0001000045-21-000018.txt : 20211129 0001000045-21-000018.hdr.sgml : 20211129 20211129163047 ACCESSION NUMBER: 0001000045-21-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211129 DATE AS OF CHANGE: 20211129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Brendan Joseph CENTRAL INDEX KEY: 0001689627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 211456598 MAIL ADDRESS: STREET 1: 8918 SPANISH RIDGE AVENUE, SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-29 0 0001000045 NICHOLAS FINANCIAL INC nick 0001689627 Keating Brendan Joseph 8918 SPANISH RIDGE AVENUE, SUITE 100 LAS VEGAS NV 89148 1 0 0 0 common 2021-11-29 2021-11-29 4 P 0 479 12 A 17856 D The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares. /s/ Brendan J. Keating 2021-11-29