0001357521-19-000007.txt : 20190531
0001357521-19-000007.hdr.sgml : 20190531
20190531181534
ACCESSION NUMBER: 0001357521-19-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190531
FILED AS OF DATE: 20190531
DATE AS OF CHANGE: 20190531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marohn Douglas W
CENTRAL INDEX KEY: 0001496701
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 19871690
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C #501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-31
0
0001000045
NICHOLAS FINANCIAL INC
NICK
0001496701
Marohn Douglas W
2454 MCMULLEN BOOTH RD
BLDG C #501B
CLEARWATER
FL
33759
1
1
0
0
CEO & President
Common
2019-05-31
4
P
0
3500
9.6
A
41158
D
Common
2019-05-31
4
P
0
7500
9.69
A
48658
D
Common
2019-05-31
4
A
0
3500
0
A
52158
D
Common
2019-05-31
4
A
0
7500
0
A
59658
D
Common
39
I
Spouse
Represents the average purchase price.
These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/31/2019 was $9.06
/s/ Kelly M. Malson
2019-05-31