 SH DEFINED 3 27,081 - - FD FIRST TR EXCHANGE TRADED INDLS PROD DUR 33734X150 519 31,986 SH DEFINED 3 31,986 - - FD FIRST TR EXCHANGE TRADED MATERIALS ALPH 33734X168 428 20,609 SH DEFINED 3 20,609 - - FD FIRST TR EXCHANGE TRADED TECH ALPHADEX 33734X176 475 25,478 SH DEFINED 3 25,478 - - FD FIRST TR EXCHANGE TRADED UTILITIES ALPH 33734X184 983 64,232 SH DEFINED 3 64,232 - - FD FIRST TR EXCHANGE TRADED DJ GLBL DIVID 33734X200 2 80 SH DEFINED 3 80 - - FD FIRST TR SML CP CORE COM SHS 33734Y109 44 1,705 SH DEFINED 3 1,705 - - ALPHA F FIRST TR MID CAP CORE COM SHS 33735B108 83 2,910 SH DEFINED 3 2,910 - - ALPHAD FIRST TR MID CAP CORE COM SHS 33735B108 569 20,000 SH DEFINED 5 20,000 - - ALPHAD FIRST TR STRAT HGH INC COM 33735C106 115 27,466 SH DEFINED 3 23,466 - 4,000 FD II FIRST TR STRAT HGH INC COM 33735C106 1 132 SH DEFINED 5 132 - - FD II FIRST TR VALUE LINE 100 COM SHS 33735G107 18 1,580 SH DEFINED 3 1,580 - - ETF FIRST TR LRGE CAP VAL COM SHS 33735J101 1 43 SH DEFINED 3 43 - - OPP AL FIRST TR LRGE CAP GRWTH COM SHS 33735K108 1 42 SH DEFINED 3 42 - - OPP FIRST TR ISE GLB WIND COM SHS 33736G106 38 2,885 SH DEFINED 3 2,885 - - ENRG E FIRST TR ISE GLB WIND COM SHS 33736G106 5 400 SH DEFINED 5 400 - - ENRG E FIRST TR ISE GLOBAL ENGR COM 33736M103 564 14,003 SH DEFINED 3 14,003 - - & C FIRST TR FTSE COM 33736N101 473 14,830 SH DEFINED 3 14,830 - - EPRA/NAREIT DE FIRST TR EXCH TRADED FD NASDQ CLN EDGE 33737A108 65 2,100 SH DEFINED 3 2,100 - - II FIRST UTD CORP COM 33741H107 16 2,600 SH DEFINED 3 2,600 - - FIRSTBANK CORP MICH COM 33761G104 67 11,362 SH DEFINED 3 11,362 - - FIRSTSERVICE CORP SUB VTG SH 33761N109 46 2,001 SH DEFINED 5 2,001 - - FIRSTSERVICE CORP SUB VTG SH 33761N109 23 1,000 SH DEFINED 6 1,000 - - FIRSTCITY FINL CORP COM 33761X107 657 93,800 SH DEFINED 4 - - 93,800 FISHER SCIENTIFIC INTL NOTE 3.250 338032AX3 11 8,000 PRN DEFINED 3 8,000 - - INC FIVE STAR QUALITY CARE COM 33832D106 3 1,000 SH DEFINED 3 1,000 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FLOWSERVE CORP COM 34354P105 54,859 497,500 SH DEFINED 1 497,500 - - FLOWSERVE CORP COM 34354P105 1,358 12,312 SH DEFINED 2 12,312 - - FLOWSERVE CORP COM 34354P105 1,311 11,887 SH DEFINED 3 11,887 - - FLOWSERVE CORP COM 34354P105 904 8,200 SH DEFINED 4 - 1,300 6,900 FLOWSERVE CORP COM 34354P105 241 2,185 SH DEFINED 10 2,185 - - FLOWSERVE CORP COM 34354P105 141 1,282 SH DEFINED 18 1,282 - - FLOWSERVE CORP COM 34354P105 210 1,905 SH DEFINED 200 - 1,705 FLOWSERVE CORP COM 34354P105 96 870 SH SOLE 870 - - FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 15 833 SH DEFINED 5 833 - - FORTRESS INVESTMENT CL A 34958B106 1 200 SH DEFINED 3 200 - - GROUP LL FRANCE TELECOM SPONSORED ADR 35177Q105 369 15,376 SH DEFINED 2 15,376 - - FRANCE TELECOM SPONSORED ADR 35177Q105 44 1,822 SH DEFINED 3 1,822 - - FRANCE TELECOM SPONSORED ADR 35177Q105 44 1,811 SH DEFINED 5 1,811 - - FRANCE TELECOM SPONSORED ADR 35177Q105 12 500 SH DEFINED 7 - 500 - FRANCE TELECOM SPONSORED ADR 35177Q105 4 150 SH DEFINED 8 150 - - FRANCE TELECOM SPONSORED ADR 35177Q105 344 14,308 SH DEFINED 18 14,308 - - FRANCE TELECOM SPONSORED ADR 35177Q105 24 1,000 SH DEFINED 1,000 - - FRANKLIN TEMPLETON LTD COM 35472T101 70 5,196 SH DEFINED 3 5,196 - - DUR I FREEPORT-MCMORAN COPPER PFD CONV 35671D782 62,804 541,550 PRN DEFINED 3 541,550 - - & GO FREEPORT-MCMORAN COPPER PFD CONV 35671D782 165 1,425 PRN DEFINED 5 1,425 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 45,822 548,500 SH DEFINED 1 548,500 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 17,141 205,189 SH DEFINED 2 205,189 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 835 10,000 PUT DEFINED 3 10,000 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 17,643 211,192 SH DEFINED 3 209,656 - 1,536 & GO FREEPORT-MCMORAN COPPER COM 35671D857 6,445 77,145 SH DEFINED 4 - 34,940 42,205 & GO FREEPORT-MCMORAN COPPER COM 35671D857 7,577 90,696 SH DEFINED 5 90,696 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 25 300 SH DEFINED 6 300 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 1,904 22,792 SH DEFINED 7 - 22,792 - & GO FREEPORT-MCMORAN COPPER COM 35671D857 253 3,030 SH DEFINED 8 1,990 1,040 - & GO FREEPORT-MCMORAN COPPER COM 35671D857 183 2,190 SH DEFINED 13 2,190 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 17 200 SH DEFINED 14 200 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 69 830 SH DEFINED 15 830 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 14 173 SH DEFINED 16 173 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 111 1,334 SH DEFINED 18 1,334 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 3 35 SH DEFINED 5;1 35 - - & GO FREEPORT-MCMORAN COPPER COM 35671D857 219 2,623 SH DEFINED 108 2,515 - & GO FRONTEER DEV GROUP INC COM 35903Q106 6,180 1,200,000 SH DEFINED 1 1,200,000 - - FRONTEER DEV GROUP INC COM 35903Q106 8 1,500 SH DEFINED 3 1,500 - - FRONTEER DEV GROUP INC COM 35903Q106 11 2,080 SH DEFINED 5 2,080 - - FRONTEER DEV GROUP INC COM 35903Q106 8 1,650 SH DEFINED 15 1,650 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FRONTEER DEV GROUP INC COM 35903Q106 14 2,718 SH DEFINED 16 2,718 - - FRONTIER COMMUNICATIONS COM 35906A108 2,177 292,644 SH DEFINED 2 292,644 - - CORP FRONTIER COMMUNICATIONS COM 35906A108 3,101 416,817 SH DEFINED 3 415,423 - 1,394 CORP FRONTIER OIL CORP COM 35914P105 40 2,950 SH DEFINED 2 2,950 - - FRONTIER OIL CORP COM 35914P105 575 42,591 SH DEFINED 3 42,591 - - FRONTIER OIL CORP COM 35914P105 3 250 SH DEFINED 16 - 250 - FUELCELL ENERGY INC COM 35952H106 117 41,625 SH DEFINED 2 41,625 - - FUELCELL ENERGY INC COM 35952H106 218 77,241 SH DEFINED 3 77,241 - - FUELCELL ENERGY INC COM 35952H106 2 535 SH DEFINED 5 535 - - FUEL SYS SOLUTIONS INC COM 35952W103 1,329 41,595 SH DEFINED 3 41,595 - - FUEL SYS SOLUTIONS INC COM 35952W103 3 87 SH DEFINED 18 87 - - FUQI INTERNATIONAL INC COM NEW 36102A207 3 318 SH DEFINED 2 318 - - FUQI INTERNATIONAL INC COM NEW 36102A207 100 9,188 SH DEFINED 3 9,188 - - GEO GROUP INC COM 36159R103 2 100 SH DEFINED 3 100 - - G-III APPAREL GROUP LTD COM 36237H101 15 546 SH DEFINED 2 546 - - G-III APPAREL GROUP LTD COM 36237H101 54 1,977 SH DEFINED 3 1,977 - - GSI COMMERCE INC COM 36238G102 1,142 41,200 SH DEFINED 1 41,200 - - GSI COMMERCE INC COM 36238G102 18 650 SH DEFINED 5 650 - - GSI COMMERCE INC COM 36238G102 5 183 SH DEFINED 18 183 - - GTSI CORP COM 36238K103 133 24,000 SH DEFINED 4 - - 24,000 GABELLI UTIL TR COM 36240A101 47 6,000 SH DEFINED 3 6,000 - - GABELLI CONV & INCOME CONV SECS FD 36240B109 8 1,200 SH DEFINED 3 1,200 - - SECS F GABELLI DIVD & INCOME TR COM 36242H104 3,131 227,556 SH DEFINED 3 222,556 - 5,000 GABELLI DIVD & INCOME TR COM 36242H104 15 1,100 SH DEFINED 5 1,100 - - GABELLI DIVD & INCOME TR COM 36242H104 28 2,000 SH DEFINED 8 2,000 - - GABELLI GLOBL UTIL & COM SH BEN INT 36242L105 196 9,929 SH DEFINED 3 9,929 - - INCOME GABELLI GLB GLD NAT RES COM SHS BN INT 36244N109 523 29,686 SH DEFINED 3 29,686 - - & IN GABELLI GLOBAL DEAL FD COM SBI 36245G103 142 9,918 SH DEFINED 3 9,918 - - GABELLI HLTHCARE & SHS 36246K103 8 1,200 SH DEFINED 3 1,200 - - WELLNESS GAIAM INC CL A 36268Q103 6 751 SH DEFINED 3 751 - - GAIAM INC CL A 36268Q103 257 31,000 SH DEFINED 4 - - 31,000 GAMMON GOLD INC COM 36467T106 303 42,209 SH DEFINED 2 42,209 - - GAMMON GOLD INC COM 36467T106 101 14,030 SH DEFINED 3 14,030 - - GAMMON GOLD INC COM 36467T106 4 552 SH DEFINED 5 552 - - GAMESTOP CORP NEW CL A 36467W109 2,074 94,648 SH DEFINED 2 94,648 - - GAMESTOP CORP NEW CL A 36467W109 1,466 66,918 SH DEFINED 3 66,548 - 370 GAMESTOP CORP NEW CL A 36467W109 70 3,194 SH DEFINED 5 3,194 - - GAMESTOP CORP NEW CL A 36467W109 12,082 551,451 SH DEFINED 6 551,451 - - GAMESTOP CORP NEW CL A 36467W109 147 6,725 SH DEFINED 14 6,725 - - GAMESTOP CORP NEW CL A 36467W109 11 501 SH DEFINED 18 501 - - GEEKNET INC COM 36846Q104 - 200 SH DEFINED 3 200 - - GEN-PROBE INC NEW COM 36866T103 90 1,800 SH DEFINED 1 1,800 - - GEN-PROBE INC NEW COM 36866T103 1,015 20,292 SH DEFINED 3 18,292 - 2,000 GEN-PROBE INC NEW COM 36866T103 775 15,500 SH DEFINED 4 - 2,500 13,000 GEN-PROBE INC NEW COM 36866T103 1 14 SH DEFINED 14 - - GENERAL CABLE CORP DEL NOTE 369300AL2 4,825 5,000,000 PRN DEFINED 3 5,000,000 - - NEW 4.500%11/1 GENOPTIX INC COM 37243V100 45 1,258 SH DEFINED 3 1,258 - - GENOMIC HEALTH INC COM 37244C101 105 5,942 SH DEFINED 2 5,942 - - GENOMIC HEALTH INC COM 37244C101 2 130 SH DEFINED 3 130 - - GENTIVA HEALTH SERVICES COM 37247A102 265 9,369 SH DEFINED 2 9,369 - - INC GENTIVA HEALTH SERVICES COM 37247A102 67 2,367 SH DEFINED 3 2,367 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GENTIVA HEALTH SERVICES COM 37247A102 467 16,528 SH DEFINED 5 16,528 - - INC GENTIVA HEALTH SERVICES COM 37247A102 63 2,224 SH DEFINED 8 2,224 - - INC GENWORTH FINL INC COM CL A 37247D106 4,354 237,427 SH DEFINED 2 237,427 - - GENWORTH FINL INC COM CL A 37247D106 13,975 762,006 SH DEFINED 3 760,506 - 1,500 GENWORTH FINL INC COM CL A 37247D106 65 3,544 SH DEFINED 5 3,544 - - GENWORTH FINL INC COM CL A 37247D106 187 10,200 SH DEFINED 16 10,200 - - GENWORTH FINL INC COM CL A 37247D106 229 12,488 SH DEFINED 18 12,488 - - GEOMET INC DEL COM 37250U201 - 500 SH DEFINED 3 500 - - GEOEYE INC COM 37250W108 24 804 SH DEFINED 2 804 - - GEOEYE INC COM 37250W108 72 2,453 SH DEFINED 3 2,453 - - GEOEYE INC COM 37250W108 7 244 SH DEFINED 18 244 - - GERDAU AMERISTEEL CORP COM 37373P105 9,050 1,155,834 SH DEFINED 1 1,155,834 - - GERDAU AMERISTEEL CORP COM 37373P105 94 12,032 SH DEFINED 2 12,032 - - GERDAU AMERISTEEL CORP COM 37373P105 692 88,420 SH DEFINED 5 88,420 - - GERDAU AMERISTEEL CORP COM 37373P105 4,669 596,275 SH DEFINED 6 596,275 - - GERDAU AMERISTEEL CORP COM 37373P105 847 108,214 SH DEFINED 7 - 108,214 - GERDAU AMERISTEEL CORP COM 37373P105 20 2,500 SH DEFINED 8 2,000 500 - GERDAU AMERISTEEL CORP COM 37373P105 15 1,915 SH DEFINED 9 1,915 - - GERDAU AMERISTEEL CORP COM 37373P105 5 615 SH DEFINED 615 - - GILEAD SCIENCES INC NOTE 0.500 375558AG8 12,107 10,000,000 PRN DEFINED 3 10,000,000 - - GLACIER BANCORP INC NEW COM 37637Q105 39 2,577 SH DEFINED 5 2,577 - - GLACIER BANCORP INC NEW COM 37637Q105 11 700 SH DEFINED 16 700 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 876 22,754 SH DEFINED 2 22,754 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6,278 162,986 SH DEFINED 3 161,386 - 1,600 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5,762 149,594 SH DEFINED 5 149,594 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 188 4,873 SH DEFINED 7 - 4,873 - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 276 7,155 SH DEFINED 8 7,155 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 111 2,881 SH DEFINED 10 2,881 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 78 2,020 SH DEFINED 11 2,020 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 617,050 16,018,954 SH DEFINED 13 16,018,954 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 256 6,647 SH DEFINED 15 6,647 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 88 2,280 SH DEFINED 16 2,280 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 96 2,500 SH DEFINED 17 - - 2,500 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2,139 55,542 SH DEFINED 18 55,542 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 377 9,800 SH OTHER S;6 9,800 - - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 159 4,130 SH DEFINED 3,100 1,030 - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2 41 SH SOLE 41 - - GLG PARTNERS INC COM 37929X107 2 507 SH DEFINED 3 507 - - GLG PARTNERS INC COM 37929X107 27 8,840 SH DEFINED 13 8,840 - - GLOBAL HIGH INCOME FUND COM 37933G108 32 2,300 SH DEFINED 3 2,300 - - INC GLOBALSCAPE INC COM 37940G109 - 53 SH DEFINED 5 53 - - GLOBAL PMTS INC COM 37940X102 1,385 30,401 SH DEFINED 3 27,401 - 3,000 GLOBAL PMTS INC COM 37940X102 19,841 435,585 SH DEFINED 4 - 332,955 102,630 GLOBAL PMTS INC COM 37940X102 11 231 SH DEFINED 18 231 - - GLOBAL PARTNERS LP COM UNITS 37946R109 33 1,460 SH DEFINED 2 1,460 - - GLOBAL PARTNERS LP COM UNITS 37946R109 4,357 194,862 SH DEFINED 3 194,862 - - GLOBAL X FDS CHINA CONS ETF 37950E408 1,924 111,124 SH DEFINED 3 103,474 - 7,650 GLOBAL X FDS CHINA INDL ETF 37950E705 24 1,600 SH DEFINED 3 1,600 - - GLOBAL X FDS CHINA TECH ETF 37950E804 5 300 SH DEFINED 3 300 - - GLOBE SPECIALTY METALS COM 37954N206 11 1,000 SH DEFINED 3 1,000 - - INC GMX RES INC COM 38011M108 27 3,334 SH DEFINED 2 3,334 - - GMX RES INC COM 38011M108 22 2,629 SH DEFINED 3 2,629 - - GMX RES INC COM 38011M108 1 180 SH DEFINED 18 180 - - GOL LINHAS AEREAS INTLG SP ADR REP PFD 38045R107 1,002 80,900 SH DEFINED 3 80,900 - - S A GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1,892 149,906 SH DEFINED 3 149,906 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1,822 144,376 SH DEFINED 5 144,376 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 70 5,550 SH DEFINED 8 5,550 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 73 5,791 SH DEFINED 14 5,791 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 6 436 SH DEFINED 15 436 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 125 9,870 SH DEFINED 16 9,870 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 21 1,631 SH DEFINED 18 1,631 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 56 4,400 SH DEFINED 4,400 - - GOLD RESV INC CL A 38068N108 2 2,050 SH DEFINED 5 2,050 - - GOLDEN STAR RES LTD CDA COM 38119T104 3 800 SH DEFINED 3 800 - - GOLDEN STAR RES LTD CDA COM 38119T104 10 2,503 SH DEFINED 5 2,503 - - GOLDMAN SACHS GROUP INC COM 38141G104 96,836 567,521 SH DEFINED 1 567,521 - - GOLDMAN SACHS GROUP INC COM 38141G104 44,924 263,283 SH DEFINED 2 263,283 - - GOLDMAN SACHS GROUP INC COM 38141G104 256 1,500 CALL DEFINED 3 1,500 - - GOLDMAN SACHS GROUP INC COM 38141G104 10,238 60,000 PUT DEFINED 3 60,000 - - GOLDMAN SACHS GROUP INC COM 38141G104 41,408 242,680 SH DEFINED 3 242,297 - 383 GOLDMAN SACHS GROUP INC COM 38141G104 20,290 118,915 SH DEFINED 4 - 51,070 67,845 GOLDMAN SACHS GROUP INC COM 38141G104 27,710 162,400 SH DEFINED 5 162,400 - - GOLDMAN SACHS GROUP INC COM 38141G104 848 4,972 SH DEFINED 7 - 4,972 - GOLDMAN SACHS GROUP INC COM 38141G104 814 4,771 SH DEFINED 8 4,646 125 - GOLDMAN SACHS GROUP INC COM 38141G104 9 55 SH DEFINED 9 55 - - GOLDMAN SACHS GROUP INC COM 38141G104 250 1,467 SH DEFINED 10 1,467 - - GOLDMAN SACHS GROUP INC COM 38141G104 811 4,753 SH DEFINED 13 4,753 - - GOLDMAN SACHS GROUP INC COM 38141G104 7,293 42,742 SH DEFINED 14 42,742 - - GOLDMAN SACHS GROUP INC COM 38141G104 1,612 9,446 SH DEFINED 15 9,446 - - GOLDMAN SACHS GROUP INC COM 38141G104 377 2,210 SH DEFINED 16 2,210 - - GOLDMAN SACHS GROUP INC COM 38141G104 183 1,070 SH DEFINED 17 - - 1,070 GOLDMAN SACHS GROUP INC COM 38141G104 875 5,126 SH DEFINED 18 5,126 - - GOLDMAN SACHS GROUP INC COM 38141G104 4,041 23,685 SH DEFINED 5;1 23,685 - - GOLDMAN SACHS GROUP INC COM 38141G104 930 5,449 SH DEFINED 1,633 3,816 - GOLDMAN SACHS GROUP INC COM 38141G104 1,655 9,699 SH SOLE 9,699 - - GOLFSMITH INTL HOLDINGS COM 38168Y103 342 85,000 SH DEFINED 4 - - 85,000 INC GOOGLE INC CL A 38259P508 59,655 105,190 SH DEFINED 1 105,190 - - GOOGLE INC CL A 38259P508 79,160 139,583 SH DEFINED 2 139,583 - - GOOGLE INC CL A 38259P508 510 900 CALL DEFINED 3 900 - - GOOGLE INC CL A 38259P508 4,367 7,700 PUT DEFINED 3 7,700 - - GOOGLE INC CL A 38259P508 54,601 96,278 SH DEFINED 3 96,173 - 105 GOOGLE INC CL A 38259P508 1,269 2,237 SH DEFINED 4 - 2,017 220 GOOGLE INC CL A 38259P508 6,625 11,682 SH DEFINED 5 11,682 - - GOOGLE INC CL A 38259P508 276 487 SH DEFINED 7 - 487 - GOOGLE INC CL A 38259P508 140 246 SH DEFINED 8 236 10 - GOOGLE INC CL A 38259P508 492 868 SH DEFINED 10 868 - - GOOGLE INC CL A 38259P508 211 372 SH DEFINED 13 372 - - GOOGLE INC CL A 38259P508 60,566 106,795 SH DEFINED 14 106,795 - - GOOGLE INC CL A 38259P508 119 210 SH DEFINED 15 210 - - GOOGLE INC CL A 38259P508 62,907 110,923 SH DEFINED 16 110,923 - - GOOGLE INC CL A 38259P508 57 100 SH DEFINED 17 - - 100 GOOGLE INC CL A 38259P508 1,049 1,849 SH DEFINED 18 1,849 - - GOOGLE INC CL A 38259P508 30,729 54,185 SH DEFINED 53,383 802 - GOOGLE INC CL A 38259P508 1,393 2,456 SH SOLE 2,456 - - GOVERNMENT PPTYS INCOME COM SHS BEN 38376A103 827 31,801 SH DEFINED 3 31,697 - 104 TR INT GOVERNMENT PPTYS INCOME COM SHS BEN 38376A103 215 8,270 SH DEFINED 18 8,270 - - TR INT GRACE W R & CO DEL NEW COM 38388F108 329 11,854 SH DEFINED 2 11,854 - - GRACE W R & CO DEL NEW COM 38388F108 85 3,048 SH DEFINED 3 3,048 - - GRAN TIERRA ENERGY INC COM 38500T101 7,371 1,249,400 SH DEFINED 1 1,249,400 - - GRAN TIERRA ENERGY INC COM 38500T101 320 54,297 SH DEFINED 3 54,297 - - GRAN TIERRA ENERGY INC COM 38500T101 27 4,500 SH DEFINED 5 4,500 - - GREATBATCH INC COM 39153L106 6 290 SH DEFINED 3 290 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- GREATER CHINA FD INC COM 39167B102 431 35,643 SH DEFINED 3 35,643 - - GREATER CHINA FD INC COM 39167B102 731 60,389 SH DEFINED 5 60,389 - - GREATER CHINA FD INC COM 39167B102 8 700 SH DEFINED 8 700 - - GREATER CHINA FD INC COM 39167B102 61 5,000 SH DEFINED 14 5,000 - - GROUPE CGI INC CL A SUB VTG 39945C109 2,644 177,300 SH DEFINED 1 177,300 - - GROUPE CGI INC CL A SUB VTG 39945C109 10 700 SH DEFINED 3 700 - - GROUPE CGI INC CL A SUB VTG 39945C109 14,640 981,894 SH DEFINED 5 981,894 - - GROUPE CGI INC CL A SUB VTG 39945C109 62 4,175 SH DEFINED 6 4,175 - - GROUPE CGI INC CL A SUB VTG 39945C109 10,351 694,224 SH DEFINED 7 - 694,224 - GROUPE CGI INC CL A SUB VTG 39945C109 340 22,829 SH DEFINED 8 10,360 12,469 - GROUPE CGI INC CL A SUB VTG 39945C109 11 760 SH DEFINED 5;1 760 - - GROUPE CGI INC CL A SUB VTG 39945C109 21 1,435 SH DEFINED 1,435 - - GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 185 8,788 SH DEFINED 3 8,788 - - GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 141 6,694 SH DEFINED 5 6,694 - - GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 5 245 SH DEFINED 7 - 245 - GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 8 400 SH DEFINED 18 400 - - GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 9,965 474,050 SH DEFINED 5;1 474,050 - - GTX INC DEL COM 40052B108 138 41,066 SH DEFINED 2 41,066 - - GUANGSHEN RY LTD SPONSORED ADR 40065W107 84 4,191 SH DEFINED 2 4,191 - - GUANGSHEN RY LTD SPONSORED ADR 40065W107 8 400 SH DEFINED 3 400 - - GUARANTY BANCORP DEL COM 40075T102 172 108,000 SH DEFINED 4 - - 108,000 GUARANTY FED BANCSHARES COM 40108P101 1 100 SH DEFINED 3 100 - - INC GUARANTY FED BANCSHARES COM 40108P101 23 4,400 SH DEFINED 18 4,400 - - INC GULF RESOURCES INC COM PAR 40251W309 - 3 SH DEFINED 3 3 - - $0.0005 HCP INC COM 40414L109 2,771 83,958 SH DEFINED 2 83,958 - - HCP INC COM 40414L109 660 19,992 SH DEFINED 3 19,992 - - HCP INC COM 40414L109 5 166 SH DEFINED 5 166 - - HCP INC COM 40414L109 9 265 SH DEFINED 7 - 265 - HCP INC COM 40414L109 5 156 SH DEFINED 18 156 - - HCP INC COM 40414L109 5 165 SH DEFINED 165 - - HDFC BANK LTD ADR REPS 3 SHS 40415F101 5,506 39,500 SH DEFINED 1 39,500 - - HDFC BANK LTD ADR REPS 3 SHS 40415F101 1,982 14,216 SH DEFINED 3 14,216 - - HDFC BANK LTD ADR REPS 3 SHS 40415F101 249 1,788 SH DEFINED 5 1,788 - - HDFC BANK LTD ADR REPS 3 SHS 40415F101 27 196 SH DEFINED 18 196 - - HMS HLDGS CORP COM 40425J101 49 957 SH DEFINED 3 957 - - HMS HLDGS CORP COM 40425J101 1,072 21,032 SH DEFINED 4 - 5,200 15,832 HQ SUSTAINABLE MARITIM COM NEW 40426A208 29 4,900 SH DEFINED 3 4,900 - - IND I HRPT PPTYS TR COM SH BEN INT 40426W101 2,249 289,088 SH DEFINED 3 289,088 - - HRPT PPTYS TR PFD CONV D 40426W507 18,246 896,600 PRN DEFINED 3 896,600 - - HSBC USA INC S&P CTI ETN 23 4042EP602 169 20,000 SH DEFINED 3 20,000 - - HALOZYME THERAPEUTICS INC COM 40637H109 128 16,000 SH DEFINED 3 16,000 - - HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 385 29,562 SH DEFINED 3 29,562 - - HANCOCK JOHN PATRIOT COM SH BEN INT 41013T105 232 21,826 SH DEFINED 3 21,826 - - PREM II HANCOCK JOHN TAX-ADV DIV COM 41013V100 437 31,278 SH DEFINED 3 31,278 - - INC HANCOCK JOHN PFD INCOME SH BEN INT 41013W108 216 11,750 SH DEFINED 3 11,750 - - FD HANCOCK JOHN PFD INCOME COM 41013X106 654 36,050 SH DEFINED 3 36,050 - - FD I HANCOCK JOHN PFD INCOME COM 41021P103 1,624 100,554 SH DEFINED 3 100,554 - - FD I HANGER ORTHOPEDIC GROUP COM NEW 41043F208 158 8,691 SH DEFINED 2 8,691 - - INC HANGER ORTHOPEDIC GROUP COM NEW 41043F208 508 27,928 SH DEFINED 3 27,928 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HANGER ORTHOPEDIC GROUP COM NEW 41043F208 508 27,970 SH DEFINED 4 - - 27,970 INC HANGER ORTHOPEDIC GROUP COM NEW 41043F208 48 2,643 SH DEFINED 5 2,643 - - INC HARBIN ELECTRIC INC COM 41145W109 19 897 SH DEFINED 2 897 - - HARBIN ELECTRIC INC COM 41145W109 285 13,210 SH DEFINED 3 13,210 - - HARBIN ELECTRIC INC COM 41145W109 6 292 SH DEFINED 18 292 - - HARRY WINSTON DIAMOND COM 41587B100 4,930 500,000 SH DEFINED 1 500,000 - - CORP HARRY WINSTON DIAMOND COM 41587B100 20 2,000 SH DEFINED 3 2,000 - - CORP HARRY WINSTON DIAMOND COM 41587B100 256 26,000 CALL DEFINED 5 26,000 - - CORP HARRY WINSTON DIAMOND COM 41587B100 10 1,000 PUT DEFINED 5 1,000 - - CORP HARRY WINSTON DIAMOND COM 41587B100 58 5,925 SH DEFINED 5 5,925 - - CORP HARRY WINSTON DIAMOND COM 41587B100 5 500 SH DEFINED 7 - 500 - CORP HARVEST NATURAL COM 41754V103 738 98,000 SH DEFINED 4 - - 98,000 RESOURCES IN HASBRO INC DBCV 2.750 418056AN7 2 1,000 PRN DEFINED 3 1,000 - - HATTERAS FINL CORP COM 41902R103 120 4,647 SH DEFINED 2 4,647 - - HATTERAS FINL CORP COM 41902R103 3,656 141,869 SH DEFINED 3 141,869 - - HATTERAS FINL CORP COM 41902R103 161 6,241 SH DEFINED 5 6,241 - - HATTERAS FINL CORP COM 41902R103 4 144 SH DEFINED 18 144 - - HEADWATERS INC COM 42210P102 7 1,565 SH DEFINED 2 1,565 - - HEADWATERS INC COM 42210P102 39 8,600 SH DEFINED 3 8,600 - - HEADWATERS INC COM 42210P102 230 50,000 SH DEFINED 4 - - 50,000 HEADWATERS INC COM 42210P102 1 200 SH DEFINED 5 200 - - HEADWATERS INC COM 42210P102 2 381 SH DEFINED 18 381 - - HEALTH CARE REIT INC COM 42217K106 3,011 66,569 SH DEFINED 2 66,569 - - HEALTH CARE REIT INC COM 42217K106 1,260 27,849 SH DEFINED 3 27,849 - - HEALTH CARE REIT INC COM 42217K106 5 114 SH DEFINED 18 114 - - HEALTH CARE REIT INC COM 42217K106 7 155 SH DEFINED 155 - - HEALTH GRADES INC COM 42218Q102 6 1,000 SH DEFINED 16 1,000 - - HEALTH NET INC COM 42222G108 755 30,369 SH DEFINED 3 30,369 - - HEALTH NET INC COM 42222G108 354 14,217 SH DEFINED 5 14,217 - - HEALTH NET INC COM 42222G108 10 403 SH DEFINED 8 403 - - HEALTHTRONICS INC COM 42222L107 294 82,000 SH DEFINED 4 - - 82,000 HEALTHSPRING INC COM 42224N101 633 35,963 SH DEFINED 2 35,963 - - HEALTHSPRING INC COM 42224N101 14 806 SH DEFINED 3 806 - - HEARTLAND PMT SYS INC COM 42235N108 18 990 SH DEFINED 18 990 - - HELIOS STRATEGIC MTG COM 42327M109 9 1,313 SH DEFINED 3 1,313 - - INCOME HELIOS TOTAL RETURN FD COM 42327V109 358 63,912 SH DEFINED 3 63,912 - - INC HELIX ENERGY SOLUTIONS COM 42330P107 361 27,737 SH DEFINED 3 27,737 - - GRP I HERTZ GLOBAL HOLDINGS INC COM 42805T105 386 38,592 SH DEFINED 2 38,592 - - HERTZ GLOBAL HOLDINGS INC COM 42805T105 11 1,149 SH DEFINED 3 1,149 - - HERTZ GLOBAL HOLDINGS INC COM 42805T105 56 5,574 SH DEFINED 18 5,574 - - HERTZ GLOBAL HOLDINGS INC COM 42805T105 6 595 SH DEFINED 595 - - HESS CORP COM 42809H107 8,592 137,367 SH DEFINED 2 137,367 - - HESS CORP COM 42809H107 900 14,385 SH DEFINED 3 14,385 - - HESS CORP COM 42809H107 367 5,869 SH DEFINED 5 5,869 - - HESS CORP COM 42809H107 5,310 84,890 SH DEFINED 7 - 84,890 - HESS CORP COM 42809H107 180 2,880 SH DEFINED 8 - 2,880 - HESS CORP COM 42809H107 50 800 SH DEFINED 14 800 - - HESS CORP COM 42809H107 31 490 SH DEFINED 15 490 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- HESS CORP COM 42809H107 376 6,009 SH DEFINED 18 6,009 - - HESS CORP COM 42809H107 16 262 SH DEFINED 262 - - HEWITT ASSOCS INC COM 42822Q100 526 13,214 SH DEFINED 2 13,214 - - HEWITT ASSOCS INC COM 42822Q100 963 24,219 SH DEFINED 3 24,219 - - HEWITT ASSOCS INC COM 42822Q100 34 864 SH DEFINED 18 864 - - HI-TECH PHARMACAL INC COM 42840B101 153 6,901 SH DEFINED 2 6,901 - - HI-TECH PHARMACAL INC COM 42840B101 223 10,070 SH DEFINED 3 10,070 - - HIGHLAND CR STRATEGIES FD COM 43005Q107 8 1,022 SH DEFINED 3 1,022 - - HOLOGIC INC FRNT 436440AA9 4,509 5,000,000 PRN DEFINED 3 5,000,000 - - 2.000%12/1 HOME INNS & HOTELS MGMT SPON ADR 43713W107 24 732 SH DEFINED 3 732 - - INC HORIZON LINES INC COM 44044K101 544 100,000 SH DEFINED 3 100,000 - - HORIZON LINES INC COM 44044K101 62 11,400 SH DEFINED 5 11,400 - - HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,519 63,444 SH DEFINED 3 63,444 - - HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 10 400 SH DEFINED 5 400 - - HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 12 500 SH DEFINED 16 500 - - HOST HOTELS & RESORTS INC COM 44107P104 3,882 264,953 SH DEFINED 2 264,953 - - HOST HOTELS & RESORTS INC COM 44107P104 285 19,432 SH DEFINED 3 16,299 - 3,133 HOUSTON WIRE & CABLE CO COM 44244K109 66 5,720 SH DEFINED 3 5,720 - - HOUSTON WIRE & CABLE CO COM 44244K109 6,355 548,834 SH DEFINED 4 - 436,024 112,810 HUTCHISON TELECOMM INTL SPONSORED ADR 44841T107 366 89,796 SH SOLE 89,796 - - LTD IAC INTERACTIVECORP COM PAR $.001 44919P508 1,230 53,984 SH DEFINED 2 53,984 - - IAC INTERACTIVECORP COM PAR $.001 44919P508 3,795 166,584 SH DEFINED 3 165,509 - 1,075 IAC INTERACTIVECORP COM PAR $.001 44919P508 - 15 SH DEFINED 5 15 - - IAC INTERACTIVECORP COM PAR $.001 44919P508 3 150 SH DEFINED 8 150 - - ICU MED INC COM 44930G107 495 14,382 SH DEFINED 2 14,382 - - ICX TECHNOLOGIES INC COM 44934T105 251 36,000 SH DEFINED 3 36,000 - - IESI BFC LTD COM 44951D108 30,484 1,777,485 SH DEFINED 1 1,777,485 - - IESI BFC LTD COM 44951D108 1,029 60,000 CALL DEFINED 5 60,000 - - IESI BFC LTD COM 44951D108 1,988 115,935 SH DEFINED 5 115,935 - - IESI BFC LTD COM 44951D108 4,677 272,720 SH DEFINED 6 272,720 - - IESI BFC LTD COM 44951D108 1 86 SH DEFINED 7 - 86 - IESI BFC LTD COM 44951D108 12 675 SH DEFINED 8 675 - - IESI BFC LTD COM 44951D108 26 1,500 SH DEFINED 9 1,500 - - ING PRIME RATE TR SH BEN INT 44977W106 394 62,672 SH DEFINED 3 62,672 - - ING PRIME RATE TR SH BEN INT 44977W106 762 121,298 SH DEFINED 14 121,298 - - IPG PHOTONICS CORP COM 44980X109 403 27,239 SH DEFINED 2 27,239 - - ING CLARION GLB RE EST COM 44982G104 832 110,011 SH DEFINED 3 110,011 - - INCM ING CLARION GLB RE EST COM 44982G104 253 33,483 SH DEFINED 18 33,483 - - INCM ING CLARION GLB RE EST COM 44982G104 42 5,500 SH DEFINED 5,500 - - INCM ING GLBL ADV & PREM OPP COM 44982N109 572 38,574 SH DEFINED 3 38,574 - - FUND ING ASIA PAC HGH DIVID COM 44983J107 126 6,681 SH DEFINED 3 6,681 - - EQ IN ING ASIA PAC HGH DIVID COM 44983J107 13 669 SH DEFINED 5 669 - - EQ IN IPC THE HOSPITALIST CO COM 44984A105 7 204 SH DEFINED 18 204 - - INC ISTAR FINL INC COM 45031U101 1 143 SH DEFINED 2 143 - - ISTAR FINL INC COM 45031U101 2 395 SH DEFINED 3 395 - - ISTAR FINL INC COM 45031U101 15 3,337 SH DEFINED 5 3,337 - - ISTAR FINL INC COM 45031U101 4 800 SH DEFINED 16 800 - - ITT EDUCATIONAL SERVICES COM 45068B109 1,324 11,771 SH DEFINED 3 11,771 - - INC ITT EDUCATIONAL SERVICES COM 45068B109 495 4,403 SH DEFINED 10 4,403 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ITT EDUCATIONAL SERVICES COM 45068B109 4 33 SH DEFINED 18 33 - - INC ITT EDUCATIONAL SERVICES COM 45068B109 15 135 SH SOLE 135 - - INC IBERO-AMERICA FD INC COM 45082X103 5 800 SH DEFINED 3 800 - - ICON PUB LTD CO SPONSORED ADR 45103T107 531 20,100 SH DEFINED 3 20,100 - - ICON PUB LTD CO SPONSORED ADR 45103T107 48 1,824 SH DEFINED 5 1,824 - - ICON PUB LTD CO SPONSORED ADR 45103T107 3 100 SH DEFINED 8 100 - - ICICI BK LTD ADR 45104G104 13,878 325,000 PUT DEFINED 3 325,000 - - ICICI BK LTD ADR 45104G104 41,011 960,434 SH DEFINED 3 960,434 - - ICICI BK LTD ADR 45104G104 743 17,406 SH DEFINED 5 17,406 - - ICICI BK LTD ADR 45104G104 13 300 SH DEFINED 7 - 300 - ICICI BK LTD ADR 45104G104 33 780 SH DEFINED 8 780 - - ICICI BK LTD ADR 45104G104 18 417 SH DEFINED 18 417 - - ICICI BK LTD ADR 45104G104 672 15,730 SH OTHER S;6 15,730 - - IDENIX PHARMACEUTICALS COM 45166R204 6 2,000 SH DEFINED 5 2,000 - - INC IDEX CORP COM 45167R104 784 23,697 SH DEFINED 3 23,697 - - IDEXX LABS INC COM 45168D104 1,370 23,806 SH DEFINED 3 23,806 - - IDEXX LABS INC COM 45168D104 23,463 407,700 SH DEFINED 4 - 313,770 93,930 IFM INVTS LTD ADS 45172L100 211 30,100 SH DEFINED 3 30,100 - - ILLUMINA INC NOTE 0.625% 2/ 452327AB5 75,075 41,500,000 PRN DEFINED 3 41,500,000 - - IMATION CORP COM 45245A107 19 1,753 SH DEFINED 3 1,753 - - IMATION CORP COM 45245A107 11 1,000 SH DEFINED 16 1,000 - - IMMUNOGEN INC COM 45253H101 100 12,395 SH DEFINED 3 12,395 - - IMPAC MTG HLDGS INC COM NEW 45254P508 - 90 SH DEFINED 3 90 - - IMPAX LABORATORIES INC COM 45256B101 73 4,086 SH DEFINED 3 4,086 - - INCYTE CORP COM 45337C102 103 7,400 SH DEFINED 1 7,400 - - INCYTE CORP COM 45337C102 63 4,500 SH DEFINED 3 4,500 - - INCYTE CORP COM 45337C102 4 300 SH DEFINED 5 300 - - INERGY HLDGS L P COM 45661Q107 87 1,196 SH DEFINED 2 1,196 - - INERGY HLDGS L P COM 45661Q107 166 2,275 SH DEFINED 3 2,275 - - INFINITY PPTY & CAS CORP COM 45665Q103 10 215 SH DEFINED 3 215 - - INFINITY PPTY & CAS CORP COM 45665Q103 591 13,000 SH DEFINED 4 - - 13,000 INFINITY PPTY & CAS CORP COM 45665Q103 10 213 SH DEFINED 18 213 - - INFORMATICA CORP COM 45666Q102 4 156 SH DEFINED 18 156 - - INFINERA CORPORATION COM 45667G103 2 200 SH DEFINED 3 200 - - INFINERA CORPORATION COM 45667G103 383 45,000 SH DEFINED 14 45,000 - - INFINERA CORPORATION COM 45667G103 3 351 SH DEFINED 18 351 - - INFOGROUP INC COM 45670G108 146 18,688 SH DEFINED 3 18,688 - - INFOGROUP INC COM 45670G108 367 47,000 SH DEFINED 4 - - 47,000 INFORMATION SERVICES COM 45675Y104 41 12,058 SH DEFINED 3 12,058 - - GROUP I INFOSPACE INC COM PAR $.0001 45678T300 8 722 SH DEFINED 2 722 - - INFOSPACE INC COM PAR $.0001 45678T300 5 487 SH DEFINED 3 487 - - INFOSPACE INC COM PAR $.0001 45678T300 354 32,000 SH DEFINED 4 - - 32,000 INFOSPACE INC COM PAR $.0001 45678T300 7 600 SH DEFINED 5 600 - - INFOSPACE INC COM PAR $.0001 45678T300 2 170 SH DEFINED 16 170 - - ING INTL HIGH DIVD EQTY COM 45684Q100 28 2,145 SH DEFINED 3 2,145 - - INC ING INFRASTRUCTURE INDLS COM 45685U100 22 1,100 SH DEFINED 3 1,100 - - & M INGERSOLL-RAND GLOBAL NOTE 4.500 45687AAD4 73,955 37,070,000 PRN DEFINED 3 37,070,000 - - HLDG C INSIGHT ENTERPRISES INC COM 45765U103 819 57,000 SH DEFINED 4 - - 57,000 INSIGHT ENTERPRISES INC COM 45765U103 - 13 SH DEFINED 5 13 - - INSIGHT ENTERPRISES INC COM 45765U103 2 159 SH DEFINED 8 159 - - INNOSPEC INC COM 45768S105 716 63,000 SH DEFINED 4 - - 63,000 INNERWORKINGS INC COM 45773Y105 4 783 SH DEFINED 18 783 - - INNOPHOS HOLDINGS INC COM 45774N108 93 3,332 SH DEFINED 3 3,332 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- INSTEEL INDUSTRIES INC COM 45774W108 1,747 163,400 SH DEFINED 4 - 78,500 84,900 INSULET CORP COM 45784P101 18 1,185 SH DEFINED 2 1,185 - - INSULET CORP COM 45784P101 27 1,811 SH DEFINED 3 1,811 - - INSULET CORP COM 45784P101 60 3,986 SH DEFINED 16 3,986 - - INTEGRAL SYS INC MD COM 45810H107 3,269 339,492 SH DEFINED 4 - 250,842 88,650 INTEGRAMED AMER INC COM NEW 45810N302 28 3,182 SH DEFINED 3 3,182 - - INTEGRAMED AMER INC COM NEW 45810N302 179 20,313 SH DEFINED 4 - - 20,313 INTEGRATED SILICON COM 45812P107 231 21,927 SH DEFINED 3 21,927 - - SOLUTION INTEGRATED SILICON COM 45812P107 1,164 110,375 SH DEFINED 4 - - 110,375 SOLUTION INTEGRYS ENERGY GROUP INC COM 45822P105 2,315 48,858 SH DEFINED 2 48,858 - - INTEGRYS ENERGY GROUP INC COM 45822P105 1,055 22,262 SH DEFINED 3 22,262 - - INTEGRYS ENERGY GROUP INC COM 45822P105 18 385 SH DEFINED 5 385 - - INTEGRYS ENERGY GROUP INC COM 45822P105 7 153 SH DEFINED 18 153 - - INTEGRYS ENERGY GROUP INC COM 45822P105 4 85 SH DEFINED 85 - - INTERACTIVE INTELLIGENCE COM 45839M103 13 702 SH DEFINED 2 702 - - INC INTERACTIVE INTELLIGENCE COM 45839M103 3,230 172,800 SH DEFINED 4 - 48,800 124,000 INC INTERACTIVE DATA CORP COM 45840J107 7 222 SH DEFINED 3 222 - - INTERACTIVE BROKERS COM 45841N107 291 18,012 SH DEFINED 2 18,012 - - GROUP IN INTERACTIVE BROKERS COM 45841N107 2 108 SH DEFINED 3 108 - - GROUP IN INTERCONTINENTAL HTLS SPONS ADR NEW 45857P301 134 8,595 SH DEFINED 2 8,595 - - GRP PL INTERCONTINENTALEXCHANGE COM 45865V100 3,904 34,804 SH DEFINED 2 34,804 - - INC INTERCONTINENTALEXCHANGE COM 45865V100 364 3,242 SH DEFINED 3 3,102 - 140 INC INTERCONTINENTALEXCHANGE COM 45865V100 109 973 SH DEFINED 5 973 - - INC INTERCONTINENTALEXCHANGE COM 45865V100 29 257 SH DEFINED 13 257 - - INC INTERCONTINENTALEXCHANGE COM 45865V100 167 1,493 SH DEFINED 18 1,493 - - INC INTERCONTINENTALEXCHANGE COM 45865V100 1 7 SH DEFINED 7 - - INC INTERDIGITAL INC COM 45867G101 122 4,368 SH DEFINED 2 4,368 - - INTERDIGITAL INC COM 45867G101 326 11,704 SH DEFINED 3 11,704 - - INTERDIGITAL INC COM 45867G101 2,488 89,320 SH DEFINED 4 - 50,320 39,000 INTERDIGITAL INC COM 45867G101 6 200 SH DEFINED 5 200 - - INTERDIGITAL INC COM 45867G101 9 318 SH DEFINED 18 318 - - INTERMUNE INC COM 45884X103 3 74 SH DEFINED 2 74 - - INTERNAP NETWORK SVCS COM PAR $.001 45885A300 6 1,000 SH DEFINED 3 1,000 - - CORP INTERNAP NETWORK SVCS COM PAR $.001 45885A300 308 55,000 SH DEFINED 16 55,000 - - CORP INTERNATIONAL COAL GRP COM 45928H106 33 7,140 SH DEFINED 3 7,140 - - INC N INTERNATIONAL TOWER HILL COM 46051L104 5,526 959,400 SH DEFINED 1 959,400 - - MIN INTERNATIONAL TOWER HILL COM 46051L104 29 5,000 SH DEFINED 5 5,000 - - MIN INTERNET CAP GROUP INC COM NEW 46059C205 - 50 SH DEFINED 3 50 - - INTERNET CAP GROUP INC COM NEW 46059C205 27 3,250 SH DEFINED 14 3,250 - - INTERNET CAP GROUP INC COM NEW 46059C205 - 35 SH DEFINED 16 34 1 - INTERNET INFRASTRUCTR DEPOSTRY RCPT 46059V104 1 242 SH DEFINED 3 242 - - HOLDS
