-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FHBaceN6ffbA7I6vXLMCu7gCubwNL77ZkoPOVC/6onbD0Lj/MwF41Hc5Vby0qyxx TSlsrqVvsJBztaW9Rk7eeA== 0000919574-09-002865.txt : 20090217 0000919574-09-002865.hdr.sgml : 20090216 20090213174852 ACCESSION NUMBER: 0000919574-09-002865 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 09605806 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d964297_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York February 17, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 175 Form 13F Information Table Value Total: $2,016,223 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. December 31, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACACIA RESH CORP ACACIA TCH COM 003881307 5,701 1,894,004 SHS SHARED-OTHER 1,2,3 1,894,004 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1,728 800,000 SHS SHARED-OTHER 1,2,3 800,000 0 0 AETNA INC NEW COM 00817Y108 37,050 1,300,000 SHS SHARED-OTHER 1,2,3 1,300,000 0 0 AETNA INC NEW COM 00817Y108 7,125 250,000 CALL SHARED-OTHER 1,2,3 250,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 38,454 2,550,000 SHS SHARED-OTHER 1,2,3 2,550,000 0 0 ALLERGAN INC COM 018490102 12,096 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 AMDOCS LTD ORD G02602103 5,725 313,000 SHS SHARED-OTHER 1,2,3 313,000 0 0 AMERICAN EXPRESS CO COM 025816109 13,913 750,000 PUT SHARED-OTHER 1,2,3 750,000 0 0 AMERICAN INTL GROUP INC COM 026874107 1,178 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 ANALOG DEVICES INC COM 032654105 2,853 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 APACHE CORP COM 037411105 37,265 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 APOLLO GROUP INC CL A 037604105 7,662 100,000 PUT SHARED-OTHER 1,2,3 100,000 0 0 APPLE INC COM 037833100 21,338 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 APPLIED MATLS INC COM 038222105 4,056 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 2,884 1,510,000 SHS SHARED-OTHER 1,2,3 1,510,000 0 0 ARUBA NETWORKS INC COM 043176106 635 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 AT&T INC COM 00206R102 5,549 194,700 SHS SHARED-OTHER 1,2,3 194,700 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 5,824 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 BAIDU COM INC SPON ADR REP A 056752108 8,459 65,000 SHS SHARED-OTHER 1,2,3 65,000 0 0 BARRICK GOLD CORP COM 067901108 28,497 775,000 SHS SHARED-OTHER 1,2,3 775,000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 20,459 1,150,000 SHS SHARED-OTHER 1,2,3 1,150,000 0 0 BROADCOM CORP CL A 111320107 5,082 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 849 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 CANADIAN SOLAR INC COM 136635109 5,296 819,750 SHS SHARED-OTHER 1,2,3 819,750 0 0 CEPHALON INC COM 156708109 24,650 320,000 SHS SHARED-OTHER 1,2,3 320,000 0 0 CERAGON NETWORKS LTD ORD M22013102 613 121,405 SHS SHARED-OTHER 1,2,3 121,405 0 0 SCHWAB CHARLES CORP NEW COM 808513105 12,120 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 52 650,000 SHS SHARED-OTHER 1,2,3 650,000 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 40,158 2,120,300 SHS SHARED-OTHER 1,2,3 2,120,300 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 375 7,370 SHS SHARED-OTHER 1,2,3 7,370 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 1,824 29,520 SHS SHARED-OTHER 1,2,3 29,520 0 0 CIENA CORP COM NEW 171779309 2,004 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 CISCO SYS INC COM 17275R102 22,792 1,400,000 SHS SHARED-OTHER 1,2,3 1,400,000 0 0 CISCO SYS INC COM 17275R102 14,670 900,000 CALL SHARED-OTHER 1,2,3 900,000 0 0 CITIZENS REPUBLIC BANCORP IN COM 174420109 17,375 5,850,000 SHS SHARED-OTHER 1,2,3 5,850,000 0 0 COCA COLA CO COM 191216100 22,449 495,895 SHS SHARED-OTHER 1,2,3 495,895 0 0 COCA COLA ENTERPRISES INC COM 191219104 2,406 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 11,381 780,600 SHS