0001357521-19-000007.txt : 20190531 0001357521-19-000007.hdr.sgml : 20190531 20190531181534 ACCESSION NUMBER: 0001357521-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190531 DATE AS OF CHANGE: 20190531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marohn Douglas W CENTRAL INDEX KEY: 0001496701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 19871690 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C #501B CITY: CLEARWATER STATE: FL ZIP: 33759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-31 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001496701 Marohn Douglas W 2454 MCMULLEN BOOTH RD BLDG C #501B CLEARWATER FL 33759 1 1 0 0 CEO & President Common 2019-05-31 4 P 0 3500 9.6 A 41158 D Common 2019-05-31 4 P 0 7500 9.69 A 48658 D Common 2019-05-31 4 A 0 3500 0 A 52158 D Common 2019-05-31 4 A 0 7500 0 A 59658 D Common 39 I Spouse Represents the average purchase price. These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/31/2019 was $9.06 /s/ Kelly M. Malson 2019-05-31