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 9 153 SH DEFINED 3 153 - - INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 2 25 SH DEFINED 5;1 25 - - INTERSIL CORP CL A 46069S109 808 54,837 SH DEFINED 2 54,837 - - INTERSIL CORP CL A 46069S109 533 36,153 SH DEFINED 3 36,153 - - INTERSIL CORP CL A 46069S109 5 310 SH DEFINED 16 310 - - INTERVAL LEISURE GROUP COM 46113M108 10 680 SH DEFINED 3 600 - 80 INC INTERVAL LEISURE GROUP COM 46113M108 - 6 SH DEFINED 5 6 - - INC INTERVAL LEISURE GROUP COM 46113M108 1 60 SH DEFINED 8 60 - - INC INTUITIVE SURGICAL INC COM NEW 46120E602 30,061 86,350 SH DEFINED 1 86,350 - - INTUITIVE SURGICAL INC COM NEW 46120E602 8,772 25,197 SH DEFINED 2 25,197 - - INTUITIVE SURGICAL INC COM NEW 46120E602 3,333 9,574 SH DEFINED 3 9,574 - - INTUITIVE SURGICAL INC COM NEW 46120E602 119 342 SH DEFINED 5 342 - - INTUITIVE SURGICAL INC COM NEW 46120E602 24 70 SH DEFINED 15 70 - - INTUITIVE SURGICAL INC COM NEW 46120E602 132 378 SH DEFINED 18 378 - - INTREPID POTASH INC COM 46121Y102 534 17,609 SH DEFINED 3 17,009 - 600 INTREPID POTASH INC COM 46121Y102 188 6,195 SH DEFINED 5 6,195 - - INTREPID POTASH INC COM 46121Y102 42 1,400 SH DEFINED 14 1,400 - - INTREPID POTASH INC COM 46121Y102 7 230 SH DEFINED 18 230 - - INVERNESS MED COM 46126P106 459 11,793 SH DEFINED 2 11,793 - - INNOVATIONS IN INVERNESS MED COM 46126P106 23 602 SH DEFINED 3 602 - - INNOVATIONS IN INVERNESS MED COM 46126P106 13 325 SH DEFINED 5 325 - - INNOVATIONS IN INVERNESS MED COM 46126P106 10 250 SH DEFINED 16 250 - - INNOVATIONS IN INVERNESS MED PFD CONV SER B 46126P304 1,761 6,595 PRN DEFINED 3 6,595 - - INNOVATIONS IN INVERNESS MED PFD CONV SER B 46126P304 774 2,899 PRN DEFINED 4 - - 2,899 INNOVATIONS IN INVERNESS MED PFD CONV SER B 46126P304 - 1 PRN SOLE 1 - - INNOVATIONS IN INVESCO MORTGAGE CAPITAL COM 46131B100 2,238 97,300 SH DEFINED 1 97,300 - - INC INVESTMENT TECHNOLOGY COM 46145F105 275 16,477 SH DEFINED 2 16,477 - - GRP NE INVESTMENT TECHNOLOGY COM 46145F105 5,893 353,071 SH DEFINED 4 - 268,301 84,770 GRP NE INVESTMENT TECHNOLOGY COM 46145F105 61 3,680 SH DEFINED 16 3,680 - - GRP NE INVESTORS BANCORP INC COM 46146P102 250 18,913 SH DEFINED 2 18,913 - - INVESTORS BANCORP INC COM 46146P102 26 2,000 SH DEFINED 3 2,000 - - IRELAND BK SPONSORED ADR 46267Q103 623 70,040 SH DEFINED 3 70,040 - - IRELAND BK SPONSORED ADR 46267Q103 9 1,000 SH DEFINED 5 1,000 - - IRIDIUM COMMUNICATIONS COM 46269C102 8 1,000 SH DEFINED 3 1,000 - - INC IRIS INTL INC COM 46270W105 5,387 527,623 SH DEFINED 4 - 419,543 108,080 ISHARES SILVER TRUST ISHARES 46428Q109 17,422 1,016,477 SH DEFINED 3 1,006,462 - 10,015 ISHARES SILVER TRUST ISHARES 46428Q109 1,599 93,262 SH DEFINED 5 93,262 - - ISHARES SILVER TRUST ISHARES 46428Q109 2,728 159,165 SH DEFINED 7 - 159,165 - ISHARES SILVER TRUST ISHARES 46428Q109 349 20,380 SH DEFINED 8 12,550 7,830 - ISHARES SILVER TRUST ISHARES 46428Q109 127 7,425 SH DEFINED 13 7,425 - - ISHARES SILVER TRUST ISHARES 46428Q109 3,962 231,170 SH DEFINED 14 231,170 - - ISHARES SILVER TRUST ISHARES 46428Q109 1,205 70,290 SH DEFINED 15 70,290 - - ISHARES SILVER TRUST ISHARES 46428Q109 34 2,000 SH DEFINED 16 2,000 - - ISHARES SILVER TRUST ISHARES 46428Q109 15 879 SH DEFINED 18 879 - - ISHARES SILVER TRUST ISHARES 46428Q109 245 14,300 SH DEFINED 14,300 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ISHARES SILVER TRUST ISHARES 46428Q109 236 13,742 SH SOLE 13,742 - - ISHARES S&P GSCI UNIT BEN INT 46428R107 264 8,476 SH DEFINED 3 8,476 - - COMMODITY I ISHARES S&P GSCI UNIT BEN INT 46428R107 19 611 SH DEFINED 5 611 - - COMMODITY I ISHARES S&P GSCI UNIT BEN INT 46428R107 156 5,000 SH DEFINED 13 5,000 - - COMMODITY I ISILON SYS INC COM 46432L104 1,111 129,200 SH DEFINED 1 129,200 - - ISILON SYS INC COM 46432L104 58 6,737 SH DEFINED 3 6,737 - - ISORAY INC COM 46489V104 7 5,000 SH DEFINED 3 5,000 - - IVANHOE MINES LTD COM 46579N103 34,241 1,966,732 SH DEFINED 1 1,966,732 - - IVANHOE MINES LTD COM 46579N103 21 1,200 SH DEFINED 2 1,200 - - IVANHOE MINES LTD COM 46579N103 11 610 SH DEFINED 3 610 - - IVANHOE MINES LTD COM 46579N103 10 600 CALL DEFINED 5 600 - - IVANHOE MINES LTD COM 46579N103 8,848 508,227 SH DEFINED 5 508,227 - - IVANHOE MINES LTD COM 46579N103 35 2,000 SH DEFINED 7 - 2,000 - IVANHOE MINES LTD COM 46579N103 1 80 SH DEFINED 15 80 - - IVANHOE MINES LTD COM 46579N103 23 1,338 SH DEFINED 18 1,338 - - IVANHOE MINES LTD COM 46579N103 8 437 SH DEFINED 437 - - J CREW GROUP INC COM 46612H402 629 13,698 SH DEFINED 3 13,698 - - J CREW GROUP INC COM 46612H402 12 255 SH DEFINED 5 255 - - J CREW GROUP INC COM 46612H402 88 1,912 SH DEFINED 18 1,912 - - J CREW GROUP INC COM 46612H402 4 89 SH DEFINED 89 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 909 72,600 SH DEFINED 1 72,600 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 678 54,139 SH DEFINED 2 54,139 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 248 19,839 SH DEFINED 3 19,839 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 31 2,499 SH DEFINED 5 2,499 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 54 4,298 SH DEFINED 7 - 4,298 - JDS UNIPHASE CORP COM PAR $0.001 46612J507 1 72 SH DEFINED 9 72 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 10 775 SH DEFINED 15 775 - - JDS UNIPHASE CORP COM PAR $0.001 46612J507 51 4,090 SH DEFINED 16 4,090 - - JDA SOFTWARE GROUP INC COM 46612K108 481 17,300 SH DEFINED 2 17,300 - - JDA SOFTWARE GROUP INC COM 46612K108 810 29,100 SH DEFINED 3 29,100 - - JDA SOFTWARE GROUP INC COM 46612K108 6 198 SH DEFINED 18 198 - - JPMORGAN CHASE & CO COM 46625H100 175,092 3,912,670 SH DEFINED 1 3,912,670 - - JPMORGAN CHASE & CO COM 46625H100 98,331 2,197,331 SH DEFINED 2 2,197,331 - - JPMORGAN CHASE & CO COM 46625H100 246 5,500 PUT DEFINED 3 5,500 - - JPMORGAN CHASE & CO COM 46625H100 35,445 792,059 SH DEFINED 3 781,762 - 10,297 JPMORGAN CHASE & CO COM 46625H100 31,010 692,964 SH DEFINED 4 - 290,539 402,425 JPMORGAN CHASE & CO COM 46625H100 42,049 939,637 SH DEFINED 5 939,637 - - JPMORGAN CHASE & CO COM 46625H100 9,297 207,752 SH DEFINED 6 207,752 - - JPMORGAN CHASE & CO COM 46625H100 4,472 99,939 SH DEFINED 7 - 99,939 - JPMORGAN CHASE & CO COM 46625H100 1,360 30,382 SH DEFINED 8 23,998 6,384 - JPMORGAN CHASE & CO COM 46625H100 166 3,705 SH DEFINED 9 3,705 - - JPMORGAN CHASE & CO COM 46625H100 1,936 43,266 SH DEFINED 10 43,266 - - JPMORGAN CHASE & CO COM 46625H100 672 15,020 SH DEFINED 11 15,020 - - JPMORGAN CHASE & CO COM 46625H100 12,465 278,549 SH DEFINED 13 278,549 - - JPMORGAN CHASE & CO COM 46625H100 907 20,265 SH DEFINED 14 20,265 - - JPMORGAN CHASE & CO COM 46625H100 909 20,315 SH DEFINED 15 20,315 - - JPMORGAN CHASE & CO COM 46625H100 815 18,213 SH DEFINED 16 18,213 - - JPMORGAN CHASE & CO COM 46625H100 99 2,210 SH DEFINED 17 - - 2,210 JPMORGAN CHASE & CO COM 46625H100 4,970 111,062 SH DEFINED 18 111,062 - - JPMORGAN CHASE & CO COM 46625H100 18,498 413,370 SH DEFINED 5;1 413,370 - - JPMORGAN CHASE & CO COM 46625H100 2,537 56,693 SH DEFINED 29,556 27,137 - JPMORGAN CHASE & CO COM 46625H100 1,455 32,519 SH SOLE 32,519 - - JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1,548 50,706 SH DEFINED 3 50,706 - - JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 25 810 SH DEFINED 810 - - JAGUAR MNG INC COM 47009M103 200 21,749 SH DEFINED 2 21,749 - - JAGUAR MNG INC COM 47009M103 2,475 268,757 SH DEFINED 3 268,757 - - JAGUAR MNG INC COM 47009M103 4,574 496,604 SH DEFINED 5 496,604 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- JAGUAR MNG INC COM 47009M103 1,847 200,500 SH DEFINED 6 200,500 - - JAGUAR MNG INC COM 47009M103 16 1,711 SH DEFINED 8 1,711 - - JAMBA INC COM 47023A101 1 200 SH DEFINED 3 200 - - JAMBA INC COM 47023A101 20 7,500 SH DEFINED 16 7,500 - - JAMES HARDIE INDS SE SPONSORED ADR 47030M106 3 90 SH DEFINED 18 90 - - JANUS CAP GROUP INC COM 47102X105 1,161 81,262 SH DEFINED 2 81,262 - - JANUS CAP GROUP INC COM 47102X105 29 2,027 SH DEFINED 3 2,027 - - JANUS CAP GROUP INC COM 47102X105 4 303 SH DEFINED 18 303 - - JAPAN SMALLER CAPTLZTN COM 47109U104 709 80,250 SH DEFINED 3 80,250 - - FD IN JAPAN SMALLER CAPTLZTN COM 47109U104 29 3,333 SH DEFINED 5 3,333 - - FD IN JAPAN SMALLER CAPTLZTN COM 47109U104 5 600 SH DEFINED 8 600 - - FD IN JAPAN SMALLER CAPTLZTN COM 47109U104 18 2,000 SH DEFINED 16 2,000 - - FD IN JAPAN SMALLER CAPTLZTN COM 47109U104 62 7,045 SH DEFINED 18 7,045 - - FD IN JO-ANN STORES INC COM 47758P307 970 23,100 SH DEFINED 4 - 12,000 11,100 JO-ANN STORES INC COM 47758P307 701 16,689 SH DEFINED 5 16,689 - - JO-ANN STORES INC COM 47758P307 75 1,790 SH DEFINED 8 1,790 - - JO-ANN STORES INC COM 47758P307 23 558 SH DEFINED 18 558 - - JONES LANG LASALLE INC COM 48020Q107 860 11,798 SH DEFINED 3 11,798 - - JONES LANG LASALLE INC COM 48020Q107 5 74 SH DEFINED 18 74 - - JONES SODA CO COM 48023P106 3 4,055 SH DEFINED 3 4,055 - - JONES SODA CO COM 48023P106 - 400 SH DEFINED 6 400 - - JUNIPER NETWORKS INC COM 48203R104 8,357 272,400 SH DEFINED 1 272,400 - - JUNIPER NETWORKS INC COM 48203R104 6,709 218,677 SH DEFINED 2 218,677 - - JUNIPER NETWORKS INC COM 48203R104 1,396 45,516 SH DEFINED 3 45,516 - - JUNIPER NETWORKS INC COM 48203R104 2 75 SH DEFINED 7 - 75 - JUNIPER NETWORKS INC COM 48203R104 61 2,000 SH DEFINED 16 2,000 - - JUNIPER NETWORKS INC COM 48203R104 35 1,139 SH DEFINED 18 1,139 - - JUNIPER NETWORKS INC COM 48203R104 17 552 SH DEFINED 552 - - KAR AUCTION SVCS INC COM 48238T109 15 1,000 SH DEFINED 18 1,000 - - KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 34 700 SH DEFINED 14 700 - - KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 67 1,400 SH DEFINED 16 1,400 - - KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 2 50 SH DEFINED 18 50 - - KBR INC COM 48242W106 1,140 51,464 SH DEFINED 3 51,464 - - KBR INC COM 48242W106 146 6,609 SH DEFINED 5 6,609 - - KBR INC COM 48242W106 63 2,839 SH DEFINED 18 2,839 - - KBR INC COM 48242W106 16 720 SH SOLE 720 - - KKR FINANCIAL HLDGS LLC COM 48248A306 18 2,227 SH DEFINED 3 2,227 - - KKR FINANCIAL HLDGS LLC COM 48248A306 428 52,126 SH DEFINED 4 - 52,126 - KT CORP SPONSORED ADR 48268K101 114 5,483 SH DEFINED 3 5,483 - - KT CORP SPONSORED ADR 48268K101 7 358 SH DEFINED 5 358 - - KT CORP SPONSORED ADR 48268K101 56 2,710 SH DEFINED 18 2,710 - - KT CORP SPONSORED ADR 48268K101 8,862 426,875 SH OTHER S;6 426,875 - - K SEA TRANSN PARTNERS LP COM 48268Y101 96 10,692 SH DEFINED 3 10,692 - - KADANT INC COM 48282T104 58 4,001 SH DEFINED 3 4,001 - - KADANT INC COM 48282T104 - 30 SH DEFINED 5 30 - - KAPSTONE PAPER & COM 48562P103 18 1,546 SH DEFINED 2 1,546 - - PACKAGING C KAPSTONE PAPER & COM 48562P103 5 400 SH DEFINED 3 400 - - PACKAGING C KAYNE ANDERSON ENRGY TTL COM 48660P104 2,113 84,199 SH DEFINED 3 84,199 - - RT KAYNE ANDERSON ENERGY COM 48660Q102 190 11,773 SH DEFINED 3 11,773 - - DEV CO KB HOME COM 48666K109 419 25,000 SH DEFINED 1 25,000 - - KB HOME COM 48666K109 96 5,753 SH DEFINED 2 5,753 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- KB HOME COM 48666K109 3,350 200,000 CALL DEFINED 3 200,000 - - KB HOME COM 48666K109 376 22,441 SH DEFINED 3 22,441 - - KB HOME COM 48666K109 229 13,651 SH DEFINED 5 13,651 - - KILROY RLTY CORP COM 49427F108 303 9,832 SH DEFINED 3 9,832 - - KIMCO REALTY CORP COM 49446R109 2,154 137,699 SH DEFINED 2 137,699 - - KIMCO REALTY CORP COM 49446R109 324 20,707 SH DEFINED 3 20,707 - - KIMCO REALTY CORP COM 49446R109 218 13,940 SH DEFINED 5 13,940 - - KINDER MORGAN MANAGEMENT SHS 49455U100 1,750 29,851 SH DEFINED 3 29,821 - 30 LLC KINDER MORGAN MANAGEMENT SHS 49455U100 55 936 SH DEFINED 5 936 - - LLC KINETIC CONCEPTS INC COM NEW 49460W208 48 1,000 SH DEFINED 1 1,000 - - KINETIC CONCEPTS INC COM NEW 49460W208 300 6,279 SH DEFINED 2 6,279 - - KINETIC CONCEPTS INC COM NEW 49460W208 1,024 21,417 SH DEFINED 3 21,417 - - KINETIC CONCEPTS INC COM NEW 49460W208 2,108 44,100 SH DEFINED 4 - 22,000 22,100 KINETIC CONCEPTS INC COM NEW 49460W208 246 5,140 SH DEFINED 5 5,140 - - KINETIC CONCEPTS INC COM NEW 49460W208 2,204 46,105 SH DEFINED 7 - 46,105 - KINETIC CONCEPTS INC COM NEW 49460W208 93 1,943 SH DEFINED 8 138 1,805 - KINETIC CONCEPTS INC COM NEW 49460W208 33 680 SH DEFINED 15 680 - - KINETIC CONCEPTS INC COM NEW 49460W208 3 60 SH DEFINED 60 - - KITE RLTY GROUP TR COM 49803T102 9 1,950 SH DEFINED 3 1,950 - - KOBEX MINERALS INC COM 49989C105 1 920 SH DEFINED 5 920 - - KODIAK OIL & GAS CORP COM 50015Q100 3,537 1,037,200 SH DEFINED 1 1,037,200 - - KODIAK OIL & GAS CORP COM 50015Q100 78 23,007 SH DEFINED 3 23,007 - - KODIAK OIL & GAS CORP COM 50015Q100 8 2,252 SH DEFINED 5 2,252 - - KONGZHONG CORP SPONSORED ADR 50047P104 107 13,392 SH DEFINED 3 13,392 - - KOPPERS HOLDINGS INC COM 50060P106 264 9,312 SH DEFINED 2 9,312 - - KOPPERS HOLDINGS INC COM 50060P106 6,650 234,800 SH DEFINED 4 - 85,400 149,400 KRAFT FOODS INC CL A 50075N104 35,402 1,170,700 SH DEFINED 1 1,170,700 - - KRAFT FOODS INC CL A 50075N104 17,623 582,776 SH DEFINED 2 582,776 - - KRAFT FOODS INC CL A 50075N104 151 5,000 CALL DEFINED 3 5,000 - - KRAFT FOODS INC CL A 50075N104 12,765 422,110 SH DEFINED 3 411,054 - 11,056 KRAFT FOODS INC CL A 50075N104 24,053 795,419 SH DEFINED 5 795,419 - - KRAFT FOODS INC CL A 50075N104 1,100 36,380 SH DEFINED 7 - 36,380 - KRAFT FOODS INC CL A 50075N104 766 25,330 SH DEFINED 8 21,200 4,130 - KRAFT FOODS INC CL A 50075N104 21 695 SH DEFINED 9 695 - - KRAFT FOODS INC CL A 50075N104 235 7,765 SH DEFINED 10 7,765 - - KRAFT FOODS INC CL A 50075N104 197 6,500 SH DEFINED 11 6,500 - - KRAFT FOODS INC CL A 50075N104 281 9,285 SH DEFINED 13 9,285 - - KRAFT FOODS INC CL A 50075N104 307 10,146 SH DEFINED 14 10,146 - - KRAFT FOODS INC CL A 50075N104 77 2,530 SH DEFINED 15 2,530 - - KRAFT FOODS INC CL A 50075N104 263 8,692 SH DEFINED 16 6,591 2,101 - KRAFT FOODS INC CL A 50075N104 84 2,785 SH DEFINED 17 - - 2,785 KRAFT FOODS INC CL A 50075N104 237 7,847 SH DEFINED 18 7,847 - - KRAFT FOODS INC CL A 50075N104 9,083 300,375 SH DEFINED 5;1 300,375 - - KRAFT FOODS INC CL A 50075N104 190 6,275 SH DEFINED 6,275 - - KRAFT FOODS INC CL A 50075N104 3,419 113,053 SH SOLE 113,053 - - L & L ENERGY INC COM 50162D100 180 14,686 SH DEFINED 3 14,686 - - LDK SOLAR CO LTD SPONSORED ADR 50183L107 - 19 SH DEFINED 5 19 - - LDK SOLAR CO LTD SPONSORED ADR 50183L107 2 230 SH DEFINED 7 - 230 - LDK SOLAR CO LTD SPONSORED ADR 50183L107 1 100 SH DEFINED 8 100 - - LDK SOLAR CO LTD SPONSORED ADR 50183L107 13 2,029 SH DEFINED 13 2,029 - - LG DISPLAY CO LTD SPONS ADR REP 50186V102 188 10,658 SH DEFINED 3 10,658 - - LG DISPLAY CO LTD SPONS ADR REP 50186V102 177 10,000 SH DEFINED 14 10,000 - - LG DISPLAY CO LTD SPONS ADR REP 50186V102 3 176 SH DEFINED 15 176 - - LHC GROUP INC COM 50187A107 391 11,647 SH DEFINED 2 11,647 - - LHC GROUP INC COM 50187A107 78 2,339 SH DEFINED 3 2,339 - - LHC GROUP INC COM 50187A107 2,528 75,400 SH DEFINED 4 - 24,200 51,200 LMP CAP & INCOME FD INC COM 50208A102 315 29,254 SH DEFINED 3 27,254 - 2,000 LMP CORPORATE LN FD INC COM 50208B100 106 9,425 SH DEFINED 3 9,425 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- LMP REAL ESTATE INCOME COM 50208C108 39 4,351 SH DEFINED 3 4,351 - - FD IN L-1 IDENTITY SOLUTIONS COM 50212A106 568 63,550 SH DEFINED 3 63,550 - - INC L-1 IDENTITY SOLUTIONS COM 50212A106 23 2,600 SH DEFINED 5 2,600 - - INC L-1 IDENTITY SOLUTIONS COM 50212A106 53 5,905 SH DEFINED 7 - 5,905 - INC L-1 IDENTITY SOLUTIONS COM 50212A106 7 740 SH DEFINED 8 - 740 - INC LSB CORP COM 50215P100 138 11,000 SH DEFINED 4 - - 11,000 LSI INDS INC COM 50216C108 353 51,750 SH DEFINED 4 - - 51,750 LABORATORY CORP AMER COM NEW 50540R409 3,486 46,045 SH DEFINED 2 46,045 - - HLDGS LABORATORY CORP AMER COM NEW 50540R409 1,082 14,290 SH DEFINED 3 14,290 - - HLDGS LABORATORY CORP AMER COM NEW 50540R409 704 9,300 SH DEFINED 4 - 1,500 7,800 HLDGS LABORATORY CORP AMER COM NEW 50540R409 159 2,100 SH DEFINED 5 2,100 - - HLDGS LABORATORY CORP AMER COM NEW 50540R409 713 9,414 SH DEFINED 10 9,414 - - HLDGS LABORATORY CORP AMER COM NEW 50540R409 120 1,590 SH DEFINED 17 - - 1,590 HLDGS LABORATORY CORP AMER COM NEW 50540R409 128 1,687 SH DEFINED 18 1,687 - - HLDGS LABORATORY CORP AMER COM NEW 50540R409 6 85 SH DEFINED 5;1 85 - - HLDGS LABORATORY CORP AMER COM NEW 50540R409 89 1,175 SH DEFINED 200 - 975 HLDGS LABORATORY CORP AMER COM NEW 50540R409 204 2,700 SH SOLE 2,700 - - HLDGS LABORATORY CORP AMER NOTE 50540RAG7 4,836 4,748,000 PRN DEFINED 3 4,748,000 - - HLDGS LADENBURG THALMAN FIN COM 50575Q102 - 91 SH DEFINED 3 91 - - SVCS I LAKES ENTMNT INC COM 51206P109 20 8,850 SH DEFINED 3 8,850 - - LANDAUER INC COM 51476K103 574 8,800 SH DEFINED 3 8,800 - - LANDAUER INC COM 51476K103 3,561 54,600 SH DEFINED 4 - 17,700 36,900 LANDRYS RESTAURANTS INC COM 51508L103 394 22,000 SH DEFINED 4 - - 22,000 LASERCARD CORP COM 51807U101 1 150 SH DEFINED 3 150 - - LATIN AMER EQUITY FD INC COM 51827Q106 79 1,960 SH DEFINED 3 1,960 - - NEW LATIN AMER EQUITY FD INC COM 51827Q106 109 2,714 SH DEFINED 5 2,714 - - NEW LATIN AMER EQUITY FD INC COM 51827Q106 54 1,349 SH DEFINED 16 1,349 - - NEW LATIN AMERN DISCOVERY FD COM 51828C106 5 300 SH DEFINED 3 300 - - INC LAWSON SOFTWARE INC NEW COM 52078P102 7 1,050 SH DEFINED 3 1,050 - - LAWSON SOFTWARE INC NEW COM 52078P102 8 1,183 SH DEFINED 18 1,183 - - LAZARD GLB TTL RET&INCM COM 52106W103 172 11,100 SH DEFINED 3 1,100 - 10,000 FD I LAZARD GLB TTL RET&INCM COM 52106W103 1,760 113,398 SH DEFINED 5 113,398 - - FD I LAZARD GLB TTL RET&INCM COM 52106W103 36 2,300 SH DEFINED 8 2,300 - - FD I LEADING BRANDS INC COM NEW 52170U207 3 1,300 SH DEFINED 3 1,300 - - LEAPFROG ENTERPRISES INC CL A 52186N106 200 30,537 SH DEFINED 3 30,537 - - LEVEL 3 COMMUNICATIONS COM 52729N100 156 96,043 SH DEFINED 3 96,043 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- LEVEL 3 COMMUNICATIONS COM 52729N100 - 64 SH DEFINED 16 64 - - INC LEVEL 3 COMMUNICATIONS COM 52729N100 21 12,663 SH DEFINED 18 12,663 - - INC LEVEL 3 COMMUNICATIONS COM 52729N100 - 130 SH DEFINED 130 - - INC LIBERTY ACQUISITION COM 53015Y107 28,652 2,900,000 SH DEFINED 3 2,900,000 - - HLDGS CO LIBERTY MEDIA CORP DEB 3.250% 530715AR2 14,415 23,000,000 PRN DEFINED 3 23,000,000 - - LIBERTY MEDIA CORP NEW DEB 3.125% 530718AF2 14,818 14,006,000 PRN DEFINED 3 14,006,000 - - LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1,069 69,898 SH DEFINED 2 69,898 - - LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1,571 102,704 SH DEFINED 3 102,704 - - LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 6 365 SH DEFINED 5 365 - - LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 376 24,600 SH DEFINED 16 24,600 - - LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 11 700 SH DEFINED 18 700 - - LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 52 1,426 SH DEFINED 3 401 - 1,025 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 179 4,920 SH DEFINED 16 4,920 - - LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 9 240 SH DEFINED 18 240 - - LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 11 209 SH DEFINED 3 199 - 10 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 108 1,968 SH DEFINED 16 1,968 - - LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 1 22 SH DEFINED 18 22 - - LIFE PARTNERS HOLDINGS COM 53215T106 19 840 SH DEFINED 2 840 - - INC LIFE PARTNERS HOLDINGS COM 53215T106 11 500 SH DEFINED 3 500 - - INC LIFE TIME FITNESS INC COM 53217R207 42 1,500 SH DEFINED 2 1,500 - - LIFE TIME FITNESS INC COM 53217R207 24 861 SH DEFINED 18 861 - - LIFE TECHNOLOGIES CORP COM 53217V109 6,077 116,265 SH DEFINED 2 116,265 - - LIFE TECHNOLOGIES CORP COM 53217V109 676 12,941 SH DEFINED 3 12,740 - 201 LIFE TECHNOLOGIES CORP COM 53217V109 135 2,574 SH DEFINED 18 2,574 - - LIFEPOINT HOSPITALS INC COM 53219L109 1,458 39,585 SH DEFINED 3 39,585 - - LIFEPOINT HOSPITALS INC COM 53219L109 3 80 SH DEFINED 16 - 80 - LIFEPOINT HOSPITALS INC NOTE 3.500% 53219LAH2 2,498 2,500,000 PRN DEFINED 3 2,500,000 - - LIGAND PHARMACEUTICALS CL B 53220K207 1,954 1,123,241 SH DEFINED 3 1,123,241 - - INC LIGAND PHARMACEUTICALS CL B 53220K207 - 232 SH DEFINED 16 232 - - INC LIFETIME BRANDS INC COM 53222Q103 365 31,000 SH DEFINED 4 - - 31,000 LIFETIME BRANDS INC COM 53222Q103 8 700 SH DEFINED 5 700 - - LONGTOP FINL ADR 54318P108 258 7,999 SH DEFINED 16 7,999 - - TECHNOLOGIES LT LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 - 18 SH DEFINED 2 18 - - LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 43 1,600 SH DEFINED 5 1,600 - - M & T BK CORP COM 55261F104 4,045 50,957 SH DEFINED 2 50,957 - - M & T BK CORP COM 55261F104 536 6,747 SH DEFINED 3 6,747 - - M & T BK CORP COM 55261F104 189 2,381 SH DEFINED 18 2,381 - - M & T BK CORP COM 55261F104 4 53 SH DEFINED 53 - - MBIA INC COM 55262C100 268 42,821 SH DEFINED 2 42,821 - - MBIA INC COM 55262C100 33 5,304 SH DEFINED 3 5,304 - - MBIA INC COM 55262C100 157 25,000 SH DEFINED 5 25,000 - - MBIA INC COM 55262C100 13 2,050 SH DEFINED 15 2,050 - - MBIA INC COM 55262C100 72 11,500 SH DEFINED 16 11,500 - - MBIA CAP CLAYMORE MNG COM 55266X100 67 5,000 SH DEFINED 3 5,000 - - DUR IN MDS INC COM 55269P302 5 600 SH DEFINED 2 600 - - MDS INC COM 55269P302 71 8,727 SH DEFINED 5 8,727 - - MDS INC COM 55269P302 1 122 SH DEFINED 7 - 122 - MDS INC COM 55269P302 1 100 SH DEFINED 8 100 - - MFA FINANCIAL INC COM 55272X102 4,079 554,178 SH DEFINED 3 554,178 - - MFA FINANCIAL INC COM 55272X102 205 27,800 SH DEFINED 4 - 27,800 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MFA FINANCIAL INC COM 55272X102 147 20,000 SH DEFINED 5 20,000 - - MFA FINANCIAL INC COM 55272X102 7 928 SH DEFINED 18 928 - - MFA FINANCIAL INC COM 55272X102 7 952 SH DEFINED 952 - - MFS INTER INCOME TR SH BEN INT 55273C107 1,951 286,005 SH DEFINED 3 276,625 - 9,380 MFS INTER INCOME TR SH BEN INT 55273C107 1,186 173,841 SH DEFINED 5 173,841 - - MDRNA INC COM 55276N100 60 54,848 SH DEFINED 3 54,848 - - MDRNA INC COM 55276N100 1 700 SH DEFINED 5 700 - - MF GLOBAL HLDGS LTD COM 55277J108 1 100 SH DEFINED 18 100 - - MGE ENERGY INC COM 55277P104 14 400 SH DEFINED 3 400 - - MHI HOSPITALITY CORP COM 55302L102 86 34,892 SH DEFINED 3 34,892 - - MGT CAPITAL INVTS INC COM 55302P103 1 5,238 SH DEFINED 16 5,238 - - MI DEVS INC CL A SUB VTG 55304X104 51 3,900 SH DEFINED 2 3,900 - - MI DEVS INC CL A SUB VTG 55304X104 67 5,134 SH DEFINED 5 5,134 - - MI DEVS INC CL A SUB VTG 55304X104 1 50 SH DEFINED 9 50 - - M/I HOMES INC COM 55305B101 154 10,524 SH DEFINED 3 10,524 - - MKS INSTRUMENT INC COM 55306N104 323 16,466 SH DEFINED 2 16,466 - - MSCI INC CL A 55354G100 1,353 37,481 SH DEFINED 3 37,481 - - MSCI INC CL A 55354G100 428 11,861 SH DEFINED 10 11,861 - - MSCI INC CL A 55354G100 3 82 SH DEFINED 18 82 - - MSCI INC CL A 55354G100 13 350 SH SOLE 350 - - MWI VETERINARY SUPPLY INC COM 55402X105 579 14,337 SH DEFINED 2 14,337 - - MWI VETERINARY SUPPLY INC COM 55402X105 39 957 SH DEFINED 3 957 - - MWI VETERINARY SUPPLY INC COM 55402X105 16,694 413,223 SH DEFINED 4 - 315,753 97,470 MYR GROUP INC DEL COM 55405W104 98 6,000 SH DEFINED 3 6,000 - - MYR GROUP INC DEL COM 55405W104 - 10 SH DEFINED 18 10 - - MACQUARIE FT TR GB INF COM 55607W100 216 17,036 SH DEFINED 3 17,036 - - UT DI MACQUARIE FT TR GB INF COM 55607W100 890 70,120 SH DEFINED 5 70,120 - - UT DI MACQUARIE FT TR GB INF COM 55607W100 24 1,900 SH DEFINED 8 1,900 - - UT DI MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 111 8,008 SH DEFINED 3 8,008 - - MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 188 13,570 SH DEFINED 5 13,570 - - MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 10 700 SH DEFINED 8 700 - - MACQUARIE GLBL INFRA COM 55608D101 240 15,029 SH DEFINED 3 15,029 - - TOTL RE MACQUARIE GLBL INFRA COM 55608D101 113 7,085 SH DEFINED 5 7,085 - - TOTL RE MACQUARIE GLBL INFRA COM 55608D101 2 125 SH DEFINED 8 125 - - TOTL RE MACYS INC COM 55616P104 3,864 177,471 SH DEFINED 2 177,471 - - MACYS INC COM 55616P104 468 21,493 SH DEFINED 3 19,293 - 2,200 MACYS INC COM 55616P104 11,893 546,310 SH DEFINED 4 - 246,535 299,775 MACYS INC COM 55616P104 15 705 SH DEFINED 7 - 705 - MACYS INC COM 55616P104 53 2,454 SH DEFINED 18 2,454 - - MACYS INC COM 55616P104 1 62 SH SOLE 62 - - MADISON SQUARE GARDEN INC CL A 55826P100 53 2,425 SH DEFINED 3 947 - 1,478 MADISON SQUARE GARDEN INC CL A 55826P100 184 8,474 SH DEFINED 5 8,474 - - MADISON SQUARE GARDEN INC CL A 55826P100 24 1,082 SH DEFINED 7 - 1,082 - MADISON SQUARE GARDEN INC CL A 55826P100 6 283 SH DEFINED 8 283 - - MADISON SQUARE GARDEN INC CL A 55826P100 643 29,600 SH DEFINED 16 29,600 - - MADISON SQUARE GARDEN INC CL A 55826P100 1 52 SH DEFINED 18 52 - - MAG SILVER CORP COM 55903Q104 5,936 800,000 SH DEFINED 1 800,000 - - MAG SILVER CORP COM 55903Q104 4 500 SH DEFINED 3 500 - - MAG SILVER CORP COM 55903Q104 91 12,200 SH DEFINED 5 12,200 - - MAGYAR BANCORP INC COM 55977T109 4 1,000 SH DEFINED 3 1,000 - - MAIN STREET CAPITAL CORP COM 56035L104 1,166 74,679 SH DEFINED 3 74,679 - - MANNKIND CORP COM 56400P201 4 663 SH DEFINED 2 663 - - MANNKIND CORP COM 56400P201 1 200 SH DEFINED 3 200 - - MANNKIND CORP COM 56400P201 14 2,100 SH DEFINED 5 2,100 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MANPOWER INC COM 56418H100 173 3,026 SH DEFINED 2 3,026 - - MANPOWER INC COM 56418H100 2,060 36,067 SH DEFINED 3 35,857 - 210 MANPOWER INC COM 56418H100 114 2,000 SH DEFINED 4 - 2,000 - MANPOWER INC COM 56418H100 15 255 SH DEFINED 5 255 - - MANPOWER INC COM 56418H100 2 38 SH DEFINED 18 38 - - MANPOWER INC COM 56418H100 5 92 SH DEFINED 92 - - MANULIFE FINL CORP COM 56501R106 901,013 45,759,941 SH DEFINED 1 45,759,941 - - MANULIFE FINL CORP COM 56501R106 337 17,135 SH DEFINED 2 17,135 - - MANULIFE FINL CORP COM 56501R106 367 18,643 SH DEFINED 3 18,643 - - MANULIFE FINL CORP COM 56501R106 5,312 269,800 CALL DEFINED 5 269,800 - - MANULIFE FINL CORP COM 56501R106 1,752 89,000 PUT DEFINED 5 89,000 - - MANULIFE FINL CORP COM 56501R106 132,814 6,745,274 SH DEFINED 5 6,745,274 - - MANULIFE FINL CORP COM 56501R106 469,457 23,842,412 SH DEFINED 6 23,842,412 - - MANULIFE FINL CORP COM 56501R106 15,059 764,781 SH DEFINED 7 - 764,781 - MANULIFE FINL CORP COM 56501R106 2,063 104,783 SH DEFINED 8 95,703 9,080 - MANULIFE FINL CORP COM 56501R106 732 37,167 SH DEFINED 9 37,167 - - MANULIFE FINL CORP COM 56501R106 7 360 SH DEFINED 13 360 - - MANULIFE FINL CORP COM 56501R106 148 7,500 SH DEFINED 14 7,500 - - MANULIFE FINL CORP COM 56501R106 417 21,185 SH DEFINED 15 21,185 - - MANULIFE FINL CORP COM 56501R106 131 6,646 SH DEFINED 18 6,646 - - MANULIFE FINL CORP COM 56501R106 89,509 4,545,929 SH DEFINED 5;1 4,545,929 - - MANULIFE FINL CORP COM 56501R106 1,608 81,669 SH DEFINED 81,669 - - MANULIFE FINL CORP COM 56501R106 1,074,306 54,560,973 SH SOLE 54,560,973 - - MAP PHARMACEUTICALS INC COM 56509R108 6 400 SH DEFINED 2 400 - - MAP PHARMACEUTICALS INC COM 56509R108 159 10,000 SH DEFINED 3 10,000 - - MARCHEX INC CL B 56624R108 5 1,049 SH DEFINED 2 1,049 - - MARCHEX INC CL B 56624R108 9 1,800 SH DEFINED 3 1,800 - - MARINER ENERGY INC COM 56845T305 54 3,601 SH DEFINED 2 3,601 - - MARINER ENERGY INC COM 56845T305 605 40,435 SH DEFINED 3 40,435 - - MARINER ENERGY INC COM 56845T305 10 639 SH DEFINED 18 639 - - MARKET LEADER INC COM 57056R103 10 5,000 SH DEFINED 3 5,000 - - MARKETAXESS HLDGS INC COM 57060D108 1 56 SH DEFINED 3 56 - - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 16,733 376,789 SH DEFINED 3 368,489 - 8,300 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 500 11,254 SH DEFINED 5 11,254 - - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,798 40,495 SH DEFINED 7 - 40,495 - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 105 2,375 SH DEFINED 8 500 1,875 - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 90 2,031 SH DEFINED 13 2,031 - - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 17 390 SH DEFINED 15 390 - - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 73 1,639 SH DEFINED 16 1,639 - - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 481 10,840 SH DEFINED 18 10,840 - - MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 114 2,604 SH DEFINED 3 2,604 - - MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 4,041 59,129 SH DEFINED 3 57,164 - 1,965 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 17 745 SH DEFINED 3 745 - - MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 161 7,005 SH DEFINED 5 7,005 - - MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 9 400 SH DEFINED 6 400 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5,153 150,000 CALL DEFINED 3 150,000 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 8,588 250,000 PUT DEFINED 3 250,000 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 4,639 135,037 SH DEFINED 3 134,937 - 100 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 96 2,792 SH DEFINED 5 2,792 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 24 710 SH DEFINED 13 710 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 125 3,650 SH DEFINED 15 3,650 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 187 5,450 SH DEFINED 16 5,450 - - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 - 10 SH SOLE 10 - - MARKET VECTORS ETF TR JR GOLD 57060U589 4,177 162,417 SH DEFINED 3 162,417 - - MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 60 2,340 SH DEFINED 5 2,340 - - MINERS E MARKET VECTORS ETF TR JR GOLD 57060U589 73 2,820 SH DEFINED 13 2,820 - - MINERS E MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 5,187 115,007 SH DEFINED 3 114,031 - 976