SHARED-OTHER 1,2,3 780,600 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 14,580 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 COOPER COS INC COM NEW 216648402 4,763 290,400 SHS SHARED-OTHER 1,2,3 290,400 0 0 COOPER COS INC COM NEW 216648402 29,520 1,800,000 CALL SHARED-OTHER 1,2,3 1,800,000 0 0 CORNING INC COM 219350105 7,148 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 COVIDIEN LTD COM G2552X108 10,872 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 2,422 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 DEPOMED INC COM 249908104 2,509 1,539,054 SHS SHARED-OTHER 1,2,3 1,539,054 0 0 DIGITALFX INTL INC COM 2.54E+111 136 1,696,429 SHS SHARED-OTHER 1,2,3 1,696,429 0 0 DURECT CORP COM 266605104 10,110 3,000,000 SHS SHARED-OTHER 1,2,3 3,000,000 0 0 EL PASO CORP COM 28336L109 8,613 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 0 0 EMCORE CORP COM 290846104 6,072 4,752,041 SHS SHARED-OTHER 1,2,3 4,752,041 0 0 EMULEX CORP COM NEW 292475209 5,235 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 ENZON PHARMACEUTICALS INC COM 293904108 8,049 1,402,237 SHS SHARED-OTHER 1,2,3 1,402,237 0 0 LAUDER ESTEE COS INC CL A 518439104 6,192 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 37,560 3,000,000 CALL SHARED-OTHER 1,2,3 3,000,000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 3,584 1,400,000 SHS SHARED-OTHER 1,2,3 1,400,000 0 0 F M C CORP COM NEW 302491303 33,548 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 8,286 275,000 SHS SHARED-OTHER 1,2,3 275,000 0 0 FOREST OIL CORP COM PAR $0.01 346091705 9,070 550,000 SHS SHARED-OTHER 1,2,3 550,000 0 0 GAP INC DEL COM 364760108 4,017 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 GENERAL MLS INC COM 370334104 7,241 119,200 SHS SHARED-OTHER 1,2,3 119,200 0 0 GENZYME CORP COM 372917104 33,190 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 GOOGLE INC CL A 38259P508 15,369 50,000 SHS SHARED-OTHER 1,2,3 50,000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 5,624 295,400 SHS SHARED-OTHER 1,2,3 295,400 0 0 HARLEY DAVIDSON INC COM 412822108 9,334 550,000 SHS SHARED-OTHER 1,2,3 550,000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 720 156,845 SHS SHARED-OTHER 1,2,3 156,845 0 0 HOLOGIC INC COM 436440101 10,448 800,000 SHS SHARED-OTHER 1,2,3 800,000 0 0 HOME DEPOT INC COM 437076102 2,878 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 HOME DEPOT INC COM 437076102 10,359 450,000 CALL SHARED-OTHER 1,2,3 450,000 0 0 IMMUNOGEN INC COM 45253H101 3,638 850,000 SHS SHARED-OTHER 1,2,3 850,000 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 10,770 3,000,000 SHS SHARED-OTHER 1,2,3 3,000,000 0 0 INVESCO LTD SHS G491BT108 7,220 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 ISHARES TR MSCI EMERG MKT 464287234 18,728 750,000 CALL SHARED-OTHER 1,2,3 750,000 0 0 ISHARES TR RUSSELL 2000 464287655 83,708 1,700,000 SHS SHARED-OTHER 1,2,3 1,700,000 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 9,590 100,971 SHS SHARED-OTHER 1,2,3 100,971 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 3,066 700,000 SHS SHARED-OTHER 1,2,3 700,000 0 0 JUNIPER NETWORKS INC COM 48203R104 4,375 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 KIMBERLY CLARK CORP COM 494368103 3,956 75,000 SHS SHARED-OTHER 1,2,3 75,000 0 0 KLA-TENCOR CORP COM 482480100 5,448 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 KOHLS CORP COM 500255104 4,525 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 LAM RESEARCH CORP COM 512807108 7,417 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 LAS VEGAS SANDS CORP COM 517834107 2,076 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 LAZARD LTD SHS A G54050102 3,872 130,200 SHS SHARED-OTHER 1,2,3 130,200 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 3,356 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 6,248 275,000 SHS SHARED-OTHER 1,2,3 275,000 