0001209191-16-143161.txt : 20160929 0001209191-16-143161.hdr.sgml : 20160929 20160929172250 ACCESSION NUMBER: 0001209191-16-143161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160927 FILED AS OF DATE: 20160929 DATE AS OF CHANGE: 20160929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPTICAL CABLE CORP CENTRAL INDEX KEY: 0001000230 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 541237042 STATE OF INCORPORATION: VA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 5290 CONCOURSE DR CITY: ROANOKE STATE: VA ZIP: 24019 BUSINESS PHONE: 5402650690 MAIL ADDRESS: STREET 1: 5290 CONCOURSE DRIVE CITY: ROANOKE STATE: VA ZIP: 24019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKIN NEIL D JR CENTRAL INDEX KEY: 0001241189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27022 FILM NUMBER: 161910726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-27 0 0001000230 OPTICAL CABLE CORP OCC 0001241189 WILKIN NEIL D JR 5290 CONCOURSE DRIVE ROANOKE VA 24019 1 1 1 0 Chairman, President and CEO Common Stock 2016-09-27 4 P 0 1000 2.63 A 1000 I By WIlkin Capital Fund I, LLC Common Stock 907500 D Common Stock 315 I By Daughter #1 Common Stock 315 I By Daughter #2 Common Stock 115 I By Daughter #3 Common Stock 315 I By Son The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /S/ Neil D. Wilkin, Jr. 2016-09-29