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 248 5,498 SH DEFINED 5 5,498 - - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 2,859 63,386 SH DEFINED 7 - 63,386 - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 176 3,900 SH DEFINED 8 - 3,900 - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 131 2,900 SH DEFINED 13 2,900 - - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 54 1,200 SH DEFINED 16 1,200 - - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 40 876 SH DEFINED 18 876 - - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 61 1,350 SH DEFINED 1,350 - - MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 750 16,416 SH DEFINED 3 16,416 - - MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 18 400 SH DEFINED 5 400 - - MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 155 6,890 SH DEFINED 3 6,890 - - MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 86 3,825 SH DEFINED 5 3,825 - - MARKET VECTORS ETF TR PRE-RF MUN ETF 57060U738 50 2,000 SH DEFINED 3 2,000 - - MARKET VECTORS ETF TR INDONESIA ETF 57060U753 499 7,147 SH DEFINED 3 7,147 - - MARKET VECTORS ETF TR VIETNAM ETF 57060U761 9 350 SH DEFINED 3 350 - - MARKET VECTORS ETF TR VIETNAM ETF 57060U761 31 1,250 SH DEFINED 5 1,250 - - MARKET VECTORS ETF TR RVE HARD ETF 57060U795 41 1,203 SH DEFINED 3 1,203 - - MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 98 5,675 SH DEFINED 3 5,675 - - MARKET VECTORS ETF TR COAL ETF 57060U837 613 16,250 SH DEFINED 3 16,250 - - MARKET VECTORS ETF TR COAL ETF 57060U837 59 1,564 SH DEFINED 5 1,564 - - MARKET VECTORS ETF TR MKTVEC 57060U845 56 2,620 SH DEFINED 3 2,620 - - INTMUETF MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 11 370 SH DEFINED 3 370 - - MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 77 2,490 SH DEFINED 18 2,490 - - MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 30 1,650 SH DEFINED 3 1,650 - - MASCO CORP NOTE 574599BB1 4,190 8,354,000 PRN DEFINED 3 8,354,000 - - MASTERCARD INC CL A 57636Q104 11,165 43,958 SH DEFINED 2 43,958 - - MASTERCARD INC CL A 57636Q104 61,366 241,600 PUT DEFINED 3 241,600 - - MASTERCARD INC CL A 57636Q104 1,267 4,987 SH DEFINED 3 4,987 - - MASTERCARD INC CL A 57636Q104 502 1,977 SH DEFINED 5 1,977 - - MASTERCARD INC CL A 57636Q104 20 79 SH DEFINED 7 - 79 - MASTERCARD INC CL A 57636Q104 489 1,927 SH DEFINED 10 1,927 - - MASTERCARD INC CL A 57636Q104 189 743 SH DEFINED 18 743 - - MASTERCARD INC CL A 57636Q104 34 132 SH DEFINED 132 - - MASTERCARD INC CL A 57636Q104 14 57 SH SOLE 57 - - MATRIXX INITIATIVES INC COM 57685L105 1 200 SH DEFINED 3 200 - - MAXIM INTEGRATED PRODS COM 57772K101 785 40,467 SH DEFINED 2 40,467 - - INC MAXIM INTEGRATED PRODS COM 57772K101 157 8,119 SH DEFINED 3 6,419 - 1,700 INC MAXIM INTEGRATED PRODS COM 57772K101 12 635 SH DEFINED 5 635 - - INC MCG CAPITAL CORP COM 58047P107 2 360 SH DEFINED 3 360 - - MCG CAPITAL CORP COM 58047P107 563 108,000 SH DEFINED 4 - - 108,000 MCKESSON CORP COM 58155Q103 6,971 106,072 SH DEFINED 2 106,072 - - MCKESSON CORP COM 58155Q103 10,780 164,027 SH DEFINED 3 163,469 - 558 MCKESSON CORP COM 58155Q103 707 10,752 SH DEFINED 5 10,752 - - MCKESSON CORP COM 58155Q103 16 250 SH DEFINED 6 250 - - MCKESSON CORP COM 58155Q103 64 971 SH DEFINED 8 971 - - MCKESSON CORP COM 58155Q103 349 5,309 SH DEFINED 18 5,309 - - MCKESSON CORP COM 58155Q103 149 2,270 SH DEFINED - - 2,270 MEADOWBROOK INS GROUP INC COM 58319P108 32 4,067 SH DEFINED 3 4,067 - - MEADOWBROOK INS GROUP INC COM 58319P108 899 113,750 SH DEFINED 4 - - 113,750 MEDCATH CORP COM 58404W109 325 31,000 SH DEFINED 4 - - 31,000 MEDCO HEALTH SOLUTIONS COM 58405U102 142 2,200 SH DEFINED 1 2,200 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 15,040 232,965 SH DEFINED 2 232,965 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 6,648 102,969 SH DEFINED 3 99,642 - 3,327 INC MEDCO HEALTH SOLUTIONS COM 58405U102 20,628 319,511 SH DEFINED 5 319,511 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MEDCO HEALTH SOLUTIONS COM 58405U102 11 167 SH DEFINED 7 - 167 - INC MEDCO HEALTH SOLUTIONS COM 58405U102 752 11,644 SH DEFINED 8 11,644 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 28 434 SH DEFINED 14 434 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 163 2,530 SH DEFINED 15 2,530 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 13 200 SH DEFINED 16 200 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 545 8,438 SH DEFINED 18 8,438 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 21 325 SH DEFINED 5;1 325 - - INC MEDCO HEALTH SOLUTIONS COM 58405U102 188 2,911 SH DEFINED 150 - 2,761 INC MEDIACOM COMMUNICATIONS CL A 58446K105 1 130 SH DEFINED 2 130 - - CORP MEDICAL PPTYS TRUST INC COM 58463J304 675 64,407 SH DEFINED 2 64,407 - - MEDICAL PPTYS TRUST INC COM 58463J304 733 69,920 SH DEFINED 3 69,920 - - MEDIFAST INC COM 58470H101 11 435 SH DEFINED 3 435 - - MEDIDATA SOLUTIONS INC COM 58471A105 2,276 149,704 SH DEFINED 3 149,704 - - MEDIVATION INC COM 58501N101 2 171 SH DEFINED 2 171 - - MEDIVATION INC COM 58501N101 - 11 SH DEFINED 3 11 - - MEDIVATION INC COM 58501N101 2 164 SH DEFINED 18 164 - - MEDNAX INC COM 58502B106 78 1,335 SH DEFINED 3 1,335 - - MEDNAX INC COM 58502B106 13 229 SH DEFINED 18 229 - - MEDTRONIC INC NOTE 1.500 585055AL0 20,349 20,000,000 PRN DEFINED 3 20,000,000 - - MEDTRONIC INC NOTE 1.625 585055AM8 5,298 5,000,000 PRN DEFINED 3 5,000,000 - - MERCADOLIBRE INC COM 58733R102 605 12,553 SH DEFINED 3 12,553 - - MERCADOLIBRE INC COM 58733R102 4 77 SH DEFINED 5 77 - - MERCADOLIBRE INC COM 58733R102 8 156 SH DEFINED 18 156 - - MERCK & CO INC NEW COM 58933Y105 133,493 3,574,100 SH DEFINED 1 3,574,100 - - MERCK & CO INC NEW COM 58933Y105 7,478 200,203 SH DEFINED 2 200,203 - - MERCK & CO INC NEW COM 58933Y105 19,766 529,206 SH DEFINED 3 522,125 - 7,081 MERCK & CO INC NEW COM 58933Y105 8,609 230,505 SH DEFINED 4 - 103,350 127,155 MERCK & CO INC NEW COM 58933Y105 6,099 163,302 SH DEFINED 5 163,302 - - MERCK & CO INC NEW COM 58933Y105 53,062 1,420,659 SH DEFINED 6 1,420,659 - - MERCK & CO INC NEW COM 58933Y105 1,587 42,497 SH DEFINED 7 - 42,497 - MERCK & CO INC NEW COM 58933Y105 115 3,088 SH DEFINED 8 1,188 1,900 - MERCK & CO INC NEW COM 58933Y105 32 850 SH DEFINED 9 850 - - MERCK & CO INC NEW COM 58933Y105 300 8,021 SH DEFINED 10 8,021 - - MERCK & CO INC NEW COM 58933Y105 355 9,500 SH DEFINED 11 9,500 - - MERCK & CO INC NEW COM 58933Y105 738 19,756 SH DEFINED 15 19,756 - - MERCK & CO INC NEW COM 58933Y105 64 1,715 SH DEFINED 17 - - 1,715 MERCK & CO INC NEW COM 58933Y105 833 22,310 SH DEFINED 18 22,310 - - MERCK & CO INC NEW COM 58933Y105 8,536 228,528 SH DEFINED 5;1 228,528 - - MERCK & CO INC NEW COM 58933Y105 317 8,498 SH DEFINED 2,734 5,764 - MERCK & CO INC NEW COM 58933Y105 27,094 725,408 SH SOLE 725,408 - - MERCK & CO INC NEW PFD CONV 6% 58933Y204 14 55 PRN DEFINED 3 55 - - MERCK & CO INC NEW PFD CONV 6% 58933Y204 821 3,232 PRN DEFINED 5 3,232 - - MERIDIAN INTERSTAT COM 58964Q104 62 5,975 SH DEFINED 3 5,975 - - BANCORP I MERIDIAN RESOURCE CORP COM 58977Q109 1 5,000 SH DEFINED 3 5,000 - - MERITAGE HOMES CORP COM 59001A102 34 1,609 SH DEFINED 2 1,609 - - MERITAGE HOMES CORP COM 59001A102 3 157 SH DEFINED 3 157 - - MERITAGE HOMES CORP COM 59001A102 651 31,000 SH DEFINED 4 - - 31,000 MERITAGE HOMES CORP COM 59001A102 4 206 SH DEFINED 18 206 - - METHANEX CORP COM 59151K108 44,996 1,850,916 SH DEFINED 1 1,850,916 - - METHANEX CORP COM 59151K108 246 10,102 SH DEFINED 2 10,102 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- METHANEX CORP COM 59151K108 5,126 210,850 SH DEFINED 3 210,850 - - METHANEX CORP COM 59151K108 13,764 566,193 SH DEFINED 5 566,193 - - METHANEX CORP COM 59151K108 3,107 127,809 SH DEFINED 6 127,809 - - METHANEX CORP COM 59151K108 14,886 612,361 SH DEFINED 7 - 612,361 - METHANEX CORP COM 59151K108 373 15,357 SH DEFINED 8 6,182 9,175 - METHANEX CORP COM 59151K108 19 770 SH DEFINED 770 - - METLIFE INC COM 59156R108 16,335 376,910 SH DEFINED 2 376,910 - - METLIFE INC COM 59156R108 11,377 262,501 SH DEFINED 3 258,081 - 4,420 METLIFE INC COM 59156R108 4,899 113,030 SH DEFINED 4 - 41,090 71,940 METLIFE INC COM 59156R108 1,228 28,336 SH DEFINED 5 28,336 - - METLIFE INC COM 59156R108 1,234 28,470 SH DEFINED 7 - 28,470 - METLIFE INC COM 59156R108 104 2,400 SH DEFINED 8 950 1,450 - METLIFE INC COM 59156R108 789 18,196 SH DEFINED 10 18,196 - - METLIFE INC COM 59156R108 3 70 SH DEFINED 15 70 - - METLIFE INC COM 59156R108 2,033 46,910 SH DEFINED 18 46,910 - - METLIFE INC COM 59156R108 52 1,195 SH DEFINED 1,195 - - METLIFE INC COM 59156R108 116 2,665 SH SOLE 2,665 - - MFS INTERMARKET INCOME SH BEN INT 59318R103 12 1,450 SH DEFINED 3 1,450 - - TRUST MFS INTERMEDIATE HIGH SH BEN INT 59318T109 - 165 SH DEFINED 3 165 - - INC FD MICROCHIP TECHNOLOGY INC SDCV 595017AB0 45,277 45,500,000 PRN DEFINED 3 45,500,000 - - 2.125%12/1 MICROMET INC COM 59509C105 1 125 SH DEFINED 125 - - MID-AMER APT CMNTYS INC COM 59522J103 1,689 32,622 SH DEFINED 2 32,622 - - MID-AMER APT CMNTYS INC COM 59522J103 80 1,550 SH DEFINED 3 1,550 - - MINCO GOLD CORPORATION COM 60254D108 16 13,500 SH DEFINED 5 13,500 - - MIRANT CORP NEW COM 60467R100 879 80,946 SH DEFINED 2 80,946 - - MIRANT CORP NEW COM 60467R100 229 21,046 SH DEFINED 3 21,046 - - MIRANT CORP NEW COM 60467R100 2 187 SH DEFINED 16 187 - - MIRANT CORP NEW COM 60467R100 - 4 SH DEFINED 4 - - MIRANT CORP NEW *W EXP 60467R118 - 575 SH DEFINED 3 575 - - 01/03/201 MIRANT CORP NEW *W EXP 60467R118 - 52 SH DEFINED 52 - - 01/03/201 MIRANT CORP NEW *W EXP 60467R126 66 552,062 SH DEFINED 3 552,062 - - 01/03/201 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 427 108,308 SH DEFINED 2 108,308 - - MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 1 369 SH DEFINED 5 369 - - MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 221 56,090 SH DEFINED 18 56,090 - - MOBILE MINI INC COM 60740F105 7,131 460,374 SH DEFINED 4 - 365,274 95,100 MOBILE MINI INC COM 60740F105 4 243 SH DEFINED 18 243 - - MODUSLINK GLOBAL COM 60786L107 - 30 SH DEFINED 3 30 - - SOLUTIONS I MOLINA HEALTHCARE INC COM 60855R100 467 18,565 SH DEFINED 2 18,565 - - MOLSON COORS BREWING CO CL B 60871R100 4,882 116,100 SH DEFINED 13 116,100 - - MOLSON COORS BREWING CO CL B 60871R209 3,738 88,867 SH DEFINED 2 88,867 - - MOLSON COORS BREWING CO CL B 60871R209 203 4,825 SH DEFINED 3 4,825 - - MOLSON COORS BREWING CO CL B 60871R209 9 206 SH DEFINED 5 206 - - MOLSON COORS BREWING CO CL B 60871R209 38 900 SH DEFINED 7 - 900 - MOLSON COORS BREWING CO CL B 60871R209 212 5,030 SH DEFINED 10 5,030 - - MOLSON COORS BREWING CO CL B 60871R209 5 116 SH DEFINED 18 116 - - MOLSON COORS BREWING CO CL B 60871R209 129 3,070 SH DEFINED 400 - 2,670 MOLSON COORS BREWING CO CL B 60871R209 85 2,030 SH SOLE 2,030 - - MOMENTA PHARMACEUTICALS COM 60877T100 829 55,400 SH DEFINED 1 55,400 - - INC MOMENTA PHARMACEUTICALS COM 60877T100 228 15,225 SH DEFINED 2 15,225 - - INC MOMENTA PHARMACEUTICALS COM 60877T100 1 100 SH DEFINED 3 100 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MONEYGRAM INTL INC COM 60935Y109 7 1,923 SH DEFINED 3 1,923 - - MONEYGRAM INTL INC COM 60935Y109 3 802 SH DEFINED - - 802 MONSANTO CO NEW COM 61166W101 20,051 280,750 SH DEFINED 2 280,750 - - MONSANTO CO NEW COM 61166W101 3,571 50,000 PUT DEFINED 3 50,000 - - MONSANTO CO NEW COM 61166W101 7,658 107,228 SH DEFINED 3 106,828 - 400 MONSANTO CO NEW COM 61166W101 4,059 56,839 SH DEFINED 5 56,839 - - MONSANTO CO NEW COM 61166W101 1,563 21,884 SH DEFINED 7 - 21,884 - MONSANTO CO NEW COM 61166W101 168 2,355 SH DEFINED 8 450 1,905 - MONSANTO CO NEW COM 61166W101 14 200 SH DEFINED 9 200 - - MONSANTO CO NEW COM 61166W101 274 3,842 SH DEFINED 10 3,842 - - MONSANTO CO NEW COM 61166W101 23 316 SH DEFINED 13 316 - - MONSANTO CO NEW COM 61166W101 32 450 SH DEFINED 14 450 - - MONSANTO CO NEW COM 61166W101 7 95 SH DEFINED 15 95 - - MONSANTO CO NEW COM 61166W101 109 1,527 SH DEFINED 16 1,527 - - MONSANTO CO NEW COM 61166W101 57 800 SH DEFINED 17 - - 800 MONSANTO CO NEW COM 61166W101 339 4,753 SH DEFINED 18 4,753 - - MONSANTO CO NEW COM 61166W101 3 40 SH DEFINED 5;1 40 - - MONSANTO CO NEW COM 61166W101 76 1,069 SH DEFINED 1,069 - - MONSANTO CO NEW COM 61166W101 1,576 22,062 SH SOLE 22,062 - - MORGAN STANLEY EMER MKTS COM 61744G107 7 500 SH DEFINED 3 500 - - FD MORGAN STANLEY EMER MKTS COM 61744H105 114 10,885 SH DEFINED 3 7,185 - 3,700 DEB MORGAN STANLEY EMER MKTS COM 61744H105 313 30,000 SH DEFINED 17 - - 30,000 DEB MORGAN STANLEY EMER MKTS COM 61744H105 22 2,100 SH DEFINED 2,100 - - DEB MORGAN STANLEY HIGH COM 61744M104 40 6,900 SH DEFINED 3 6,900 - - YIELD FD MORGAN STANLEY ASIA PAC COM 61744U106 1,891 124,086 SH DEFINED 3 124,086 - - FD I MORGAN STANLEY ASIA PAC COM 61744U106 343 22,480 SH DEFINED 5 22,480 - - FD I MORGAN STANLEY INDIA COM 61745C105 5,701 244,249 SH DEFINED 3 244,249 - - INVS FD MORGAN STANLEY INDIA COM 61745C105 335 14,355 SH DEFINED 5 14,355 - - INVS FD MORGAN STANLEY INDIA COM 61745C105 39 1,666 SH DEFINED 15 1,666 - - INVS FD MORGAN STANLEY INDIA COM 61745C105 118 5,068 SH DEFINED 16 5,068 - - INVS FD MORGAN STANLEY MUN INC OPP II 61745P445 76 10,866 SH DEFINED 3 10,866 - - MORGAN STANLEY QULTY MUN SECS 61745P585 1,156 85,650 SH DEFINED 3 85,650 - - MORGAN STANLEY CALIF QLTY MUN 61745P635 25 2,100 SH DEFINED 3 2,100 - - MORGAN STANLEY QLT MUN INV TR 61745P668 9 699 SH DEFINED 3 699 - - MORGAN STANLEY QUALT MUN INCM 61745P734 322 25,450 SH DEFINED 3 25,450 - - MORGAN STANLEY INSD MUN INCM 61745P791 91 6,503 SH DEFINED 3 6,503 - - MORGAN STANLEY INSD MUN TR 61745P866 42 3,060 SH DEFINED 3 3,060 - - MORGAN STANLEY INCOME SEC INC 61745P874 86 5,034 SH DEFINED 3 5,034 - - MOSAIC CO COM 61945A107 346 5,698 SH DEFINED 2 5,698 - - MOSAIC CO COM 61945A107 3,280 53,969 SH DEFINED 3 53,969 - - MOSAIC CO COM 61945A107 1,634 26,894 SH DEFINED 5 26,894 - - MOSAIC CO COM 61945A107 21,134 347,776 SH DEFINED 6 347,776 - - MOSAIC CO COM 61945A107 2,267 37,300 SH DEFINED 7 - 37,300 - MOSAIC CO COM 61945A107 112 1,840 SH DEFINED 8 - 1,840 - MOSAIC CO COM 61945A107 453 7,459 SH DEFINED 10 7,459 - - MOSAIC CO COM 61945A107 15 255 SH DEFINED 15 255 - - MOSAIC CO COM 61945A107 187 3,070 SH DEFINED 18 3,070 - - MOSAIC CO COM 61945A107 46 755 SH DEFINED 755 - - MOSAIC CO COM 61945A107 13 215 SH SOLE 215 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MOUNTAIN PROV DIAMONDS COM NEW 62426E402 1,556 741,000 SH DEFINED 1 741,000 - - INC MOUNTAIN PROV DIAMONDS COM NEW 62426E402 234 111,500 SH DEFINED 5 111,500 - - INC MOVE INC COM COM 62458M108 1 600 SH DEFINED 3 600 - - MULTI FINELINE COM 62541B101 13 509 SH DEFINED 3 509 - - ELECTRONIX IN MUTUALFIRST FINL INC COM 62845B104 346 52,100 SH DEFINED 4 - - 52,100 MYRIAD GENETICS INC COM 62855J104 149 6,211 SH DEFINED 3 6,211 - - MYRIAD GENETICS INC COM 62855J104 140 5,820 SH DEFINED 5 5,820 - - MYRIAD PHARMACEUTICALS COM 62856H107 8 1,763 SH DEFINED 3 1,763 - - INC MYRIAD PHARMACEUTICALS COM 62856H107 1 205 SH DEFINED 5 205 - - INC NCI INC CL A 62886K104 7,138 236,113 SH DEFINED 4 - 186,763 49,350 NGP CAP RES CO COM 62912R107 45 5,224 SH DEFINED 3 5,224 - - NGP CAP RES CO COM 62912R107 366 43,000 SH DEFINED 4 - - 43,000 NGAS RESOURCES INC COM 62912T103 33 22,000 SH DEFINED 3 22,000 - - NII HLDGS INC CL B NEW 62913F201 3,001 72,000 SH DEFINED 1 72,000 - - NII HLDGS INC CL B NEW 62913F201 397 9,522 SH DEFINED 2 9,522 - - NII HLDGS INC CL B NEW 62913F201 4,168 100,000 PUT DEFINED 3 100,000 - - NII HLDGS INC CL B NEW 62913F201 60 1,442 SH DEFINED 3 1,442 - - NII HLDGS INC CL B NEW 62913F201 532 12,769 SH DEFINED 5 12,769 - - NII HLDGS INC CL B NEW 62913F201 15 349 SH DEFINED 8 349 - - NII HLDGS INC CL B NEW 62913F201 384 9,203 SH DEFINED 10 9,203 - - NII HLDGS INC CL B NEW 62913F201 25 600 SH DEFINED 15 600 - - NII HLDGS INC CL B NEW 62913F201 1,042 25,000 SH DEFINED 16 25,000 - - NII HLDGS INC CL B NEW 62913F201 134 3,219 SH DEFINED 17 - - 3,219 NII HLDGS INC CL B NEW 62913F201 205 4,908 SH DEFINED 18 4,908 - - NII HLDGS INC CL B NEW 62913F201 17 400 SH DEFINED 400 - - NII HLDGS INC CL B NEW 62913F201 339 8,137 SH SOLE 8,137 - - NII HLDGS INC NOTE 2.750% 62913FAF9 422 415,000 PRN DEFINED 3 415,000 - - 8/1 NIC INC COM 62914B100 7,705 979,000 SH DEFINED 4 - 312,400 666,600 NIC INC COM 62914B100 37 4,720 SH DEFINED 4,720 - - NPS PHARMACEUTICALS INC COM 62936P103 122 24,295 SH DEFINED 3 24,295 - - NTT DOCOMO INC SPONS ADR 62942M201 366 24,052 SH DEFINED 2 24,052 - - NTT DOCOMO INC SPONS ADR 62942M201 5 317 SH DEFINED 3 317 - - NTT DOCOMO INC SPONS ADR 62942M201 9 593 SH DEFINED 18 593 - - NVR INC COM 62944T105 95 131 SH DEFINED 2 131 - - NVR INC COM 62944T105 2,554 3,515 SH DEFINED 3 3,515 - - NVR INC COM 62944T105 3 4 SH DEFINED 18 4 - - NALCO HOLDING COMPANY COM 62985Q101 134 5,505 SH DEFINED 2 5,505 - - NALCO HOLDING COMPANY COM 62985Q101 267 10,983 SH DEFINED 3 10,983 - - NALCO HOLDING COMPANY COM 62985Q101 1 22 SH DEFINED 5 22 - - NALCO HOLDING COMPANY COM 62985Q101 315 12,952 SH DEFINED 10 12,952 - - NALCO HOLDING COMPANY COM 62985Q101 87 3,582 SH DEFINED 18 3,582 - - NALCO HOLDING COMPANY COM 62985Q101 10 400 SH DEFINED 400 - - NANOSPHERE INC COM 63009F105 14 3,000 SH DEFINED 5 3,000 - - NASDAQ PREM INCM & GRW COM 63110R105 79 5,652 SH DEFINED 3 5,652 - - FD IN NATIONAL DENTEX CORP COM 63563H109 557 56,800 SH DEFINED 4 - - 56,800 NATIONAL FINL PARTNERS COM 63607P208 34 2,445 SH DEFINED 2 2,445 - - CORP NATIONAL HEALTH INVS INC COM 63633D104 132 3,400 SH DEFINED 3 3,400 - - NATIONAL INTERSTATE CORP COM 63654U100 2,895 139,800 SH DEFINED 4 - 39,100 100,700 NATURAL RESOURCE COM UNIT L P 63900P103 119 4,545 SH DEFINED 2 4,545 - - PARTNERS L NATURAL RESOURCE COM UNIT L P 63900P103 241 9,174 SH DEFINED 3 9,174 - - PARTNERS L
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NATURAL RESOURCE COM UNIT L P 63900P103 19 715 SH DEFINED 15 715 - - PARTNERS L NATURAL RESOURCE COM UNIT L P 63900P103 26 1,000 SH DEFINED 16 1,000 - - PARTNERS L NATURAL RESOURCE COM UNIT L P 63900P103 12 450 SH DEFINED 450 - - PARTNERS L NAUTILUS INC COM 63910B102 6 2,000 SH DEFINED 7 - 2,000 - NAVIGANT CONSULTING INC COM 63935N107 24 1,978 SH DEFINED 5 1,978 - - NAVIGANT CONSULTING INC COM 63935N107 2 195 SH DEFINED 18 195 - - NELNET INC CL A 64031N108 45 2,438 SH DEFINED 2 2,438 - - NELNET INC CL A 64031N108 8 436 SH DEFINED 3 436 - - NEPTUNE TECHNOLOGIES COM 64077P108 74 37,500 SH DEFINED 5 37,500 - - BIORESO NET 1 UEPS TECHNOLOGIES COM NEW 64107N206 188 10,230 SH DEFINED 2 10,230 - - INC NET 1 UEPS TECHNOLOGIES COM NEW 64107N206 175 9,524 SH DEFINED 3 9,524 - - INC NET 1 UEPS TECHNOLOGIES COM NEW 64107N206 809 44,000 SH DEFINED 14 44,000 - - INC NET SERVICOS DE SPONSD ADR NEW 64109T201 67 5,177 SH DEFINED 2 5,177 - - COMUNICACAO NET SERVICOS DE SPONSD ADR NEW 64109T201 234 18,071 SH DEFINED 3 18,071 - - COMUNICACAO NET SERVICOS DE SPONSD ADR NEW 64109T201 3 210 SH DEFINED 18 210 - - COMUNICACAO NETAPP INC COM 64110D104 1,048 32,200 SH DEFINED 1 32,200 - - NETAPP INC COM 64110D104 6,020 184,999 SH DEFINED 2 184,999 - - NETAPP INC COM 64110D104 1,658 50,961 SH DEFINED 3 50,961 - - NETAPP INC COM 64110D104 33 1,000 SH DEFINED 8 1,000 - - NETAPP INC COM 64110D104 195 6,000 SH DEFINED 15 6,000 - - NETAPP INC COM 64110D104 56 1,724 SH DEFINED 18 1,724 - - NETAPP INC COM 64110D104 88 2,694 SH DEFINED 219 - 2,475 NETFLIX INC COM 64110L106 273 3,700 SH DEFINED 1 3,700 - - NETFLIX INC COM 64110L106 1,129 15,308 SH DEFINED 3 15,308 - - NETFLIX INC COM 64110L106 36 484 SH DEFINED 5 484 - - NETFLIX INC COM 64110L106 10 132 SH DEFINED 18 132 - - NETEASE COM INC SPONSORED ADR 64110W102 870 24,490 SH DEFINED 2 24,490 - - NETEASE COM INC SPONSORED ADR 64110W102 10 279 SH DEFINED 3 279 - - NETEASE COM INC SPONSORED ADR 64110W102 13 361 SH DEFINED 8 361 - - NETEASE COM INC SPONSORED ADR 64110W102 43 1,200 SH DEFINED 18 1,200 - - NETEZZA CORP COM 64111N101 101 7,900 SH DEFINED 3 7,900 - - NETEZZA CORP COM 64111N101 14 1,110 SH DEFINED 5 1,110 - - NETGEAR INC COM 64111Q104 1,456 55,800 SH DEFINED 1 55,800 - - NETGEAR INC COM 64111Q104 133 5,094 SH DEFINED 2 5,094 - - NETGEAR INC COM 64111Q104 218 8,350 SH DEFINED 3 8,350 - - NETSCOUT SYS INC COM 64115T104 335 22,678 SH DEFINED 2 22,678 - - NETSCOUT SYS INC COM 64115T104 15 1,000 SH DEFINED 3 1,000 - - NETLOGIC MICROSYSTEMS INC COM 64118B100 10,195 346,400 SH DEFINED 1 346,400 - - NETLOGIC MICROSYSTEMS INC COM 64118B100 335 11,366 SH DEFINED 3 11,366 - - NETLIST INC COM 64118P109 171 47,500 SH DEFINED 15 47,500 - - NETSUITE INC COM 64118Q107 7 500 SH DEFINED 3 500 - - NEUBERGER BERMAN CA INT COM 64123C101 65 4,780 SH DEFINED 3 4,780 - - MUN NEUBERGER BERMAN NY INT COM 64124K102 35 2,404 SH DEFINED 3 2,404 - - MUN NEUBERGER BERMAN INTER COM 64124P101 418 29,512 SH DEFINED 3 29,512 - - MUNI NEUROCRINE BIOSCIENCES COM 64125C109 4 1,500 SH DEFINED 3 1,500 - - INC NEUBERGER BERMAN INCOME COM SHS 64126L108 79 10,804 SH DEFINED 3 10,804 - - OPP
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NEUSTAR INC CL A 64126X201 538 21,341 SH DEFINED 3 21,341 - - NEUTRAL TANDEM INC COM 64128B108 553 34,578 SH DEFINED 2 34,578 - - NEUTRAL TANDEM INC COM 64128B108 66 4,129 SH DEFINED 3 4,129 - - NEUTRAL TANDEM INC COM 64128B108 2 108 SH DEFINED 18 108 - - NEVSUN RES LTD COM 64156L101 51 17,000 SH DEFINED 3 17,000 - - NEVSUN RES LTD COM 64156L101 128 43,000 SH DEFINED 5 43,000 - - NEVSUN RES LTD COM 64156L101 30 10,000 SH DEFINED 10,000 - - NEUBERGER BERMAN RE ES COM 64190A103 84 24,483 SH DEFINED 3 24,483 - - SEC F NEXEN INC COM 65334H102 123,898 5,014,094 SH DEFINED 1 5,014,094 - - NEXEN INC COM 65334H102 23 945 SH DEFINED 3 945 - - NEXEN INC COM 65334H102 57 2,300 CALL DEFINED 5 2,300 - - NEXEN INC COM 65334H102 24,199 979,338 SH DEFINED 5 979,338 - - NEXEN INC COM 65334H102 17,840 721,975 SH DEFINED 6 721,975 - - NEXEN INC COM 65334H102 23,122 935,723 SH DEFINED 7 - 935,723 - NEXEN INC COM 65334H102 634 25,641 SH DEFINED 8 12,180 13,461 - NEXEN INC COM 65334H102 3 110 SH DEFINED 9 110 - - NEXEN INC COM 65334H102 26 1,066 SH DEFINED 13 1,066 - - NEXEN INC COM 65334H102 7 285 SH DEFINED 15 285 - - NEXEN INC COM 65334H102 25 992 SH DEFINED 18 992 - - NEXEN INC COM 65334H102 43,593 1,764,170 SH DEFINED 5;1 1,764,170 - - NEXEN INC COM 65334H102 25 1,009 SH DEFINED 1,009 - - NEXEN INC COM 65334H102 66,927 2,708,502 SH SOLE 2,708,502 - - NFJ DIVID INT & PREM COM SHS 65337H109 590 37,319 SH DEFINED 3 37,319 - - STRTGY NFJ DIVID INT & PREM COM SHS 65337H109 25 1,600 SH DEFINED 18 1,600 - - STRTGY NEXTWAVE WIRELESS INC COM 65337Y102 39 83,333 SH DEFINED 83,333 - - NICHOLAS-APPLGT INTL & COM 65370C108 89 5,536 SH DEFINED 3 5,536 - - PRM S NICHOLAS-APPLEGATE CV & COM 65370F101 351 35,611 SH DEFINED 3 35,611 - - INC NICHOLAS APPLEGATE COM 65370G109 1,032 111,405 SH DEFINED 3 41,686 - 69,719 CV&INC FD NICHOLAS APPLEGATE EQT COM 65370K100 667 39,416 SH DEFINED 3 34,416 - 5,000 CONV NICHOLAS FINANCIAL INC COM NEW 65373J209 333 44,000 SH DEFINED 4 - - 44,000 99 CENTS ONLY STORES COM 65440K106 60 3,700 SH DEFINED 1 3,700 - - 99 CENTS ONLY STORES COM 65440K106 57 3,517 SH DEFINED 2 3,517 - - 99 CENTS ONLY STORES COM 65440K106 240 14,738 SH DEFINED 3 14,738 - - 99 CENTS ONLY STORES COM 65440K106 41 2,500 SH DEFINED 5 2,500 - - 99 CENTS ONLY STORES COM 65440K106 16 1,000 SH DEFINED 8 1,000 - - 99 CENTS ONLY STORES COM 65440K106 98 6,000 SH DEFINED 6,000 - - NISOURCE INC COM 65473P105 874 55,330 SH DEFINED 3 55,005 - 325 NISOURCE INC COM 65473P105 8 523 SH DEFINED 18 523 - - NISOURCE INC COM 65473P105 6 355 SH DEFINED 355 - - NISOURCE INC COM 65473P105 2 100 SH SOLE 100 - - NOMURA HLDGS INC SPONSORED ADR 65535H208 58 7,947 SH DEFINED 2 7,947 - - NOMURA HLDGS INC SPONSORED ADR 65535H208 2 243 SH DEFINED 3 243 - - NOMURA HLDGS INC SPONSORED ADR 65535H208 45 6,158 SH DEFINED 5 6,158 - - NOMURA HLDGS INC SPONSORED ADR 65535H208 58 7,875 SH DEFINED 16 7,875 - - NOMURA HLDGS INC SPONSORED ADR 65535H208 11 1,526 SH DEFINED 18 1,526 - - NOMURA HLDGS INC SPONSORED ADR 65535H208 44 5,935 SH DEFINED - - 5,935 NOMURA HLDGS INC SPONSORED ADR 65535H208 1 165 SH SOLE 165 - - NORTH AMERN GALVANZNG & COM 65686Y109 39 7,000 SH DEFINED 3 7,000 - - CTNG NORTH AMERN GALVANZNG & COM 65686Y109 1,665 299,452 SH DEFINED 4 - 84,500 214,952 CTNG NORTHERN DYNASTY COM NEW 66510M204 28 2,892 SH DEFINED 3 2,892 - - MINERALS LT
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NORTHERN DYNASTY COM NEW 66510M204 59 6,166 SH DEFINED 5 6,166 - - MINERALS LT NORTHSTAR RLTY FIN CORP COM 66704R100 29 6,770 SH DEFINED 3 6,770 - - NOVAMED INC DEL COM 66986W108 83 24,450 SH DEFINED 3 24,450 - - NOVATEL WIRELESS INC COM NEW 66987M604 12 1,724 SH DEFINED 2 1,724 - - NOVATEL WIRELESS INC COM NEW 66987M604 8 1,150 SH DEFINED 3 1,150 - - NOVABAY PHARMACEUTICALS COM 66987P102 5 2,242 SH DEFINED 3 2,242 - - INC NOVARTIS A G SPONSORED ADR 66987V109 3,011 55,657 SH DEFINED 2 55,657 - - NOVARTIS A G SPONSORED ADR 66987V109 1,796 33,192 SH DEFINED 3 31,542 - 1,650 NOVARTIS A G SPONSORED ADR 66987V109 3,726 68,872 SH DEFINED 5 68,872 - - NOVARTIS A G SPONSORED ADR 66987V109 46 853 SH DEFINED 7 - 853 - NOVARTIS A G SPONSORED ADR 66987V109 359 6,631 SH DEFINED 8 6,631 - - NOVARTIS A G SPONSORED ADR 66987V109 26 473 SH DEFINED 15 473 - - NOVARTIS A G SPONSORED ADR 66987V109 51 940 SH DEFINED 16 940 - - NOVARTIS A G SPONSORED ADR 66987V109 433 8,000 SH DEFINED 17 - - 8,000 NOVARTIS A G SPONSORED ADR 66987V109 475 8,789 SH DEFINED 18 8,789 - - NOVARTIS A G SPONSORED ADR 66987V109 70 1,293 SH DEFINED 1,293 - - NOVARTIS A G SPONSORED ADR 66987V109 4 67 SH SOLE 67 - - NU SKIN ENTERPRISES INC CL A 67018T105 166 5,700 SH DEFINED 3 5,700 - - NU SKIN ENTERPRISES INC CL A 67018T105 20 700 SH DEFINED 8 700 - - NU SKIN ENTERPRISES INC CL A 67018T105 87 3,000 SH DEFINED 14 3,000 - - NUANCE COMMUNICATIONS INC COM 67020Y100 71 4,259 SH DEFINED 3 4,259 - - NUANCE COMMUNICATIONS INC COM 67020Y100 - 11 SH DEFINED 5 11 - - NUANCE COMMUNICATIONS INC COM 67020Y100 275 16,507 SH DEFINED 10 16,507 - - NUANCE COMMUNICATIONS INC COM 67020Y100 17 1,035 SH DEFINED 18 1,035 - - NUANCE COMMUNICATIONS INC COM 67020Y100 9 515 SH SOLE 515 - - NUMEREX CORP PA CL A 67053A102 86 19,535 SH DEFINED 16 19,535 - - NUSTAR ENERGY LP UNIT COM 67058H102 3,769 62,343 SH DEFINED 3 61,843 - 500 NUSTAR ENERGY LP UNIT COM 67058H102 18 305 SH DEFINED 15 305 - - NUSTAR ENERGY LP UNIT COM 67058H102 109 1,800 SH DEFINED 18 1,800 - - NUSTAR ENERGY LP UNIT COM 67058H102 8 138 SH DEFINED 138 - - NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1,559 52,629 SH DEFINED 3 51,634 - 995 NUVEEN MO PREM INCOME SH BEN INT 67060Q108 45 3,000 SH DEFINED 3 3,000 - - MUN FD NUVEEN PA PREM INCOME COM 67061F101 63 4,990 SH DEFINED 3 4,990 - - MUN FD NUVEEN MD PREM INCOME COM 67061Q107 84 5,906 SH DEFINED 3 5,906 - - MUN FD NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 28 2,700 SH DEFINED 3 2,700 - - NUVEEN INSD CA PREM COM 67061U108 52 4,067 SH DEFINED 3 4,067 - - INCOME 2 NUVEEN INSD CALIF PREM COM 67061X102 52 3,900 SH DEFINED 3 3,900 - - INCOM NUVEEN CA INVT QUALITY COM 67062A101 122 9,500 SH DEFINED 3 9,500 - - MUN F NUVEEN CALIF MUN VALUE FD COM 67062C107 140 15,211 SH DEFINED 3 15,211 - - NUVEEN SELECT TAX FREE SH BEN INT 67062F100 44 3,000 SH DEFINED 3 3,000 - - INCM NUVEEN MUN ADVANTAGE FD COM 67062H106 44 3,020 SH DEFINED 3 3,020 - - INC NUVEEN NY MUN VALUE FD COM 67062M105 310 31,973 SH DEFINED 3 31,973 - - NUVEEN INSD QUALITY MUN COM 67062N103 21 1,450 SH DEFINED 3 1,450 - - FD I NUVEEN PERFORMANCE PLUS COM 67062P108 396 27,817 SH DEFINED 3 27,817 - - MUN NUVEEN NY PERFORM PLUS COM 67062R104 328 23,068 SH DEFINED 3 23,068 - - MUN F NUVEEN PREM INCOME MUN FD COM 67062T100 156 11,316 SH DEFINED 3 11,316 - - NUVEEN MUN MKT COM 67062W103 242 17,285 SH DEFINED 3 17,285 - - OPPORTUNITY F
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NUVEEN N Y INVT QUALITY COM 67062X101 7 500 SH DEFINED 3 500 - - MUN NUVEEN SELECT TAX FREE SH BEN INT 67063C106 10 750 SH DEFINED 3 750 - - INCM NUVEEN CA SELECT TAX SH BEN INT 67063R103 9 700 SH DEFINED 3 700 - - FREE PR NUVEEN NY SELECT TAX SH BEN INT 67063V104 33 2,400 SH DEFINED 3 2,400 - - FREE PR NUVEEN PREM INCOME MUN COM 67063W102 338 24,593 SH DEFINED 3 24,593 - - FD 2 NUVEEN SELECT TAX FREE SH BEN INT 67063X100 31 2,200 SH DEFINED 3 2,200 - - INCM NUVEEN VA PREM INCOME COM 67064R102 16 1,000 SH DEFINED 3 1,000 - - MUN FD NVIDIA CORP COM 67066G104 647 37,200 SH DEFINED 1 37,200 - - NVIDIA CORP COM 67066G104 5,901 339,151 SH DEFINED 2 339,151 - - NVIDIA CORP COM 67066G104 2,390 137,385 SH DEFINED 3 137,385 - - NVIDIA CORP COM 67066G104 61 3,500 SH DEFINED 5 3,500 - - NVIDIA CORP COM 67066G104 104 6,000 SH DEFINED 15 6,000 - - NVIDIA CORP COM 67066G104 53 3,041 SH DEFINED 18 3,041 - - NVIDIA CORP COM 67066G104 138 7,950 SH DEFINED - - 7,950 NUVEEN DIVID ADVANTAGE COM 67066V101 195 13,893 SH DEFINED 3 13,893 - - MUN F NUVEEN NY DIVID ADVNTG COM 67066X107 44 3,276 SH DEFINED 3 3,276 - - MUN F NUVEEN CA DIVIDEND ADV COM SHS 67066Y105 27 2,150 SH DEFINED 3 2,150 - - MUN F NUVEEN SR INCOME FD COM 67067Y104 804 101,260 SH DEFINED 3 101,260 - - NUVEEN SR INCOME FD COM 67067Y104 71 8,970 SH DEFINED 8,970 - - NUTRI SYS INC NEW COM 67069D108 117 6,540 SH DEFINED 3 6,540 - - NUTRI SYS INC NEW COM 67069D108 6 325 SH DEFINED 18 325 - - NUVEEN MASS DIVID COM SH BEN INT 67069P101 15 1,000 SH DEFINED 3 1,000 - - ADVANTAG M NUVEEN MD DIVID COM SH BEN INT 67069R107 111 7,933 SH DEFINED 3 7,933 - - ADVANTAGE MU NUVEEN CA DIV ADVANTG COM 67069X104 134 9,950 SH DEFINED 3 9,950 - - MUN FD NUVEEN NJ DIV ADVANTAGE COM 67069Y102 102 7,750 SH DEFINED 3 7,750 - - MUN NUVEEN INSD PREM INCOME COM 6706D8104 36 2,812 SH DEFINED 3 2,812 - - MUN NUVEEN CALIF MUNICPAL COM 6706EB106 125 8,580 SH DEFINED 3 8,580 - - VALU F NUVEEN GBL VL COM 6706EH103 87 4,602 SH DEFINED 3 4,602 - - OPPORTUNITIES NUVEEN EQTY PRM COM 6706EM102 260 19,404 SH DEFINED 3 19,404 - - OPPORTUNITYF NUVEEN FLTNG RTE INCM COM SHS 6706EN100 2,621 215,158 SH DEFINED 3 215,158 - - OPP FD NUVEEN DIVERSIFIED DIV COM 6706EP105 643 59,962 SH DEFINED 3 59,962 - - INCM NUVEEN EQUITY PREM COM 6706ER101 129 9,766 SH DEFINED 3 9,766 - - INCOME FD NUVEEN EQUITY PREM ADV FD COM 6706ET107 35 2,577 SH DEFINED 3 2,577 - - NUVEEN TAX ADV FLTG RATE COM 6706EV102 4 2,020 SH DEFINED 3 2,020 - - FUN NUVEEN EQUITY PREM & COM 6706EW100 107 7,799 SH DEFINED 3 7,799 - - GROWTH NUVEEN PREM INCOME MUN COM 6706K4105 13 1,000 SH DEFINED 3 1,000 - - FD 4
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NUVEEN CALIF PREM INCOME COM 6706L0102 12 1,000 SH DEFINED 3 1,000 - - MUN NUVEEN DIV ADVANTAGE MUN COM 67070F100 200 13,677 SH DEFINED 3 13,677 - - FD NUVEEN DIV ADVANTAGE MUN COM 67070F100 921 62,834 SH DEFINED 62,834 - - FD NUVEEN MD DIV ADV MUNI COM SH BEN INT 67070V105 138 9,880 SH DEFINED 3 9,880 - - FD 2 NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W103 63 5,000 SH DEFINED 3 5,000 - - NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 88 6,245 SH DEFINED 3 6,245 - - NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 277 19,620 SH DEFINED 19,620 - - NUVEEN CA DIV ADV MUNI COM SH BEN INT 67070Y109 98 7,700 SH DEFINED 3 7,700 - - FD 3 NUVEEN REAL ESTATE COM 67071B108 245 26,302 SH DEFINED 3 26,302 - - INCOME FD NUVEEN VA DIV ADV MUNI COM 67071C106 9 600 SH DEFINED 3 600 - - FD 2 NUVEEN INSD DIVID COM 67071L106 49 3,420 SH DEFINED 3 3,420 - - ADVANTAGE NUVEEN INSD CALIF DIVID COM 67071M104 18 1,300 SH DEFINED 3 1,300 - - NUVEEN QUALITY PFD COM 67071S101 741 102,103 SH DEFINED 3 102,103 - - INCOME FD NUVEEN PA DIVID COM 67071W102 105 7,450 SH DEFINED 3 7,450 - - ADVANTAGE MU NUVEEN MD DIV ADV MUN FD COM 67072A109 6 435 SH DEFINED 3 435 - - 3 NUVEEN GA DIV ADV MUN FD COM 67072B107 32 2,287 SH DEFINED 3 2,287 - - 2 NUVEEN QUALITY PFD COM 67072C105 388 49,206 SH DEFINED 3 49,206 - - INCOME FD NUVEEN INS MA TX FR ADV COM 67072F108 29 1,800 SH DEFINED 3 1,800 - - MUNF NUVEEN FLOATING RATE COM 67072T108 949 79,503 SH DEFINED 3 79,503 - - INCOME NXSTAGE MEDICAL INC COM 67072V103 23 2,000 SH DEFINED 3 2,000 - - NUVEEN MULTI STRAT INC & COM 67073B106 2,752 349,707 SH DEFINED 3 349,707 - - GR NUVEEN GLB GOVT ENHANCED COM 67073C104 267 15,952 SH DEFINED 3 9,952 - 6,000 IN NUVEEN MULTI STRAT INC COM SHS 67073D102 3,965 479,997 SH DEFINED 3 479,997 - - GR FD NUVEEN MULTI STRAT INC COM SHS 67073D102 99 12,000 SH DEFINED 18 12,000 - - GR FD NUVEEN TAX ADVANTAGED COM 67073G105 386 31,495 SH DEFINED 3 31,495 - - DIV GR NV ENERGY INC COM 67073Y106 1,146 92,967 SH DEFINED 3 89,403 - 3,564 NV ENERGY INC COM 67073Y106 54 4,400 SH DEFINED 18 4,400 - - NUVEEN ENHANCED MUN COM 67074M101 534 38,297 SH DEFINED 3 38,297 - - VALUE FD NUVEEN TX ADV TOTAL RET COM 67090H102 262 22,295 SH DEFINED 3 22,295 - - STRG NUVEEN MULT CURR ST GV COM 67090N109 894 59,177 SH DEFINED 3 59,177 - - INCM NUVEEN MULT CURR ST GV COM 67090N109 1,218 80,658 SH DEFINED 5 80,658 - - INCM NUVEEN CORE EQUITY ALPHA COM 67090X107 692 56,117 SH DEFINED 3 56,117 - - FUN NUVEEN NJ PREM INCOME COM 67101N106 122 8,708 SH DEFINED 3 8,708 - - MUN FD NUVEEN MICH PREM INCOME COM 67101Q109 64 5,000 SH DEFINED 3 5,000 - - MUN