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 18,272 800,000 CALL SHARED-OTHER 1,2,3 800,000 0 0 LIMELIGHT NETWORKS INC COM 53261M104 3,662 1,494,522 SHS SHARED-OTHER 1,2,3 1,494,522 0 0 LINCARE HLDGS INC COM 532791100 26,900 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 LOWES COS INC COM 548661107 7,532 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 LOWES COS INC COM 548661107 5,380 250,000 CALL SHARED-OTHER 1,2,3 250,000 0 0 MACERICH CO COM 554382101 4,201 231,311 SHS SHARED-OTHER 1,2,3 231,311 0 0 MACROVISION SOLUTIONS CORP COM 55611C108 61,524 4,867,401 SHS SHARED-OTHER 1,2,3 4,867,401 0 0 MACYS INC COM 55616P104 2,588 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,660 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 MASIMO CORP COM 574795100 9,020 302,900 SHS SHARED-OTHER 1,2,3 302,900 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15,918 700,000 SHS SHARED-OTHER 1,2,3 700,000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 22,740 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 5,112 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 5,378 1,080,000 SHS SHARED-OTHER 1,2,3 1,080,000 0 0 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 3,540 821,373 SHS SHARED-OTHER 1,2,3 821,373 0 0 MEDIVATION INC COM 58501N101 13,773 945,966 SHS SHARED-OTHER 1,2,3 945,966 0 0 MEMC ELECTR MATLS INC COM 552715104 3,570 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 METROPCS COMMUNICATIONS INC COM 591708102 10,395 700,000 SHS SHARED-OTHER 1,2,3 700,000 0 0 MGM MIRAGE COM 552953101 6,880 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 MICRON TECHNOLOGY INC COM 595112103 1,848 700,000 SHS SHARED-OTHER 1,2,3 700,000 0 0 MICROSOFT CORP COM 594918104 58,320 3,000,000 CALL SHARED-OTHER 1,2,3 3,000,000 0 0 MONSANTO CO NEW COM 61166W101 14,949 212,500 SHS SHARED-OTHER 1,2,3 212,500 0 0 NATIONAL SEMICONDUCTOR CORP COM 637640103 4,028 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 NEUSTAR INC CL A 64126X201 40,777 2,131,561 SHS SHARED-OTHER 1,2,3 2,131,561 0 0 NOVELLUS SYS INC COM 670008101 7,629 619,200 SHS SHARED-OTHER 1,2,3 619,200 0 0 NVIDIA CORP COM 67066G104 6,464 800,000 SHS SHARED-OTHER 1,2,3 800,000 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 7,375 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 36,875 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 OPTIBASE LTD ORD M7524R108 519 425,200 SHS SHARED-OTHER 1,2,3 425,200 0 0 PANACOS PHARMACEUTICALS INC COM 69811Q106 341 2,499,300 SHS SHARED-OTHER 1,2,3 2,499,300 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 7,116 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 PEPSICO INC COM 713448108 15,609 285,000 SHS SHARED-OTHER 1,2,3 285,000 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 3,484 201,995 SHS SHARED-OTHER 1,2,3 201,995 0 0 POLARIS INDS INC COM 731068102 8,355 291,615 SHS SHARED-OTHER 1,2,3 291,615 0 0 POLYCOM INC COM 73172K104 3,378 250,000 CALL SHARED-OTHER 1,2,3 250,000 0 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 1,967 1,063,389 SHS SHARED-OTHER 1,2,3 1,063,389 0 0 PRICELINE COM INC COM NEW 741503403 11,143 151,609 SHS SHARED-OTHER 1,2,3 151,609 0 0 QUALCOMM INC COM 747525103 8,958 250,000 CALL SHARED-OTHER 1,2,3 250,000 0 0 QUANTA SVCS INC COM 74762E102 2,970 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 QUEST SOFTWARE INC COM 74834T103 66,045 5,250,000 SHS SHARED-OTHER 1,2,3 5,250,000 0 0 RADWARE LTD ORD M81873107 1,076 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 RAE SYS INC COM 75061P102 1,133 2,097,600 SHS SHARED-OTHER 1,2,3 2,097,600 0 0 RENESOLA LTD SPONS ADS 75971T103 3,749 850,000 SHS SHARED-OTHER 1,2,3 850,000 0 0 RESEARCH IN MOTION LTD COM 760975102 10,138 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 RESEARCH IN MOTION LTD COM 760975102 16,232 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 ROCKWOOD HLDGS INC COM 774415103 21,549 1,995,300 SHS