0001181431-13-015712.txt : 20130308 0001181431-13-015712.hdr.sgml : 20130308 20130308163333 ACCESSION NUMBER: 0001181431-13-015712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON HENRY D CENTRAL INDEX KEY: 0001226951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 13677891 MAIL ADDRESS: STREET 1: C/O MEDALLION FINANCIAL CORP STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd373475.xml FORM 4 X0306 4 2013-03-07 0 0001000209 MEDALLION FINANCIAL CORP TAXI 0001226951 JACKSON HENRY D C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2013-03-07 4 M 0 9000 9.24 A 9000 D Common Stock 2013-03-07 4 S 0 9000 13.57 D 0 D Common Stock (right to buy) 9.24 2013-03-07 4 M 0 9000 0 D 2008-06-13 2018-06-13 Common Stock 9000 0 D One-third of the options vested on the date of the 2009 annual meeting of stockholders, one-third of the options vested on the date of the 2010 annual meeting of stockholders and the balance vested on the date of the 2011 annual meeting of stockholders. All options have fully vested. By: /s/ Jeffrey J. Yin as Attorney-in-Fact+ 2013-03-08