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NUVEEN INSD NY PREM COM 67101R107 3 200 SH DEFINED 3 200 - - INCOME F NUVEEN INSD NY PREM COM 67101R107 1,860 134,115 SH DEFINED 18 134,115 - - INCOME F O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 14 2,000 SH DEFINED 3 2,000 - - OBA FINL SVCS INC COM 67424G101 5 500 SH DEFINED 3 500 - - OCCAM NETWORKS INC COM NEW 67457P309 - 36 SH DEFINED 3 36 - - OCCULOGIX INC COM NEW 67461T206 3 1,164 SH DEFINED 5 1,164 - - OCH ZIFF CAP MGMT GROUP CL A 67551U105 2,824 176,500 SH DEFINED 3 176,500 - - OCH ZIFF CAP MGMT GROUP CL A 67551U105 6 381 SH DEFINED 381 - - OCLARO INC COM 67555N107 6 2,283 SH DEFINED 3 2,283 - - OCLARO INC COM 67555N107 1 259 SH DEFINED 16 259 - - OCLARO INC COM 67555N107 8 3,000 SH DEFINED 3,000 - - ODYSSEY HEALTHCARE INC COM 67611V101 43 2,400 SH DEFINED 1 2,400 - - ODYSSEY HEALTHCARE INC COM 67611V101 78 4,303 SH DEFINED 2 4,303 - - ODYSSEY HEALTHCARE INC COM 67611V101 46 2,513 SH DEFINED 3 2,513 - - OFFICEMAX INC DEL COM 67622P101 72 4,400 SH DEFINED 1 4,400 - - OFFICEMAX INC DEL COM 67622P101 120 7,286 SH DEFINED 2 7,286 - - OFFICEMAX INC DEL COM 67622P101 53 3,227 SH DEFINED 3 3,227 - - OLD MUTUAL CLAYMORE LNG COM 68003N103 485 55,253 SH DEFINED 3 55,253 - - SHT OLYMPIC STEEL INC COM 68162K106 1,535 47,004 SH DEFINED 3 46,804 - 200 OLYMPIC STEEL INC COM 68162K106 751 23,000 SH DEFINED 4 - - 23,000 OMEGA PROTEIN CORP COM 68210P107 397 69,000 SH DEFINED 4 - - 69,000 OMNICELL INC COM 68213N109 126 8,975 SH DEFINED 2 8,975 - - OMNIAMERICAN BANCORP INC COM 68216R107 23 2,000 SH DEFINED 3 2,000 - - ONCOGENEX COM 68230A106 589 28,690 SH DEFINED 3 28,690 - - PHARMACEUTICALS IN ONCOGENEX COM 68230A106 744 36,240 SH DEFINED 5 36,240 - - PHARMACEUTICALS IN ONCOGENEX COM 68230A106 7 325 SH DEFINED 8 325 - - PHARMACEUTICALS IN ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 983 16,041 SH DEFINED 2 16,041 - - ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1,201 19,605 SH DEFINED 3 19,605 - - ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 53 872 SH DEFINED 5 872 - - ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 9 152 SH DEFINED 152 - - OPEN JT STK CO-VIMPEL SPONSORED ADR 68370R109 235 12,750 SH DEFINED 3 12,750 - - COMMUN OPEN JT STK CO-VIMPEL SPONSORED ADR 68370R109 58 3,150 SH DEFINED 3,150 - - COMMUN OPKO HEALTH INC COM 68375N103 22 11,000 SH DEFINED 3 11,000 - - OPKO HEALTH INC COM 68375N103 24 12,325 SH DEFINED 13 12,325 - - OPLINK COMMUNICATIONS INC COM NEW 68375Q403 4 208 SH DEFINED 3 208 - - OPLINK COMMUNICATIONS INC COM NEW 68375Q403 834 45,000 SH DEFINED 4 - - 45,000 OPTIMAL GROUP INC CL A SHS NEW 68388R307 - 10 SH DEFINED 3 10 - - OPTIMAL GROUP INC CL A SHS NEW 68388R307 3 1,098 SH DEFINED 5 1,098 - - OPTIMAL GROUP INC CL A SHS NEW 68388R307 - 4 SH DEFINED 7 - 4 - ORACLE CORP COM 68389X105 107,453 4,179,425 SH DEFINED 1 4,179,425 - - ORACLE CORP COM 68389X105 56,959 2,215,427 SH DEFINED 2 2,215,427 - - ORACLE CORP COM 68389X105 13,488 524,603 SH DEFINED 3 521,698 - 2,905 ORACLE CORP COM 68389X105 17,689 688,022 SH DEFINED 5 688,022 - - ORACLE CORP COM 68389X105 1,905 74,095 SH DEFINED 7 - 74,095 - ORACLE CORP COM 68389X105 694 26,977 SH DEFINED 8 24,487 2,490 - ORACLE CORP COM 68389X105 122 4,730 SH DEFINED 9 4,730 - - ORACLE CORP COM 68389X105 1,640 63,798 SH DEFINED 10 63,798 - - ORACLE CORP COM 68389X105 593 23,050 SH DEFINED 11 23,050 - - ORACLE CORP COM 68389X105 2,024 78,720 SH DEFINED 14 78,720 - - ORACLE CORP COM 68389X105 64 2,470 SH DEFINED 15 2,470 - - ORACLE CORP COM 68389X105 6 250 SH DEFINED 16 250 - - ORACLE CORP COM 68389X105 1,179 45,845 SH DEFINED 18 45,845 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ORACLE CORP COM 68389X105 14,374 559,068 SH DEFINED 5;1 559,068 - - ORACLE CORP COM 68389X105 828 32,189 SH DEFINED 25,583 6,606 - ORACLE CORP COM 68389X105 53 2,075 SH SOLE 2,075 - - OPTIMER PHARMACEUTICALS COM 68401H104 178 14,512 SH DEFINED 2 14,512 - - INC OPTIMER PHARMACEUTICALS COM 68401H104 81 6,573 SH DEFINED 3 6,573 - - INC ORASURE TECHNOLOGIES INC COM 68554V108 4 750 SH DEFINED 3 750 - - ORBITZ WORLDWIDE INC COM 68557K109 3 451 SH DEFINED 3 451 - - ORCHIDS PAPER PRODS CO COM 68572N104 272 16,543 SH DEFINED 3 16,543 - - DEL ORCHID CELLMARK INC COM 68573C107 1 600 SH DEFINED 15 600 - - ORION MARINE GROUP INC COM 68628V308 9 477 SH DEFINED 3 477 - - ORION MARINE GROUP INC COM 68628V308 3,762 208,400 SH DEFINED 4 - 72,800 135,600 ORION MARINE GROUP INC COM 68628V308 6 320 SH DEFINED 18 320 - - ORTHOLOGIC CORP COM 68750J107 2 2,000 SH DEFINED 3 2,000 - - OXYGEN BIOTHERAPEUTICS COM NEW 69207P209 71 14,166 SH DEFINED 3 14,166 - - INC P C CONNECTION COM 69318J100 508 82,000 SH DEFINED 4 - - 82,000 PCM FUND INC COM 69323T101 3 333 SH DEFINED 3 333 - - PDL BIOPHARMA INC COM 69329Y104 1,041 167,581 SH DEFINED 2 167,581 - - PDL BIOPHARMA INC COM 69329Y104 411 66,225 SH DEFINED 3 66,225 - - PDL BIOPHARMA INC COM 69329Y104 362 58,246 SH DEFINED 5 58,246 - - PDL BIOPHARMA INC COM 69329Y104 11 1,784 SH DEFINED 8 1,784 - - PG&E CORP COM 69331C108 8,357 197,010 SH DEFINED 2 197,010 - - PG&E CORP COM 69331C108 2,290 53,980 SH DEFINED 3 52,980 - 1,000 PG&E CORP COM 69331C108 11,489 270,830 SH DEFINED 4 - 98,295 172,535 PG&E CORP COM 69331C108 955 22,524 SH DEFINED 5 22,524 - - PG&E CORP COM 69331C108 16 375 SH DEFINED 7 - 375 - PG&E CORP COM 69331C108 21 490 SH DEFINED 8 490 - - PG&E CORP COM 69331C108 142 3,347 SH DEFINED 14 3,347 - - PG&E CORP COM 69331C108 93 2,200 SH DEFINED 15 2,200 - - PG&E CORP COM 69331C108 21 500 SH DEFINED 17 - - 500 PG&E CORP COM 69331C108 63 1,479 SH DEFINED 18 1,479 - - PG&E CORP COM 69331C108 71 1,680 SH DEFINED 1,680 - - P F CHANGS CHINA BISTRO COM 69333Y108 23 519 SH DEFINED 2 519 - - INC P F CHANGS CHINA BISTRO COM 69333Y108 564 12,772 SH DEFINED 3 12,772 - - INC P F CHANGS CHINA BISTRO COM 69333Y108 5 116 SH DEFINED 5 116 - - INC PHI INC COM VTG 69336T106 315 14,600 SH DEFINED 4 - - 14,600 PHI INC COM NON VTG 69336T205 424 20,000 SH DEFINED 4 - - 20,000 PGT INC COM 69336V101 796 437,239 SH DEFINED 4 - 99,600 337,639 PMC-SIERRA INC COM 69344F106 1,374 154,069 SH DEFINED 2 154,069 - - PMC-SIERRA INC COM 69344F106 41 4,622 SH DEFINED 3 4,622 - - PMC-SIERRA INC COM 69344F106 21 2,300 SH DEFINED 5 2,300 - - PMC-SIERRA INC COM 69344F106 5 606 SH DEFINED 18 606 - - PMI GROUP INC COM 69344M101 138 25,500 SH DEFINED 2 25,500 - - PMI GROUP INC COM 69344M101 1 200 SH DEFINED 3 200 - - PNM RES INC COM 69349H107 129 10,318 SH DEFINED 2 10,318 - - PNM RES INC COM 69349H107 914 72,982 SH DEFINED 3 72,982 - - PPL CORP COM 69351T106 7,600 274,255 SH DEFINED 2 274,255 - - PPL CORP COM 69351T106 2,042 73,699 SH DEFINED 3 73,699 - - PPL CORP COM 69351T106 531 19,159 SH DEFINED 5 19,159 - - PPL CORP COM 69351T106 63 2,282 SH DEFINED 8 2,282 - - PPL CORP COM 69351T106 3,537 127,650 SH DEFINED 18 127,650 - - PPL CORP COM 69351T106 114 4,096 SH DEFINED - 4,096 - PRGX GLOBAL INC COM NEW 69357C503 22 3,767 SH DEFINED 3 3,767 - - PS BUSINESS PKS INC CALIF COM 69360J107 542 10,157 SH DEFINED 2 10,157 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PS BUSINESS PKS INC CALIF COM 69360J107 4 70 SH DEFINED 18 70 - - PSS WORLD MED INC COM 69366A100 3,534 150,300 SH DEFINED 3 150,300 - - PSS WORLD MED INC COM 69366A100 13,984 594,808 SH DEFINED 4 - 400,538 194,270 PACIFIC BOOKER MINERALS COM 69403R108 75 10,500 SH DEFINED 7 - 10,500 - INC PACIFIC CAP BANCORP NEW COM 69404P101 1 700 SH DEFINED 3 700 - - PACIFIC ETHANOL INC COM 69423U107 1 800 SH DEFINED 3 800 - - PACIFIC ETHANOL INC COM 69423U107 8 7,500 SH DEFINED 13 7,500 - - PAIN THERAPEUTICS INC COM 69562K100 254 40,465 SH DEFINED 3 40,465 - - PANASONIC CORP ADR 69832A205 13 865 SH DEFINED 3 865 - - PANASONIC CORP ADR 69832A205 17 1,135 SH DEFINED 5 1,135 - - PANASONIC CORP ADR 69832A205 1 83 SH DEFINED 15 83 - - PANASONIC CORP ADR 69832A205 15 955 SH DEFINED 18 955 - - PANERA BREAD CO CL A 69840W108 407 5,322 SH DEFINED 2 5,322 - - PANERA BREAD CO CL A 69840W108 694 9,079 SH DEFINED 3 9,079 - - PANERA BREAD CO CL A 69840W108 1,109 14,500 SH DEFINED 4 - 2,300 12,200 PANERA BREAD CO CL A 69840W108 45 594 SH DEFINED 5 594 - - PANERA BREAD CO CL A 69840W108 8 100 SH DEFINED 18 100 - - PAR PHARMACEUTICAL COS COM 69888P106 1,119 45,122 SH DEFINED 2 45,122 - - INC PAR PHARMACEUTICAL COS COM 69888P106 226 9,109 SH DEFINED 3 9,109 - - INC PARAGON SHIPPING INC CL A 69913R309 11 2,450 SH DEFINED 3 2,450 - - PARAGON SHIPPING INC CL A 69913R309 289 62,000 SH DEFINED 4 - - 62,000 PARAMOUNT GOLD & SILVER COM 69924P102 6 4,000 SH DEFINED 5 4,000 - - CORP PARKWAY PPTYS INC COM 70159Q104 357 19,000 SH DEFINED 4 - - 19,000 PARTNER COMMUNICATIONS ADR 70211M109 97 4,272 SH DEFINED 3 4,272 - - CO LT PATRIOT COAL CORP COM 70336T104 1 29 SH DEFINED 2 29 - - PATRIOT COAL CORP COM 70336T104 587 28,688 SH DEFINED 3 28,688 - - PATRIOT COAL CORP COM 70336T104 3 130 SH DEFINED 15 130 - - PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 21 1,124 SH DEFINED 2 1,124 - - PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 279 15,242 SH DEFINED 3 15,242 - - PENNYMAC MTG INVT TR COM 70931T103 173 10,400 SH DEFINED 1 10,400 - - PENSKE AUTOMOTIVE GRP INC COM 70959W103 236 16,348 SH DEFINED 2 16,348 - - PENSKE AUTOMOTIVE GRP INC COM 70959W103 2 116 SH DEFINED 3 116 - - PERCEPTRON INC COM 71361F100 392 90,000 SH DEFINED 4 - - 90,000 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 407 10,870 SH DEFINED 3 10,870 - - PERFICIENT INC COM 71375U101 24 2,100 SH DEFINED 3 2,100 - - PERFICIENT INC COM 71375U101 10,092 895,465 SH DEFINED 4 - 712,245 183,220 PERFORMANCE TECHNOLOGIES COM 71376K102 391 140,000 SH DEFINED 4 - - 140,000 INC PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 396 10,000 PUT DEFINED 3 10,000 - - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 4,052 102,354 SH DEFINED 3 102,354 - - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 12 312 SH DEFINED 5 312 - - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 732 18,480 SH DEFINED 7 - 18,480 - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 13 340 SH DEFINED 8 - 340 - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 49 1,250 SH DEFINED 13 1,250 - - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 792 20,000 SH DEFINED 14 20,000 - - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 - 3 SH DEFINED 16 3 - - PETRO PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 85 2,143 SH DEFINED 18 2,143 - - PETRO
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 82 2,063 SH DEFINED 2,063 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 5,611 126,100 SH DEFINED 1 126,100 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 346 7,784 SH DEFINED 2 7,784 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 797 17,900 CALL DEFINED 3 17,900 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 8,455 190,000 PUT DEFINED 3 190,000 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 51,491 1,157,098 SH DEFINED 3 1,156,543 - 555 PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 1,458 32,769 SH DEFINED 5 32,769 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 107 2,400 SH DEFINED 7 - 2,400 - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 11 250 SH DEFINED 8 250 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 91 2,050 SH DEFINED 14 2,050 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 215 4,828 SH DEFINED 15 4,828 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 1,152 25,891 SH DEFINED 16 25,891 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 179 4,024 SH DEFINED 18 4,024 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 4,842 108,800 SH OTHER S;6 108,800 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 87 1,962 SH DEFINED 1,962 - - PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 176 3,958 SH SOLE 3,958 - - PETRO PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2,207 33,274 SH DEFINED 3 29,974 - 3,300 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 1,523 22,950 SH DEFINED 5 22,950 - - PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 17 250 SH DEFINED 8 250 - - PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 20 300 SH DEFINED 15 300 - - PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2,554 38,500 SH DEFINED 38,500 - - PHARMERICA CORP COM 71714F104 275 15,074 SH DEFINED 2 15,074 - - PHARMERICA CORP COM 71714F104 16 879 SH DEFINED 3 879 - - PHARMERICA CORP COM 71714F104 747 41,000 SH DEFINED 4 - - 41,000 PHARMERICA CORP COM 71714F104 153 8,400 SH DEFINED 16 8,400 - - PHARMASSET INC COM 71715N106 62 2,300 SH DEFINED 1 2,300 - - PILGRIMS PRIDE CORP NEW COM 72147K108 1,277 120,000 SH DEFINED 3 120,000 - - PIMCO CALIF MUN INCOME COM 72200M108 4 505 SH DEFINED 3 505 - - FD II PIMCO CA MUNICIPAL COM 72200N106 144 11,025 SH DEFINED 3 11,025 - - INCOME FD PIMCO MUNICIPAL INCOME FD COM 72200R107 87 6,400 SH DEFINED 3 6,400 - - PIMCO MUNICIPAL INCOME FD COM 72200R107 14 1,000 SH DEFINED 8 1,000 - - PIMCO NY MUNICIPAL COM 72200T103 308 27,600 SH DEFINED 3 27,600 - - INCOME FD PIMCO CORPORATE INCOME FD COM 72200U100 203 13,562 SH DEFINED 3 13,562 - - PIMCO MUN INCOME FD II COM 72200W106 13 1,228 SH DEFINED 3 1,228 - - PIMCO STRATEGIC GBL GOV COM 72200X104 18 1,700 SH DEFINED 3 1,700 - - FD I PIMCO STRATEGIC GBL GOV COM 72200X104 52 5,000 SH DEFINED 18 5,000 - - FD I PIMCO NEW YORK MUN FD II COM 72200Y102 492 42,917 SH DEFINED 3 42,917 - - PIMCO MUN INCOME FD III COM 72201A103 37 3,425 SH DEFINED 3 3,425 - - PIMCO CORPORATE OPP FD COM 72201B101 553 33,478 SH DEFINED 3 33,478 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PIMCO CALIF MUN INCOME COM 72201C109 6 700 SH DEFINED 3 700 - - FD II PIMCO INCOME STRATEGY COM 72201H108 231 20,300 SH DEFINED 3 20,300 - - FUND PIMCO INCOME STRATEGY COM 72201J104 200 20,733 SH DEFINED 3 20,733 - - FUND I PIMCO ETF TR 1-3YR USTREIDX 72201R106 50 1,000 SH DEFINED 3 1,000 - - PIMCO ETF TR 1-5 US TIP IDX 72201R205 1,870 36,240 SH DEFINED 3 36,240 - - PIMCO INCOME OPPORTUNITY COM 72202B100 73 3,049 SH DEFINED 3 3,049 - - FD PINNACLE FINL PARTNERS COM 72346Q104 146 9,669 SH DEFINED 2 9,669 - - INC PIONEER HIGH INCOME TR COM 72369H106 115 7,477 SH DEFINED 3 7,477 - - PIONEER FLOATING RATE TR COM 72369J102 687 56,350 SH DEFINED 3 53,850 - 2,500 PIONEER NAT RES CO NOTE 2.875% 723787AH0 5,777 5,000,000 PRN DEFINED 3 5,000,000 - - 1/1 PIONEER SOUTHWST ENRG UNIT LP INT 72388B106 797 34,050 SH DEFINED 3 34,050 - - PRTNR PIXELWORKS INC COM NEW 72581M305 587 102,062 SH DEFINED 3 102,062 - - PLATINUM GROUP METALS LTD COM NEW 72765Q205 902 465,100 SH DEFINED 5 465,100 - - PLATINUM GROUP METALS LTD COM NEW 72765Q205 6 3,000 SH DEFINED 8 3,000 - - PLUG POWER INC COM 72919P103 1,036 1,502,290 SH DEFINED 3 1,502,290 - - POLYCOM INC COM 73172K104 3,394 111,000 SH DEFINED 1 111,000 - - POLYCOM INC COM 73172K104 1,223 40,000 PUT DEFINED 3 40,000 - - POLYCOM INC COM 73172K104 1,264 41,321 SH DEFINED 3 41,321 - - POLYCOM INC COM 73172K104 245 8,000 SH DEFINED 14 8,000 - - POLYONE CORP COM 73179P106 26 2,532 SH DEFINED 2 2,532 - - POLYONE CORP COM 73179P106 666 65,000 SH DEFINED 4 - - 65,000 POLYONE CORP COM 73179P106 4 374 SH DEFINED 18 374 - - POOL CORPORATION COM 73278L105 10 458 SH DEFINED 18 458 - - PORTFOLIO RECOVERY COM 73640Q105 98 1,791 SH DEFINED 2 1,791 - - ASSOCS IN PORTFOLIO RECOVERY COM 73640Q105 44 800 SH DEFINED 16 800 - - ASSOCS IN PORTFOLIO RECOVERY COM 73640Q105 28 502 SH DEFINED 18 502 - - ASSOCS IN POSITIVEID CORP COM 73740J100 - 350 SH DEFINED 3 350 - - POTASH CORP SASK INC COM 73755L107 639,027 5,354,223 SH DEFINED 1 5,354,223 - - POTASH CORP SASK INC COM 73755L107 4,774 40,000 PUT DEFINED 3 40,000 - - POTASH CORP SASK INC COM 73755L107 7,214 60,443 SH DEFINED 3 60,368 - 75 POTASH CORP SASK INC COM 73755L107 11,422 95,700 CALL DEFINED 5 95,700 - - POTASH CORP SASK INC COM 73755L107 859 7,200 PUT DEFINED 5 7,200 - - POTASH CORP SASK INC COM 73755L107 198,067 1,659,545 SH DEFINED 5 1,659,545 - - POTASH CORP SASK INC COM 73755L107 225,630 1,890,494 SH DEFINED 6 1,890,494 - - POTASH CORP SASK INC COM 73755L107 13,814 115,742 SH DEFINED 7 - 115,742 - POTASH CORP SASK INC COM 73755L107 3,779 31,662 SH DEFINED 8 28,852 2,810 - POTASH CORP SASK INC COM 73755L107 1,150 9,632 SH DEFINED 9 9,632 - - POTASH CORP SASK INC COM 73755L107 113 946 SH DEFINED 10 946 - - POTASH CORP SASK INC COM 73755L107 642 5,376 SH DEFINED 13 5,376 - - POTASH CORP SASK INC COM 73755L107 97 810 SH DEFINED 14 810 - - POTASH CORP SASK INC COM 73755L107 165 1,385 SH DEFINED 15 1,385 - - POTASH CORP SASK INC COM 73755L107 17 145 SH DEFINED 16 - 145 - POTASH CORP SASK INC COM 73755L107 309 2,590 SH DEFINED 17 - - 2,590 POTASH CORP SASK INC COM 73755L107 65 548 SH DEFINED 18 548 - - POTASH CORP SASK INC COM 73755L107 86,067 721,132 SH DEFINED 5;1 721,132 - - POTASH CORP SASK INC COM 73755L107 1,211 10,150 SH DEFINED 10,150 - - POTASH CORP SASK INC COM 73755L107 174,098 1,458,720 SH SOLE 1,458,720 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 29,017 602,510 SH DEFINED 2 602,510 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14,448 300,000 PUT DEFINED 3 300,000 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 21,000 436,049 SH DEFINED 3 434,897 - 1,152
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4,210 87,416 SH DEFINED 5 87,416 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 89 1,840 SH DEFINED 7 - 1,840 - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 185 3,843 SH DEFINED 8 1,923 1,920 - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 28 580 SH DEFINED 9 580 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 48 1,000 SH DEFINED 15 1,000 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 482 10,000 SH DEFINED 17 - - 10,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 144 3,000 SH DEFINED 18 3,000 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 19,877 412,735 SH DEFINED 412,735 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2,201 45,704 SH SOLE 45,704 - - POWERSHARES ACTIVE MNG LOW DURAT PORT 73935B409 5 200 SH DEFINED 3 200 - - ETF T POWERSHARES INDIA ETF TR INDIA PORT 73935L100 489 21,475 SH DEFINED 3 21,475 - - POWERSHARES INDIA ETF TR INDIA PORT 73935L100 4,154 182,505 SH DEFINED 5 182,505 - - POWERSHARES INDIA ETF TR INDIA PORT 73935L100 926 40,699 SH DEFINED 8 40,699 - - POWERSHARES INDIA ETF TR INDIA PORT 73935L100 285 12,500 SH DEFINED 15 12,500 - - POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 8,191 348,265 SH DEFINED 3 347,388 - 877 TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 714 30,377 SH DEFINED 5 30,377 - - TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 21 889 SH DEFINED 8 889 - - TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 376 16,000 SH DEFINED 10 16,000 - - TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 150 6,388 SH DEFINED 13 6,388 - - TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 2,916 124,000 SH DEFINED 15 124,000 - - TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 57 2,421 SH DEFINED 18 2,421 - - TRA POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 117 4,977 SH DEFINED 4,977 - - TRA POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 8 200 SH DEFINED 3 200 - - POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 370 18,197 SH DEFINED 3 18,197 - - POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 25 1,050 SH DEFINED 3 1,050 - - POWERSHARES ETF TRUST VAL LN IND ROT 73935X179 37 1,870 SH DEFINED 1,870 - - POWERSHARES ETF TRUST GBL LSTD PVT 73935X195 68 6,869 SH DEFINED 3 6,869 - - EQT POWERSHARES ETF TRUST GBL LSTD PVT 73935X195 38 3,800 SH DEFINED 13 3,800 - - EQT POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 18 400 SH DEFINED 3 400 - - POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 3,503 202,130 SH DEFINED 3 197,955 - 4,175 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 381 22,002 SH DEFINED 5 22,002 - - POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 26 1,497 SH DEFINED 8 1,497 - - POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 78 4,500 SH DEFINED 18 4,500 - - POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 112 6,450 SH DEFINED 6,450 - - POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 50 2,059 SH DEFINED 3 2,059 - - POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 5 200 SH DEFINED 5 200 - - POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 5 200 SH DEFINED 7 - 200 - POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 9 400 SH DEFINED 3 400 - - POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 20 2,500 SH DEFINED 3 2,500 - - POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 39 4,811 SH DEFINED 5 4,811 - - POWERSHARES ETF TRUST BNKING SEC POR 73935X336 17 1,255 SH DEFINED 3 1,255 - - POWERSHARES ETF TRUST TECH SECT PORT 73935X344 24 1,030 SH DEFINED 3 1,030 - - POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 19 756 SH DEFINED 3 756 - - POWERSHARES ETF TRUST INDL SECT PORT 73935X369 960 40,636 SH DEFINED 3 40,636 - - POWERSHARES ETF TRUST FINL SECT PORT 73935X377 13 700 SH DEFINED 3 700 - - POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 8 293 SH DEFINED 3 293 - - POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 3 102 SH DEFINED 3 102 - - POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 58 2,350 SH DEFINED 3 2,350 - - POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 14 562 SH DEFINED 5 562 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 52 2,100 SH DEFINED 2,100 - - POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 3 126 SH DEFINED 3 126 - - POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 364 12,207 SH DEFINED 3 12,207 - - POWERSHARES ETF TRUST DYNAM MIDCP PT 73935X443 14 637 SH DEFINED 3 637 - - POWERSHARES ETF TRUST DYNAM LRGCP PT 73935X450 54 2,375 SH DEFINED 3 2,375 - - POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 27 1,262 SH DEFINED 3 1,262 - - POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 600 60,245 SH DEFINED 3 59,745 - 500 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 56 5,665 SH DEFINED 5 5,665 - - POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 74 SH DEFINED 8 74 - - POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 12 1,200 SH DEFINED 17 - - 1,200 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 6 600 SH DEFINED 18 600 - - POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5,774 103,557 SH DEFINED 3 103,557 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 4,030 231,200 SH DEFINED 3 231,200 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1,214 69,651 SH DEFINED 5 69,651 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 5 300 SH DEFINED 7 - 300 - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 8 439 SH DEFINED 8 439 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 87 5,000 SH DEFINED 13 5,000 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 38 2,200 SH DEFINED 16 2,200 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 15 856 SH DEFINED 18 856 - - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 24 1,400 SH DEFINED 1,400 - - POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 10,376 200,817 SH DEFINED 3 200,817 - - POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 1,036 20,047 SH DEFINED 5 20,047 - - POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 1,379 93,959 SH DEFINED 3 93,959 - - POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 207 14,078 SH DEFINED 3 14,078 - - POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 32 1,807 SH DEFINED 3 1,807 - - POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 1,661 99,673 SH DEFINED 3 99,673 - - POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 190 11,400 SH DEFINED 5 11,400 - - POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 18 1,800 SH DEFINED 3 1,800 - - POWERSHARES ETF TRUST DYN INS PTF 73935X641 809 52,605 SH DEFINED 3 52,605 - - POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 302 17,349 SH DEFINED 3 17,349 - - POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 3 200 SH DEFINED 5 200 - - POWERSHARES ETF TRUST ZACKS SML PORT 73935X674 312 16,052 SH DEFINED 3 16,052 - - POWERSHARES ETF TRUST VAL LINE TIME 73935X682 161 13,650 SH DEFINED 3 13,650 - - POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 11 600 SH DEFINED 3 600 - - POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1,100 58,970 SH DEFINED 5 58,970 - - POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 840 47,396 SH DEFINED 3 47,396 - - POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 113 7,901 SH DEFINED 3 7,901 - - POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 694 48,514 SH DEFINED 5 48,514 - - POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 11 776 SH DEFINED 776 - - POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 195 14,994 SH DEFINED 3 14,994 - - POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 777 59,756 SH DEFINED 5 59,756 - - POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 584 54,365 SH DEFINED 3 53,365 - 1,000 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 144 13,400 SH DEFINED 4 - - 13,400 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 113 7,171 SH DEFINED 3 7,171 - - POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 188 8,576 SH DEFINED 3 8,576 - - POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 14 1,021 SH DEFINED 3 1,021 - - POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 38 2,760 SH DEFINED 5 2,760 - - POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 56 2,815 SH DEFINED 3 2,815 - - POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 370 20,105 SH DEFINED 3 20,105 - - POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 3 142 SH DEFINED 3 142 - - POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 89 6,851 SH DEFINED 3 6,851 - - POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1,225 63,106 SH DEFINED 3 63,106 - - POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 73 3,738 SH DEFINED 18 3,738 - - POWERSHARES ETF TRUST DYNM SM CP VAL 73935X864 42 3,055 SH DEFINED 3 3,055 - - POWERSHARES ETF TRUST DYNM SM CP GRW 73935X872 43 3,170 SH DEFINED 3 3,170 - - POWERSHARES ETF TRUST DYMN MC VAL 73935X880 38 2,550 SH DEFINED 3 2,550 - - POWERSHARES DB G10 CURCY COM UT BEN INT 73935Y102 1,163 49,317 SH DEFINED 3 49,317 - - HAR POWERSHS DB MULTI SECT DB ENERGY FUND 73936B101 294 11,411 SH DEFINED 3 11,411 - - COMM
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 2,179 56,979 SH DEFINED 3 56,979 - - COMM POWERSHS DB MULTI SECT DB PREC MTLS 73936B200 96 2,500 SH SOLE 2,500 - - COMM POWERSHS DB MULTI SECT DB SILVER FUND 73936B309 121 3,908 SH DEFINED 3 3,908 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 2,082 85,978 SH DEFINED 3 85,978 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 1,983 81,854 SH DEFINED 5 81,854 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 30 1,222 SH DEFINED 8 722 500 - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 119 4,912 SH DEFINED 13 4,912 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 121 5,000 SH DEFINED 15 5,000 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 100 4,147 SH DEFINED 16 4,147 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 145 6,000 SH DEFINED 6,000 - - COMM POWERSHS DB MULTI SECT DB AGRICULT FD 73936B408 153 6,300 SH SOLE 6,300 - - COMM POWERSHS DB MULTI SECT DB OIL FUND 73936B507 355 12,622 SH DEFINED 14 12,622 - - COMM POWERSHS DB MULTI SECT DB OIL FUND 73936B507 1,049 37,300 SH DEFINED 15 37,300 - - COMM POWERSHS DB MULTI SECT DB OIL FUND 73936B507 56 2,000 SH DEFINED 2,000 - - COMM POWERSHS DB MULTI SECT DB GOLD FUND 73936B606 7 170 SH DEFINED 3 170 - - COMM POWERSHS DB MULTI SECT DB BASE METALS 73936B705 1,973 87,653 SH DEFINED 3 87,653 - - COMM POWERSHS DB MULTI SECT DB BASE METALS 73936B705 60 2,662 SH DEFINED 5 2,662 - - COMM POWERSHS DB MULTI SECT DB BASE METALS 73936B705 45 2,000 SH DEFINED 2,000 - - COMM POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 9,163 385,000 CALL DEFINED 3 385,000 - - INDEX POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 5,950 250,000 PUT DEFINED 3 250,000 - - INDEX POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 6,550 275,229 SH DEFINED 3 275,229 - - INDEX POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 105 4,430 SH DEFINED 5 4,430 - - INDEX POWERSHS DB US DOLLAR DOLL INDX BULL 73936D107 21 903 SH DEFINED 903 - - INDEX POWERSHS DB US DOLLAR DOLL INDX BEAR 73936D206 343 12,925 SH DEFINED 3 12,925 - - INDEX POWERSHARES GLOBAL ETF FD NASD100BUYWRIT 73936G100 13 580 SH DEFINED 3 580 - - POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 679 31,372 SH DEFINED 3 31,295 - 77 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 2 96 SH DEFINED 3 96 - - POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 32 2,100 SH DEFINED 3 2,100 - - POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 16 570 SH DEFINED 3 570 - - POWERSHARES GLOBAL ETF WK VRDO TX FR 73936T433 6,962 278,600 SH DEFINED 3 278,600 - - TRUST POWERSHARES GLOBAL ETF CALI MUNI ETF 73936T441 314 13,279 SH DEFINED 3 13,279 - - TRUST POWERSHARES GLOBAL ETF INSUR NATL MUN 73936T474 2,366 99,844 SH DEFINED 3 99,844 - - TRUST POWERSHARES GLOBAL ETF I-30 LAD TREAS 73936T524 107 4,000 SH DEFINED 3 4,000 - - TRUST
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- POWERSHARES GLOBAL ETF HI YLD USD BD 73936T557 834 46,383 SH DEFINED 3 46,133 - 250 TRUST POWERSHARES GLOBAL ETF AGG PFD PORT 73936T565 1,692 121,283 SH DEFINED 3 115,283 - 6,000 TRUST POWERSHARES GLOBAL ETF AGG PFD PORT 73936T565 109 7,800 SH DEFINED 18 7,800 - - TRUST POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 7,440 283,982 SH DEFINED 3 283,167 - 815 TRUST POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 96 3,650 SH DEFINED 5 3,650 - - TRUST POWERSHARES GLOBAL ETF SOVEREIGN DEBT 73936T573 36 1,376 SH DEFINED 1,376 - - TRUST POWERSHARES GLOBAL ETF GBL CLEAN ENER 73936T615 135 9,084 SH DEFINED 3 9,084 - - TRUST POWERSHARES GLOBAL ETF GBL CLEAN ENER 73936T615 10 650 SH DEFINED 6 650 - - TRUST POWERSHARES GLOBAL ETF GBL CLEAN ENER 73936T615 10 700 SH DEFINED 8 700 - - TRUST POWERSHARES GLOBAL ETF GBL WTR PORT 73936T623 610 33,855 SH DEFINED 3 33,855 - - TRUST POWERSHARES GLOBAL ETF GBL WTR PORT 73936T623 25 1,392 SH DEFINED 5 1,392 - - TRUST POWERSHARES GLOBAL ETF GBL WTR PORT 73936T623 7 400 SH DEFINED 18 400 - - TRUST POWERSHARES GLOBAL ETF EMER MRKT PORT 73936T763 13 559 SH DEFINED 3 559 - - TRUST POWERSHARES GLOBAL ETF EMER MRKT PORT 73936T763 1,388 60,463 SH DEFINED 5 60,463 - - TRUST POWERSHARES GLOBAL ETF EMER MRKT PORT 73936T763 44 1,925 SH DEFINED 8 1,925 - - TRUST POWERSHARES GLOBAL ETF DEV MKTS EX-US 73936T789 26 695 SH DEFINED 5 695 - - TRUST POWERSHARES GLOBAL ETF DEV MKTS EX-US 73936T789 66 1,745 SH DEFINED 8 1,745 - - TRUST POWERSHARES GLOBAL ETF DEV INTL OPP 73936T805 1 60 SH DEFINED 3 60 - - TRUST POWERSHARES GLOBAL ETF ASIA PAC EX-JP 73936T854 38 800 SH DEFINED 5 800 - - TRUST POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 15 338 SH DEFINED 3 338 - - POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 76 1,700 SH DEFINED 5 1,700 - - POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 7 535 SH DEFINED 3 535 - - POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 65 4,900 SH DEFINED 4,900 - - POWERSHARES ETF TR II BUILD AMER ETF 73937B407 258 10,330 SH DEFINED 3 10,330 - - POZEN INC COM 73941U102 90 9,432 SH DEFINED 3 9,432 - - PRAXAIR INC COM 74005P104 10,345 124,638 SH DEFINED 2 124,638 - - PRAXAIR INC COM 74005P104 3,855 46,443 SH DEFINED 3 41,893 - 4,550 PRAXAIR INC COM 74005P104 411 4,950 SH DEFINED 5 4,950 - - PRAXAIR INC COM 74005P104 39 470 SH DEFINED 7 - 470 - PRAXAIR INC COM 74005P104 94 1,135 SH DEFINED 10 1,135 - - PRAXAIR INC COM 74005P104 56 670 SH DEFINED 15 670 - - PRAXAIR INC COM 74005P104 42 500 SH DEFINED 16 500 - - PRAXAIR INC COM 74005P104 112 1,345 SH DEFINED 17 - - 1,345 PRAXAIR INC COM 74005P104 564 6,794 SH DEFINED 18 6,794 - - PRAXAIR INC COM 74005P104 187 2,259 SH DEFINED 41 - 2,218 PRAXAIR INC COM 74005P104 157 1,893 SH SOLE 1,893 - - PREMIER FINL BANCORP INC COM 74050M105 5 614 SH DEFINED 3 614 - - PRESTIGE BRANDS HLDGS INC COM 74112D101 2 200 SH DEFINED 3 200 - - PRESTIGE BRANDS HLDGS INC COM 74112D101 486 54,000 SH DEFINED 4 - - 54,000 PRESTIGE BRANDS HLDGS INC COM 74112D101 18 1,983 SH DEFINED 18 1,983 - - PRICE T ROWE GROUP INC COM 74144T108 165 3,000 SH DEFINED 1 3,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PRICE T ROWE GROUP INC COM 74144T108 6,763 123,035 SH DEFINED 2 123,035 - - PRICE T ROWE GROUP INC COM 74144T108 1,422 25,874 SH DEFINED 3 25,874 - - PRICE T ROWE GROUP INC COM 74144T108 2 32 SH DEFINED 5 32 - - PRICE T ROWE GROUP INC COM 74144T108 58 1,048 SH DEFINED 18 1,048 - - PRIDE INTL INC DEL COM 74153Q102 8,180 271,668 SH DEFINED 3 271,668 - - PRIDE INTL INC DEL COM 74153Q102 1 43 SH DEFINED 5 43 - - PRIDE INTL INC DEL COM 74153Q102 1,656 55,000 SH DEFINED 13 55,000 - - PRIDE INTL INC DEL COM 74153Q102 17 565 SH DEFINED 16 - 565 - PRIDE INTL INC DEL COM 74153Q102 8 279 SH DEFINED 18 279 - - PRIMEDIA INC COM NEW 74157K846 103 30,000 SH DEFINED 16 30,000 - - PRINCIPAL FINL GROUP INC COM 74251V102 4,131 141,415 SH DEFINED 2 141,415 - - PRINCIPAL FINL GROUP INC COM 74251V102 474 16,226 SH DEFINED 3 16,226 - - PRINCIPAL FINL GROUP INC COM 74251V102 129 4,400 SH DEFINED 4 - 4,400 - PRINCIPAL FINL GROUP INC COM 74251V102 121 4,142 SH DEFINED 10 4,142 - - PRINCIPAL FINL GROUP INC COM 74251V102 130 4,440 SH DEFINED 17 - - 4,440 PRINCIPAL FINL GROUP INC COM 74251V102 273 9,353 SH DEFINED 18 9,353 - - PRINCIPAL FINL GROUP INC COM 74251V102 204 7,000 SH SOLE 7,000 - - PROASSURANCE CORP COM 74267C106 159 2,715 SH DEFINED 2 2,715 - - PROASSURANCE CORP COM 74267C106 2,252 38,470 SH DEFINED 4 - 22,070 16,400 PROSHARES TR PSHS ULT S&P 74347R107 928 22,090 SH DEFINED 2 22,090 - - 500 PROSHARES TR PSHS ULT S&P 74347R107 1,225 29,152 SH DEFINED 3 29,152 - - 500 PROSHARES TR PSHS ULT S&P 74347R107 134 3,200 SH DEFINED 13 3,200 - - 500 PROSHARES TR PSHS ULT S&P 74347R107 143 3,395 SH DEFINED 16 3,395 - - 500 PROSHARES TR PSHS ULTRA QQQ 74347R206 41 627 SH DEFINED 3 627 - - PROSHARES TR PSHS SHTFINL 74347R230 758 19,104 SH DEFINED 3 19,104 - - ETF PROSHARES TR PSHS CS 130/30 74347R248 12 225 SH DEFINED 3 225 - - PROSHARES TR PSHS ULTSH 74347R297 9,446 194,000 CALL DEFINED 3 194,000 - - 20YRS PROSHARES TR PSHS ULTSH 74347R297 55,492 1,139,700 PUT DEFINED 3 1,139,700 - - 20YRS PROSHARES TR PSHS ULTSH 74347R297 13,633 280,002 SH DEFINED 3 279,902 - 100 20YRS PROSHARES TR PSHS ULTSH 74347R297 75 1,550 SH DEFINED 5 1,550 - - 20YRS PROSHARES TR PSHS ULTSH 74347R297 37 750 SH DEFINED 13 750 - - 20YRS PROSHARES TR PSHS ULTSH 74347R297 146 3,000 SH DEFINED 15 3,000 - - 20YRS PROSHARES TR PSHS ULTSH 74347R297 48 980 SH DEFINED 16 980 - - 20YRS PROSHARES TR PSHS ULTRA 74347R305 91 1,900 SH DEFINED 3 1,900 - - DOW30 PROSHARES TR PSHS ULSHT 74347R313 31 600 SH DEFINED 3 600 - - 7-10Y PROSHARES TR PSHS UL XIN 74347R321 50 6,385 SH DEFINED 3 6,385 - - CH25 PROSHARES TR PSHS UL XIN 74347R321 364 46,250 SH DEFINED 5 46,250 - - CH25 PROSHARES TR PSHS UL XIN 74347R321 6 800 SH DEFINED 8 800 - - CH25 PROSHARES TR PSHS UT SHT 74347R354 288 28,733 SH DEFINED 3 28,733 - - MSCI PROSHARES TR PSHS UT SHT 74347R354 206 20,510 SH DEFINED 5 20,510 - - MSCI PROSHARES TR PSHS UT SHT 74347R354 5 495 SH DEFINED 8 495 - - MSCI