SHARED-OTHER 1,2,3 1,995,300 0 0 RPM INTL INC COM 749685103 11,297 850,000 SHS SHARED-OTHER 1,2,3 850,000 0 0 SPDR TR UNIT SER 1 78462F103 45,120 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 SANDISK CORP COM 80004C101 4,800 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 SATYAM COMPUTER SERVICES LTD ADR 804098101 2,940 325,200 SHS SHARED-OTHER 1,2,3 325,200 0 0 SBA COMMUNICATIONS CORP COM 78388J106 7,308 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 1,985 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 795 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 SOHU COM INC COM 83408W103 10,618 224,349 SHS SHARED-OTHER 1,2,3 224,349 0 0 SONOSITE INC COM 83568G104 5,718 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 SOUTHWEST AIRLS CO COM 844741108 1,724 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 25,956 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 8,386 700,000 CALL SHARED-OTHER 1,2,3 700,000 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 27,750 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 ST JUDE MED INC COM 790849103 31,312 950,000 SHS SHARED-OTHER 1,2,3 950,000 0 0 ST JUDE MED INC COM 790849103 16,480 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 STARENT NETWORKS CORP COM 85528P108 1,658 139,103 SHS SHARED-OTHER 1,2,3 139,103 0 0 STEC INC COM 784774101 4,240 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 SYMANTEC CORP COM 871503108 10,133 750,000 SHS SHARED-OTHER 1,2,3 750,000 0 0 SYNIVERSE HLDGS INC COM 87163F106 11,577 969,608 SHS SHARED-OTHER 1,2,3 969,608 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,187 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 TEXAS INSTRS INC COM 882508104 9,312 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 PEPSI BOTTLING GROUP INC COM 713409100 9,010 400,272 SHS SHARED-OTHER 1,2,3 400,272 0 0 TIVO INC COM 888706108 893 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 TYSON FOODS INC CL A 902494103 6,599 753,300 SHS SHARED-OTHER 1,2,3 753,300 0 0 UAL CORP COM NEW 902549807 4,955 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 2,014 334,000 SHS SHARED-OTHER 1,2,3 334,000 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 2,536 50,000 SHS SHARED-OTHER 1,2,3 50,000 0 0 UNIFI INC COM 904677101 4,427 1,569,823 SHS SHARED-OTHER 1,2,3 1,569,823 0 0 UNITEDHEALTH GROUP INC COM 91324P102 15,960 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6,650 250,000 CALL SHARED-OTHER 1,2,3 250,000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 28,130 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 US BANCORP DEL COM NEW 902973304 15,006 600,000 PUT SHARED-OTHER 1,2,3 600,000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2,164 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 4,077 225,000 SHS SHARED-OTHER 1,2,3 225,000 0 0 VEECO INSTRS INC DEL COM 922417100 1,202 190,187 SHS SHARED-OTHER 1,2,3 190,187 0 0 VISION-SCIENCES INC DEL COM 927912105 2,269 1,492,508 SHS SHARED-OTHER 1,2,3 1,492,508 0 0 WAL MART STORES INC COM 931142103 28,030 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 WEBSENSE INC COM 947684106 999 67,000 SHS SHARED-OTHER 1,2,3 67,000 0 0 WELLPOINT INC COM 94973V107 25,278 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 WESTERN UN CO COM 959802109 9,321 650,000 SHS SHARED-OTHER 1,2,3 650,000 0 0 WILLIAMS COS INC DEL COM 969457100 24,616 1,700,000 CALL SHARED-OTHER 1,2,3 1,700,000 0 0 WYNN RESORTS LTD COM 983134107 8,918 210,883 SHS SHARED-OTHER 1,2,3 210,883 0 0 YAMANA GOLD INC COM 98462Y100 23,160 3,000,000 CALL SHARED-OTHER 1,2,3 3,000,000 0 0 ZHONE TECHNOLOGIES INC NEW COM 98950P108 43 523,255 SHS SHARED-OTHER 1,2,3 523,255 0 0 ZIMMER HLDGS INC COM 98956P102 18,189 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 ZOLTEK COS INC COM 98975W104 2,420 270,416 SHS SHARED-OTHER 1,2,3 270,416 0 0
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