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PROSHARES TR PSHS SH MSCI 74347R370 1,611 28,365 SH DEFINED 3 28,365 - - EAF PROSHARES TR PSHS ULT 74347R404 1,017 20,600 SH DEFINED 3 20,600 - - MCAP400 PROSHARES TR PSHS ULT 2000 74347R487 81 2,295 SH DEFINED 13 2,295 - - GR PROSHARES TR PSHS SHRT 74347R503 11,142 225,039 SH DEFINED 3 225,039 - - S&P500 PROSHARES TR PSHS SHRT 74347R503 40 800 SH DEFINED 5 800 - - S&P500 PROSHARES TR PSHS SHRT 74347R503 103 2,075 SH DEFINED 13 2,075 - - S&P500 PROSHARES TR PSHS SHRT 74347R503 347 7,005 SH DEFINED 18 7,005 - - S&P500 PROSHARES TR PSHS REAL 74347R552 177 29,243 SH DEFINED 2 29,243 - - ESTAT PROSHARES TR PSHS REAL 74347R552 4 700 SH DEFINED 3 700 - - ESTAT PROSHARES TR PSHS REAL 74347R552 14 2,400 SH DEFINED 5 2,400 - - ESTAT PROSHARES TR PSHS 74347R578 8 400 SH DEFINED 3 400 - - TECHNOLOGY PROSHARES TR PSHS ULTRSHT 74347R586 5 400 SH DEFINED 3 400 - - O&G PROSHARES TR PSHS SHORT QQQ 74347R602 2,362 57,510 SH DEFINED 3 57,510 - - PROSHARES TR PSHS ULTSHT 74347R628 483 25,130 SH DEFINED 2 25,130 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 3,846 200,000 CALL DEFINED 3 200,000 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 2,091 108,750 SH DEFINED 3 108,750 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 194 10,105 SH DEFINED 5 10,105 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 5 240 SH DEFINED 8 240 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 225 11,725 SH DEFINED 13 11,725 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 396 20,580 SH DEFINED 16 20,580 - - FINL PROSHARES TR PSHS ULTSHT 74347R628 15 800 SH DEFINED 800 - - FINL PROSHARES TR PSHS CONSMR 74347R636 - 10 SH DEFINED 3 10 - - SVCS PROSHARES TR PSHS BASIC 74347R651 332 46,900 CALL DEFINED 3 46,900 - - MTRL PROSHARES TR PSHS BASIC 74347R651 832 117,715 SH DEFINED 3 117,715 - - MTRL PROSHARES TR PSHS ULTRA 74347R677 4,343 533,504 SH DEFINED 2 533,504 - - R/EST PROSHARES TR PSHS ULTRA 74347R677 1,635 200,869 SH DEFINED 3 178,309 - 22,560 R/EST PROSHARES TR PSHS ULTRA 74347R677 192 23,640 SH DEFINED 13 23,640 - - R/EST PROSHARES TR PSHS ULTRA 74347R677 35 4,260 SH DEFINED 16 4,260 - - R/EST PROSHARES TR PSHS ULTRA 74347R685 2 55 SH DEFINED 3 55 - - UTIL PROSHARES TR PSHS ULTRA 74347R693 2,438 44,909 SH DEFINED 3 41,909 - 3,000 TECH PROSHARES TR PSHS SHORT 74347R701 264 5,315 SH DEFINED 3 5,315 - - DOW30
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PROSHARES TR PSHS ULTRA O&G 74347R719 273 7,953 SH DEFINED 3 7,953 - - PROSHARES TR PSHS ULTRA O&G 74347R719 55 1,600 SH DEFINED 13 1,600 - - PROSHARES TR PSHS ULTRA 74347R727 82 2,195 SH DEFINED 13 2,195 - - INDL PROSHARES TR PSHS ULTRA 74347R743 3,307 487,100 CALL DEFINED 3 487,100 - - FINL PROSHARES TR PSHS ULTRA 74347R743 543 80,000 PUT DEFINED 3 80,000 - - FINL PROSHARES TR PSHS ULTRA 74347R743 2,577 379,517 SH DEFINED 3 356,987 - 22,530 FINL PROSHARES TR PSHS ULTRA 74347R743 7 1,000 SH DEFINED 5 1,000 - - FINL PROSHARES TR PSHS ULTRA 74347R743 22 3,280 SH DEFINED 7 - 3,280 - FINL PROSHARES TR PSHS ULTRA 74347R743 201 29,650 SH DEFINED 13 29,650 - - FINL PROSHARES TR PSHS ULTRA 74347R743 86 12,640 SH DEFINED 16 12,640 - - FINL PROSHARES TR PSHS CONSMR 74347R750 56 1,375 SH DEFINED 13 1,375 - - SVCS PROSHARES TR PSHS ULT 74347R776 59 1,638 SH DEFINED 13 1,638 - - BASMATL PROSHARES TR PSHS SHT 74347R784 2 44 SH DEFINED 3 44 - - SCAP600 PROSHARES TR PSHS SH 74347R800 6 150 SH DEFINED 3 150 - - MDCAP400 PROSHARES TR PSHS 74347R826 6 160 SH DEFINED 3 160 - - SHTRUSS2000 PROSHARES TR PSHS 74347R826 28 690 SH DEFINED 18 690 - - SHTRUSS2000 PROSHARES TR PSHS 74347R834 219 10,650 SH DEFINED 3 10,650 - - ULSHRUS2000 PROSHARES TR PSHS 74347R834 18 864 SH DEFINED 18 864 - - ULSHRUS2000 PROSHARES TR PSHS 74347R834 62 3,000 SH DEFINED 3,000 - - ULSHRUS2000 PROSHARES TR PSHS 74347R842 193 5,780 SH DEFINED 3 100 - 5,680 ULTRUSS2000 PROSHARES TR PSHS ULSHT 74347R859 203 11,200 SH DEFINED 3 11,200 - - MD400 PROSHARES TR PSHS ULTASH 74347R867 176 6,653 SH DEFINED 3 6,653 - - DW30 PROSHARES TR PSHS ULTASH 74347R867 16 600 SH DEFINED 8 600 - - DW30 PROSHARES TR PSHS ULTSHRT 74347R875 794 47,445 SH DEFINED 3 47,445 - - QQQ PROSHARES TR PSHS ULSHT 74347R883 1,963 63,337 SH DEFINED 2 63,337 - - SP500 PROSHARES TR PSHS ULSHT 74347R883 452 14,599 SH DEFINED 3 14,599 - - SP500 PROSHARES TR PSHS ULSHT 74347R883 99 3,200 SH DEFINED 5 3,200 - - SP500 PROSHARES TR PSHS ULSHT 74347R883 150 4,848 SH DEFINED 13 4,848 - - SP500 PROSHARES TR PSHS ULSHT 74347R883 62 2,000 SH DEFINED 14 2,000 - - SP500 PROSHARES TR PSHS ULSHT 74347R883 108 3,475 SH DEFINED 16 3,475 - - SP500 PROSHARES TR PSHS ULSHT 74347R883 19 606 SH DEFINED 18 606 - - SP500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- PROSHARES TR II ULTRA GOLD 74347W601 3,092 68,143 SH DEFINED 3 64,763 - 3,380 PROSHARES TR II ULTRA GOLD 74347W601 64 1,400 SH DEFINED 16 1,400 - - PROSHARES TR II ULTRASHRT GOLD 74347W700 16 1,600 SH DEFINED 3 1,600 - - PROSHARES TR II ULTSH DJ UBS 74347W809 12 1,000 SH DEFINED 3 1,000 - - CRU PROSHARES TR II ULTRA SILVER 74347W841 81 1,400 SH DEFINED 16 1,400 - - PROSHARES TR II ULTRASHORT YEN 74347W858 2 100 SH DEFINED 5 100 - - PROSHARES TR II ULTRASHRT EURO 74347W882 322 15,500 SH DEFINED 3 15,500 - - PROSHARES TR II ULTRASHRT EURO 74347W882 7 320 SH DEFINED 320 - - PROSHARES TR MSCI EMRG ETF 74347X302 445 5,000 SH DEFINED 3 5,000 - - PROSHARES TR MSCI EMRG ETF 74347X302 164 1,840 SH DEFINED 13 1,840 - - PROSHARES TR UL MSCI JP ETF 74347X708 88 1,200 SH DEFINED 16 1,200 - - PROSHARES TR SHRT 20+YR TRE 74347X849 231 4,620 SH DEFINED 3 4,620 - - PROSHARES TR FTSE XINH ETF 74347X880 356 5,100 SH DEFINED 3 5,100 - - PROSHARES TR FTSE XINH ETF 74347X880 74 1,052 SH DEFINED 13 1,052 - - PROSHARES TR FTSE XINH ETF 74347X880 62 882 SH DEFINED 16 882 - - PROSPECT CAPITAL COM 74348T102 467 38,410 SH DEFINED 3 38,410 - - CORPORATION PROSPECT CAPITAL COM 74348T102 713 58,705 SH DEFINED 4 - - 58,705 CORPORATION PROSPECT CAPITAL COM 74348T102 38 3,100 SH DEFINED 18 3,100 - - CORPORATION PROTALIX BIOTHERAPEUTICS COM 74365A101 5 800 SH DEFINED 3 800 - - INC PROVIDENT ENERGY TR TR UNIT 74386K104 194 25,177 SH DEFINED 2 25,177 - - PROVIDENT ENERGY TR TR UNIT 74386K104 457 59,313 SH DEFINED 3 59,313 - - PROVIDENT ENERGY TR TR UNIT 74386K104 225 29,215 SH DEFINED 5 29,215 - - PROVIDENT ENERGY TR TR UNIT 74386K104 41 5,315 SH DEFINED 8 5,315 - - PROVIDENT ENERGY TR TR UNIT 74386K104 231 30,000 SH DEFINED 13 30,000 - - PROVIDENT ENERGY TR TR UNIT 74386K104 231 30,000 SH DEFINED 15 30,000 - - PROVIDENT FINL SVCS INC COM 74386T105 36 3,000 SH DEFINED 3 3,000 - - PRUDENTIAL PLC ADR 74435K204 747 45,079 SH DEFINED 2 45,079 - - PRUDENTIAL PLC ADR 74435K204 1 41 SH DEFINED 3 41 - - PRUDENTIAL PLC ADR 74435K204 16 992 SH DEFINED 5 992 - - PRUDENTIAL PLC ADR 74435K204 7 418 SH DEFINED 18 418 - - PRUDENTIAL PLC ADR 74435K204 40 2,400 SH DEFINED 2,400 - - PSYCHIATRIC SOLUTIONS INC COM 74439H108 1,384 46,375 SH DEFINED 3 46,375 - - PSYCHIATRIC SOLUTIONS INC COM 74439H108 21 687 SH DEFINED 18 687 - - PUBLIC STORAGE COM 74460D109 5,161 56,102 SH DEFINED 2 56,102 - - PUBLIC STORAGE COM 74460D109 511 5,556 SH DEFINED 3 5,556 - - PUBLIC STORAGE COM 74460D109 73 795 SH DEFINED 18 795 - - PUBLIC STORAGE COM A DP1/1000 74460D729 21 876 SH DEFINED 2 876 - - PUBLIC STORAGE COM A DP1/1000 74460D729 76 3,110 SH DEFINED 3 3,110 - - QUALITY DISTR INC FLA COM 74756M102 1,201 199,200 SH DEFINED 3 199,200 - - QUEST DIAGNOSTICS INC COM 74834L100 4,086 70,105 SH DEFINED 2 70,105 - - QUEST DIAGNOSTICS INC COM 74834L100 4,306 73,872 SH DEFINED 3 72,977 - 895 QUEST DIAGNOSTICS INC COM 74834L100 10,756 184,519 SH DEFINED 5 184,519 - - QUEST DIAGNOSTICS INC COM 74834L100 512 8,788 SH DEFINED 8 8,788 - - QUEST DIAGNOSTICS INC COM 74834L100 373 6,400 SH DEFINED 14 6,400 - - QUEST DIAGNOSTICS INC COM 74834L100 48 832 SH DEFINED 15 832 - - QUEST DIAGNOSTICS INC COM 74834L100 274 4,700 SH DEFINED 18 4,700 - - QUEST DIAGNOSTICS INC COM 74834L100 10 170 SH DEFINED 5;1 170 - - QUEST DIAGNOSTICS INC COM 74834L100 20 335 SH DEFINED 335 - - QUEST SOFTWARE INC COM 74834T103 14 759 SH DEFINED 18 759 - - QUEST CAP CORP NEW COM 74835U109 922 714,639 SH DEFINED 5 714,639 - - QUESTCOR PHARMACEUTICALS COM 74835Y101 21 2,500 SH DEFINED 2 2,500 - - INC QUICKLOGIC CORP COM 74837P108 3 1,000 SH DEFINED 3 1,000 - - QUICKSILVER RESOURCES INC COM 74837R104 550 39,072 SH DEFINED 2 39,072 - - QUICKSILVER RESOURCES INC COM 74837R104 473 33,648 SH DEFINED 3 33,648 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- QUICKSILVER RESOURCES INC COM 74837R104 21 1,500 SH DEFINED 5;1 1,500 - - QUIKSILVER INC COM 74838C106 5 1,000 SH DEFINED 3 1,000 - - QUIDEL CORP COM 74838J101 157 10,767 SH DEFINED 3 10,767 - - QUICKSILVER GAS SVCS LP COM UNITS LPI 74839G106 668 31,997 SH DEFINED 3 31,997 - - QWEST COMMUNICATIONS NOTE 749121BY4 8,454 7,500,000 PRN DEFINED 3 7,500,000 - - INTL IN 3.500%11/1 RGC RES INC COM 74955L103 203 6,500 SH DEFINED 4 - - 6,500 RMR REAL ESTATE INCOME FD COM SHS 74964K609 2 61 SH DEFINED 3 61 - - RRI ENERGY INC COM 74971X107 100 27,039 SH DEFINED 2 27,039 - - RRI ENERGY INC COM 74971X107 87 23,572 SH DEFINED 3 23,572 - - RTI INTL METALS INC COM 74973W107 7,222 238,100 SH DEFINED 1 238,100 - - RTI INTL METALS INC COM 74973W107 1,133 37,368 SH DEFINED 3 37,368 - - RXI PHARMACEUTICALS CORP COM 74978T109 1 200 SH DEFINED 3 200 - - RADIANT SYSTEMS INC COM 75025N102 13,506 946,450 SH DEFINED 4 - 752,330 194,120 RADIO ONE INC CL D NON VTG 75040P405 276 90,600 SH DEFINED 4 - - 90,600 RAM ENERGY RESOURCES INC COM 75130P109 5 3,563 SH DEFINED 3 3,563 - - RANGE RES CORP COM 75281A109 9,679 206,500 SH DEFINED 1 181,600 - 24,900 RANGE RES CORP COM 75281A109 4,315 92,069 SH DEFINED 2 92,069 - - RANGE RES CORP COM 75281A109 605 12,903 SH DEFINED 3 12,903 - - RANGE RES CORP COM 75281A109 35 750 SH DEFINED 16 750 - - RANGE RES CORP COM 75281A109 514 10,971 SH DEFINED 18 10,971 - - RANGE RES CORP COM 75281A109 6 118 SH DEFINED 118 - - RBC BEARINGS INC COM 75524B104 8 236 SH DEFINED 18 236 - - REALNETWORKS INC COM 75605L104 102 21,156 SH DEFINED 2 21,156 - - REALNETWORKS INC COM 75605L104 5 1,122 SH DEFINED 3 1,122 - - REALNETWORKS INC COM 75605L104 32 6,700 SH DEFINED 16 6,700 - - REALNETWORKS INC COM 75605L104 - 50 SH DEFINED 50 - - RED ROBIN GOURMET COM 75689M101 2 100 SH DEFINED 3 100 - - BURGERS IN REDDY ICE HLDGS INC COM 75734R105 28 6,000 SH DEFINED 6,000 - - REGENCY ENERGY PARTNERS COM UNITS L P 75885Y107 173 7,903 SH DEFINED 2 7,903 - - L P REGENCY ENERGY PARTNERS COM UNITS L P 75885Y107 3,090 140,753 SH DEFINED 3 140,753 - - L P REGENERON PHARMACEUTICALS COM 75886F107 1 35 SH DEFINED 2 35 - - REGENERON PHARMACEUTICALS COM 75886F107 1 25 SH DEFINED 3 25 - - REGIONS FINANCIAL CORP COM 7591EP100 4,664 594,083 SH DEFINED 2 594,083 - - NEW REGIONS FINANCIAL CORP COM 7591EP100 2,085 265,563 SH DEFINED 3 265,563 - - NEW REGIONS FINANCIAL CORP COM 7591EP100 6 805 SH DEFINED 5 805 - - NEW REGIONS FINANCIAL CORP COM 7591EP100 851 108,374 SH DEFINED 10 108,374 - - NEW REGIONS FINANCIAL CORP COM 7591EP100 57 7,294 SH DEFINED 18 7,294 - - NEW REGIONS FINANCIAL CORP COM 7591EP100 28 3,536 SH DEFINED 3,152 - 384 NEW REGIONS FINANCIAL CORP COM 7591EP100 26 3,265 SH SOLE 3,265 - - NEW REIS INC COM 75936P105 513 89,000 SH DEFINED 4 - - 89,000 RENESOLA LTD SPONS ADS 75971T103 176 29,700 SH DEFINED 3 29,700 - - RENESOLA LTD SPONS ADS 75971T103 1,184 200,000 SH DEFINED 200,000 - - RENT A CTR INC NEW COM 76009N100 340 14,393 SH DEFINED 2 14,393 - - RENT A CTR INC NEW COM 76009N100 125 5,306 SH DEFINED 3 4,556 - 750 RENT A CTR INC NEW COM 76009N100 666 28,157 SH DEFINED 5 28,157 - - RENT A CTR INC NEW COM 76009N100 64 2,709 SH DEFINED 8 2,709 - - RENT A CTR INC NEW COM 76009N100 825 34,875 SH DEFINED 16 34,800 75 - REPSOL YPF S A SPONSORED ADR 76026T205 591 24,843 SH DEFINED 2 24,843 - - REPSOL YPF S A SPONSORED ADR 76026T205 61 2,560 SH DEFINED 3 2,560 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- REPSOL YPF S A SPONSORED ADR 76026T205 90 3,799 SH DEFINED 5 3,799 - - REPSOL YPF S A SPONSORED ADR 76026T205 14 600 SH DEFINED 18 600 - - RESOLUTE ENERGY CORP COM 76116A108 24 2,000 SH DEFINED 3 2,000 - - RESOURCE CAP CORP COM 76120W302 255 37,721 SH DEFINED 3 37,721 - - RESOURCES CONNECTION INC COM 76122Q105 191 10,000 SH DEFINED 3 10,000 - - RESOURCES CONNECTION INC COM 76122Q105 10 519 SH DEFINED 18 519 - - RICHMONT MINES INC COM 76547T106 25 6,200 SH DEFINED 5 6,200 - - RIGHTNOW TECHNOLOGIES INC COM 76657R106 366 20,493 SH DEFINED 3 20,493 - - RIGHTNOW TECHNOLOGIES INC COM 76657R106 9 500 SH DEFINED 8 500 - - RIVERSOURCE LASALLE INTL COM 76932W102 58 7,414 SH DEFINED 3 7,414 - - R/E RMR ASIA PAC REAL EST FD COM 76970B101 75 4,361 SH DEFINED 3 668 - 3,693 NEW RODMAN & RENSHAW CAP GP COM 77487R100 109 27,689 SH DEFINED 3 27,689 - - INC ROPER INDS INC NEW NOTE 776696AA4 12,753 17,755,000 PRN DEFINED 3 17,755,000 - - ROYCE FOCUS TR COM 78080N108 352 52,807 SH DEFINED 3 52,807 - - RUBICON TECHNOLOGY INC COM 78112T107 90 4,453 SH DEFINED 16 4,453 - - RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 24,713 580,537 SH DEFINED 3 579,012 - 1,525 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 2,449 57,525 SH DEFINED 5 57,525 - - RYDEX ETF TRUST S&P500 PUR GRW 78355W403 3,784 103,359 SH DEFINED 3 103,359 - - RYDEX ETF TRUST S&PMC400 PURVL 78355W502 131 4,135 SH DEFINED 3 4,135 - - RYDEX ETF TRUST S&PMC400 PURGR 78355W601 4,561 71,572 SH DEFINED 3 71,572 - - RYDEX ETF TRUST 2X S&P SSF ETF 78355W668 5 300 SH DEFINED 3 300 - - RYDEX ETF TRUST S&PSC600 PURVL 78355W700 537 14,585 SH DEFINED 3 14,585 - - RYDEX ETF TRUST S&PSC600 PURGR 78355W809 58 1,430 SH DEFINED 3 1,430 - - RYDEX ETF TRUST TECHNOLOGY ETF 78355W817 43 910 SH DEFINED 3 910 - - RYDEX ETF TRUST MATERIALS ETF 78355W825 111 1,983 SH DEFINED 3 1,983 - - RYDEX ETF TRUST INDLS ETF 78355W833 57 1,200 SH DEFINED 3 1,200 - - RYDEX ETF TRUST HEALTH CARE 78355W841 1,875 30,911 SH DEFINED 3 30,846 - 65 RYDEX ETF TRUST FINANCIAL ETF 78355W858 4 150 SH DEFINED 3 150 - - RYDEX ETF TRUST CONSUMR DISCRT 78355W882 102 2,481 SH DEFINED 3 2,481 - - SBA COMMUNICATIONS CORP COM 78388J106 2,316 64,200 SH DEFINED 1 64,200 - - SBA COMMUNICATIONS CORP COM 78388J106 106 2,932 SH DEFINED 2 2,932 - - SBA COMMUNICATIONS CORP COM 78388J106 3,185 88,288 SH DEFINED 3 88,288 - - SBA COMMUNICATIONS CORP COM 78388J106 3 87 SH DEFINED 18 87 - - SAIC INC COM 78390X101 3,277 185,130 SH DEFINED 2 185,130 - - SAIC INC COM 78390X101 376 21,248 SH DEFINED 3 21,248 - - SAIC INC COM 78390X101 3 165 SH DEFINED 15 165 - - SAIC INC COM 78390X101 28 1,602 SH DEFINED 18 1,602 - - SESI L L C NOTE 1.5 78412FAH7 4,660 5,000,000 PRN DEFINED 3 5,000,000 - - SK TELECOM LTD SPONSORED ADR 78440P108 8 468 SH DEFINED 5 468 - - SK TELECOM LTD SPONSORED ADR 78440P108 456 26,415 SH DEFINED 7 - 26,415 - SK TELECOM LTD SPONSORED ADR 78440P108 6 360 SH DEFINED 8 - 360 - SK TELECOM LTD SPONSORED ADR 78440P108 3 173 SH DEFINED 15 173 - - SK TELECOM LTD SPONSORED ADR 78440P108 251 14,516 SH DEFINED 18 14,516 - - SK TELECOM LTD SPONSORED ADR 78440P108 1,330 77,038 SH SOLE 77,038 - - SL GREEN RLTY CORP COM 78440X101 4,662 81,400 SH DEFINED 1 81,400 - - SL GREEN RLTY CORP COM 78440X101 1,287 22,479 SH DEFINED 3 22,479 - - SL GREEN RLTY CORP COM 78440X101 14 250 SH DEFINED 16 250 - - SL GREEN RLTY CORP COM 78440X101 18 321 SH DEFINED 18 321 - - SLM CORP COM 78442P106 2,869 229,155 SH DEFINED 2 229,155 - - SLM CORP COM 78442P106 120 9,593 SH DEFINED 3 8,948 - 645 SLM CORP COM 78442P106 1 100 SH DEFINED 5 100 - - SLM CORP COM 78442P106 81 6,500 SH DEFINED 15 6,500 - - SORL AUTO PTS INC COM 78461U101 140 15,117 SH DEFINED 3 15,117 - - SORL AUTO PTS INC COM 78461U101 5 565 SH DEFINED 5 565 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 105,300 900,000 PUT DEFINED 2 900,000 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 61,872 528,817 SH DEFINED 2 528,817 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 32,175 275,000 CALL DEFINED 3 275,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 332,584 2,842,600 PUT DEFINED 3 2,842,600 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 237,301 2,028,211 SH DEFINED 3 2,014,873 - 13,338 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 44,977 384,422 SH DEFINED 5 384,422 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 25,961 221,886 SH DEFINED 6 221,886 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 5,498 46,993 SH DEFINED 7 - 46,993 - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 943 8,058 SH DEFINED 8 3,962 4,096 - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 56,022 478,824 SH DEFINED 9 478,824 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 25,004 213,706 SH DEFINED 10 213,706 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1,645 14,060 SH DEFINED 11 14,060 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 123 1,050 SH DEFINED 13 1,050 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1,901 16,247 SH DEFINED 14 16,247 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 467 3,995 SH DEFINED 15 3,995 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 3,895 33,291 SH DEFINED 16 33,291 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 38,512 329,166 SH DEFINED 17 - - 329,166 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 633 5,406 SH DEFINED 18 5,406 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 604 5,160 SH DEFINED 5;1 5,160 - - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 47,556 406,462 SH DEFINED 404,587 1,875 - SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 349 2,985 SH SOLE 2,985 - - S1 CORPORATION COM 78463B101 33 5,516 SH DEFINED 2 5,516 - - S1 CORPORATION COM 78463B101 1 150 SH DEFINED 3 150 - - SPDR GOLD TRUST GOLD SHS 78463V107 42,817 393,000 SH DEFINED 1 393,000 - - SPDR GOLD TRUST GOLD SHS 78463V107 29,645 272,100 PUT DEFINED 3 272,100 - - SPDR GOLD TRUST GOLD SHS 78463V107 82,716 759,212 SH DEFINED 3 754,983 - 4,229 SPDR GOLD TRUST GOLD SHS 78463V107 33,810 310,327 SH DEFINED 5 310,327 - - SPDR GOLD TRUST GOLD SHS 78463V107 12,382 113,645 SH DEFINED 7 - 113,645 - SPDR GOLD TRUST GOLD SHS 78463V107 4,586 42,097 SH DEFINED 8 33,948 8,149 - SPDR GOLD TRUST GOLD SHS 78463V107 68 625 SH DEFINED 10 625 - - SPDR GOLD TRUST GOLD SHS 78463V107 866 7,948 SH DEFINED 13 7,948 - - SPDR GOLD TRUST GOLD SHS 78463V107 3,042 27,923 SH DEFINED 14 27,923 - - SPDR GOLD TRUST GOLD SHS 78463V107 5,558 51,015 SH DEFINED 15 51,015 - - SPDR GOLD TRUST GOLD SHS 78463V107 1,363 12,510 SH DEFINED 16 12,500 10 - SPDR GOLD TRUST GOLD SHS 78463V107 129 1,180 SH DEFINED 17 - - 1,180 SPDR GOLD TRUST GOLD SHS 78463V107 453 4,160 SH DEFINED 18 4,160 - - SPDR GOLD TRUST GOLD SHS 78463V107 1,237 11,351 SH DEFINED 11,351 - - SPDR GOLD TRUST GOLD SHS 78463V107 5 48 SH SOLE 48 - - SPDR INDEX SHS FDS SPDR DJ EURO 78463X202 117 3,014 SH DEFINED 5 3,014 - - ETF SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 435 5,787 SH DEFINED 3 5,787 - - SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 121 1,607 SH DEFINED 5 1,607 - - SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 71 946 SH DEFINED 18 946 - - SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 454 6,302 SH DEFINED 3 6,302 - - SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 107 1,632 SH DEFINED 3 1,632 - - SPDR INDEX SHS FDS EUROPE ETF 78463X608 2,126 46,627 SH DEFINED 3 46,627 - - SPDR INDEX SHS FDS EUROPE ETF 78463X608 24 520 SH DEFINED 18 520 - - SPDR INDEX SHS FDS INTL MTRLS SEC 78463X665 109 4,176 SH DEFINED 3 4,176 - - SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 9 300 SH DEFINED 8 - 300 - SPDR INDEX SHS FDS INTL FINL ETF 78463X699 107 5,191 SH DEFINED 3 5,191 - - SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 2,134 26,452 SH DEFINED 3 26,452 - - SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 1 55 SH DEFINED 5 55 - - SPDR INDEX SHS FDS S&P INTL CONS 78463X731 107 4,223 SH DEFINED 3 4,223 - - SPDR INDEX SHS FDS DJ GLB RL ES 78463X749 18 525 SH DEFINED 3 525 - - ETF SPDR INDEX SHS FDS DJ GLB RL ES 78463X749 2,716 81,140 SH DEFINED 16 81,140 - - ETF SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 7,381 149,091 SH DEFINED 3 146,299 - 2,792 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1,469 27,151 SH DEFINED 3 27,151 - - SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 3 126 SH DEFINED 3 126 - - SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 31 1,210 SH DEFINED 5 1,210 - - SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 505 19,950 SH DEFINED 19,950 - - SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 124 1,861 SH DEFINED 3 1,861 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 33 500 SH DEFINED 5 500 - - SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 16 400 SH DEFINED 5 400 - - SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 24 600 SH DEFINED 16 600 - - SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 41 1,305 SH DEFINED 3 1,305 - - SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 197 6,200 SH DEFINED 7 - 6,200 - SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2,137 67,400 SH DEFINED 17 - - 67,400 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 12 300 SH DEFINED 3 300 - - SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 637 18,148 SH DEFINED 3 18,148 - - SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 4 126 SH DEFINED 18 126 - - SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 419 17,269 SH DEFINED 3 17,269 - - SPDR SERIES TRUST MORGAN TECH 78464A102 970 16,215 SH DEFINED 3 16,215 - - ETF SPDR SERIES TRUST DJ SML GRWTH 78464A201 2 18 SH DEFINED 3 18 - - ETF SPDR SERIES TRUST WELLS FG PFD 78464A292 102 2,345 SH DEFINED 3 1,745 - 600 ETF SPDR SERIES TRUST DJ SML VALUE 78464A300 8 126 SH DEFINED 3 126 - - ETF SPDR SERIES TRUST DJ SML VALUE 78464A300 9 150 SH DEFINED 6 150 - - ETF SPDR SERIES TRUST BARCLY CNV ETF 78464A359 1,627 41,565 SH DEFINED 3 41,565 - - SPDR SERIES TRUST BARCLY CAP ETF 78464A367 89 2,500 SH DEFINED 3 2,500 - - SPDR SERIES TRUST INTERMD CR ETF 78464A375 5 150 SH DEFINED 3 150 - - SPDR SERIES TRUST CAP MORTG ETF 78464A383 9 321 SH DEFINED 3 321 - - SPDR SERIES TRUST DJ LRG GRWTH 78464A409 2 31 SH DEFINED 3 31 - - ETF SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 6,093 153,120 SH DEFINED 3 152,770 - 350 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 4,774 119,992 SH DEFINED 5 119,992 - - SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 99 2,500 SH DEFINED 8 2,500 - - SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 72 1,818 SH DEFINED 16 1,818 - - SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 56 1,397 SH DEFINED 1,397 - - SPDR SERIES TRUST BRCLYS SHRT 78464A425 6,992 291,804 SH DEFINED 3 291,804 - - ETF SPDR SERIES TRUST BRCLYS MUNI 78464A458 700 30,841 SH DEFINED 3 30,841 - - ETF SPDR SERIES TRUST BARC CAPTL ETF 78464A474 282 9,370 SH DEFINED 3 9,370 - - SPDR SERIES TRUST DB INT GVT ETF 78464A490 27,027 487,849 SH DEFINED 3 483,736 - 4,113 SPDR SERIES TRUST DB INT GVT ETF 78464A490 51 925 SH DEFINED 13 925 - - SPDR SERIES TRUST DJ LRG VALUE 78464A508 5 81 SH DEFINED 3 81 - - ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 4,336 77,479 SH DEFINED 3 77,479 - - ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 1,084 19,365 SH DEFINED 5 19,365 - - ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 1,461 26,116 SH DEFINED 10 26,116 - - ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 7 125 SH DEFINED 16 - 125 - ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 746 13,323 SH DEFINED 18 13,323 - - ETF SPDR SERIES TRUST DJ REIT ETF 78464A607 2,079 38,666 SH DEFINED 3 34,566 - 4,100 SPDR SERIES TRUST DJ REIT ETF 78464A607 71 1,313 SH DEFINED 5 1,313 - - SPDR SERIES TRUST DJ REIT ETF 78464A607 88 1,641 SH DEFINED 18 1,641 - - SPDR SERIES TRUST DJ REIT ETF 78464A607 70 1,300 SH DEFINED 1,300 - - SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 121 2,192 SH DEFINED 3 2,192 - - SPDR SERIES TRUST BARCL CAP TIPS 78464A656 31 606 SH DEFINED 3 606 - - SPDR SERIES TRUST BARCL CAP TIPS 78464A656 49 960 SH DEFINED 16 960 - - SPDR SERIES TRUST BARCL CAP TIPS 78464A656 221 4,320 SH DEFINED 18 4,320 - - SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 17,141 373,762 SH DEFINED 3 365,044 - 8,718 ETF
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 4,662 101,652 SH DEFINED 5 101,652 - - ETF SPDR SERIES TRUST BRCLYS 1-3MT 78464A680 40 866 SH DEFINED 8 866 - - ETF SPDR SERIES TRUST KBW REGN BK 78464A698 4,333 165,263 SH DEFINED 3 159,278 - 5,985 ETF SPDR SERIES TRUST KBW REGN BK 78464A698 3,215 122,600 SH DEFINED 4 - 37,600 85,000 ETF SPDR SERIES TRUST DJ GLB TITANS 78464A706 64 1,125 SH DEFINED 3 1,125 - - SPDR SERIES TRUST DJ GLB TITANS 78464A706 12 213 SH DEFINED 5 213 - - SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1,585 38,388 SH DEFINED 3 38,143 - 245 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 23 568 SH DEFINED 18 568 - - SPDR SERIES TRUST S&P PHARMAC 78464A722 59 1,385 SH DEFINED 3 1,385 - - SPDR SERIES TRUST S&P OILGAS EXP 78464A730 732 17,370 SH DEFINED 3 17,370 - - SPDR SERIES TRUST OILGAS EQUIP 78464A748 1,768 59,543 SH DEFINED 3 59,543 - - SPDR SERIES TRUST OILGAS EQUIP 78464A748 28 951 SH DEFINED 5 951 - - SPDR SERIES TRUST S&P METALS MNG 78464A755 4,242 74,666 SH DEFINED 3 72,174 - 2,492 SPDR SERIES TRUST S&P METALS MNG 78464A755 73 1,277 SH DEFINED 5 1,277 - - SPDR SERIES TRUST S&P DIVID ETF 78464A763 3,762 76,293 SH DEFINED 3 76,293 - - SPDR SERIES TRUST S&P DIVID ETF 78464A763 2,180 44,202 SH DEFINED 5 44,202 - - SPDR SERIES TRUST S&P DIVID ETF 78464A763 450 9,120 SH DEFINED 7 - 9,120 - SPDR SERIES TRUST S&P DIVID ETF 78464A763 170 3,440 SH DEFINED 8 - 3,440 - SPDR SERIES TRUST S&P DIVID ETF 78464A763 380 7,700 SH DEFINED 17 - - 7,700 SPDR SERIES TRUST S&P DIVID ETF 78464A763 128 2,600 SH DEFINED 2,600 - - SPDR SERIES TRUST SPDR KBW CAP 78464A771 4 100 SH DEFINED 3 100 - - ETF SPDR SERIES TRUST SPDR KBW CAP 78464A771 34 906 SH DEFINED 18 906 - - ETF SPDR SERIES TRUST SPDR KBW INS 78464A789 647 15,671 SH DEFINED 3 15,671 - - ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 3,700 143,344 SH DEFINED 3 137,344 - 6,000 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 719 27,863 SH DEFINED 5 27,863 - - ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 39 1,500 SH DEFINED 7 - 1,500 - ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 90 3,500 SH DEFINED 13 3,500 - - ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 50 1,934 SH DEFINED 16 1,934 - - ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 67 2,600 SH DEFINED 2,600 - - ETF SPDR SERIES TRUST DJ TTL MKT ETF 78464A805 6 67 SH DEFINED 3 67 - - SPDR SERIES TRUST DJ MID GRW ETF 78464A821 2,238 35,202 SH DEFINED 3 35,202 - - SPDR SERIES TRUST DJ MID CAP ETF 78464A847 5 95 SH DEFINED 3 95 - - SPDR SERIES TRUST DJ MID CAP ETF 78464A847 1 25 SH DEFINED 5 25 - - SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 157 3,282 SH DEFINED 3 3,282 - - SPDR SERIES TRUST S&P BIOTECH 78464A870 3,242 54,077 SH DEFINED 3 53,984 - 93 SPDR SERIES TRUST S&P BIOTECH 78464A870 127 2,122 SH DEFINED 5 2,122 - - SPDR SERIES TRUST S&P BIOTECH 78464A870 15 250 SH DEFINED 16 250 - - SPDR SERIES TRUST S&P BIOTECH 78464A870 131 2,190 SH DEFINED 18 2,190 - - SPDR SERIES TRUST S&P HOMEBUILD 78464A888 198 11,780 SH DEFINED 3 11,780 - - SPDR SERIES TRUST S&P HOMEBUILD 78464A888 144 8,546 SH DEFINED 5 8,546 - - SPDR SERIES TRUST S&P HOMEBUILD 78464A888 41 2,455 SH DEFINED 16 2,455 - - SRA INTL INC CL A 78464R105 10 500 SH DEFINED 3 500 - - SRA INTL INC CL A 78464R105 1 32 SH DEFINED 18 32 - - SPDR DOW JONES INDL AVRG UT SER 1 78467X109 67,073 617,554 SH DEFINED 2 617,554 - - ETF SPDR DOW JONES INDL AVRG UT SER 1 78467X109 5,477 50,424 SH DEFINED 3 50,399 - 25 ETF
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPDR DOW JONES INDL AVRG UT SER 1 78467X109 3,066 28,230 SH DEFINED 5 28,230 - - ETF SPDR DOW JONES INDL AVRG UT SER 1 78467X109 22 200 SH DEFINED 7 - 200 - ETF SPDR DOW JONES INDL AVRG UT SER 1 78467X109 1,529 14,081 SH DEFINED 8 591 13,490 - ETF SPDR DOW JONES INDL AVRG UT SER 1 78467X109 76 700 SH DEFINED 9 700 - - ETF SPDR DOW JONES INDL AVRG UT SER 1 78467X109 98 900 SH DEFINED 17 - - 900 ETF SPDR DOW JONES INDL AVRG UT SER 1 78467X109 316 2,908 SH DEFINED 2,908 - - ETF SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 65,110 454,805 SH DEFINED 3 454,253 - 552 TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 11,782 82,303 SH DEFINED 5 82,303 - - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 426 2,974 SH DEFINED 7 - 2,974 - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 104 727 SH DEFINED 8 649 78 - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 1,334 9,315 SH DEFINED 9 9,315 - - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 29 200 SH DEFINED 10 200 - - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 215 1,500 SH DEFINED 15 1,500 - - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 43 300 SH DEFINED 18 300 - - TR SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 11,493 80,280 SH DEFINED 80,280 - - TR SVB FINL GROUP COM 78486Q101 70 1,500 SH DEFINED 3 900 - 600 SVB FINL GROUP COM 78486Q101 12 248 SH DEFINED 18 248 - - SWS GROUP INC COM 78503N107 303 26,266 SH DEFINED 2 26,266 - - SWS GROUP INC COM 78503N107 9 799 SH DEFINED 3 799 - - SWS GROUP INC COM 78503N107 3,255 282,300 SH DEFINED 4 - 81,000 201,300 SWS GROUP INC COM 78503N107 4 380 SH DEFINED 18 380 - - SXC HEALTH SOLUTIONS CORP COM 78505P100 54 800 SH DEFINED 1 800 - - SXC HEALTH SOLUTIONS CORP COM 78505P100 2,018 30,000 PUT DEFINED 5 30,000 - - SXC HEALTH SOLUTIONS CORP COM 78505P100 450 6,694 SH DEFINED 5 6,694 - - SXC HEALTH SOLUTIONS CORP COM 78505P100 21 310 SH DEFINED 7 - 310 - SXC HEALTH SOLUTIONS CORP COM 78505P100 13 200 SH DEFINED 8 200 - - SAFETY INS GROUP INC COM 78648T100 97 2,563 SH DEFINED 2 2,563 - - SAFETY INS GROUP INC COM 78648T100 3 69 SH DEFINED 3 69 - - SAFETY INS GROUP INC COM 78648T100 640 17,000 SH DEFINED 4 - - 17,000 SAIA INC COM 78709Y105 85 6,100 SH DEFINED 3 6,100 - - SAKS INC COM 79377W108 181 21,000 SH DEFINED 1 21,000 - - SAKS INC COM 79377W108 361 41,974 SH DEFINED 2 41,974 - - SAKS INC COM 79377W108 660 76,726 SH DEFINED 3 76,726 - - SAKS INC COM 79377W108 8 920 SH DEFINED 7 - 920 - SAKS INC COM 79377W108 316 36,700 SH DEFINED 14 36,700 - - SALESFORCE COM INC COM 79466L302 8,041 108,000 SH DEFINED 1 108,000 - - SALESFORCE COM INC COM 79466L302 4,023 54,042 SH DEFINED 2 54,042 - - SALESFORCE COM INC COM 79466L302 10,751 144,410 SH DEFINED 3 144,260 - 150 SALESFORCE COM INC COM 79466L302 102 1,370 SH DEFINED 18 1,370 - - SALESFORCE COM INC COM 79466L302 226 3,038 SH DEFINED 108 - 2,930 SANDERS MORRIS HARRIS COM 80000Q104 6 900 SH DEFINED 3 900 - - GROUP SANDERS MORRIS HARRIS COM 80000Q104 310 50,000 SH DEFINED 4 - - 50,000 GROUP SANDISK CORP COM 80004C101 6,898 199,200 SH DEFINED 1 199,200 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SANDISK CORP COM 80004C101 4,616 133,295 SH DEFINED 2 133,295 - - SANDISK CORP COM 80004C101 812 23,456 SH DEFINED 3 23,456 - - SANDISK CORP COM 80004C101 47 1,352 SH DEFINED 5 1,352 - - SANDISK CORP COM 80004C101 144 4,164 SH DEFINED 16 4,164 - - SANDISK CORP COM 80004C101 6 170 SH DEFINED 18 170 - - SANDRIDGE ENERGY INC COM 80007P307 8 1,076 SH DEFINED 2 1,076 - - SANDRIDGE ENERGY INC COM 80007P307 735 95,514 SH DEFINED 3 95,514 - - SANDRIDGE ENERGY INC COM 80007P307 23 2,950 SH DEFINED 15 2,950 - - SANOFI AVENTIS SPONSORED ADR 80105N105 168 4,500 SH DEFINED 1 4,500 - - SANOFI AVENTIS SPONSORED ADR 80105N105 2,067 55,332 SH DEFINED 2 55,332 - - SANOFI AVENTIS SPONSORED ADR 80105N105 522 13,965 SH DEFINED 3 13,240 - 725 SANOFI AVENTIS SPONSORED ADR 80105N105 2,878 77,035 SH DEFINED 5 77,035 - - SANOFI AVENTIS SPONSORED ADR 80105N105 11 300 SH DEFINED 7 - 300 - SANOFI AVENTIS SPONSORED ADR 80105N105 41 1,086 SH DEFINED 8 1,086 - - SANOFI AVENTIS SPONSORED ADR 80105N105 56 1,500 SH DEFINED 14 1,500 - - SANOFI AVENTIS SPONSORED ADR 80105N105 175 4,675 SH DEFINED 15 4,675 - - SANOFI AVENTIS SPONSORED ADR 80105N105 813 21,771 SH DEFINED 18 21,771 - - SANOFI AVENTIS SPONSORED ADR 80105N105 173 4,622 SH DEFINED 2,800 1,822 - SANOFI AVENTIS SPONSORED ADR 80105N105 2 45 SH SOLE 45 - - SAVIENT PHARMACEUTICALS COM 80517Q100 12 800 SH DEFINED 3 800 - - INC SAVVIS INC NOTE 3.0 805423AA8 2,880 3,100,000 PRN DEFINED 3 3,100,000 - - SCANA CORP NEW COM 80589M102 2,296 61,081 SH DEFINED 2 61,081 - - SCANA CORP NEW COM 80589M102 1,468 39,048 SH DEFINED 3 37,970 - 1,078 SCANA CORP NEW COM 80589M102 5 123 SH DEFINED 18 123 - - SCANA CORP NEW COM 80589M102 67 1,791 SH DEFINED 1,791 - - SCHEIN HENRY INC NOTE 3.0 806407AB8 7,116 5,541,000 PRN DEFINED 3 5,541,000 - - SCICLONE PHARMACEUTICALS COM 80862K104 4 1,000 SH DEFINED 3 1,000 - - INC SCIENTIFIC GAMES CORP CL A 80874P109 21 1,467 SH DEFINED 2 1,467 - - SCIENTIFIC GAMES CORP CL A 80874P109 2,379 168,594 SH DEFINED 3 168,594 - - SEAHAWK DRILLING INC COM 81201R107 69 3,666 SH DEFINED 13 3,666 - - SEALED AIR CORP NEW COM 81211K100 2,162 102,547 SH DEFINED 2 102,547 - - SEALED AIR CORP NEW COM 81211K100 100 4,732 SH DEFINED 3 4,732 - - SEALED AIR CORP NEW COM 81211K100 3 140 SH DEFINED 5 140 - - SEALED AIR CORP NEW COM 81211K100 30 1,412 SH DEFINED 18 1,412 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8,819 260,000 CALL DEFINED 3 260,000 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 35,392 1,043,400 PUT DEFINED 3 1,043,400 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15,633 460,868 SH DEFINED 3 460,868 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 422 12,433 SH DEFINED 5 12,433 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 25 750 SH DEFINED 8 750 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,035 30,500 SH DEFINED 17 - - 30,500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 47 1,371 SH DEFINED 18 1,371 - - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3,636 113,175 SH DEFINED 2 113,175 - - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6,252 194,580 SH DEFINED 3 194,580 - - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 674 20,975 SH DEFINED 5 20,975 - - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 514 16,000 SH DEFINED 7 - 16,000 - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9 275 SH DEFINED 8 75 200 - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4,047 125,950 SH DEFINED 17 - - 125,950 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 157 4,879 SH DEFINED 18 4,879 - - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 953 29,670 SH DEFINED 29,670 - - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 413 14,778 SH DEFINED 2 14,778 - - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 18,182 650,980 SH DEFINED 3 650,980 - - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,973 70,648 SH DEFINED 5 70,648 - - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 42 1,500 SH DEFINED 8 1,500 - - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3,391 121,400 SH DEFINED 17 - - 121,400 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 144 5,142 SH DEFINED 18 5,142 - - SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2,839 86,445 SH DEFINED 2 86,445 - - SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5,129 156,181 SH DEFINED 3 156,181 - - SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,371 41,734 SH DEFINED 5 41,734 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 66 2,000 SH DEFINED 8 2,000 - - SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2,985 90,900 SH DEFINED 17 - - 90,900 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 74 2,250 SH DEFINED 18 2,250 - - SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 616 10,706 SH DEFINED 2 10,706 - - SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 12,565 218,439 SH DEFINED 3 218,139 - 300 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 193 3,356 SH DEFINED 5 3,356 - - SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 58 1,000 SH DEFINED 16 1,000 - - SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4,078 70,900 SH DEFINED 17 - - 70,900 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 45 774 SH DEFINED 18 774 - - SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 6,327 110,000 SH DEFINED 110,000 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 719 45,072 SH DEFINED 2 45,072 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13,797 865,000 CALL DEFINED 3 865,000 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25,378 1,591,100 PUT DEFINED 3 1,591,100 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10,618 665,718 SH DEFINED 3 665,718 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,122 133,011 SH DEFINED 5 133,011 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 40 2,500 SH DEFINED 7 - 2,500 - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 52 3,235 SH DEFINED 8 3,235 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 117 7,335 SH DEFINED 13 7,335 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 107 6,700 SH DEFINED 15 6,700 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25 1,595 SH DEFINED 16 875 720 - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4,476 280,600 SH DEFINED 17 - - 280,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 52 3,234 SH DEFINED 18 3,234 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,704 232,200 SH DEFINED 232,200 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 171 10,700 SH SOLE 10,700 - - SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 59 SH DEFINED 2 59 - - SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9,372 300,000 CALL DEFINED 3 300,000 - - SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 11,132 356,337 SH DEFINED 3 270,105 - 86,232 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 498 15,940 SH DEFINED 5 15,940 - - SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 44 1,400 SH DEFINED 8 1,400 - - SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3,377 108,100 SH DEFINED 17 - - 108,100 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 66 2,123 SH DEFINED 18 2,123 - - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,395 60,398 SH DEFINED 2 60,398 - - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 13,550 586,595 SH DEFINED 3 575,467 - 11,128 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,185 181,154 SH DEFINED 5 181,154 - - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 112 4,850 SH DEFINED 7 - 4,850 - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 105 4,545 SH DEFINED 8 4,545 - - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 5,798 251,000 SH DEFINED 17 - - 251,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 224 9,709 SH DEFINED 18 9,709 - - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 46 2,000 SH SOLE 2,000 - - SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 59,320 2,000,000 CALL DEFINED 3 2,000,000 - - SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11,107 374,476 SH DEFINED 3 365,070 - 9,406 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,835 61,870 SH DEFINED 5 61,870 - - SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,074 36,200 SH DEFINED 17 - - 36,200 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 52 1,739 SH DEFINED 18 1,739 - - SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 119 4,025 SH DEFINED 4,025 - - SELECT COMFORT CORP COM 81616X103 8 952 SH DEFINED 2 952 - - SELECT COMFORT CORP COM 81616X103 133 16,730 SH DEFINED 3 16,730 - - SELECT MED HLDGS CORP COM 81619Q105 1 117 SH DEFINED 18 117 - - SELIGMAN PREM TECHNO COM 81634U107 519 26,265 SH DEFINED 3 26,265 - - GRWTH F SENIOR HSG PPTYS TR SH BEN INT 81721M109 244 11,005 SH DEFINED 2 11,005 - - SENIOR HSG PPTYS TR SH BEN INT 81721M109 1,319 59,547 SH DEFINED 3 59,547 - - SENORX INC COM 81724W104 53 7,227 SH DEFINED 3 7,227 - - SENSIENT TECHNOLOGIES COM 81725T100 220 7,569 SH DEFINED 3 7,569 - - CORP SENSIENT TECHNOLOGIES COM 81725T100 55 1,900 SH DEFINED 5 1,900 - - CORP SENSIENT TECHNOLOGIES COM 81725T100 58 2,000 SH DEFINED 13 2,000 - - CORP SENSIENT TECHNOLOGIES COM 81725T100 1 26 SH DEFINED 18 26 - - CORP
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SERACARE LIFE SCIENCES COM 81747T104 134 33,482 SH DEFINED 3 33,482 - - INC D SHANDA INTERACTIVE ENTMT SPONSORED ADR 81941Q203 7 165 SH DEFINED 3 165 - - LTD SHANDA INTERACTIVE ENTMT SPONSORED ADR 81941Q203 20 450 SH DEFINED 5 450 - - LTD SHAW COMMUNICATIONS INC CL B CONV 82028K200 275,249 13,852,477 SH DEFINED 1 13,852,477 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 465 23,411 SH DEFINED 2 23,411 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 1,611 81,095 SH DEFINED 3 81,095 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 1,391 70,000 CALL DEFINED 5 70,000 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 90,677 4,563,508 SH DEFINED 5 4,563,508 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 117,801 5,928,601 SH DEFINED 6 5,928,601 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 24,148 1,215,291 SH DEFINED 7 - 1,215,291 - SHAW COMMUNICATIONS INC CL B CONV 82028K200 1,590 80,022 SH DEFINED 8 64,542 15,480 - SHAW COMMUNICATIONS INC CL B CONV 82028K200 435 21,895 SH DEFINED 9 21,895 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 50 2,535 SH DEFINED 15 2,535 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 74 3,700 SH DEFINED 17 - - 3,700 SHAW COMMUNICATIONS INC CL B CONV 82028K200 14,042 706,680 SH DEFINED 5;1 706,680 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 411 20,700 SH DEFINED 20,700 - - SHAW COMMUNICATIONS INC CL B CONV 82028K200 288,495 14,519,103 SH SOLE 14,519,103 - - SHENANDOAH COM 82312B106 8 442 SH DEFINED 3 442 - - TELECOMMUNICATION SHIRE PLC SPONSORED ADR 82481R106 205 3,100 SH DEFINED 1 3,100 - - SHIRE PLC SPONSORED ADR 82481R106 592 8,962 SH DEFINED 2 8,962 - - SHIRE PLC SPONSORED ADR 82481R106 42 640 SH DEFINED 3 640 - - SHIRE PLC SPONSORED ADR 82481R106 396 6,000 SH DEFINED 5 6,000 - - SHIRE PLC SPONSORED ADR 82481R106 10 151 SH DEFINED 7 - 151 - SHIRE PLC SPONSORED ADR 82481R106 5 70 SH DEFINED 18 70 - - SHUTTERFLY INC COM 82568P304 32 1,337 SH DEFINED 3 1,337 - - SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 - 50 SH DEFINED 3 50 - - SIGMATRON INTL INC COM 82661L101 417 70,000 SH DEFINED 4 - - 70,000 SIGNATURE BK NEW YORK N Y COM 82669G104 1,907 51,472 SH DEFINED 2 51,472 - - SILICON IMAGE INC COM 82705T102 5 1,812 SH DEFINED 2 1,812 - - SILICON IMAGE INC COM 82705T102 4 1,200 SH DEFINED 3 1,200 - - SILICON IMAGE INC COM 82705T102 154 51,000 SH DEFINED 5 51,000 - - SILICON MOTION SPONSORED ADR 82706C108 - 72 SH DEFINED 5 72 - - TECHNOLOGY CO SILICON GRAPHICS INTL COM 82706L108 5 500 SH DEFINED 3 500 - - CORP SILVER STD RES INC COM 82823L106 233 13,111 SH DEFINED 3 13,111 - - SILVER STD RES INC COM 82823L106 139 7,800 CALL DEFINED 5 7,800 - - SILVER STD RES INC COM 82823L106 36 2,000 PUT DEFINED 5 2,000 - - SILVER STD RES INC COM 82823L106 52 2,926 SH DEFINED 5 2,926 - - SILVER STD RES INC COM 82823L106 890 50,000 SH DEFINED 16 50,000 - - SILVER STD RES INC COM 82823L106 43 2,400 SH DEFINED 2,400 - - SILVERCORP METALS INC COM 82835P103 28 4,000 SH DEFINED 3 4,000 - - SILVERCORP METALS INC COM 82835P103 55 8,000 CALL DEFINED 5 8,000 - - SILVERCORP METALS INC COM 82835P103 246 35,800 SH DEFINED 5 35,800 - - SILVERCORP METALS INC COM 82835P103 36 5,200 SH DEFINED 6 5,200 - - SINGAPORE FD INC COM 82929L109 198 15,184 SH DEFINED 3 15,184 - - SINOPEC SHANGHAI SPON ADR H 82935M109 12 300 SH DEFINED 5 300 - - PETROCHEMIC SINO GLOBAL SHIPPING COM 82935V109 1 200 SH DEFINED 3 200 - - AMER LT SIRONA DENTAL SYSTEMS INC COM 82966C103 95 2,500 SH DEFINED 1 2,500 - - SIRONA DENTAL SYSTEMS INC COM 82966C103 113 2,971 SH DEFINED 2 2,971 - - SIRONA DENTAL SYSTEMS INC COM 82966C103 2,331 61,293 SH DEFINED 3 61,293 - - SIRONA DENTAL SYSTEMS INC COM 82966C103 53 1,406 SH DEFINED 5 1,406 - - SIRIUS XM RADIO INC COM 82967N108 304 349,250 SH DEFINED 3 349,250 - - SIRIUS XM RADIO INC COM 82967N108 1 700 SH DEFINED 5 700 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SIRIUS XM RADIO INC COM 82967N108 1 700 SH DEFINED 8 700 - - SKILLED HEALTHCARE GROUP CL A 83066R107 217 35,215 SH DEFINED 3 35,215 - - INC SKYWORKS SOLUTIONS INC COM 83088M102 153 9,800 SH DEFINED 1 9,800 - - SKYWORKS SOLUTIONS INC COM 83088M102 31 1,986 SH DEFINED 2 1,986 - - SKYWORKS SOLUTIONS INC COM 83088M102 733 47,016 SH DEFINED 3 47,016 - - SKYWORKS SOLUTIONS INC COM 83088M102 3,592 230,240 SH DEFINED 4 - 124,940 105,300 SKYWORKS SOLUTIONS INC COM 83088M102 117 7,500 SH DEFINED 5 7,500 - - SKYWORKS SOLUTIONS INC COM 83088M102 1 56 SH DEFINED 18 56 - - SMALL CAP PREM & DIV COM 83165P101 27 2,711 SH DEFINED 3 2,711 - - INCM FD SMART BALANCE INC COM 83169Y108 1,932 298,203 SH DEFINED 3 298,203 - - SMART BALANCE INC COM 83169Y108 94 14,580 SH DEFINED 16 14,580 - - SMARTHEAT INC COM 83172F104 5 508 SH DEFINED 2 508 - - SMARTHEAT INC COM 83172F104 216 20,118 SH DEFINED 3 20,118 - - SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 1,362 27,212 SH DEFINED 2 27,212 - - SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 181 3,610 SH DEFINED 3 3,610 - - SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 37 745 SH DEFINED 5 745 - - SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 12,606 251,812 SH DEFINED 13 251,812 - - SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 11 216 SH DEFINED 18 216 - - SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 25 600 SH DEFINED 3 600 - - SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 21 500 SH DEFINED 5 500 - - SOHU COM INC COM 83408W103 938 17,182 SH DEFINED 3 17,182 - - SOHU COM INC COM 83408W103 632 11,582 SH DEFINED 5 11,582 - - SOHU COM INC COM 83408W103 25 450 SH DEFINED 450 - - SOLARFUN POWER HOLDINGS SPONSORED ADR 83415U108 138 17,511 SH DEFINED 3 17,511 - - CO L SOLITARIO EXPL & RTY CORP COM 8342EP107 8 3,800 SH DEFINED 5 3,800 - - SONIC AUTOMOTIVE INC CL A 83545G102 - 25 SH DEFINED 3 25 - - SONOSITE INC COM 83568G104 42 1,300 SH DEFINED 1 1,300 - - SONOSITE INC COM 83568G104 - 13 SH DEFINED 2 13 - - SONOSITE INC COM 83568G104 320 9,968 SH DEFINED 3 9,818 - 150 SONOSITE INC COM 83568G104 8,226 256,168 SH DEFINED 4 - 203,648 52,520 SOURCEFIRE INC COM 83616T108 741 32,300 SH DEFINED 1 32,300 - - SOURCEFIRE INC COM 83616T108 343 14,926 SH DEFINED 2 14,926 - - SOURCEFIRE INC COM 83616T108 2,352 102,500 CALL DEFINED 3 102,500 - - SOURCEFIRE INC COM 83616T108 1,158 50,471 SH DEFINED 3 50,471 - - SOUTHERN COPPER CORP COM 84265V105 1,918 60,570 SH DEFINED 3 60,570 - - SOUTHERN COPPER CORP COM 84265V105 437 13,783 SH DEFINED 5 13,783 - - SOUTHERN COPPER CORP COM 84265V105 97 3,053 SH DEFINED 10 3,053 - - SOUTHERN COPPER CORP COM 84265V105 93 2,937 SH DEFINED 13 2,937 - - SOUTHERN COPPER CORP COM 84265V105 99 3,125 SH DEFINED 17 - - 3,125 SOUTHERN COPPER CORP COM 84265V105 200 6,300 SH DEFINED 18 6,300 - - SOUTHERN COPPER CORP COM 84265V105 255 8,055 SH SOLE 8,055 - - SOUTHSIDE BANCSHARES INC COM 84470P109 - 5 SH DEFINED 3 5 - - SOUTHSIDE BANCSHARES INC COM 84470P109 58 2,686 SH DEFINED 5 2,686 - - SOVRAN SELF STORAGE INC COM 84610H108 975 27,970 SH DEFINED 2 27,970 - - SOVRAN SELF STORAGE INC COM 84610H108 59 1,688 SH DEFINED 3 1,688 - - SPARK NETWORKS INC COM 84651P100 214 60,000 SH DEFINED 16 60,000 - - SPECIAL OPPORTUNITIES FD COM 84741T104 27 2,000 SH DEFINED 3 2,000 - - INC SPECTRA ENERGY PARTNERS COM 84756N109 86 2,825 SH DEFINED 2 2,825 - - LP SPECTRA ENERGY PARTNERS COM 84756N109 357 11,743 SH DEFINED 3 11,743 - - LP SPECTRA ENERGY PARTNERS COM 84756N109 9 280 SH DEFINED 280 - - LP SPECTRANETICS CORP COM 84760C107 348 50,350 SH DEFINED 3 50,350 - - SPECTRUM PHARMACEUTICALS COM 84763A108 57 12,458 SH DEFINED 3 12,458 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SPECTRUM PHARMACEUTICALS COM 84763A108 - 2 SH DEFINED 5 2 - - INC SPECTRUM PHARMACEUTICALS COM 84763A108 - 8 SH DEFINED 8 - - INC SPORT SUPPLY GROUP INC COM 84916A104 10 711 SH DEFINED 8 711 - - DEL SPROTT PHYSICAL GOLD UNIT 85207H104 4,723 477,540 SH DEFINED 3 477,540 - - TRUST SPROTT PHYSICAL GOLD UNIT 85207H104 5,487 554,830 SH DEFINED 5 554,830 - - TRUST SPROTT PHYSICAL GOLD UNIT 85207H104 128 12,985 SH DEFINED 8 12,985 - - TRUST STAGE STORES INC COM NEW 85254C305 2 100 SH DEFINED 2 100 - - STAGE STORES INC COM NEW 85254C305 2 112 SH DEFINED 3 112 - - STAGE STORES INC COM NEW 85254C305 754 49,000 SH DEFINED 4 - - 49,000 STANDARD PAC CORP NEW COM 85375C101 15 3,400 SH DEFINED 3 3,400 - - STANTEC INC COM 85472N109 6,308 241,864 SH DEFINED 5 241,864 - - STANTEC INC COM 85472N109 2,871 110,100 SH DEFINED 6 110,100 - - STANTEC INC COM 85472N109 33 1,256 SH DEFINED 8 1,256 - - STANTEC INC COM 85472N109 8 300 SH DEFINED 15 300 - - STANTEC INC COM 85472N109 68 2,600 SH SOLE 2,600 - - STAR GAS PARTNERS L P UNIT LTD 85512C105 47 10,800 SH DEFINED 3 10,800 - - PARTNR STAR SCIENTIFIC INC COM 85517P101 51 20,000 SH DEFINED 3 20,000 - - STARTEK INC COM 85569C107 - 50 SH DEFINED 3 50 - - STARTEK INC COM 85569C107 487 70,000 SH DEFINED 4 - - 70,000 STARWOOD PPTY TR INC COM 85571B105 214 11,100 SH DEFINED 2 11,100 - - STARWOOD HOTELS&RESORTS COM 85590A401 63,006 1,350,900 SH DEFINED 1 1,350,900 - - WRLD STARWOOD HOTELS&RESORTS COM 85590A401 3,280 70,318 SH DEFINED 2 70,318 - - WRLD STARWOOD HOTELS&RESORTS COM 85590A401 5,007 107,351 SH DEFINED 3 107,351 - - WRLD STARWOOD HOTELS&RESORTS COM 85590A401 10,349 221,890 SH DEFINED 4 - 96,350 125,540 WRLD STARWOOD HOTELS&RESORTS COM 85590A401 61 1,318 SH DEFINED 18 1,318 - - WRLD STATOIL ASA SPONSORED ADR 85771P102 139 5,958 SH DEFINED 2 5,958 - - STATOIL ASA SPONSORED ADR 85771P102 2,062 88,400 CALL DEFINED 3 88,400 - - STATOIL ASA SPONSORED ADR 85771P102 2,787 119,470 SH DEFINED 3 119,270 - 200 STATOIL ASA SPONSORED ADR 85771P102 4,626 198,271 SH DEFINED 5 198,271 - - STATOIL ASA SPONSORED ADR 85771P102 104 4,473 SH DEFINED 8 4,473 - - STATOIL ASA SPONSORED ADR 85771P102 5 221 SH DEFINED 15 221 - - STATOIL ASA SPONSORED ADR 85771P102 215 9,195 SH DEFINED 18 9,195 - - STATOIL ASA SPONSORED ADR 85771P102 1 35 SH DEFINED 5;1 35 - - STATOIL ASA SPONSORED ADR 85771P102 28 1,200 SH DEFINED 1,200 - - STEMCELLS INC COM 85857R105 - 250 SH DEFINED 3 250 - - STERLING BANKS INC COM 85915B100 1 317 SH DEFINED 3 317 - - STEREOTAXIS INC COM 85916J102 360 71,850 SH DEFINED 3 71,850 - - STILLWATER MNG CO COM 86074Q102 676 52,076 SH DEFINED 3 52,076 - - STONERIDGE INC COM 86183P102 158 16,000 SH DEFINED 4 - - 16,000 STONEMOR PARTNERS L P COM UNITS 86183Q100 247 12,830 SH DEFINED 3 12,830 - - STRATEGIC HOTELS & COM 86272T106 1 200 SH DEFINED 3 200 - - RESORTS I SUN BANCORP INC COM 86663B102 298 75,600 SH DEFINED 4 - - 75,600 SUN BANCORP INC COM 86663B102 5 1,289 SH DEFINED 1,289 - - SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 1,196 17,453 SH DEFINED 2 17,453 - - L P SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 1,623 23,687 SH DEFINED 3 23,687 - - L P
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 17 252 SH DEFINED 5 252 - - L P SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 16 235 SH DEFINED 15 235 - - L P SUNOCO LOGISTICS PRTNRS COM UNITS 86764L108 84 1,225 SH DEFINED 1,225 - - L P SUNOCO INC COM 86764P109 1,684 56,671 SH DEFINED 2 56,671 - - SUNOCO INC COM 86764P109 215 7,234 SH DEFINED 3 7,174 - 60 SUNOCO INC COM 86764P109 237 7,978 SH DEFINED 5 7,978 - - SUNOCO INC COM 86764P109 5 174 SH DEFINED 18 174 - - SUNOCO INC COM 86764P109 6 204 SH DEFINED 204 - - SUNRISE SENIOR LIVING INC COM 86768K106 5 1,000 SH DEFINED 3 1,000 - - SUNOPTA INC COM 8676EP108 8 1,900 SH DEFINED 5 1,900 - - SUNTECH PWR HLDGS CO LTD ADR 86800C104 85 6,028 SH DEFINED 3 6,028 - - SUNTECH PWR HLDGS CO LTD ADR 86800C104 127 9,077 SH DEFINED 5 9,077 - - SUNTECH PWR HLDGS CO LTD ADR 86800C104 1 100 SH DEFINED 8 100 - - SUNTECH PWR HLDGS CO LTD ADR 86800C104 252 18,000 SH DEFINED 14 18,000 - - SUPERIOR BANCORP COM NEW 86806M205 1 451 SH DEFINED 3 451 - - SUPERIOR WELL SVCS INC COM 86837X105 17 1,300 SH DEFINED 2 1,300 - - SYMETRA FINL CORP COM 87151Q106 46 3,500 SH DEFINED 3 3,500 - - SYNCHRONOSS TECHNOLOGIES COM 87157B103 1,187 61,400 SH DEFINED 1 61,400 - - INC SYNCHRONOSS TECHNOLOGIES COM 87157B103 3 180 SH DEFINED 5 180 - - INC SYNCHRONOSS TECHNOLOGIES COM 87157B103 3 160 SH DEFINED 16 160 - - INC SYNAPTICS INC COM 87157D109 24 880 SH DEFINED 3 880 - - SYNAPTICS INC COM 87157D109 12 450 SH DEFINED 5 450 - - SYNAPTICS INC COM 87157D109 18 645 SH DEFINED 18 645 - - SYNGENTA AG SPONSORED ADR 87160A100 84 1,505 SH DEFINED 3 1,505 - - SYNGENTA AG SPONSORED ADR 87160A100 5,358 96,528 SH DEFINED 5 96,528 - - SYNGENTA AG SPONSORED ADR 87160A100 6 100 SH DEFINED 7 - 100 - SYNGENTA AG SPONSORED ADR 87160A100 108 1,941 SH DEFINED 8 1,941 - - SYNGENTA AG SPONSORED ADR 87160A100 29 522 SH DEFINED 18 522 - - SYNGENTA AG SPONSORED ADR 87160A100 10,288 185,339 SH DEFINED 5;1 185,339 - - SYNGENTA AG SPONSORED ADR 87160A100 17 300 SH DEFINED 300 - - SYNOVUS FINL CORP COM 87161C105 109 33,278 SH DEFINED 2 33,278 - - SYNOVUS FINL CORP COM 87161C105 529 160,793 SH DEFINED 3 157,293 - 3,500 SYNOVUS FINL CORP COM 87161C105 13 4,000 SH DEFINED 7 - 4,000 - SYNOVUS FINL CORP COM 87161C105 198 60,151 SH DEFINED 60,151 - - SYNOVUS FINL CORP COM 87161C105 1 330 SH DEFINED 330 - - SYNTEL INC COM 87162H103 10 250 SH DEFINED 7 - 250 - SYNTA PHARMACEUTICALS COM 87162T206 79 18,240 SH DEFINED 3 18,240 - - CORP SYNNEX CORP COM 87162W100 19 658 SH DEFINED 2 658 - - SYNNEX CORP COM 87162W100 591 20,000 SH DEFINED 4 - - 20,000 SYNIVERSE HLDGS INC COM 87163F106 12 616 SH DEFINED 3 616 - - SYNIVERSE HLDGS INC COM 87163F106 1 62 SH DEFINED 18 62 - - TC PIPELINES LP UT COM LTD PRT 87233Q108 824 21,680 SH DEFINED 2 21,680 - - TC PIPELINES LP UT COM LTD PRT 87233Q108 1,847 48,575 SH DEFINED 3 47,861 - 714 TC PIPELINES LP UT COM LTD PRT 87233Q108 12 325 SH DEFINED 325 - - TD AMERITRADE HLDG CORP COM 87236Y108 1,020 53,500 SH DEFINED 1 53,500 - - TD AMERITRADE HLDG CORP COM 87236Y108 44 2,332 SH DEFINED 3 2,332 - - TD AMERITRADE HLDG CORP COM 87236Y108 13 688 SH DEFINED 18 688 - - TD AMERITRADE HLDG CORP COM 87236Y108 119 6,231 SH DEFINED 301 - 5,930 TFS FINL CORP COM 87240R107 9 675 SH DEFINED 2 675 - - TFS FINL CORP COM 87240R107 2,005 150,221 SH DEFINED 3 150,221 - - TICC CAPITAL CORP COM 87244T109 208 31,496 SH DEFINED 3 31,496 - - TRW AUTOMOTIVE HLDGS CORP COM 87264S106 44,753 1,565,900 SH DEFINED 1 1,565,900 - - TRW AUTOMOTIVE HLDGS CORP COM 87264S106 684 23,937 SH DEFINED 3 23,937 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TS&W CLAYMORE TAX ADVNTG COM 87280R108 233 22,670 SH DEFINED 3 22,670 - - BL TTM TECHNOLOGIES INC COM 87305R109 289 32,575 SH DEFINED 2 32,575 - - TTM TECHNOLOGIES INC COM 87305R109 2 250 SH DEFINED 3 250 - - TTM TECHNOLOGIES INC COM 87305R109 15 1,659 SH DEFINED 18 1,659 - - TW TELECOM INC COM 87311L104 769 42,361 SH DEFINED 3 42,361 - - TW TELECOM INC COM 87311L104 8 450 SH DEFINED 18 450 - - TAM SA SP ADR REP PFD 87484D103 228 13,425 SH DEFINED 3 13,425 - - TANZANIAN ROYALTY EXPL COM 87600U104 1 200 SH DEFINED 3 200 - - CORP TANZANIAN ROYALTY EXPL COM 87600U104 13 3,200 SH DEFINED 5 3,200 - - CORP TARGA RESOURCES PARTNERS COM UNIT 87611X105 124 4,687 SH DEFINED 2 4,687 - - LP TARGA RESOURCES PARTNERS COM UNIT 87611X105 8,386 316,352 SH DEFINED 3 316,352 - - LP TARGA RESOURCES PARTNERS COM UNIT 87611X105 487 18,378 SH DEFINED 18 18,378 - - LP TARGA RESOURCES PARTNERS COM UNIT 87611X105 11 400 SH DEFINED 400 - - LP TASER INTL INC COM 87651B104 314 53,470 SH DEFINED 2 53,470 - - TASER INTL INC COM 87651B104 259 44,175 SH DEFINED 3 44,175 - - TEAM HEALTH HOLDINGS INC COM 87817A107 341 20,300 SH DEFINED 3 20,300 - - TECHWELL INC COM 87874D101 5,523 295,338 SH DEFINED 3 295,338 - - TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 16 675 SH DEFINED 3 675 - - TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 32 1,300 SH DEFINED 5 1,300 - - TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 722 29,800 SH DEFINED 14 29,800 - - TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 375 26,138 SH DEFINED 2 26,138 - - TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 27 1,850 SH DEFINED 5 1,850 - - TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 535 37,294 SH DEFINED 18 37,294 - - TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 14 1,264 SH DEFINED 2 1,264 - - TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 6 561 SH DEFINED 5 561 - - TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 3 234 SH DEFINED 15 234 - - TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 23 2,082 SH DEFINED 18 2,082 - - TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 464 21,314 SH DEFINED 2 21,314 - - PAUL TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 89 4,071 SH DEFINED 3 4,071 - - PAUL TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 31 1,412 SH DEFINED 5 1,412 - - PAUL TELECOMUNICACOES DE SAO SPON ADR PFD 87929A102 1 35 SH DEFINED 35 - - PAUL TELECOMMUNICATION SYS INC CL A 87929J103 403 54,894 SH DEFINED 2 54,894 - - TELECOMMUNICATION SYS INC CL A 87929J103 742 101,072 SH DEFINED 3 101,072 - - TELESTONE TECHNOLOGIES COM 87953J102 240 13,741 SH DEFINED 3 13,741 - - CORP TELUS CORP NON-VTG SHS 87971M202 224,552 6,268,909 SH DEFINED 1 6,268,909 - - TELUS CORP NON-VTG SHS 87971M202 2,796 78,066 SH DEFINED 3 78,066 - - TELUS CORP NON-VTG SHS 87971M202 8,874 247,729 SH DEFINED 5 247,729 - - TELUS CORP NON-VTG SHS 87971M202 133,079 3,715,207 SH DEFINED 6 3,715,207 - - TELUS CORP NON-VTG SHS 87971M202 7,089 197,899 SH DEFINED 7 - 197,899 - TELUS CORP NON-VTG SHS 87971M202 184 5,125 SH DEFINED 8 2,400 2,725 - TELUS CORP NON-VTG SHS 87971M202 185 5,174 SH DEFINED 9 5,174 - - TELUS CORP NON-VTG SHS 87971M202 5 145 SH DEFINED 15 145 - - TELUS CORP NON-VTG SHS 87971M202 260 7,251 SH DEFINED 7,251 - - TELUS CORP NON-VTG SHS 87971M202 151,698 4,235,000 SH SOLE 4,235,000 - - TEMPLETON DRAGON FD INC COM 88018T101 269 10,389 SH DEFINED 3 10,389 - - TEMPLETON DRAGON FD INC COM 88018T101 537 20,706 SH DEFINED 5 20,706 - - TEMPLETON DRAGON FD INC COM 88018T101 26 1,000 SH DEFINED 7 - 1,000 - TEMPLETON DRAGON FD INC COM 88018T101 37 1,425 SH DEFINED 8 1,425 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TEMPLETON DRAGON FD INC COM 88018T101 329 12,710 SH DEFINED 16 12,710 - - TEMPLETON RUS AND EAST COM 88022F105 10 500 SH DEFINED 3 500 - - EUR F TEMPLETON RUS AND EAST COM 88022F105 61 3,000 SH DEFINED 16 3,000 - - EUR F TEMPUR PEDIC INTL INC COM 88023U101 13 430 SH DEFINED 2 430 - - TEMPUR PEDIC INTL INC COM 88023U101 24 800 SH DEFINED 3 800 - - TEMPUR PEDIC INTL INC COM 88023U101 11 350 SH DEFINED 8 350 - - TEMPUR PEDIC INTL INC COM 88023U101 17 568 SH DEFINED 18 568 - - TENARIS S A SPONSORED ADR 88031M109 1 23 SH DEFINED 2 23 - - TENARIS S A SPONSORED ADR 88031M109 3,221 75,000 PUT DEFINED 3 75,000 - - TENARIS S A SPONSORED ADR 88031M109 283 6,585 SH DEFINED 3 6,585 - - TENARIS S A SPONSORED ADR 88031M109 32 738 SH DEFINED 18 738 - - TENARIS S A SPONSORED ADR 88031M109 12 274 SH DEFINED 274 - - TENET HEALTHCARE CORP COM 88033G100 181 31,700 SH DEFINED 1 31,700 - - TENET HEALTHCARE CORP COM 88033G100 2,176 380,336 SH DEFINED 2 380,336 - - TENET HEALTHCARE CORP COM 88033G100 390 68,266 SH DEFINED 3 68,266 - - TENET HEALTHCARE CORP COM 88033G100 82 14,250 SH DEFINED 4 - 14,250 - TENET HEALTHCARE CORP COM 88033G100 18 3,210 SH DEFINED 5 3,210 - - TENET HEALTHCARE CORP COM 88033G100 40 7,038 SH DEFINED 18 7,038 - - TENNESSEE COMMERCE COM 88043P108 129 17,104 SH DEFINED 3 17,104 - - BANCORP I TERADATA CORP DEL COM 88076W103 2,993 103,614 SH DEFINED 2 103,614 - - TERADATA CORP DEL COM 88076W103 145 5,030 SH DEFINED 3 4,430 - 600 TERADATA CORP DEL COM 88076W103 1 33 SH DEFINED 15 33 - - TERRITORIAL BANCORP INC COM 88145X108 - 8 SH DEFINED 18 8 - - TESCO CORP COM 88157K101 58 4,952 SH DEFINED 2 4,952 - - TESCO CORP COM 88157K101 1,551 132,900 SH DEFINED 4 - 47,000 85,900 TESCO CORP COM 88157K101 23 2,000 SH DEFINED 5 2,000 - - TESCO CORP COM 88157K101 6 500 SH DEFINED 500 - - TETRA TECHNOLOGIES INC COM 88162F105 27 2,200 SH DEFINED 3 2,200 - - DEL TETRA TECHNOLOGIES INC COM 88162F105 6,529 534,318 SH DEFINED 4 - 424,668 109,650 DEL TETRA TECHNOLOGIES INC COM 88162F105 7 549 SH DEFINED 18 549 - - DEL TETRA TECH INC NEW COM 88162G103 903 39,201 SH DEFINED 3 39,201 - - TETRA TECH INC NEW COM 88162G103 10,259 445,273 SH DEFINED 4 - 352,593 92,680 TESSERA TECHNOLOGIES INC COM 88164L100 40 1,975 SH DEFINED 2 1,975 - - TESSERA TECHNOLOGIES INC COM 88164L100 5 240 SH DEFINED 3 240 - - TESSERA TECHNOLOGIES INC COM 88164L100 58 2,857 SH DEFINED 16 2,857 - - THE9 LTD ADR 88337K104 11 1,560 SH DEFINED 5 1,560 - - THERAVANCE INC COM 88338T104 241 18,093 SH DEFINED 3 18,093 - - 3-D SYS CORP DEL COM NEW 88554D205 175 12,791 SH DEFINED 3 12,791 - - 3M CO COM 88579Y101 4,045 48,400 SH DEFINED 1 48,400 - - 3M CO COM 88579Y101 25,512 305,276 SH DEFINED 2 305,276 - - 3M CO COM 88579Y101 21,194 253,607 SH DEFINED 3 250,885 - 2,722 3M CO COM 88579Y101 19,140 229,030 SH DEFINED 5 229,030 - - 3M CO COM 88579Y101 652 7,800 SH DEFINED 6 7,800 - - 3M CO COM 88579Y101 611 7,313 SH DEFINED 7 - 7,313 - 3M CO COM 88579Y101 602 7,206 SH DEFINED 8 7,206 - - 3M CO COM 88579Y101 242 2,900 SH DEFINED 9 2,900 - - 3M CO COM 88579Y101 201 2,400 SH DEFINED 11 2,400 - - 3M CO COM 88579Y101 301 3,600 SH DEFINED 14 3,600 - - 3M CO COM 88579Y101 251 3,000 SH DEFINED 15 3,000 - - 3M CO COM 88579Y101 64 767 SH DEFINED 16 297 470 - 3M CO COM 88579Y101 3,220 38,529 SH DEFINED 18 38,529 - - 3M CO COM 88579Y101 209 2,506 SH DEFINED 515 1,991 - 3M CO COM 88579Y101 8 100 SH SOLE 100 - - 3PAR INC COM 88580F109 304 30,434 SH DEFINED 2 30,434 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- 3PAR INC COM 88580F109 26 2,600 SH DEFINED 3 2,600 - - TIBCO SOFTWARE INC COM 88632Q103 1,095 101,400 SH DEFINED 1 101,400 - - TIBCO SOFTWARE INC COM 88632Q103 10 900 SH DEFINED 3 900 - - TIBCO SOFTWARE INC COM 88632Q103 24 2,200 SH DEFINED 16 2,200 - - TIERONE CORP COM 88650R108 17 54,000 SH DEFINED 4 - - 54,000 TIM HORTONS INC COM 88706M103 117,068 3,592,131 SH DEFINED 1 3,592,131 - - TIM HORTONS INC COM 88706M103 106 3,259 SH DEFINED 3 3,259 - - TIM HORTONS INC COM 88706M103 1,085 33,300 CALL DEFINED 5 33,300 - - TIM HORTONS INC COM 88706M103 44,887 1,377,313 SH DEFINED 5 1,377,313 - - TIM HORTONS INC COM 88706M103 31,056 952,919 SH DEFINED 6 952,919 - - TIM HORTONS INC COM 88706M103 1,884 57,818 SH DEFINED 7 - 57,818 - TIM HORTONS INC COM 88706M103 1,246 38,241 SH DEFINED 8 37,906 335 - TIM HORTONS INC COM 88706M103 55 1,685 SH DEFINED 9 1,685 - - TIM HORTONS INC COM 88706M103 59 1,800 SH DEFINED 17 - - 1,800 TIM HORTONS INC COM 88706M103 16 495 SH DEFINED 5;1 495 - - TIM HORTONS INC COM 88706M103 60 1,845 SH DEFINED 1,845 - - TIM HORTONS INC COM 88706M103 39,119 1,200,342 SH SOLE 1,200,342 - - TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 434 15,628 SH DEFINED 2 15,628 - - TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 16 586 SH DEFINED 3 586 - - TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 278 10,000 SH DEFINED 14 10,000 - - TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 18 638 SH DEFINED 18 638 - - TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 - 4 SH DEFINED 4 - - TIME WARNER CABLE INC COM 88732J207 18,659 350,000 SH DEFINED 1 350,000 - - TIME WARNER CABLE INC COM 88732J207 7,215 135,334 SH DEFINED 2 135,334 - - TIME WARNER CABLE INC COM 88732J207 2,010 37,701 SH DEFINED 3 37,048 - 653 TIME WARNER CABLE INC COM 88732J207 58 1,087 SH DEFINED 5 1,087 - - TIME WARNER CABLE INC COM 88732J207 3 51 SH DEFINED 7 - 51 - TIME WARNER CABLE INC COM 88732J207 1 16 SH DEFINED 8 16 - - TIME WARNER CABLE INC COM 88732J207 8 155 SH DEFINED 14 155 - - TIME WARNER CABLE INC COM 88732J207 76 1,421 SH DEFINED 15 1,421 - - TIME WARNER CABLE INC COM 88732J207 1,064 19,962 SH DEFINED 16 19,962 - - TIME WARNER CABLE INC COM 88732J207 46 865 SH DEFINED 18 865 - - TIME WARNER CABLE INC COM 88732J207 32 600 SH DEFINED 600 - - TITAN INTL INC ILL COM 88830M102 1,036 118,700 SH DEFINED 1 118,700 - - TITAN INTL INC ILL COM 88830M102 58 6,701 SH DEFINED 2 6,701 - - TITAN INTL INC ILL COM 88830M102 1,584 181,500 SH DEFINED 3 181,500 - - TITAN INTL INC ILL COM 88830M102 7 855 SH DEFINED 18 855 - - TOFUTTI BRANDS INC COM 88906B105 1 1,000 SH DEFINED 5 1,000 - - TORTOISE ENERGY COM 89147L100 1,571 49,935 SH DEFINED 3 45,935 - 4,000 INFRSTRCTR C TORTOISE CAP RES CORP COM 89147N304 120 16,127 SH DEFINED 3 16,127 - - TORTOISE NORTH AMRN COM 89147T103 382 16,510 SH DEFINED 3 16,510 - - ENRGY CO TORTOISE NORTH AMRN COM 89147T103 250 10,829 SH DEFINED 18 10,829 - - ENRGY CO TORTOISE ENERGY CAP CORP COM 89147U100 1,549 62,804 SH DEFINED 3 58,728 - 4,076 TORTOISE PWR & ENERGY COM 89147X104 119 5,570 SH DEFINED 3 5,570 - - INFRAS TOWNEBANK PORTSMOUTH VA COM 89214P109 256 18,370 SH DEFINED 3 18,370 - - TRANS WORLD ENTMT CORP COM 89336Q100 270 150,000 SH DEFINED 4 - - 150,000 TRANSALTA CORP COM 89346D107 117,923 5,347,964 SH DEFINED 1 5,347,964 - - TRANSALTA CORP COM 89346D107 1,230 55,800 CALL DEFINED 5 55,800 - - TRANSALTA CORP COM 89346D107 40,364 1,830,562 SH DEFINED 5 1,830,562 - - TRANSALTA CORP COM 89346D107 6,396 290,050 SH DEFINED 6 290,050 - - TRANSALTA CORP COM 89346D107 5,115 231,991 SH DEFINED 7 - 231,991 - TRANSALTA CORP COM 89346D107 2,149 97,450 SH DEFINED 8 25,055 72,395 - TRANSALTA CORP COM 89346D107 631 28,604 SH DEFINED 9 28,604 - - TRANSALTA CORP COM 89346D107 265 12,000 SH DEFINED 15 12,000 - - TRANSALTA CORP COM 89346D107 101 4,580 SH DEFINED 4,580 - - TRANSALTA CORP COM 89346D107 201,811 9,152,447 SH SOLE 9,152,447 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TRANSCANADA CORP COM 89353D107 634,733 17,266,941 SH DEFINED 1 17,266,941 - - TRANSCANADA CORP COM 89353D107 1,862 50,660 SH DEFINED 3 49,824 - 836 TRANSCANADA CORP COM 89353D107 9,547 259,700 CALL DEFINED 5 259,700 - - TRANSCANADA CORP COM 89353D107 323 8,800 PUT DEFINED 5 8,800 - - TRANSCANADA CORP COM 89353D107 282,179 7,676,253 SH DEFINED 5 7,676,253 - - TRANSCANADA CORP COM 89353D107 29,777 810,038 SH DEFINED 6 810,038 - - TRANSCANADA CORP COM 89353D107 60,108 1,635,141 SH DEFINED 7 - 1,635,141 - TRANSCANADA CORP COM 89353D107 8,640 235,049 SH DEFINED 8 198,321 36,728 - TRANSCANADA CORP COM 89353D107 2,916 79,320 SH DEFINED 9 79,320 - - TRANSCANADA CORP COM 89353D107 499 13,566 SH DEFINED 14 13,566 - - TRANSCANADA CORP COM 89353D107 224 6,091 SH DEFINED 15 6,091 - - TRANSCANADA CORP COM 89353D107 681 18,525 SH DEFINED 17 - - 18,525 TRANSCANADA CORP COM 89353D107 114 3,108 SH DEFINED 18 3,108 - - TRANSCANADA CORP COM 89353D107 74,774 2,034,100 SH DEFINED 5;1 2,034,100 - - TRANSCANADA CORP COM 89353D107 1,573 42,787 SH DEFINED 42,787 - - TRANSCANADA CORP COM 89353D107 960,237 26,121,779 SH SOLE 26,121,779 - - TRANSMONTAIGNE PARTNERS COM UNIT L P 89376V100 1,378 50,588 SH DEFINED 3 50,588 - - L P TRANSOCEAN INC NOTE 1.5 893830AV1 4,881 5,000,000 PRN DEFINED 3 5,000,000 - - TRANSOCEAN INC NOTE 1.5 893830AW9 11,490 12,000,000 PRN DEFINED 3 12,000,000 - - TRAVELZOO INC COM 89421Q106 20 1,300 SH DEFINED 3 1,300 - - TREEHOUSE FOODS INC COM 89469A104 136 3,111 SH DEFINED 2 3,111 - - TREEHOUSE FOODS INC COM 89469A104 6 140 SH DEFINED 3 140 - - TREX CO INC COM 89531P105 10 484 SH DEFINED 2 484 - - TREX CO INC COM 89531P105 234 11,000 SH DEFINED 4 - - 11,000 TRIQUINT SEMICONDUCTOR COM 89674K103 323 46,115 SH DEFINED 2 46,115 - - INC TRIQUINT SEMICONDUCTOR COM 89674K103 775 110,751 SH DEFINED 3 110,751 - - INC TRIQUINT SEMICONDUCTOR COM 89674K103 3,054 436,304 SH DEFINED 4 - 346,094 90,210 INC TRIQUINT SEMICONDUCTOR COM 89674K103 1 100 SH DEFINED 18 100 - - INC TRUE RELIGION APPAREL INC COM 89784N104 18,510 609,696 SH DEFINED 4 - 452,246 157,450 TRUEBLUE INC COM 89785X101 3 188 SH DEFINED 18 188 - - 21ST CENTY HLDG CO COM 90136Q100 286 70,000 SH DEFINED 4 - - 70,000 TWO HBRS INVT CORP COM 90187B101 128 14,000 SH DEFINED 3 14,000 - - USANA HEALTH SCIENCES INC COM 90328M107 3 98 SH DEFINED 2 98 - - USANA HEALTH SCIENCES INC COM 90328M107 8 250 SH DEFINED 3 250 - - USANA HEALTH SCIENCES INC COM 90328M107 104 3,320 SH DEFINED 5 3,320 - - USANA HEALTH SCIENCES INC COM 90328M107 2 75 SH DEFINED 18 75 - - USA TECHNOLOGIES INC *W EXP 90328S179 15 47,700 SH DEFINED 3 47,700 - - 12/31/201 U S CONCRETE INC COM 90333L102 206 541,910 SH DEFINED 4 - - 541,910 U S PHYSICAL THERAPY INC COM 90337L108 1,455 83,600 SH DEFINED 4 - 32,800 50,800 U S GEOTHERMAL INC COM 90338S102 6 7,000 SH DEFINED 3 7,000 - - U S GEOTHERMAL INC COM 90338S102 - 200 SH DEFINED 5 200 - - USA MOBILITY INC COM 90341G103 380 30,000 SH DEFINED 4 - - 30,000 U S AIRWAYS GROUP INC COM 90341W108 32 4,400 SH DEFINED 1 4,400 - - U S AIRWAYS GROUP INC COM 90341W108 1,495 203,377 SH DEFINED 3 190,335 - 13,042 U S AIRWAYS GROUP INC COM 90341W108 147 20,000 SH DEFINED 16 20,000 - - U.S. AUTO PARTS NETWORK COM 90343C100 155 20,573 SH DEFINED 3 20,573 - - INC ULTA SALON COSMETCS & COM 90384S303 112 4,943 SH DEFINED 2 4,943 - - FRAG I ULTA SALON COSMETCS & COM 90384S303 488 21,592 SH DEFINED 3 21,592 - - FRAG I ULTA SALON COSMETCS & COM 90384S303 37 1,624 SH DEFINED 5 1,624 - - FRAG I ULTA SALON COSMETCS & COM 90384S303 5 243 SH DEFINED 18 243 - - FRAG I
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ULTIMATE SOFTWARE GROUP COM 90385D107 50 1,532 SH DEFINED 5 1,532 - - INC ULTIMATE SOFTWARE GROUP COM 90385D107 12 357 SH DEFINED 18 357 - - INC ULTRAPAR PARTICIPACOES S SP ADR REP PFD 90400P101 4 73 SH DEFINED 3 73 - - A ULTRAPAR PARTICIPACOES S SP ADR REP PFD 90400P101 6 129 SH DEFINED 18 129 - - A ULURU INC COM 90403T100 2 10,000 SH DEFINED 3 10,000 - - UNION FIRST MKT BANKSH CP COM 90662P104 80 5,300 SH DEFINED 3 5,300 - - UNITED AMER INDEMNITY LTD CL A 90933T109 32 3,309 SH DEFINED 3 3,309 - - UNITED FINANCIAL BANCORP COM 91030T109 - 16 SH DEFINED 18 16 - - INC UNITED STS GASOLINE FD LP UNITS 91201T102 233 6,151 SH DEFINED 5 6,151 - - UNITED STATES OIL FUND LP UNITS 91232N108 7,848 194,800 CALL DEFINED 3 194,800 - - UNITED STATES OIL FUND LP UNITS 91232N108 14,400 357,400 PUT DEFINED 3 357,400 - - UNITED STATES OIL FUND LP UNITS 91232N108 568 14,105 SH DEFINED 3 14,105 - - UNITED STATES OIL FUND LP UNITS 91232N108 103 2,564 SH DEFINED 5 2,564 - - UNITED STATES OIL FUND LP UNITS 91232N108 40 1,000 SH DEFINED 13 1,000 - - UNITED STATES OIL FUND LP UNITS 91232N108 322 8,000 SH DEFINED 15 8,000 - - UNITED STATES OIL FUND LP UNITS 91232N108 57 1,404 SH DEFINED 18 1,404 - - UNITED STATES OIL FUND LP UNITS 91232N108 68 1,700 SH DEFINED 1,700 - - UNITED STATES OIL FUND LP UNITS 91232N108 119 2,945 SH SOLE 2,945 - - U STORE IT TR COM 91274F104 62 8,600 SH DEFINED 3 8,600 - - U STORE IT TR COM 91274F104 3 381 SH DEFINED 18 381 - - UNITED STS 12 MONTH OIL UNIT BEN INT 91288V103 20 500 SH DEFINED 3 500 - - FD L UNITED STS 12 MONTH NAT UNIT BEN INT 91288X109 276 6,800 SH DEFINED 3 6,800 - - GAS UNITED THERAPEUTICS CORP COM 91307C102 55 1,000 SH DEFINED 1 1,000 - - DEL UNITED THERAPEUTICS CORP COM 91307C102 52 935 SH DEFINED 2 935 - - DEL UNITED THERAPEUTICS CORP COM 91307C102 799 14,443 SH DEFINED 3 14,443 - - DEL UNITED THERAPEUTICS CORP COM 91307C102 69 1,250 SH DEFINED - - 1,250 DEL UNITEDHEALTH GROUP INC COM 91324P102 91,260 2,793,400 SH DEFINED 1 2,793,400 - - UNITEDHEALTH GROUP INC COM 91324P102 19,995 612,033 SH DEFINED 2 612,033 - - UNITEDHEALTH GROUP INC COM 91324P102 10,838 331,728 SH DEFINED 3 329,402 - 2,326 UNITEDHEALTH GROUP INC COM 91324P102 13,835 423,465 SH DEFINED 4 - 180,365 243,100 UNITEDHEALTH GROUP INC COM 91324P102 1,762 53,931 SH DEFINED 5 53,931 - - UNITEDHEALTH GROUP INC COM 91324P102 24 740 SH DEFINED 7 - 740 - UNITEDHEALTH GROUP INC COM 91324P102 13 407 SH DEFINED 8 407 - - UNITEDHEALTH GROUP INC COM 91324P102 236 7,218 SH DEFINED 10 7,218 - - UNITEDHEALTH GROUP INC COM 91324P102 6 174 SH DEFINED 15 174 - - UNITEDHEALTH GROUP INC COM 91324P102 27 825 SH DEFINED 16 - 825 - UNITEDHEALTH GROUP INC COM 91324P102 85 2,609 SH DEFINED 18 2,609 - - UNITEDHEALTH GROUP INC COM 91324P102 10 317 SH DEFINED 317 - - UNITEDHEALTH GROUP INC COM 91324P102 7 210 SH SOLE 210 - - UNIVERSAL DISPLAY CORP COM 91347P105 11 912 SH DEFINED 2 912 - - UNIVERSAL DISPLAY CORP COM 91347P105 51 4,300 SH DEFINED 3 4,300 - - UNIVERSAL INS HLDGS INC COM 91359V107 1,282 253,300 SH DEFINED 3 253,300 - - UNUM GROUP COM 91529Y106 3,038 122,655 SH DEFINED 2 122,655 - - UNUM GROUP COM 91529Y106 617 24,902 SH DEFINED 3 24,902 - - UNUM GROUP COM 91529Y106 1,225 49,454 SH DEFINED 5 49,454 - - UNUM GROUP COM 91529Y106 49 1,987 SH DEFINED 8 1,987 - - UNUM GROUP COM 91529Y106 2 76 SH DEFINED 18 76 - - UNUM GROUP COM 91529Y106 196 7,902 SH DEFINED 237 - 7,665 UR ENERGY INC COM 91688R108 20 24,000 SH DEFINED 5 24,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- URANERZ ENERGY COM 91688T104 387 207,946 SH DEFINED 5 207,946 - - CORPORATION URANERZ ENERGY COM 91688T104 15 8,000 SH DEFINED 8 8,000 - - CORPORATION US ECOLOGY INC COM 91732J102 8 500 SH DEFINED 3 500 - - VAIL RESORTS INC COM 91879Q109 36 897 SH DEFINED 2 897 - - VAIL RESORTS INC COM 91879Q109 4 97 SH DEFINED 3 97 - - VALEANT PHARMACEUTICALS COM 91911X104 90 2,100 SH DEFINED 1 2,100 - - INTL VALEANT PHARMACEUTICALS COM 91911X104 1,276 29,736 SH DEFINED 3 29,736 - - INTL VALEANT PHARMACEUTICALS COM 91911X104 293 6,821 SH DEFINED 5 6,821 - - INTL VALEANT PHARMACEUTICALS COM 91911X104 4,616 107,575 SH DEFINED 7 - 107,575 - INTL VALEANT PHARMACEUTICALS COM 91911X104 194 4,510 SH DEFINED 8 - 4,510 - INTL VALEANT PHARMACEUTICALS COM 91911X104 26 615 SH DEFINED 15 615 - - INTL VALEANT PHARMACEUTICALS COM 91911X104 4 85 SH DEFINED 85 - - INTL VALE CAP II GTD CV 6.75%12 91912F201 15,462 170,000 PRN DEFINED 3 170,000 - - VALERO ENERGY CORP NEW COM 91913Y100 16,479 836,500 SH DEFINED 1 836,500 - - VALERO ENERGY CORP NEW COM 91913Y100 4,912 249,339 SH DEFINED 2 249,339 - - VALERO ENERGY CORP NEW COM 91913Y100 2,261 114,776 SH DEFINED 3 114,776 - - VALERO ENERGY CORP NEW COM 91913Y100 8,326 422,635 SH DEFINED 4 - 196,220 226,415 VALERO ENERGY CORP NEW COM 91913Y100 1,641 83,293 SH DEFINED 5 83,293 - - VALERO ENERGY CORP NEW COM 91913Y100 36,110 1,833,004 SH DEFINED 6 1,833,004 - - VALERO ENERGY CORP NEW COM 91913Y100 99 5,000 SH DEFINED 7 - 5,000 - VALERO ENERGY CORP NEW COM 91913Y100 32 1,600 SH DEFINED 8 845 755 - VALERO ENERGY CORP NEW COM 91913Y100 45 2,300 SH DEFINED 14 2,300 - - VALERO ENERGY CORP NEW COM 91913Y100 153 7,770 SH DEFINED 18 7,770 - - VALUECLICK INC COM 92046N102 164 16,208 SH DEFINED 2 16,208 - - VALUECLICK INC COM 92046N102 77 7,589 SH DEFINED 3 7,589 - - VALUEVISION MEDIA INC CL A 92047K107 28 8,500 SH DEFINED 3 8,500 - - VAN KAMPEN CALIF VALUE COM 92112B107 10 818 SH DEFINED 3 818 - - MUN I VAN KAMPEN ADVANTAGE MUN SH BEN INT 92112K107 157 12,887 SH DEFINED 3 12,887 - - II VAN KAMPEN SELECT SECTOR COM 92112M103 135 11,045 SH DEFINED 3 11,045 - - MUN VAN KAMPEN PA VALUE MUN COM 92112T108 298 21,725 SH DEFINED 3 21,725 - - INCO VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 116 2,225 SH DEFINED 3 2,225 - - VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1,820 26,070 SH DEFINED 3 26,070 - - VANGUARD WORLD FDS CONSUM STP ETF 92204A207 7 94 SH DEFINED 94 - - VANGUARD WORLD FDS ENERGY ETF 92204A306 217 2,585 SH DEFINED 3 2,585 - - VANGUARD WORLD FDS FINANCIALS ETF 92204A405 277 8,539 SH DEFINED 3 8,539 - - VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 902 15,903 SH DEFINED 3 15,903 - - VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1,758 30,554 SH DEFINED 3 30,554 - - VANGUARD WORLD FDS INF TECH ETF 92204A702 4,485 79,830 SH DEFINED 3 79,830 - - VANGUARD WORLD FDS INF TECH ETF 92204A702 14 250 SH DEFINED 5 250 - - VANGUARD WORLD FDS MATERIALS ETF 92204A801 414 5,845 SH DEFINED 3 5,845 - - VANGUARD WORLD FDS MATERIALS ETF 92204A801 28 401 SH DEFINED 5 401 - - VANGUARD WORLD FDS UTILITIES ETF 92204A876 145 2,305 SH DEFINED 3 2,305 - - VANGUARD WORLD FDS TELCOMM ETF 92204A884 112 1,988 SH DEFINED 3 1,988 - - VANGUARD NATURAL COM UNIT 92205F106 10 398 SH DEFINED 2 398 - - RESOURCES L VANGUARD NATURAL COM UNIT 92205F106 1,010 42,010 SH DEFINED 3 42,010 - - RESOURCES L
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VANGUARD NATURAL COM UNIT 92205F106 159 6,600 SH DEFINED 18 6,600 - - RESOURCES L VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 114 1,500 SH DEFINED 3 1,500 - - VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 11 139 SH DEFINED 139 - - VARIAN MED SYS INC COM 92220P105 2,628 47,500 SH DEFINED 1 47,500 - - VARIAN MED SYS INC COM 92220P105 2,111 38,155 SH DEFINED 2 38,155 - - VARIAN MED SYS INC COM 92220P105 896 16,186 SH DEFINED 3 16,186 - - VARIAN MED SYS INC COM 92220P105 686 12,400 SH DEFINED 4 - 2,000 10,400 VARIAN MED SYS INC COM 92220P105 28 500 SH DEFINED 5 500 - - VARIAN MED SYS INC COM 92220P105 1,610 29,102 SH DEFINED 6 29,102 - - VARIAN MED SYS INC COM 92220P105 342 6,182 SH DEFINED 18 6,182 - - VARIAN MED SYS INC COM 92220P105 1 13 SH DEFINED 13 - - VASCULAR SOLUTIONS INC COM 92231M109 4 500 SH DEFINED 3 500 - - VECTREN CORP COM 92240G101 929 37,584 SH DEFINED 3 35,809 - 1,775 VECTOR GROUP LTD COM 92240M108 - 31 SH DEFINED 3 31 - - VECTOR GROUP LTD COM 92240M108 89 5,775 SH DEFINED 5,775 - - VENOCO INC COM 92275P307 15 1,150 SH DEFINED 18 1,150 - - VENTAS INC COM 92276F100 3,609 76,010 SH DEFINED 2 76,010 - - VENTAS INC COM 92276F100 125 2,637 SH DEFINED 3 2,637 - - VENTAS INC COM 92276F100 37 771 SH DEFINED 18 771 - - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 177 5,122 SH DEFINED 3 5,122 - - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 815 23,585 SH DEFINED 5 23,585 - - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 14 400 SH DEFINED 7 - 400 - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 2 50 SH DEFINED 8 - 50 - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 14 400 SH DEFINED 9 400 - - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 28 800 SH DEFINED 800 - - VERENIUM CORP COM NEW 92340P209 3 541 SH DEFINED 13 541 - - VERENIUM CORP COM NEW 92340P209 1 127 SH DEFINED 16 127 - - VERIFONE HLDGS INC COM 92342Y109 55 2,741 SH DEFINED 2 2,741 - - VERIFONE HLDGS INC COM 92342Y109 38 1,885 SH DEFINED 3 1,885 - - VERIFONE HLDGS INC COM 92342Y109 8 416 SH DEFINED 18 416 - - VERISIGN INC SDCV 3. 92343EAD4 41 45,000 PRN DEFINED 3 - - 45,000 VERIZON COMMUNICATIONS COM 92343V104 44,604 1,437,900 SH DEFINED 1 1,437,900 - - INC VERIZON COMMUNICATIONS COM 92343V104 19,010 612,830 SH DEFINED 2 612,830 - - INC VERIZON COMMUNICATIONS COM 92343V104 6,185 199,400 CALL DEFINED 3 199,400 - - INC VERIZON COMMUNICATIONS COM 92343V104 10,181 328,200 PUT DEFINED 3 328,200 - - INC VERIZON COMMUNICATIONS COM 92343V104 39,806 1,283,241 SH DEFINED 3 1,277,752 - 5,489 INC VERIZON COMMUNICATIONS COM 92343V104 11,322 365,000 SH DEFINED 4 - 132,615 232,385 INC VERIZON COMMUNICATIONS COM 92343V104 12,883 415,298 SH DEFINED 5 415,298 - - INC VERIZON COMMUNICATIONS COM 92343V104 460 14,820 SH DEFINED 6 14,820 - - INC VERIZON COMMUNICATIONS COM 92343V104 314 10,115 SH DEFINED 7 - 10,115 - INC VERIZON COMMUNICATIONS COM 92343V104 607 19,575 SH DEFINED 8 16,975 2,600 - INC VERIZON COMMUNICATIONS COM 92343V104 14 442 SH DEFINED 9 442 - - INC VERIZON COMMUNICATIONS COM 92343V104 98 3,155 SH DEFINED 15 3,155 - - INC VERIZON COMMUNICATIONS COM 92343V104 180 5,800 SH DEFINED 16 5,800 - - INC VERIZON COMMUNICATIONS COM 92343V104 186 6,000 SH DEFINED 17 - - 6,000 INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VERIZON COMMUNICATIONS COM 92343V104 3,672 118,362 SH DEFINED 18 118,362 - - INC VERIZON COMMUNICATIONS COM 92343V104 1 40 SH DEFINED 5;1 40 - - INC VERIZON COMMUNICATIONS COM 92343V104 1,035 33,374 SH DEFINED 5,864 27,510 - INC VERIZON COMMUNICATIONS COM 92343V104 6 200 SH SOLE 200 - - INC VERISK ANALYTICS INC CL A 92345Y106 218 7,725 SH DEFINED 2 7,725 - - VERISK ANALYTICS INC CL A 92345Y106 16 562 SH DEFINED 3 562 - - VERISK ANALYTICS INC CL A 92345Y106 19 684 SH DEFINED 18 684 - - VERTEX PHARMACEUTICALS COM 92532F100 4,210 103,000 SH DEFINED 1 103,000 - - INC VERTEX PHARMACEUTICALS COM 92532F100 2,030 49,673 SH DEFINED 2 49,673 - - INC VERTEX PHARMACEUTICALS COM 92532F100 2,600 63,608 SH DEFINED 3 63,108 - 500 INC VERTEX PHARMACEUTICALS COM 92532F100 31 756 SH DEFINED 18 756 - - INC VESTIN RLTY MTG II INC COM NEW 92549X201 5 3,149 SH DEFINED 3 3,149 - - VIAD CORP COM NEW 92552R406 3 125 SH DEFINED 2 125 - - VIAD CORP COM NEW 92552R406 16 759 SH DEFINED 3 759 - - VIAD CORP COM NEW 92552R406 719 35,000 SH DEFINED 16 35,000 - - VIAD CORP COM NEW 92552R406 4 200 SH DEFINED - - 200 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 2 72 SH DEFINED 72 - - VIACOM INC NEW CL A 92553P102 668 18,199 SH DEFINED 3 18,199 - - VIACOM INC NEW CL A 92553P102 11 290 SH DEFINED 8 290 - - VIACOM INC NEW CL B 92553P201 26,810 779,800 SH DEFINED 1 779,800 - - VIACOM INC NEW CL B 92553P201 9,376 272,724 SH DEFINED 2 272,724 - - VIACOM INC NEW CL B 92553P201 2,652 77,134 SH DEFINED 3 74,613 - 2,521 VIACOM INC NEW CL B 92553P201 10,731 312,119 SH DEFINED 5 312,119 - - VIACOM INC NEW CL B 92553P201 18 525 SH DEFINED 7 - 525 - VIACOM INC NEW CL B 92553P201 477 13,863 SH DEFINED 8 13,863 - - VIACOM INC NEW CL B 92553P201 147 4,265 SH DEFINED 14 4,265 - - VIACOM INC NEW CL B 92553P201 72 2,083 SH DEFINED 15 2,083 - - VIACOM INC NEW CL B 92553P201 541 15,723 SH DEFINED 18 15,723 - - VIACOM INC NEW CL B 92553P201 160 4,643 SH DEFINED 878 3,765 - VIRGIN MEDIA INC COM 92769L101 753 43,633 SH DEFINED 2 43,633 - - VIRGIN MEDIA INC COM 92769L101 4,126 239,070 SH DEFINED 3 239,070 - - VIRGIN MEDIA INC COM 92769L101 263 15,218 SH DEFINED 10 15,218 - - VIRGIN MEDIA INC COM 92769L101 369,590 21,413,101 SH OTHER 16 - 21,413,101 - VIRGIN MEDIA INC COM 92769L101 7 420 SH SOLE 420 - - VIRGIN MEDIA INC *W EXP 92769L119 - 33 SH DEFINED 16 33 - - 99/99/999 VIRGINIA COMM BANCORP INC COM 92778Q109 67 10,000 SH DEFINED 3 10,000 - - VIRGINIA COMM BANCORP INC COM 92778Q109 10 1,569 SH DEFINED 18 1,569 - - VIRNETX HOLDING CORP COM 92823T108 14 3,000 SH DEFINED 3 3,000 - - VIRTUAL RADIOLOGIC COM 92826B104 22 1,965 SH DEFINED 3 1,965 - - CORPORATI VISA INC COM CL A 92826C839 72,173 792,850 SH DEFINED 1 792,850 - - VISA INC COM CL A 92826C839 19,232 211,269 SH DEFINED 2 211,269 - - VISA INC COM CL A 92826C839 4,910 53,933 SH DEFINED 3 53,536 - 397 VISA INC COM CL A 92826C839 655 7,195 SH DEFINED 4 - 6,375 820 VISA INC COM CL A 92826C839 11,327 124,435 SH DEFINED 5 124,435 - - VISA INC COM CL A 92826C839 2,497 27,429 SH DEFINED 7 - 27,429 - VISA INC COM CL A 92826C839 183 2,005 SH DEFINED 8 700 1,305 - VISA INC COM CL A 92826C839 18 200 SH DEFINED 9 200 - - VISA INC COM CL A 92826C839 741 8,144 SH DEFINED 10 8,144 - - VISA INC COM CL A 92826C839 130 1,423 SH DEFINED 11 1,423 - - VISA INC COM CL A 92826C839 7,012 77,000 SH DEFINED 13 77,000 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- VISA INC COM CL A 92826C839 74 810 SH DEFINED 15 810 - - VISA INC COM CL A 92826C839 68 750 SH DEFINED 16 750 - - VISA INC COM CL A 92826C839 343 3,770 SH DEFINED 17 - - 3,770 VISA INC COM CL A 92826C839 481 5,282 SH DEFINED 18 5,282 - - VISA INC COM CL A 92826C839 573 6,298 SH DEFINED 5,950 348 - VISA INC COM CL A 92826C839 1,757 19,305 SH SOLE 19,305 - - VIRTUSA CORP COM 92827P102 26 2,480 SH DEFINED 3 2,480 - - VIRTUS INVT PARTNERS INC COM 92828Q109 1 63 SH DEFINED 3 63 - - VIRTUS INVT PARTNERS INC COM 92828Q109 1 25 SH DEFINED 16 25 - - VITAL IMAGES INC COM 92846N104 128 7,900 SH DEFINED 3 7,900 - - VITACOST COM INC COM 92847A200 50 4,123 SH DEFINED 3 4,123 - - VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 115 4,229 SH DEFINED 2 4,229 - - NEW VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 199 7,325 SH DEFINED 3 7,325 - - NEW VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 - 4 SH DEFINED 5 4 - - NEW VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 45 1,676 SH DEFINED 18 1,676 - - NEW VIVO PARTICIPACOES S A SPON ADR PFD 92855S200 1 41 SH DEFINED 41 - - NEW VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,372 58,843 SH DEFINED 2 58,843 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,832 207,312 SH DEFINED 3 207,312 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 6,962 298,656 SH DEFINED 5 298,656 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 181 7,786 SH DEFINED 8 7,786 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 163 7,000 SH DEFINED 11 7,000 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8 340 SH DEFINED 15 340 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 59 2,552 SH DEFINED 16 2,552 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 604 25,891 SH DEFINED 18 25,891 - - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 542 23,256 SH DEFINED 18,137 - 5,119 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3 109 SH SOLE 109 - - VOCUS INC COM 92858J108 3 154 SH DEFINED 16 154 - - VOLCOM INC COM 92864N101 2 100 SH DEFINED 3 100 - - VONAGE HLDGS CORP COM 92886T201 4 2,863 SH DEFINED 3 2,863 - - W & T OFFSHORE INC COM 92922P106 24 2,818 SH DEFINED 2 2,818 - - W & T OFFSHORE INC COM 92922P106 173 20,615 SH DEFINED 3 20,615 - - WGL HLDGS INC COM 92924F106 1,474 42,552 SH DEFINED 3 42,552 - - WCA WASTE CORP COM 92926K103 519 102,000 SH DEFINED 4 - - 102,000 WABCO HLDGS INC COM 92927K102 53 1,787 SH DEFINED 3 1,787 - - WABCO HLDGS INC COM 92927K102 1 24 SH DEFINED 15 24 - - W P CAREY & CO LLC COM 92930Y107 221 7,520 SH DEFINED 3 7,520 - - WPCS INTL INC COM NEW 92931L203 309 100,000 SH DEFINED 4 - - 100,000 WPP PLC ADR 92933H101 2 33 SH DEFINED 3 33 - - WPP PLC ADR 92933H101 107 2,082 SH DEFINED 5 2,082 - - WPP PLC ADR 92933H101 4 68 SH DEFINED 18 68 - - WSB HOLDINGS INC COM 92934C101 2 750 SH DEFINED 3 750 - - WALTER ENERGY INC COM 93317Q105 89 960 SH DEFINED 3 960 - - WALTER ENERGY INC COM 93317Q105 143 1,547 SH DEFINED 18 1,547 - - WALTER INVT MGMT CORP COM 93317W102 - 18 SH DEFINED 3 18 - - WARREN RES INC COM 93564A100 47 18,801 SH DEFINED 3 18,801 - - WASTE MGMT INC DEL COM 94106L109 7,943 230,699 SH DEFINED 2 230,699 - - WASTE MGMT INC DEL COM 94106L109 2,926 84,980 SH DEFINED 3 80,711 - 4,269 WASTE MGMT INC DEL COM 94106L109 1,016 29,499 SH DEFINED 5 29,499 - - WASTE MGMT INC DEL COM 94106L109 34 1,000 SH DEFINED 7 - 1,000 - WASTE MGMT INC DEL COM 94106L109 28 800 SH DEFINED 8 800 - - WASTE MGMT INC DEL COM 94106L109 7 200 SH DEFINED 16 - 200 - WASTE MGMT INC DEL COM 94106L109 143 4,154 SH DEFINED 18 4,154 - - WASTE MGMT INC DEL COM 94106L109 135 3,916 SH DEFINED 606 3,310 - WASTE MGMT INC DEL COM 94106L109 131 3,800 SH SOLE 3,800 - - WEBMD HEALTH CORP COM 94770V102 10 225 SH DEFINED 2 225 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WEBMD HEALTH CORP COM 94770V102 27 576 SH DEFINED 3 576 - - WEBMD HEALTH CORP COM 94770V102 35 756 SH DEFINED 5 756 - - WEBMD HEALTH CORP COM 94770V102 27 585 SH DEFINED 7 - 585 - WEBMD HEALTH CORP COM 94770V102 43 927 SH DEFINED 18 927 - - WEBMEDIABRANDS INC COM 94770W100 89 90,000 SH DEFINED 4 - - 90,000 WELLCARE HEALTH PLANS INC COM 94946T106 1,611 54,074 SH DEFINED 3 53,850 - 224 WELLCARE HEALTH PLANS INC COM 94946T106 35 1,160 SH DEFINED 5 1,160 - - WELLCARE HEALTH PLANS INC COM 94946T106 13 450 SH DEFINED 18 450 - - WELLPOINT INC COM 94973V107 13,817 214,618 SH DEFINED 2 214,618 - - WELLPOINT INC COM 94973V107 4,862 75,517 SH DEFINED 3 68,137 - 7,380 WELLPOINT INC COM 94973V107 400 6,219 SH DEFINED 5 6,219 - - WELLPOINT INC COM 94973V107 426 6,615 SH DEFINED 6 6,615 - - WELLPOINT INC COM 94973V107 14 220 SH DEFINED 8 220 - - WELLPOINT INC COM 94973V107 266 4,133 SH DEFINED 10 4,133 - - WELLPOINT INC COM 94973V107 45 705 SH DEFINED 14 705 - - WELLPOINT INC COM 94973V107 15 240 SH DEFINED 18 240 - - WELLPOINT INC COM 94973V107 292 4,543 SH DEFINED 250 2,130 2,163 WELLPOINT INC COM 94973V107 106 1,649 SH SOLE 1,649 - - WESCO INTL INC COM 95082P105 38 1,082 SH DEFINED 3 1,082 - - WESCO INTL INC COM 95082P105 22,465 647,215 SH DEFINED 6 647,215 - - WESCO INTL INC COM 95082P105 1 16 SH DEFINED 18 16 - - WESCO INTL INC DBCV 6. 95082PAH8 10,939 7,500,000 PRN DEFINED 3 7,500,000 - - WESTAR ENERGY INC COM 95709T100 883 39,602 SH DEFINED 3 39,602 - - WESTAR ENERGY INC COM 95709T100 78 3,500 SH DEFINED 14 3,500 - - WESTERN ASSET EMRG MKT COM 95766A101 1,248 68,778 SH DEFINED 3 67,963 - 815 DEBT WESTERN ASSET EMRG MKT COM 95766A101 2,075 114,349 SH DEFINED 5 114,349 - - DEBT WESTERN ASSET EMRG MKT COM 95766A101 33 1,800 SH DEFINED 8 1,800 - - DEBT WESTERN ASSET GLB HI COM 95766B109 565 48,834 SH DEFINED 3 48,834 - - INCOME WESTERN ASSET GLB PTNRS COM 95766G108 23 1,900 SH DEFINED 3 1,900 - - INCO WESTERN ASSET HIGH INCM COM 95766J102 75 7,622 SH DEFINED 3 7,622 - - FD I WESTERN ASSET HIGH INCM COM 95766K109 51 8,000 SH DEFINED 3 8,000 - - OPP WESTERN ASSETT MGD HI COM 95766L107 15 2,350 SH DEFINED 3 2,350 - - INCM F WESTERN ASST MNG MUN FD COM 95766M105 377 29,262 SH DEFINED 3 29,262 - - INC WESTERN ASSET MUN HI COM 95766N103 29 3,912 SH DEFINED 3 3,912 - - INCM FD WESTERN ASST MN PRT FD COM 95766P108 10 720 SH DEFINED 3 720 - - INC WESTERN ASSET CLYM INFL COM SH BEN INT 95766Q106 632 52,181 SH DEFINED 3 51,318 - 863 SEC WESTERN ASSET CLYM INFL COM 95766R104 3,507 297,182 SH DEFINED 3 295,394 - 1,788 OPP WESTERN ASSET CLYM INFL COM 95766R104 12 1,004 SH DEFINED 18 1,004 - - OPP WESTERN ASSET INCOME FD COM 95766T100 73 5,548 SH DEFINED 3 5,548 - - WESTERN ASSET INFL MGMT COM 95766U107 313 19,579 SH DEFINED 3 19,311 - 268 FD I WESTERN ASSET MUN DEF COM 95768A109 65 3,054 SH DEFINED 3 3,054 - - OPP TR WESTERN ASSET INVT GRADE COM 95790A101 13 624 SH DEFINED 3 424 - 200 DEF WILLDAN GROUP INC COM 96924N100 270 125,000 SH DEFINED 4 - - 125,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WILLIAMS PARTNERS L P COM UNIT L P 96950F104 16,916 420,471 SH DEFINED 3 417,327 - 3,144 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 201 5,000 SH DEFINED 13 5,000 - - WILLIAMS PARTNERS L P COM UNIT L P 96950F104 15 365 SH DEFINED 15 365 - - WILLIAMS PARTNERS L P COM UNIT L P 96950F104 55 1,360 SH DEFINED 1,360 - - WILLIAMS PIPELINE COM UNIT LP IN 96950K103 1,111 36,733 SH DEFINED 3 35,474 - 1,259 PARTNERS L WINDSTREAM CORP COM 97381W104 1,677 154,000 SH DEFINED 1 154,000 - - WINDSTREAM CORP COM 97381W104 1,911 175,488 SH DEFINED 2 175,488 - - WINDSTREAM CORP COM 97381W104 4,545 417,372 SH DEFINED 3 411,811 - 5,561 WINDSTREAM CORP COM 97381W104 1,198 110,051 SH DEFINED 5 110,051 - - WINDSTREAM CORP COM 97381W104 - 3 SH DEFINED 7 - 3 - WINDSTREAM CORP COM 97381W104 114 10,460 SH DEFINED 18 10,460 - - WINDSTREAM CORP COM 97381W104 58 5,300 SH DEFINED 5,300 - - WINTRUST FINANCIAL CORP COM 97650W108 16 435 SH DEFINED 3 435 - - WIRELESS HOLDRS TR DEPOSITRY RCPT 97653L208 47 1,000 SH DEFINED 5 1,000 - - WISDOMTREE TRUST TOTAL DIVID FD 97717W109 134 3,114 SH DEFINED 3 3,114 - - WISDOMTREE TRUST TOTAL DIVID FD 97717W109 9 200 SH DEFINED 5 200 - - WISDOMTREE TRUST DRYFS CURR ETF 97717W133 372 16,730 SH DEFINED 3 16,730 - - WISDOMTREE TRUST DRYFS CURR ETF 97717W133 337 15,155 SH DEFINED 16 15,155 - - WISDOMTREE TRUST CHINESE YUAN 97717W182 20,573 818,000 PUT DEFINED 3 818,000 - - ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 13,711 545,165 SH DEFINED 3 544,570 - 595 ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 148 5,903 SH DEFINED 13 5,903 - - ETF WISDOMTREE TRUST CHINESE YUAN 97717W182 2,636 104,800 SH DEFINED 15 104,800 - - ETF WISDOMTREE TRUST EQTY INC ETF 97717W208 555 15,825 SH DEFINED 3 15,825 - - WISDOMTREE TRUST NEW ZEAL DOLLR 97717W216 134 6,000 SH DEFINED 3 6,000 - - WISDOMTREE TRUST BRAZILN RL ETF 97717W240 30 1,131 SH DEFINED 3 1,131 - - WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 285 6,370 SH DEFINED 3 6,370 - - WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 11 250 SH DEFINED 250 - - WISDOMTREE TRUST LARGECAP DIVID 97717W307 496 11,640 SH DEFINED 3 11,640 - - WISDOMTREE TRUST EMERG MKTS ETF 97717W315 47 895 SH DEFINED 3 895 - - WISDOMTREE TRUST EMERG MKTS ETF 97717W315 26 500 SH DEFINED 6 500 - - WISDOMTREE TRUST INTL REAL EST 97717W331 95 3,550 SH DEFINED 3 3,550 - - WISDOMTREE TRUST INTL REAL EST 97717W331 29 1,100 SH DEFINED 6 1,100 - - WISDOMTREE TRUST DIV EX-FINL FD 97717W406 563 13,159 SH DEFINED 3 13,159 - - WISDOMTREE TRUST DIV EX-FINL FD 97717W406 30 700 SH DEFINED 5 700 - - WISDOMTREE TRUST INDIA ERNGS FD 97717W422 4,444 190,478 SH DEFINED 3 190,478 - - WISDOMTREE TRUST INDIA ERNGS FD 97717W422 44 1,905 SH DEFINED 5 1,905 - - WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 259 5,609 SH DEFINED 3 5,609 - - WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 9 200 SH DEFINED 5 200 - - WISDOMTREE TRUST LRGECP VALUE 97717W547 2 60 SH DEFINED 3 60 - - FD WISDOMTREE TRUST SMLCAP EARN FD 97717W562 207 4,652 SH DEFINED 3 4,652 - - WISDOMTREE TRUST MDCP EARN FUND 97717W570 338 7,145 SH DEFINED 3 7,145 - - WISDOMTREE TRUST MDCP EARN FUND 97717W570 66 1,400 SH DEFINED 5 1,400 - - WISDOMTREE TRUST SMALLCAP DIVID 97717W604 371 8,713 SH DEFINED 3 8,713 - - WISDOMTREE TRUST SMALLCAP DIVID 97717W604 30 700 SH DEFINED 5 700 - - WISDOMTREE TRUST DEFA FD 97717W703 54 1,173 SH DEFINED 3 1,173 - - WISDOMTREE TRUST DEFA FD 97717W703 9 200 SH DEFINED 5 200 - - WISDOMTREE TRUST DEFA FD 97717W703 2,289 49,400 SH DEFINED 6 49,400 - - WISDOMTREE TRUST DEFA FD 97717W703 167 3,600 SH DEFINED 18 3,600 - - WISDOMTREE TRUST INTL ENERGY 97717W711 4 152 SH DEFINED 3 152 - - WISDOMTREE TRUST INTL ENERGY 97717W711 10 400 SH DEFINED 5 400 - - WISDOMTREE TRUST INTL BAS MATER 97717W752 254 8,839 SH DEFINED 3 8,839 - - WISDOMTREE TRUST INTL SMCAP DIV 97717W760 959 20,354 SH DEFINED 3 20,354 - - WISDOMTREE TRUST INTL SMCAP DIV 97717W760 24 500 SH DEFINED 7 - 500 - WISDOMTREE TRUST INTL MIDCAP DV 97717W778 39 800 SH DEFINED 7 - 800 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- WISDOMTREE TRUST INTL DIV EX 97717W786 85 2,000 SH DEFINED 3 2,000 - - FINL WISDOMTREE TRUST INTL DIV EX 97717W786 48 1,125 SH DEFINED 7 - 1,125 - FINL WISDOMTREE TRUST INTL LRGCAP DV 97717W794 249 5,475 SH DEFINED 3 5,475 - - WISDOMTREE TRUST PAC EXJP TOT D 97717W828 31 500 SH DEFINED 7 - 500 - WISDOMTREE TRUST JP SMALLCP DIV 97717W836 16 375 SH DEFINED 3 375 - - WISDOMTREE TRUST JP SMALLCP DIV 97717W836 312 7,500 SH DEFINED 8 7,500 - - WISDOMTREE TRUST WRLD EX-US 97717W844 2 44 SH DEFINED 3 44 - - GRWTH WISDOMTREE TRUST EUROPE SMCP DV 97717W869 11 300 SH DEFINED 7 - 300 - WISDOMTREE TRUST GLB EQTY INC 97717W877 12 300 SH DEFINED 7 - 300 - FD WISDOMTREE TR MID EAST DIVD 97717X305 2 102 SH DEFINED 5 102 - - WIZZARD SOFTWARE CORP NEW COM 97750V109 1 2,200 SH DEFINED 3 2,200 - - WORLD WRESTLING ENTMT INC CL A 98156Q108 162 9,382 SH DEFINED 2 9,382 - - WORLD WRESTLING ENTMT INC CL A 98156Q108 12 678 SH DEFINED 3 678 - - WRIGHT EXPRESS CORP COM 98233Q105 265 8,792 SH DEFINED 2 8,792 - - WRIGHT EXPRESS CORP COM 98233Q105 6 200 SH DEFINED 3 200 - - WRIGHT EXPRESS CORP COM 98233Q105 6 208 SH DEFINED 18 208 - - WRIGHT MED GROUP INC COM 98235T107 45 2,541 SH DEFINED 3 2,541 - - WYNDHAM WORLDWIDE CORP COM 98310W108 1,963 76,282 SH DEFINED 2 76,282 - - WYNDHAM WORLDWIDE CORP COM 98310W108 116 4,492 SH DEFINED 3 4,492 - - WYNDHAM WORLDWIDE CORP COM 98310W108 4 140 SH DEFINED 5 140 - - XTO ENERGY INC COM 98385X106 13,663 289,596 SH DEFINED 2 289,596 - - XTO ENERGY INC COM 98385X106 1,415 30,000 PUT DEFINED 3 30,000 - - XTO ENERGY INC COM 98385X106 40,911 867,121 SH DEFINED 3 865,496 - 1,625 XTO ENERGY INC COM 98385X106 568 12,041 SH DEFINED 5 12,041 - - XTO ENERGY INC COM 98385X106 28,477 603,576 SH DEFINED 6 603,576 - - XTO ENERGY INC COM 98385X106 8 165 SH DEFINED 7 - 165 - XTO ENERGY INC COM 98385X106 4 78 SH DEFINED 8 78 - - XTO ENERGY INC COM 98385X106 75 1,582 SH DEFINED 14 1,582 - - XTO ENERGY INC COM 98385X106 844 17,886 SH DEFINED 18 17,886 - - XTO ENERGY INC COM 98385X106 1 25 SH DEFINED 5;1 25 - - XTO ENERGY INC COM 98385X106 103 2,183 SH DEFINED 2,183 - - XCEL ENERGY INC COM 98389B100 8,504 401,154 SH DEFINED 3 398,804 - 2,350 XCEL ENERGY INC COM 98389B100 613 28,923 SH DEFINED 18 28,923 - - XCEL ENERGY INC COM 98389B100 5 254 SH DEFINED 254 - - XENOPORT INC COM 98411C100 4 399 SH DEFINED 2 399 - - XERIUM TECHNOLOGIES INC COM 98416J100 3 4,000 SH DEFINED 5 4,000 - - YAMANA GOLD INC COM 98462Y100 3,445 349,700 CALL DEFINED 3 349,700 - - YAMANA GOLD INC COM 98462Y100 1,594 161,838 SH DEFINED 3 161,838 - - YAMANA GOLD INC COM 98462Y100 34 3,500 CALL DEFINED 5 3,500 - - YAMANA GOLD INC COM 98462Y100 148 15,000 PUT DEFINED 5 15,000 - - YAMANA GOLD INC COM 98462Y100 9,307 944,844 SH DEFINED 5 944,844 - - YAMANA GOLD INC COM 98462Y100 3,050 309,666 SH DEFINED 6 309,666 - - YAMANA GOLD INC COM 98462Y100 20 2,000 SH DEFINED 7 - 2,000 - YAMANA GOLD INC COM 98462Y100 148 14,995 SH DEFINED 8 14,995 - - YAMANA GOLD INC COM 98462Y100 57 5,800 SH DEFINED 14 5,800 - - YAMANA GOLD INC COM 98462Y100 7 690 SH DEFINED 18 690 - - YAMANA GOLD INC COM 98462Y100 9 900 SH DEFINED 5;1 900 - - YAMANA GOLD INC COM 98462Y100 12 1,200 SH DEFINED 1,200 - - YAMANA GOLD INC COM 98462Y100 33,706 3,421,884 SH SOLE 3,421,884 - - YINGLI GREEN ENERGY HLDG ADR 98584B103 15 1,143 SH DEFINED 3 1,143 - - CO ZEP INC COM 98944B108 49 2,247 SH DEFINED 2 2,247 - - ZEP INC COM 98944B108 2 100 SH DEFINED 3 100 - - ZHONE TECHNOLOGIES INC COM NEW 98950P884 - 100 SH DEFINED 3 100 - - NEW ZHONGPIN INC COM 98952K107 6 500 SH DEFINED 3 500 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ZIMMER HLDGS INC COM 98956P102 51,178 864,500 SH DEFINED 1 864,500 - - ZIMMER HLDGS INC COM 98956P102 6,247 105,528 SH DEFINED 2 105,528 - - ZIMMER HLDGS INC COM 98956P102 1,445 24,413 SH DEFINED 3 23,686 - 727 ZIMMER HLDGS INC COM 98956P102 2,425 40,955 SH DEFINED 5 40,955 - - ZIMMER HLDGS INC COM 98956P102 65 1,100 SH DEFINED 7 - 1,100 - ZIMMER HLDGS INC COM 98956P102 107 1,800 SH DEFINED 8 - 1,800 - ZIMMER HLDGS INC COM 98956P102 672 11,350 SH DEFINED 10 11,350 - - ZIMMER HLDGS INC COM 98956P102 21 350 SH DEFINED 15 350 - - ZIMMER HLDGS INC COM 98956P102 22 375 SH DEFINED 16 375 - - ZIMMER HLDGS INC COM 98956P102 75 1,265 SH DEFINED 18 1,265 - - ZIMMER HLDGS INC COM 98956P102 4 64 SH DEFINED 64 - - ZIMMER HLDGS INC COM 98956P102 20 335 SH SOLE 335 - - ZIPREALTY INC COM 98974V107 20 4,000 SH DEFINED 16 4,000 - - ZORAN CORP COM 98975F101 281 26,076 SH DEFINED 2 26,076 - - ZOLTEK COS INC COM 98975W104 28 2,895 SH DEFINED 2 2,895 - - ZOLTEK COS INC COM 98975W104 104 10,800 SH DEFINED 3 10,800 - - ZOLTEK COS INC COM 98975W104 14 1,434 SH DEFINED 18 1,434 - - ZYMOGENETICS INC COM 98985T109 8 1,337 SH DEFINED 2 1,337 - - ZYMOGENETICS INC COM 98985T109 1 100 SH DEFINED 3 100 - - DAIMLER AG REG SHS D1668R123 5 100 SH DEFINED 2 100 - - DAIMLER AG REG SHS D1668R123 80 1,701 SH DEFINED 3 1,701 - - DAIMLER AG REG SHS D1668R123 492 10,470 SH DEFINED 5 10,470 - - DAIMLER AG REG SHS D1668R123 24 510 SH DEFINED 7 - 510 - DAIMLER AG REG SHS D1668R123 538 11,449 SH DEFINED 10 11,449 - - DAIMLER AG REG SHS D1668R123 179 3,818 SH DEFINED 14 3,818 - - DAIMLER AG REG SHS D1668R123 615 13,075 SH DEFINED 15 13,075 - - DAIMLER AG REG SHS D1668R123 130 2,769 SH DEFINED 16 2,769 - - DAIMLER AG REG SHS D1668R123 127 2,702 SH DEFINED 18 2,702 - - DAIMLER AG REG SHS D1668R123 8,426 179,236 SH DEFINED 5;1 179,236 - - DAIMLER AG REG SHS D1668R123 62 1,312 SH DEFINED 245 - 1,067 DAIMLER AG REG SHS D1668R123 170 3,607 SH SOLE 3,607 - - DEUTSCHE BANK AG NAMEN AKT D18190898 325 4,224 SH DEFINED 3 3,998 - 226 DEUTSCHE BANK AG NAMEN AKT D18190898 61 794 SH DEFINED 5 794 - - DEUTSCHE BANK AG NAMEN AKT D18190898 481 6,256 SH DEFINED 10 6,256 - - DEUTSCHE BANK AG NAMEN AKT D18190898 120 1,555 SH DEFINED 14 1,555 - - DEUTSCHE BANK AG NAMEN AKT D18190898 85 1,100 SH DEFINED 15 1,100 - - DEUTSCHE BANK AG NAMEN AKT D18190898 14 180 SH DEFINED 16 180 - - DEUTSCHE BANK AG NAMEN AKT D18190898 23 300 SH DEFINED 17 - - 300 DEUTSCHE BANK AG NAMEN AKT D18190898 58 752 SH DEFINED 18 752 - - DEUTSCHE BANK AG NAMEN AKT D18190898 164 2,131 SH DEFINED 2,131 - - DEUTSCHE BANK AG NAMEN AKT D18190898 14 180 SH SOLE 180 - - TELVENT GIT SA SHS E90215109 38 1,316 SH DEFINED 2 1,316 - - TELVENT GIT SA SHS E90215109 6 224 SH DEFINED 3 224 - - AIRCASTLE LTD COM G0129K104 112 11,859 SH DEFINED 2 11,859 - - AIRCASTLE LTD COM G0129K104 5 500 SH DEFINED 5 500 - - ALLIED WRLD ASSUR COM SHS G0219G203 315 7,016 SH DEFINED 2 7,016 - - HLDG L ALLIED WRLD ASSUR COM SHS G0219G203 6 141 SH DEFINED 3 141 - - HLDG L ALLIED WRLD ASSUR COM SHS G0219G203 3 60 SH DEFINED 18 60 - - HLDG L AMDOCS LTD ORD G02602103 276 9,181 SH DEFINED 2 9,181 - - AMDOCS LTD ORD G02602103 283 9,415 SH DEFINED 3 7,415 - 2,000 AMDOCS LTD ORD G02602103 8 267 SH DEFINED 5 267 - - AMDOCS LTD ORD G02602103 51 1,700 SH DEFINED 14 1,700 - - AMDOCS LTD ORD G02602103 60 2,000 SH DEFINED 16 2,000 - - AMDOCS LTD ORD G02602103 68 2,250 SH DEFINED 18 2,250 - - AMERICAN SAFETY INS ORD G02995101 315 19,000 SH DEFINED 4 - - 19,000 HLDGS LT A POWER ENERGY GENERAT COM G04136100 772 72,120 SH DEFINED 5 72,120 - - SYS L
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- ARCH CAP GROUP LTD ORD G0450A105 51 675 SH DEFINED 3 675 - - ARCH CAP GROUP LTD ORD G0450A105 103 1,350 SH DEFINED 4 - 1,350 - ARCH CAP GROUP LTD ORD G0450A105 1 14 SH DEFINED 15 14 - - ARGO GROUP INTL HLDGS LTD COM G0464B107 43 1,309 SH DEFINED 3 1,309 - - APCO OIL & GAS SHS G0471F109 265 9,778 SH DEFINED 3 9,778 - - INTERNATIONAL ASPEN INSURANCE HOLDINGS SHS G05384105 71 2,466 SH DEFINED 3 2,466 - - LTD ASPEN INSURANCE HOLDINGS SHS G05384105 3 97 SH DEFINED 5 97 - - LTD ASPEN INSURANCE HOLDINGS SHS G05384105 21 722 SH DEFINED 18 722 - - LTD ASPEN INSURANCE HOLDINGS SHS G05384105 58 2,000 SH DEFINED 2,000 - - LTD ASSURED GUARANTY LTD COM G0585R106 5,444 247,800 SH DEFINED 1 247,800 - - ASSURED GUARANTY LTD COM G0585R106 14 659 SH DEFINED 2 659 - - ASSURED GUARANTY LTD COM G0585R106 1,371 62,407 SH DEFINED 3 62,407 - - ASSURED GUARANTY LTD COM G0585R106 234 10,630 SH DEFINED 10 10,630 - - ASSURED GUARANTY LTD COM G0585R106 1 34 SH DEFINED 18 34 - - ASSURED GUARANTY LTD COM G0585R106 7 305 SH SOLE 305 - - AXIS CAPITAL HOLDINGS SHS G0692U109 68 2,178 SH DEFINED 2 2,178 - - AXIS CAPITAL HOLDINGS SHS G0692U109 15 474 SH DEFINED 3 474 - - AXIS CAPITAL HOLDINGS SHS G0692U109 5 173 SH DEFINED 15 173 - - AXIS CAPITAL HOLDINGS SHS G0692U109 15 478 SH DEFINED 18 478 - - ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 18 1,000 SH DEFINED 13 1,000 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 28,276 674,030 SH DEFINED 1 674,030 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,407 33,544 SH DEFINED 3 32,429 - 1,115 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 71 1,697 SH DEFINED 5 1,697 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 94 2,245 SH DEFINED 7 - 2,245 - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4 100 SH DEFINED 8 - 100 - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,503 35,834 SH DEFINED 10 35,834 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 142 3,380 SH DEFINED 11 3,380 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2 54 SH DEFINED 15 54 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,384 32,992 SH DEFINED 16 32,992 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 38 900 SH DEFINED 17 - - 900 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 196 4,679 SH DEFINED 18 4,679 - - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 706 16,828 SH DEFINED 15,630 1,198 - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 39 930 SH SOLE 930 - - BROOKFIELD INFRAST LP INT UNIT G16252101 39,414 2,240,688 SH DEFINED 1 2,240,688 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 398 22,648 SH DEFINED 3 22,648 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 5,770 328,016 SH DEFINED 5 328,016 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 2 140 SH DEFINED 6 140 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 53 3,020 SH DEFINED 7 - 3,020 - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 282 16,044 SH DEFINED 8 16,044 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 6 340 SH DEFINED 9 340 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 - 1 SH DEFINED 5;1 1 - - PARTNERS BROOKFIELD INFRAST LP INT UNIT G16252101 - 12 SH DEFINED 12 - - PARTNERS BUNGE LIMITED COM G16962105 167 2,716 SH DEFINED 2 2,716 - - BUNGE LIMITED COM G16962105 2,971 48,200 SH DEFINED 3 48,200 - - BUNGE LIMITED COM G16962105 188 3,052 SH DEFINED 5 3,052 - - BUNGE LIMITED COM G16962105 12 200 SH DEFINED 7 - 200 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- BUNGE LIMITED COM G16962105 12 200 SH DEFINED 13 200 - - BUNGE LIMITED COM G16962105 148,852 2,415,246 SH DEFINED 16 2,415,246 - - BUNGE LIMITED COM G16962105 35 573 SH DEFINED 18 573 - - BUNGE LIMITED COM G16962105 38 609 SH DEFINED 609 - - CENTRAL EUROPEAN MEDIA CL A NEW G20045202 3 92 SH DEFINED 3 92 - - ENTRP CENTRAL EUROPEAN MEDIA CL A NEW G20045202 3 111 SH DEFINED 18 111 - - ENTRP CENTRAL EUROPEAN MEDIA CL A NEW G20045202 3 119 SH DEFINED 119 - - ENTRP CDC CORP SHS A G2022L106 2 520 SH DEFINED 5 520 - - CDC CORP SHS A G2022L106 2 550 SH DEFINED 550 - - CHINA YUCHAI INTL LTD COM G21082105 623 35,501 SH DEFINED 3 29,501 - 6,000 CHINA YUCHAI INTL LTD COM G21082105 21 1,200 SH DEFINED 5 1,200 - - CHINA YUCHAI INTL LTD COM G21082105 14 800 SH DEFINED 8 800 - - CONSOLIDATED WATER CO INC ORD G23773107 385 28,323 SH DEFINED 3 28,323 - - COOPER INDUSTRIES PLC SHS G24140108 14,416 300,700 SH DEFINED 1 300,700 - - COOPER INDUSTRIES PLC SHS G24140108 317 6,620 SH DEFINED 2 6,620 - - COOPER INDUSTRIES PLC SHS G24140108 645 13,444 SH DEFINED 3 10,867 - 2,577 COOPER INDUSTRIES PLC SHS G24140108 287 5,990 SH DEFINED 5 5,990 - - COOPER INDUSTRIES PLC SHS G24140108 219 4,568 SH DEFINED 18 4,568 - - COOPER INDUSTRIES PLC SHS G24140108 15 318 SH DEFINED 318 - - CREDICORP LTD COM G2519Y108 3,377 38,300 SH DEFINED 1 38,300 - - CREDICORP LTD COM G2519Y108 1,685 19,109 SH DEFINED 3 19,109 - - CREDICORP LTD COM G2519Y108 3 39 SH DEFINED 5 39 - - CREDICORP LTD COM G2519Y108 57 650 SH SOLE 650 - - COSAN LTD SHS A G25343107 539 57,105 SH DEFINED 3 57,105 - - COSAN LTD SHS A G25343107 1 154 SH DEFINED 5 154 - - COVIDIEN PLC SHS G2554F105 770 15,320 SH DEFINED 2 15,320 - - COVIDIEN PLC SHS G2554F105 3,882 77,198 SH DEFINED 3 76,248 - 950 COVIDIEN PLC SHS G2554F105 17 339 SH DEFINED 5 339 - - COVIDIEN PLC SHS G2554F105 34,258 681,350 SH DEFINED 6 681,350 - - COVIDIEN PLC SHS G2554F105 743 14,785 SH DEFINED 7 - 14,785 - COVIDIEN PLC SHS G2554F105 18 360 SH DEFINED 8 - 360 - COVIDIEN PLC SHS G2554F105 485 9,647 SH DEFINED 10 9,647 - - COVIDIEN PLC SHS G2554F105 163 3,250 SH DEFINED 15 3,250 - - COVIDIEN PLC SHS G2554F105 40 800 SH DEFINED 16 800 - - COVIDIEN PLC SHS G2554F105 191 3,803 SH DEFINED 18 3,803 - - COVIDIEN PLC SHS G2554F105 34 671 SH DEFINED 671 - - ENDURANCE SPECIALTY SHS G30397106 1,148 30,896 SH DEFINED 2 30,896 - - HLDGS LT ENDURANCE SPECIALTY SHS G30397106 61 1,654 SH DEFINED 3 1,654 - - HLDGS LT ENDURANCE SPECIALTY SHS G30397106 27 726 SH DEFINED 18 726 - - HLDGS LT ENDURANCE SPECIALTY SHS G30397106 5 143 SH DEFINED 143 - - HLDGS LT ENSTAR GROUP LIMITED SHS G3075P101 96 1,384 SH DEFINED 2 1,384 - - ENSTAR GROUP LIMITED SHS G3075P101 4,227 61,126 SH DEFINED 3 61,126 - - ASA LIMITED SHS G3156P103 3,075 41,258 SH DEFINED 3 41,258 - - EVEREST RE GROUP LTD COM G3223R108 1,443 17,828 SH DEFINED 2 17,828 - - EVEREST RE GROUP LTD COM G3223R108 1,383 17,087 SH DEFINED 3 17,087 - - EVEREST RE GROUP LTD COM G3223R108 81 1,000 SH DEFINED 7 - 1,000 - EVEREST RE GROUP LTD COM G3223R108 45 550 SH DEFINED 15 550 - - EVEREST RE GROUP LTD COM G3223R108 6 72 SH DEFINED 18 72 - - FLAGSTONE REINSURANCE SHS G3529T105 38 3,350 SH DEFINED 2 3,350 - - HLDGS FRESH DEL MONTE PRODUCE ORD G36738105 228 11,258 SH DEFINED 2 11,258 - - INC FRESH DEL MONTE PRODUCE ORD G36738105 85 4,200 SH DEFINED 3 4,200 - - INC
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- FRESH DEL MONTE PRODUCE ORD G36738105 8 396 SH DEFINED 5 396 - - INC FRONTLINE LTD SHS G3682E127 95 3,090 SH DEFINED 3 3,090 - - FRONTLINE LTD SHS G3682E127 168 5,484 SH DEFINED 5 5,484 - - FRONTLINE LTD SHS G3682E127 124 4,050 SH DEFINED 15 4,050 - - GARMIN LTD ORD G37260109 744 19,266 SH DEFINED 2 19,266 - - GARMIN LTD ORD G37260109 1,025 26,525 SH DEFINED 3 26,525 - - GARMIN LTD ORD G37260109 51 1,331 SH DEFINED 5 1,331 - - GARMIN LTD ORD G37260109 5 142 SH DEFINED 18 142 - - GLOBAL CROSSING LTD SHS NEW G3921A175 25 1,675 SH DEFINED 2 1,675 - - GENPACT LIMITED SHS G3922B107 3 167 SH DEFINED 3 167 - - GLOBAL RESOURCES ORD G39300101 53,199 8,190,707 SH DEFINED 14 8,190,707 - - GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 40 1,500 SH DEFINED 3 1,500 - - HELEN OF TROY CORP LTD COM G4388N106 11 440 SH DEFINED 2 440 - - HELEN OF TROY CORP LTD COM G4388N106 704 27,000 SH DEFINED 4 - - 27,000 HELEN OF TROY CORP LTD COM G4388N106 5 200 SH DEFINED 5 200 - - HELEN OF TROY CORP LTD COM G4388N106 5 183 SH DEFINED 18 183 - - HERBALIFE LTD COM USD SHS G4412G101 145 3,142 SH DEFINED 3 3,142 - - HERBALIFE LTD COM USD SHS G4412G101 10 207 SH DEFINED 18 207 - - INGERSOLL-RAND PLC SHS G47791101 34,908 1,001,100 SH DEFINED 1 1,001,100 - - INGERSOLL-RAND PLC SHS G47791101 2,658 76,235 SH DEFINED 3 69,461 - 6,774 INGERSOLL-RAND PLC SHS G47791101 8,306 238,195 SH DEFINED 4 - 103,375 134,820 INGERSOLL-RAND PLC SHS G47791101 211 6,062 SH DEFINED 5 6,062 - - INGERSOLL-RAND PLC SHS G47791101 91 2,600 SH DEFINED 7 - 2,600 - INGERSOLL-RAND PLC SHS G47791101 94 2,700 SH DEFINED 8 200 2,500 - INGERSOLL-RAND PLC SHS G47791101 217 6,224 SH DEFINED 10 6,224 - - INGERSOLL-RAND PLC SHS G47791101 10 285 SH DEFINED 16 - 285 - INGERSOLL-RAND PLC SHS G47791101 226 6,468 SH DEFINED 18 6,468 - - INGERSOLL-RAND PLC SHS G47791101 17 500 SH DEFINED 500 - - INGERSOLL-RAND PLC SHS G47791101 72 2,060 SH SOLE 2,060 - - INVESCO LTD SHS G491BT108 3,908 178,377 SH DEFINED 2 178,377 - - INVESCO LTD SHS G491BT108 127 5,801 SH DEFINED 3 5,801 - - INVESCO LTD SHS G491BT108 53 2,433 SH DEFINED 5 2,433 - - INVESCO LTD SHS G491BT108 20 933 SH DEFINED 18 933 - - INVESCO LTD SHS G491BT108 137 6,243 SH DEFINED - 6,243 - JINPAN INTL LTD ORD G5138L100 11 505 SH DEFINED 2 505 - - JINPAN INTL LTD ORD G5138L100 75 3,600 SH DEFINED 3 3,600 - - JINPAN INTL LTD ORD G5138L100 541 26,000 SH DEFINED 4 - - 26,000 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 23 1,370 SH DEFINED 3 1,370 - - KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 796 47,000 SH DEFINED 4 - - 47,000 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 14 855 SH DEFINED 5 855 - - LAZARD LTD SHS A G54050102 151 4,236 SH DEFINED 2 4,236 - - LAZARD LTD SHS A G54050102 81 2,264 SH DEFINED 3 2,264 - - LAZARD LTD SHS A G54050102 7 198 SH DEFINED 18 198 - - LAZARD LTD SHS A G54050102 61 1,716 SH DEFINED 1,716 - - LJ INTL INC ORD G55312105 14 5,034 SH DEFINED 3 5,034 - - MARVELL TECHNOLOGY GROUP ORD G5876H105 17,212 842,900 SH DEFINED 1 842,900 - - LTD MARVELL TECHNOLOGY GROUP ORD G5876H105 2,539 124,338 SH DEFINED 2 124,338 - - LTD MARVELL TECHNOLOGY GROUP ORD G5876H105 193 9,455 SH DEFINED 3 9,455 - - LTD MARVELL TECHNOLOGY GROUP ORD G5876H105 218 10,680 SH DEFINED 5 10,680 - - LTD MARVELL TECHNOLOGY GROUP ORD G5876H105 50 2,442 SH DEFINED 18 2,442 - - LTD MARVELL TECHNOLOGY GROUP ORD G5876H105 2 74 SH SOLE 74 - - LTD MAX CAPITAL GROUP LTD SHS G6052F103 773 33,633 SH DEFINED 2 33,633 - - MAX CAPITAL GROUP LTD SHS G6052F103 3 129 SH DEFINED 8 129 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- MONTPELIER RE HOLDINGS SHS G62185106 1,710 101,732 SH DEFINED 2 101,732 - - LTD MONTPELIER RE HOLDINGS SHS G62185106 272 16,200 SH DEFINED 3 16,200 - - LTD MONTPELIER RE HOLDINGS SHS G62185106 61 3,600 SH DEFINED 16 3,600 - - LTD NABORS INDUSTRIES LTD SHS G6359F103 6,009 306,100 SH DEFINED 1 306,100 - - NABORS INDUSTRIES LTD SHS G6359F103 4,380 223,125 SH DEFINED 2 223,125 - - NABORS INDUSTRIES LTD SHS G6359F103 2,627 133,818 SH DEFINED 3 131,468 - 2,350 NABORS INDUSTRIES LTD SHS G6359F103 841 42,855 SH DEFINED 5 42,855 - - NABORS INDUSTRIES LTD SHS G6359F103 32,858 1,673,882 SH DEFINED 6 1,673,882 - - NABORS INDUSTRIES LTD SHS G6359F103 119 6,082 SH DEFINED 8 6,082 - - NABORS INDUSTRIES LTD SHS G6359F103 18 900 SH DEFINED 18 900 - - NEWLEAD HOLDINGS LTD SHS G64626107 - 87 SH DEFINED 3 87 - - NORDIC AMERICAN TANKER COM G65773106 343 11,327 SH DEFINED 2 11,327 - - SHIPP NORDIC AMERICAN TANKER COM G65773106 144 4,757 SH DEFINED 3 4,757 - - SHIPP NORDIC AMERICAN TANKER COM G65773106 116 3,828 SH DEFINED 5 3,828 - - SHIPP NORDIC AMERICAN TANKER COM G65773106 30 1,000 SH DEFINED 16 1,000 - - SHIPP NORTH ASIA INVESTMENT *W EXP G66202113 12 45,100 SH DEFINED 3 45,100 - - CORP 07/23/201 ONEBEACON INSURANCE CL A G67742109 179 10,386 SH DEFINED 3 10,386 - - GROUP LT ONEBEACON INSURANCE CL A G67742109 5 300 SH DEFINED 18 300 - - GROUP LT ORIENT-EXPRESS HOTELS LTD CL A G67743107 1,327 93,600 SH DEFINED 3 93,600 - - PARTNERRE LTD COM G6852T105 6,298 79,000 SH DEFINED 1 79,000 - - PARTNERRE LTD COM G6852T105 34 432 SH DEFINED 3 432 - - PARTNERRE LTD COM G6852T105 14 175 SH DEFINED 5 175 - - PARTNERRE LTD COM G6852T105 4 49 SH DEFINED 8 49 - - PARTNERRE LTD COM G6852T105 19 242 SH DEFINED 18 242 - - PLATINUM UNDERWRITER COM G7127P100 517 13,946 SH DEFINED 2 13,946 - - HLDGS L PRUDENTIAL PLC 6.75%SUB REG S G7293H114 82 3,400 PRN DEFINED 3 3,400 - - PRUDENTIAL PLC PER SUB 6.50% G7293H189 90 3,710 PRN DEFINED 3 3,710 - - QIAO XING MOBILE COMM CO SHS G73031109 - 200 SH DEFINED 3 200 - - LTD QIAO XING UNIVERSAL ORD G7303A109 1 500 SH DEFINED 5 500 - - TELEPHON RENAISSANCERE HOLDINGS COM G7496G103 131 2,308 SH DEFINED 3 1,917 - 391 LTD RENAISSANCERE HOLDINGS COM G7496G103 333 5,869 SH DEFINED 5 5,869 - - LTD RENAISSANCERE HOLDINGS COM G7496G103 15 259 SH DEFINED 8 259 - - LTD RENAISSANCERE HOLDINGS COM G7496G103 1 16 SH DEFINED 15 16 - - LTD SEAGATE TECHNOLOGY SHS G7945J104 4,328 237,000 SH DEFINED 1 237,000 - - SEAGATE TECHNOLOGY SHS G7945J104 2,360 129,239 SH DEFINED 2 129,239 - - SEAGATE TECHNOLOGY SHS G7945J104 1,964 107,560 SH DEFINED 3 104,488 - 3,072 SEAGATE TECHNOLOGY SHS G7945J104 219 11,992 SH DEFINED 10 11,992 - - SEAGATE TECHNOLOGY SHS G7945J104 30 1,650 SH DEFINED 15 1,650 - - SEAGATE TECHNOLOGY SHS G7945J104 18 1,000 SH DEFINED 18 1,000 - - SEAGATE TECHNOLOGY SHS G7945J104 6 340 SH SOLE 340 - - SHIP FINANCE SHS G81075106 96 5,431 SH DEFINED 3 5,431 - - INTERNATIONAL L SHIP FINANCE SHS G81075106 18 1,000 SH DEFINED 5 1,000 - - INTERNATIONAL L
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SHIP FINANCE SHS G81075106 24 1,332 SH DEFINED 15 1,332 - - INTERNATIONAL L SIGNET JEWELERS LIMITED SHS G81276100 87 2,685 SH DEFINED 2 2,685 - - SIGNET JEWELERS LIMITED SHS G81276100 125 3,866 SH DEFINED 3 3,866 - - SIGNET JEWELERS LIMITED SHS G81276100 3 100 SH DEFINED 5 100 - - SINA CORP ORD G81477104 414 10,976 SH DEFINED 2 10,976 - - SMART MODULAR ORD SHS G82245104 161 20,900 SH DEFINED 1 20,900 - - TECHNOLOGIES I SMART MODULAR ORD SHS G82245104 16 2,100 SH DEFINED 2 2,100 - - TECHNOLOGIES I SMART MODULAR ORD SHS G82245104 127 16,484 SH DEFINED 3 16,484 - - TECHNOLOGIES I SMART MODULAR ORD SHS G82245104 81 10,500 SH DEFINED 15 10,500 - - TECHNOLOGIES I TBS INTERNATIONAL PLC CL A SHS G8657Q104 2 320 SH DEFINED 3 320 - - TBS INTERNATIONAL PLC CL A SHS G8657Q104 1,166 159,700 SH DEFINED 4 - 34,700 125,000 UTI WORLDWIDE INC ORD G87210103 4 267 SH DEFINED 3 267 - - UTI WORLDWIDE INC ORD G87210103 11 700 SH DEFINED 16 700 - - TEXTAINER GROUP HOLDINGS SHS G8766E109 62 2,891 SH DEFINED 2 2,891 - - LTD TEXTAINER GROUP HOLDINGS SHS G8766E109 26 1,222 SH DEFINED 3 1,222 - - LTD TONGXIN INTERNATIONAL LTD COM G8918T103 207 27,753 SH DEFINED 3 27,753 - - TRANSATLANTIC PETROLEUM SHS G89982105 10 2,750 SH DEFINED 5 2,750 - - LTD TSAKOS ENERGY NAVIGATION SHS G9108L108 138 9,392 SH DEFINED 2 9,392 - - LTD TSAKOS ENERGY NAVIGATION SHS G9108L108 51 3,458 SH DEFINED 3 3,458 - - LTD TSAKOS ENERGY NAVIGATION SHS G9108L108 34 2,298 SH DEFINED 5 2,298 - - LTD TSAKOS ENERGY NAVIGATION SHS G9108L108 22 1,500 SH DEFINED 1,500 - - LTD VALIDUS HOLDINGS LTD COM SHS G9319H102 30 1,089 SH DEFINED 3 451 - 638 VANTAGE DRILLING COMPANY ORD SHS G93205113 17 11,381 SH DEFINED 3 11,381 - - WARNER CHILCOTT PLC SHS A G94368100 2,028 79,462 SH DEFINED 2 79,462 - - IRELAND WARNER CHILCOTT PLC SHS A G94368100 6,514 255,244 SH DEFINED 3 255,244 - - IRELAND WARNER CHILCOTT PLC SHS A G94368100 23 906 SH DEFINED 18 906 - - IRELAND GOLAR LNG LTD BERMUDA SHS G9456A100 143 12,200 SH DEFINED 3 12,200 - - WHITE MTNS INS GROUP LTD COM G9618E107 7 19 SH DEFINED 2 19 - - WHITE MTNS INS GROUP LTD COM G9618E107 911 2,566 SH DEFINED 3 2,566 - - WHITE MTNS INS GROUP LTD COM G9618E107 93 261 SH DEFINED 261 - - WILLIS GROUP HOLDINGS SHS G96666105 105 3,348 SH DEFINED 2 3,348 - - PUBLIC WILLIS GROUP HOLDINGS SHS G96666105 131 4,189 SH DEFINED 3 4,189 - - PUBLIC WILLIS GROUP HOLDINGS SHS G96666105 12 375 SH DEFINED 16 375 - - PUBLIC WILLIS GROUP HOLDINGS SHS G96666105 50 1,593 SH DEFINED 18 1,593 - - PUBLIC XL CAP LTD CL A G98255105 3,106 164,336 SH DEFINED 2 164,336 - - XL CAP LTD CL A G98255105 251 13,305 SH DEFINED 3 13,305 - - XL CAP LTD CL A G98255105 - 15 SH DEFINED 5 15 - - XL CAP LTD CL A G98255105 1 44 SH DEFINED 8 44 - - XL CAP LTD CL A G98255105 95 5,000 SH DEFINED 16 5,000 - - XL CAP LTD CL A G98255105 6 332 SH DEFINED 18 332 - - XOMA LTD ORD G9825R107 1 1,300 SH DEFINED 3 1,300 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- XOMA LTD ORD G9825R107 11 20,000 SH DEFINED 5 20,000 - - XYRATEX LTD COM G98268108 112 6,600 SH DEFINED 1 6,600 - - XYRATEX LTD COM G98268108 2 129 SH DEFINED 2 129 - - XYRATEX LTD COM G98268108 107 6,312 SH DEFINED 3 6,312 - - XYRATEX LTD COM G98268108 9,472 559,470 SH DEFINED 4 - 230,670 328,800 ACE LTD SHS H0023R105 1,119 21,391 SH DEFINED 3 20,781 - 610 ACE LTD SHS H0023R105 4 78 SH DEFINED 5 78 - - ACE LTD SHS H0023R105 1,031 19,714 SH DEFINED 7 - 19,714 - ACE LTD SHS H0023R105 19 365 SH DEFINED 8 - 365 - ACE LTD SHS H0023R105 19 358 SH DEFINED 15 358 - - ACE LTD SHS H0023R105 73 1,400 SH DEFINED 16 1,400 - - ACE LTD SHS H0023R105 501 9,574 SH DEFINED 18 9,574 - - ACE LTD SHS H0023R105 77 1,476 SH DEFINED 95 - 1,381 ALCON INC COM SHS H01301102 1,616 10,000 CALL DEFINED 3 10,000 - - ALCON INC COM SHS H01301102 1,914 11,845 SH DEFINED 3 11,845 - - ALCON INC COM SHS H01301102 814 5,040 SH DEFINED 5 5,040 - - ALCON INC COM SHS H01301102 4 25 SH DEFINED 8 25 - - ALCON INC COM SHS H01301102 66 411 SH DEFINED 18 411 - - ALCON INC COM SHS H01301102 2 14 SH DEFINED 14 - - ALCON INC COM SHS H01301102 3 20 SH SOLE 20 - - WEATHERFORD REG H27013103 178 11,222 SH DEFINED 2 11,222 - - INTERNATIONAL LT WEATHERFORD REG H27013103 50,477 3,182,669 SH DEFINED 3 3,175,078 - 7,591 INTERNATIONAL LT WEATHERFORD REG H27013103 1,144 72,147 SH DEFINED 5 72,147 - - INTERNATIONAL LT WEATHERFORD REG H27013103 14 857 SH DEFINED 8 857 - - INTERNATIONAL LT WEATHERFORD REG H27013103 77 4,856 SH DEFINED 18 4,856 - - INTERNATIONAL LT FOSTER WHEELER AG COM H27178104 4,774 175,900 SH DEFINED 1 175,900 - - FOSTER WHEELER AG COM H27178104 445 16,387 SH DEFINED 2 16,387 - - FOSTER WHEELER AG COM H27178104 1,818 66,995 SH DEFINED 3 66,495 - 500 FOSTER WHEELER AG COM H27178104 3,993 147,110 SH DEFINED 4 - 50,960 96,150 FOSTER WHEELER AG COM H27178104 84 3,110 SH DEFINED 5 3,110 - - FOSTER WHEELER AG COM H27178104 109 4,001 SH DEFINED 10 4,001 - - FOSTER WHEELER AG COM H27178104 14 500 SH DEFINED 14 500 - - FOSTER WHEELER AG COM H27178104 12 443 SH DEFINED 18 443 - - FOSTER WHEELER AG COM H27178104 11 400 SH DEFINED 400 - - FOSTER WHEELER AG COM H27178104 43 1,600 SH SOLE 1,600 - - LOGITECH INTL S A SHS H50430232 652 39,883 SH DEFINED 2 39,883 - - LOGITECH INTL S A SHS H50430232 595 36,400 SH DEFINED 4 - 5,700 30,700 LOGITECH INTL S A SHS H50430232 38 2,300 SH DEFINED 5 2,300 - - LOGITECH INTL S A SHS H50430232 78 4,800 SH DEFINED 14 4,800 - - LOGITECH INTL S A SHS H50430232 2 98 SH DEFINED 18 98 - - LOGITECH INTL S A SHS H50430232 23 1,385 SH SOLE 1,385 - - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 29,956 716,300 SH DEFINED 1 716,300 - - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3,897 93,194 SH DEFINED 3 91,042 - 2,152 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 896 21,427 SH DEFINED 5 21,427 - - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 23 556 SH DEFINED 8 556 - - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 627 15,000 SH DEFINED 13 15,000 - - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2 37 SH DEFINED 15 37 - - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1 30 SH DEFINED 16 - 30 - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 772 18,453 SH DEFINED 18 18,453 - - TRANSOCEAN LTD REG SHS H8817H100 6,912 80,016 SH DEFINED 1 80,016 - - TRANSOCEAN LTD REG SHS H8817H100 11,398 131,954 SH DEFINED 3 130,555 - 1,399 TRANSOCEAN LTD REG SHS H8817H100 1,597 18,485 SH DEFINED 5 18,485 - - TRANSOCEAN LTD REG SHS H8817H100 17 200 SH DEFINED 6 200 - - TRANSOCEAN LTD REG SHS H8817H100 60 695 SH DEFINED 7 - 695 - TRANSOCEAN LTD REG SHS H8817H100 8 95 SH DEFINED 8 95 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- TRANSOCEAN LTD REG SHS H8817H100 69 800 SH DEFINED 13 800 - - TRANSOCEAN LTD REG SHS H8817H100 15 174 SH DEFINED 14 174 - - TRANSOCEAN LTD REG SHS H8817H100 150 1,741 SH DEFINED 15 1,741 - - TRANSOCEAN LTD REG SHS H8817H100 6 72 SH DEFINED 16 72 - - TRANSOCEAN LTD REG SHS H8817H100 1,551 17,956 SH DEFINED 18 17,956 - - TRANSOCEAN LTD REG SHS H8817H100 46 531 SH DEFINED 531 - - TYCO INTERNATIONAL LTD SHS H89128104 2,092 54,700 SH DEFINED 1 54,700 - - TYCO INTERNATIONAL LTD SHS H89128104 2,184 57,090 SH DEFINED 3 56,269 - 821 TYCO INTERNATIONAL LTD SHS H89128104 43 1,137 SH DEFINED 5 1,137 - - TYCO INTERNATIONAL LTD SHS H89128104 124 3,250 SH DEFINED 15 3,250 - - TYCO INTERNATIONAL LTD SHS H89128104 11 300 SH DEFINED 16 300 - - TYCO INTERNATIONAL LTD SHS H89128104 136 3,561 SH DEFINED 18 3,561 - - TYCO INTERNATIONAL LTD SHS H89128104 3 86 SH DEFINED 86 - - TYCO ELECTRONICS LTD SHS H8912P106 137 5,000 SH DEFINED 1 5,000 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 207 7,543 SH DEFINED 2 7,543 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 766 27,867 SH DEFINED 3 26,853 - 1,014 SWITZER TYCO ELECTRONICS LTD SHS H8912P106 1 49 SH DEFINED 5 49 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 717 26,083 SH DEFINED 10 26,083 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 89 3,250 SH DEFINED 15 3,250 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 8 300 SH DEFINED 16 300 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 296 10,770 SH DEFINED 18 10,770 - - SWITZER TYCO ELECTRONICS LTD SHS H8912P106 36 1,304 SH DEFINED 1,304 - - SWITZER UBS AG SHS NEW H89231338 94 5,755 SH DEFINED 3 5,755 - - UBS AG SHS NEW H89231338 123 7,575 SH DEFINED 5 7,575 - - UBS AG SHS NEW H89231338 619 38,040 SH DEFINED 7 - 38,040 - UBS AG SHS NEW H89231338 14 863 SH DEFINED 8 103 760 - UBS AG SHS NEW H89231338 144 8,820 SH DEFINED 11 8,820 - - UBS AG SHS NEW H89231338 85 5,220 SH DEFINED 13 5,220 - - UBS AG SHS NEW H89231338 402 24,680 SH DEFINED 14 24,680 - - UBS AG SHS NEW H89231338 126 7,741 SH DEFINED 15 7,741 - - UBS AG SHS NEW H89231338 157 9,614 SH DEFINED 16 9,614 - - UBS AG SHS NEW H89231338 122 7,500 SH DEFINED 17 - - 7,500 UBS AG SHS NEW H89231338 39 2,380 SH DEFINED 18 2,380 - - UBS AG SHS NEW H89231338 1,078 66,200 SH DEFINED 12,363 51,517 2,320 UBS AG SHS NEW H89231338 3 159 SH SOLE 159 - - MILLICOM INTL CELLULAR S SHS NEW L6388F110 1,002 11,236 SH DEFINED 2 11,236 - - A MILLICOM INTL CELLULAR S SHS NEW L6388F110 9 100 SH DEFINED 3 100 - - A MILLICOM INTL CELLULAR S SHS NEW L6388F110 14 153 SH DEFINED 18 153 - - A MILLICOM INTL CELLULAR S SHS NEW L6388F110 99 1,112 SH DEFINED 1,112 - - A ALVARION LTD SHS M0861T100 127 32,100 SH DEFINED 3 32,100 - - ALVARION LTD SHS M0861T100 269 67,900 SH DEFINED 5 67,900 - - CELLCOM ISRAEL LTD SHS M2196U109 88 2,577 SH DEFINED 3 2,577 - - CELLCOM ISRAEL LTD SHS M2196U109 10 300 SH DEFINED 5 300 - - CERAGON NETWORKS LTD ORD M22013102 215 19,718 SH DEFINED 2 19,718 - - CERAGON NETWORKS LTD ORD M22013102 4 400 SH DEFINED 3 400 - - CHECK POINT SOFTWARE ORD M22465104 198 5,657 SH DEFINED 2 5,657 - - TECH LT
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- CHECK POINT SOFTWARE ORD M22465104 805 22,942 SH DEFINED 3 20,965 - 1,977 TECH LT CHECK POINT SOFTWARE ORD M22465104 141 4,023 SH DEFINED 5 4,023 - - TECH LT CHECK POINT SOFTWARE ORD M22465104 58 1,655 SH DEFINED 15 1,655 - - TECH LT CHECK POINT SOFTWARE ORD M22465104 29 819 SH DEFINED 18 819 - - TECH LT CHECK POINT SOFTWARE ORD M22465104 202 5,763 SH DEFINED 5 - 5,758 TECH LT ELBIT IMAGING LTD ORD SHS M37605108 2 100 SH DEFINED 3 100 - - ELBIT SYS LTD ORD M3760D101 78 1,218 SH DEFINED 2 1,218 - - ELBIT SYS LTD ORD M3760D101 16 250 SH DEFINED 3 250 - - ELBIT SYS LTD ORD M3760D101 25 397 SH DEFINED 5 397 - - FUNDTECH LTD ORD M47095100 11 800 SH DEFINED 3 - - 800 FUNDTECH LTD ORD M47095100 217 15,500 SH DEFINED 5 15,500 - - MELLANOX TECHNOLOGIES LTD SHS M51363113 639 27,100 SH DEFINED 1 27,100 - - GIVEN IMAGING ORD SHS M52020100 109 4,600 SH DEFINED 1 4,600 - - GIVEN IMAGING ORD SHS M52020100 227 9,628 SH DEFINED 3 9,628 - - GIVEN IMAGING ORD SHS M52020100 4 157 SH DEFINED 5 157 - - INCREDIMAIL LTD SHS M5364E104 36 5,500 SH DEFINED 5 5,500 - - MAGAL SECURITY SYS LTD ORD M6786D104 81 21,000 SH DEFINED 4 - - 21,000 NOVA MEASURING COM M7516K103 164 29,901 SH DEFINED 3 29,901 - - INSTRUMENTS L RADVISION LTD ORD M81869105 3 500 SH DEFINED 3 500 - - RETALIX LTD ORD M8215W109 394 28,000 SH DEFINED 4 - - 28,000 STARLIMS TECHNOLOGIES LTD SHS M8484K109 114 8,137 SH DEFINED 3 8,137 - - SYNERON MEDICAL LTD ORD SHS M87245102 3 250 SH DEFINED 3 250 - - SYNERON MEDICAL LTD ORD SHS M87245102 22 2,000 SH DEFINED 5 2,000 - - TTI TEAM TELECOM INTL LTD ORD M88258104 17 8,558 SH DEFINED 3 8,558 - - AERCAP HOLDINGS NV SHS N00985106 14 1,190 SH DEFINED 3 1,190 - - ASML HOLDING N V NY REG SHS N07059186 1,069 30,200 SH DEFINED 1 30,200 - - ASML HOLDING N V NY REG SHS N07059186 52 1,473 SH DEFINED 2 1,473 - - ASML HOLDING N V NY REG SHS N07059186 - 1 SH DEFINED 3 1 - - ASML HOLDING N V NY REG SHS N07059186 5 142 SH DEFINED 18 142 - - CASCAL N V COM N1842P109 281 38,500 SH DEFINED 3 38,500 - - CNH GLOBAL N V SHS NEW N20935206 371 12,069 SH DEFINED 3 12,069 - - CNH GLOBAL N V SHS NEW N20935206 12 382 SH DEFINED 5 382 - - CORE LABORATORIES N V COM N22717107 131 1,000 SH DEFINED 1 1,000 - - CORE LABORATORIES N V COM N22717107 1,414 10,808 SH DEFINED 3 10,808 - - CORE LABORATORIES N V COM N22717107 523 4,000 SH DEFINED 4 - 1,800 2,200 CORE LABORATORIES N V COM N22717107 14 107 SH DEFINED 5 107 - - CORE LABORATORIES N V COM N22717107 10 80 SH DEFINED 18 80 - - CORE LABORATORIES N V COM N22717107 1 5 SH DEFINED 5 - - QIAGEN N V ORD N72482107 475 20,668 SH DEFINED 2 20,668 - - QIAGEN N V ORD N72482107 1 45 SH DEFINED 3 45 - - QIAGEN N V ORD N72482107 26 1,122 SH DEFINED 14 1,122 - - QIAGEN N V ORD N72482107 16 713 SH DEFINED 18 713 - - QIAGEN N V ORD N72482107 5 221 SH DEFINED 221 - - QIAGEN N V ORD N72482107 4 175 SH SOLE 175 - - VISTAPRINT N V SHS N93540107 197 3,429 SH DEFINED 2 3,429 - - VISTAPRINT N V SHS N93540107 37 650 SH DEFINED 3 650 - - VISTAPRINT N V SHS N93540107 34 600 SH DEFINED 5 600 - - BANCO LATINOAMERICANO DE SHS E P16994132 493 34,329 SH DEFINED 2 34,329 - - COM BANCO LATINOAMERICANO DE SHS E P16994132 10 700 SH DEFINED 3 700 - - COM BANCO LATINOAMERICANO DE SHS E P16994132 53 3,678 SH DEFINED 3,678 - - COM COPA HOLDINGS SA CL A P31076105 1,142 18,778 SH DEFINED 3 18,778 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- SINOVAC BIOTECH LTD SHS P8696W104 19 3,250 SH DEFINED 3 3,250 - - SINOVAC BIOTECH LTD SHS P8696W104 1 250 SH DEFINED 5 250 - - STEINER LEISURE LTD ORD P8744Y102 159 3,583 SH DEFINED 2 3,583 - - STEINER LEISURE LTD ORD P8744Y102 14 322 SH DEFINED 18 322 - - ULTRAPETROL BAHAMAS LTD COM P94398107 172 31,300 SH DEFINED 3 31,300 - - EXCEL MARITIME CARRIERS COM V3267N107 25 4,108 SH DEFINED 3 4,108 - - LTD EXCEL MARITIME CARRIERS COM V3267N107 374 62,000 SH DEFINED 4 - - 62,000 LTD ROYAL CARIBBEAN CRUISES COM V7780T103 6,776 205,400 SH DEFINED 1 205,400 - - LTD ROYAL CARIBBEAN CRUISES COM V7780T103 135 4,095 SH DEFINED 3 4,095 - - LTD ROYAL CARIBBEAN CRUISES COM V7780T103 21 650 SH DEFINED 5 650 - - LTD ROYAL CARIBBEAN CRUISES COM V7780T103 4 116 SH DEFINED 18 116 - - LTD AEGEAN MARINE PETROLEUM SHS Y0017S102 20 707 SH DEFINED 2 707 - - NETW AEGEAN MARINE PETROLEUM SHS Y0017S102 17 603 SH DEFINED 18 603 - - NETW AVAGO TECHNOLOGIES LTD SHS Y0486S104 165 8,000 SH DEFINED 1 8,000 - - AVAGO TECHNOLOGIES LTD SHS Y0486S104 6 300 SH DEFINED 3 300 - - CAPITAL PRODUCT PARTNERS COM UNIT LP Y11082107 149 17,507 SH DEFINED 3 17,507 - - L P DANAOS CORPORATION SHS Y1968P105 8 2,000 SH DEFINED 13 2,000 - - DHT HOLDINGS INC COM Y2065G105 18 4,479 SH DEFINED 3 4,479 - - DIANA SHIPPING INC COM Y2066G104 305 20,168 SH DEFINED 3 20,168 - - DIANA SHIPPING INC COM Y2066G104 68 4,505 SH DEFINED 5 4,505 - - DRYSHIPS INC SHS Y2109Q101 1,642 281,106 SH DEFINED 3 281,106 - - EAGLE BULK SHIPPING INC COM Y2187A101 124 23,287 SH DEFINED 2 23,287 - - EAGLE BULK SHIPPING INC COM Y2187A101 37 6,900 SH DEFINED 3 6,900 - - EAGLE BULK SHIPPING INC COM Y2187A101 1,476 278,000 SH DEFINED 4 - 40,000 238,000 EUROSEAS LTD COM NEW Y23592200 30 7,800 SH DEFINED 3 7,800 - - FLEXTRONICS INTL LTD ORD Y2573F102 1,283 163,700 SH DEFINED 1 163,700 - - FLEXTRONICS INTL LTD ORD Y2573F102 13 1,599 SH DEFINED 2 1,599 - - FLEXTRONICS INTL LTD ORD Y2573F102 2,119 270,238 SH DEFINED 3 270,238 - - FLEXTRONICS INTL LTD ORD Y2573F102 339 43,244 SH DEFINED 5 43,244 - - FLEXTRONICS INTL LTD ORD Y2573F102 10 1,270 SH DEFINED 8 1,270 - - FLEXTRONICS INTL LTD ORD Y2573F102 28 3,600 SH DEFINED 15 3,600 - - FLEXTRONICS INTL LTD ORD Y2573F102 192 24,467 SH DEFINED 18 24,467 - - FREESEAS INC COM Y26496102 24 18,400 SH DEFINED 3 18,400 - - GENCO SHIPPING & TRADING SHS Y2685T107 190 9,000 SH DEFINED 2 9,000 - - LTD GENCO SHIPPING & TRADING SHS Y2685T107 1,046 49,560 SH DEFINED 3 49,560 - - LTD GENCO SHIPPING & TRADING SHS Y2685T107 6 302 SH DEFINED 18 302 - - LTD GENERAL MARITIME CORP NEW SHS Y2693R101 189 26,217 SH DEFINED 2 26,217 - - GENERAL MARITIME CORP NEW SHS Y2693R101 511 71,080 SH DEFINED 3 71,080 - - GENERAL MARITIME CORP NEW SHS Y2693R101 4 500 SH DEFINED 5 500 - - GIGAMEDIA LTD ORD Y2711Y104 798 250,000 SH DEFINED 3 250,000 - - GLOBAL SHIP LEASE INC NEW SHS A Y27183105 17 7,250 SH DEFINED 3 7,250 - - NAVIOS MARITIME ACQUIS SHS Y62159101 23,398 2,370,600 SH DEFINED 3 2,370,600 - - CORP NAVIOS MARITIME HOLDINGS COM Y62196103 7 1,000 SH DEFINED 3 1,000 - - INC NAVIOS MARITIME HOLDINGS COM Y62196103 8 1,200 SH DEFINED 18 1,200 - - INC NAVIOS MARITIME PARTNERS UNIT LPI Y62267102 13 764 SH DEFINED 2 764 - - L P
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- --------- ------------------- ---------- -------- ------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ---------- --------- NAVIOS MARITIME PARTNERS UNIT LPI Y62267102 88 5,007 SH DEFINED 3 5,007 - - L P OCEANFREIGHT INC SHS Y64202107 15 19,500 SH DEFINED 3 19,500 - - OCEANFREIGHT INC SHS Y64202107 404 539,000 SH DEFINED 4 - 139,000 400,000 OMEGA NAVIGATION CLASS A Y6476R105 1 347 SH DEFINED 3 347 - - ENTERPRISES SAFE BULKERS INC COM Y7388L103 43 5,450 SH DEFINED 3 5,450 - - SAFE BULKERS INC COM Y7388L103 66 8,500 SH DEFINED - 8,500 - SEASPAN CORP SHS Y75638109 35 3,479 SH DEFINED 2 3,479 - - SEASPAN CORP SHS Y75638109 139 13,848 SH DEFINED 3 13,848 - - SEASPAN CORP SHS Y75638109 961 95,786 SH DEFINED 5 95,786 - - SEASPAN CORP SHS Y75638109 10 1,000 SH DEFINED 8 1,000 - - SEASPAN CORP SHS Y75638109 9 930 SH DEFINED 18 930 - - SEASPAN CORP SHS Y75638109 3 265 SH DEFINED 5;1 265 - - STAR BULK CARRIERS CORP COM Y8162K105 6 2,156 SH DEFINED 5 2,156 - - TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 2,237 74,951 SH DEFINED 3 74,951 - - TEEKAY CORPORATION COM Y8564W103 133 5,855 SH DEFINED 2 5,855 - - TEEKAY CORPORATION COM Y8564W103 637 28,029 SH DEFINED 3 28,029 - - TEEKAY CORPORATION COM Y8564W103 28 1,222 SH DEFINED 5 1,222 - - TEEKAY OFFSHORE PARTNERS PARTNERSHIP UN Y8565J101 902 45,262 SH DEFINED 3 45,262 - - L P VERIGY LTD SHS Y93691106 18 1,644 SH DEFINED 3 1,400 - 244 VERIGY LTD SHS Y93691106 - 12 SH DEFINED 5 12 - -
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